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c^S^T?^* 


THE  WORKING  PRINCIPLES 
OF  RHETORIC 


EXAMINED   IN   THEIR  LITERARY  RELATIONS 
AND  ILLUSTRATED    WITH  EXAMPLES 


BY 


JOHN    FRANKLIN    GENUNG 

Professor  of  Rhetoric  in  Amherst  College 


A    RESTUDIED   AND    REPROPORTIONED   TREATISE    BASED   ON 
THE   AUTHOR'S 

PRACTICAL   ELEMENTS    OF   RHETORIC 


y> 


BOSTON,  U.S.A. 

GINN   &    COMPANY,  PUBLISHERS 

Clje  8t&ewettm  ^xzm 

1901 


G4£ 


Copyright,  1900,  by 
JOHN   FRANKLIN   GENUNG 

ALL    RIGHTS    RESERVED 


"1 


TO    THE    SUCCESSION,    NOW    GOODLY   IN    NUMBER,    OF    THOSE 

WHO    RECALL    FROM    THEIR    COLLEGE    DAYS    THE 

ROOM    WITH    THE    INSCRIPTION 

QVI  •  NOVIT  •  NEQVE  ■  ID  •  QVOD  •  SENTIT  ■  EXPRIMIT  • 
PERINDE  ■  EST  •  AC  ■  SI  ■  NESCIRET  ■ 


PREFACE. 


THE  preface  to  the  volume  on  which  the  present  work  is 
based,  written  nearly  fourteen  years  ago,  forecast  and 
not  inaptly  characterized  the  purpose  of  this  new  venture,  in 
its  remark  a  propos  of  the  old  subject  of  rhetoric,  that  "  old 
things,  in  proportion  to  their  living  value,  need  from  time  to 
time  to  be  newly  defined  and  distributed,  their  perspective 
and  emphasis  need  to  be  freshly  determined,  to  suit  changing 
conditions  of  thought."  The  old  subject  is  newer  than  it  was 
then  ;  its  living  value,  in  life  no  less  than  in  school,  more 
generally  recognized.  If  along  with  this  the  conditions  of  its 
study  have  changed,  one  element  of  the  change  may  particu- 
larly be  noted  :  the  tendency  to  specialization  which  a  deeper 
interest  always  brings.  Rhetoric,  in  its  higher  reaches,  is 
studied  nowadays  largely  by  topics  and  sections,  in  which 
single  stages  or  processes  of  the  art  literary  are  taken  up  and 
by  a  kind  of  laboratory  method  carried  to  any  depth  or 
minuteness  desired. 

A  laboratory  method,  of  whatever  sort,  is  not  absolutely 
empirical.  Its  essence  is  indeed  observation,  discovery, 
experiment ;  but  in  its  outfit  must  also  be  included  a  labora- 
tory manual,  to  direct  and  determine  its  lines  of  work.  Special 
monographs  and  records  of  research  have  their  place,  but 
they  do  not  take  the  place  of  this.  There  is  needed,  to  cover 
the  whole  field,  some  treatise  which,  presenting  the  basal 
principles  on  a  uniform  scale  and  from  one  point  of  view, 
shall  thereby  exhibit  also  the  mutual  relations  and  proportions 


vi  PREFACE. 


II 


of  the  various  parts.  A  treatise  of  this  kind  is  in  its  nature 
both  a  text-book  and  a  book  of  reference,  something  to  be 
studied  and  also  consulted.  The  specific  use  to  which  it  is 
put,  and  the  order  in  which  its  parts  are  taken  up,  are  matters 
to  be  determined  largely  by  the  teacher  and  the  course.  As 
a  laboratory  manual  it  does  not  profess  to  embody  the  com- 
plete outfit;  while  it  stands,  as  a  basis  of  reference  and  direc- 
tion, at  the  centre,  it  presupposes  other  things,  accompanying, 
which  shall  supply  the  praxis  and  model-study  necessary. 

Such  a  manual  as  this  the  author  had  in  mind  in  preparing 
the  present  volume.  He  has  aimed  to  traverse  broadly  the 
field  of  rhetoric,  setting  forth  its  working  principles  by  defini- 
tion, explication,  and  example.  In  his  aim  have  also  been 
included  the  utmost  attainable  clearness,  simplicity,  and  sound 
sense  in  the  presentation.  It  is  not  for  him,  of  course,  to  say 
how  far  he  has  been  successful.  Some  principles  —  nay,  all 
of  them  —  go  deep ;  they  cannot  but  do  so,  if  their  working 
begins  within  ;  but  those  inner  points  of  human  nature  to 
which  they  penetrate  are  not  beyond  the  recognition  of  the 
undergraduate,  and  to  every  writer  who  attains  to  a  degree 
of  mastery  they  are  consciously  present  as  points  both  of 
outset  and  of  aim.  Sooner  or  later,  therefore,  these  vitalizing 
principles  must  be  taken  into  the  account;  they  are  what 
colors  and  finishes  the  whole  work  of  authorship.  A  liberal 
course  of  instruction  is  recreant  to  itself  if,  cramping  itself  to 
wooden  rules  of  grammar  and  logic,  it  neglects  what  may  be 
called  the  practical  psychology  of  the  art,  or  leaves  it  to  that 
education  which  began  two  hundred  years  before  the  student's 
birth.  This,  then,  is  what  the  author  has  tried  to  exhibit : 
the  process  of  composition  traced  genetically,  through  its  large 
working  principles,  with  those  living  considerations  which  con- 
nect these  with  writer,  reader,  and  occasion.  The  book  does 
not  set  up  as  an  authority,  except  so  far  as  its  statements, 
fairly  tested,  prove  self-justifying.     Of  any  of  the  assertions 


PREFACE.  Vil 

here  made  the  simple  desire  is,  that  student  and  teacher 
look  at  them,  give  them  all  possible  verification  of  trial  and 
example,  and  see  if  they  are  not  so.  One  thing  further  also : 
that  as  the  upshot  of  all  and  each  it  may  be  seen  how  great  a 
thing  it  is,  how  truly  a  matter  of  ordered  art,  yet  withal  how 
simple  and  business-like,  to  write. 

There  is  only  one  name  to  give  to  the  point  of  view  thus 
brought  to  light.  It  is  the  literary.  Rhetoric  is  literature,  taken 
in  its  details  and  impulses,  literature  in  the  making.  What- 
ever is  implied  in  this  the  present  work  frankly  accepts.  Its 
standard  is  literary ;  it  is  concerned,  as  real  authorship  must 
be,  not  with  a  mere  grammatical  apparatus  or  with  Huxley's 
logic  engine,  but  with  the  whole  man,  his  outfit  of  conviction 
and  emotion,  imagination  and  will,  translating  himself,  as  it 
were,  into  vital  and  ordered  utterance.  It  is  in  this  whole 
man  that  the  technique  of  the  art  has  its  roots. 

Begun  as  a  revision  of  the  author's  Practical  Elements  of 
Rhetoric,  the  work,  as  thus  contemplated,  was  seen  to  be, 
almost  from  the  outset,  so  truly  a  new  treatment  of  the  subject 
that  the  decision  was  made  to  issue  it  as  a  new  work,  of  which 
the  other  is  merely  the  basis.  The  exposition  is  throughout 
subjected  to  a  restatement  for  which  the  author  can  think  of 
no  word  so  fitting  as  reproportioned ;  it  is  brought  by  its 
terms  and  ordering  more  into  the  line  of  scientific  literary 
study  as  it  is  pursued  to-day  and  into  more  rigid  consist- 
ency with  itself.  To  give  in  any  detail  the  changes  from  the 
former  work  would  serve  no  useful  purpose  here.  A  few 
of  the  more  salient  ones  may  be  mentioned.  What  was 
before  given  in  chapters  and  occasional  subdividing  sections 
now  appears  in  books  and  chapters,  the  latter  being  numbered 
continuously  through  the  volume.  Chapters  viii.  and  ix. 
cover  substantially  the  ground  formerly  entitled  Fundamental 
Processes.  Chapter  vii.,  on  Rhythm,  is  nearly  all  new.  The 
substance  of  the   chapter  formerly  entitled   Reproduction  of 


vili  PRE  FA  CE. 

the  Thought  of  Others  is  incorporated  with  Chapter  xvi.,  as 
Exposition  of  the  Symbols  of  Things.  The  subject  of  Persua- 
sion now  appears,  under  the  heading  Oratory,  in  connection 
with  its  controlling  literary  type,  Argumentation.  Whether 
these  changes  will  all  justify  themselves  is  a  question  that 
must  be  left  to  the  judgment  of  those  who  have  used  the  older 
book ;  they  seem  to  come  in  the  way  of  the  reproportioning 
which  the  subject  has  undergone. 

The  additional  matter  furnished  by  the  numerous  corrobo- 
rative footnotes  will,  it  is  hoped,  be  of  service  to  those 
teachers  and  students  who  desire  further  rhetorical  reading. 
Of  the  value  of  these  notes  such  names  as  Earle,  Pater, 
Stevenson,  Bagehot,  De  Quincey,  are  a  sufficient  guarantee. 
No  voluminous  reading  of  this  kind,  of  course,  can  be  given ; 
but  many  wise  and  weighty  remarks  from  critics  of  recognized 
authority  are  thus  gathered  from  widely  scattered  sources 
and  made  available  in  connection  with  the  principles  to 
which  they  apply.  The  body  of  these  appended  readings  is 
especially  indicated,  at  the  end  of  the  book,  in  the  Directory 
of  Authors  Quoted. 

This  book,  as  is  intimated  above,  is  contemplated  only  as 
part  of  a  rhetorical  apparatus,  the  laboratory  manual  on  which 
other  lines  of  work  are  founded.  For  the  praxis  work  of  com- 
position, and  for  more  extended  study  of  models  than  the 
examples  furnish,  the  present  volume  has  no  room.  It  is  the 
author's  intention,  in  due  time,  to  publish  in  a  companion 
volume  what  is  here  lacking. 

In  the  reading  of  the  proofs  the  author  has  had,  and  hereby 
thankfully  acknowledges,  the  much-valued  assistance  of  Pro- 
fessor William  B.  Cairns,  whose  suggestions  have  been  care- 
fully weighed  and  generally  followed,  though,  as  sometimes 
the  casting-vote  went  adversely,  no  responsibility  for  mistakes 
or  imperfections  should  be  laid  to  his  charge. 

Amherst,  March  4,  1901. 


CONTENTS. 


Introductory. 

Definition  of  Rhetoric         .  . 
Rhetoric  as  Adaptation 

Rhetoric  as  Art 

Province  and  Distribution  of  Rhetoric 


I.  STYLE. 
BOOK   I.  — STYLE   IN    GENERAL. 

Chapter  I.  —  Nature  and  Bearings  of  Style.  16-26 

Definition  of  Style 19 

Adjustments  of  Style,  and  the  Culture  that  promotes  them        .  20 

The  Principle  of  Economy 23 

Chapter  II.  —  Qualities  of  Style.  27-43 

1.  Clearness 29 

11.  Force 33 

in.  Beauty 37 

Temperament  of  Qualities .  41 

BOOK   II.  — DICTION. 

Chapter  III.  —  Choice  of  Words  for  Denotation.  46-74 

1.  Accurate  Use 46 

11.  Intelligible  Use 52 

in.    Present  Use '                 .         .  6r 

iv.  Scholarly  Use 68 

ix 


CONTENTS. 


Chapter  IV.  —  Words  and  Figures  for  Connotation. 

I.  Connotation  of  Idea 

Overt  Figures  of  Association 
Implicatory  Words  and  Coloring 

II.  Connotation  of  Emotion 

Overt  Figures  of  Emotion  . 
Animus  of  Word  and  Figure 

Chapter  V.  —  Prose  Diction  —  Standard  and  Occasional. 


ii. 


in. 


Standard  Prose  Diction  .... 
The  Prose  Vocabulary 
Prose  Arrangement  of  Words     . 
Prose  Connection  of  Words 

Prose  Diction  as  determined  by  Occasion 
The  Diction  of  Spoken  Discourse 
The  Diction  of  Written  Discourse 
Manufactured  Diction 

Maintenance  of  the  Tone  of  Discourse  . 


Chapter  VI.  —  Poetic  Diction,  and  its  Interactions  with  Prose. 

I.  Poetic  Traits  in  Poetry  and  Prose 

Tendency  to  Brevity  or  Concentration 
Partiality  to  Unworn  Words  and  Forms 
Language  employed  for  its  Picturing  Power 
Language  employed  for  Qualities  of  Sound 
II.  The  Approaches  of  Prose  to  Poetry 

The  Intellectual  Type  .... 

The  Impassioned  Type        .... 
The  Imaginative  Type         .... 


Chapter  VII.  —  Rhythm  in  Poetry  and  in  Prose. 

I.  Elements  of  Poetic  Rhythm 

The  Metrical  Unit :  the  Foot      . 
The  Metrical  Clause  :  the  Verse 
The  Metrical  Sentence  :  the  Stanza 
II.  The  Life  of  Verse 

Overtones  of  Musical  Rhythm    . 
Pliancy  of  the  Recitative  Measures 
Undertone  of  Phrasal  Rhythm    . 


CONTENTS.  xi 

PAGE 

III.  The  Rhythm  of  Prose 210 

As  maintained  against  Poetic  Rhythm         .         .         .       210 
Its  Main  Elements 213 


BOOK   III.  — COMPOSITION. 

Chapter  VIII.  —  Phraseology.  223-267 

1.  Syntactical  Adjustments 223 

11.  Three  Idioms 232 

in.  Collocation 240 

iv.  Retrospective  Reference 246 

v.  Prospective  Reference 254 

VI.  Correlation 257 

Vii.  Conjunctional  Relation 259 

Chapter  IX. — Organic  Processes.  268-310 

1.  Negation 268 

11.  Antithesis 271  ' 

in.  Inversion 276 

iv.  Suspension 279 

v.  Amplitude .         .         .  287 

vi.  Climax     .         .         .         . 292 

vii.  Condensation 295 

viii.  Repetition 302 

Chapter  X.  —  The  Sentence.  311  —3  5  5 

1.  Organism  of  the  Sentence 312 

Elements  of  Structure  .         .         .         .         .         .312 

Types  of  Structure 316 

11.  Interrelation  of  Elements 320 

Errors  of  Interrelation         .         .         .         .  .  320 

Logical  Relations  Consistent  with  Unity    .         .         .  323 

Office  of  Punctuation 325 

in.  Massing  of  Elements  for  Force 335 

Distribution  of  Emphasis 335 

Dynamic  Stress .  340 

iv.  The  Sentence  in  Diction 345 

As  to  Length 345 

As  to  Mass 350 

Combinations  and  Proportions 354 


xii  CONTENTS. 

PAGE 

Chapter  XL —  The  Paragraph.  356-383 

I.  The  Paragraph  in  Sum 358 

11.  The  Paragraph  in  Structure 364 

Relation  of  Parts  to  Sum 365 

Relation  of  Parts  to  Each  Other         ....  370 

Claims  of  Proportion 375 

in.  Kinds  of  Paragraphs 379 


II.    INVENTION. 


BOOK  IV.  — INVENTION   IN   ITS    ELEMENTS. 


Chapter  XII.  —  Approaches  to  Invention. 


389-419 


1.  The  Sense  of  Literary  Form 390 

11.  The  Support  from  Self-Culture 396 

The  Spirit  of  Observation 397 

Habits  of  Meditation 402 

Ways  of  reading 408 

Disposal  of  Results 417 


Chapter  XIII.  —  The  Composition  as  a  Whole. 


420-474 


The  Theme 

As  related  to  the  Subject    .... 

As  related  to  Form  of  Discourse 

As  distinguished  from  the  Title 
The  Main  Ideas 

The  Making  of  the  Plan      .... 

Principles  of  Relation  and  Arrangement 

Appendages  of  the  Plan      .... 
The  Amplifying  Ideas 

The  Province  of  Unamplified  Expression   . 

Objects  for  which  Amplification  is  employed 

Means  of  Amplification        .... 

Accessories  of  Amplification 


421 
421 
426 
429 
432 
432 
433 
449 
458 
460 
462 
464 
471 


CONTENTS, 


BOOK  V.  — THE   LITERARY   TYPES. 


Chapter  XIV.  —  Description. 


in. 


The  Underlying  Principles 

Problems  of  Material  and  Handling 

Mechanism  of  Description  . 

Subdual  of  Descriptive  Details 
Accessories  of  Description 

Avails  of  Imaginative  Diction 

The  Human  Interest  . 

Aid  from  Narrative  Movement 
Description  in  Literature 

General  Status  and  Value   . 

Forms  of  which  Description  is  the  Basis 


Xlll 

PAGE 


477-5!° 
478 

479 
481 
486 
493 
493 
499 
503 
506 
506 
508 


Chapter  XV.  —  Narration. 

1.  The  Art  of  Narration 

The  End :  to  which  all  is  related  as  forecast 
The  Narrative  Movement    .... 
11.  The  Vehicle  of  the  Story         .... 
The  Supporting  Medium     .... 

Discursive  Narration 

Combination  of  Narratives 

in.  Narration  in  Literature 

History 

Biography 

Fiction 


5""553 


513 
5*4 

520 

529 
53° 
535 
537 
543 
544 
548 
55o 


Chapter  XVI.  —  Exposition. 

I.  Exposition  of  Things 

Exposition  Intensive :  Definition 
Exposition  Extensive :  Division 
11.  Exposition  of  the  Symbols  of  Things 
Exegesis  of  Terms 
Explication  of  Propositions 
Forms  of  Reproduction 
in.  Exposition  in  Literature 

Criticism      .... 
Forms  of  Expository  Work 


554-596 

557 
558 
568 

575 
576 
578 
582 

59i 
59i 
594 


xiv  CONTENTS. 


PAGE 

Chapter  XVII.  —  Argumentation.  597-662 

Section  I.  —  Argumentation  in  its  Type  Forms       ....  598 

1.  Argumentation  Constructive 599 

Direct  Discovery  of  Facts  .         .         .         .         .         .  599 

Inference  from  Particulars 606 

Inference  from  Generals 616 

11.  Argumentation  Destructive 622 

Analyzing  by  Alternative 623 

Exposure  of  Fallacies 626 

Section  II.  —  Argumentation  in  Ordered  System        ....  633 

1.  Debate 634 

Preparation  of  the  Question 635 

Measures  looking  to  Attack  and  Defense  .         .         .  637 

Order  of  Arguments 639 

11.  Oratory 642 

The  Essence  of  Oratory 642 

The  Basis  of  Relation  with  the  Audience  .         .         .  645 

Forms  and  Agencies  of  Appeal 650 

Index  of  Subjects 663 

Directory  of  Authors  Quoted 673 


THE 

WORKING  PRINCIPLES  OF  RHETORIC. 


"  I  hope  that  your  professors  of  rhetoric  will  teach  you  to  culti 
vate  that  golden  art  —  the  steadfast  use  of  a  language  in  which  truth 
can  be  told  ;  a  speech  that  is  strong  by  natural  force,  and  not  merely 
effective  by  declamation  ;  an  utterance  without  trick,  without  affecta- 
tion, without  mannerisms,  and  without  any  of  that  excessive  ambition 
which  overleaps  itself  as  much  in  prose  writing  as  it  does  in  other 
things."  — John  M or  ley. 


i 


INTRODUCTORY. 


Definition  of  Rhetoric.  —  Rhetoric  is  the  art  of  adapting 
discourse,  in  harmony  with  its  subject  and  occasion,  to  the 
requirements  of  a  reader  or  hearer. 

Note.  —  The  word  discourse,  which  is  popularly  understood  of  some- 
thing oral,  as  a  speech  or  a  conversation,  will  be  used  throughout  this 
treatise  to  denote  any  coherent  literary  production,  whether  spoken  or 
written.  The  term  is  broad  enough  to  cover  all  the  forms  of  composition, 
and  deep  enough  to  include  all  its  processes. 


I. 

Rhetoric  as  Adaptation.  —  To  treat  a  subject  rightly,  to  say 
just  what  the  occasion  demands,  are  indeed  fundamental  to 
effective  discourse ;  but  what  more  than  all  else  makes  it 
rhetorical  is  the  fact  that  all  the  elements  of  its  composition 
are  adopted  with  implicit  reference  to  the  mind  of  readers  or 
hearers.  The  writer  learns  to  judge  what  men  will  best 
understand,  what  they  can  be  made  to  feel  or  imagine,  what 
are  their  interests,  their  tastes,  their  limitations ;  and  to 
these,  as  subject  and  occasion  dictate,  he  conforms  his  work ; 
that  is,  he  adapts  discourse  to  human  nature,  as  its  require- 
ments are  recognized  and  skilfully  interpreted.  The  var'  ajj 
problems  involved  in  such  adaptation  constitute  the  fiel^  *. 
the  art  of  rhetoric. 

This  idea  of  adaptation  is  the  best  modern  representative 
of  the  original  aim  of  the  art.     Having  at  first  to  deal  only 


INTR  OB  UCTOR  Y. 

with  hearers,  rhetoric  began  as  the  art  of  oratory,  that  is,  of 
convincing  and  persuading  by  speech.  Now,  however,  as  the 
art  of  printing  has  greatly  broadened  its  field  of  action, 
rhetoric  must  address  itself  to  readers  as  well,  must  therefore 
include  more  forms  of  composition  and  more  comprehensive 
objects ;  while  still  the  initial  character  of  the  art  survives, 
in  the  general  aim  of  so  presenting  thought  that  it  shall  have 
power  on  men,  which  aim  is  most  satisfactorily  denned  ih  the 
term  adaptation. 

Note.  —  The  derived  and  literary  uses  of  the  word  rhetoric  all  start 
from  the  recognition  of  the  adaptedness  of  speech,  as  wielded  by  skill  and 
art,  to  produce  spiritual  effects.     When,  for  instance,  Milton  says  of  Satan, 

"the  persuasive  rhetoric 
That  sleeked  his  tongue,  and  won  so  much  on  Eve," 

or  speaks,  in  Comus,  of  the 

"gay  rhetoric 
That  hath  so  well  been  taught  her  dazzling  fence," 

he  sees,  in  smoothness  of  speech   and   deftness  of  argument,  rhetoric? 
devices  that  in  their  place  are  quite  legitimate,  and  incur  reproach  only 
used  unscrupulously.     In  the  line 

"  Sweet,  silent  rhetoric  of  persuading  eyes," 

the  poet  Daniel  regards  the  influencing  effect  as  produced  by  means  other 
than  speech ;  a  not  infrequent  use  of  the  word. 

Distinguished  by  this  Characteristic  from  the  Sciences  on  which 
it  is  founded.  —  The  two  sciences  that  mainly  constitute  the 
basis  of  rhetoric  are  grammar  and  logic,  both  of  which  it 
supplements  in  the  direction  of  adaptation. 

Grammar,  which  deals  with  the  forms,  inflections,  and 
offices  of  words,  and  their  relation  to  each  other  in  phrases 
sentences,  aims  to  show  what  is  correct  and  admissible 
usage,  not  what  is  adapted  to  men's  capacities.  A  sentence 
quite  unexceptionable  in  grammar  may  be  feebly  expressed, 
or  crudely  arranged,  or  hard  to  understand ;  and  if  so  it  is  to 


INTR  OD  UC  TORY.  3 

just  that  degree  unrhetorical.  Rhetoric,  while  making  its 
sentence  grammatical  as  a  matter  of  course,  inquires  in  addi- 
tion by  what  choice  and  arrangement  of  words  it  can  best 
work  its  intended  effect.  Nor  does  its  inquiry  stop  with  the 
sentence.  In  every  stage  and  form  of  composition,  wherever 
the  problem  of  adaptation  may  be  involved,  the  art  of  rhetoric 
has  its  principles  and  procedures. 

Logic,  which  deals  with  the  laws  of  thinking,  aims  to  deter- 
mine what  sequences  of  thought  are  sound  and  self-consistent. 
In  so  doing  it  works  for  the  sake  of  its  subject  alone,  not  for 
the  convenience  of  a  reader.  A  passage  whose  logic  is  quite 
unassailable  may  be  severe,  abstruse,  forbidding,  and  there- 
fore unrhetorical.  Rhetoric,  while  its  expression  must  of 
necessity  conform  to  the  laws  of  sound  thinking,  aims  to 
bring  its  thought  home  to  men  by  making  it  attractive,  vivid, 
or  otherwise  easier  to  apprehend. 

Lines  of  Rhetorical  Adaptation.  —  The  requirements  of  a 
reader  or  hearer  are  determined  not  by  his  mental  capacities 
alone,  but  by  his  whole  nature  ;  which,  in  one  way  or  another, 
as  subject  and  occasion  dictate,  is  to  be  acted  upon  by  the 
power  of  language.  The  common  psychological  division  of 
man's  spiritual  powers  will  indicate  broadly  three  main  lines 
of  adaptation. 

There  is  first  the  power  of  intellect,  by  which  a  man  knows, 
thinks,  reasons.  Discourse  that  addresses  itself  to  this  power 
aims  merely  to  impart  information  or  convince  of  truth  ;  and 
its  adaptation  consists  in  giving  the  reader  facilities  to  see 
and  understand.  This  practical  aim  is  what  gives  substance 
and  seriousness  to  all  literary  endeavor ;  but  its  sole  or  pre- 
dominating presence  gives  rise  to  the  great  body  of  everyday 
writing,  —  news,  criticism,  science,  history,  discussion,  all 
that  deals  with  the  common  facts  and  interests  of  life  ;  which 
may  be  included  under  the  general  name  of  Matter-of-fact 
Prose. 


4  INTR  01)  UC  TOR  Y. 

Secondly,  there  is  the  power  of  emotion,  by  which  a  man 
feels  and  imagines.  Discourse  that  addresses  itself  to  this 
power  aims  to  make  men  not  only  understand  a  truth  but 
realize  it  vividly  and  have  a  glow  of  interest  in  it ;  and  the 
adaptation  is  effected  by  using  language  that  stimulates  and 
thrills.  This  aim  has  a  large  part  in  the  more  literary  forms 
of  prose ;  but  it  appears  most  unmixedly  in  Poetry. 

Thirdly,  there  is  the  power  of  will,  by  which  a  man  ven- 
tures life  and  action  on  what  he  believes  or  thinks.  Dis- 
course that  addresses  itself  to  this  power  must  make  men 
both  understand  clearly  and  realize  intensely  ;  it  must  there- 
fore work  with  both  intellect  and  emotion ;  but  through  these 
it  must  effect  some  definite  decision  in  men's  sympathies  or 
conduct.  Its  adaptation  consists  in  making  its  thought  a 
power  on  motive  and  principle ;  and  the  aim  results  in  the 
most  complex  literary  type,   Oratory. 

From  the  consideration  of  these  human  powers  and  capaci- 
ties, with  the  countless  limitations  that  culture,  occupation, 
and  original  character  impose  upon  them,  it  will  easily  be 
seen  how  broad  is  the  field  of  rhetorical  adaptation,  and  how 
comprehensive  must  be  the  art  that  masters  and  applies  its 
resources. 

II. 

Rhetoric  as  Art.  —  In  the  adapting  of  discourse  to  the 
requirements  of  reader  or  hearer,  under  the  various  condi- 
tions that  call  for  such  work,  it  is  evident  that  there  must 
be  all  the  fine  choice  of  means  and  fitting  of  these  to  ends, 
all  the  intimate  conversance  with  material  and  working-tools, 
that  we  associate  with  any  art,  fine  or  useful. 

Rhetoric,  here  called  an  art,  is  sometimes  defined  as  a 
science.  Both  designations  are  true  ;  they  merely  regard  the 
subject  in  two  different  aspects.  Science  is  systematized 
knowledge :  if  then  the  laws  and  principles  of  discourse  are 


INTR  OD  UC  TOR  Y.  5 

exhibited  in  an  ordered  and  interrelated  system,  they  appear 
in  the  character  of  a  science.  Art  is  knowledge  made  effi- 
cient by  skill ;  if  then  rhetorical  laws  and  principles  are 
applied  in  the  actual  construction  of  discourse,  they  become 
the  working-rules  of  an  art. 

From  both  points  of  view  rhetoric  has  great  practical 
value  in  liberal  culture.  Studied  as  a  science  or  theory,  in 
which  aspect  it  may  be  called  critical  rhetoric,  it  promotes 
understanding  and  appreciation  of  literature,  and  thereby 
not  only  aids  those  who  have  natural  literary  aptitude  but 
deepens  and  enrich'es  the  reading  of  those  to  whom  such  gift 
is  denied.  Cultivated  for  practical  ends,  as  an  art,  in  which 
aspect  it  may  be  called  constructive  rhetoric,  the  study,  while 
it  can  set  up  no  pretensions  to  confer  the  power  to  write,  can 
do  much  to  steady  and  discipline  powers  already  present,  and 
keep  them  from  blundering  and  feeble  ways.  And  each  mode 
of  approach  so  helps  the  other  that  in  practice  the  two, 
science  and  art,  cannot  attain  their  best  disjoined. 

Note.  —  The  present  manual,  because  it  regards  the  student  always  as 
in  the  attitude  of  constructing,  of  weighing  means  and  procedures  not  for 
their  mere  scientific  or  curious  interest  but  as  adapted  to  produce  practical 
results,  starts  from  the  definition  of  rhetoric  as  an  art. 

Analogies  with  Other  Arts.  —  What  is  true  of  other  arts, 
such  as  painting,  music,  sculpture,  handicraft,  is  so  exactly 
paralleled  in  the  art  of  rhetoric,  that  it  will  be  useful  to 
trace  some  of  the  analogies. 

i.  Aptitude  for  masterful  expression,  like  an  ear  for  music 
or  an  eye  for  color  and  proportion,  is  an  inborn  gift.  Exist- 
ing in  infinitely  various  degrees,  this  aptitude  may  sometimes 
be  so  great  as  to  discover  the  secret  of  good  writing  almost 
by  intuition  ;  while  sometimes  it  may  lie  dormant  and  unsus- 
pected, needing  the  proper  impulse  of  culture  to  awaken  it. 
In  the  great  majority  of  cases  it  exists  merely  in  such  moder- 


6  INTRODUCTORY. 

ate  degree  as  to  suffice  for  useful  and  common-sense  work  in 
the  ordinary  occasions  of  writing.  So  much  aptitude  may- 
be taken  for  granted ;  and  if  the  higher  degree  is  present  it 
will  according  to  its  insight  find  the  higher  ranges  of  the  art 
congenial. 

2.  Just  as  in  these  other  arts  one  does  not  think  of  stop- 
ping with  mere  native  aptitude,  but  develops  and  disciplines 
all  his  powers  so  that  -they  may  be  employed  wisely  and 
steadily ;  so  in  the  art  of  expression  one  needs  by  faithful 
study  and  practice  to  get  beyond  the  point  where  he  only 
happens  to  write  well,  or  where  brilliancy  and  crudeness  are 
equally  uncontrolled,  and  attain  that  conscious  power  over 
thought  and  language  which  makes  every  part  of  his  work 
the  result  of  unerring  skill  and  calculation. 

3.  Like  other  arts,  this  art  of  rhetoric  has  its  besetting 
faults,  which  it  requires  watchfulness,  conscientiousness,  and 
natural  taste  to  avoid.  —  The  most  prevalent  of  these,  perhaps, 
is  the  fault  of  falling  idly  into  conventional  and  stereotyped 
ways  of  expression,  without  troubling  to  think  how  much  or 
how  little  they  mean.  This  is  at  bottom  insincerity;  it  is 
taking  up  with  something  that  has  embodied  another  man's 
thought  and  passing  it  off  for  one's  own,  thus  pretending  to 
think  or  feel  what  one  does  not.  —  A  second  fault  is  trust- 
ing too  much  to  one's  cleverness  and  fluency,  and  not  having 
patience  and  application  in  the  exercises  necessary  to  deepen 
and  steady  one's  powers ;  in  other  words,  neglecting  the 
technic  of  the  art.  This  is  especially  the  tendency  of  those 
to  whom  writing  comes  easily ;  they  think  their  native  apti- 
tude will  make  up  for  discipline,  —  always  a  fatal  mistake. — 
A  third  fault  is  being  so  taken  with  tricks,  vogues,  manner- 
isms of  expression  as  to  think  more  of  the  dress  one  gives  the 
thought  than  of  the  thought  itself ;  thus  making  rhetoric  the 
manipulation  of  devices  of  language  for  their  own  sake.  It 
must  be  borne   in  mind   that  this  art  of  rhetoric  does   not 


INTRO  D  UCTOR  V.  7 

exist  for  itself,  but  only  as  the  handmaid  of  the  truth  which 
it  seeks  to  make  living  in  the  minds  and  hearts  of  men.1 

4.  As  in  the  mastering  of  other  arts,  so  in  this,  there  is  an 
initial  stage  during  which  the  submitting  of  one's  work  to 
severe  artistic  standards  seems  to  spoil  it ;  the  powers  that 
when  running  wild  produced  results  uneven  and  uncertain 
indeed  but  full  of  native  vigor  and  audacity  become,  as 
dominated  by  art,  labored,  wooden,  self-conscious.  This, 
however,  is  merely  a  temporary  period  in  the  necessary  proc- 
ess of  changing  artistic  power  from  arbitrary  rules  to  second 
nature.  To  discard  rhetorical  discipline  on  this  account,  as 
many  do,  does  not  help  the  matter  ;  it  is  merely  to  abandon 
what  experience  has  contributed  to  a  difficult  art  and  set 
one's  self  to  evolve  one's  own  modes  of  procedure,  with  all 
the  risks  of  mannerism  and  blundering.  The  wiser  way  is 
to  work  up  through  that  self-conscious  stage  to  the  eminence 
where  the  art  becomes  at  once  artistic,  uniform  in  quality, 
and  full  of  the  spontaneousness  of  nature. 

Fine  Art  and  Mechanical  Art.  —  The  distinction  ordinarily 
made  between  mechanical  or  useful  art  and  fine  art  has  its 
application  to  rhetoric ;  which  may  be  classed  with  either, 
according  as  its  results  are  merely  practical,  as  in  journalism 
and  matters  of  everyday  information,  or  more  distinctively 
literary,  as  in  poetry,  oratory,  romance.  Nor  is  it  either  easy 
or  desirable  to  define  the  point  where  one  kind  of  art  passes 
into  the  other.  Both  the  sense  of  the  practical  and  the  sense 
of  the  beautiful  may  each  in  its  way  control  the  same  work ; 
and  thus  the  composition  may  be  at  once  masterful  contriv- 
ance and  fine  art,  with  each  quality  reinforced  by  the  other. 

1  The  above  remarks  on  the  faults  of  the  rhetorical  art  are  suggested  by  a  sentence 
from  Raskin's  Introduction  to  "Roadside  Songs  of  Tuscany":  "  All  fatal  faults  in 
art  that  might  have  been  otherwise  good,  arise  from  one  of  these  three  things :  either 
from  the  pretence  to  feel  what  we  do  not ;  the  indolence  in  exercises  necessary  to 
obtain  the  power  of  expressing  the  truth  ;  or  the  presumptuous  insistence  upon,  and 
Indulgence  in,  our  own  powers  and  delights,  and  with  no  care  or  wish  that  they 
ihoold  be  useful  to  other  people,  so  only  they  may  be  admired  by  them." 


8  INTRO  D  UCTOR  V. 

To  every  writer  who  enlists  a  well-endowed  nature  in  it, 
the  art  of  expression  is  comprehensive  enough  to  include  the 
highest  and  most  exquisite  literary  achievement ;  while  at  its 
beginning,  accessible  to  all,  are  the  homely  and  useful  details 
of  plain  words  and  clear  thinking.  Nor  is  any  stage  of  the 
work  so  insignificant  but  genius  can  give  it  the  charm  of  a 
fine  art. 

III. 

Province  and  Distribution  of  Rhetoric.  —  The  province  of  the 
study  is  suggested  in  the  foregoing  definition  of  rhetoric  as 
art  and  as  adaptation.  Its  province  is  to  expound  in  sys- 
tematic order  the  technic  of  an  art.  But  inasmuch  as  this  is 
an  art  governed  in  all  its  details  by  the  aim  of  adaptation,  its 
problems  are  not  primarily  problems  of  absolute  right  and 
wrong,  but  of  fitness  and  unfitness,  or,  where  various  expedi- 
ents are  in  question,  of  better  and  worse.1  What  is  good  for 
one  occasion  or  one  class  of  readers  or  one  subject  may  be 
bad  for  another ;  what  will  be  powerful  to  effect  one  object 
may  be  quite  out  of  place  for  another.  Thus  it  traverses 
from  beginning  to  end  that  field  of  activity  wherein  the 
inventive  constructive  mind  is  supposably  at  work  making 
effective  discourse. 

The  distribution  of  the  study  bases  itself  most  simply,  per- 
haps, on  the  two  questions  that  naturally  rise  in  any  under- 
taking, the  questions  what  and  how.  Round  the  first  cluster 
the  principles  that  relate  to  matter  or  thought  of  discourse ; 
round  the  second  whatever  relates  to  manner  or  expression. 
Of  course  a  question  of  expression  must  often  involve  the 
question  of  thought  also,  and  vice  versa ;  so  the  two  lines  of 
inquiry  must  continually  touch  and  interact ;  but  on  the 
whole  they  are  distinct  enough  to  furnish  a  clear  working 
basis  for  the  distribution  of  the  art. 

1  See  Wendell,  English  Composition,  p.  2. 


INTR  OD  UC  TOR  Y.  9 

Reversing  the  order  here  suggested,  for  a  reason  presently 
to  be  explained,  the  present  manual  groups  the  elements  of 
rhetoric  round  two  main  topics :  style,  which  deals  with  the 
manner  of  discourse  ;  and  invention,  which  deals  with  the 
matter. 

Style.  —  The  question  how,  which  underlies  the  art  of 
style,  divides  itself  into  the  questions  what  qualities  to  give 
it  in  order  to  produce  the  fitting  effect ;  then,  more  particu- 
larly, how  to  choose  words  both  for  what  they  say  (denote) 
and  what  they  imply  or  involve  (connote),  that  is,  both 
literal  and  figurative  expression  ;  how  to  put  words  together 
in  phrases  and  sentences,  with  fitting  stress  and  order ;  and 
how  to  build  these  sentences  into  paragraphs.  This  division 
of  the  study  is  commonly  regarded  as  the  dryest;  but  it  is 
the  most  indispensable,  and  its  dryness  gives  way  to  intense 
interest  in  proportion  as  the  importance  of  one's  work  is 
apprehended.  No  word  or  detail  can  be  insignificant  which 
makes  more  powerful  or  unerring  a  desired  effect. 

Invention. — The  question  what,  which  underlies  the  art  of 
invention,  must  be  held  to  suggest  more  than  the  mere  find- 
ing of  subject-matter,  which  of  course  must  be  left  to  the 
writer  himself.  No  text-book  or  system  of  study  can  do  his 
thinking  for  him.  It  belongs  to  invention  also  to  determine 
what  concentration  and  coordination  must  be  given  to  every 
line  of  thought  to  make  it  effective ;  then,  more  particularly, 
what  forms  of  discourse  are  at  the  writer's  disposal,  and  what 
peculiarities  of  management  each  demands.  This  division  of 
the  study,  while  not  more  practical,  has  the  interest  of  being 
more  directly  concerned  with  the  making  of  literature,  and 
the  demands  of  self-culture  therein  involved. 


I. 
STYLE. 


"  Have  something  to  say,  and  say  it,  was  the  Duke  of  Wellington's 
theory  of  style  ;  Huxley's  was  to  say  that  which  has  to  be  said  in 
such  language  that  you  can  stand  cross-examination  on  each  word. 
Be  clear,  though  you  may  be  convicted  of  error.  If  you  are  clearly 
wrong,  you  will  run  up  against  a  fact  some  time  and  get  set  right. 
If  you  shuffle  with  your  subject,  and  study  chiefly  to  use  language 
which  will  give  you  a  loophole  of  escape  either  way,  there  is  no  hope 
for  you."  —  Life  and  Letters  of  Thomas  H.  Huxley. 


12 


BOOK    I.     STYLE    IN    GENERAL. 


It  is  as  important  in  this  art  of  rhetoric  as  in  any  other  to 
distinguish  between  the  order  of  performance  and  the  order 
of  training.  When  a  writer,  trained  presumably  to  the  point 
of  mastery,  sets  about  the  actual  construction  of  a  work  of 
literature,  his  first  step,  of  course,  is  invention :  that  is, 
determining  in  what  form  of  discourse  he  will  work,  and 
devising  a  framework  of  thought.  The  case  is  different  with 
a  student  setting  out  to  attain  proficiency  in  the  art.  He 
must  begin  with  practice  in  details  of  word  and  phrase  and 
figure ;  just  as  a  musician  begins  with  scales  and  finger  exer- 
cises, and  an  artist  with  drawing  from  models.  This  is  the 
natural  order  in  every  art :  first,  patient  acquisition  of  skill 
in  workmanship;  then,  matured  design  or  performance.1  It 
is  as  a  recognition  of  this  fact  that  in  the  course  of  rhetorical 

1  "  In  all  arts  the  natural  advance  is  from  detail  to  general  effect.  How  seldom 
those  who  begin  with  a  broad  treatment,  which  apes  maturity,  acquire  subsequently 
the  minor  graces  that  alone  can  finish  the  perfect  work!  ...  He  [Tennyson] 
devoted  himself,  with  the  eager  spirit  of  youth,  to  mastering  this  exquisite  art  [of 
poetry],  and  wreaked  his  thoughts  upon  expression,  for  the  expression's  sake.  And 
what  else  should  one  attempt,  with  small  experiences,  little  concern  for  the  real 
world,  and  less  observation  of  it?" — Stedman,  Victorian  Poets,  p.  156. 

"As  I  walked,  my  mind  was  busy  fitting  what  I  saw  with  appropriate  words; 
when  I  sat  by  the  roadside,  I  would  either  read,  or  a  pencil  and  a  penny  version-book 
would  be  in  my  hand,  to  note  down  the  features  of  the  scene  or  commemorate  some 
halting  stanzas.  Thus  I  lived  with  words.  And  what  I  thus  wrote  was  for  no  ulte- 
rior use,  it  was  written  consciously  for  practice.  It  was  not  so  much  that  I  wished 
to  be  an  author  (though  I  wished  that  too)  as  that  I  had  vowed  that  I  would  learn 
to  write.  That  was  a  proficiency  that  tempted  me  ;  and  I  practiced  to  acquire  it,  as 
men  learn  to  whittle,  in  a  wager  with  myself."  —  Stevenson,  Memories  and  Por- 
traits, Works,  Vol.  xiii,  p.  211. 

13 


14  STYLE  IN  GENERAL. 


art  here  traced  the  part  relating  to  style  precedes  the  part 
relating  to  invention. 

If  this  distinction  were  made  merely  to  justify  the  plan 
of  a  text-book,  it  would  be  of  little  consequence.  It  is  made 
rather  because  the  claim  of  style,  with  all  its  demands  on  the 
writer,  is  logically  first  and  fundamental.  Care  for  style  is 
the  mood  that  ought  to  control  every  stage  of  the  work,  pro- 
jecting and  finishing  alike.  In  every  literary  undertaking, 
and  with  the  sense  of  its  importance  increasing  rather  than 
diminishing,  the  faithful  writer's  most  absorbing  labor  is 
devoted  to  studious  management  of  details  and  particulars, 
weighing  of  words,  sifting  and  shaping  of  subtle  turns  of 
phrase,  until  with  unhasting  pains  everything  is  fitted  to  its 
place.  And  the  result  of  such  diligence  is  increasing  fineness 
of  taste  for  expression,  and  increasing  keenness  of  sense  for 
all  that  contributes,  in  however  small  degree,  toward  making 
the  utterance  of  his  thought  perfect. 

Ideal  as  this  sounds,  it  is  merely  the  rigorous  artist  mood 
applied  to  literary  endeavor;  nor  is  it  anything  more  than 
becomes  actual  in  the  experience  of  every  well-endowed 
writer.  The  constant  pressure  of  an  ideal  standard  engen- 
ders a  certain  sternness  and  severity  of  mood  which  for  the 
practical  guidance  of  the  student  may  be  defined  in  these 
two  aspects :  First,  an  insatiable  passion  for  accuracy,  in 
statement  and  conception  alike,  which  forbids  him  to  be 
content  with  any  word  or  phrase  that  comes  short  of  his 
idea  or  is  in  the  least  aside  from  it.  Secondly,  an  ardent 
desire  for  freedom  and  range  of  utterance,  for  such  wealth 
of  word  and  illustration  as  shall  set  forth  adequately  the  ful- 
ness of  a  deeply  felt  subject.  The  practical  questions  that 
rise  out  of  this  mood  are  deeper  than  the  search  for  qualities 
of  style,  though  also  they  include  this  latter  quest ;  they  are, 
in  a  sense,  not  questions  of  style  at  all,  but  of  truth  and  fact. 
If  the  student  of  composition  would  be  a  master  of  expression 


STYLE  IN  GENERAL.  15 

this  earnestness  of  literary  mood  must  become  so  ingrained  as 
to  be  a  working  consciousness,  a  second  nature.1  This  is  what 
is  involved  in  giving  style  the  first  and  fundamental  claim. 

1  "  I  hate  false  words,  and  seek  with  care,  difficulty,  and  moroseness  those  that  fit 
the  thing."  —  Landor. 

"  Nor  is  there  anything  here  that  should  astonish  the  considerate.  Before  he  can 
tell  what  cadences  he  truly  prefers,  the  student  should  have  tried  all  that  are  possible  ; 
before  he  can  choose  and  preserve  a  fitting  key  of  words,  he  should  long  have  prac- 
tised the  literary  scales  ;  and  it  is  only  after  years  of  such  gymnastic  that  he  can  sit 
down  at  last,  legions  of  words  swarming  to  his  call,  dozens  of  turns  of  phrase  simul- 
taneously bidding  for  his  choice,  and  he  himself  knowing  what  he  wants  to  do  and 
(within  the  narrow  limit  of  a  man's  ability)  able  to  do  it." —  Stevenson,  Memories 
and  Portraits,  Works,  Vol.  xiii,  p.  214. 


CHAPTER    I. 
NATURE    AND    BEARINGS    OF    STYLE. 

I. 

Definition  of  Style.  —  Style  is  manner  of  choosing  and 
arranging  words  so  as  to  produce  determinate  and  intended 
effects  in  language.1 

It  is  evident  that  the  thought  must  be  developed  enough  to 
contain  some  question  of  manner  and  effect  before  we  can 
associate  style  with  it.  Bare  facts  could  be  exhibited  in  sub- 
stantives, or  formulae,  or  statistics;  but  this  would  not  be 
style ;  it  would  display  no  degrees  of  effectiveness,  nor  would 
there  be  any  interest  in  it  beyond  the  thing  that  is  said.  A 
work  characterized  by  style  derives  equal  importance  from 
the  particular  manner  of  saying  a  thing:  there  is  a  fitness, 
a  force,  a  felicity  in  the  use  of  language  which  adapts  the 
thought  to  the  occasion,  and  gives  it  dignity  and  distinction. 
By  its  style  the  thought  is  made  to  stand  out  as  adapted  to 
act  upon  men. 

Note.  —  To  illustrate  how  much  style  may  have  to  do  with  the  effective 
presentation  of  a  subject,  compare  the  two  following  descriptions  of  the 
same  thing  ;  the  one  from  an  encyclopaedia,  simply  giving  information, 
the  other  from  a  romance  and  told  in  the  person  of  an  ordinary  man  of 
the  people. 

"Avignon.  The  capital  of  the  department  of  Vaucluse,  France,  situ- 
ated on  the  east  bank  of  the  Rhone,  in  lat.  430  57'  N.,  long.  40  50'  E.  :  the 
Roman  Avenio  :  called  the  '  Windy  City '  and  the  '  City  of  Bells.'     It  has 

1  This  is  given  as  a  working  definition,  suitable  to  a  course  of  study,  not  as 
including  all  the  literary  refinements  of  style.  The  distinction,  general  though  not 
absolute,  between  style,  which  centres  in  manner,  and  invention,  which  deals  with 
matter,  has  been  given  above,  pp.  8,  9. 

16 


NATURE   AND  BEARINGS   OF  STYLE.  17 

a  large  trade  in  madder  and  grain,  and  manufactures  of  silk,  etc.,  and  is 
the  seat  of  an  archbishopric  and  formerly  of  a  university.  It  was  a  flourish- 
ing Roman  town,  and  is  celebrated  as  the  residence  of  the  popes  1309-77, 
to  whom  it  belonged  until  its  annexation  by  the  French  in  1791.  At  that 
time  it  was  the  scene  of  revolutionary  outbreaks,  and  of  reactionary  atroci- 
ties in  1815.  .  .  .  The  palace  of  the  popes  is  an  enormous  castellated 
pile,  built  during  the  14th  century,  with  battlemented  towers  150  feet  high 
and  walls  rising  to  a  height  of  100  feet."1 

The  second  account  is  laid  at  the  time  of  the  revolutionary  outbreaks 
mentioned  above. 

"At  last  I  came  within  sight  of  the  Pope's  City.  Saints  in  Heaven! 
What  a  beautiful  town  it  was  !  Going  right  up  two  hundred  feet  above 
the  bank  of  the  river  was  a  bare  rock,  steep  and  straight  as  though  cut 
with  a  stonemason's  chisel,  on  the  very  top  of  which  was  perched  a  castle 
with  towers  so  big  and  high  —  twenty,  thirty,  forty  times  higher  than  the 
towers  of  our  church  —  that  they  seemed  to  go  right  up  out  of  sight  into 
the  clouds !  It  was  the  Palace  built  by  the  Popes ;  and  around  and 
below  it  was  a  piling  up  of  houses  —  big,  little,  long,  wide,  of  every  size 
and  shape,  and  all  of  cut  stone  —  covering  a  space  as  big,  I  might  say,  as 
half  way  from  here  to  Carpentras.  When  I  saw  all  this  I  was  thunder- 
struck. And  though  I  still  was  far  away  from  the  city  a  strange  buzzing 
came  from  it  and  sounded  in  my  ears  —  but  whether  it  were  shouts  or 
songs  or  the  roll  of  drums  or  the  crash  of  falling  houses  or  the  firing  of 
cannon,  I  could  not  tell.  Then  the  words  of  the  lame  old  man  with  the 
hoe  came  back  to  me,  and  all  of  a  sudden  I  felt  a  heavy  weight  on  my 
heart.  What  was  I  going  to  see,  what  was  going  to  happen  to  me  in  the 
midst  of  those  revolutionary  city  folks  ?  What  could  I  do  among  them  — 
I,  so  utterly,  utterly  alone  ?  "  2 

From  these  examples  it  would  appear  that  we  must  enlarge 
our  conception  of  what  is  involved  in  producing  effects 
by  means  of  language.  If  it  meant  merely  setting  forth 
bare  facts  of  information,  then  writing  like  the  first  quoted 
paragraph  would  be  enough ;  rhetorical  study  would  be 
learning  to  make  catalogues  and  annals,  and  all  excellences 
of  style  would  be  reducible  to  various  kinds  of  painstaking. 
But  while  good  writing  includes  this,  while  one  of  its  most 

1  The  Century  Cyclopedia  of  Names,  s.v. 

2  Felix  Gras,  The  Reds  of  the  Midi,  p.  69. 


18  STYLE   IN  GENERAL. 


I 


n- 

: 


imperative  aims  is  faithful  transcription  of  fact,  it  includes 
with  this  also  the  writer's  individual  sense  of  fact x ;  and  this 
latter  imparts  to  it  the  literary  quality,  a  character  and  color 
ing  due  both  to  the  intrinsic  nature  of  the  fact  or  though 
itself  and  to  the  writer's  own  personality. 

Both   of   these   relations   of  style   require  a   few  words 
explication. 

Style  and  the  Thought.  —  It  is  a  common  notion  among 
practical-minded  people  that  the  style  of  a  literary  work  is 
an  addition  from  without 2 ;  as  if  the  thought  existed  first  by 
itself  and  then  some  one  who  could  manipulate  words  dressed 
it  up  for  effect.  To  them  literature  seems  a  trick  and  a  trade, 
having  to  do  with  devices  and  ornaments  of  expression,  or 
with  cunning  artifices  of  argument.  This  idea  it  is  that  so 
often  weights  the  word  rhetoric  with  reproach,  and  casts  a 
slur  on  anything  that  is  not  expressed  in  the  plainest  and 
directest  manner.  But  the  truth  is,  if  in  good  writing  a 
thought  is  told  plainly  it  is  because  the  thought  itself  is  plain 
and  simple,  requiring  only  a  bare  statement  for  its  full  setting- 
forth.  If  another  thought  is  told  elaborately,  it  is  because 
wealth  of  word,  illustration,  figure,  clever  phrasing  and  arrange- 
ment are  necessary  to  sound  its  depths  or  be  just  to  its  subtle 
shadings.  To  a  trained  sense  thoughts  are  esse?itially  beauti- 
ful or  rugged,  dignified  or  colloquial,  dry  or  emotional ;  con- 
taining therefore  the  potency  of  their  own  ideal  expression : 
his  aim  is  simply  to  interpret  this  character,  whatever  it  is, 
and  by  making  his  word  and  phrase  correspond  thereto,  to 
tell  exactly  and  fully  the  truth  that  lies  enwrapped  in  it.3 

1  The  distinction  adopted  from  Pater,  Appreciations,  p.  5. 

2  See  this  illustrated,  Newman,  Idea  of  a  University,  p.  277. 

3  "  In  the  highest  as  in  the  lowliest  literature,  then,  the  one  indispensable  beauty 
is,  after  all,  truth :  —  truth  to  bare  fact  in  the  latter,  as  to  some  personal  sense  of 
fact,  diverted  somewhat  from  men's  ordinary  sense  of  it,  in  the  former ;  truth  there 
as  accuracy,  truth  here  as  expression,  that  finest  and  most  intimate  form  of  truth,  the 
vraie  verite.  And  what  an  eclectic  principle  this  really  is  !  employing  for  its  one  sole 
purpose  —  that  absolute  accordance  of  expression  to  idea  —  all  other  literary  beauties 


NATURE   AND  BEARINGS   OF  STYLE.  19 

It  is  only  for  purposes  of  study  and  discipline  that  we 
regard  style  as  separable  from  thought.  It  is  not,  it  cannot 
be,  something  added  from  without.  Anything  not  required 
by  the  thought,  brought  in  as  a  bit  of  finery  or  a  mere  eccen- 
tricity, betrays  its  unfitness  at  once.  For  ideally  the  style  is 
the  thought,  freed  from  crudeness  and  incompleteness,  and 
presented  in  its  intrinsic  power  and  beauty.  And  the  writer's 
effort  is  not  directed  to  achieving  a  style,  but  to  satisfying 
the  demands  of  his  subject,  in  order  to  bring  out  in  its  ful- 
ness what  is  essentially  there. 

Note.  —  In  the  two  descriptions  quoted  above,  while  both  writers  deal 
with  the  same  basis  of  fact,  the  thought  embodied  in  the  fact,  as  fits  in 
each  case  the  object  had  in  portraying  the  fact,  is  different.  In  the  first 
the  controlling  thought  is  simply  plain  information ;  it  gives  numbers, 
measurements,  statistics,  in  a  perfectly  unadorned  style.  In  the  second 
the  controlling  thought  is  the  beauty  and  impressiveness  of  the  city  ;  it  is 
important  on  that  account,  and  on  account  of  its  part  in  the  story  ;  so  the 
style  is  colored  and  heightened  to  correspond. 

Style  and  the  Man.1  —  True  as  it  is  that  the  style  is  the 
thought,  it  is  equally  true  that  the  style  is  the  man.  No  two 
persons  have  the  same  way  of  looking  at  things.  Each  writer 
imparts  something  of  his  own  personality,  the  coloring  of  his 
spirit  or  his  moods,  to  what  he  writes ;  so  that  the  vigor  of 
his  will,  the  earnestness  of  his  convictions,  the  grace  of  his 
fancies  live  again  in  a  manner  of  expression  that  would  be 
natural  to  no  one  else.  This  manner  of  expression  moves  in 
its  individual  lines  of  thought,  begets  its  individual  vocabu- 
lary and  mould  of  sentence,  and  is  in  fact  the  incommunicable 
element  of  style. 

Note.  —  In  the  two  descriptions  quoted  above,  there  is  little  if  any 
suggestion  of  individuality  in  the  first,  because  all  the  interest  is  centred 

and  excellences  whatever :  how  many  kinds  of  style  it  covers,  explains,  justifies,  and 
at  the  same  time  safeguards  !  "  —  Pater,  Appreciations,  p.  31. 

1  "Le  style  est  l'homme  meme."  —  Buffon,  Discours  de  Reception  a  V Aca- 
demic, 1753.     The  most  famous  maxim,  perhaps,  concerning  style. 


20  STYLE   IN  GENERAL. 


in  the  bare  thought.  The  second  is  strongly  colored  by  individuality 
read  in  it  not  only  facts  about  Avignon,  but  the  glowing  interest  of  a  man 
of  the  people,  influenced  by  astonishment  and  awe.  And  if  this  is  a 
feigned  mood,  still  we  see  beyond  it,  in  the  author,  a  man  of  vigorous  and 
penetrative  imagination,  whose  clear  mind  realizes  the  vital  contact  of  the 
soul  with  the  world. 

It  is  evident,  then,  that  a  man  cannot  obtain  a  good  style 
by  imitating  another  man's  style.  It  is  his  own  peculiar 
sense  of  fact  that  is  to  be  cultivated,  and  his  own  natural 
expression  that  is  to  fit  it  with  words.  He  may  indeed  get 
from  the  writings  of  others  many  a  valuable  suggestion  or 
inspiration  for  the  management  of  his  own  work ;  he  ought 
to  be  a  diligent  student  of  literature  for  this  very  purpose. 
He  may,  in  common  with  his  whole  generation,  obey  the 
influence  of  some  type  of  expression  set  by  a  vigorous  thinker 
or  man  of  letters.  There  are  styles  that  he  may  admire  and 
emulate,  one  for  one  quality,  another  for  another.  But  any 
direct  imitation  is  sure  to  be  weak,  affected,  insincere.  His 
one  chance  of  success  in  style,  as  also  his  one  road  to  origi- 
nality, is  to  be  frankly  himself ;  having  confidence  in  his 
own  way  of  realizing  truth,  and  developing  that  to  its  best 
capabilities.1 

II. 

Adjustments  of  Style,  and  the  Culture  that  promotes  them.  — 
Three  factors  are  to  be  noted  as  necessary  in  the  perfect 
adjustment  of  any  style,  or  any  quality  of  style,  to  its  pur- 
pose. To  satisfy  these  is  the  work  of  skill  and  calculation  in 
any  particular  case ;  these  accomplish  their  end,  however, 
not  as  labored  effort  but  as  second  nature,  that  is,  the  skill  is 
so  grounded  and  confirmed  in  the  writer's  whole  culture  that 
the  adjustment  makes  itself. 

1  "  He  who  would  write  with  anything  worthy  to  be  called  style  must  first  grow 
thoughts  which  are  worth  communicating,  and  then  he  must  deliver  them  in  his  own 
natural  language."  —  Earle,  English  Prose,  p.  347. 


NATURE   AND  BEARINGS   OF  STYLE.  21 

i.  The  adjustment  that  recognizes  the  relation  between 
style  and  thought.  Just  as  there  are  different  planes  of 
thinking,  so  there  are  different  levels  of  expression,  from  the 
stately  to  the  colloquial ;  different  colorings,  too,  from  that 
severity  of  word  and  phrase  which  centres  in  precisely  denned 
ideas,  to  that  unstudied  ease  or  fervor  which  is  the  sponta- 
neous mirror  of  personal  feeling.  Of  all  this  the  nature  of 
the  thought  is  the  first  dictator :  it  is  from  a  vital  sense  of 
thought  and  its  prevailing  tone  that  the  fitting  key  of  words 
and  cast  of  sentence  rise. 

The  culture  necessary  to  the  perfect  adjustment  of  style  to 
thought  is  the  culture  of  taste.  Taste  is  to  writing  what  tact 
and  good  breeding  are  to  manners.  Much  of  it  may  be 
native,  the  goodly  heritage  of  ancestry  and  refined  surround- 
ings ;  but  much  of  it  is  imparted,  too,  by  one's  companionship 
with  cultivated  people  and  with  the  best  literature.  By  his 
daily  habits  of  reading  and  conversation,  if  these  are  wisely 
cared  for,  a  man  may  acquire  almost  insensibly  a  literary 
instinct,  which  enables  him  to  feel  at  once  what  is  false  in 
expression  and  what  is  true :  he  is  aware  when  words  are 
eloquent  and  when  they  are  merely  declamatory ;  when  a 
prosaic  word  or  turn  flats  the  tone  of  a  poetic  passage ;  when 
a  colloquialism  impairs  dignity  as  well  as  when  it  adds  vigor ; 
when  the  unique  word  for  a  vital  idea  glows  on  the  page  or 
flashes  into  his  questing  mind.  To  profit  by  such  culture  is 
the  real  joy  of  literature. 

2.  The  adjustment  of  the  style  to  the  conceptions  and 
capacities  of  the  reader.  The  need  of  such  adjustment  is 
suggested  in  the  oft-made  criticism  that  an  orator  "speaks 
over  the  heads  of  his  audience,"  that  is,  is  too  inflexible  in 
his  individual  ways  of  thinking  and  speech,  does  not  sim- 
plify for  the  needs  of  others  than  himself.  Every  subject  of 
thought,  especially  every  scholarly  subject,  acquires  as  soon 
as  it  is  specialized  a  vocabulary,  a  point  of  view,  a  thought- 


22  STYLE   IN  GENERAL. 

mould  of  its  own.  With  these  the  writer  moves  in  familiar 
acquaintance  and  intercourse;  he  thinks  in  their  terms  and 
technicalities.  But  the  reader  has  to  be  introduced  to  them 
from  outside,  has  to  apprehend  their  truths,  if  at  all,  in  sim- 
plified expression.  Much  is  done  by  the  popular  publications 
of  the  day  to  bring  learned  subjects  into  the  life  of  ordinary 
readers  ;  still,  much  will  always  remain  to  be  done,  the  problem 
that  besets  the  thinker  always  is,  how  to  translate  his  thought 
into  the  language  and  conceptions  of  average  minds. 

The  culture  necessary  for  the  perfect  adjustment  of  style 
to  the  reader  is  the  culture  of  broad  interests  and  of  the 
knowledge  of  human  nature.  Every  well-written  book  con- 
tains evidence  that  not  only  its  subject  but  the  mind  of  its 
reader  has  been  closely  studied.  To  the  masterful  writer  an 
audience  is  always  imaginatively  present,  even  in  the  solitude 
of  his  study ;  he  writes  as  if  he  were  conversing  with  them, 
meeting  their  difficulties  and  adapting  himself  to  their  view 
of  things.  This  is  not  what  is  called  "  writing  down  "  to  a 
reader ;  rather  it  is  divesting  hard  thought  of  its  technical 
dress  and  exhibiting  it  in  the  light  of  everyday  standards. 
And  it  is  in  this  direction  that  literature  lies. 

3.  The  adjustment  of  the  style  to  the  writer's  self,  so  that 
it  shall  be  a  true  and  spontaneous  representation  of  his  mind 
and  character.  The  ability  to  make  this  so  is  by  no  means 
a  matter  of  course.  A  writer's  mind  may  be  glowing  with  the 
beauty  or  greatness  of  a  truth,  and  yet  his  attempt  to  express 
it  may  result,  with  his  best  efforts,  only  in  frigid  and  stilted 
language.  He  may  in  conversation  be  perfectly  fluent  and 
natural,  may  tell  a  story  capitally  or  conduct  an  argument 
with  spirit  and  point,  and  yet  write  a  pedantic  or  lifeless 
style.1     The  reason  is  that  he  has  not  mastered  his  medium  of 

1  "  Tom  Birch  is  as  brisk  as  a  bee  in  conversation  ;  but  no  sooner  does  he  take  a 
pen  in  his  hand,  than  it  becomes  a  torpedo  to  him,  and  benumbs  all  his  faculties."  — 
Remark  attributed  to  Dr.  Johnson,  BoswelPs  Life. 


NATURE  AND  BEARINGS  OE  STYLE.  23 

communication ;  the  mechanical  work  of  putting  down  his 
thoughts  absorbs  so  much  of  his  energy  that  he  cannot  be  free 
with  a  pen.  His  power  over  expression  needs  to  be  so  devel- 
oped by  culture,  needs  to  become  so  truly  a  second  nature, 
that  his  written  words  shall  be  a  reflection  of  his  truest  self, 
mind  and  mood  alike.  Until  such  mastery  is  attained,  his 
style  belies,  not  represents  himself. 

Evidently  here  is  where  the  culture  due  to  training  and 
practice  comes  in.  The  most  limpid  and  natural-seeming 
style  is  simply  the  result  of  the  finer  art,  which  has  become  so 
ingrained  as  to  have  concealed  its  processes.  Such  art  does 
not  become  unerring  with  the  first  attempt,  nor  with  the  sec- 
ond ;  it  is  the  reward  only  of  long  labor,  and  patient  subdual 
of  the  rebellious  elements  of  expression,  until  they  become  an 
obedient  working-tool  responding  to  every  touch,  and  repre- 
sent not  only  the  writer's  thought  but  himself,  in  all  the  rich 
endowments  of  his  nature.1 

Cultivation  of  literary  taste,  of  hearty  sympathy  with  men 
and  affairs,  of  skilful  workmanship  in  language  ;  a  pretty  well- 
rounded  culture  is  thus  laid  out  for  him  who  would  enter  the 
domain  of  literary  art.  Such  culture  can  employ  as  belonging 
integrally  to  its  fulness  not  only  a  man's  whole  scholarship, 
however  deep  or  various,  but  the  power  and  effluence  of  his 
whole  character. 

III. 

The  Principle  of  Economy.  —  The  foregoing  ideals  of  style, 
with  their  various  lines  of  adjustment  and  culture,  may  be 
reduced  to  one  practical  object,  which,  adopting  the  central 

1  See  above,  p.  20.  —  Flaubert  thus  gives  expression  to  his  sense  of  the  relation 
between  his  thought  and  himself :  "  I  am  growing  so  peevish  about  my  writing.  I 
am  like  a  man  whose  ear  is  true  but  who  plays  falsely  on  the  violin :  his  fingers 
refuse  to  reproduce  precisely  those  sounds  of  which  he  has  the  inward  sense.  Then 
the  tears  come  rolling  down  from  the  poor  scraper's  eyes  and  the  bow  falls  from  his 
hand."  —  Quoted  by  Pater,  Appreciations,  p.  30. 


24  STYLE   IN  GENERAL. 

idea  of  Herbert  Spencer's  Philosophy  of  Style,1  we 
as  the  economizing  of  the  reader's  attention. 

Note.  —  The  following  is  the  paragraph  of  Mr.  Spencer's  book  in  which 
the  principle  is  set  forth  :  — 

"  On  seeking  for  some  clue  to  the  law  underlying  these  current  maxims, 
we  may  see  shadowed  forth  in  many  of  them,  the  importance  of  economiz- 
ing the  reader's  or  hearer's  attention.  To  so  present  ideas  that  they  may 
be  apprehended  with  the  least  possible  mental  effort,  is  the  desideratum 
towards  which  most  of  the  rules  above  quoted  point.  When  we  condemn 
writing  that  is  wordy,  or  confused,  or  intricate  —  when  we  praise  this  style 
as  easy,  and  blame  that  as  fatiguing,  we  consciously  or  unconsciously 
assume  this  desideratum  as  our  standard  of  j  udgment.  Regarding  language 
as  an  apparatus  of  symbols  for  the  conveyance  of  thought,  we  may  say  that, 
as  in  a  mechanical  apparatus,  the  more  simple  and  the  better  arranged  its 
parts,  the  greater  will  be  the  effect  produced.  In  either  case,  whatever 
force  is  absorbed  by  the  machine  is  deducted  from  the  result.  A  reader  or 
listener  has  at  each  moment  but  a  limited  amount  of  mental  power  avail- 
able. To  recognize  and  interpret  the  symbols  presented  to  him,  requires 
part  of  this  power ;  to  arrange  and  combine  the  images  suggested  requires 
a  further  part ;  and  only  that  part  which  remains  can  be  used  for  realizing 
the  thought  conveyed.  Hence,  the  more  time  and  attention  it  takes  to 
receive  and  understand  each  sentence,  the  less  time  and  attention  can  be 
given  to  the  contained  idea;  and  the  less  vividly  will  that  idea  be  conceived." 

If  we  take  economizing  the  reader's  attention  to  mean 
employing  it  to  the  best  advantage,  this  theory  of  Spencer's 
requires  a  more  extended  application  than  he  gives  it.  Some 
kinds  of  subject-matter,  too,  require  a  more  strenuous  atten- 
tion than  others  ;  and  there  are  various  kinds  as  well  as  various 
degrees  of  attention  to  work  for.  The  following  main  appli- 
cations of  the  principle  are  important  to  keep  in  mind :  — 

i.  The  most  obvious  meaning  of  economy  is,  giving  the 
reader  less  to  do ;  that  is,  making  the  words  as  plain  and  the 
grammatical  construction  as  simple  as  possible,  in  order  that 

1  Spencer's  Philosophy  of  Style,  one  of  the  classics  of  rhetoric,  is  an  essay  of  his 
volume,  Essays,  Moral,  Political  and  ^Esthetic ;  to  be  had  also  separately  (New 
York:  D.  Appleton  &  Co.).  A  well-annotated  edition,  edited  by  Professor  Scott,  is 
published  by  Allyn  &  Bacon,  Boston. 


NATURE   AND  BEARINGS  OF  STYLE.  25 

the  reader's  energy,  as  it  is  not  needed  for  interpreting  the 
language,  may  be  employed  in  realizing  the  thought  itself. 
Every  one  has  observed  the  futility  of  a  public  address  when 
the  listeners  have  to  strain  their  ears  to  catch  the  words,  or 
when  the  words  are  indistinctly  enunciated.  In  the  same  way 
every  ambiguity  that  has  to  be  resolved,  every  hard  construc- 
tion that  has  to  be  studied  out,  uses  up  just  so  much  of  the 
reader's  available  power  for  nothing ;  the  thought,  with  all  its 
interest  and  importance,  suffers  for  it.  Economy  begins, 
therefore,  with  making  the  expression  plain  and  easy. 

2.  But  some  thoughts  are  in  their  nature  hard  or  intricate ; 
besides,  what  is  too  cheaply  obtained  is  too  little  valued,  in 
literature  as  in  everything  else ;  and  frequently  a  thought  is 
prized  the  more  from  some  effort  made  to  master  it.  This 
consideration  creates  no  plea  against  simplicity  of  word  and 
construction  ;  that  need  is  universal.  But  it  suggests  that  in 
many  cases  it  is  true  economy,  instead  of  giving  the  reader 
less  to  do,  to  stimulate  him  to  do  more ;  to  use  such  striking 
language  as  sets  him  thinking  or  awakens  his  imagination. 
This  kind  of  economy  is  what  dictates  the  use  of  vivid  and 
suggestive  language,  picturesque  imagery,  and  skilful  phrasing 
and  grouping  of  ideas ;  it  is  the  economy  which  makes  up  in 
vigor  for  what  is  sacrificed  in  facility. 

3.  It  is  to  be  borne  in  mind  also  that  by  the  very  progress 
of  the  thought  a  reader's  attention  is  continually  being  used 
up ;  it  has  to  be  maintained  and  reinforced.  If  an  image  is 
roused  in  his  mind,  if  a  train  of  suggestion  is  started,  every 
such  effect  must  be  cherished  and  utilized ;  and  here  is  room 
for  the  writer's  wisdom.  For  a  subject  may  be  so  exhaustively 
presented  as  to  deaden  interest;  the  reader  is  given  no  share 
in  the  thinking.  It  is  true  economy  to  leave  something  for 
him  to  do ;  to  set  him  by  wise  suggestion  on  the  road  of  the 
thought,  and  know  what  to  leave  unsaid.  It  is  not  easy  to 
g'wc  directions  for  accomplishing  this,  depending  as  it  does 


26  STYLE  IN  GENERAL. 

so  much  on  the  writer's  delicate  knowledge  of  men ;  but  the 
fact  is  to  be  noted  that  it  is  an  object  to  be  had  in  mind.1 

4.  The  reader's  aesthetic  sense,  his  sense  of  congruity  and 
fitness,  is  to  be  recognized  and  conciliated.  It  is  using  up 
attention  for  nothing  when  a  word  of  ill  connotation  or  a 
harsh  construction,  a  crudeness  of  sound  or  a  lapse  from 
tasteful  expression  is  left  for  him  to  stumble  over  and  make 
allowance  for.2  Economy  is  not  secured  to  the  full  until  the 
intrinsic  beauty  of  the  thought,  as  well  as  its  logical  content, 
has  undisturbed  course  in  fitting  language. 

1  "  To  really  strenuous  minds  there  is  a  pleasurable  stimulus  in  the  challenge  for 
a  continuous  effort  on  their  part,  to  be  rewarded  by  securer  and  more  intimate  grasp 
of  the  author's  sense.  Self-restraint,  a  skilful  economy  of  means,  ascesis,  that  too 
has  a  beauty  of  its  own ;  and  for  the  reader  supposed  there  will  be  an  aesthetic  satis- 
faction in  that  frugal  closeness  of  style  which  makes  the  most  of  a  word,  in  the 
exaction  from  every  sentence  of  a  precise  relief,  in  the  just  spacing  out  of  word  to 
thought,  in  the  logically  filled  space  connected  always  with  the  delightful  sense  of 
difficulty  overcome." —  Pater,  Appreciations,  p.  14. 

2  "  Readjusting  mere  assonances  even,  that  they  may  soothe  the  reader,  or  at  least 
not  interrupt  him  on  his  way." —  lb.,  p.  IX. 


CHAPTER    II. 
QUALITIES    OF    STYLE. 

Determinate  qualities  of  style,  being  merely  the  practical 
traits  by  which  *  desired  effects  in  expression  are  produced, 
manifest  their  need  in  all  literary  work,  and  therefore  under- 
lie all  rhetorical  study.  Under  various  names  and  applica- 
tions they  will  be  constantly  coming  to  view  in  the  ensuing 
pages.  The  most  comprehensive  of  them  are  here  exhibited 
together,  and  some  general  means  of  securing  them  pointed 
out,  in  order  that  the  present  chapter  may  stand  as  a  basis  of 
reference  and  summary. 

The  Deeper  Conception We  call    them   qualities   of  style, 

but  this  they  are  only  superficially. 

For  what  the  writer  is  consciously  working  with,  in  any 
act  of  composition,  is  not  qualities  of  style  in  themselves, 
but  a  rounded  idealized  thought,  which  he  is  concerned  to 
express  so  truly  that  nothing  of  its  intrinsic  significance  shall 
be  lost.  This  significance,  answering  to  nature  and  occasion, 
assumes  some  ruling  aspect :  it  may  centre  in  the  exact  con- 
tent of  the  thought,  or  in  its  interest  and  moment,  or  in  its 
fine  appeal  to  the  imagination,  or  in  all  of  these.  According 
as  he  feels  this  intrinsic  power  the  writer  will  seek  to  give  his 
thought  such  form  and  illustration  as  will  bring  it  out ;  and 
thus,  if  adequate  skill  in  work  and  phrase  has  been  disciplined 
in  him  to  second  nature,  the  qualities  of  style  come  of  them 
selves,  attracted  by  his  single-minded  fidelity  to  the  thought.1 

1  "  Truth  indeed  is  always  truth,  and  reason  is  always  reason ;  they  have  an 
intrinsick  and  unalterable  value,  and  constitute  that  intellectual  gold  which  defies 
destruction :  but  gold  may  be  so  concealed  in  baser  matter,  that  only  a  chymist  can 

27 


28  STYLE  IN  GENERAL. 

Nor  is  it  merely  in  the  thought  that  we  discern  the  potency 
of  these  qualities  residing.  It  belongs  primarily  to  the  fibre 
of  the  writer's  mind  and  the  deep  bent  of  his  character. 
Through  a  clean  and  clear  style  is  revealed  a  mind  clean  and 
clear,  a  nature  too  honest  to  let  slipshod  expression  pass ;  the 
opposite  holds,  too,  and  a  bemuddled  mind  or  a  shallow  char- 
acter betrays  itself  inevitably.  Earnestness  of  conviction  or 
the  lack  of  it,  grace  or  coarseness,  are  in  the  soul's  grain ;  the 
style  is  their  mental  photograph.  The  qualities  that  the  writer 
would  impart  to  his  expression  he  must  cultivate  in  himself.1 

Summary  of  the  Qualities.  —  Corresponding  to  the  main 
directions  that  a  writer's  endeavors  for  effect  may  take,  the 
qualities  of  style  reduce  themselves  to  three:  — 

Clearness,  which  answers  the  endeavor  to  be  understood  ; 

Force,  which  answers  the  endeavor  to  impress ; 

Beauty,  which  answers  the  endeavor  to  please.2 
For  all  general  aims  in  discourse  these  qualities    cover  the 
whole  range  of  expression  ;  other  qualities  being  interpreted 
as  aspects  of  these  or  as  applications  of  them  to  purposes 
more  specific. 

recover  it ;  sense  may  be  so  hidden  in  unrefined  and  plebeian  words,  that  none  but 
philosophers  can  distinguish  it ;  and  both  may  be  so  buried  in  impurities,  as  not  to 
pay  the  cost  of  their  extraction."  —  Johnson,  Lives  of  the  Poets,  Vol.  i,  p.  73. 

1  The  classic  utterance  of  this  truth  is  Milton's:  — 

"  And  long  it  was  not  after,  when  I  was  confirmed  in  this  opinion,  that  he,  who 
would  not  be  frustrate  of  his  hope  to  write  well  hereafter  in  laudable  things,  ought 
himself  to  be  a  true  poem,  that  is  a  composition  and  pattern  of  the  best  and  honoura- 
blest  things,  not  presuming  to  sing  high  praises  of  heroic  men  or  famous  cities, 
unless  he  have  in  himself  the  experience  and  the  practice  of  all  that  which  is  praise- 
worthy."—  Milton,  Apology  for  Smectymnuus. 

The  following  remarks  on  the  relation  of  style-qualities  to  character  were  inspired 
by  study  of  the  mind  and  art  of  Tennyson :  — 

"  Clearness  in  thought  and  words  ought  to  be  a  part  of  a  writer's  religion ;  it  is 
certainly  a  necessary  part  of  his  morality.  Nay,  to  follow  clearness  like  a  star,  clear- 
ness of  thought,  clearness  of  phrase,  in  every  kind  of  life,  is  the  duty  of  all."  — 
Stopford  Brooke,  Tennyson,  his  Art  and  Relation  to  Modern  Life,  p.  5. 

"  We  have  critics  not  a  few  who  regard  sweetness  and  strength  as  attributes  of 
style,  and  are  ignorant  that  they  are  not  attributes  of  style,  but  attributes  of  mind 
and  character,  expressed  in  style."  —  Dixon,  A  Tennyson  Primer,  p.  133. 

2  Compare  Wendell,  English  Composition,  p.  193. 


QUALITIES   OF  STYLE.  29 


Clearness.  —  To  be  intelligible,  to  make  one's  self  understood, 
is  the  fundamental  aim  in  all  seriously  meant  writing  ;  an  aim 
prior  to  and  largely  promotive  of  all  others.  Not  only  what 
is  to  add  to  the  reader's  information  and  knowledge,  but  what- 
ever is  to  thrill  his  emotions  or  stir  his  fancy,  must  come  to 
him  first  through  the  brain,  the  thinking  power.  Hence  the 
primal  need  of  clearness,  in  conception  and  expression.  So 
rigorously  is  this  ideal  of  intelligibility  held  by  conscientious 
writers  that  no  word  or  phrase  that  would  puzzle  the  dullest 
reader  is  willingly  tolerated ;  the  supreme  aim  is,  not  merely 
style  that  may  be  understood,  but  style  that  cannot  fail  to 
be  understood.1  No  room  for  the  lazy  plea,  "  Not  quite  right, 
but  near  enough,"  or  for  the  arrogant  one,  "I  cannot  write 
and  provide  brains  too  "  ;  the  ideal  is  absolute,  the  occasion 
universal. 

To  be  clear,  the  writer  must  first  be  sure  of  a  meaning  very 
definite  and  literal,  and  then  say  just  what  he  means,  without 
seeming  to  say  something  else,  or  leaving  the  reader  in  doubt 
what  he  does  say.2  This  requirement,  so  much  easier  to 
define  than  to  satisfy,  looks  two  ways,  toward  the  thought  and 
toward  the  reader ;  and  accordingly,  the  quality  of  clearness 
takes  two  quite  distinct  aspects,  each  with  its  dominating 
usages  and  procedures. 

Precision  :  or  Clearness  in  the  Thought.  —  Obviously  the  first 
and  paramount  duty  is  to  be  perfectly  true  to  the  thought,  to 
set  it  forth  exactly  as  it  is,  whether  hard  or  easy,  simple  or 
involved.3     With  the  plain  conceptions  and  events  of  everyday 

1  "  Non  ut  intellegere  possit,  sed  ne  omnino  possit  non  intellegere,  curandum."  — 
Quintilian.  —  Economy  applies  here;  see  p.  24,  1. 

2  The  technical  name  for  this  literal  core  of  expression  is  denotation  ;  see  Wen- 
DBLL,  English  Composition,  passim,  and  especially  Chapter  vi.  "  The  secret  of  clear- 
ness," he  says,  "  lies  in  denotation."  This  important  subject  of  denotation  and 
connotation  will  come  up  for  detailed  discussion  later ;  see  below,  pp.  34,  46,  75. 

8  This  first  duty  has  already  been  repeatedly  suggested,  pp.  14,  18. 


30  STYLE  IN  GENERAL. 


life  this  is  no  great  problem  ;  ideas  do  not  transcend  the  com- 
pass of  the  commonest  words  ;  but  when  it  comes  to  strenuous 
and  deep  thought,  requiring  close  analysis  and  discrimination, 
evidently  clearness  and  simplicity  are  not  synonymous.  An 
easy  word  for  an  abstruse  idea,  while  it  may  produce  a  sem- 
blance of  clearness,  may  actually  becloud  the  thought  more 
than  it  helps  it.  Some  degree  of  difficulty,  as  exacted  by  the 
sphere  of  ideas  in  which  one  is  moving,  cannot  be  avoided. 
The  only  sure  resource  is  to  work  for  the  exact  setting-forth 
of  the  idea,  nothing  else,  nothing  less ;  and  the  clearness  thus 
obtained,  whether  ideally  easy  or  not,  will  be  clearness  of 
thought,  yielding  a  shapely  idea,  or  as  it  is  called,  clear-^/ 
expression. 

Such  precision  depends  mainly  on  the  writer's  vocabulary, 
the  words  he  chooses  to  name  his  thought,  rather  than  on  the 
way  words  are  put  together.  The  following  are  the  principal 
aspects  that  the  endeavor  for  precise  denotation  assumes :  — 

i.  Choice  of  words  for  the  sake  of  their  unique  aptness, 
their  fine  shades  and  degrees  of  meaning,  their  delicate  impli- 
cations and  associations. 

2.  The  judicious  employment  of  helping  and  limiting  expres- 
sions, such  defining  elements  as  are  needed  to  fix  the  true 
sense  and  coloring  in  which  the  word  should  be  understood. 

3.  Where  the  thought  may  gain  by  it,  the  juxtaposition  of 
words  whose  relation  to  each  other,  whether  of  likeness  or 
contrast,  throws  mutual  light.  This  may  often  be  done  so 
unobtrusively  as  to  attract  no  special  attention,  yet  be  very 
effective  for  its  object. 

While  precision  is  the  first  and  most  incontestable  object  in 
style,  the  literary  ideal  is  not  satisfied  with  being  precise  and 
nothing  else.  Too  exclusive  endeavor  after  precision  makes 
the  style  stiff  and  pedantic,  like,  for  instance,  a  law  document ; 
this  fault  is  of  course  to  be  guarded  against.  The  words  and 
colorings  may  be  just  as  true  to  the  idea,  and  yet  the  pains  of 


QUALITIES   OF  STYLE.  31 

choosing  them  be  so  concealed  that  the  reader  absorbs  the 
thought  without  realizing  the  perfection  of  the  art ;  this  is 
what  a  writer  of  true  literary  sense  will  work  for. 

Perspicuity :  or  Clearness  in  the  Construction.  —  As  soon  as 
the  claim  of  perfect  fidelity  to  the  thought  is  satisfied,  the 
next  step  is  to  adapt  the  style  to  the  comprehension  of  the 
reader.  This,  as  has  just  been  said,  is  practicable  in  different 
degrees,  according  to  the  intrinsic  difficulty  of  the  thought ; 
but  in  all  cases  the  aim  to  be  sought  is  the  greatest  plainness 
and  simplicity  of  which  the  thought  is  capable.  The  deriva- 
tion of  the  word  perspicuity,  denoting  the  property  of  being 
readily  seen  through,  or  as  we  express  it  by  another  word, 
transparency,  is  a  just  indication  of  this  quality  of  style. 

Such  simplicity  of  texture,  such  freedom  from  intricacy  it 
is,  that  we  think  of  first  under  the  general  conception  of  clear- 
ness. It  is  not  necessarily  a  bald  or  rudimental  style  ;  it  may 
indeed  be  the  backbone  and  support  of  a  full,  richly  colored, 
even  elaborate  scheme  of  treatment,  the  unmarked  source  of 
its  vitality  and  power.1 

That  aspect  of  clearness  which  we  thus  name  perspicuity 
depends,  as  intimated  above,  for  the  most  part  on  grammati- 
cal and  logical  construction,  on  the  way  in  which  the  reader 
is  kept  aware  of  the  mutual  relations  of  words  and  phrases, 
and  of  their  orderly  progress  in  building  up  the  sentence  and 
paragraph.  The  following  are  the  general  aspects  that  such 
regard  for  structure  assumes :  — 

i.  A  keen  grammatical  sense  ;  instant  adjustment  of  all  syn- 
tactical relations  and  connections  of  words  :  constant  watch- 


1  "  lie  [the  great  author]  may,  if  so  be,  elaborate  his  compositions,  or  he  may  pour 
out  his  improvisations,  but  in  either  case  he  has  but  one  aim,  which  he  keeps  steadily 
before  him,  and  is  conscientious  and  single-minded  in  fulfilling.  That  aim  is  to  give 
forth  what  he  has  within  him ;  and  from  his  very  earnestness  it  comes  to  pass  that, 
whatever  be  the  splendor  of  his  diction  or  the  harmony  of  his  periods,  he  has  with 
him  the  charm  of  an  incommunicable  simplicity." —  Newman,  Idea  of  a  University, 
p.  291. 


32  STYLE   IN  GENERAL. 


fulness  against  the  two  foes  that  most  beset  composition : 
ambiguity,  or  structure  that  suggests  two  possible  meanings  ; 
and  vagueness,  or  structure  that  cannot  with  certainty  be 
reduced  to  any  definite  meaning. 

2.  Making  sure  that  elements  which  are  to  be  thought  of 
together,  whether  as  principal  and  subordinate  or  as  paired  and 
balanced  against  each  other,  be  so  treated  by  expression  and 
arrangement  that  the  reader  shall  not  fail  to  mark  the  relation. 

3.  Looking  out  for  the  joints  and  hinges  of  the  structure, 
that  no  gaps  be  left  unbridged,  and  no  new  thought  be  intro- 
duced too  abruptly  to  produce  its  due  effect.  An  ideally 
clear  thought  is  clear-moving,  a  continuous  progress. 

While  centering  chiefly  in  construction,  perspicuity  is  not 
unmindful  of  choice  of  words  and  figures,  so  far  at  least  as  to 
require  the  simplest  words  and  the  homeliest  illustrations 
consistent  with  accuracy.  To  go  farther  than  this,  employ- 
ing on  the  score  of  their  plainness  words  and  illustrations  not 
discriminative  enough,  is  to  sin  against  the  thought,  and  in 
the  long  run  to  deceive  with  a  false  semblance  of  clearness.1 
Where  such  a  clash  between  precision  and  perspicuity  occurs, 
the  only  safety  is  in  keeping  to  precision.  The  difficulty 
may,  however,  almost  always  be  remedied,  as  we  note  in  the 
usage  of  careful  writers,  by  repeating  hard  ideas  in  simpler  or 
more  everyday  terms. 

Clearness  based  in  the  Intellect.  —  As  related  to  the  writer 
himself,  clearness,  in  its  double  aspect  of  precision  and  per- 
spicuity, may  be  called  the  intellectual  quality  of  style,  the 
quality  wherein  we  see  predominantly  the  thinking  brain  at 

1  See  above,  p.  30.  —  Minto  {Manual  of  English  Prose  Literature,  p.  494)  men- 
tions this  as  a  discount  to  the  much-famed  clearness  of  Paley;s  style.  "  Perspicuity," 
he  says,  "  is  possessed  by  Paley  in  a  very  high  degree,  but  the  precision  of  his  state- 
ments and  definitions  is  a  good  deal  affected  by  his  paramount  desire  to  be  popular. 
Too  clear-headed  to  run  into  confusion,  he  is  at  the  same  time  anxious  to  accommo- 
date himself  to  the  plainest  intelligence,  and,  like  many  simple  writers,  purchases 
simplicity  at  the  expense  of  exactness," 


QUALITIES   OF  STYLE.  33 

work  transferring  its  ideas  fully  and  accurately  to  the  mind 
of  the  reader.  The  training  for  this  clearness,  therefore,  is 
just  whatever  best  develops  the  thinking  powers,  in  keenness, 
in  discrimination,  in  grasp,  in  calm  poise  and  judgment ;  but 
besides  this  there  is  also  needed  much  patient  and  systematic 
culture  in  language,  to  subdue  it  to  perfect  flexibility  and 
obedience.  To  him  who  has  a  passion  for  clearness  the 
vocabulary  and  the  grammar  are  a  veritable  workshop ;  a 
source  also  of  the  sternest  practical  interest. 

II. 

Force.  —  Clear  and  intelligible  expression,  being  the  staple, 
the  backbone  of  composition,  is  of  course  to  be  cultivated 
first  and  most  conscientiously  of  all ;  but  the  cases  in  which 
mere  clearness  is  enough,  without  the  aid  of  other  qualities, 
belong  to  the  relatively  elementary  undertakings  of  litera- 
ture, those  works  in  which  the  bare  information  or  reasoned 
thought  is  all-sufficient  to  supply  the  interest.  But  when  the 
idea  comes  home  more  closely  to  reader  and  writer,  —  when 
on  the  one  hand  it  must  gain  a  lodgment  in  dull  minds  or 
stimulate  a  laggard  attention,  when  on  the  other  its  impor- 
tance kindles  the  writer's  enthusiasm  or  stirs  his  deep  emo- 
tions,—  there  is  in  it  or  must  be  imparted  to  it  greater  life 
than  its  merely  intelligible  statement  would  demand ;  the 
question  of  making  it  interesting  and  impressive  comes  to 
the  front.  The  various  features  that  go  to  give  life  and  vigor 
to  style  we  gather  under  the  general  name  of  force. 

While  by  clearness  the  object  is  to  economize  the  reader's 
powers  by  making  the  style  plain  and  easy,  by  force  the 
object  is  to  economize  indirectly  by  stimulating  his  mind  to 
do  more,  to  realize  more  vividly  or  bring  more  interest  and 
ardor  to  the  subject.1  Hence  whatever  imparts  force  to  the 
style  is  something  that  gives  a  kind  of  shock  or  challenge  to 
1  See  above,  p.  25,  2. 


34  STYLE   IN  GENERAL. 

the  mind,  urging  it  to  some  centre  of  interest.     The  ways 
doing  this  may  be  grouped  under  two  general  principles. 

Connotation  :  or  Force  through  Choice  of  Expression.  —  By  the 
connotation  of  a  word  or  phrase  we  mean  what  it  implies  or 
makes  one  think  of,  over  and  beyond  what  it  literally  says. 
Such  connotation  may  suggest  an  associated  object  or  idea ; 
as  when  in  saying,  "  The  words  immediately  fell  oily  on  the 
wrath  of  the  brothers,"  the  writer  makes  us  think  not  only  of 
mollifying  words  but  of  oil  poured  on  agitated  water.  Or  it 
may  suggest  how  the  writer  feels,  and  would  have  us  feel, 
about  what  he  says ;  as  when  in  saying  a  thing  he  puts  it  not 
as  an  assertion  but  as  an  exclamation,  thus  conveying  with 
it  his  feeling  of  wonder.  Connotation,  as  it  may  take  an 
infinity  of  shadings  and  implications,  may  influence  the  reader 
in  the  subtlest  ways ;  but  just  so  far  as  it  enriches  thought  or 
rouses  feeling,  to  that  degree  it  infuses  force  into  the  style. 

Only  the  more  obvious  ways  of  connotation  can  here  be 
noted  ;  others  will  be  left  for  more  detailed  treatment  in  other 
parts  of  the  book. 

i.  The  employment  of  vernacular  words,  words  that  connote 
the  vigor  and  plain  simplicity  of  homely  thought.  A  specific 
word  is  stronger  than  a  general  or  comprehensive  one ;  short 
words  ordinarily  more  forcible  than  long ;  Saxon  derivatives 
than  Latin  or  Greek;  idioms  than  formal  and  bookish  words. 

2.  The  employment  of  descriptive  words ;  which,  while 
they  have  their  relation  to  beauty  of  style,  are  yet  more  truly 
instruments  of  force.  By  descriptive  words  is  meant  words 
that  portray  some  striking  or  concrete  or  picturesque  aspect 
of  the  subject ;  connoting  thus  the  vividness  of  an  object  of 
sight.     This  is  very  useful  in  abstract  subjects. 

3.  The  employment  of  words  in  a  tropical  or  polarized 
sense ;  as  when  they  are  used  out  of  their  natural  place  in 
the  vocabulary,  or  connote  some  implication  that  one  would 
not    expect.     Under    this    head   comes  the  use  of  figurative 


QUALITIES   OF  STYLE.  35 

expression,  in  all  its  aspects.  Such  use  of  words  gives  them 
force  by  setting  the  reader  thinking  about  them. 

4.  The  cutting  out  of  the  minor  and  expletive  words  of  a 
passage,  so  that  the  strong  elements,  the  vital  words,  may- 
stand  forth  unshaded. 

Emphasis  :  or  Force  through  Arrangement.  —  In  oral  discourse 
emphasis  may  be  given  to  any  word  by  giving  it  greater  stress 
in  enunciation.  Written  discourse  is  not  open  to  this  means  ; 
the  reader  has  to  judge  what  words  are  emphatic  by  the  posi- 
tion in  which  they  are  placed.  Through  the  structure  of  the 
sentence  the  emphasis  is  directed  at  the  writer's  will  on  the 
points  of  special  impressiveness ;  these  accordingly  are  points 
at  which  force  is  concentrated. 

The  following  are  the  main  aspects  of  this  means  of  secur- 
ing force :  — 

1.  Differences  of  stress,  in  all  degrees  of  delicacy,  are 
secured  by  placing  a  sentence-element  before  or  after  some 
other,  at  the  beginning  or  end  of  the  sentence  or  clause,  or 
somewhere  out  of  its  natural  and  expected  place.  The  ability 
to  estimate  accurately  the  effect  of  every  smallest  change  in 
order,  and  so  to  arrange  the  whole  that  every  element  will 
seem  to  emphasize  itself,  is  one  of  the  most  imperative  and 
valuable  accomplishments  in  composition. 

2.  Antithesis,  which  has  been  implied  as  an  arrangement 
that  promotes  clearness  by  making  one  idea  set  off  another,1 
is  no  less  truly  an  instrument  of  force,  concentrating  attention 
as  it  does  on  paired  or  contrasted  elements  and  thus  putting 
them  into  stress. 

3.  A  strong  impression  needs  in  most  cases  to  be  a  quick 
impression.  Hence  one  of  the  acknowledged  promoters  of 
force  is  an  arrangement  or  parsimony  of  structure  which 
secures  brevity  ;  shown  in  some  form  of  what  is  variously 
known  as  condensed,  pointed,  or  epigrammatic  expression. 

1  See  above,  p.  30,  3. 


36  STYLE  IN  GENERAL. 

In  endeavoring  to  secure  force  by  brevity  occasions  some- 
times rise  where  there  is  a  clash  between  force  and  clearness.1 
For  while  clearness  demands  the  presence  of  particles  and 
explanatory  elements  that  though  they  articulate  the  thought 
tend  also  to  cumber  its  movement,  force  demands  that  these 
be  cut  down  or  dispensed  with,  as  far  as  may  be,  in  order  not 
to  enfeeble  the  important  words.  In  such  cases,  when  one 
quality  can  be  secured  only  at  some  expense  to  the  other,  the 
question  must  be  decided  by  the  determinate  object  in  view, 
the  writer  considering  whether  that  object  can  best  be  pro- 
moted by  fulness  of  detail  or  by  vigor  of  impression.2 

Note.  —  A  brief  and  pointed  assertion,  like  an  aphorism  or  proverb, 
sets  one  thinking ;  an  assertion  detailed  and  amplified  does  one's  thinking, 
as  it  were,  for  him.  The  former  is  the  more  forcible,  the  latter  more  clear. 
Emerson's  expression,  "  Hitch  your  wagon  to  a  star,"  is  striking  by  its 
brevity ;  one  remembers  it  and  is  stimulated  by  it ;  but  to  think  out  what 
it  means  and  how  it  applies  requires  some  meditation,  On  the  other  hand, 
if  it  were  traced  out  in  some  amplified  form  it  would  run  the  risk  of  becom- 
ing tame  and  platitudinous.  Skilful  writers,  and  especially  public  speakers, 
generally  combine  the  two  ways  of  expression,  the  detailed  for  explanation, 
the  briefer  for  summing  up  and  enforcing.  Compare  Whateley,  Elements 
of  Rhetoric,  p.  351. 

Force  based  in  Emotion  and  Will.  —  As  related  to  the  writer 
himself,  force  in  style  is  the  result  and  evidence  of  some  strong 
emotion  at  work  infusing  vigor  into  his  words.  He  realizes 
vividly  the  truth  of  what  he  says,  and  so  it  becomes  intense 
and  fervid ;  he  has  a  deep  conviction  of  its  importance,  and 

1  The  classic  recognition  of  this  clash  is  Horace's  well-known  remark :  — 

"  brevis  esse  laboro, 
Obscurus  fio."  —  De  Arte  Poetica,  25. 

2  Brevity  thus  goes  deeper  than  style  and  relates  itself  to  the  organism  of  subject- 
matter.  "  In  order  to  be  brief,"  says  De  Quincey,  "  a  man  must  take  a  short  sweep  of 
view  :  his  range  of  thought  cannot  be  extensive  ;  and  such  a  rule,  applied  to  a  general 
method  of  thinking,  is  fitted  rather  to  aphorisms  and  maxims  as  upon  a  known  sub- 
ject, than  to  any  process  of  investigation  as  upon  a  subject  yet  to  be  fathomed."  — 
De  Quincey,  Essay  on  Style,  Works  (Riverside  edition),  Vol.  iv,  p.  214. 


QUALITIES   OF  STYLE.  37 

so  it  becomes  cogent  and  impressive.  Along  with  this  fervor 
of  feeling  his  will  is  enlisted  ;  he  is  determined,  as  it  were,  to 
make  his  reader  think  as  he  does,  and  to  make  his  cause  pre- 
vail. Every  employment  of  word  and  figure  is  tributary  to 
this. 

Genuine  force  in  style  cannot  be  manufactured  :  if  the  style 
has  not  serious  conviction  to  back  it,  it  becomes  contorted  ; 
if  it  has  not  a  vivifying  emotion,  it  becomes  turgid.  Force  is 
the  quality  of  style  most  dependent  on  character. 

The  writer's  culture  for  force,  therefore,  is  in  its  deepest 
analysis  a  culture  of  character.  To  think  closely  and  seri- 
ously ;  to  insist  on  seeing  fact  or  truth  for  one's  self  and  not 
merely  echo  it  as  hearsay  ;  to  cherish  true  convictions,  not 
mere  fashions  or  expedients  of  thinking,  —  these  are  the  traits 
in  the  culture  of  character  that  make  for  forcible  and  virile 
expression. 

III. 

Beauty.  — This  third  fundamental  quality  of  style  is  supple- 
mentary to  the  others,  that  is,  not  ordinarily  to  be  sought 
until  first  clearness  and  then  force  are  provided  for,  and  not 
to  be  cultivated  at  expense  to  them.  Beauty,  however,  is  just 
as  necessary,  and,  broadly  interpreted,  just  as  universal,  as  are 
clearness  and  force.  It  is  the  quality  of  style  which  answers 
to  the  endeavor  to  please. 

It  can  easily  be  seen  how  real  is  the  occasion  for  beauty. 
An  idea  may  be  stated  with  perfect  clearness,  may  make  also 
a  strong  impression  on  the  reader's  mind ;  and  yet  many  of 
its  details  may  be  an  offense  to  his  taste,  or  crude  expression 
and  harsh  combinations  of  sound  may  impair  the  desired  effect 
by  compelling  attention  to  defective  form.  Any  such  disturb- 
ing element  is  a  blemish  none  the  less  though  the  reader  may 
not  be  able  to  explain  or  even  locate  it.  His  vague  sense  that 
the  form  of  expression  is  crude  and  bungling,  that  the  thought 


38  STYLE   IN    GENERAL. 

therefore  is  not  having  free  course,  is  sufficient  reason,  albeit 
negative,  for  seeking  a  quality  of  beauty  in  style,  whereby  it 
may  be  a  satisfaction  to  the  reader's  taste,  as  well  as  to  his 
thought  and  conviction. 

A  prevalent  misapprehension  may  here  be  corrected.  Beauty 
in  style  is  not  the  same  as  ornament ;  it  does  not  necessitate 
word-painting  or  imagery  or  eloquence.  The  question  whether 
such  elaborations  shall  be  introduced  belongs  to  the  peculiar 
susceptibilities  of  a  subject  or  the  individual  bent  of  a  writer ; 
the  question  of  beauty,  on  the  other  hand,  is  so  fundamental 
that  a  definition  must  be  sought  for  the  quality  which  will  fit 
all  types  of  subject  and  treatment.  It  is  a  requisite  of  all  style, 
simple  as  well  as  elaborate. 

Beauty  is  a  quality  both  negative  and  positive  ;  to  be  secured, 
that  is,  partly  by  the  pruning  away  of  what  is  unpleasing  and 
partly  by  traits  peculiar  to  itself.  In  this  double  character  it 
is  here  analyzed. 

Euphony  :  the  Negative  Preliminary.  —  Asa  matter  of  work- 
manship, the  quality  of  beauty  depends  largely  on  sound  :  the 
writer  is  working  to  make  his  words  read  smoothly,  according 
to  his  standard  of  smoothness.  An  indispensable  requisite, 
therefore,  is  the  education  of  the  ear  and  the  constant  test  of 
one's  work  by  reading  aloud,  thus  forming  the  habit  of  esti- 
mating and  balancing  sounds.  The  following  are  the  main 
aspects  of  revision  thus  engendered :  — 

i.  A  constant  detective  sense  for  harsh-sounding  words 
and  for  combinations  or  sequences  of  words  hard  to  pro- 
nounce together. 

2.  Quickness  of  ear  for  what  are  called  jingles :  recur- 
rences of  the  same  or  similar  sounds,  like  an  inadvertent 
rhyme.  Much  the  same  effect  is  produced  by  too  frequent 
repetition  of  the  same  word  in  a  passage.  No  one  can  realize, 
whose  attention  has  not  been  called  to  it,  how  liable  every 
writer  is  to  these  unnoticed  lapses  in  sound ;  they  constitute, 


QUALITIES  OF  STYLE.  39 

after  typographical  errors,  one  of  the  chief  kinds  of  blemish 
found  in  reading  proof. 

3.  A  matter  requiring  still  finer  education  both  of  ear  and 
of  critical  acumen  is  a  sense  for  that  general  tone  and  move- 
ment of  the  style  which,  while  not  definably  harsh  or  jingling, 
is  crude,  lumbering,  heavy.  Not  always  is  this  reducible  to 
exact  causes ;  it  appears  oftenest  in  some  form  of  monotony, 
as  in  a  predominance  of  long  words,  or  sentences  of  like  length 
and  construction,  or  pet  habits  of  expression. 

Harmony  :  the  Positive  Element.  —  It  is  only  negatively  that 
euphony,  or  smoothness  of  expression,  may  be  regarded  as 
beauty  of  style.  It  makes  beauty  possible  by  clearing  away 
obstructions,  leaving  as  it  were  the  field  open,  but  the  real 
beauty  is  something  positive,  with  a  character  of  its  own  as 
definite  as  force  or  clearness.  For  this  character  it  is  not 
easy  to  find  an  adequate  name ;  the  nearest,  perhaps,  is  Har- 
mony, a  term  here  chosen  to  indicate  that  fine  correspondence 
of  word  and  movement  to  the  sense  and  spirit  of  discourse 
which  is  doubtless  the  vital  principle  to  which  beauty  in  style 
is  reducible.1  The  following  are  the  salient  ways  in  which  this 
harmony  reveals  itself :  — 

1.  The  spontaneous  answer  of  sound  to  sense;  most  pal- 
pable in  prose  in  the  choice  of  descriptive  words,  which  have 
a  physical  reference,  but  also  equally  real  in  the  subtler  con- 
sonance of  words  to  spiritual  sentiments  and  moods. 

2.  The  rhythm  of  phrase  and  sentence,  a  music  rising  from 
the  finely  touched  emotion  of  the  writer  and  the  fitting  key  of 
the  subject-matter.  After  the  measured  rhythm  (metre)  of 
poetry,  this  music  is  most  apprehensible  in  the  impassioned 
sweep  of  eloquence  and  the  graceful  flow  of  imaginative  prose  ; 
but  rhythm  of  some  kind  is  equally  real  and  present,  though 

1  "  All  beauty  is  in  the  long  run  only  fineness  of  truth,  or  what  we  call  expression, 
the  finer  accommodation  of  speech  to  that  vision  within."  —  Pater  on  Style,  Appre- 
ciations, p.  6. 


40  STYLE  IN  GENERAL. 


] 


revealing  a  different  movement,  in  all  well-written  discourse, 
even  the  most  matter-of-fact. 

3.  Underlying  all  the  foregoing  is  what  may  be  called  the 
architectonic  nature  of  the  style,  that  artistic  structure  which 
is  analogous  to  a  crystal,  with  all  its  molecules  unerringly 
deposited,  or  rather  to  a  vital  organism,  with  all  its  functions 
answering  to  one  another  and  contributing  each  its  part  to  a 
rounded  whole.  Just  so  a  satisfying  passage  in  discourse  so 
builds  together  its  parts  as  to  conform  in  sound,  word,  and 
phrase  to  an  organic  ideal  in  the  writer's  mind. 

Beauty  based  in  Imagination  and  Taste.  —  As  related  to  the 
writer  himself,  beauty  is  the  aesthetic  quality  of  style ;  it  is 
the  outcome  when  the  shaping  imagination  is  at  work  on  its 
keen  sense  of  fact  or  of  organic  thought,1  and  when  the  taste 
has  developed  a  standard  of  language  to  which  the  thought- 
organism  spontaneously  adjusts  itself.  A  writer's  individual 
type  of  beauty  in  style,  as  it  is  the  highest  reach  of  his  liter- 
ary faculty,  is  also  the  slowest  to  mature ;  coming  as  it  does 
with  the  gradual  discovery  and  discipline  of  tastes  and  that 
sureness  of  touch  which  makes  the  writer  aware  of  his  mas- 
tery. Beauty,  being  the  aesthetic  quality,  is  preeminently  the 
artistic. 

The  best  discipline  for  the  aesthetic  sense  in  style  is  famil- 
iarizing one's  self  with  what  is  beautiful  in  literature  and 
thought.  By  a  law  of  nature  he  who  dwells  habitually  among 
beautiful  thoughts  will  become  imbued,  in  mind  and  feeling, 
with  their  beauty.  Here  is  where  the  study  of  good  literature 
renders  its  service ;  especially  of  that  literature  which  has 
survived  fluctuations  in  fashion  and  taste  and  become  classic. 


1  "  For  just  in  proportion  as  the  writer's  aim,  consciously  or  unconsciously,  comes 
to  be  the  transcribing,  not  of  the  world,  not  of  mere  fact,  but  of  his  sense  of  it,  he 
becomes  an  artist,  his  v/orhjine  art ;  and  good  art  ...  in  proportion  to  the  truth  of 
his  presentment  of  that  sense ;  as  in  those  humbler  or  plainer  functions  of  literature 
also,  truth  —  truth  to  bare  fact,  there  —  is  the  essence  of  such  artistic  quality  as  they 
may  have."  —  Pater  on  Style,  Appreciations,  p.  6. 


QUALITIES  OF  STYLE.  41 

It  ministers  to  a  severe  and  permanent  standard  of  taste,  lift- 
ing the  student  free  from  the  superficial  and  tawdry.  Thus 
the  effects  of  this  discipline  are  all  the  more  potent  because 
in  large  proportion  they  are  wrought  unconsciously  ;  they  are 
in  the  atmosphere  of  the  region  in  which  the  writer  is  at 
home.1 

IV. 

Temperament  of  Qualities.  —  On  a  musical  instrument,  the 
scale  of  each  key,  instead  of  being  tuned  to  an  absolute 
standard  of  pitch,  is  modified  to  some  extent  so  that  its 
notes  may  be  equally  in  tune  as  parts  of  other  scales.  For 
an  analogous  modification  of  the  qualities  of  style,  each 
yielding  something  of  its  absolute  claim  in  order  to  secure 
the  integrity  of  the  others,  we  may  here  borrow  the  same 
name,  temperament. 

While  each  of  the  qualities  is  indispensable  and  seems  in 
turn,  as  attention  is  centred  upon  it,  to  present  the  only 
worthy  claim,  none  of  them  can  do  its  best  work  alone.  Cul- 
tivated exclusively,  without  regard  for  the  others,  each  in  its 
way  leaves  the  style  unbalanced,  untempered  ;  it  is  in  fact 
only  part  of  a  style,  the  complete  ideal  requiring  all  the  quali- 
ties to  work  together  as  one.  For  study  we  have  had  to  con- 
sider them  apart ;  but  in  the  perfected  literary  organism,  while 
one  quality  or  another,  predominating,  may  give  a  prevailing 
tone  to  the  discourse,  all  the  qualities  are  blended  and  tem- 
pered to  produce  unity  of  effect. 

Without  going  into  the  matter  minutely,  we  may  here  name 
under  each  quality  of  style,  the  two  chief  foes  that  beset  it 
according  as  that  quality  is  untempered  by  the  others. 

i.  A  clear  style,  untempered  by  the  emotional  element 
which  produces  vigor,  is  dull.     Untempered  by  the  imagina- 

1  The  cultivation  of  taste,  as  a  training  for  adjusting  style  to  thought,  has  already 
been  discussed  ;  see  above,  p.  21. 


42  STYLE  Itf  GENERAL. 

tive  element  which  introduces  a  sense  of  grace  and  beauty,  it 
is  dry.1 

2.  A  forcible  style,  or  rather  its  elements,  untempered  by 
that  clear  and  sane  thinking  whose  essence  is  good  sense,  — 
that  is,  wherein  emotion  dominates  at  the  expense  of  intellec- 
tual sobriety  and  sturdiness, — becomes  rant  or  bombast.2 
Untempered  by  that  flexible  imagination  whose  essence  is  tact 
and  good  taste,  — that  is,  where  the  will  to  impress  dominates 
at  the  expense  of  urbanity  and  beauty,  — it  becomes  hard  and 
metallic.3 

3.  A  style  that  seeks  only  the  beauty  of  sound  and  imagery, 
untempered  by  a  passion  for  clear  simplicity,  —  that  is,  where 
thought  is  at  discount  before  elegant  form,  —  becomes  labored 
and  trivial.  Untempered  by  earnest  conviction  and  will, — 
that  is,  wherein  emotion  is  indeed  present  but  not  robust  or 
deep-reaching  enough,  —  it  becomes  maudlin  and  sentimental. 

In  each  case  above  described,  the  corrective  lies  not  in  any 
manipulation  of  word  or  phrase  but  in  throwing  one's  self  into 
the  spirit  of  the  supplementing  quality ;  in  other  words,  set- 
ting the  whole  inner  man  in  active  work,  the  sturdy  brain, 
the  vitalizing  earnestness  and  will,  and  the  tactful  meditative 
taste.  It  is  doubtful  if  a  subject  that  cannot  call  on  all  these 
for  aid  is  worth  writing  up  at  all. 

The  Element  of  Repose.  —  The  name  temperament  suggests 
the  mood  that  ideally  controls  the  processes  of  composition : 
namely,  that  reserve  power,  that  large  repose  of  mastery,  which 
forbids  forcing  any  quality  or  device  to  its  extreme,  and  which 
broadens  the  intellectual  and  emotional  horizon  to  recognize 

1  The  collision  between  the  two  aspects  of  clearness,  precision  and  perspicuity, 
has  been  discussed  on  p.  32,  above. 

2  Its  unbalanced  extreme  is  described  by  Shakespeare,  Macbeth,  Act  v,  Scene  5  :  ■ 

"  full  of  sound  and  fury, 
Signifying  nothing." 

8  The  clash  between  brevity  and  clearness,  and  the  treatment  of  it,  have  been  dis- 
cussed above,  p.  36. 


QUALITIES  OF  STYLE.  43 

the  proper  claims  of  all.  The  highest  reach  of  good  art  is 
repose,  that  self-justifying  quality  wherein  everything  is  obvi- 
ously right,  in  place,  coloring,  and  degree.  If  in  any  point 
the  work  is  violent  or  unfit,  there  is  lack  of  wise  temperament 
somewhere,  some  element  is  forced  at  expense  to  others.  And 
the  only  adequate  adjuster  of  the  qualities  is  something  deeper 
than  skill ;  in  the  last  analysis  it  is  a  sound,  balanced,  mas- 
terful character.1 

1  Hamlet's  advice  to  the  players  (Hamlet,  Act.  iii,  Scene  2)  is  as  full  of  good  sense 
for  writers  as  for  speakers :  "  Nor  do  not  saw  the  air  too  much  with  your  hand,  thus  ; 
but  use  all  gently  :  for  in  the  very  torrent,  tempest,  and,  as  I  may  say,  whirlwind  of 
your  passion,  you  must  acquire  and  beget  a  temperance  that  may  give  it  smoothness." 


BOOK    II.     DICTION. 


Definition  of  Diction.  —  The  term  diction  is  the  name  here 
adopted  for  that  aspect  or  department  of  style  which  has  to 
do  with  words,  —  primarily  with  the  choice  of  words,  but  also, 
in  a  general  way,  and  independently  of  the  specific  details  of 
composition,  with  the  connection  and  arrangement  of  words. 
The  kind  of  words  habitually  used,  and  peculiarities  in  the 
management  of  them,  give  a  coloring  or  texture  to  the  style 
by  which  we  may  identify  it  with  some  type  of  diction.1 

Every  author  has  individualities  of  diction,  and  so  has  every 
kind  of  literature.  But  below  these  personal  and  class  char- 
acteristics there  is  also  a  general  standard  or  ideal  of  diction 
which  every  writer  owes  it  to  his  mother-tongue  to  regard 
sacredly.  For  while  from  one  point  of  view  language  is  a 
working-tool,  to  be  used  according  to  our  free  sense  of  mas- 
tery, from  another  it  is  our  heritage  from  an  illustrious  line  of 
writers  and  speakers  —  to  be  approached,  therefore,  in  the  spirit 
of  reverence,  and  loyally  guarded  from  hurt  and  loss.  Every 
one  who  has  much  to  do  with  language  feels  the  weight  of  this 
solemn  obligation. 

The  universal  standard  of  diction  is  best  expressed,  per- 
haps, by  the  word  purity  :  the  writer  must  see  to  it  first  of 
all  that  he  keep  his  mother-tongue  unsullied,  inviolate ;  and 
this  by  observing,  in  all  his  choice  of  language,  the  laws  of 
derivation,  formation,  good  usage,  and  good  taste.     Whatever 

1  "  The  culture  of  diction  is  the  preparatory  stage  for  the  formation  of  style."  — 
Earle,  English  Prose,  p.  213. 

44 


DICTION.  45 

liberties  he  takes,  —  and  there  is  all  the  room  he  needs  for 
untrammeled  expression,  —  he  must  first  move  in  obedience 
to  these  fundamental  laws  ;  else  his  literary  deportment,  what- 
ever genius  may  underlie  it,  will  have  blemishes  exactly  analo- 
gous to  coarseness  and  bad  manners  in  conversation. 

The  ensuing  six  chapters  (iii-viii)  traverse  the  field  of  dic- 
tion, beginning  with  particular  considerations  relating  to  the 
use  of  words  and  figures,  and  going  on  to  more  general  aspects 
and  types. 


CHAPTER    III. 
CHOICE    OF   WORDS    FOR    DENOTATION. 

What  is  meant  by  the  denotation  of  a  word  has  already 
been  intimated,  both  directly  and  by  contrast  with  connota- 
tion l ;  it  is  what  the  word  literally  says,  as  distinguished  from 
its  secondary  associations  and  implications.  To  get  at  this, 
its  fundamental  note,  so  to  say,2  to  make  sure  of  this  whatever 
else  is  obtained  or  sacrificed,  is  the  first  endeavor  in  the  choice 
of  words ;  an  endeavor  that  takes  more  time  and  pains,  prob- 
ably, than  any  other  procedure  in  composition.  For  in  this 
earnest  quest  for  the  right  word,  preeminently,  is  enlisted  that 
insatiable  passion  for  accuracy,  in  thinking  as  well  as  expres- 
sion,8 which  is  the  spring  and  conscience  of  literary  art,  govern- 
ing alike  all  moods  grave  or  gay,  all  styles  from  the  severest  to 
the  most  colloquial.  It  is  as  hard,  though  hard  in  another  way, 
to  find  the  unique  word  in  a  sketch  as  in  a  scientific  treatise. 

To  secure  the  proper  denotation  of  words  for  one's  purpose 
a  variety  of  considerations  may  have  to  be  taken  into  account, 
reducible,  in  general,  to  the  following  four  groups. 


I.     ACCURATE   USE. 


This,  which  answers  the  endeavor  to  adjust  the  word  exactly 
to  the  meaning  had  in  mind,  has  been  so  insisted  upon  already 

1  See  above,  pp.  9,  29  and  footnote  2,  and  34. 

2  A  vitally  chosen  word  is  like  a  bell :  in  addition  to  its  fundamental  note  it  has 
overtones,  which  in  various  ways  enrich  its  meaning ;  and  these  it  takes  mainly  from 
its  setting  and  associations ;  see  below,  p.  93. 

3  See  above,  p.  14  ;  also  under  Precision,  p.  29  sq.  —  "  The  first  valuable  power  in 
a  reasonable  mind,  one  would  say,  was  the  power  of  plain  statement,  or  the  power  to 

46 


CHOICE    OF   WORDS  FOR   DENOTATION.  47 

that  farther  definition  of  it  may  be  dismissed  here  with  a  single 
remark.  The  meaning  to  which  the  writer  is  trying  to  fit  his 
word  may  lie  in  thought  alone,  or  it  may  carry  with  it  a  mood, 
impassioned  or  humorous  or  imaginative ;  and  so  the  search 
may  be  not  only  for  a  closely  discriminative  word,  but  for  a 
word  vigorous  or  facetious  or  descriptive.  In  any  case,  how- 
ever, the  effort  is  simply  for  accurate  adjustment  to  the  idea 
as  conceived  1 ;  this  covers  the  whole  field,  and  no  other  use 
of  words,  whatever  its  claim,  can  interfere  with  it. 

Of  the  culture  of  accuracy  in  the  broad  sense  the  following 
are  leading  phases  :  — 

i.    Finding  the  Right  Shade  of  Meaning This  is  done  by 

the  habitual  weighing  of  synonyms,  a  practice  more  constant 
with  careful  writers,  probably,  than  even  the  study  of  the 
dictionary. 

Synonyms  are  words  alike  in  meaning.  As,  however,  no 
two  words  cover  exactly  the  same  field  of  meaning,  use  may 
be  made  both  of  their  points  of  likeness  and  their  points  of 
divergence  to  secure  fine  shadings. 

Note.  —  The  practical  use  of  synonyms  may  be  illustrated  from  the 
ordinary  process  of  choosing  a  word.  Some  word  comes  to  mind.  It  is 
nearly  the  word  wanted ;  but  perhaps  it  sounds  ill  with  other  words  of  the 
sentence,  or  the  writer  may  have  a  vague  sense  that  the  vocabulary  con- 
tains a  closer  fit,  if  he  could  but  find  it.  He  takes  his  Dictionary  of  Syno- 
nyms and  turns  to  the  word  that  has  already  occurred  to  him.  Let  it  be, 
for  instance,  the  word  judgment,  the  nearest  word  he  can  think  of  for  a  par- 
ticular quality  of  mind  that  he  wishes  to  name.     Here  is  the  result :  — 

"  Judgment,  n.    i.  Discernment,  understanding,  intelligence,  discrimina- 

receive  things  as  they  befall,  and  to  transfer  the  picture  of  them  to  another  mind 
unaltered."  — Emerson  on  The  Superlative,  Works,  Vol.  x,  p.  164. 

1  Of  Flaubert's  passion  for  accuracy,  which  has  become  typical  in  literary  history, 
Pater  remarks :  "All  the  recognized  flowers,  the  removable  ornaments  of  literature 
(including  harmony  and  ease  in  reading  aloud,  very  carefully  considered  by  him) 
counted  certainly  ;  for  these  too  are  part  of  the  actual  value  of  what  one  says.  lint 
still,  after  all,  with  Flaubert,  the  search,  the  unwearied  research,  was  not  for  the  smooth, 
or  winsome,  or  forcible  word,  as  such,  as  with  false  Ciceronians,  but  quite  simply  and 
honestly,  for  the  word's  adjustment  to  its  meaning."  —  Appreciations,  p.  28. 


48  •     DICTION. 


I 

:pth, 


tion,  taste,  sagacity,  penetration,  wisdom,  brains,  prudence,  ballast,  dept 
sense,  mother-wit,  quick  parts,  common-sense,  good  sense,  long  head. 

"  2.    Determination,  decision,  conclusion,  opinion,  notion,  estimate. 

"  3.    {Law.)     Sentence,  award,  decree. 

"4.    {Psychol.)     Power  of  judgment,  intellect,  faculty  of  comparison 
synthesis,  unitive  faculty,  faculty  of  thought. 

"  5.    {Log.)     Sentence,  proposition." 

Here,  certainly,  would  seem  to  be  material  enough ;  but  we  will  suppose 
a  more  delicate  sense  still  haunts  him,  the  nearest  approach  to  which  is  the 
word  sagacity.     He  turns  to  this  word,  and  here  is  the  result :  — 

"Sagacity,  n.     1.    Sagaciousness,  quickness  of  scent. 

"  2.  Shrewdness,  acuteness,  sharpness,  astuteness,  penetration,  ingenuity, 
discernment,  perspicacity,  sense,  insight,  mother- wit,  quickness,  readiness, 
wisdom." 

But  he  is  very  hard  to  suit ;  and  though  the  word  perspicacity  (we  will 
suppose)  is  almost  what  he  wants,  he  will  try  again,  for  the  search  is  becom- 
ing interesting  as  well  as  exacting,  and  here  is  the  result :  — 

"Perspicacity,??.     1.    Quick-sightedness,  acuteness  of  sight. 

"  2.  Perspicaciousness,  acuteness,  sharpness,  shrewdness,  discernment, 
penetration,  sagacity,  astuteness,  insight,  acumen." 

Acumen, — here  at  last,  let  us  suppose,  is  the  word  that  vaguely 
haunted  him  all  along.  He  tests  by  the  dictionary  and  finds  that  it  just 
suits  his  purpose.  In  seeking  it,  too,  he  has  traversed  a  whole  realm  of 
kindred  words,  which  will  hardly  be  used  so  loosely  hereafter  as 
heretofore. 

Soule's  Dictionary  of  Synonyms,  from  which  the  foregoing  lists  are 
quoted,  is  a  very  valuable  desk  companion  for  work  of  this  kind. 

Used  for  their  likeness,  synonyms  enable  one  to  repeat  an 
idea  in  varied  terms,  thus  disguising  the  fact  of  repetition, 
while  at  the  same  time  the  new  word  brings  a  new  aspect  of 
the  thought  to  view.  Used  for  their  unlikeness,  synonyms 
enable  one  to  determine  delicate  yet  important  distinctions 
in  the  thought,  distinctions  on  which,  perhaps,  much,  depends. 
In  both  uses  synonyms  are  often  employed  cumulatively ;  the 
successive  words,  nearly  alike,  yet  distinct,  serving  as  it  were 
to  build  up  the  thought  stage  by  stage  before  the  reader's 
eyes,  so  that  the  whole  idea  is  compassed  by  no  one  term,  but 
by  several  added  together. 


CHOICE    OF   WORDS  FOR   DENOTATION.  49 

Examples.  —  i.  Synonyms  used  for  repetition.  The  need  of  a  repeti- 
tionary  word  may  be  illustrated  by  the  following  sentence  :  "  The  House  of 
Commons  on  Saturday  was  the  scene  of  another  of  those  discreditable  scenes 
which  of  late  years  have,  unhappily,  become  only  too  frequent."  Substitute 
for  the  word  scenes  the  word  occurrences,  and  the  repetition  is  disguised. 

The  following  passage  is  quoted  to  show  how  unobtrusively  and  yet 
effectively  the  sense  is  conserved  by  the  employment  "not  always  of  abso- 
lute synonyms,  but  of  words  which  for  the  purpose  in  hand  have  at  once  a 
harmonious  sense  and  a  various  sound:  —  moribund,  expire,  die  {extinc- 
tion^ ;  — flout,  insult,  outrage,  defy  ;  —  un/ionoured,  disgrace,  ignominious ;  — 
blind,  unmindful,  indifferent." 

"  The  London  County  Council  yesterday  practically  made  an  end  of  the 
Metropolitan  Board  of  Works.  That  moribund  and  discredited  body  might 
have  been  allowed  to  expire  quietly  on  the  '  appointed  day,'  or,  as  Lord 
Rosebery  put  it,  to  '  wrap  its  robe  round  it  and  die  with  dignity,'  if  it  had 
not  resolved  to  flout  its  successor,  to  insult  Parliament,  to  outrage  public- 
opinion,  and  to  defy  the  Executive  Government.  .  .  . 

"  After  what  Mr.  Ritchie  said  on  Friday  there  can  be  no  doubt,  we  pre- 
sume, that  this  will  be  the  end  of  the  Metropolitan  Board  of  Works.  The 
Board  will  never  meet  again.  The  good  works  that  it  did  in  the  days  of 
its  ingenuous  youth  will  be  forgotten  amid  the  misdeeds  of  its  unhonoured 
age  and  the  disgrace  of  its  sudden  and  ignominious  extinction.  There  is, 
indeed,  some  danger  that  less  than  justice  may  be  done  to  its  memory. 
Universal  London  will  feel  that  it  is  well  rid  of  a  body  which  was  so  blind 
to  its  own  dignity,  so  unmindful  of  the  plainest  precepts  of  public  duty,  so 
indifferent,  indeed,  to  the  ordinary  restraints  of  public  decency  as  the  Metro- 
politan Board  of  Works  has  shown  itself  in  the  last  few  weeks."1 

2.  Synonyms  used  for  distinction.  The  following  are  instances  of  fine 
discrimination  between  nearly  synonymous  words. 

From  Carlyle :  "  He  was  a  man  that  brought  himself  much  before  the 
world;  confessed  that  he  eagerly  coveted  fame,  or  if  that  were  not  possible, 
notoriety  ;  of  w?hich  latter  as  he  gained  far  more  than  seemed  his  due,  the 
public  were  incited,  not  only  by  their  natural  love  of  scandal,  but  by  a 
special  ground  of  envy,  to  say  whatever  ill  of  him  could  be  said."  2 

From  James  Russell  Lowell :  "  The  Latin  has  given  us  most  of  our 
canorous  words,  only  they  must  not  be  confounded  with  merely  sonorous 
ones,  still  less  with  phrases  that,  instead  of  supplementing  the  sense, 
encumber  it."  —  "In  verse,  he  [Dryden]  had  a  pomp  which,  excellent  in 
itself,  became  pompousness  in  his  imitators." :5 

1  Both  examples,  with  remark,  from  EARLE,  English  Prose,  pp.  201,  203. 

2  Carlyle,  Essay  on  BoswclV  s  Johnson.        8  Lowell,  Essay  on  Dryden. 


SO  DICTION. 

3.  Synonyms  used  cumulatively.     No  single  one  of  the  following  sj 
nyms  gives  the  whole  idea ;  it  has  to  be  gathered  from  all. 

From  the  North  American  Review :  "  It  is  true  that  all  these  criticisms 
were  written  some  years  ago,  and  in  the  meantime  a  tendency  toward  a 
better  state  of  things  has  begun  to  show  itself.  But  at  present  it  is  only 
a  tendency,  a  symptom,  a.  foreshadowing." 

From  James  Russell  Lowell:  "So  also  Shakespeare  no  doubt  projected 
himself  in  his  own  creations ;  but  those  creations  never  became  so 
fectly  disengaged  from  him,  so  objective,  or,  as  they  used  to  say,  extrh 
to  him,  as  to  react  upon  him  like  real  and  even  alien  existences." 


yjectea 
so  per- 

i 


2.  Securing  the  Right  Degree  of  Meaning.  — Words  practically- 
synonymous  differ  from  each  other  as  often  in  degree  as  in  shad- 
ing ;  one  is  stronger,  more  intense,  more  dignified,  or  more  sweep- 
ing and  absolute  than  the  other.  A  recognition  of  this  quality 
underlies  climax ;  and  the  vivid  feeling  of  it,  with  the  skill  to 
put  feeling  into  words,  is  the  source  of  vigor  in  expression. 

Examples.  —  1.  Of  varying  intensity  of  meaning.  In  the  following, 
from  Pitt,  the  difference  in  the  words  used  is  mainly  a  difference  in  degree  : 
"  I  am  astonished,  I  am  shocked,  to  hear  such  principles  confessed ;  to  hear 
them  avowed  in  this  house  and  in  this  country." 

2.  Of  too  absolute  or  sweeping  terms.  "  There  are  very  good  proofs 
that  Chaucer  was  a  Wyckliffite."  The  difficulty  with  the  word  proofs  is 
that  it  is  too  strong,  too  absolute  ;  history  would  not  bear  it  out.  The 
word  indications  is  as  strong  as  one  has  data  for  saying.  —  "An  attempt 
to  justify  the  treachery  of  Benedict  Arnold  "  is  the  title  of  a  paper  that 
really  undertook  a  task  much  less  hardy ;  the  softer  word  extenuate  would 
better  name  what  was  intended. 

3.  The  dashing,  off-hand  words  used  in  the  excitement  of  conversation, 
such  as  "  I  have  a  horrible  cold,"  "  I  am  dying  to  hear  about  your  visit," 
"The  whole  affair  was  simply  perfect,"  err  principally  in  degree;  and  if 
somewhat  excusable  on  the  score  of  emotion  (see  under  Spoken  Diction, 
p.  122),  are  after  all  too  intense  to  be  at  all  definite,  and  the  habitual  use  of 
them  may  lead  to  great  poverty  and  lack  of  sharpness  in  vocabulary.  In 
this  respect  they  are  as  bad  as  slang ;  see  below,  p.  64. 

3.  Support  from  Derivation  and  History.  —  Beyond  doubt  the 
most  valuable  aid  to  the  accurate  and  vital  choice  of  words 


CHOICE   OF   WORDS  FOR   DENOTATION.  51 

is  afforded  by  a  knowledge  of  their  root-meanings,  by  which 
latter  is  meant  not  the  unsympathetic  knowledge  which  comes 
from  looking  up  derivations  in  a  catalogue,  though  this  is 
better  than  nothing,  but  that  more  intimate  feeling  or  tact 
which  comes  from  familiarity  with  the  structure  and  spirit 
of  the  original  language.  Herein  lies  the  true  practical  value 
of  classical  study :  it  gives  ancestry  and  family  distinction  to 
one's  mother-tongue.  A  word  whose  derivation  is  felt  defines 
itself ;  the  writer  is  so  far  forth  independent  of  a  dictionary. 

Examples. —  Under  the  foregoing  paragraph  the  difference  between 
the  two  words  justify  and  extenuate  is  felt,  and  the  accurate  use  of  them 
assured,  as  soon  as  one  thinks  of  the  Latin  originals  underlying  them,  Jus- 
tus and  facto  on  the  one  hand,  and  tenuis  on  the  other.  So  also  between 
the  two  words  (p.  49,  2)  canorous  (cano,  "  to  sing  ")  and  sonorous  (sono,  "  to 
make  a  noise  "). 

In  the  following  sentence  Dr.  O.  W.  Holmes  has  the  support  of  deriva- 
tion for  deepening  the  meaning  of  a  common  word  :  "  He  used  to  insist  on 
one  small  point  with  a  certain  philological  precision,  namely,  the  true  mean- 
ing of  the  word  '  cure.'  He  would  have  it  that  to  cure  a  patient  was  simply 
to  care  for  him.  I  refer  to  it  as  showing  what  his  idea  was  of  the  relation 
of  the  physician  to  the  patient.  It  was  indeed  to  care  for  him,  as  if  his  life 
were  bound  up  in  him,  to  watch  his  incomings  and  outgoings,  to  stand 
guard  at  every  avenue  that  disease  might  enter,  to  leave  nothing  to  chance  ; 
not  merely  to  throw  a  few  pills  and  powders  into  one  pan  of  the  scales  of 
Fate,  while  Death  the  skeleton  was  seated  in  the  other,  but  to  lean  with 
his  whole  weight  on  the  side  of  life,  and  shift  the  balance  in  its  favor  if  it 
lay  in  human  power  to  do  it." 1 

In  the  following  sentence  Matthew  Arnold  builds  his  whole  conception 
of  urbanity  on  the  support  of  the  root-word  urbs :  "For  not  .having  the 
lucidity  of  a  large  and  centrally  placed  intelligence,  the  provincial  spirit 
has  not  its  graciousness ;  it  does  not  persuade,  it  makes  war ;  it  has  not 
urbanity,  the  lone  of  the  city,  of  the  centre,  the  tone  which  always  aims  at 
a  spiritual  and  intellectual  effect,  and  not  excluding  the  use  of  banter,  never 
disjoins  banter  itself  from  politeness,  from  felicity."2 

1  Holmes,  Medical  Essays,  Works  (Riverside  edition),  Vol.  ix,  p.  307. 

2  ARNOLD,  lissays  in  Criticism,  First  Series,  p.  66.  —  Derivation  is  an  impor- 
tant aid  in  Exposition  ;  see  below,  p.  576. 


52  DICTION. 


A  knowledge  of  derivation  alone,  however,  may  be  mislead- 
ing, for  sometimes  in  the  course  of  their  history  words  pass 
through  different  shadings  and  applications,  until  their  root- 
meaning  is  only  very  indirectly  helpful.  The  present  status 
of  a  word  also  must  be  recognized  —  not  a  difficult  or  uncer- 
tain task  for  one  whose  habitual  observation  of  etymology 
has  sharpened  his  sense  of  words.1 

Examples.  —  In  the  verse,  "And  when  he  was  come  into  the  house 
Jesus  prevented  him,  saying,  What  thinkest  thou,  Simon?  of  whom  do  the 
kings  of  the  earth  take  custom  and  tribute  ?  "  the  root-meaning  of  the  word 
(from  pre  and  venid)  is  followed  ;  but  since  the  translation  was  made  the 
word  prevent  has  so  changed  in  meaning  that  it  is  no  longer  an  accurate 
word. 

It  is  interesting  to  trace  the  history  of  such  words  as  pagan,  heathen, 
barbarian,  villain,  knave,  knight,  and  see  how,  in  addition  to  what  they 
reveal  of  original  meaning,  they  have  preserved  the  spiritual  attitude  and 
sentiment  of  their  original  users.  To  trace  the  steps  by  which  the  word 
nice  connects  itself  with  the  Latin  nescius  would  be  quite  baffling  and 
unpractical ;  one  must  depend  wholly  on  its  present  status. 

II.     INTELLIGIBLE    USE. 

The  adaptation  of  the  word  to  the  idea,  which  calls  for 
accurate  use,  has  its  limits.  The  word  must  also  be  adapted 
to  the  reader ;  and  in  general  literary  work  the  reader  must 
be  treated  not  as  a  learned  man  but  as  a  man  of  average 
information  and  intelligence.  In  the  choice  of  words,  there- 
fore, the  sensible  rule  is  to  keep  as  close  to  everyday  habits 
of  speech  and  thinking  as  is  consistent  with  accuracy ;  and 
where  the  subject-matter  is  necessarily  abstruse,  endeavor  t( 

1  The  science  which  treats  of  the  development  of  words  through  different  sens 
is  called  Semantology ;  see  Earle,  English  Prose,  p.  137.  Another  good  resu 
of  familiarity  with  the  history  of  words  is  thus  described  by  Pater,  Appreciations, 
p.  12  :  "And  then,  as  the  scholar  is  nothing  without  the  historic  sense,  he  will  be  apt 
to  restore  not  really  obsolete  or  really  worn-out  words,  but  the  finer  edge  of  words 
still  in  use:  ascertain,  communicate,  discover — words  like  these  it  has  been  part 
of  our  '  business '  to  misuse." 


I 


CHOICE    OF   WORDS  FOR   DENOTATION.  53 

see  it  through  common  eyes  and  translate  so  far  as  practi- 
cable into  the  current  medium. 

The  following  considerations  are  important  in  adapting 
words  to  the  reader. 

4.  The  Tissue  of  Idiom.  —  Idioms  are  turns  of  expression 
peculiar  to  the  language ;  generally  irregular,  not  to  be  squared 
with  strict  grammar,  and  for  that  reason  having  the  flavor  of 
sturdy  unstudied  speech.  A  test  of  an  idiom  is  that  it  cannot 
be  translated  literally  into  any  other  language.  At  first  effect 
rugged,  perhaps  odd  and  racy  of  the  soil,  it  is  after  all  quite 
consistent  with  all  due  dignity  and  refinement,  while  it  adds 
a  strength  and  homeliness  that  no  other  way  of  speaking 
could  do.  As  the  best  basis  or  ground-tissue  of  plain  lan- 
guage, therefore,  idiom  is  to  be  valued  and  cultivated  ;  it  is 
preeminently  the  medium  through  which  cultured  and  uncul- 
tured may  feel  their  common  interests  and  kinship.1 

In  certain  stages  of  culture  a  young  writer  is  apt  to  regard 
everything  that  presents  any  ruggedness  of  diction,  or  that  is 
not  transparently  conformed  to  grammatical  rules,  as  a  blem- 
ish ;  and  he  is  tempted  to  smooth  down  everything  into  pro- 
priety and  primness.  This  tendency  is  to  be  watched  and 
repressed,  for  in  yielding  to  it,  even  in  the  interests  of  elegance, 
a  writer  may  easily  throw  away  much  of  the  native  strength 
and  character  of  his  mother-tongue. 

Examples.  —  1.  The  following,  from  the  great  store  of  English  idioms, 
will  suffice  merely  to  give  an  idea  of  idiomatic  homeliness  and  flavor  :  "  It 
was  something  that  he  could  not  put  up  with  " ;  "  They  unexpectedly  got 

1  "  I  have  been  careful  to  retain  as  much  idiom  as  I  could,  often  at  the  peril  of 
being  called  ordinary  and  vulgar.  .  .  .  Every  good  writer  has  much  idiom  ;  it  is  the 
lif<:  ;ind  spirit  of  language :  and  none  such  ever  entertained  a  fear  or  apprehension 
that  strength  and  sublimity  were  to  be  lowered  and  weakened  by  it."  —  Landor, 
Imaginary  Conversations,  Vol.  i,  p.  150  {Demosthenes  and  Eiibulides). 

"  In  the  breath  of  the  native  idiom  there  is  as  it  were  a  moral  fragrance,  akin  to 
the  love  of  home  and  domestic  faith  ;  —  it  is  in  discourse  what  the  tenderness  of  nat- 
ural piety  is  in  the  beauty  of  human  character." —  Earle,  English  Prose,  p.  30S. 


54  DICTION. 

the  start  of .  him  "  ;  "  In  the  long  run  this  will  prove  its  utility  " ;  "A  man 
instinctively  tries  to  get  rid  of  his  thought  in  conversation  or  print  as  soon 
as  it  is  matured  "  ;  "  He  could  never  get  used  to  this  new  manner  of  living." 

2.  While  the  above  examples  serve  to  illustrate  the  flavor  of  idiom,  the 
extent  to  which  idiom  is  a  tissue,  a  basis  of  common  speech,  needs  to  be 
illustrated  by  enumerating  some  of  the  most  prevalent  idioms  of  English:  — 

a.  The  double  genitive  ;  as  "  that  dark  and  tempestuous  life  of  Swift's  " 
(where  one  possessive  is  expressed  phrasally,  the  other  by  inflection). 

b.  The  noun  phrase,  one  noun  doing  duty  as  adjective  for  another;  as, 
"  the  country  schoolmaster,"  "  a  two-foot  rule,"  "  the  small  coals  man." 

c.  The  English  use  of  shall  and  will,  should  and  would,  of  which  more 
under  Phraseology ;  see  below,  p.  233. 

d.  It  with  singular  verb  and  plural  or  collective  predicate ;  as,  "  For 
who,  when  they  had  heard,  provoked  ?  —  nay  was  it  not  all  who  came  out 
from  Egypt  by  means  of  Moses  ?  " 

e.  The  use,  in  many  cases,  of  the  adjective  form  for  the  adverbial,  and 
its  obviously  greater  naturalness;  as,  "speak  louder,"  "walk  faster" 
{"speak  more  loudly,"  "walk  more  rapidly"  are  hard  to  tolerate). 

f.  The  use  of  a  preposition  at  the  end  of  a  clause ;  as,  "  Where  do  you 
come  from  ?  "  "  What  are  you  blaming  me  for  ?  "  "  This  is  a  thing  I  can- 
not get  used  to."  (The  alternative  expressions,  "  Whence  "  or  "  From 
whence  do  you  come  ?  "  "  For  what  are  you  blaming  me  ?  "  "  This  is  a  thing 
to  which  I  cannot  get  used"  or  "become  accustomed,"  sound  bookish.) 

Grammar,  as  Professor  Earle  remarks,1  is  the  natural  enemy 
of  idiom,  and  is  continually  trying  to  replace  its  rugged  forms 
by  something  more  amenable  to  rule.  Of  course,  wherever 
grammar  succeeds,  it,  rather  than  idiom,  is  the  arbiter  of 
usage. 

Note.  —  Grammatical  insistence  has  succeeded,  for  example,  in  banish- 
ing "  it  is  me,"  which  used  to  be  natural  and  idiomatic,  and  substituting 
"  it  is  I."  Also,  whereas  men  used  to  say,  "  I  do  not  doubt  but  what  this 
is  so,"  it  is  at  once  better  grammar  and  better  usage  to  say,  "I  do  not 
doubt  that  this  is  so."  The  word  but  is  sometimes  retained  even  when 
what  is  changed  to  that ;  but  this  is  unnecessary.  The  proper  particles  to 
use  with  doubt  are  :  affirmative,  "  I  doubt  if, "  "  I  doubt  whether  " ;  nega- 
tive, "  I  do  not  doubt  that." 

1  Earle,  English  Prose,  p.  255. 


I 


CHOICE   OF   WORDS  FOR  DENOTATION.  55 

5.  Provincialisms,  Americanisms,  Dialect.  —  Provincialisms 
are  words,  idioms,  or  meanings  current  in  some  limited  region, 
but  not  universal  enough  in  usage  to  be  admissible  in  general 
literature.  Within  their  district  they  are  accepted  conversa- 
tional forms ;  elsewhere  they  sound  somewhat  like  slang ; 
employed  in  literature  they  savor  of  crudeness  and  lack  of 
culture. 

Examples  of  Provincialisms.  —  The  word  clever,  in  the  sense  of 
good-natured ;  as,  "  He  is  so  clever  that  he  will  do  anything  for  you  " ;  likely, 
in  the  sense  of  promising  ;  as,  "  William  is  a  likely  lad  " ;  favor,  in  the  sense 
of  resemble  ;  as,  "  He  favors  his  father  "  ;  near,  in  the  sense  of  close  or 
stingy;  as,  "  He  is  an  honest  man  and  just,  but  a  little  near  "  (a  New  Eng- 
land provincialism,  savoring  of  euphemism) ;  smart,  in  the  sense  of  able ; 
as,  "  Luke  is  the  smartest  scholar  in  his  class  ";  mad,  in  the  sense  of  angry ; 
as,  "  Such  treatment  as  this  makes  me  mad."  For  the  proper  use  of  these 
words  consult  the  dictionary. 

Americanisms  are  words  or  phrases  wherein,  owing  to  vary- 
ing conditions  of  life  and  history,  American  usage  has  come 
to  differ  from  British.  For  the  use  of  these  we  are  much  criti- 
cised by  our  friends  across  the  water,  as  if  they,  being  the 
mother  nation,  must  necessarily  set  the  standard  and  we 
count  as  provincial ;  but  the  truth  is,  while  some  of  our  ways 
of  speaking,  in  the  light  of  standard  literature,  are  provincial, 
some  of  theirs  are  equally  so ;  while  for  the  rest,  our  peculiar 
usage  has  as  good  right  and  as  good  pedigree  as  theirs.  There 
is  no  more  call  on  us  to  ape  their  manner  of  speech  than  on 
them  to  ape  ours.1 

Examples.  —  The  American  use  of  the  v^ox^.  guess,  for  think  or  conjec- 
ture, is  indeed  too  provincial  for  literary  usage ;  but  so,  it  would  seem,  is 
the  English  use  of  different  to  for  different  from.  We  have  a  peculiar  use 
of  the  word  right,  as  in  "  Put  it  right  there  " ;  and  of  the  expression  right 
away  for  immediately  ;  these  are  provincial.  So,  on  the  other  side,  is  the 
use  of  very  pleased  for  very  much  pleased  and  directly  or  immediately  for 

1  BRANDER  Matthews,  Americanisms  and  Briticisms,  pp.  1-31. 


56  DICTION. 


I 


as  soon  as  ;  for  example  :  "  Directly  the  mistake  was  discovered  the  leaf  was 
cancelled  " ;  "  Immediately  the  maid  had  departed,  little  Clare  deliberately 
exchanged  night  attire  for  that  of  day."  In  many  cases  like  these  the 
standard  is  with  neither  side,  both  being  alike  provincial. 

In  other  cases  the  standard  is  with  both  ;  that  is,  both  usages  are  equally 
good  and  equally  worthy  of  a  place  in  literature,  representing  as  they  do 
perfectly  natural  variations  where  nations  so  widely  separate  are  engaged 
in  naming  the  same  or  corresponding  things.  Accordingly,  we  say  freight 
train  for  the  English  goods  train ;  street-car  for  their  tram-car  or  tram  ; 
railroad  for  their  railway  ;  editorial  for  their  leader  ;  editorial  paragraph 
for  their  leaderette.     Such  variations  are  neither  avoidable  nor  deplorable. 

Dialect  or  patois,  apart  from  its  occasional  use  for  flavor 
or  local  color,1  calls  for  a  word  here  as  an  important  source 
of  addition  to  the  vocabulary.  The  words  imported  by  story- 
writers  and  tourists  from  the  mountains  or  backwoods  rank 
simply  as  provincialisms,  and  are  subject  to  the  cautions 
regarding  such.  Another  class  of  words,  however,  forms  an 
element  of  graver  omen :  those  numerous  terms  and  phrases 
picked  from  the  argot  of  the  mining-camp,  the  cow-boy 
ranch,  the  gambling  den,  and  the  slum,  and  turned  loose 
into  a  long-suffering  vocabulary.  Largely  unintelligible,  their 
connotation,  even  when  understood,  is  so  apt  to  be  low  and 
immoral  that  proficiency  in  them  is  productive  of  more  harm 
than  good. 

Note.  —  The  "Chimmie  Fadden  "  stories  will  occur  to  the  student  as 
representative  of  this  unsavory  exploitation  of  coarse  dialect.  While  their 
raciness  is  undenied,  it  is,  after  all,  the  raciness  of  abysmal  vulgarity.  The 
serious  attitude  of  a  writer  toward  such  aberrations  of  usage  is  emphati- 
cally a  case  for  the  admonition  given  on  p.  44,  above. 

6.  Technical  Terms  and  Coloring.  —  Technical  terms  are 
words  peculiar  to  some  art,  science,  industry,  or  other  special- 
ized pursuit ;    indispensable,  therefore,   in   their   own   sphere 

1  This  aspect  of  dialect,  with  the  cautions  and  liberties  regarding  it,  will  come  up 
for  treatment  under  Manufactured  Diction;  see  below,  p.  134. 


CHOICE   OF  WORDS  FOR  DENOTATION.  57 

and  in  writings  intended  for  specialists,  but  for  the  most  part 
unknown  outside. 

Example  of  Technical  (Scientific)  Terminology.  —  In  the  fol- 
lowing, taken  from  an  article  in  The  Journal  of  Geology,  the  prevalence  of 
geological  terms,  though  entirely  fitting  for  those  scholars  to  whom  alone 
the  article  has  interest,  removes  the  language  from  the  standard  of  literary 
usage  :  — 

"  Here  the  formation  is  composed  of  well-foliated,  fine-grained,  musco- 
vite-biotite-schist  with  abundant  mica.  The  molar  contact  is  found  on  the 
eastern  end  of  the  hill.  It  strikes  N.  250  W.,  and  is  parallel  to  the  schistos- 
ity  of  the  mica-schist  and  to  the  pronounced  foliation  of  the  porphyritic 
granite.  All  the  structure  planes  dip  westward  at  a  high  angle.  Going 
across  the  strike  from  the  contact  toward  the  porphyritic  granite  a  remark- 
able series  of  elongated  horses  of  the  schist  interrupt  the  continuity  of  the 
granite.  They  are  usually  much  longer  than  their  width.  ...  In  most 
cases  there  is  a  definite  orientation  of  the  horses  parallel  to  the  contact 
line,  while  the  foliation  of  the  porphyritic  granite  wraps  around  the  inclu- 
sion in  a  significant  way.  They  are  uniformly  schistose  with  that  structure 
as  well  developed  as  in  the  main  body.  Crumpling  of  the  horses  is  also 
characteristic.  For  about  two  hundred  yards  east  of  the  contact,  the 
schist  is  cut  by  several  intercalated  sheets  of  porphyritic  granite,  varying 
from  five  to  ten  yards  in  thickness.  Their  phenocrystic  feldspars  lie  paral- 
lel to  the  walls  between  which  the  sills  were  intruded."  x 

The  part  that  technical  language  plays  in  general  literature 
is  notable  in  two  aspects. 

1.  Owing  to  the  constant  movement  to  popularize  all  kinds 
of  learning,  words  from  these  special  sources  are  continually 
finding  their  way  into  current  knowledge  and  usage.  The 
problem  for  the  literary  writer  in  employing  them  is  one  of 
judgment :  how  clear  and  diffused  knowledge  of  them  he  may 
take  for  granted  —  a  problem  to  be  decided  by  his  literary 
sense.  The  safest  procedure  is  exemplified  in  the  work  of 
such  writers  as  Huxley  and  Tyndall,  who  work  on  the  basis 
of  everyday  language,  as  untechnical  as  possible  ;  and  where, 
;is  must  frequently  happen,  such  unfamiliar  terms  are  neces- 

1   Tin  Journal  of  Geology,  October-November,  1897,  pp.  715,  716. 


58  DICTION. 


sary,  they  make  the  context  repeat  or  define  them  in  simpler 
speech.  It  is  a  kind  of  translation  from  the  erudite  into  the 
popular. 

Examples.  —  The  following  sentences,  from  Huxley,1  will  illustrate  his 
care  to  make  his  language  intelligible  to  current  thought.  The  descriptive 
and  simplifying  parts  are  here  put  in  brackets. 

"  Again,  think  of  the  microscopic  fungus  —  [a  mere  infinitesimal  ovoid 
particle,  which  finds  space  and  duration  enough  to  multiply  into  countless 
millions  in  the  body  of  a  living  fly]."  —  "The  protoplasm  of  Algce  and 
Fungi  becomes,  under  many  circumstances,  partially,  or  completely,  freed 
from  its  [woody  case],  and  exhibits  movements  of  its  whole  mass,  or  is 
propelled  by  the  contractility  of  one,  or  more,  [hair-like  prolongations  of 
its  body,  which  are  called]  vibratile  cilia."  — "  Under  sundry  circumstances 
the  corpuscle  dies  and  becomes  distended  into  a  round  mass,  in  the  midst 
of  wThich  is  seen  [a  smaller  spherical  body,  which  existed,  but  was  more  or 
less  hidden,  in  the  living  corpuscle,  and  is  called]  its  nucleus.'''' 

Many  of  the  words  used  above,  though  technical,  have  become  so  natu- 
ralized in  the  common  vocabulary  that  they  may  be  used  without  apology ; 
e.g.  fungus,  ovoid,  protoplasm  (this  word,  however,  is  explained  earlier  in 
the  essay),  contractility,  corpuscle. 


2.  Technical  language,  especially  such  as  is  pretty  wel 
naturalized,  has  been  much  employed  by  such  writers  as 
Emerson  and  Holmes,  to  give  their  thought  a  scientific  color- 
ing or  connotation.  Employed  to  illustrate  ideas  in  other 
departments  of  thought,  such  terms  have  the  force  of  a  figure 
of  speech,  and  are  often  very  suggestive.  The  use  of  them 
thus  is  a  compliment  to  the  increasing  culture  of  general 
readers,  recognizing  as  it  does  that  learned  and  scientific 
ideas  are  becoming  more  widely  known ;  and  in  fact  this 
very  usage  is  an  important  means  of  diffusing  such  ideas. 
Of  course  the  same  literary  liberties  and  limits  are  to  be  kept 
in  mind  as  in  the  foregoing  case. 

Examples.  —  In  the  following  extracts  the  italicised  words  and  turns  of 
expression  are  colored  by  their  significance  as  belonging  to  scientific  or 
philosophical  terminology. 

1  Huxley,  On  the  Physical  Basis  of  Life  (Lay  Sermons,  Addresses,  and  Reviews). 


, 


CHOICE   OF  WORDS  FOR  DENOTATION.  59 

"  The  divine  circulations  never  rest  nor  linger.  Nature  is  the  incarnation 
of  a  thought,  and  turns  to  a  thought  again,  as  ice  becomes  water  and  gas. 
The  world  is  mind  precipitated,  and  the  volatile  essence  is  forever  escaping 
again  into  the  state  of  free  thought.  Hence  the  virtue  and  pungency  of 
the  influence  on  the  mind  of  natural  objects,  whether  inorganic  or  organ- 
ized. Man  imprisoned,  man  crystallized,  man  vegetative,  speaks  to  man 
impersonated."  x 

"  All  uttered  thought,  my  friend,  the  professor,  says,  is  of  the  nature  of 
an  excretion.  Its  materials  have  been  taken  in,  and  have  acted  upon  the 
system,  and  been  reacted  on  by  it ;  it  has  circulated  and  done  its  office  in  one 
mind  before  it  is  given  out  for  the  benefit  of  others.  It  may  be  milk  or 
venom  to  other  minds ;  but,  in  either  case,  it  is  something  which  the  pro- 
ducer has  had  the  use  of  and  can  part  with.  A  man  instinctively  tries  to 
get  rid  of  his  thought  in  conversation  or  in  print  so  soon  as  it  is  matured  ; 
but  it  is  hard  to  get  at  it  as  it  lies  imbedded,  a  mere  potentiality,  the  germ 
of  a  germ,  in  his  intellect."2 

7.  Foreign  Words  and  Idioms.  —  As  in  the  case  of  technical 
words,  and  due  likewise  to  the  general  increase  of  culture, 
there  is  a  constant  importation  of  words  and  idioms  from  for- 
eign languages,  many  of  which  expressions  are  eventually- 
naturalized,  but  all  for  a  period  have  the  effect  of  exotics. 
When  the  culture  is  lacking  the  employment  of  such  terms 
may  be  simple  vulgarity  and  display ;  this  is  the  chief  cau- 
tion to  be  noted  in  the  use  of  foreign  words.  For  when  there 
is  culture  enough  to  use  them  tastefully  the  writer  can  ordi- 
narily be  trusted  to  look  out  for  the  claim  of  intelligibility, 
and  make  sure  he  is  understood. 

Note.  —  The  technical  term  for  unnaturalized  foreign  words  is  Alien- 
isms. They  are  indicated  by  being  printed  in  italics  ;  and  the  adoption  of 
them  as  accepted  English  words  is  indicated  by  printing  them  in  Roman. 
Such  words,  for  instance,  as  connoisseur  and  renaissance  have  passed  their 
alien  stage,  and  are  good  literary  English.  The  exact  status  of  such  words 
is  not  easy  to  determine,  except  by  writers  thoroughly  conversant  with  the 
standards  of  literature. 

1  Emhrson,  Nature,  Works,  Vol.  iii,  p.  187. 

2  Holmes,  Autocrat  of  the  Breakfast  Table,  p.  227. 


60  DlCTIOtf. 

How  far  the  use  of  foreign  words  and  idioms  is  justifiable 
is  to  be  gathered  from  the  two  ways  in  which  they  come  intc 
use:   as  deliberately  chosen  terms,  and  as  a  chance  growth. 

i.  By  scholarly  thinkers  foreign  terms  are  sometimes  chosen 
for  the  sake  of  exactness  ;  they  fit  an  idea  better  than  would 
any  English  term,  and  when  properly  set  and  explained  have  a 
pointedness  and  distinction  very  useful  for  the  occasion.  Pro- 
fessor Earle  calls  them  "beacon-words,"  and  justifies  them, 
though  he  notes  that  "  the  practice  of  inserting  foreign  words, 
Latin,  French,  or  Italian,  is  much  less  in  use  than  it  formerly 
was."1  The  evident  effort  to  make  the  idea  luminous  and 
precise  saves  such  usage  from  the  reproach  of  pedantry. 

Example.  —  Consider  how  closely  Matthew  Arnold  discriminates  his 
idea  in  the  following  passage,  by  employing  and  defining  a  German  term :  — 

"  But  this  latter  belief  has  not  the  same  character  as  the  belief 
which  it  is  thus  set  to  confirm.  It  is  a  kind  of  fairy-tale,  which  a  man 
tells  himself,  which  no  one,  we  grant,  can  prove  impossible  to  turn  out 
true,  but  which  no  one,  also,  can  prove  certain  to  turn  out  true.  It  is 
exactly  what  is  expressed  by  the  German  word  '  Aberglaube,'  extra-belief, 
belief  beyond  what  is  certain  and  verifiable.  Our  word  '  superstition  '  had 
by  its  derivation  this  same  meaning,  but  it  has  come  to  be  used  in  a  merely 
bad  sense,  and  to  mean  a  childish  and  craven  religiosity.  With  the  Ger- 
man word  it  is  not  so ;  therefore  Goethe  can  say  with  propriety  and  truth : 
'■Aberglaube  is  the  poetry  of  life,  —  der  Aberglaube  ist  die  Poesie  des  Lebens.* 
It  is  so.  Extra-belief,  that  which  we  hope,  augur,  imagine,  is  the  poetry  of 
life,  and  has  the  rights  of  poetry."  2 

It  will  be  noted  that  as  much  care  is  taken  to  explain  a  foreign  word 
thus  used  as  in  the  case  of  technical  terms ;  see  p.  57,  above. 

2.  It  is  as  a  chance  growth  that  these  foreign  additions 
to  the  language  most  need  watching.  Words  picked  up  in 
travel,  or  floating  round  in  menus,  journals  of  fashion,  society 
gossip,  and  the  like,  have  simply  the  status  of  ephemeral  or 
fad  words,  and  until  naturalized  in  standard  literature  are  to 
be  so  estimated.     The  same  may  be  said  of  foreign  idioms, 

1  Earle,  English  Prose,  p.  292.     See  the  whole  section,  pp.  276-297. 

2  Matthew  Arnold,  Literature  and  Dogma,  p.  70. 


CHOICE   OF   WORDS  FOR  DENOTATION.  61 

which  as  literal  translations  of  foreign  phrases,  sound  strange 
and  affected. 

Examples.  —  i.  The  French  language,  as  the  language  of  polite  society, 
is  the  greatest  source  of  such  words  and  phrases;  e.g.  "A  keen  observer 
might  have  seen  about  him  some  signs  of  ajeunesse  orageuse,  but  his  man- 
ner was  frank  and  pleasing."  Every  reader  can  recall  such  words  as  beau 
mjnde,  savoir  faire,  faux  pas,  entre  nous,  haut  ton,  en  grande  toilette,  blase, 
debutante,  as  used  in  writings  of  the  day. 

2.  Foreign  idioms,  too,  are  constantly  creeping  into  the  language,  and 
are  to  be  recognized  and  treated  for  what  they  are,  exotics  ;  e.g.  "  That 
goes  without  saying"  (Cela  va  sans  dire);  to  assist,  in  the  sense  of  being 
present  at  a  ceremony;  according  to  me  (selon  moi);  to  give  on,  in  the 
sense  of  open  toward,  as  a  window ;  to  be  in  evidence.  Of  course  many  of 
these  may  be  on  the  way  to  accepted  usage. 

Words  used  in  travel,  or  in  giving  information  about  foreign 
countries  and  customs,  or  citations  of  foreign  literary  expres- 
sions, may  sometimes  be  fittingly  used  in  works  obviously 
intended  for  readers  to  whom  such  terms  will  be  familiar  and 
suggestive  or  ought  to  become  so.  The  writer  thus  pays  a 
compliment  to  the  culture  of  his  reader. 

Example.  —  "  You  are  in  Rome,  of  course ;  the  sbirro  said  so,  the 
doganiere  bowed  it,  and  the  postilion  swore  it ;  but  it  is  a  Rome  of  modern 
houses,  muddy  streets,  dingy  caffes,  cigar-smokers,  and  French  soldiers,  the 
manifest  junior  of  Florence.  And  yet  full  of  anachronisms,  for  in  a  little 
while  yon  pass  the  column  of  Antoninus,  find  the  Dogana  in  an  ancient 
temple  whose  furrowed  pillars  show  through  the  recent  plaster,  and  feel  as 
if  you  saw  the  statue  of  Minerva  in  a  Paris  bonnet.  You  are  driven  to  a 
hotel  where  all  the  barbarian  languages  are  spoken  in  one  wild  conglom- 
erate by  the  Commissionaire,  have  your  dinner  wholly  in  French,  and  wake 
the  next  morning  dreaming  of  the  Tenth  Legion,  to  see  a  regiment  of 
Chausseurs  de  Vincennes  trotting  by."  x 

III.     PRESENT   USE. 

Under  this  head  come  the  considerations  that  should  influ- 
ence the  writer  on  account  of  the  age  of  words :  in  general, 
he  should  admit  only  words  in  good  standard  present  usage. 

1  Lowell,  Leaves  from  my  Journal  in  Italy  and  Elsewhere,  Works,  Vol.  i,  p.  190. 


62  DICTION. 


Language  evinces  its  life  as  do  all  living  things :  by  growth 
on  the  one  hand,  taking  in  and  assimilating  new  expressions, 
as  advancing  thought  or  discovery  or  invention  demands 
them ;  and  on  the  other  hand,  by  excretion,  continually  dis- 
carding old  locutions  for  which  there  is  no  further  use.  It  is 
this  phenomenon  of  growth  and  excretion  that  distinguishes 
a  living  language  from  a  dead  one ;  the  latter  kind,  like  Latin 
or  Hebrew,  can  be  added  to  mechanically,  but  it  does  not  grow, 
nor  on  the  other  hand  does  it  diminish,  being  fixed  and  crystal- 
lized in  its  existing  literature.  But  because  it  is  thus  fixed  it 
does  not  take  hold  as  does  a  living  language ;  the  spirit  has  gone 
out  of  it,  so  that  at  best  its  life  can  be  only  galvanized  life. 

In  a  living  language  there  are  always  many  words  on  the 
frontiers  of  the  too-new  or  the  too-old  whose  use  is  a  matter 
of  uncertainty  and  debate  ;  and  has  to  be  determined  by  a 
general  consensus  of  literary  usage  and  authority,  in  which 
not  only  refined  speech  but  the  relative  rank  of  authors  has 
to  be  taken  into  account. 

8.  Words  too  New  to  be  Standard.  —  From  tne  standard  of 
the  best  literature,  which  is  the  only  safe  one  for  a  writer  to 
adopt,  the  many  new  words  and  phrases  constantly  appear- 
ing, and  for  a  while  in  everybody's  mouth,  —  neologisms  they 
are  technically  called  —  must  pass  through  a  period  of  testing 
and  seasoning,  in  which  it  will  become  gradually  apparent 
whether  they  are  to  be  a  permanent  addition  to  the  vocabu- 
lary or  to  die.  His  only  reasonable  attitude  towards  them  is 
wariness,  suspicion  ;  not  that  he  is  not  to  use  them  at  all,  — 
to  lay  down  this  rule  would  be  to  hamper  him  too  much,  — 
but  that  he  is  not  to  use  them  unadvisedly,  or  merely  because 
they  are  the  fashion.  "  Be  not  the  first  by  whom  the  new  are 
tried  "  is  Pope's  maxim. 

These  new  words  come  ordinarily  without  observation,  and 
from  a  variety  of  sources,  of  which,  as  including  the  great 
predominance,  may  here  be  mentioned  three :  — 


CHOICE    OF   WORDS  FOR  DENOTATION.  63 

i.  Words  adopted  to  name  new  advances  in  science,  dis- 
covery, invention,  and  the  like.1  The  leading  tendency  now- 
adays is  to  derive  these  from  the  Greek,  and  generally  they  are 
regularly  enough  formed.  Such  new  words  become  standard 
almost  at  once. 

Examples.  —  The  development  of  some  new  invention  or  department 
of  science  may  bring  into  daily  use  a  whole  new  section  of  the  vocabulary  ; 
consider,  for  instance,  how  many  new  words  electrical  motor  power  alone 
has  originated:  dynamo,  volt,  ampere,  ohm,  trolley,  and  hosts  of  others, 
words  unknown  a  few  years  ago.  The  same  may  be  said  of  microscopic 
science,  with  its  microbes,  bacteria,  antitoxin,  antiseptic  ;  and  .of  photog- 
raphy, with  its  kinetoscope,  cinematograph,  etc.  Along  with  these  addi- 
tions, one  has  to  be  on  the  lookout  for  grotesque  formations ;  as  in  the 
sentence,  "  Do  not  speak  to  the  motorneer"  found  on  some  electric  cars. 
The  new  words  made  by  quack  medicine  dealers  and  advertisers,  too,  are 
often  ludicrous. 

2.  Words  rising  spontaneously  in  the  discussion  of  public 
and  political  questions,  as  also  in  the  shifting  phases  of  the 
people's  life ;  often  adopted  by  newspapers  for  the  sake  of 
point  and  smartness,  and  at  once  becoming  current  phrases  of 
conversation.  Some  of  these  expressions  become  established 
in  the  language,  but  for  the  most  part  they  serve  a  transient 
occasion.  In  his  attitude  toward  them  the  writer  has  to 
judge  how  far  they  are  worthy  of  perpetuation,  and  whether 
they  answer  to  the  dignity  and  permanence  of  literature. 

Note.  —  So  much  has  been  said  about  newspaper  English  of  late  years 
that  the  metropolitan  press  at  present  uses  a  fairly  pure  vocabulary,  the 

1  "  English,  for  a  quarter  of  a  century  past,  has  been  assimilating  the  phraseology 
of  pictorial  art ;  for  half  a  century,  the  phraseology  of  the  great  German  metaphysi- 
cal movement  of  eighty  years  ago ;  in  part  also  the  language  of  mystical  theology : 
and  none  but  pedants  will  regret  a  great  consequent  increase  of  its  resources.  For 
many  years  to  come  its  enterprise  may  well  lie  in  the  naturalization  of  the  vocabu- 
lary of  science,  so  only  it  be  under  the  eye  of  a  sensitive  scholarship  —  in  a  liberal 
naturalization  of  the  ideas  of  science  too,  for  after  all  the  chief  stimulus  of  good 
style  is  to  possess  a  full,  rich,  complex  matter  to  grapple  with.  The  literary  artist, 
therefore,  will  be  well  aware  of  physical  science ;  science  also  attaining,  in  its  turn, 
its  true  literary  ideal."  —  PATBR,  Appreciations,  p.  12. 


64  DICTION. 


"  awful  examples  "  of  such  English  surviving  mostly  in  provincial  papers. 
Of  course,  as  suits  their  ephemeral  purpose,  all  newspapers  have  a  right  to 
a  rather  more  dashing  and  audacious  employment  of  neologisms  than  book 
literature ;  it  suits  the  spirit  and  interests  of  the  day.  Such  words  as  to 
burgle  or  burglarize ;  to  suicide;  to  extradite ;  to  run  (the  government  or  an 
enterprise),  in  the  sense  of  conduct  or  direct;  a  steal,  in  the  sense  of  a 
theft;  to  see,  in  the  sense  of  arrange  with;  log-rolling ;  scalawag,  are  evi- 
dently of  this  sub-literary  vocabulary,  to  be  recognized  and  employed, 
therefore,  for  what  they  are. 

3.  Words  and  phrases  that  take  a  popular  fancy  and  are 
bandied  about  in  conversation,  and  become  slang.  Every 
year  sees  a  new  crop  of  such  expressions,  which  for  the  time 
are  used  so  much  that  purists  almost  despair  of  the  integrity 
of  the  language.  Racy  and  spirited  they  undeniably  are  dur- 
ing their  vogue,  and,  used  masterfully,  that  is,  with  adequate 
estimate  of  their  significance,  they  may  have  the  point  and 
beacon x  quality  of  a  figure  of  speech.  The  disadvantage  of 
them  is,  that  the  frequent  or  thoughtless  use  of  slang  impairs 
the  earnestness  and  seriousness  of  speech ;  further,  as  it 
speedily  becomes  not  a  vehicle  of  thought  but  a  substitute 
for  it,  standing  as  a  meaningless  counter  for  ideas  that  ought 
to  be  discriminated  and  fitted  with  their  right  words,  the  use 
of  slang  causes  a  poverty  of  vocabulary  truly  deplorable. 

Examples.  —  The  following  sentence  suggests  how  a  slang  expression 
may  on  occasion  enrich  the  thought :  "  Sooner  or  later,  to  use  the  forcible 
slang  of  the  day,  '  the  cover  must  be  taken  off,'  and  the  whole  matter  laid 
before  the  public  conscience."2  This  is  really  a  figure  of  speech  ;  its  abuse 
consists  in  bandying  it  about  until  it  is  everybody's  word.  Such  expres- 
sions as  "  That 's  right,'''  for  "  that  is  true  "  ;  "  That  is  great,"  for  anything 
desirable  or  interesting  or  surprising ;  "  I  draw  the  line  " ;  "  Is  that  straight 
goods  ? "  "I  am  twenty-five  cents  shy  "  will  occur  to  every  one  as  speci- 
mens of  current  slang.  There  is  a  risk  in  recording  such  expressions  as 
current,  their  day  goes  by  so  soon. 

9.  Coinage  for  an  Occasion.  —  It  is  to  be  remembered  that 
though  language  is  a  sacred   heritage,  to  be  cherished  and 

1  See  above,  p.  61,  1.  2  Quoted  from  The  Outlook,  Jan.  2,  1897. 


CHOICE    OF   WORDS  FOR  DENOTATION.  65 

guarded  with  all  solicitude,  yet  after  all  it  was  made  for  man, 
not  man  for  language.  There  is,  therefore,  both  a  freedom 
and  a  caution  to  be  observed  with  regard  to  new  coinages 
and  formations.  Because  language  is  a  living  organism,  and 
thought  is  living,  there  must  be  flexibility,  adaptation,  liberty  ; 
and  so,  not  infrequently,  a  juncture  of  thought  occurs  where 
the  masterful  writer  has  to  7nake  his  word  from  materials 
already  existing,  and  where  such  a  new  coinage,  though  serv- 
ing only  the  present  occasion,  may  be  precisely  the  most 
effective  word  possible.1 

The  justification  or  non-justification  of  new  coinage  con- 
nects itself  with  the  question  how  real  is  the  occasion. 

i.  The  one  real  occasion,  it  would  seem,  is  the  demand  of 
precision ;  a  shading  or  fine  distinction  in  the  thought  arises, 
for  which  there  is  no  existing  word,  and  some  word  has  to  be 
modified  or  made  from  existing  materials  and  terminations  to 
fit  it.2 

Examples.  —  The  following,  used  by  Professor  Henry  Drummond,  is  a 
word  that  the  author  himself  would  perhaps  never  have  occasion  to  use 
again,  nor  would  it  ever  be  put  into  a  dictionary,  yet  it  fits  its  idea  as  no 
other  word  could  do.  "  No  one  point  is  assailed.  It  is  the  whole  system 
which  when  compared  with  the  other  and  weighed  in  its  balance  is  found 
wanting.  An  eye  which  has  looked  at  the  first  cannot  look  upon  this.  To 
do  that,  and  rest  in  the  contemplation,  it  has  first  to  uncentury  itself."  3 

The  following,  from  W.  D.  Ifowells,  serves  to  differentiate  a  fine  shade 
of  meaning  which  the  occasion  requires  :  "  But  for  the  time  being  Penelope 
was  as  nearly  crazed  as  might  be  by  the  complications  of  her  position,  and 
received  her  visitors  with  a  piteous  distraction  which  could  not  fail  of 
touching  Bromfield  Corey's  Italianised  sympatheHcisin."^ 

1  "  New  material  must  be  found  somehow.  Even  the  Latin  purist  confesses  so 
much  as  this.  After  speaking  of  the  riskiness  of  new  and  unauthorized  expressions, 
he  says  that  nevertheless  it  must  be  risked —  audcndum  tamen  !  " —  Earle,  Eng- 
lish Prose,  p.  218.     Reference  to  Quintilian. 

-  "  The  coining  industry  in  the  present  age  of  English  Prose  will  be  found  to 
draw  its  materials  mainly  from  the  vernacular,  and  far  less  than  formerly  from  classi- 
Cftl  sources."  —  Ear  LB,  English  Prose,  p.  230.    See  the  whole  section,  pp.  221-231. 

::  Drummond,  Natural  Law  in  the  Spiritual  World,  p.  ^o. 

4  W.  D.  Howells,  Rise  0/ Silas  La/ham}  p.  490. 


66  DICTION. 

Bishop  Brooks  and  R.  L.  Stevenson  use  the  word  busy-ness  to  denote 
a  shade  of  meaning  that  business  does  not.  Lowell  somewhere  coins  the 
word  proveable,  because  probable  is  inadequate  to  his  purpose.  The  termi- 
nations in  -ness,  -less,  and  -ism  are,  perhaps,  most  drawn  upon  to  make  new 
words  ;  also  the  use  of  words  in  changed  part  of  speech,  as,  to  umpire, 
a  climb,  z.find,  is  frequent. 

2.  Other  occasions,  less  real,  are  to  be  watched  and  sub- 
jected to  the  exactions  of  good  taste,  because  the  freedom  of 
coinage  easily  passes  into  mannerism  and  license,  developing 
a  fondness  for  vagaries  in  language  for  the  sake  of  smartness 
or  humor  or  pungency.  Humorous  formations  and  com- 
pounds are  an  acknowledged  license  analogous  to  the  free- 
dom of  conversational  style ;  and  like  any  word-play  they  are 
a  rather  cheap  and  ephemeral  type  of  pleasantry. 

Examples. —  i.  Of  hasty  or  thoughtless  coinage.  "This,  coupled  with 
the  fast-spreading  gloom,  and  the  wild  tumblefication,  and  the  fierce  crack- 
ing of  flapping  noises,  frightened  her."1  The  following  is  quoted  from  a 
sermon  :  "  You  may  seem  to  be  drifting,  oarless  and  helmless  and  anchor- 
less and  almost  everything-else-less."  This  last  example  suggests  how  easy 
and  how  risky  it  is  for  a  writer  of  imperfect  culture  to  make  coinages  for 
an  occasion ;  they  may  really  impair  the  dignity  of  what  he  intends  to 
convey,  if  he  lacks  the  fine  sense  of  congruity. 

2.  Humorous  coinage.  "  Her  spirits  rose  considerably  on  beholding 
these  goodly  preparations,  and  from  the  nothingness  of  good  works  she 
passed  to  the  somethingness  of  ham  and  toast  with  great  cheerfulness."  — 
"  Amidst  the  general  hum  of  mirth  and  conversation  that  ensued,  there 
was  a  little  man  with  a  puffy  say-nothing-to-me-or-I  Hl-contradict-you  sort  of 
countenance,  who  remained  very  quiet."2 

io.  Employment  of  Archaic  Vocabulary.  —  In  the  general 
effort  to  secure  fresh  and  unworn  terms  for  literary  use,  there 
is  a  strong  tendency  at  present  to  work  the  resources  of  the 
older  and  more  native  elements  of  the  language,  reviving 
terms   and   especially  formations   that   were   in   complete   or 

1  W.  Clark  Russell,  Jack 's  Courtship. 

2  Dickens,  Pickwick  Papers,  Chap.  vii. 


CHOICE    OF   WORDS  FOR  DENOTATION.  67 

partial  desuetude,  and  utilizing  thereby  both  their  renewed 
life  and  their  antique  flavor.  This  tendency  has  both  its 
wholesome  and  its  untoward  sides. 

i.  The  wholesome  side  shows  itself  in  the  decided  prefer- 
ence for  the  homely  Saxon  words,  which  has  succeeded  to  the 
classical  tendency  of  a  century  ago ;  also  in  the  custom  of 
using  the  native  powers  of  the  language  for  new  forms  and 
terminations.  This  is  the  revival  of  a  power  that  during  the 
period  of  Latin  influence  was  in  abeyance. 

Examples.  —  The  most  prevalent  ways  in  which  the  old  powers  of  the 
language  may  be  used  are  the  following  :  — 

i.  The  widening  of  the  sphere  of  the  strong  verb;  as  in  shone  (which 
has  come  in  since  1700),  clomb. 

2.  The  free  employment  of  an  archaic  pronominal  adverb ;  as,  thereto, 
thereunder,  wherethrough,  whereof;  also  of  such  words  as  albeit,  howbeit. 

3.  The  freedom  of  making  the  comparative  in  -er  and  the  superlative  in 
-est  in  the  case  of  long  words  ;  as  exalteder,  insuffera blest. 

4.  The  use  of  the  Saxon  negative  un-  in  widely  enlarged  application ; 
as,  tuiwisdom,  tinfaith. 

Tennyson  has  been  a  great  influence  in  this  century  in  reviving  the  older 
elements  of  the  language. 

2.  The  untoward  side  is  simply  the  excess  that  is  apt  to 
attend  all  good  movements  ;  ill-furnished  writers  may  take  the 
plea  of  homely  Saxon  and  push  it  into  a  craze,  an  affectation. 
In  religious  language,  also,  there  is  a  tendency  to  employ  the 
archaic  diction  of  the  Bible  so  much  as  to  impair  genuine 
fervor  and  run  into  the  "holy  tone"  and  cant.  No  fashion 
in  language,  however  good,  can  take  the  place  of  plain  con- 
viction and  power. 

EXAMPLES.  —  To  interlard  one's  writing  with  such  archaisms  as  hight, 
yclept,  swain,  wight,  quoth,  y*  (for  the),jt  (for  that),  is  simply  word-play 
and  humorous  affectation;  the  fact  that  Charles  Lamb  could  indulge  his 
fancy  for  such  quaintnesses  does  not  create  a  case  for  imitators.  The  sur- 
vival of  the  Biblical  coloring  is  noticeable  in  old  connectives  and  adverbs, 
such    as    perchance,    peradventure,    furthermore,    verily,   in  sooth,    haply, 


68  DICTION. 

words  against  which  there  is  no  objection  except  on  the  score  of  ungenu- 
ineness  and  affectation.  It  may  be  laid  down  as  a  rule  that  when  a  man- 
ner of  speaking  becomes  a  fad,  a  mannerism,  it  should  be  discarded.1 


IV.     SCHOLARLY   USE. 

While,  as  has  been  noted  above,2  the  reader  must  be  recog- 
nized and  worked  for  as  a  person  of  average  culture,  it  is 
more  than  average  culture  that  must  be  involved  in  what  the 
writer  brings  him.  By  the  very  fact  of  his  venturing  to  write, 
the  writer  sets  up  as  a  scholar,  that  is,  as  a  model  and  authority 
in  his  subject,  and,  no  less,  as  a  standard  in  the  way  of  pre- 
senting it.  This  has  its  application  not  only  to  invention 
but  to  choice  of  words  as  well ;  his  work  should  evince  a 
sound  and  refined  estimate  of  his  resources  of  language, 
individual  skill  of  choice,   and  good  taste. 

ii.  Native  and  Added  Elements  of  the  Vocabulary.  —  In  the 
primal  duty  to  "be  completely  in  touch  with  the  English 
vocabulary,"  one  of  the  first  things  is  to  know  not  merely  the 
philological  history,  but  more  especially  the  feeling  and  savor 
of  the  different  ground-elements  of  the  language.  For  this 
general  purpose  these  strata,  or  elements,  may  be  regarded  as 
two  :  the  Saxon  and  Romanic,  comprising  the  everyday  words 
used  by  the  Saxon  pioneers  and  added  to  afterwards  by  the 
Norman  conquerors ;  and  the  Latin,  comprising  the  more 
learned  words  introduced  since  the  Revival  of  Letters  and 
the  Reformation.  Each  of  these  elements  has  its  place  and 
its  practical  uses  ;  the  writer's  duty  is  to  employ  each  for  what 
it  is  worth,  and  be  not  anxious,  on  the  score  of  a  mere  vogue 
or  wave  of  taste,  to  discard  either.3 

I  The  affected  use  of  any  device  of  speech  incurs  the  reproach  of  the  third  fault  in 
art ;  see  above,  p.  6.  —  Poetic  archaisms  will  come  up  for  discussion  later ;  see  below, 
p.  144.  2  See  above,  p.  52. 

3  "  Especially  do  not  indulge  any  fantastic  preference  for  either  Latin  or  Anglo- 
Saxon,  the  two  great  wings  on  which  our  magnificent  English  soars  and  sings ;  we 
can  spare  neither.     The  combination  gives  us  an  affluence  of  synonymes  and  a  deli- 


CHOICE   OF   WORDS  FOR   DENOTATION.  69 

Note.  —  It  will  be  useful  here  to  give  a  passage  illustrating  each  source  ; 
one  made  up  of  words  predominantly  Saxon,  the  other  freely  using  words 
of  classical  (Latin  and  Greek)  origin. 

i.  In  the  first,  from  Bunyan's  Pilgrim's  Progress,  the  almost  pure 
Saxon  character  is  like  the  natural,  unstudied,  conversational  language 
of  common  intercourse  :  — 

"  Now  they  had  not  gone  far,  but  a  great  mist  and  a  darkness  fell  upon 
them  all,  so  that  they  could  scarce  for  a  great  while  see  the  one  the  other. 
Wherefore  they  were  forced  for  some  time  to  feel  for  one  another  by  words, 
for  they  walked  not  by  sight.  But  any  one  must  think  that  here  was  but 
sorry  going  for  the  best  of  them  all,  but  how  much  worse  for  the  women 
and  children,  who  both  of  feet  and  heart  were  but  tender.  Yet  so  it  was, 
that  through  the  encouraging  words  of  him  that  led  in  the  front,  and  of 
him  that  brought  them  up  behind,  they  made  a  pretty  good  shift  to  wag 
along.  The  way  also  was  here  very  wearisome  through  dirt  and  slabbiness. 
Nor  was  there  on  all  this  ground  so  much  as  one  inn  or  victualing-house, 
therein  to  refresh  the  feebler  sort.  Here  therefore  was  grunting  and  puff- 
ing and  sighing.  While  one  tumbleth  over  a  bush,  another  sticks  fast  in 
the  dirt ;  and  the  children,  some  of  them,  lost  their  shoes  in  the  mire. 
While  one  cries  out,  I  am  down ;  and  another,  Ho,  where  are  you  ?  and  a 
third,  The  bushes  have  got  such  fast  hold  on  me,  I  think  I  cannot  get  away 
from  them."  * 

2.  In  the  second,  from  De  Quincey,  while  the  body  of  the  passage  must 
still  be  Saxon,  words  of  Latin  and  Greek  origin  are  freely  chosen  for  the 
sake  of  a  more  accurate  discrimination  in  thought,  and  these  give  to  the 
style,  whether  designedly  or  not,  a  certain  formal  and  erudite  flavor:  — 

"  Every  process  of  Nature  unfolds  itself  through  a  succession  of  phe- 
nomena. Now,  if  it  be  granted  of  the  artist  generally,  that  of  all  this  mov- 
ing series  he  can  arrest  as  it  were  but  so  much  as  fills  one  instant  of  time, 
and  with  regard  to  the  painter  in  particular,  that  even  this  insulated  moment 
he  can  exhibit  only  under  one  single  aspect  or  phasis, — it  then  becomes 
evident  that,  in  the  selection  of  this  single  instant  and  of  this  single  aspect, 

cacy  of  discrimination  such  as  no  unmixed  idiom  can  show."  —  Higginson,  Atlantic 
Essays,  p.  8l. 

"  Racy  Saxon  monosyllables,  close  to  us  as  touch  and  sight,  he  will  intermix 
readily  with  those  long,  savoursome,  Latin  words,  rich  in  '  second  intention.'  In  this 
late  day  certainly,  no  critical  process  can  be  conducted  reasonably  without  eclecticism." 

PATER,  Appreciations,  p.  13. 

In  Earle's  English  Prose,  Chap,  i,  from  which  this  classification  is  adapted,  is 
a  very  valuable  list  of  equivalent  words  from  these  different  sources. 
1  BUNYAN,  Pilgrim's  Progress,  Pt.  ii. 


70  DICTION. 


too  much  care  cannot  be  taken  that  each  shall  be  in  the  highest  possible 
degree  pregnant  in  its  meaning ;  that  is,  shall  yield  the  utmost  range  to  the 
activities  of  the  imagination."  l 

What  these  two  classes  of  words  are  good  for,  respectively, 
is  deducible  from  the  relative  places  they  fill  in  the  history  of 
the  language. 

i.  The  Saxon  or  native  element  comprises,  to  begin  with, 
all  the  words  and  forms  that  determine  the  framework  of  the 
language  :  its  particles,  its  pronouns,  its  inflections,  —  in  gen- 
eral, its  symbolic  element.2  This  element,  and  in  almost  equal 
degree  the  immediately  superinduced  Romanic,  come  from  a 
pioneer  age  when  men's  thoughts  were  absorbed  with  plain 
matters  of  the  home  and  the  soil,  of  labor  and  warfare,  of 
neighborhood  and  common  traffic.  It  ranges,  therefore,  over 
the  vocabulary  of  everyday  life,  wherein  the  work  of  the  hand 
and  ordinary  activity  and  suffering  are  more  concerned  than 
the  subtilties  of  the  brain. 

In  the  Saxon  element,  therefore,  are  to  be  found  the  terms 
that  come  closest  to  universal  experience :  words  of  the 
family  and  the  home  and  the  plain  relations  of  life.  They 
are,  therefore,  the  natural  terms  for  common  intercourse,  for 
simple  and  direct  emotions,  for  strong  and  hearty  sentiments. 
Saxon,  with  its  short  words  and  sturdy  sounds,  and  by  its 
very  limitation  to  the  large  and  rudimentary  emotions,  is 
especially  the  language  of  strength.3 

2.  The  Latin,  and  in  later  years  the  Greek  element,  came 
in  as  men  began  to  study  and  discriminate,  came  in  as  scholar- 
ship and  literature  claimed  men's  interests.  By  advancing  and 
refining  thought,  therefore,  a  want  was  created  for  new  terms  ; 
the  vocabulary  must  be  enlarged  in  the  direction  of  greater 
discrimination,  particularization,   precision.     Delicacies   and 

1  De  Quincey,  Essay  on  Lessing,  Works  (Riverside  edition),  Vol.  ix,  p.  390. 

2  For  the  symbolic  and  presentive  elements,  see  below,  p.  117. 

3  For  the  relation  of  such  words  to  force,  see  above,  p.  34. 


CHOICE    OF   WORDS  FOR  DENOTATION.  71 

subtilties  of  thought  must  be  named  as  well  as  sentiments  in 
the  gross  and  lump.  To  do  this,  and  in  a  time  when  Latin 
was  the  recognized  language  of  learning,  men  had  recourse 
more  to  the  Latin  than  to  the  native  Saxon  resources  ;  hence 
the  strong  classical  coloring  and  body  given  to  our  composite 
tongue. 

In  the  Latin  element,  therefore,  are  to  be  found  the  more 
erudite  and  precise  terms  of  the  language,  terms  that  deal 
with  abstruse  ideas  and  with  the  close  discriminations  of 
scholarship.  This  same  scholarly  quality  lends  dignity  and 
formalism  to  the  words  of  Latin  origin.  Being  also,  on  the 
average,  longer  and  more  euphonious,  these  derivatives  have 
greater  flow  and  volume,  are  more  readily  graduated  to  a 
climax ;  and  thus  from  their  value  on  the  score  of  sound  they 
frequently  serve  well  the  higher  requirements  of  poetry  and 
oratory.1 

If  the  requirements  of  precision,  fineness,  and  sonority 
are  not  especially  present,  it  is  best  to  keep  as  near  as  pos- 
sible to  the  Saxon  basis  of  the  language,  because  that,  as  the 
speech  of  common  people  and  common  events,  is  less  studied 
and  artificial.  And  further,  if  one's  style  is  predominantly 
Saxon,  the  more  unusual  words  occasionally  employed  are 
more  distinguished  and  effective,  having  the  power  of  beacon- 
words.2 

12.  The  False  Garnish  of  "  Fine  Writing."  —  "  Fine  writing," 
what  journalists  call  "flub,"  is  the  name  given  to  the  use  of 
pretentious  words  for  trivial  ideas,  or  the  attempt  by  high- 
sounding  language  to  dress  up  something  whose  real  impor- 
tance is  not  great  enough  to  bear  it.  Under  the  same  head 
comes  also  the  habit  of  interlarding  one's  language  with  scraps 
of  trite  quotation  and  outworn  phrases  for  the  sake  of  smart- 
ness and  display. 

1  See  below,  under  coloring  of  words  and  figures,  p.  94,  3. 

2  For  beacon-words,  see  above,  pp.  60,  64. 


72  DICTION. 

Example.  —  Dickens  makes  his  character  of  Micawber  a  representative 
of  this  pretentious  kind  of  style  ;  the  following  paragraph  will  exemplify 
his  manner  of  saying  a  commonplace  thing  in  a  very  big  way :  — ■ 

"  '  Under  the  impression/  said  Mr.  Micawber,  '  that  your  peregrinations 
in  this  metropolis  have  not  as  yet  been  extensive,  and  that  you  might  have 
some  difficulty  in  penetrating  the  arcana  of  the  Modern  Babylon  in  the 
direction  of  the  City  Road  —  in  short,'  said  Mr.  Micawber,  in  another  burst 
of  confidence,  'that  you  might  lose  yourself — I  shall  be  happy  to  call  this 
evening,  and  instal  you  in  the  knowledge  of  the  nearest  way.'  "  1 

Since  Lowell,  in  the  introduction  to  The  Biglow  Papers,  Pt.  ii,  has 
shown  up  this  kind  of  style,  its  real  character  and  lack  of  taste  have  been 
more  generally  recognized,  and  as  a  consequence  the  newspapers  and 
popular  literature  have  been  less  infested  with  it.  The  copious  list  of 
words  that  he  there  gives  illustrates  this  vice  of  "fine  writing"  very  fully. 

As  words  and  phrases  are  continually  becoming  worn,  and 
as  novelty  in  expression  is  a  perennial  claim,  there  is  a  con- 
stant effort  on  the  part  of  writers  to  put  familiar  thoughts 
and  facts  in  fresh  and  striking  ways.  Beyond  this,  too,  there 
is  the  unceasing  quest  after  an  ever-refining  ideal  of  expres- 
sion, the  desire,  as  Landor  puts  it,  for  "finer  bread  than  can 
be  made  of  wheat."  These  objects  are  natural  and  legiti- 
mate ;  but  they  need  to  be  tempered  and  kept  sane  by  good 
taste.  The  requirements,  or  at  least  the  susceptibilities  of 
the  thought  must  furnish  the  justification.  Governed  by  good 
taste,  the  use  of  words  a  little  more  pretentious  than  the 
literal  subject  warrants  is  one  of  the  acknowledged  instru- 
ments of  humor.  Attempted  by  a  coarse  or  inexperienced 
hand,  it  is  a  case  of  fools  rushing  in  where  angels  fear  to 
tread  ;  and  the  result,  while  it  may  happen  to  be  felicitous, 
may  be,  and  often  is,  such  as  to  make  the  judicious  grieve. 

Example  of  Humorous  Exaggeration.  —  The  good  taste  of  the 
following  from  Hawthorne,  if  we  grant  him  the  initial  privilege  of  writing 
about  so  trivial  a  matter  at  all,  will  not  be  impeached :  — 

"  The  child,  staring  with  round  eyes  at  this  instance  of  liberality,  wholly 
unprecedented  in  his  large  experience  of  cent-shops,  took  the  man  of  ginger- 
bread, and  quitted  the  premises.     No  sooner  had  he  reached  the  sidewalk 

1  Dickens,  David  Copperfield.  Chap.  xi. 


CHOICE    OF   WORDS  FOR   DENOTATION.  73 

(little  cannibal  that  he  was  !)  than  Jim  Crow's  head  was  in  his  mouth.  As 
he  had  not  been  careful  to  shut  the  door,  Hepzibah  was  at  the  pains  of 
closing  it  after  him,  with  a  pettish  ejaculation  or  two  about  the  troublesome- 
ness  of  young  people,  and  particularly  of  small  boys.  She  had  just  placed 
another  representative  of  the  renowned  Jim  Crow  at  the  window,  when 
again  the  shop-bell  tinkled  clamorously,  and  again  the  door  being  thrust 
open,  with  its  characteristic  jerk  and  jar,  disclosed  the  same  sturdy  little 
urchin  who,  precisely  two  minutes  ago,  had  made  his  exit.  The  crumbs 
and  discoloration  of  the  cannibal  feast,  as  yet  hardly  consummated,  were 
exceedingly  visible  about  his  mouth."1 

13.  Stock  Expressions  and  Cant.  —  It  is  not  the  slang  of  the 
day  alone  that  is  ephemeral.2  Good  expressions  also,  happy- 
terms  and  phrases,  may  lose  their  power  by  becoming  worn ; 
as  soon,  in  fact,  as  they  become  stock  expressions  they  are 
liable  to  creep  into  one's  speech  unbidden,  and  thus  to  become 
not  representatives  of  thought  but  substitutes  for  it.  And 
just  then  the  use  of  them  seems  to  strike  the  note  of  insin- 
cerity ;  the  writer  seems  to  be  saying  what  he  does  not  fully 
mean.3  This  may  or  may  not  be  the  case ;  the  outworn 
phrase  may  just  express  the  writer's  thought ;  but  the  chances 
are  that  it  does  not,  and  at  least  the  reader  also  should  recog- 
nize it  as  freshly  and  independently  expressed,  and  should  be 
convinced  of  it  by  the  individual  manner  of  expression.  The 
name  given  to  speech  or  manner  of  thinking  which  by 
becoming  conventional  has  become  insincere  is  cant. 

The  matter  resolves  itself  into  a  plea  for  self-reliance  and 
independence.  Use  no  expression  thoughtlessly,  or  merely 
because  it  is  current,  but  from  your  own  recognition  of  its 
fitness,  plainly  because,  whether  new  or  old,  it  represents 
your  own  thought. 

Illustration.  —  Boswell  once  asked  Dr.  Johnson,  of  certain  poems 
just  published,  "Is  there  not  imagination  in  them,  Sir?"     "Why,  Sir," 

1  Hawthorne,  The  House  of  the  Seven  Gables,  p.  69. 

2  See  above,  p.  64. 

8  Compare  the  first  artistic  fault  mentioned,  p.  6. 


74  DICTION. 


replied  the  Doctor,  "  there  is  in  them  what  was  imagination,  but  it 
more  imagination  in  him,  than  sound  is  sound  in  the  echo.  And  his  die 
tion  too  is  not  his  own.  We  have  long  ago  seen  white-robed  innocence  anc 
flower-bespangled  meads" 

i.  The  way  in  which  phrases  may  become  stock  expressions  may  b( 
illustrated  by  the  old  religious  expressions,  now  going  by,  as  :  "  the  sacrec 
desk  "  for  pulpit ;  "  the  vale  of  tears  "  ;  "  worms  of  the  dust  " ;  "  to  hole 
out  faithful."  Also  by  words  and  phrases  much  over-worked  to-day ;  as 
"to  be  in  touch  "  with  something;  "survival  of  the  fittest";  "the  trend' 
of  things  or  events ;  "  to  go  without  saying  "  (a  foreign  idiom  translated 
see  above,  p.  61). 

2.  The  following  happily  illustrates  the  breaking  up  of  the  trite  phrase 
"  without  let  or  hindrance  " :  "  No  one  will  question  that  the  whole  natun 
of  the  holiest  being  tends  to  what  is  holy  without  let,  struggle,  or  strife  —  i 
would  be  impiety  to  doubt  it."     The  good  effect  of  this  is  easily  felt. 


CHAPTER    IV. 
WORDS    AND    FIGURES    FOR    CONNOTATION. 

Hitherto  we  have  considered  the  various  problems  in- 
volved in  the  choice  of  words  for  what  they  literally  say,  — 
literally  (Jitera),  that  is,  according  to  the  letter.  But  there  is 
a  way  of  employing  not  only  words  but  sentences  and  whole 
compositions,  in  which  more  is  meant  than  meets  the  ear. 
A  writer  may  talk  about  something  entirely  aside  from  his 
theme,  yet  in  such  a  way  that  the  theme  is  not  departed  from 
but  vivified  and  illustrated ;  or  he  may  use  such  terms  and 
colorings  of  expression  as  serve  to  infuse  into  the  passage 
some  indication  of  how  he  feels,  and  how  he  would  have  his 
reader  feel,  about  the  idea  he  is  conveying.  This  is  figura- 
tive language ;  or  to  use  a  more  comprehensive  and  scientific 
term,  connotation,1  —  conveying,  besides  the  literal  meaning 
of  the  word,  a  secondary  force  or  meaning. 

Practical  Value  of  Figures.  —  Figures  of  speech  are  popu- 
larly regarded  as  ornaments  and  artifices  of  style.  This  they 
are  not,  primarily,  as  is  shown  by  the  fact  that  any  suspicion 
of  artifice  or  over-elaboration  in  the  management  of  them 
destroys  their  flavor  at  once.  They  generally  add  beauty  to 
the  style,  it  is  true  ;  but  this  is  because  the  associated  idea, 
brought  in  for  usefulness,  is  in  itself  beautiful ;  besides  this, 
there  is  an  intrinsic  beauty  in  the  art  of  crowding  expression 
with  manifold  suggestion  and  enlisting  imagination  and  emo- 
tion in  it.     Under  all  this,  however,  is  the  sturdy  basis  of 

1  Further  definition  of  denotation  and  connotation  need  not  be  dwelt  on  here ;  see 
above,  pp.9,  29,34,46. 

75 


76  DICTION. 

practical  use ;  figures  enable  us  to  say  more  in  a  given  space, 
and  to  say  it  with  more  life  and  vigor.1 

The  test  of  a  figure's  practical  value  is  its  naturalness :  it 
should  rise  so  spontaneously  out  of  the  idea  or  situation  as 
to  go  without  question  or  sense  of  unfitness.  If  the  figure 
connotes  an  illustrative  thought,  it  must  be  reasonable  for 
the  writer  to  think  in  that  way ;  else  the  figure  is  far-fetched 
or  fantastic  or  superfine.  If  the  figure  connotes  emotion,  it 
must  be  natural  for  the  writer  to  have  that  mood  or  feeling, 
else  the  figure  will  be  violent  or  maudlin  or  unreal.  There  is 
a  fine  sympathy  of  thought  with  illustrative  thought,  and  of 
expression  with  emotion,  which  it  is  one  object  of  this  chap- 
ter to  indicate ;  it  will  not  do  for  the  writer  to  let  these  run 
away  with  him  ;  he  must  hold  them  well  in  hand  and  make 
them  do  his  skilfully  calculated  work.  To  say  this  is  merely 
to  say  that  the  greater  the  apparent  naturalness  the  truer  the 
actual  art. 

Summary  of  Connotation.  —  The  natural  division  of  the  sub- 
ject has  already  been  repeatedly  recognized.  A  figure  may 
be  employed  either  for  the  sake  of  enriching  the  thought  of 
the  idea,  that  is,  for  its  illustrative  value ;  or  for  the  sake  of 
creating  in  the  reader  a  certain  mood  or  feeling  about  the 
idea,  that  is,  for  its  emotional  value.  In  either  case  the  figu- 
rative force  may  be  overt,  that  is,  revealing  its  object  openly ; 
or  implicit,  that  is,  imparting  its  power  unobtrusively  through 
the  tone  and  coloring  of  words  and  style. 

I.     CONNOTATION    OF    IDEA. 

The  principle  underlying  all  the  figures  of  this  class  is 
the  principle  of  association.     Along  with  the  thought  to  be 

1  "  Simile  and  figure  may  be  regarded  as  a  natural  short-hand,  which  substitutes 
well-known  things  for  the  unknown  qualities  of  whatever  has  to  be  described,  and 
which  therefore  gives  the  general  effect  of  the  things  to  be  described  without  neces- 
sitating the  task  of  minute  description/'  —  George  Brimley,  Essays,  p.  43. 


WORDS  AND   FIGURES  FOR    CONNOTATION.  77 

enforced  or  the  object  to  be  described  the  reader  is  made  to 
think  of  something  else :  it  may  be  something  more  familiar, 
better  known,  in  which  case  the  object  gains  in  clearness ;  or 
something  less  abstract,  more  impressive  to  the  senses,  in 
which  case  the  object  gains  in  concrete  reality.  Both  these 
qualities  are  usually  present,  the  proportion  varying  some- 
what between  different  figures,  especially  simile  and  meta- 
phor, but  blending  always  into  a  general  effect  of  enhanced 
life  and  vigor.1 


Overt  Figures  of  Association.  —  In  these  the  fact  of  conno- 
tation is  presented  most  typically :  the  associated  object 
being  plainly  evident,  either  as  definitely  named  or  as  so 
clearly  assumed  that  the  reader  thinks  without  effort  in  its 
sphere  of  ideas. 

Simile  and  Analogy.  —  When  the  thing  to  be  illustrated  and 
the  associated  object  are  named  together,  with  a  particle  or 
phrase  of  comparison  (like,  similar  to,  resembling,  comparable 
to,  etc.)  expressed  or  implied,  and  when  these  compared 
objects  are  of  different  classes,  the  figure  thus  arising  is 
called  Simile, — which  word' is  simply  the  neuter  singular 
adjective  similis,  "like."     A  simile  is  an  expressed  likeness. 

When  the  likeness  is  not  between  simple  objects  but  between 
relations  of  objects,  the  more  complex  figure  thus  arising  is 
called  Analogy,  from  the  Greek  words  dvd  and  \6yos,  an  asso- 
ciated or  comparing  word.  If  we  were  to  represent  the  two 
figures  algebraically,  simile  would  be  expressed  by  a  ratio 
;,  and  analogy  by  a  proportion  (a:b::c:d).  The 
principle  of  the  two,  however,  is  the  same  ;  and  often  they 
interact  so  naturally  that  it  serves  no  practical  purpose  to 
liscriminate  them. 

1  lor  connotation  as  a  general  instrument  of  Force,  see  above,  p.  34. 


78  DICTION. 

Examples. —  i.  Of  Simile.  "He  shall  be- like  a  tree  planted  by  the 
rivers  of  water." 1  —  "Of  the  two  kinds  of  composition  into  which  history  has 
been  thus  divided,  the  one  may  be  compared  to  a  map,  the  other  to  a  painted 
landscape."2 — "His  (Lord  Bacon's)  understanding  resembled  the  tent 
which  the  fairy  Paribanou  gave  to  Prince  Ahmed.  Fold  it ;  and  it  seemed 
a  toy  for  the  hand  of  a  lady.  Spread  it ;  and  the  armies  of  powerful  Sultans 
might  repose  beneath  its  shade."  3 

2.  Of  Analogy.  "  She  told  me  her  story  once  ;  it  was  as  if  a  grain  of 
corn  that  had  been  ground  and  bolted  had  tried  to  individualize  itself  by  a 
special  narrative."4  Here  the  likeness  is  between  relations  :  her  story  was 
to  other  stories  as  the  particles  of  one  grain  of  corn  are  to  the  particles  of 
another.  — "  Many  were  the  wit-combats  betwixt  him  (Shakespeare)  and 
Ben  Jonson ;  which  two  I  behold  like  a  Spanish  great  galleon  and  an  Eng- 
lish man-of-war :  master  Jonson  (like  the  former)  was  built  far  higher  in 
learning ;  solid,  but  slow,  in  his  performances.  Shakespeare,  with  the 
English  man-of-war,  lesser  in  bulk,  but  lighter  in  sailing,  could  turn  with 
all  tides,  tack  about,  and  take  advantage  of  all  winds,  by  the  quickness  of 
his  wit  and  invention."  5     Here  the  analogy  might  be  thus  expressed  : 

Jonson  :  wit-combats  :  :  Spanish  galleon :  stately  sailing. 

Shakespeare  :  wit-combats  :  :  English  man-of-war :  manoeuvring. 

Analogy  is  generally  a  more  formal  and  elaborated  figure  than  simile, 
and  its  illustrative  purpose  is  more  avowed. 

Two  or  three  remarks  are  necessary  in  further  explication 
of  this  figure. 

i.  There  are  comparisons  which  are  not  similes,  and  are 
not  figurative.  They  are  used  as  freely  and  naturally,  per 
haps,  as  the  figure,  the  noting  of  similarities  being  one  oj 
the  constant  impulses  of  thought.  To  be  a  simile,  the  com 
parison,  as  intimated  above,  must  be  between  objects  of  dif- 
ferent classes ;  so  different  that  there  is  a  shock  of  surprise 
and  interest  that  things  in  general  so  unlike  should  have  one 
point  or  relation  so  similar. 

Example.  —  "  It  is  in  vain  that  he  spurs  his  discouraged  spirit ;  in  vain 
that  he  chooses  out   points  of  view,  and    stands  there,  looking  with  all 

1  Psalm  i.  3.  2  Macaulay,  Essay  on  Hollands  Constitutional  History 

3  lb.,  Essay  on  Lord  Bacon.     4  Holmes,  Autocrat  of  the  Breakfast  Table,  p.  8<) 
5  Fuller,  Worthies  of  England,  Vol.  iii,  p.  284. 


WORDS  AND  FIGURES  FOR    CONNOTATION.  79 

his  eyes,  and  waiting  for  some  return  of  the  pleasure  that  he  remembers 
in  other  days,  as  the  sick  folk  may  have  awaited  the  coming  of  the 
angel  at  the  pool  of  Bethesda."  1  Here  the  comparison,  being  merely 
between  a  man  waiting  in  one  place  and  men  waiting  in  another,  is  not 
a  simile. 

2.  The  associated  object,  being  generally  more  familiar  or 
more  concrete  than  the  thing  illustrated,  has  the  effect  of 
reducing  the  latter,  as  it  were,  to  simpler  terms.  A  peculiar 
imaginative  effect,  more  easily  felt  than  defined,  is  produced 
when  the  associated  object  is  less  palpable  or  concrete  than 
the  thing  illustrated. 

Example.  —  "  This  evening  I  saw  the  first  glowworm  of  the  season  in 
the  turf  beside  the  little  winding  road  which  descends  from  Lancy  towards 
the  town.  It  was  crawling  furtively  under  the  grass,  like  a  timid  thought 
or  a  dawning  talent."  2     This  may  be  regarded  as  a  kind  of  inverted  simile. 

3.  The  great  office  of  simile  and  analogy  being  to  picture 
and  illustrate,  these  figures  are  more  promotive  of  clearness 
and  definiteness  than  of  passion  and  strength.  Hence  they 
are  more  naturally  used  in  the  less  impassioned  kinds  of 
discourse :  in  imaginative  prose,  and  in  descriptive  rather 
than  dramatic  poetry.  When  men  are  under  strong  emotion 
they  are  not  likely  to  indulge  in  comparisons ;  they  strike  at 
once  for  the  more  trenchant  metaphor. 

Illustration.  —  Shakespeare,  in  his  King  Richard  II,  portrays  a 
character  that  is  too  unmoved  and  essentially  too  shallow  for  the  hard 
circumstances  in  which  he  is  placed,  by  making  him  amuse  himself  with 
similes  and  poetic  fancies  :  — 

u  I  have  been  studying  how  I  may  compare 
This  prison  where  I  live  unto  the  world : 
And  for  because  the  world  is  populous, 
And  here  is  not  a  creature  but  myself, 
I  cannot  do  it ;  yet  I  '11  hammer  it  out."  3 

1  Stevenson,  Ordered  South,  Works,  Vol.  xiii,  p.  $3. 

2  AmiePs  Journal,  Vol.  i,  p.  58. 

3  Shakespeare,  King  Richard  II,  Act  v,  Scene  5,  I. 


80  DICTION. 


He  emphasizes  the  characterization  further  by  making  the  king,  at 
when  his  emotions  should  be  impassioned,  spin  out  his  figures  to  the  point 
of  the  ludicrous  :  — 

"  For  now  hath  time  made  me  his  numbering  clock : 
My  thoughts  are  minutes ;  and  with  sighs  they  jar 
Their  watches  on  unto  mine  eyes,  the  outward  watch, 
Whereto  my  finger,  like  a  dial's  point, 
Is  pointing  still,  in  cleansing  them  from  tears. 
Now  sir,  the  sound  that  tells  what  hour  it  is 
Are  clamorous  groans,  which  strike  upon  my  heart, 
Which  is  the  bell."  I 

These  passages  show  Shakespeare's  keen  sense  not  only  of  character  but 
of  the  proper  and  timely  use  of  figure ;  they  are  a  study  in  rhetoric. 

Metaphor.  —  A  closer  association  of  objects  than  by  simile 
is  made  when,  instead  of  comparing  one  thing  with  another, 
we  identify  the  two,  by  taking  the  name  or  assuming  the  attri- 
butes of  the  one  for  the  other.  This  figure  is  -named  Meta- 
phor, a  term  derived  from  the  Greek  words  //.era  and  <f>epw,  "  to 
carry  over,"  "transfer,"  indicating,  therefore,  exactly  what 
the  figure  is,  a  transfer  of  meanings. 

Examples.  —  i.  The  associated  object  directly  named.  "  The  man  who 
cannot  wonder,  who  does  not  habitually  wonder  (and  worship),  were  he  Presi- 
dent of  innumerable  Royal  Societies,  and  carried  the  whole  Mecanique 
Celeste  and  Hegel's  Philosophy,  and  the  epitome  of  all  Laboratories  and 
Observatories  with  their  results,  in  his  single  head,  —  is  but  a  Pair  of  Specta- 
cles behind  which  there  is  no  Eye."2  "  He  [Shakespeare]  had  now  reached 
the  very  summits  of  his  genius,  and  if  we  oblige  ourselves  to  express  an  opin- 
ion as  to  the  supreme  moment  in  his  career,  the  year  1605  presently  offers 
us  an  approximate  date.  We  stand  on  the  colossal  peak  of  King  Lear, 
with  Othello  on  our  right  hand  and  Macbeth  on  our  left,  the  sublime 
masses  of  Elizabethan  mountain  country  rolling  on  every  side  of  us,  yet 
plainly  dominated  by  the  extraordinary  central  cluster  of  aiguilles  on  which 
we  have  planted  ourselves.  This  triple  summit  of  the  later  tragedies  of 
Shakespeare  forms  the  Mount  Everest  of  the  poetry  of  the  world." 8 

1  Shakespeare,  King  Richard  II,  Act  v,  Scene  5,  50. 

2  Carlyle,  Sartor  Resarlus,  Chap.  x. 

3  Gosse,  Modern  English  Literature,  p.  103.  The  word  aiguilles  is  a  foreign 
term  treated  as  if  naturalized  ;  compare  above,  p.  59,  note.  For  the  allusive  epithet 
Mount  Everest,  see  below,  p.  90,  1 . 


! 


WORDS  AND   FIGURES  FOR    CONNOTATION.  81 

2.  The  associated  object  taken  for  granted,  its  attributes  being  assumed. 
—  A  man  assumes  characteristics  of  a  cat :  "  But  I  beg  of  you,  my  dear 
Fields,  don't  let  my  paternal  zeal  prevent  you  from  giving  your  views 
always  and  freely.  If  I  seem  to  be  stirred  up  at  first,  on  being  stroked 
the  wrong  way,  you  may  be  sure  it  is  only  a  temporary  electrical  snapping, 
I  shall  soon  be  purring  again." x  In  the  following  the  simple  assumption 
that  dramatic  characters  are  real,  not  manufactured,  persons,  has  a  meta- 
phorical effect :  "  He  has  no  style  at  all :  he  simply  throws  his  characters 
at  one  another's  heads,  and  leaves  them  to  fight  it  out  as  they  will."2 

The  following  remarks  are  necessary  in  further  explication 
of  metaphor. 

i.  Many,  probably  most,  of  the  words  and  phrases  that 
take  the  popular  fancy  and  are  adopted  into  the  current 
vocabulary  involve  metaphor.  But  as  soon  as  they  become 
familiar  expressions  the  metaphorical  feeling  begins  to  fade, 
and  in  course  of  time  they  produce  only  the  effect  of  a  literal 
term.  The  language  is  full  of  such  outworn  metaphors ; 
"  fossil  poetry  "  it  has  been  called  on  this  account ;  and  the 
way  in  which  a  writer  or  speaker  uses  these  furnishes  often 
a  delicate  test  whether  his  conception  of  language  is  keen  or 
dull. 

Examples.  —  Such  expressions  as  "  to  catch  on,"  "  to  get  a  cinch,"  "  to 
draw  the  line,"  "  to  be  on  the  fence,"  originally  slang,  are  simply  meta- 
phors, destined  either  to  become  idioms  and  take  their  place  in  the 
standard  vocabulary,  or  to  die  out;  see  above,  p.  64. 

How  a  metaphor  may  fade  is  seen  in  the  word  circumstances  (things 
standing  around),  whose  metaphorical  sense  is  now  so  little  recognized 
that  we  say  "  under  these  circumstances "  oftener,  perhaps,  than  "  in 
these  circumstances."  The  phrase  "  to  drop  in  "  is  well  established  for 
a  casual  call ;  how  it  has  become  faded,  as  a  metaphor,  was  illustrated 
in  a  person's  invitation  to  another  "  to  drop  up  "  and  see  him. 

2.  This  tendency  of  metaphor  to  fade,  or  to  be  too  vaguely 
apprehended,  shows  itself  in  the  mixture  of  metaphors,  the 

1  Life  and  Letters  of  Bayard  Taylor,  Vol.  ii,  p.  508. 

2  Gosse,  Modern  English  Literature,  p.  192. 


82  DICTION. 


fault  most  to  be  guarded  against  in  the  use  of  the  figure.  It 
arises  from  giving  too  little  attention  to  the  successive  images 
that  crowd  upon  the  brain ;  they  are,  in  fact,  not  images  at 
all,  that  is,  not  conceived  by  the  imagination,  but  uncon- 
sidered stock  forms  of  expression  ;  and  the  fault  is  to  be 
avoided  by  surrendering  one's  thoughts  to  the  picture  sug- 
gested until  it  becomes  real  and  works  itself  out  consistently. 
This  is  analogous  to  the  avoidance  of  cant,  and  is  referable 
to  the  same  cause.1 

Examples.  — "  The  very  recognition  of  these  or  any  of  them  by  the 
jurisprudence  of  a  nation  is  a  mortal  wound  to  the  very  keystone  upon 
which  the  whole  arch  of  morality  reposes."  2  Here  the  words  "  mortal 
wound  "  treat  the  object  spoken  of  as  a  person ;  but  as  soon  as  the  word 
"  keystone  "  is  reached  this  suggestion  is  forgotten,  and  the  image  of  an 
arch  is  in  mind.  The  incongruity  would  not  have  risen,  probably,  had 
the  figure  been  thought  out  originally  ;  but  the  fact  is,  both  expressions, 
"  mortal  wound "  and  "  keystone,"  have  been  so  frequently  in  use  that 
their  figurative  edge  has  become  dulled. 

Sometimes  figures  become  mixed  not  by  carelessness  but  by  a  kind  of 
impetuosity  of  thought,  an  impulse  to  crowd  the  assertion  too  full  for  one 
image  to  suffice  for  it ;  such  is  Shakespeare's  well-known  line,  "  to  take 
arms  against  a  sea  of  troubles  "  ;  such  also  Ruskin's  expression,  "  allows 
himself  to  be  swept  away  by  the  trampling  torrent."  These  are  cases 
where  the  master  asserts  his  authority  over  language,  and  are  to  be  left  to 
the  masters,  who  are  aware  of  their  powers  and  liberties. 

3.  Akin  to  mixture  of  metaphors  is  the  injudicious  or 
thoughtless  mixture  of  metaphor  and  literal  statement,  which 
either  produces  the  effect  of  bathos 3  or  else  fills  the  whole 
passage  with  confusion. 

Examples.  —  The  following  produces  the  effect  of  a  drop  into  bathos : 
"  When  thus,  as  I  may  say,  before  the  use  of  the  loadstone,  or  knowledge 
of  the  compass,  I  was  sailing  in  a  vast  ocean,  without  other  help  than  the 
pole-star  (metaphor)  of  the  ancients,  and  the  rules  of  the  French  stage 
(literal)  among  the  moderns."  4 

1  See  above,  p.  73.  2  Hodgson,  Errors  in  the  Use  of  English,  p.  227. 

8  For  Bathos,  see  below,  p.  294.        4  Dryden,  Preface  to  Dramatic  Writing. 


WORDS  AND   FIGURES  FOR    CONNOTATION.  83 

In  the  following  it  is  impossible  without  other  information  to  tell  where 
history  ends  and  metaphor  begins  :  "  The  object  of  the  conspirators  was 
to  put  between  thirty  and  forty  barrels  of  gunpowder  into  the  mine,  and  to 
blow  the  King  and  the  Prince  of  Wales,  the  lords  and  the  bishops  to  atoms. 
They  shortly  found  a  cellar  which  answered  fheir  purpose  better.  Here 
they  banked  up  their  barrels  under  a  suspicious  quantity  of  coal  and  other 
fuel.  [Hitherto  historic,  from  this  point  the  account  is  metaphorical.] 
When  the  train  was  laid,  it  led,  however,  to  themselves,  and  when  the 
explosion  came,  it  was  under  their  own  feet.  They  were  scattered  to  the 
four  winds."  x 

4.  Sometimes  simile  and  metaphor  are  united  in  one 
expression,  the  thought  being  introduced  by  the  one  and 
carried  on  by  the  other.  By  this  combination  of  figures  the 
illustrative  quality  of  simile  and  the  vigorous  directness  of 
metaphor  are  both  secured  with  a  distinctly  pleasing  effect. 

Example.  —  The  following  is  from  a  conversation  between  the  sisters 
Irene  and  Penelope  :  — 

"  '  Oh,  how  can  you  treat  me  so  ! '  moaned  the  sufferer.  ■  What  do  you 
mean,  Pen  ? ' 

"  '  I  guess  I  'd  better  not  tell  you,'  said  Penelope,  watching  her  like  a 
cat  playing  with  a  mouse.  '  If  you  're  not  coming  to  tea,  it  would  just 
excite  you  for  nothing.' 

"  The  mouse  moaned  and  writhed  upon  the  bed. 

"  '  Oh,  I  would  n't  treat  you  so  ! ' 

"  The  cat  seated  herself  across  the  room,  and  asked  quietly  — 

"  '  Well,  what  could  you  do  if  it  was  Mr.  Corey  ?  You  could  n't  come  to 
tea,  you  say.  But  he  '11  excuse  you.  I  've  told  him  you  had  a  headache. 
Why,  of  course  you  can't  come  !  It  wTould  be  too  barefaced.  But  you 
need  n't  be  troubled,  Irene ;  I  '11  do  my  best  to  make  the  time  pass  pleas- 
antly for  him.'  Here  the  cat  gave  a  low  titter,  and  the  mouse  girded  itself 
up  with  a  momentary  courage  and  self-respect. 

"  '  I  should  think  you  would  be  ashamed  to  come  here  and  tease  me 
so.'"  2 

5.  Metaphor  is  both  bolder  and  more  condensed  than 
simile,  and  by  virtue  of  both  these  qualities  it  is  naturally 

1  From  an  article  in  The  English  Illustrated  Magazine. 

2  HOWELLS,  The  Rise  of  Silas  Lapham,  p.  118. 


84  DICTION. 

better  adapted  to  produce  a  forcible  and  vivid  impression. 
Hence  it  is  more  used  in  impassioned  discourse,  and  in  dra- 
matic poetry,  which  is  the  poetry  of  passion  as  distinguished 
from  the  poetry  of  fancy. 

Note.  —  This  distinction  between  simile  and  metaphor  is  already  brought 
out  in  the  Illustration,  p.  79,  3.  There  not  only  the  form  of  the  figure  but 
the  image  itself  is  ill  adapted  to  a  moment  of  supreme  passion  ;  it  is  too 
leisurely  and  descriptive. 

Personification.  —  This  figure  endows  inanimate  things,  or 
abstract  ideas,  with  attributes  of  life  and  personality.  It  is 
closely  related  to  the  preceding  figure,  being  indeed,  in  some 
of  its  uses,  merely  personal  metaphor.  The  English  language 
is  well  adapted  to  personification,  because  it  is  not  cumbered, 
like  Latin,  Greek,  and  German,  with  the  incongruities  of 
grammatical  gender ;  so  when  personality  is  attributed  to 
something  inanimate,  the  fact  is  significant  and  striking. 

Examples.  — "  Do  we  look  for  Truth  ?  she  is  not  the  inhabitant  of 
cities,  nor  delights  in  clamor;  she  steals  upon  the  calm  and  meditative 
as  Diana  upon  Endymion,  indulgent  in  her  chastity,  encouraging  a  modest, 
and  requiting  a  faithful,  love."1  —  "And  then  came  autumn,  with  his 
immense  burden  of  apples,  dropping  them  continually  from  his  overladen 
shoulders  as  he  trudged  along."  2 

"  Yet  Hope  had  never  lost  her  youth  ; 

She  did  but  look  through  dimmer  eyes  ; 
Or  Love  but  play'd  with  gracious  lies, 
Because  he  felt  so  fix'd  in  truth."  3 

i.  The  use  of  personification  inheres  in  the  fact  that  we 
can  follow  the  traits  and  acts  of  a  person  better  than  the 
attributes  of  a  thing  or  an  abstraction ;  as  soon  as  the  per- 
sonality is  suggested  we  are  conscious  of  a  kind  of  communion 
with  it,  a  sympathy  with  its  life  and  character. 

1  Landor,  Imaginary  Conversations,  Vol.  i,  p.  242  (Efiicurus,  Leontion,  and 
Ternissa). 

2  Hawthorne,  Mosses  from  an  Old  Manse,  p.  21. 
8  Tennyson,  In  Memoriam,  cxxv. 


WORDS  AND  FIGURES  FOR   CONNOTATION.  85 

Example.  —  In  the  following,  from  Stevenson,  consider  how  the  vivid- 
ness is  increased  as  soon  as  personality  is  attributed  to  the  river :  "  The 
river  was  swollen  with  the  long  rains.  From  Vadencourt  all  the  way  to 
Origny  it  ran  with  ever-quickening  speed,  taking  fresh  heart  at  each  mile, 
and  racing  as  though  it  already  smelt  the  sea."  x 

2.  The  abuse,  or  rather  the  cheapening  of  personification, 
consists  in  annulling  its  proper  effect  by  employing  it  where 
no  end  of  concreteness  or  vividness  really  calls  for  it.  Unless 
something  real  is  gained  by  it  the  effect  of  it  is  crude  or 
artificial. 

»  Note.  —  In  the  following  sentence  there  is  really  no  occasion  for  the 
personal  pronoun,  nor  is  anything  gained  by  regarding  the  world  as  a 
person  :  "  It  is  to  scholarly  men  that  the  world  owes  her  progress  in  civili- 
zation and  refinement."  There  is  a  strong  tendency  with  young  writers 
to  make  a  feminine  of  every  familiar  abstraction:  the  world,  our  country, 
our  college  or  fraternity,  science,  and  the  like  ;  a  tendency  to  be  watched 
and  subjected  to  the  claims  of  practical  use.  Another  cheap  and  rather 
empty  device  is  to  treat  mental  and  moral  traits  as  persons ;  Lowell  calls 
it  "  that  alphabetic  personification  which  enlivens  all  such  words  as  Hunger, 
Solitude,  Freedom,  by  the  easy  magic  of  an  initial  capital." 

Allegory.  —  In  this  figure  an  abstract  truth  or  lesson  is 
conceived  under  the  form  of  a  fundamental  metaphor,  and 
followed  out  into  detail,  generally  as  a  narrative,  sometimes 
as  an  extended  description.  Thus,  in  the  most  celebrated  of 
allegories,  Bunyan's  Pilgrim  's  Progress,  the  trials  and  experi- 
ences of  the  Christian  life  are  set  forth  in  the  story  of  a 
pilgrimage  from  the  "  City  of  Destruction  "  to  the  "  Celestial 
City." 

i.  Allegory,  as  a  means  of  conveying  abstract  truth,  has  a 
twofold  utility.  First,  it  has  the  concreteness  of  its  under- 
lying metaphor ;  we  apprehend  the  truth  as  an  object  of 
sense  or  a  thing  of  life,  and  follow  its  fortunes  accordingly. 
Secondly,  instead  of  having  to  follow  the  logical  plan  of  an 

1  Stevknson,  Aii  Inland  Voyage,  p.  59  (Thistle  edition). 


86  DICTION. 

essay,  we  trace  the  unfolding  of  a  plot,  a  story,  which  is  the 
easiest  and  most  engaging  of  literary  forms. 

Example.  —  The  following,  being  the  opening  paragraph  of  Bunyan's 
Pilgrim 's  Progress,  will  illustrate  something  of  the  fundamental  machinery 
of  that  story  :  — 

"  As  I  walk'd  through  the  wilderness  of  this  world,  I  lighted  on  a  certain 
place  where  was  a  Den,  and  I  laid  me  down  in  that  place  to  sleep  ;  and  as  I 
slept,  I  dreamed  a  Dream.  I  dreamed,  and  behold  I  saw  a  Man  cloathed  with 
Rags,  standing  in  a  certain  place,  with  his  face  from  his  own  house,  a  Book 
in  his  hand,  and  a  great  Burden  upon  his  back.  I  looked,  and  saw  him 
open  the  Book,  and  read  therein ;  and  as  he  read,  he  wept  and  trembled  ; 
and  not  being  able  longer  to  contain,  he  brake  out  with  a  lamentable  cry, 
saying  What  shall  I  do  ? " 

2.  Allegory  is  so  predominantly  associated,  in  ordinary 
minds,  with  its  great  monuments,  like  the  Pilgrim's  Progress 
and  Spenser's  Faerie  Queene,  and  with  moral  virtues  and  les- 
sons, that  it  is  quite  generally  thought  to  be  obsolete,  or 
something  to  be  shunned,  like  a  sermon.  The  fact  is,  how- 
ever, it  is  a  very  vital  and  by  no  means  infrequent  figure, 
though  more  in  the  way  of  allegoric  touches,  and  used  with 
the  reticence  and  delicacy  that  obtains  in  the  more  modern 
art  of  literature.  It  is  often  a  valuable  means  of  exposition, 
being  closely  allied  to  analogy.1 

Example.  —  The  following  paragraph  illustrates  Dean  Swift's  peculiar 
ways,  often  bullying  and  insolent,  of  obtaining  his  ends  in  politics  and  his 
disappointment  at  not  obtaining  a  bishopric  for  himself  :  "  Could  there  be 
a  greater  candor  ?  It  is  an  outlaw  who  says,  '  These  are  my  brains ;  with 
these  I  '11  win  titles  and  compete  with  fortune.  These  are  my  bullets ; 
these  I  '11  turn  into  gold  ; '  and  he  hears  the  sound  of  coaches  and  six, 
takes  the  road  like  Macheath,  and  makes  society  stand  and  deliver.  They 
are  all  on  their  knees  before  him.  Down  go  my  lord  bishop's  apron,  and 
his  Grace's  blue  ribbon,  and  my  lady's  brocade  petticoat  in  the  mud.  He 
eases  the  one  of  a  living,  the  other  of  a  patent  place,  the  third  of  a  little 
snug  post  about  the  Court,  and  gives  them  over  to  followers  of  his  own. 
The  great  prize  has  not  come  yet.  The  coach  with  the  mitre  and  crosier 
in  it,  which  he  intends  to  have  for  his  share  has  been  delayed  on  the  way 

1  For  Analogy,  see  above,  p.  77  ;  in  Exposition,  see  below,  p.  567. 


WORDS  AND  FIGURES  FOR   CONNOTATION.  87 

from  St.  James's ;  and  he  waits  and  waits  until  nightfall,  when  his  runners 
come  and  tell  him  that  the  coach  has  taken  a  different  road,  and  escaped 
him.  So  he  fires  his  pistols  into  the  air  with  a  curse,  and  rides  away  into 
his  own  country." 1 

Various  modifications  of  the  figure  Allegory,  such  as  Para- 
ble, Fable,  Apologue,  belong  rather  to  invention  than  to 
style,  and  being  well  enough  defined  in  any  dictionary,  need 
not  be  further  discriminated  here. 


II. 

Implicatory  Words  and  Coloring.  —  The  connotation  of  a  sup- 
porting or  illustrative  idea,  which  is  the  enriching  source  of 
all  the  figures  of  this  class,  is  generally  made  more  gracefully 
and  with  less  suggestion  of  labor  and  artifice,  by  some  means 
of  implication,  putting  the  reader  as  it  were  in  the  atmosphere 
and  attitude  of  the  connoted  idea  without  making  it  obvious 
how  he  got  there.  The  effect  of  this  is  not  only  illustrative ; 
it  gives  also  a  picturesque  tone  and  coloring  to  the  whole 
passage,  making  it  a  verbal  cloth  of  gold. 

Trope.  — This  word,  from  the  Greek  rpe^w,  "  to  turn,"  which 
is  popularly  used  as  nearly  synonymous  with  figures  of  speech, 
is  here  adopted  to  denote  a  word  so  turned  from  its  literal 
setting  and  suggestiveness  as  to  flash  a  figurative  implication 
in  one  swift  term.  As  to  principle,  it  is  not  new ;  it  involves 
metaphor,  simile,  or  personification,  but  it  does  not  work 
them  out,  it  merely  suggests  and  leaves  them.  Trope  is  the 
commonest  of  figurative  expedients;  every  style  that  has 
vigor  or  imagination  is  full  of  it.  From  the  beginning  it  has 
so  truly  been  the  spontaneous  means  of  imparting  lightness 
and  lucidity  to  abstract  ideas  that  nearly  the  whole  vocabu- 
lary of  moral  and  intellectual  terms  is  in  its  origin  tropical.2 

HACKERAY,  English  Humorists,  Lecture  on  Swift. 
2  "  We  should  often  be  at  a  loss  how  to  describe  a  notion,  were  we  not  at  liberty 
to  employ  in  a  metaphorical  sense  the  name  of  anything  sufficiently  resembling  it. 


88  DICTION. 

Examples.  — i.  An  involved  Simile.  "The  tanned  complexion,  that 
amorphous  crag-like  face,"  etc.1  —  "Those  graceful  fan-like  jets  of  silver 
upon  the  rocks.".2  —  "The  light  sparkled  golden  in  the  dancing  poplar 
leaves." 3  Many  of  the  adjectives  in  -like,  -ly,  -en,  involve  an  original 
simile. 

2.  Involved  Metaphor.  "  It  [a  university]  is  the  place  where  the  cate- 
chist  makes  good  his  ground  as  he  goes,  treading  in  the  truth  day  by  day 
into  the  ready  memory,  and  wedging  and  tightening  it  into  the  expanding 
reason.  It  is  a  place  which  wins  the  admiration  of  the  young  by  its 
celebrity,  kindles  the  affections  of  the  middle-aged  by  its  beauty,  and  rivets 
the  fidelity  of  the  old  by  its  associations."  4  —  In  the  following  a  single  word 
suffices  to  associate  the  object  named  with  the  sun,  whose  spots  are  invis- 
ible from  the  excess  of  light :  "  There  are  poems  which  we  should  be 
inclined  to  designate  as  faultless,  or  as  disfigured  only  by  blemishes  which 
pass  unnoticed  in  the  general  blaze  of  excellence."  5 

3.  Involved  Personification.6  "  But  in  the  apparent  height  of  their 
power  and  prosperity  the  progress  of  decay  had  already  begun,  and  once 
begun  it  was  rapid.  Floods,  sieges,  and  sacks  all  contributed  to  it,  but  it 
was  chiefly  due  to  the  course  of  physical  change,  conspiring  with  the 
increase  in  the  burthen  of  vessels." 

Synecdoche  and  Metonymy.  —  These,  from  their  unobtrusive- 
ness  and  spontaneity,  may  be  classed  with  the  implicatory 
figures.  Their  connotation  is  very  close,  lying,  in  fact,  within 
the  radius  of  the  thing  illustrated,  with  its  natural  relations 
and  attributes.  The  two  figures,  being  essentially  alike  in 
principle,  are  here  described  together. 

1.  Synecdoche  lets  some  striking  part  of  an  object  stand 
for  the  whole,  or,  less  frequently,  the  whole  for  a  part.     It  is 

There  would  be  no  expression  for  the  sweetness  of  a  melody,  or  the  brilliance  of  an 
harangue,  unless  it  were  furnished  by  the  taste  of  honey  and  the  brightness  of  a  torch." 
—  Jevons,  Principles  of  Science.     See  also  Earle,  English  Prose,  p.  241. 

1  Correspondence  of  Carlyle  and  Emerson,  Vol.  i,  p.  247. 

2  Newman,  Historical  Sketches,  Vol.  iii,  p.  22. 

3  Stevenson,  An  Inland  Voyage  (Thistle  edition),  p.  60. 

4  Newman,  ut  supra,  p.  16. 

6  Macau  lay,  Essay  on  Hallant's  Constitutional  History. 

6  "  One  of  the  richer  sources  of  Figure  is  the  attribution  of  human  qualities  to 
objects  which  are  naturally  devoid  of  them.     Sometimes  it  hardly  amounts  to  what 
we  should  call  Personification,  it  is  merely  a  tinge  of  anthropomorphism."  —  Earli 
English  Prose,  p.  246.     The  example  is  quoted  by  him. 


WORDS  AND  FIGURES  FOR   CONNOTATION.  89 

essentially  synecdoche,  too,  and  gives  a  peculiar  coloring  to 
an  assertion,  when  a  verb  that  denotes  a  more  partial  or 
limited  action  is  used  for  the  larger  or  more  comprehensive 
action  natural  to  the  object. 

Examples.  —  i.  Of  Name-Synecdoche.  It  will  be  noted  that  the  part 
named  in  the  following  is  just  the  part  most  useful  for  setting  forth  the 
idea  or  picture  :  — 

"  There  moved  the  multitude,  a  thousand  heads."  1 

"  The  gilded  parapets  were  crown'd 
With  faces,  and  the  great  tower  fill'd  with  eyes 
Up  to  the  summit,  and  the  trumpets  blew."  2 

2.  Of  Verb-Synecdoche.  "  Coleridge  sat  on  the  brow  of  Highgate  Hill, 
in  those  years,  looking  down  on  London  and  its  smoke-tumult,  like  a  sage 
escaped  from  the  inanity  of  life's  battle."3  The  literal  fact  is  that  he 
resided  at  Highgate.  —  "  Many  a  more  fruitful  coast  or  isle  is  washed  by  the 
blue  ^Egean,  many  a  spot  is  there  more  beautiful  or  sublime  to  see,  many  a 
territory  more  ample  ;  but  there  was  one  charm  in  Attica,  which  in  the  same 
perfection  was  nowhere  else."  4     Washing  is  an  insignificant  act  for  a  sea. 

2.  Metonymy  (fierd  and  owp,  "  change  of  name  ")  names 
not  the  object  but  some  aspect  or  accompaniment  of  it  so 
closely  related  in  idea  as  to  be  naturally  interchangeable  with  it. 

Examples.  —  "  He  was  a  capable  man,  with  a  good  chance  in  life  ;  but 
he  had  drunk  up  two  thriving  businesses  like  a  bottle  of  sherry,  and  involved 
his  sons  along  with  him  in  ruin."5  —  "  There  are  places  that  still  smell  of 
the  plough  in  memory's  nostrils."6 

"  The  bright  death  quiver'd  at  the  victim's  throat ; 
Touch'd ;  and  I  knew  no  more."  7 

It  will  be  noted  in  the  above  examples  that  while  in  synecdoche  the  con- 
noted part  is  more  restricted  than  the  original,  in  metonymy  it  is  more 

1  Tennyson,  The  Princess,  Prologue,  1.  57. 

2  lb.,  Pelleas  and  Ettarre,  1.  158. 

8  Carlyle,  Life  of  John  Sterling,  p.  52. 

4  Newman,  Historical  Sketches,  Vol.  iii,  p.  20. 

6  Stevenson,  The  Amateur  Emigrant  (Thistle  edition),  p.  33. 

6  lb.,  Picturesque  Notes  on  Edinburgh  (Thistle  edition),  p.  326. 

7  Tennyson,  A  Dream  of  Fair  Women,  st.  29. 


90  DICTION. 

abstract,  it  enlarges  the  scope  of  the  idea  by  identifying  it  with  some  gen- 
eral significance  or  result  of  it.  The  above-quoted  examples  are  purposely 
chosen  for  their  comparative  boldness ;  how  common  and  natural  the 
figure  may  be,  however,  may  be  seen  from  this  metonymy  from  Gibbon : 
"  The  frontiers  of  that  extensive  monarchy  were  guarded  by  ancient 
renoxvn  and  disciplined  valor." 1 

Concerning  both  these  figures  it  is  to  be  remarked  that 
their  principle  is  to  choose  merely  the  serviceable  part  of  the 
idea,  whether  it  is  the  actual  part  that  is  most  intimately 
concerned  in  the  picture  or  the  relation  that  deepens  its  sig- 
nificance, and,  employing  merely  this,  to  let  the  rest  go. 
Thus  they  reduce  an  idea  to  its  focus  and  centre,  and  make 
that  do  the  work. 

Allusion.  —  An  allusion  (ad  and  ludo,  literally  a  "  play  upon  ") 
is  an  indirect  reference  to  or  suggestion  of  something  that 
the  reader  may  be  trusted  to  understand,  some  personage, 
incident,  expression,  or  custom.  The  employment  of  allusion 
connotes  all  that  the  reader  knows  of  the  thing  alluded  to, 
making  it  throw  light  on  the  idea  in  hand.  Often  a  whole 
region  of  implication  is  thus  opened. 

The  following  are  some  of  the  most  striking  uses  of 
allusion. 

i.  The  name  of  some  noted  personage  of  history  or  litera- 
ture is  sometimes  used  to  connote  the  traits  with  which  the 
personage  is  identified ;  as  when  a  person  is  called  a  Solomon, 
a  Judas,  a  Napoleon,  a  Tartuffe,  a  Pecksniff. 

Examples.  —  The  familiar  line  "A  Daniel  come  to  judgment,"  from 
The  Merchant  of  Venice,  will  at  once  suggest  itself  to  the  student. 

"  He  [Donne]  was  the  blind  Samson  in  the  Elizabethan  gate,  strong 
enough  to  pull  the  beautiful  temple  of  Spenserian  fancy  about  the  ears  of 
the  worshippers,  but  powerless  to  offer  them  a  substitute."2  The  word 
Samson,  by  its  allusive  suggestion,  connotes  strength  of  a  blind  brute  kind 
yet  not  without  sublimity  and  greatness. 

1  Gibbon,  Decline  and  Fall,  introductory  paragraph. 

2  Gosse,  Modem  English  Literature,  p.  123. 


WORDS  AND   FIGURES  FOR    CONNOTATION.  91 

2.  Some  characteristic  deed  or  achievement  of  a  man  is 
often  put  for  his  name,  connoting  and  applying  to  the  situa- 
tion the  achievement's  peculiar  significance. 

Examples.  —  "  The  conqueror  of  Austerlitz  might  be  expected  to  hold 
different  language  from  the  prisoner  of  St.  Helena."  Here  the  two  epithets 
for  one  person  connote  the  antithesis  of  victory  and  defeat. 

"  The  book,  to  be  plain,  is  a  long  gibe  at  theology,  and  it  is  not  surpris- 
ing that  no  bishopric  could  ever  be  given  to  the  inventor  of  the  Brown 
Loaf  and  the  Universal  Pickle."  l  Here  the  names  of  Swift's  inventions 
give  by  implication  the  reason  why  he  failed  of  church  preferment. 

3.  Some  incident  of  history,  mythology,  or  fiction  may  be 
so  mentioned  as  to  furnish  a  kind  of  metaphorical  or  allegori- 
cal mould  for  the  thought  in  hand.  The  prosperity  of  such 
an  allusion  depends,  of  course,  on  the  reader's  knowledge  of 
the  event  referred  to ;  it  is  a  compliment  to  his  reading,  tak- 
ing him  as  it  were  into  the  writer's  confidence,  and  giving 
him  a  connotation  denied  to  his  less-read  neighbor. 

Examples.  —  "  It  is  due  neither  to  the  historical  interest  of  the  subject, 
nor  even  to  the  genius  of  the  writer,  that  this  purely  scientific  work,  which 
does  not  recoil  upon  occasion  from  the  driest  exegetical  discussions, 
should  have  fascinated  and  impressed  even  the  critics  of  the  boulevard, 
and  given  them  a  momentary  glimpse  of  the  grave  and  vital  problems 
involved :  it  is  due  to  the  touch  of  the  magic  wand  with  which  the  histo- 
rian has  struck  the  old  stony  text  and  caused  the  entire  modern  soul  to 
gush  forth."2  Here  the  allusion  is  to  Moses  striking  the  rock  in  the 
wilderness,  Numbers  xx.  10,   II. 

"  The  fifth  decade  of  the  century  was  a  period  of  singular  revival  in 
every  branch  of  moral  and  intellectual  life.  Although  the  dew  fell  all  over 
the  rest  of  the  threshing-floor,  the  fleece  of  literature  was  not  unmoistened 
by  it."  8     Here  the  allusion  is  to  the  story  of  Gideon,  Judges  vi.  36-40. 

The  following  allusion  combines  the  kinds  described  in  paragraphs  2 
and  3 :  " '  Sign-post  criticism  '  is  scoffed  at  by  many  who  do  not  need  it ; 
but  compasses  are  constantly  required,  in  spite  of  the  world's  Giottos."4 

1  Gosse,  Modern  English  Literature,  p.  222. 

2  Essays  0/ James  Darmesteter,  p.  23. 

8  Gossi:,  Modern  English  Literature,  p.  352. 
*  McLaughlin,  Literary  Criticism,  p.  xvi. 


92  DICTION. 


Here  the  allusion  is  to  the  story  of  Giotto's  marvelous  skill  in  drawing  a 
perfect  circle  with  free  hand. 

4.  Frequently  the  allusion  is  more  delicate  still,  being 
merely  a  play  on  a  quoted  expression  from  literature,  amount- 
ing in  spirit  sometimes  to  parody,  and  serving  as  a  sly  vehicle 
of  humor.  A  caution  is  needed  against  the  temptation  to 
make  such  use  of  Scripture ;  it  may  secure  audacity  and 
pointedness  at  the  expense  of  reverence  and  good  taste. 

Examples.  —  "  Give  him  the  wages  of  going  on  and  being  an  English- 
man, that  is  all  he  asks  ;  and  in  the  meantime,  while  you  continue  to 
associate,  he  would  rather  not  be  reminded  of  your  baser  origin." 1  Here 
use  is  made  of  Tennyson's  line  in  the  poem  Wages :  "  Give  her  the 
wages  of  going  on,  and  still  to  be."  —  "But  on  other  occasions,  taking  no 
thought  what  he  should  put  on,  he  [Newman]  clothed  his  speech  in  what 
he  supposed  would  best  please  or  most  directly  edify  his  immediate 
audience."2  Here  use  is  made  of  the  Scripture  expression  "Take  no 
thought  for  the  morrow,  what  ye  shall  eat,  or  what  ye  shall  drink,  or  what 
ye  shall  put  on." 

The  following  examples,  though  literal  quotations,  may  fairly  be  called 
parody,  on  account  of  the  entire  change  of  application.  "  One  especial 
gift  Mr.  Gladstone  very  soon  showed  the  House  —  his  wronderf ul  skill  in 
the  arrangement  of  figures.  He  came  of  a  great  commercial  family,  and 
he  might  be  said  to  have  been  cradled  in  finance.  To  paraphrase  (sic) 
Pope's  famous  line,  he  lisped  in  numbers,  for  the  numbers  came."3  — 
"  These  gentlemen  seemed  to  have  imagined  that  they  were  about  visiting 
some  backwoods  wilderness,  some  savage  tract  of  country,  '  remote,  un- 
friended, melancholy,  slow. '  "  4 

Of  course  parody  involving  change  of  words  as  well  as  spirit  may  also 
be  used  as  an  instrument  of  allusion ;  e.g.  "  Ponder  thereon,  ye  small 
antiquaries  who  make  barn-door-fowi  flights  of  learning  in  '  Notes  and 
Queries'!"5     Parody  of  Tennyson's  "Short  swallow-flights  of  song." 

1  Stevenson,  Memories  and  Portraits,  p.  13. 

2  Gosse,  Modern  English  Literature,  p.  351.  Here,  as  the  use  is  a  turn  of 
expression  only,  and  does  not  involve  a  change  in  the  spirit,  there  is  no  transgression 
of  proper  reverence. 

8  Justin  McCarthy,  Article  in  The  Outlook,  Jan.  2,  1897. 

4  Stories  by  American  Authors,  Vol.  v,  p.  144. 

5  Holmes,  Autocrat  of  the  Breakfast  Table,  p.  75. 


WORDS  AND   FIGURES  FOR   CONNOTATION.  93 

Coloring  due  to  Association.  —  The  inner  life  and  power  of 
words  cannot  all  be  obtained  from  their  dictionary  meanings 
and  shadings,  nor  from  their  accommodated  use  as  tropes ; 
there  still  remains  a  coloring,  a  flavor  due  to  the  company 
they  are  in,  or  perhaps  to  the  association  in  which  they  natu- 
rally belong,  a  latent  figurative  suggestiveness  which  yields 
its  vitality  to  the  passage  without  apparent  design  or  effort. 

The  following  are  main  aspects  of  this  subtle  coloring. 

i.  The  use  of  what  are  called  pregnant  words,  words  not 
reducible  as  tropes  to  any  definite  image,  yet  acquiring  from 
their  association  a  more  than  literal  color,  a  tinge  of  senti- 
ment or  vigor  which  imbues  the  life  of  the  passage  with  a 
new  interest. 

Examples. —  "His  [Hobbes's]  views  are  embodied  in  his  Leviathan,  a 
work  of  formidable  extent,  not  now  often  referred  to  except  by  students, 
but  attractive  still  from  the  resolute  simplicity  of  the  writer's  style."1 

"  But  when  he  spake,  and  cheer'd  his  Table  Round 
With  large,  divine,  and  comfortable  words, 
Beyond  my  tongue  to  tell  thee  —  I  beheld 
From  eye  to  eye  thro'  all  their  Order  flash 
A  momentary  likeness  of  the  King."  2 

Here  the  words  "  resolute  "  and  "  large  "  are  the  most  striking  and  potent 
words  of  their  sentences,  yet  the  reason  of  this  defies  analysis  ;  there  is  in 
them  a  kind  of  overtone,  a  reverberation,  due  to  their  association  by  a 
skilled  hand. 

2.  Closely  akin  to  this  is  the  transplanting  of  a  word  to 
another  part  of  the  vocabulary  than  that  in  which  it  is  ordi- 
narily used,  as  from  the  scientific  or  technical  to  the  common, 
and  vice  versa.  Thus  it  imparts  the  coloring  of  its  origin  to 
the  thought  in  hand  ;  it  is  like  a  man  of  learning  —  or  the 
opposite  —  giving  his  conception  of  an  object  out  of  his  line. 

Examples.  —  This  use  of  words  to  impart  a  scientific  coloring  has 
already  been  discussed  under  Technical  Terms  and  Coloring ;  see  above, 

1  Gosse,  Modern  English  Literature,  p.  154. 

2  Tennyson,  The  Coming  of  Arthur,  11.  266-270. 


94  DICTION. 

p.  56.  —  Also  in  the  example  given  on  p.  88 :  "  that  amorphous  crag-like 
face,"  where  the  word  is  adopted  from  the  vocabulary  of  geology.  —  In  the 
following  a  peculiar  effect  is  produced  by  the  use  of  a  colloquial  word : 
11  The  bother  with  Mr.  Emerson  is  that,  though  he  writes  in  prose,  he  is 
essentially  a  poet." l  Here  the  tropical  suggestiveness  is  strong,  but  some- 
thing is  due  also  to  the  sudden  irruption  of  the  more  homely  vocabulary. 

3.  A  strong  coloring  may  also  be  imparted  by  associating 
the  sound  of  a  word  or  turn  of  expression  with  the  descriptive 
feeling  of  the  thought ;  as  when  volume  of  sound  is  employed 
to  portray  volume  of  sense,  or  a  limpid  phraseology  conforms 
itself  to  a  suggestion  of  eloquence  or  beauty.  The  Latin 
element  of  the  vocabulary,  from  the  greater  average  length 
and  sonorousness  of  its  words,  is  well  adapted  to  such  effects. 

Examples.  —  In  the  following,  from  Macaulay,  the  sonorous  Latin 
words  are  chosen  for  their  descriptive  volume :  "  The  whole  book,  and 
every  component  part  of  it,  is  on  a  gigantic  scale.  .  .  .  We  cannot  sum  up 
the  merits  of  the  stupendous  mass  of  paper  which  lies  before  us  better  than 
by  saying  that  it  consists  of  about  two  thousand  closely  printed  quarto 
pages,  that  it  occupies  fifteen  hundred  inches  cubic  measure,  and  that  it 
weighs  sixty  pounds  avoirdupois."2  —  In  the  following  the  whimsically 
coined  Latin  word  corresponds  to  the  big  scale  on  which  the  writer  would 
have  us  judge  his  subject : "  The  ventripotent  mulatto,  the  great  eater,  worker, 
earner  and  waster,  the  man  of  much  and  witty  laughter,  the  man  of  the 
great  heart  and  alas!  of  the  doubtful  honesty,  is  a  figure  not  yet  clearly 
set  before  the  world ;  he  still  awaits  a  sober  and  yet  genial  portrait ;  but 
with  whatever  art  that  may  be  touched,  and  whatever  indulgence,  it  will  not 
be  the  portrait  of  a  precisian."3  For  the  relative  merits  of  Saxon  and 
Latin  words,  see  above,  p.  70.  The  subject,  in  one  aspect,  will  come 
up  again  later,  under  the  head  of  The  Key  of  Words  ;  see  below,  p.  104. 


II.     CONNOTATION    OF   EMOTION. 

Some  uses  of  word  and  figure  are  not  natural  to  cold  blood 
but  rise  spontaneously  out  of  some  excited  mood  or  emotion 

1  Lowell,  Prose  Works,  Vol.  i,  p.  351.     Quoted  by  Earle,  English  Prose,  p.  298. 

2  Macaulay,  Essay  on  Burleigh  and  his  Times. 

3  Stevenson,  Memories  and  Portraits,  p.  322  (Thistle  edition). 


WORDS  AND  FIGURES  FOR   CONNOTATION.  95 

and  by  connotation  tend  to  set  the  reader  into  the  same 
emotional  sphere.  What  we  connote  with  them,  therefore, 
is  not  an  associated  idea  but  a  feeling,  a  state  of  mind.  This 
is  brought  out  by  some  peculiar  turn  or  manoeuvre  in  the 
expression. 

It  is  needless  to  say  that  an  expression  charged  with  emo- 
tion is  much  less  obedient  to  mere  manipulation  than  one 
that  is  not,  nor  will  it  submit  to  be  manufactured.  The 
emotion  must  compel  and  produce  the  expression,  not  the 
expression  the  emotion.  Hence  a  question  always  near  in 
this  kind  of  connotation  is,  how  genuine,  how  well-motived, 
is  the  informing  mood. 


Overt  Figures  of  Emotion.  —  In  these  there  is  a  direct  line 
of  suggestion  from  the  figure  to  the  particular  emotion  it 
connotes ;  the  figure  is  the  sign  and  label  of  the  writer's 
mood. 

Exclamation.  —  This  is  the  figure  perhaps  most  typical  of 
the  whole  class,   its  emotion  is  so  evident  on  the  surface. 

This  is  to  be  distinguished  from  interjectional  words  (as 
ah,  alas,  fie,  hush),  which  latter  are  not  in  themselves  figures 
of  speech,  though  they  may  go  with  the  figure  as  its  sign. 
Exclamation  as  a  figure  of  speech  is  the  abrupt  or  elliptical 
expression  that  a  strongly  felt  thought  takes  before  it  has 
calmed  itself  down  to  a  logical  affirmation.  It  connotes 
wonder,  or  intense  realization. 

Example.  —  Note  the  difference  in  effect  between  the  tame  assertion, 
"A  man  is  a  most  wonderful  creature  ;  he  is  noble  in  reason,  in  faculties  he  is 
infinite,"  etc.,  and  the  same  truth  held  up  to  view,  as  it  were,  by  exclama- 
tion :  "  What  a  piece  of  work  is  a  man  !  how  noble  in  reason  !  how  infinite 
in  faculty!  in  form  and  moving  how  express  and  admirable!  in  action 
how  like  an  angel  !  in  apprehension  how  like  a  god  !  "  l 

1  Shakespeare,  Hamlet,  Act  ii,  Scene  2. 


96  DICTION. 


If  exclamation  does  not  proceed  from  a  valid  and  reason- 
able cause  for  wonder,  it  is  maudlin,  giving  the  impression 
that  the  writer  is  too  easily  excited,  a  "small  pot  soon  hot." 
This  is  especially  applicable  to  the  beginning  of  a  discourse, 
before  the  subject  has  acquired  an  emotional  momentum  ;  if 
then  the  writer  or  speaker  is  exclamatory,  he  is  liable  to 
encounter  not  an  answering  wonder  but  amusement  at  his 
impassioned  performance.1 

Note.  —  The  exclamation-point  is  the  natural  mark  of  this  figure ;  but 
there  is  a  tendency  in  modern  writing  to  use  it  less  than  formerly,  and  often 
the  figure  is  intended  to  connote  so  moderate  an  emotion  that  the  point  is 
omitted.  Sometimes  exclamation  competes  with  interrogation  in  the  same 
expression,  and  when  wonder  predominates,  the  exclamation-point  may  take 
the  place  of  the  question  mark,  as,  "Alas  !  what  are  we  doing  all  through 
life,  both  as  a  necessity  and  as  a  duty,  but  unlearning  the  world's  poetry, 
and  attaining  to  its  prose!"2 

Interrogation.  —  Here,  as  in  the  preceding  case,  distinction 
is  to  be  made  between  figurative  and  unfigurative  uses.  The 
figure  interrogation  asks  a  question,  not  for  the  purpose  of 
obtaining  information,  nor  even  as  an  indication  of  doubt, 
but  in  order  to  assert  strongly  the  opposite  of  what  is  asked. 
It  presupposes  the  idea  as  so  certain  that  the  reader  or  hearer 
may  be  challenged  to  gainsay  the  affirmation ;  and  in  this, 
its  character  as  a  virtual  challenge,  consists  the  energy  of 
the  figure. 

Thus  interrogation  connotes  strong  conviction,  and  is 
naturally  adapted  especially  to  argumentative  and  oratorical 
subject-matter. 

Examples.  —  "What !  Gentlemen,  was  I  not  to  foresee,  or  foreseeing 
was  I  not  to  endeavor  to  save  you  from  all  these  multiplied  mischiefs  and 
disgraces  ?  .  .  .     Was  I  an  Irishman  on  that  day  that  I  boldly  withstood 

1  u  The  note  of  Exclamation  is  less  in  use  than  formerly :  a  social  symptom ;  — 
as  the  progress  of  manners  more  and  more  demands  the  subduing  of  moral  commo- 
tion."—  Earle,  English  Prose,  p.  108. 

2  Newman,  Idea  of  a  University,  p.  331. 


WORDS  AND   FIGURES  FOR   CONNOTATION.    .         97 

our  pride  ?  or  on  the  day  that  I  hung  down  my  head,  and  wept  in  shame 
and  silence  over  the  humiliation  of  Great  Britain  ?  I  became  unpopular 
in  England  for  the  one,  and  in  Ireland  for  the  other.  What  then  ?  What 
obligation  lay  on  me  to  be  popular  ?  "  * 

The  unfigurative  asking  of  questions  for  the  purpose  of 
rousing  interest,  and  then  answering  them,  is  just  as  legiti- 
mate and  natural  as  oratorical  interrogation  ;  it  is  a  means  of 
taking  the  reader  into  partnership  with  the  writer,  as  it  were, 
in  conducting  an  investigation. 

Example.  —  "  What  is  it  to  be  a  gentleman  ?  Is  it  to  have  lofty  aims, 
to  lead  a  pure  life,  to  keep  your  honor  virgin ;  to  have  the  esteem  of  your 
fellow-citizens,  and  the  love  of  your  fireside  ;  to  bear  good  fortune  meekly ; 
to  suffer  evil  with  constancy ;  and  through  evil  or  good  to  maintain  truth 
always  ?  Show  me  the  happy  man  whose  life  exhibits  these  qualities,  and 
him  we  will  salute  as  gentleman,  whatever  his  rank  may  be  ;  show  me  the 
prince  who  possesses  them,  and  he  may  be  sure  of  our  love  and  loyalty."2 

Here  if  the  emotion  were  a  little  more  intense  we  should  expect,  not  the 
investigation  spirit,  but  the  argumentative,  and  the  question  would  natu- 
rally be  go  framed  as  to  challenge  the  reverse,  "Is  it  not  to  have  lofty 
aims,"  etc. 

Apostrophe  and  Kindred  Figures.  —  The  derivation  of  the 
word  apostrophe,  from  a.7ro  and  Tp€<f>a),  "to  turn  from,"  does 
not  seem,  at  first  thought,  to  suggest  the  principle  of  the 
figure.  The  term  refers  to  turning  from  the  unemotional  way 
of  expression,  which  speaks  of  objects  in  the  third  person,  to 
address  some  object  directly,  as  if  it  were  present.  When 
the  object  addressed  is  inanimate,  the  figure  Apostrophe 
involves  also  personification. 

Apostrophe,  carrying  as  it  does  the  imagination  of  an 
absent  thing  as  if  present  and  conscious  of  the  address,  con- 
notes intense  realization  and  fervor. 

mpi.e.  —  In  our  present  logical  and  undemonstrative  age  the  figure 
apostrophe  has  become  somewhat  obsolescent,  and  if  attempted  now  would 

1  Burke,  Speech  to  the  Electors  of  Bristol. 

I  THACKERAY,  The  Four  Georges  (Riverside  edition),  p.  10S. 


98  DICTION. 

run  some  risk  of  seeming  manufactured  or  forced.     The  following,  from 
the  Bible,  is  a  very  vivid  example :  — 

"  0  thou  sword  of  the  Lord, 
How  long  will  it  be  ere  thou  be  quiet  ? 
Put  up  thyself  into  thy  scabbard, 

Rest  and  be  still. 
How  can  it  be  quiet,  —  seeing  the  Lord  hath  given  it  a  charge 
Against  Ashkelon,  and  against  the  sea-shore  ? 

There  hath  he  appointed  it."  1 

The  transition  to  the  third  person,  in  the  fifth  line,  intensifies  the  figure  ; 
so  also  does  the  use  of  interrogation. 

Two  figures,  or  devices  of  expression,  connoting  a  rather 
more  subdued  feeling  of  realization,  call  for  remark  here. 

i.  Vision,  still  retaining  the  ordinary  speech  of  the  third 
person,  regards  something  distant  in  space  as  present  and 
under  observation.  This  fact  of  course  calls  on  the  imagi- 
nation to  ignore  absence  and  recall  the  traits  of  the  object 
definitely. 

Example.  — 

"  I  see  the  wealthy  miller  yet, 

His  double  chin,  his  portly  size, 

In  yonder  chair  I  see  him  sit, 

Three  fingers  round  the  old  silver  cup  — 
I  see  his  gray  eyes  twinkle  yet 

At  his  own  jest  —  gray  eyes  lit  up 
With  summer  lightnings  of  a  soul 

So  full  of  summer  warmth,  so  glad, 
So  healthy,  sound,  and  clear  and  whole, 

His  memory  scarce  can  make  me  sad."  2 

This  figure  is  a  means  of  calling  attention  to  minute  details  which  other- 
wise would  escape  their  due. 

2.  The  Historical  Present  regards  some  event  that  is 
past  in  time  as  present  and  going  on  before  the  reader's  eyes, 
that  is,  narrates  it  in  the  present  tense. 

The  historical  present  is  serviceable  when  the  event  re- 

1  Jeremiah  xlvii.  6,  7. 

2  Tennyson,  The  Miller- 's  Daughter. 


WORDS  AND  FIGURES  FOR    CONNOTATION.  99 

counted  is  of  such  cardinal  importance  that  all  its  stages 
and  details  have  intensity  of  interest.  It  is  often  misused  by 
writers  of  crude  taste  who  imagine  that  the  tense  makes  the 
vividness,  whereas  it  is  only  the  impressiveness  of  the  event 
that  makes  the  use  of  the  present  natural.  When  adopted,  the 
historic  present  should  be  maintained  consistently  through- 
out the  passage,  or  at  least  not  departed  from  except  with 
wisely  calculated  reason. 

Example.  —  In  the  following,  note  not  only  the  increased  life  imparted 
by  the  Historic  Present,  but  the  consistency  with  which  it  is  maintained, 
and  the  careful  skill  shown  in  entering  upon  and  departing  from  it :  — 

"  Let  me  remember  how  it  used  to  be,  and  bring  one  morning  back  again. 

"  I  come  into  the  second-best  parlor  after  breakfast,  with  my  books,  and 
an  exercise-book,  and  a  slate.  My  mother  is  ready  for  me  at  her  writing- 
desk,  but  not  half  so  ready  as  Mr.  Murdstone  in  his  easy-chair  by  the 
window  (though  he  pretends  to  be  reading  a  book),  or  as  Miss  Murdstone, 
sitting  near  my  mother  stringing  steel  beads."  [After  a  page  or  so  of  this 
reminiscence  in  the  present  tense,  the  story  is  brought  back  to  the  ordinary 
past  tense  of  narration  by  the  remark,  beginning  a  new  paragraph]  :  — 

"  It  seems  to  me,  at  this  distance  of  time,  as  if  my  unfortunate  studies 
generally  took  this  course."1     [From  here  onward  the  tense  is  past.] 

Hyperbole.  —  This  figure  magnifies  objects  beyond  their 
natural  bounds,  in  order  to  make  them  more  impressive  or 
more  vivid.  It  connotes  lively  realization  of  some  striking 
trait,  and  results  simply  from  the  effort  so  to  describe  an 
object  that  no  element  of  its  effect  on  the  writer  shall  be  lost 
in  transmission  to  the  reader. 

Hyperbole  is  a  recognition  of  the  fact  that  while  the 
observer  may  conceive  an  object  vividly  there  is  a  shrinkage 
in  the  reader's  apprehension  of  it.  Its  exaggeration. does  not 
mislead  ;  it  simply  allows  for  the  shrinkage,  so  that  the  net 
result  on  the  reader's  part  is  a  just  realization  of  the  object, 
plus  a  touch  of  the  emotion,  exalted  or  whimsical,  in  which 
the  object  is  to  be   viewed. 

1  Dickens,  David  ('<>/>/•<■  rjicld,  Chap.  iv. 


100  DICTION. 


The  predominant  use  of  hyperbole  nowadays  seems  to  be 
for  humorous  description.  Its  misuse  consists  in  not  answer- 
ing intimately  to  the  spirit  of  the  passage.  Overdoing  the 
passion,  it  becomes  bombast ;  employed  on  too  trivial  an 
occasion,  it  is  ludicrous. 

Examples.  —  "  The  groom  swore  he  would  do  anything  I  wished  ;  and, 
when  the  time  arrived,  went  up  stairs  to  bring  the  trunk  down.  This  I 
feared  was  beyond  the  strength  of  any  one  man :  however,  the  groom  was 
a  man 

Of  Atlantean  shoulders  fit  to  bear 
The  weight  of  mightiest  monarchies ; 

and  had  a  back  as  spacious  as  Salisbury  Plains." 1  —  "In  the  way  of  furni- 
ture, there  were  two  tables  :  one,  constructed  with  perplexing  intricacy  and 
exhibiting  as  many  feet  as  a  centipede  ;  the  other,  most  delicately  wrought, 
with  four  long  and  slender  legs,  so  apparently  frail  that  it  was  almost 
incredible  what  a  length  of  time  the  ancient  tea-table  had  stood  upon 
them."2  J 

Irony.  —  This  figure  expresses,  or  presupposes,  the  contrary 
of  what  is  meant,  there  being  something  in  the  context  or  in 
the  writer's  tone  to  show  the  true  state  of  the  case.  It  is  a 
kind  of  reductio  ad  absurdum,  assuming  as  it  does  that  false  is 
true,  and  following  the  idea  to  its  inverted  conclusion. 

Irony  connotes  contempt  for  an  opposing  view  or  opinion, 
a  contempt  that  under  the  various  forms  of  satire,  innuendo, 
and  sarcasm,  ranges  all  the  way  from  playful  banter  to 
invective. 

Examples.  — "  How  devotedly  Miss  Strickland  has  stood  by  Mary's 
innocence  !  Are  there  not  scores  of  ladies  in  this  audience  who  persist  in 
it  too  ?  Innocent !  I  remember  as  a  boy  how  a  great  party  persisted  in 
declaring  Caroline  of  Brunswick  was  a  martyred  angel.  So  was  Helen  of 
Greece  innocent.  She  never  ran  away  with  Paris,  the  dangerous  young 
Trojan.  Menelaus,  her  husband,  ill-used  her ;  and  there  was  never  any 
siege  of  Troy  at  all.     So  was  Bluebeard's  wife  innocent.     She  never  peeped 

1  De  Quincey,  Confessions  of  an  Opium  Eater,  p.  24. 

2  Hawthorne,  The  House  of  the  Seven  Gables,  p.  49. 


WORDS  AND   FIGURES  FOR   CONNOTATION.  101 

into  the  closet  where  the  other  wives  were  with  their  heads  off.  She  never 
dropped  the  key,  or  stained  it  with  blood  ;  and  her  brothers  were  quite 
right  in  finishing  Bluebeard,  the  cowardly  brute  !  Yes,  Caroline  of  Bruns- 
wick was  innocent ;  and  Madame  Laff arge  never  poisoned  her  husband  ; 
and  Mary  of  Scotland  never  blew  up  hers  ;  and  poor  Sophia  Dorothea  was 
never  unfaithful ;  and  Eve  never  took  the  apple  —  it  was  a  cowardly  fabri- 
cation of  the  serpent's."  l 

In  the  following  the  irony  consists  in  describing  evil  in  terms  belonging 
to  the  good  :  — 

"  It  may  well  be  conceived  that,  at  such  a  time,  such  a  nature  as  that 
of  Mai-lborough  would  riot  in  the  very  luxury  of  baseness.  His  former 
treason,  thoroughly  furnished  with  all  that  makes  infamy  exquisite,  placed 
him  under  the  disadvantage  which  attends  every  artist  from  the  time  that 
he  produces  a  masterpiece.  Yet  his  second  great  stroke  may  excite  won- 
der, even  in  those  who  appreciate  all  the  merit  of  the  first.  Lest  his 
admirers  should  be  able  to  say  that  at  the  time  of  the  Revolution  he  had 
betrayed  his  King  from  any  other  than  selfish  motives,  he  proceeded  to 
betray  his  country."  2 

One  or  two  further  remarks  on  the  figure  Irony  may  here 
be  made. 

i.  A  passage  not  predominantly  ironical  in  tone  may  be 
made  more  spirited  by  an  occasional  ironical  touch,  which, 
being  less  obtrusive,  is  correspondingly  more  graceful.  Young 
writers  who  employ  this  device  often  betray  their  anxiety 
that  their  irony  may  not  be  missed  by  marking  such  touches 
with  an  interrogation-point  enclosed  in  parenthesis ;  but  this 
is  generally  quite  needless,  arid  in  poor  taste. 

Examples. — "  He  leaned  forward  suddenly,  and  clutched  Pete  by  the 
throat,  and  the  old  man  and  Solomon  were  fain  to  interfere  actively  to 
prevent  that  doughty  member  of  the  family  from  being  throttled  on  the 
spot.  Pending  the  interchange  of  these  amenities,  Rick  Tyler  lay  motionless 
on  the  ground."  3  —  "He  [Browning]  partially  failed ;  and  the  British  pub- 
lic, with  its  accustomed  generosity,  and  in  order,  I  suppose,  to  encourage  the 
others,  has  never  ceased  girding  at  him,  because  forty-two  years  ago  he 

1  Thackeray,  The  Four  Georges,  p.  16. 

2  Macaulay,  Essay  on  Hallam'ls  Constitutional  History. 

8  Miss  Murfree  (Charles  Egbert  Craddock),  Prophet  of  the  Great  Smoky 
Mountains,  p.  160. 


102  DICTION. 

published,  at  his  own  charges,  a  little  book  of  two  hundred  and  fifty  pages, 
which  even  such  of  them  as  were  then  able  to  read  could  not  understand."  1 

2.  Irony,  more  especially  in  its  modified  form  of  satire  or 
innuendo,  is  an  edge-tool  of  which  the  writer  needs  to  be 
very  careful.  Used  habitually,  or  with  zest,  it  begets  a  cap- 
tious, cynical  spirit  which  puts  one  out  of  touch  with  large 
and  noble  ideals.  Further  it  almost  inevitably  gives  to  writ- 
ing an  element  of  offense  to  simple  and  straightforward 
minds  ;  they  are  afraid  of  a  statement  that  scores  them  and 
gives  them  no  chance  to  reply.  A  man  may  make  himself 
dreaded  in  that  way,  may  gain  a  reputation  for  keenness  and 
penetration,  but  he  sacrifices  something  far  more  valuable. 
Even  Thackeray,  kind-hearted  as  his  friends  know  him  to 
have  been,  contracted  such  an  inveterate  habit  of  satire,  on 
certain  subjects,  that  he  is  apologized  for  fully  as  much  as  he 
is  praised. 

II. 

Animus  of  Word  and  Figure. — The  emotional  figures  hitherto 
recounted  seem  to  our  modern  taste  rather  forced  and  declama- 
tory ;  as  overt  and  constructed  figures  they  take  themselves 
too  seriously  and  insistently ;  and  there  is  a  very  prevalent 
tendency  to  soften  them  down  to  humorous  uses  or  to  subtle 
touches,  rather  than  bear  weight  upon  them.  Nowadays, 
partly  because  literature  is  less  emotional,  partly  because  the 
art  of  putting  things  is  both  more  delicately  managed  and 
more  quickly  responded  to,  more  is  left  to  suggestion,  the 
reader's  emotion  is  played  upon  or  awakened  indirectly,  not 
so  much  by  obvious  means  as  by  a  tone  and  animus  that 
resides  in  the  whole  passage. 

This  is  a  very  pervasive  and  Protean  feature  of  literary  art, 
of  which  the  following  are  the  more  prominent  and  outlying 
aspects. 

1  Augustine  Birrell,  Obiter  Dicta,  p.  91. 


WORDS  AND  FIGURES  FOR    CONNOTATION.  103 

The  Spirit  of  a  Comparison.  —  In  addition  to  the  illustra- 
tive value  of  simile  or  metaphor,  a  delicate  revelation  of  the 
writer's  mood  or  feeling  is  often  made  through  the  choice  of 
the  object  to  which  the  matter  in  hand  is  compared.  Thus 
the  figure  may  disparage  or  elevate,  may  convey  contempt 
or  connote  admiration  or  poke  fun,  and  thus  induce  in  the 
reader  a  touch  of  the  same  mood. 

Examples.  —  I.  Of  Simile.  With  the  following  passage  it  is  natural 
to  associate  sublimity  ;  this  feeling,  in  fact,  is  stronger  than  the  illustrative 
value :  — 

"  On  the  other  side,  Satan,  alarmed, 
Collecting  all  his  might,  dilated  stood, 
Like  Teneriff  or  Atlas,  unremoved  : 
His  stature  reached  the  sky,  and  on  his  crest 
Sat  Horror  plumed."  1 

The  following  connotes  Ruskin's  feeling  of  contempt  for  the  object 
described  :  "  We  have  got  into  the  way,  among  our  other  modern  wretched- 
ness, of  trying  to  make  windows  of  leaf  diapers,  and  of  strips  of  twisted 
red  and  yellow  bands,  looking  like  the  patterns  of  currant  jelly  on  the  top 
of  Christmas  cakes ;  but  every  casement  of  old  glass  contained  a  saint's 
history."2  —  The  following  evidently  indulges  in  a  sly  laugh  at  its  object : 
"  The  unwonted  lines  which  momentary  passion  had  ruled  in  Mr.  Pick- 
wick's clear  and  open  brow,  gradually  melted  away,  as  his  young  friend 
spoke,  like  the  marks  of  a  black-lead  pencil  beneath  the  softening  influence  of 
India  rubber."2, 

2.  Of  Metaphor.  The  following  both  illustrates  the  manner  of  an  action 
and  conveys  a  disparaging  estimate  of  its  character  :  "  Pierre  Bayle  wrote 
enormous  folios,  one  sees  not  on  what  motive  principle  ;  he  flowed  on  for- 
ever, a  mighty  tide  of  ditch-water ;  and  even  died  flowing,  with  the  pen 
in  his  hand."4 — The  following,  by  a  double  entendre  in  the  trope-word, 
conveys  a  sly  innuendo :  "  Sentences  of  the  same  calibre,  some  even  of 
far  larger  bore,  we  have  observed  in  this  and  other  works  of  the  same 
author."6 

1  Milton,  Paradise  Lost,  Book  iv,  11.  985-989. 

2  Ruskin,  Two  Paths,  p.  101. 

8  Dickens,  Pickwick  Papers,  Chap.  xv. 

4  Carlyle,  Sartor  Resartus. 

6  De  Quincey,  Literary  Criticism,  p.  206. 


104  DICTION. 

In  the  employment  of  figure  a  sound  sense  of  humor  and 
congruity  —  in  other  words,  a  sane  literary  sense  —  must 
always  be  present,  or  in  some  lapse  of  taste  the  comparison 
may  flat  the  note,  or  introduce  unintentionally  some  uncon- 
genial or  ludicrous  suggestion.  It  is  eminently  here  that  the 
fineness  of  a  writer's  literary  endowment  shows. 

Examples.  —  When,  for  instance,  a  young  writer  says  of  John  Quincey 
Adams's  statesmanship  that  it  was  as  pure  as  a  lily,  the  figure  may  in  part 
illustrate,  but  it  does  not  really  belong  with  the  idea  statesmanship,  it  is 
more  congruous  with  more  delicate  ideas.  —  I  once  heard  a  clergyman, 
endeavoring  to  describe  pictorially  some  great  heaps  of  white  summer 
cloud,  say  that  they  looked  like  immense  great  balls  of  popcorn.  The 
picture  was  successful;  but  — . 

The  Key  of  Words This  expression,  adopted  from  Robert 

Louis  Stevenson,1  suggests  that  in  a  masterfully  written  pas- 
sage there  is  a  certain  relation  of  words  to  each  other,  by 
which  they  aid  each  other  in  maintaining  a  congruous  emo- 
tional level ;  they  comport  with  a  mood  of  homeliness  or 
severe  dignity,  of  contempt  or  whimsey,  of  enthusiasm  or 
meditative  pensiveness.  This  key  of  words,  is  kept  fine  and 
unerring  only  by  skill  in  the  various  strata  or  levels  of  the 
vocabulary  ;  a  writer  must  be  at  home  in  the  dialect  of  beauty 
or  bluntness,  of  grace  or  coarseness,  and  know  not  only  the 
denotation  but  the  feel,  the  congenial  mood,  of  his  word. 

Examples.  —  There  is  a  scale  of  expression  by  which  the  same  idea  or 
act  may  be  coarsened  to  various  depths  ;  as  is  exemplified  in  the  expres- 
sions "to  become  intoxicated,"  "  to  get  drunk,"  coarsest  of  all,  "  to  get 
_/#//." —  A  whole  vocabulary  of  disparaging  words  is  thus  available,  as 
poetaster,  criticaster,  pulpiteer,  fellow,  manikin,  and  the  like  ;  e.g.  "  It  is 
time  for  even  the  fiery  pulpiteers  to  pause  and  reflect,"  where  we  know 
well  the  writer's  feeling  toward  the  clergymen  mentioned. 

One  of  the  most  serviceable  forms  of  this  connotation  is  in  a  kind  of 
reduction  of  the  idea  to  its  lowest  or  boldest  terms ;  e.g.  "  A  fool  he  was, 
if  you  will  ;  but  so  is  a  sovereign  a  fool,  that  will  give  half  a  principality 
for  a  little  crystal  as  big  as  a  pigeon's  egg,  and  called  a  diamond :  so  is  a 

1  See  above,  p.  15,  footnote. 


WORDS  AND   FIGURES  FOR   CONNOTATION.  105 

wealthy  nobleman  a  fool,  that  will  face  danger  or  death,  and  spend  half  his 
life,  and  all  his  tranquility,  caballing  for  a  blue  riband ;  so  is  a  Dutch  mer- 
chant a  fool,  that  hath  been  known  to  pay  ten  thousand  crowns  for  a 
tulip."  1  How  such  words  may  color  a  passage,  forming  a  key  or  scheme 
of  expression,  may  be  seen  in  the  following :  "  What  spectacle  is  more 
august  than  that  of  a  great  king  in  exile  ?  Who  is  more  worthy  of  respect 
than  a  brave  man  in  misfortune  ?  Mr.  Addison  has  painted  such  a  figure 
in  his  noble  piece  of  Cato.  But  suppose  fugitive  Cato  fuddling  himself  at 
a  tavern  with  a  wench  on  each  knee,  a  dozen  faithful  and  tipsy  companions 
of  defeat,  and  a  landlord  calling  out  for  his  bill ;  and  the  dignity  of  mis- 
fortune is  straightway  lost.  The  Historical  Muse  turns  away  shamefaced 
from  the  vulgar  scene,  and  closes  the  door  —  on  which  the  exile's  unpaid 
drink  is  scored  up  —  upon  him  and  his  pots  and  his  pipes,  and  the  tavern- 
chorus  wrhich  he  and  his  friends  are  singing."  2 

On  the  side  of  the  connotation  of  idea,  which  in  fact  often  blends  with 
the  connotation  of  emotion,  this  subject  has  already  been  treated  under 
the  head  of  Coloring  due  to  Association ;  see  above,  p.  93,  which  section 
ought  to  be  studied  along  writh  this. 

Reserve,  or  Understatement.  —  One  result  of  the  more  deli- 
cate literary  art  of  our  day  is  the  frequent  custom  of  describ- 
ing intense  or  exciting  facts  in  studiously  mild  terms,  but 
with  such  connotation  as  to  lay  the  hint  of  it  on  the  reader's 
imagination,  trusting  to  that  to  supply  the  commensurate 
realizing  mood.  This  reserve  of  statement  is  thus  in  a  sense 
the  opposite  of  the  overt  figures  of  emotion.  Instead  of 
exhibiting  a  great  passion  of  excitement  and  by  violent  lan- 
guage pulling  the  reader  up  to  it,  it  works  as  it  were  to  keep 
the  reader's  emotion  in  advance  of  the  expressed  idea,  by 
sending  his  thoughts  out  toward  a  generously  suggested  effect 
or  situation. 

A  principle  so  broad  as  tris  is  hard  to  cover  by  typical 
examples.  One  of  the  most  striking  ways  of  understatement 
is  by  litotes,8  which  suggests  its  intended  idea  by  negating 
its  opposite ;  connoting  at  the  same  time  an  animus  of  inten- 

1  Thackeray,  Henry  Esmond,  Book  Hi,  Chap.  ii.  2  lb.,  Book  i,  Chap.  i. 

8  The  connection  of  litotes  with  the  double  negative  will  come  up  for  further  men- 
tion ;  see  below,  p.  271. 


106  DICTION. 


sity,  or  challenge,  or  it  may  be  satirical  playfulness,  the  mood 
being  evident  from  the  kind  of  terms  employed. 

Examples.  —  "He  [the  Puritan]  had  been  wrested  by  no  common 
deliverer  from  the  grasp  of  710  common  foe.  He  had  been  ransomed  by 
the  sweat  of  no  vulgar  agony,  by  the  blood  of  no  earthly  sacrifice."  l  Here 
the  negation  of  ordinary  qualities  sends  out  suggestion  toward  extraordi- 
nary as  far  as  the  reader's  imagination  will  go,  and  setting  no  limits,  sug- 
gests endless  intensity. 

The  animus  of  innuendo  is  illustrated  in  the  following :  "  The  editor 
is  clearly  no  witch  at  a  riddle,"2  where  it  is  playfully  intimated  that  he  is 
surprisingly  stupid.  —  "I  made  up  my  mind  that  ambulances,  viewed  as 
vehicles  for  driving  distinguished  ladies  to  military  reviews,  were  not 
a  stupendous  success,  and  that  thereafter  they  had  better  be  confined  to 
their  legitimate  uses  of  transporting  the  wounded  and  attending  funerals."  3 
In  this  last  example  the  innuendo  is  a  little  overdone ;  it  lacks  fineness. 

1  Macaulay,  Essay  on  Milton. 

2  Carlyle,  Essay  on  BoswelPs  Johnson. 
8  Porter,  Campaigning  with  Grant. 


CHAPTER   V. 
PROSE    DICTION  — STANDARD    AND    OCCASIONAL. 

Entering  now  upon  a  new  stage  of  our  subject,  we  are  to 
consider  the  general  effect  and  resultant  of  the  words  and 
figures  employed,  the  prevailing  character  and  color  that 
these  impart  to  the  whole  passage  or  composition.  This  is 
what  is  meant  distinctively  by  diction,  the  mere  study  and 
choice  of  expression  being  virtually  the  primitive  stage  of 
getting  out  the  raw  material.  The  problem  of  diction,  then, 
is  a  problem  of  artistry :  of  giving  such  marshaling  and  man- 
agement to  a  scheme  of  words  as  to  produce  a  homogeneous 
tissue  and  movement  of  a  certain  determinate  kind. 

The  most  fundamental  distribution  of  the  subject  is  into 
Prose  Diction  and  Poetic  Diction,  to  each  of  which  a  chapter 
will  be  devoted,  though  each  division,  being  subject  at  every 
point  to  invasions  from  the  other,  must  be  considered  con- 
stantly with  reference  to  the  other.  Under  prose  diction  we 
are  first  to  inquire  after  the  principle  or  standard  to  which  all 
prose,  as  prose,  must  conform,  and  secondly,  to  recount  some 
of  the  claims  or  liberties  of  prose,  as  determined  by  some 
particular  object  or  occasion. 

Definition  of  Prose.  —  It  is  important  to  have  as  starting- 
point  a  just  idea  of  what  is  most  central  and  character-giving 
in  prose,  and  this  is  well  furnished  by  the  various  terms  that 
in  time  past  have  been  used  to  designate  it. 

The  designating  word,  to  begin  with,  merely  sets  prose  over 
against  verse.  It  comes  from  the  Latin  flrosa,  a  contracted 
form  of  prorsa,  which  itself  is  a  contraction  of  the  compound 

107 


108  DICTION. 


pro-versa,  an  adjective,  feminine  in  form  because  the  noun  to  be 
supplied  is  the  feminine  oratio,  "  discourse  "  ;  the  whole  mean- 
ing, therefore,  "straightforward  discourse."  The  name  was  first 
given,  no  doubt,  because,  instead  of  turning  back  and  begin- 
ning anew  when  it  has  reached  a  certain  measured  length  (its 
antithesis,  versus,  means  a  "turning"),  the  line  keeps  straight 
on,  as  far  as  there  is  room  for  it.  This  seems  a  mere  mechani- 
cal distinction  ;  it  reaches,  however,  deeper  than  chirography, 
to  the  fundamental  reason  why  a  writer  should  turn  back  or 
keep  on.  And  for  our  modern  distinctions  this  characteristic 
straightforward  lends  itself  just  as  legitimately  to  another 
application.  Prose  discourse,  we  may  say,  is  straightforward 
in  two  large  senses :  it  does  not  change  the  natural  order  of 
words ;  it  does  not  depart  from  the  common  usage  of  words. 

This  is  indicated  in  a  figurative  way  by  a  second  Latin 
term  for  prose:  sermo pedestris,  discourse  that  goes  on  foot,  as 
distinguished  from  discourse  that  soars.  Prose  moves  on  the 
earth,  where  common  people  and  everyday  practical  affairs 
belong ;  it  is  the  language  of  ordinary  moods,  ideas,  senti- 
ments, the  form  that  unstudied  speech  and  intercourse  assume. 
Like  M.  Jourdain,1  to  whom  the  discovery  was  such  a  delight, 
we  have  been  talking  prose  all  our  life. 

A  third  designation,  oratio  so/uta,  "loosened  "  or  "unbound 
discourse,"  may  seem  at  first  thought  to  sanction  a  negligence 
or  carelessness  in  the  construction  of  prose,  engendered  perhaps 
by  its  common  uses.  The  name,  however,  is  simply  another 
contrast  to  metrical  composition,  bound  as  the  latter  is  by 
rigid  rules.  Nor,  indeed,  does  the  humbler  office  of  prose 
absolve  it  from  the  strictest  and  finest  artistry.  It  is  a  mis- 
take to  suppose  that  good  prose  is  easier  to  write  than  good 
poetry ;  it  is  just  as  hard  and  just  as  great  a  triumph,  its 
difficulties  and  problems  being  merely  of  another  kind. 

1  In  Moliere's  Le  Bourgeois  Gentilhomme. 


PROSE   DICTION— STANDARD   AND   OCCASIONAL.    109 

I.     STANDARD    PROSE   DICTION. 

Prose  diction  covers  too  vast  and  complicated  a  field,  and 
depends  on  too  great  a  number  of  relative  considerations,  to 
reduce  itself  easily,  as  does  poetic  diction,  to  formulated  rules.1 
All  that  can  be  undertaken  here  is  to  summarize  the  main 
principles  that  condition  prose  diction,  as  traced  in  the  choice, 
arrangement,  and  connection  of  words. 


The  Prose  Vocabulary.  —  When  it  is  said  above  that  prose 
discourse  is  straightforward  in  the  sense  of  not  departing 
from  the  common  usage  of  words,  it  is  not  meant  that  any 
part  of  the  vocabulary  is  closed  to  it ;  though,  of  course,  some 
words  have  a  more  poetic  tinge  than  others,  and  some  have 
withdrawn  almost  entirely  to  the  poetic  realm,  leaving  more 
homely  equivalents  to  represent  them  in  prose.  It  is  doubtful, 
however,  if  some  legitimate  prose  situation  may  not  exist  for 
even  the  rarest  poetic  coinages ;  the  principle  of  inclusion 
and  exclusion  being  not  so  much  in  the  actual  word  chosen  as 
in  the  mood  or  standard  of  choice.  The  mood  that  governs 
prose  composition  may  on  occasion  turn  almost  every  resource 
to  its  service,  so  that  the  mood  itself  be  not  invaded. 

Words  chosen  for  Utility. — The  ruling  standard  of  choice, 
made  imperative  by  the  dominating  prose  mood,  is  utility. 
This,  because  it  is  the  characteristic  of  prose,  as  distinguished 
from  verse,  to  use  expression  not  for  expression's  sake,  not  for 
the  beauty  or  music  or  charm  of  the  words  in  themselves,  but 
always  with  some  ulterior  end  in  view,  —  to  instruct,  or  con- 
vince, or  impress,  or  persuade.     As  an  objective  point,  exists 

1  "  To  summarize  the  Art  of  Writing  Prose  in  a  code  of  rules  would  be  something 
like  trying  to  do  the  same  for  the  Art  of  behaving  in  the  intercourse  of  the  world. 
I  his  is  a  matter  in  which  it  is  easier  to  indicate  principles,  than  to  lay  down  rules."  — 
,  English  Prose,  p.  151. 


110  DICTION. 


always  a  practical  truth  or  fact ;  it  is  the  object  of  prose  to 
get  the  reader  effectively  to  that  point,  without  distracting  his 
mind  with  the  scenery  that  he  traverses  on  the  way. 

As  long  as  this  standard  of  utility  dominates,  any  expres- 
sion that  promotes  the  end  is  open  to  prose ;  it  is  free  on 
occasion  to  employ  plainness  of  language  or  elaborateness, 
simplicity  or  elegance,  terseness  or  fulness,  according  as  any 
of  these  qualities  may  commend  themselves  as  most  practi- 
cally useful  for  its  purpose.  Under  this  standard,  in  fact,  the 
rarest  and  most  exotic  words  become  simple  working-tools,  — 
means  to  an  end ;  we  do  not  think  of  the  words  themselves, 
but  of  the  fine  shading  or  accurate  definition  that  they  give 
to  the  thought. 

The  staple  of  a  diction  governed  by  such  practical  mood 
will,  of  course,  be  the  words  of  ordinary  life  and  the  recognized 
usage  of  the  day.  Any  departure  from  this  into  a  more  abstruse 
or  dignified  region  carries  with  it  its  sober  justification.1  The 
hardest  words  to  reconcile  with  this  utilitarian  vocabulary  are 
the  archaic  and  abbreviated  forms  of  poetry ;  if  in  any  prose 
they  are  found,  it  is  such  prose  as  seeks  confessedly  to  pro- 
duce poetic  effects.  This  exception  aside,  inasmuch  as  the 
pedestrian  movement  of  prose  has  no  occasion  for  quaintness, 
and  the  rhythm  of  prose  does  not  require  abbreviation,  when 
such  terms  are  employed  they  have  merely  the  effect  of  affec- 
tation and  finery.2 

Note.  —  The  illustration  of  this  point  may  best  be  quoted  from  Pro- 
fessor Earle :  "Asa  general  rule  sober  words  should  be  chosen  in  prefer- 
ence to  those  which  are  elevated  or  romantic.  The  young  writer  should 
not  write  brethren  for  brothers,  should  not  call  a  horse  a  charger,  or  a 
palfrey,  or  a  steed ;  should  not  write  welkin  for  sky,  or  whilome  for  once, 
or  ere  for  before,  or  vale  for  valley,  or  thrall  for  slave,  or  thraldom  for 
slavery."3 

1  As  is  seen,  for  instance,  under  paragraph  n,  p.  68,  above. 

2  See  Fine  Writing,  p.  Jri,  above. 
8  Earle,  English  Prose,  p.  153. 


PROSE   DICTION— STANDARD   AND   OCCASIONAL.    Ill 

In  the  same  way,  if  picturesque  language,  word-painting  or 
epithet  is  employed  in  prose,  it  must  have  its  justification  in 
utility.  Picturesqueness  may  be  part  of  the  information  con- 
veyed, or  it  may  be  needful  in  order  to  give  an  assertion  due 
distinction.  Epithet l  is,  of  all  these  poetic  devices,  most 
easily  overdone  in  prose ;  it  is  apt,  unless  watched,  to  clog 
and  cloy  the  expression ;  the  only  way  to  keep  it  within  the 
bounds  of  good  taste  is  to  keep  the  practical  claims  of  utility 
always  in  sight. 

Note.  —  To  illustrate  how  picturesqueness  may  be  an  integral  part  of 
the  information  conveyed,  one  or  two  examples,  taken  from  Abbott  and 
Seeley's  English  Lessons  for  English  People,  may  here  be  given. 

It  would  hardly  be  fitting  to  use  the  expression  "  Emerald  Isle  "  in  ordi- 
nary prose,  as  for  instance,  "  Parliament,  during  this  session,  was  mainly 
occupied  with  the  Emerald  Isle  "  ;  but  the  expression  serves  a  useful  pur- 
pose, by  reason  of  its  descriptive  character,  in  such  a  sentence  as,  "  Accus- 
tomed to  the  arid  and  barren  deserts  of  Arabia,  the  eye  of  the  returning 
soldier  rested  with  pleasure  upon  the  rich,  bright  vegetation  of  the  Emerald 
Isle."  Again,  the  essential  epithet  in  "  He  drew  his  bright  sword  "  is  evi- 
dently only  a  bit  of  useless  finery ;  but  in  the  sentence,  "  Laughing  at  the 
peasant's  extemporized  weapon,  the  soldier  drew  his  own  bright  sword,"  the 
epithet  is  a  help  in  sharpening  the  antithesis  and  making  the  information 
more  vivid. 

Figures  for  Clearness  and  Condensation.  —  Figures  are  as  natu- 
ral to  prose  as  to  poetry ;  but  when  they  are  used  the  reader 
is  aware  merely  of  their  illustrative  or  illuminative  value  ;  he 
is  not  thinking  of  the  figure  but  of  the  thought  which  it  sup- 
ports and  interprets.2  So  it  is  utility  still,  as  in  the  choice  of 
words,  which  is  the  governing  standard  in  prose  diction. 

The  standard  of  utility  has  to  be  varied  according  to  the 
kind  of  information  or  instruction  conveyed.  If  the  thought 
in  hand  is  something  that  the  reader  must  be  made  to  under- 
stand, it  gives  occasion  only  for  the  plain  and  literal  class  of 
words ;  if  it  is  something  that  he  must  be  made  to  imagine, 

1  The  subject  of  Epithet  will  come  up  again  under  Poetic  Diction ;  see  below, 
P-  147-  2  See  difference  between  prose  and  poetic  imagery,  p.  146,  below. 


112  DICTION. 


occasion  immediately  arises  for  the  picturing  power  of  words, 
and  for  the  elucidative  value  of  analogy  and  simile.1  Hence 
descriptive  language  is  always  heightened ;  its  work  requires 
imagery  and  vividness.  As  soon  as  any  idea  becomes  com- 
plex, it  seeks  to  make  itself  realizable  by  the  same  means ;  its 
figures  are  a  kind  of  description. 

Example  of  Figure  used  to  illustrate.  —  The  following  analogy 
is  used  not  for  ornament  at  all,  but  to  illustrate  the  tendency  respectively 
of  conservatism,  radicalism,  and  Christianity :  "  The  bird  is  in  prison  in  the 
egg  ;  conservatism  would  leave  the  egg  unbroken,  leave  everything  as  it  is 
and  has  been  :  it  will  get  an  addled  egg.  Radicalism  would  impatiently 
break  the  shell  to  let  the  imprisoned  captive  free ;  it  will  get  a  dead  bird. 
Christianity  broods  the  egg  and  the  bird  breaks  its  own  shell."2 

The  more  incisive  figures,  and  the  figures  that  connote  emo- 
tion, are  for  prose  a  kind  of  shorthand 3 ;  by  their  vivid  and 
thought-awaking  quality  they  enable  the  writer  to  convey  his 
thought  as  it  were  by  flashes,  to  say  much  more  and  more 
effectively  in  a  given  space.  The  picturing  quality  remains, 
it  is  true,  but  so  as  to  give  the  reader  just  so  much  more  than 
he  bargained  for ;  he  set  out  to  gain  a  thought  and  he  gains 
with  it  an  inspiration  and  delight. 

As  prose  becomes  impassioned  or  imaginative,  thus  rising 
in  aim  and  tissue  toward  poetry,  all  these  effects  are  corre- 
spondingly heightened,  until,  in  fact,  prose  diction  and  poetic 
diction  are  subtly  blended  together  ;  but  still  the  logic 4  of  the 
two  remains  distinguishable,  and  mainly  on  this  standard  of 
utility.  As  long  as  all  the  subtle  colorings  and  implications 
of  the  diction  focus  in  this,  prose  has  almost  unlimited  realm 

1  "  There  are  two  kinds  of  things  —  those  .which  you  need  only  to  understand,  and 
those  which  you  need  also  to  imagine.  That  a  man  bought  nine  hundredweight  of 
hops  is  an  intelligible  idea  —  you  do  not  want  the  hops  delineated  or  the  man  described  ; 
that  he  went  into  society  suggests  an  inquiry  —  you  want  to  know  what  the  society 
was  like,  and  how  far  he  was  fitted  to  be  there."  —  Bagehot,  Literary  Studies, 
Vol.  ii,  p.  241.  2  Abbott,  Christianity  and  Social  Problems,  p.  136. 

3  See  above,  p.  76,  footnote. 

4  Coleridge's  word,  used  by  Matthew  Arnold. 


PROSE   DICTION— STANDARD   AND    OCCASIONAL.    113 

in  vocabulary,  and  can  on  occasion  carry  a  good  weight  of 
poetry  without  burden.1 

Note. —  How  prose  may  take  elements  of  poetic  diction,  and  on  what 
occasion,  will  come  up  for  more  detailed  discussion  in  the  next  chapter; 
see  under  Poetic  Diction  and  its  Interactions  with  Prose,  pp.  163-170, 
below. 

II. 

Prose  Arrangement  of  Words.  —  This  same  principle  of  utility, 
or  practical  effect,  pushed  forward  into  the  arrangement  of 
words,  identifies  itself  with  the  truth,  already  stated,  that 
prose  as  straightforward  discourse  does  not  depart  from  the 
natural  order  of  words.  Liberties  of  arrangement,  of  course, 
are  open  to  it,  as  great  perhaps  as  to  poetry ;  but  they  are 
taken  only  for  a  reason  which  makes  the  new  order,  however 
unusual,  for  the  time  being  the  natural  order. 

The  Rationale :  Directness  and  Emphasis.  —  The  practical 
object  that  dominates  the  order  of  a  sentence  is  to  steer  its 
thought  directly  and  without  dislocation  to  its  goal,  and  at 
the  same  time  to  put  each  word  and  clause  in  the  position 
where  they  will  emphasize  themselves  in  the  degree  commen- 
surate with  their  intrinsic  importance.  If  in  any  sentence 
this  reason  for  a  particular  arrangement  is  not  fairly  traceable, 
the  effect  is  either  crude  or  artificial ;  either  the  writer  does 
not  know  better,  or  he  is  indulging  some  fantastic  whim. 

Note. —  In  the  following  sentence  the  inverted  order  of  the  verbs  (the 
auxiliary  before  the  subject)  is  not  called  for  by  any  specially  impassioned 
character  of  the  thought ;  and  the  effect  is  simply  crudeness  :  "  Indeed,  in 
nearly  all  of  George  Eliot's  novels  can  we  trace  in  some  character  a  like- 
ness to  their  creator ;  in  Gwendolen  even  has  the  writer  infused,  perhaps 
unconsciously,  something  of  her  own  personality."  —  The  slang  exclamation 
"  Right  you  are!  "  current  a  few  years  ago,  owed  its  vogue  to  its  fantastic 
change  of  order  ;  there  is  no  other  reason  for  it. 

1  "  Prose  on  certain  occasions  can  bear  a  great  deal  of  poetry  ;  on  the  other  hand, 
poetry  sinks  and  swoons  under  a  moderate  weight  of  prose."  —  Landor. 


114  DICTION. 


In  poetry  the  exigencies  of  metre  often  necessitate  arbitrary 
changes  in  the  order  of  words.  Objects  are  put  before  verbs 
and  even  before  prepositions,  verbs  march  freely  before  their 
subjects,  and  many  other  inversions  equally  violent  pass  unchal- 
lenged, the  reader  mentally  translating  the  order  of  expression 
to  the  order  of  thought.  But  in  the  finest  poetic  artistry  even 
this  amount  of  license  is  a  suspect ;  and  the  problem  is  either 
to  keep  it  down  to  its  lowest  limits  or  to  justify  it  by  emphasis 
as  well  as  by  metre.  The  poems  whose  phrasing  seems  most 
monumental  and  inevitable  move  most  nearly  in  the  natural 
order.  In  prose  such  license  does  not  weigh  at  all ;  it  is  sim- 
ply turning  the  thought  without  reason  out  of  its  direct  line. 
Inversions  are,  indeed,  frequent  in  prose ;  it  is  perfectly  natu- 
ral to  transpose  words  and  clauses  into  almost  any  desired 
position  ;  but  the  change  is  made  for  one  or  both  of  two  ends  : 
to  throw  an  element  into  a  desired  stress  or  emphasis  ;  or  to 
group  related  ideas  together,  thus  securing  greater  continuity 
in  the  movement  of  the  thought  to  its  goal. 

Note.  —  In  the  well-known  hymn  of  Cowper's, 

"  God  moves  in  a  mysterious  way 
His  wonders  to  perform," 

the  second  line  has  to  be  inverted  for  no  other  reason  than  the  demands 
of  accent  and  metre  ;  such  inversion  would  not  be  admissible  in  prose.  To 
show,  however,  that  such  inversion  is  a  necessity,  by  no  means  a  requisite, 
of  poetry,  we  might  quote  Wordsworth's 

"  She  dwelt  among  the  untrodden  ways 
Beside  the  springs  of  Dove, 
A  maid  whom  there  was  none  to  praise 
And  very  few  to  love  "  ; 

in  the  three  stanzas  of  which  there  is  not  a  single  violation  of  what  would 
be  quite  admissible  prose  order. 

For  the  Rationale  of  Inversion,  see  below,  p.  276. 


How  Euphony  ranks  in  Prose.  —  Euphony  or  smoothness  of 
word   and  structure,   dependent  as  it   is   on  sound,   is  more 


PROSE   DICTION— STANDARD   AND    OCCASIONAL.    115 

generally  associated  with  poetry  than  with  prose ;  the  latter, 
on  its  standard  of  utility,  relying  for  all  its  processes  on  the 
requirements  of  the  idea.  The  question  of  agreeable  sound, 
then,  cannot  well  come  to  the  front  until  the  claims  of  direct- 
ness and  force,  with  all  their  practical  problems  of  unambiguous- 
ness and  stress,  are  satisfied.  Just  here  a  caution  is  needed, 
especially  on  the  part  of  young  writers.  Passages  that  in  the 
ardor  of  creation  they  compose  with  great  though  perhaps 
uneven  vigor  are  apt  to  seem  intolerably  rough  when  they 
look  them  over  in  a  more  critical  mood ;  and  so  in  revising 
they  are  liable  to  smooth  all  the  life  out  of  them.  Here  is  a 
case  where  smoothness  gets  the  whip  hand  ;  and  the  problem 
of  rhetorical  art  is  to  retain  the  life  and  vigor,  which  are  essen- 
tial to  the  proper  interpretative  mood,  and  at  the  same  time 
remove  so  much  of  the  roughness  as  imports  crude  lack  of 
skill. 

There  is  a  phase  of  euphony,  however,  which  plays  a  large 
part  in  prose.  It  is  that  conformity  of  sound  to  some  descrip- 
tive picture,  or  more  inwardly  to  some  sphere  of  ideas,  which 
is  shown  in  the  key  of  words.1  More  striking  still  in  poetry, 
this  plays  a  part  in  prose  all  the  more  artistic  because  it  has 
to  be  hidden  and  to  a  degree  unsuspected.  As  soon  as  such 
subtle  manipulation  of  phrase  sets  up  for  itself,  the  immediate 
effect  is  disenchantment ;  the  passage  seems  to  have  become 
effeminate.  Let  the  idea  dominate :  its  intrinsic  vigor,  its 
trenchancy,  its  rudeness,  even  its  imaginative  beauty ;  and  the 
resulting  smoothness  or  ruggedness  of  the  passage  justifies 
itself.     This  is  giving  euphony  its  proper  ancillary  place. 


III. 

Prose  Connection  of  Words.  —  As  the  quality  of  impressive- 
ness  or  force,  whether  of  passion  or  imagination,  dominates  in 

1  See  above,  p.  104  sq. 


116  DICTION. 

poetry,  so  the  dominant  and  indispensable  quality  of  prose, 
whatever  else  is  secured  or  sacrificed,  is  clearness ;  and  to  this 
end  its  texture  must  be  a  continuity,  wherein  all  the  relations 
of  part  to  part  are  plainly  recognized  and  marked.  It  is  in 
the  maintenance  of  this  clear  continuity  of  texture  that  the 
connection  of  words  assumes  an  importance  in  prose,  and  a 
fine  delicacy,  beyond  what  it  has  in  poetry. 

Joints  and  Bridges  in  the  Structure.  —  What  poetry  would 
often  be  free  to  omit,  or  leave  the  reader  to  supply,  prose  must 
be  more  scrupulous  to  express,  namely  the  subordinate  parts, 
the  particles  and  phrases  of  relation  which  define  the  turning- 
points  of  the  thought  and  which  make  the  transitions  from 
one  stage  or  phase  of  the  thought  to  another.  There  are  thus 
at  every  step  both  a  distinction  and  a  continuity  to  be  looked 
out  for :  the  successive  assertions  both  to  be  set  apart  from 
each  other  in  parallel  or  subordinate  or  contrasted  relation, 
and  at  the  same  time  joined  with  each  other  as  parts  of  one 
tissue  and  movement.  If  at  any  point  these  relations  are  not 
obvious,  or  not  natural,  the  effect  is  that  of  a  jolt  or  disloca- 
tion, and  not  infrequently  some  part  may  appear  in  false  light 
or  prominence. 

Note.  —  To  illustrate  how  much  and  what  kind  of  material  that  may  be 
absent  from  poetry  must  be  present  in  prose,  let  us  endeavor  to  express 
the  thought  of  the  following  stanza  from  Browning,  a  stanza  characterized 
by  great  condensation,  in  such  prose  as  by  the  ordinary  standard  will  be 
adequate  to  give  the  idea  its  requisite  fulness  :  — 

"  '  Why  from  the  world,'  Ferishtah  smiled,  '  should  thanks 
Go  to  this  work  of  mine  ?     If  worthy  praise, 

Praised  let  it  be  and  welcome :  as  verse  ranks, 
So  rate  my  verse :  if  good  therein  outweighs 
Aught  faulty  judged,  judge  justly  [    Justice  says : 

Be  just  to  fact,  or  blaming  or  approving : 

But  —  generous  ?     No,  nor  loving ! '"  1 

In  changing  this  to  prose,  we  must  occasionally  substitute  a  prose  word 
or  idiom,  or  a  prose  order,  for  the  poetic.     The  added  matter  is  put  in 

i  Browning,  Ferishtah  'j  Fancies,  xii. 


PROSE   DICTION—  STANDARD   AND    OCCASIONAL.    117 

brackets.  "  Why,"  [said]  Ferishtah  [with  a]  smile,  "  should  thanks  be 
rendered  by  the  world  for  this  work  of  mine  ?  If  [it  is]  worthy  [of]  praise, 
let  it  be  praised,  and  [the  praise  will  be]  welcome.  [Let  men  simply]  rate 
my  verse  as  verse  ranks.  If  [what  is]  good  in  it  outweighs  [what  is  ad-] 
judged  [to  be]  faulty,  [let  them  at  all  costs]  judge  justly.  Justice 
demands  [merely]  that  they  honestly  acknowledge  [whatever  is]  fact, 
whether  [in]  blame  or  [in]  approval ;  but  [that  they  should  be]  gener- 
ous ?  No;  [it  does  not  demand  that],  —  nor  [that  they  should  be]  lov- 
ing [either]." 

Here  it  will  be  seen  that  the  words  to  be  supplied  are  almost  exclusively 
particles,  —  that  is,  words  and  phrases  of  subordinate  rank  whose  business 
it  is  to  supply  the  joints  and  shadings  and  bridgings  of  the  thought. 

The  Symbolic  Element.  — Apart  from  this  distinction  between 
prose  diction  and  poetic  diction,  it  is  important  here  to  take 
note  of  the  two  classes  of  words  that  make  up  the  vocabulary 
of  every  language,  —  called  by  Professor  Earle  presentive 
and  symbolic  words.1  The  presentive  are  those  which  by 
themselves  present  a  definite  conception  to  the  mind  ;  such  are 
nouns,  verbs,  and  in  lower  degree  adjectives  and  adverbs. 
On  these  we  depend  for  the  body  and  substance  of  the 
thought.  The  symbolic  words  are  those  which  by  themselves 
contribute  nothing  to  the  thought,  except  as  symbols  of  some 
presentive  idea  or  of  some  relation  between  ideas ;  such  are 
pronouns,  articles,  prepositions,  conjunctions.  On  these  we 
depend  for  well-nigh  all  that  makes  the  thought  over  from  a 
loose  accretion  of  words  to  an  organism. 

It  is  evident,  then,  that  the  masterly  management  of  the 
symbolic  element  is  of  unspeakable  importance  in  the  literary 
art.  In  the  skilful  use  of  this  element  lies  the  secret  of  fine- 
ness and  flexibility  of  language.  Symbolic  words,  in  their 
endlessly  varied  offices  of  modifying,  repeating,  connecting, 
coloring  the  thought,  are  what  make  provision  "  for  the  lighter 
touches  of  expression,  the  vague  tints,  the  vanishing  points." 
Hence  it  is  mostly  by  these  that  we  estimate  the  efficiency  of 

1  Earle,  Philology  of  the  English  Tongue,  pp.  218  sqq. ;  English  Prose,  p.  60. 


118  DICTION. 

a  language  as  an  instrument  of  thought.  The  ancient  Greek 
language,  for  instance,  universally  accounted  the  most  flexible 
of  tongues  in  its  adaptability  to  all  intricacies  of  the  idea, 
holds  that  position  chiefly  by  virtue  of  its  fine  and  copious 
symbolic  element,  its  particles  of  relation  and  color. 

The  English  language,  from  its  lack  of  inflections,  must  be 
correspondingly  more  scrupulous  in  its  words  of  relation. 
The  syntax  becomes  more  complex  in  proportion  as  the 
etymology  is  more  simple  ;  and  thus  the  art  of  building  words 
together,  so  that  order,  relation,  and  modification  shall  be 
adequately  provided  for  and  managed,  is  that  which,  in  Eng- 
lish, makes  perhaps  the  most  strenuous  demands  on  the 
writer's  skill.  This  is  especially  true  of  prose  writing,  wherein 
clearness  is  the  paramount  consideration :  not  only  the  words 
chosen,  but  whatever  belongs  to  the  consecution  and  mutual 
dependencies  of  the  thought,  goes  to  give  complexity  and 
interest  to  the  problem.1 

II.     PROSE   DICTION   AS    DETERMINED   BY    OCCASION. 

Different  occasions  of  composition  engender  different  moods 
and  forms  of  expression  ;  this  is  especially  notable  between 
spoken  discourse  and  written.  While  a  general  body  of  stand- 
ard diction  underlies  both,  the  consciousness  of  the  object  in 
view  and  the  particular  occasion  of  utterance  give  natural  rise 
to  certain  ways  peculiar  to  each. 

i. 

The  Diction  of  Spoken  Discourse.  —  The  occasion  of  speaking, 
exemplified  most  typically  in  oratory,  as  also  the  occasion  of 

1  "  It  is  in  the  relation  of  sentences,  in  what  Horace  terms  their '  junctura]  that  the 
true  life  of  composition  resides.  The  mode  of  their  nexus,  —  the  way  in  which  one 
sentence  is  made  to  arise  out  of  another,  and  to  prepare  the  opening  for  a  third,  — 
this  is  the  great  loom  in  which  the  textile  process  of  the  moving  intellect  reveals 
itself  and  prospers." —  De  Quincey,  Essay  on  Language. 


PROSE   DICTION— STANDARD   AND   OCCASIONAL.    119 

writing  discourse  for  public  delivery,  gives  traits  of  its  own  to 
the  choice  of  words  and  to  the  general  character  and  coloring 
of  sentences,  which  need  here  to  be  noted. 

The  Nucleus  of  Literary  Prose.  —  The  standard  with  which 
all  prose  writing  begins  is  naturally  and  properly  conversa- 
tion, the  spoken  word.1  Fundamentally  literature  is  but  the 
means  devised  for  putting  speech  into  permanent  form,  so  that 
persons  beyond  the  range  of  the  voice  and  the  limits  of  the 
moment  may  profit  by  it.  Whatever  refinement  literature 
reaches,  therefore,  there  still  inheres  in  it  as  it  were  the  vibra- 
tion of  a  voice,  dictating,  as  a  sound  universal  rule,  to  write 
as  if  speaking.  That  is,  aim  at  the  directness,  the  simplicity 
of  structure,  the  buoyant  life,  that  belong  ideally  to  conversa- 
tion. If  too  great  departure  is  made  from  this  standard,  the 
style  becomes  either  over  stiff  or  over  dainty.  There  is  a 
limpidness  and  at  the  same  time  a  homely  sturdiness  in  word 
and  phrase,  which  cannot  so  well  be  imparted  as  by  writing 
with  the  presence  of  an  audience  in  mind,  and  with  constant 
thought  of  its  capacities,  its  interests,  its  needs.  This  it  is 
that  keeps  expression  near  enough  the  earth  for  practical 
comradeship.2 

In  the  evolution  of  literary  prose  from  conversation,  the 
first  step,  common  to  spoken  and  written  diction,  is  taken  by 
becoming  literary ;  it  has  reached  a  stage  of  dignity  and 
refinement  beyond  the  merely  colloquial.  In  so  doing  it  has 
discarded  what  is  merely  of  the  day :  the  slang,  the  cant 
phrase,  the  vulgar  smartness  of  the  street ;  and  whatever  rises 
from  lack  of  disciplined  thought :  the  halting  inaccuracy  and 
poverty  of  vocabulary,  the  bald  crudity  of  phrase,  and  the 
disjointed  chaotic  sentences  of  heedless  speech.  Its  words 
are  weighed,  sifted,  selected  ;    its    assertions  conscientiously 

1  "  Prose  is  the  literary  evolution  of  conversation,  as  Poetry  is  the  literary  evolu- 
tion of  singing."  —  EARLE,  English  Prose,  p.  171. 

adjustment  of  style  to  the  reader,  p.  21,  above. 


120  DICTION. 

faithful  in  emphasis  and  coloring  to  a  truth  ;  its  progress 
moulded  to  an  organic  plan  and  current.  This  is  true,  or 
ought  to  be  true,  of  the  most  extemporaneous  as  well  as  of  the 
most  premeditated  discourse  ;  it  inheres  with  the  primal  literary 
quality. 

The  truth  to  be  noted  here  is,  that  this  is  a  virtue  of  writ- 
ing imported  into  speech.  The  diction  of  spoken  discourse, 
in  its  evolution  to  the  literary,  profits  thus  by  written  diction. 
Here  is  a  point  where  many  public  speakers  have  failed,  or 
reached  only  a  mediocre  success :  they  have  neglected  the 
preliminary  discipline.  To  gain  control  over  public  speech, 
to  learn  to  express  himself  well  on  his  feet,  the  speaker  must 
both  be  constantly  watchful  over  his  everyday  conversation 
and  exercise  himself  much  in  writing.  Only  so  can  he  make 
his  tongue  obey  his  will. 

What  the  Occasion  accentuates.  — The  occasion  —  direct  appeal 
to  an  audience,  with  its  variety  of  minds  and  of  apprehending 
capacity — makes  some  characteristics  of  spoken  diction  imper- 
ative whose  claim  written  diction  does  not  feel,  and  at  the 
same  time  grants  some  liberties  denied  to  written  discourse. 
The  following,  indicated  in  a  general  way,  are  the  most  salient 
of  these. 

i.  The  speaker  must  make  his  meaning  intelligible  at 
once,  must  arrest  the  attention  and  arouse  the  interest  of  his 
audience  from  the  outset  of  his  discourse,  and  not  let  that 
attention  slip.  He  has  only  the  single  opportunity  to  make 
his  impression,  and  everything  must  contribute  to  utilizing 
that. 

To  this  end,  the  thought  must  be  massed  in  short  and  direct 
sentences  or  sentence  members,  with  plain  grammatical  struc- 
ture ;  the  points  of  emphasis  must  be  strongly  marked ;  and 
often  some  pointed  manner  of  expression,  such  as  antithesis, 
epigram,  strongly  balanced  clauses  and  phrases,  or  trope, 
may  be  employed  to  bring  the  thought  out  in  bold  relief. 


PROSE  DICTION— STANDARD  AND   OCCASIONAL.    121 

In  general,  spoken  diction  calls  for  the  more  overt  and  clearly 
marked  ways  of  expression. 

Note.  —  This  applies  in  a  notable  degree  to  the  particles  and  phrases  of 
relation,  which,  indeed,  supply  the  place  of  an  audible  punctuation  mark. 
Where,  for  instance,  a  written  passage  would  employ  the  colon,  spoken  dis- 
course must  often  use  "  namely  " ;  and  such  expressions  as  "  moreover," 
"  in  the  next  place,"  and  the  careful  enumeration  of  points  made  or  to  be 
made  are  much  more  numerous  and  much  more  necessary  in  spoken  than 
in  written  discourse. 

2.  The  matter  of  spoken  discourse  is  generally  such  thought 
as  needs  not  only  to  be  made  clear  to  the  mind  but  enforced 
in  motive  and  conduct ;  and  in  any  case  the  speaker  has  to 
contend  to  a  greater  or  less  degree  with  inert  or  wandering 
attention. 

In  consideration  of  these  facts  the  element  of  repetition  plays 
a  much  more  prominent  part  in  spoken  than  in  written  dic- 
tion. All  the  important  thoughts  have  to  reappear  not  once 
but  many  times,  according  to  their  importance  ;  they  must  be 
reiterated,  held  up  in  different  lights,  subjected  to  various 
illustrations  and  elucidations,  until  they  have  impressed  them- 
selves on  the  mind  of  every  hearer. 

Note.  —  Of  course  the  problem  is  to  repeat  without  seeming  to  repeat, 
to  keep  hammering  at  the  same  thought  in  such  a  way  as  to  pound  it  in, 
yet  not  make  it  a  monotonous  iteration  like  the  ding-dong  of  a  bell.  This 
important  matter  of  Repetition  is  touched  upon  in  various  places;  see 
especially  under  Shade  of  Meaning,  p.  47  above,  under  Organic  Processes, 
p.  302  below,  and  under  Amplification,  p.  465  below. 

3.  In  conversation,  from  which  public  spoken  discourse 
springs,  there  is  a  spontaneity,  an  extempore  current,  which 
public  speech  cannot  safely  forego.  It  will  not  do  to  let  the 
sense  of  literary  exertion  iron  it  down  into  flat  propriety  and 
regularity,  like  a  book ;  for  then  it  is  no  longer  speaking, 
but  a  recitation. 

Accordingly,  spoken  discourse  is  naturally  more  irregular, 


122  DICTION. 


in  structure  and  flow,  than  written.  Declarative  sentences 
are  interspersed  more  freely  with  exclamation  and  interroga- 
tion ;  trains  of  thought  are  sometimes  suggested  and  left  to 
the  hearer  to  finish ;  ellipsis  of  words  or  constructions  is 
indulged  in  when  the  hearer  can  be  trusted  to  supply  the  lack. 
All  this,  it  need  not  be  said,  does  not  happen ;  it  belongs  to 
speaking  as  an  art. 

Note.  —  The  overt  figures  of  emotion,  which,  as  mentioned  on  p.  102, 
there  is  a  tendency  nowadays  to  tone  down,  belong  more  naturally  to  spoken 
than  to  written  diction  ;  they  answer  to  the  more  emotional  and  vivid  nature 
of  conversation,  and  they  serve  to  bring  out  into  relief  effects  which  the 
allusive  figures  are  too  delicate  to  make  impressive  before  an  audience.  It 
is  a  phase  of  the  greater  overtness  and  pointedness  mentioned  under 
paragraph   1,  above. 

4.  The  vigor  and  vividness  of  conversation  show  themselves 
especially  in  the  degree  of  meaning  in  words  ;  there  is  a  natural 
tendency  to  use  expression  stronger  or  more  sweeping  than 
literal  sobriety  will  bear.1 

Public  spoken  discourse,  too,  obeys  the  same  tendency ;  not 
in  choosing  words  aside  from  the  meaning,  —  which  is  inexcus- 
able anywhere,  —  but  in  pitching  its  expression  in  a  more 
intense  key,  using  words  charged  with  a  more  absolute  or 
extreme  significance  than  can  be  brought  strictly  to  book. 
This  excess  of  vividness  easily  corrects  itself  in  the  occasion 
and  object;  so  that  when  the  natural  shrinkage  is  allowed  for, 
the  overstatement  is  not  an  over  effect. 

Note.  —  A  notable  example  of  this  oratorical  absoluteness  or  exaggera- 
tion occurs  in  the  Gospels,  where  Christ  says :  '<-He  that  cometh  after  me 
and  hateth  not  his  father  and  his  mother,"  etc.,  "he  cannot  be  my  disciple." 
Every  one  understands  that  this  does  not  enjoin  hatred :  it  simply  sets  in 
strong  light  the  supreme  claim  of  discipleship  and  allegiance  to  Christ,  as 
compared  with  any  other. 

Discourse  written  for  Public  Delivery.  —  Although  the  ideal  of 
spoken  discourse  is  that  its  expression  be  extemporaneous,  a 

1  See  above,  p.  50. 


PROSE   DICTION— STANDARD   AND    OCCASIONAL.    123 

large  proportion  of  such  discourse  is,  and  will  continue  to  be, 
written  and  then  read  or  recited  in  public.  With  some  literary 
tasks,  as  for  instance  public  lectures,  this  is  indeed  almost  a 
necessity ;  and  doubtless  the  temperament  and  habits  of 
thought  of  a  great  many  public  speakers  are  such  that  they 
can  represent  themselves  better  by  discourse  read  from  manu- 
script than  by  purely  extemporaneous  utterance. 

i.  The  difference  between  unpremeditated  utterance  and 
manuscript  discourse  is  a  difference  not  of  arbitrary  election 
merely  but  largely  demanded  by  subject-matter.  Where  the 
endeavor  is  merely  to  set  forth  a  plain  proposition,  with 
amplification  of  particulars,  figures,  anecdote,  all  the  resources 
of  expression  needed  can  ordinarily  be  trusted  to  the  inspira- 
tion of  the  moment.  Where,  on  the  other  hand,  the  logical 
structure  is  close,  the  discriminations  and  colorings  fine,  the 
issues  weighty,  it  is  an  advantage  to  commit  the  expression 
carefully  to  writing.  Something  therefore  depends,  for  the 
settlement  of  this  question,  on  the  kind  of  thinking  that  the 
orator  elects  to  do.  The  extempore  kind  is  of  course  entirely 
worthy ;  but  many,  committing  themselves  to  it  out  of  reluc- 
tance to  undergo  the  labor  of  pen  work,  simply  commit  them- 
selves thereby  to  thin  and  sloppy  habits  of  thought. 

2.  The  motive  for  writing  a  public  address  beforehand  is 
simply  conscientious  fidelity  to  a  deeply  felt  truth,  and  the 
overmastering  desire  to  put  it  in  such  words  as  the  speaker 
can  stand  by.  Many  are  the  indignant  denials  on  the  part  of 
public  speakers  who,  carried  away  by  the  ardor  of  debate  or 
interest,  overstate  their  case  or  say  what  they  do  not  mean. 
The  manuscript  speech  furnishes  a  means  of  keeping  within 
bounds.1 

3.  The  thing  most  necessary  to  be  remembered,  and  yet 

1  "  Do  not  think  that  I  am  speaking  under  excited  feeling,  or  in  any  exaggerated 
terms.  I  have  written  the  words  I  use,  that  1  may  know  what  I  say,  and  that  you, 
if  you  choose,  may  see  what  I  have  said." —  Kuskin,  Two  Paths,  p.  50. 


124  DICTION. 


oftenest  disregarded,  in  such  writing,  is  that  its  texture  is  pre- 
cisely that  of  spoken  discourse.  The  quiet  mood  of  the  writer 
in  his  study  must  give  way  to  the  impassioned  mood  of  the 
orator  in  the  presence  of  his  audience.  Sentences  must  be 
simple  and  pointed ;  the  distance  between  pauses  should  be 
short ;  the  articulations  of  the  thought  should  be  vigorously 
marked  ;  and  the  hearer  should  not  be  made  to  carry  a  burden 
of  thought  in  mind,  waiting  for  its  result  or  application.  The 
same  need  exists  for  repetition  and  amplitude  as  in  purely 
spoken  discourse.  The  irregularities  of  style,  and  the  exagger- 
ation due  to  intensity,  while  still  perceptible  and  spontaneous, 
are  naturally  somewhat  toned  down,  both  on  account  of  the 
subject-matter  which  this  discourse  generally  works  in,  and  by 
the  transmission  through  the  process  of  writing. 

Illustrations  of  Spoken  Diction.  —  Two  passages  are  here  adduced 
to  show  the  general  texture  of  spoken  diction  and  how  it  answers  its 
occasion. 

i.  The  first,  from  one  of  Cardinal  Newman's  sermons,  in  its  simplicity 
of  structure,  brevity  of  sentence  members,  and  skilful  repetition  and  ampli- 
fication of  thought,  well  illustrates  the  tissue  of  style  suitable  alike  to 
extempore  discourse  and  to  discourse  written  for  public  delivery :  — 

"  There  are  two  worlds,  '  the  visible  and  the  invisible,'  as  the  Creed 
speaks,  —  the  world  we  see,  and  the  world  we  do  not  see;  and  the  world 
which  we  do  not  see  as  really  exists  as  the  world  we  do  see.  It  really 
exists,  though  we  see  it  not.  The  world  that  we  see  we  know  to  exist, 
because  we  see  it.  We  have  but  to  lift  up  our  eyes  and  look  around  us, 
and  we  have  proof  of  it :  our  eyes  tell  us.  We  see  the  sun,  moon  and 
stars,  earth  and  sky,  hills  and  valleys,  woods  and  plains,  seas  and  rivers. 
And  again,  we  see  men,  and  the  works  of  men.  We  see  cities,  and  stately 
buildings,  and  their  inhabitants ;  men  running  to  and  fro,  and  busying 
themselves  to  provide  for  themselves  and  their  families,  or  to  accomplish 
great  designs,  or  for  the  very  business'  sake.  All  that  meets  our  eyes  forms 
one  world.  It  is  an  immense  world  ;  it  reaches  to  the  stars.  Thousands 
on  thousands  of  years  might  we  speed  up  the  sky,  and  though  we  were 
swifter  than  the  light  itself,  we  should  not  reach  them  all.  They  are  at 
distances  from  us  greater  than  any  that  is  assignable.  So  high,  so  wide, 
so  deep  is  the  world ;  and  yet  it  also  comes  near  and  close  to  us.  It  is 
everywhere  ;  and  it  seems  to  leave  no  room  for  any  other  world. 


PROSE   DICTION— STANDARD   AND    OCCASIONAL.    125 

"  And  yet  in  spite  of  this  universal  world  which  we  see,  there  is  another 
world,  quite  as  far-spreading,  quite  as  close  to  us,  and  more  wonderful ;  ' 
another  world  all  around  us,  though  we  see  it  not,  and  more  wonderful  than 
the  world  we  see,  for  this  reason  if  for  no  other,  that  we  do  not  see  it.  All 
around  us  are  numberless  objects,  coming  and  going,  watching,  working  or 
waiting,  which  we  see  not :  this  is  that  other  world,  which  the  eyes  reach 
not  unto,  but  faith  only." 1 

2.  The  second,  from  Charles  James  Fox,  illustrates  the  impetuous,  irreg-   , 
ular,  intensified  structure  of  extemporaneous  speech  :  — 

"  We  must  keep  Bonaparte  for  some  time  longer  at  war,  as  a  state  of 
probation.  Gracious  God,  sir  !  is  war  a  state  of  probation  ?  Is  peace  a 
rash  system  ?  Is  it  dangerous  for  nations  to  live  in  amity  with  each  other? 
Are  your  vigilance,  your  policy,  your  common  powers  of  observation,  to  be 
extinguished  by  putting  an  end  to  the  horrors  of  war  ?  Cannot  this  state 
of  probation  be  as  well  undergone  without  adding  to  the  catalogue  of 
human  sufferings?  'But  we  must  pause T  What!  must  the  bowels  of 
Great  Britain  be  torn  out  —  her  best  blood  be  spilled  —  her  treasure  wasted 
—  that  you  may  make  an  experiment  ?  Put  yourselves,  oh  !  that  you  would 
put  yourselves  in  the  field  of  battle,  and  learn  to  judge  of  the  sort  of  horrors 
that  you  excite  !  In  former  wars  a  man  might,  at  least,  have  some  feeling, 
some  interest,  that  served  to  balance  in  his  mind  the  impressions  which  a 
scene  of  carnage  and  of  death  must  inflict.  If  a  man  had  been  present  at 
the  battle  of  Blenheim,  for  instance,  and  had  inquired  the  motive  of  the 
battle,  there  was  not  a  soldier  engaged  who  could  not  have  satisfied  his 
curiosity,  and  even,  perhaps,  allayed  his  feelings.  They  were  fighting,  they 
knew,  to  repress  the  uncontrolled  ambition  of  the  Grand  Monarch.  But 
if  a  man  were  present  now  at  a  field  of  slaughter,  and  were  to  inquire  for 
what  they  were  fighting  — '  Fighting  ! '  would  be  the  answer  ;  '  they  are  not 
fighting ;  they  are  pausing.''  '  Why  is  that  man  expiring  ?  Why  is  that  other 
writhing  with  agony  ?  What  means  this  implacable  fury  ? '  The  answer 
must  be,  'You  are  quite  wrong,  sir,  you  deceive  yourself  —  they  are  not 
fighting  —  do  not  disturb  them  —  they  are  merely  pausing/  This  man  is 
not  expiring  with  agony  —  that  man  is  not  dead  —  he  is  only  pausing/ 
Lord  help  you,  sir!  they  are  not  angry  with  one  another;  they  have  now 
no  cause  of  quarrel;  but  their  country  thinks  that  there  should  be  a. pause. 
All  that  you  see,  sir,  is  nothing  like  fighting  —  there  is  no  harm,  nor  cruelty, 
nor  bloodshed  in  it  whatever:  it  is  nothing  more  than  a  political  pause  / 
merely  to  try  an  experiment  —  to  see  whether  Bonaparte  will  not 
behave  himself  better  than  heretofore;  and  in  the  meantime  we  have 
agreed  to  a  pause,  in  pure  friendship  ! '  And  is  this  the  way,  sir,  that  you 
1  Newman,  Parochial  and  Plain  Sermons,  Vol.  iv,  p.  200. 


126  DICTION. 


are  to  show  yourselves  the  advocates  of  order  ?  You  take  up  a  system 
calculated  to  uncivilize  the  world  —  to  destroy  order — to  trample  on 
religion  —  to  stifle  in  the  heart,  not  merely  the  generosity  of  noble  senti- 
ment, but  the  affections  of  social  nature ;  and  in  the  prosecution  of  this 
system,  you  spread  terror  and  devastation  all  around  you." 1 

It  will  be  noted  that  the  logical  structure  of  this  second  example,  which 
is  very  simple,  consists  mostly  in  ringing  changes  on  the  idea  of  pausing, 
and  in  supplying  such  descriptive  amplification  as  suggests  itself  to  an 
excited  mind  :  a  structure,  therefore,  well  adapted  to  the  purely  extempore. 

II. 

The  Diction  of  Written  Discourse. — As  has  been  intimated 
above,  writing  is  merely  the  permanent  form  given  to  what 
is  fundamentally  the  spoken  word.  Its  determining  motive 
therefore  is  permanence.  What  is  spoken  is  for  the  occasion ; 
what  is  written  is  for  all  occasions.  Further,  modern  times 
add  another  standard :  what  is  written,  that  is,  as  seriously 
meant  literature,  is  for  print.  The  marks  and  methods  of 
print  apply  also  to  the  manuscript ;  there  is  no  more  reason 
for  the  writer  to  neglect  the  conventional  signs  of  print,  or  to 
devise  methods  of  his  own,  than  there  is  for  him  to  translate 
oral  discourse  from  speaking  into  singing.  The  motive  of  per- 
manence, with  observance  of  the  standards  that  represent 
permanent  rather  than  temporary  expression,  is  to  govern  him. 

This  engenders  for  writing  a  dominating  mood  of  accuracy, — 
the  desire  to  get  the  expression  just  right,  beyond  the  need  of 
revision  or  correction.  Along  with  this  mood  goes  undeniably 
a  certain  sense  of  formalism  and  dignity,  different  in  degree 
according  to  the  undertaking,  from  a  descriptive  sketch  to  a 
state  document ;  a  mood  to  be  watched  and  corrected  by 
constant  recollection  of  the  primal  standard,  speech,  and  over- 
come in  favor  of  a  greater  approach  to  the  colloquial  accord- 
ing as  the  sense  of  formalism  tends  to  pass  into  the  stiff  and 

1  Charles  James  Fox,  Speech  on  Rejection  of  Bonaparte' 's  Overtures,  Select 
British  Eloquence,  p.  549.  It  is  this  edition  that  must  be  responsible  for  the 
punctuation. 


PROSE    DICTION— STANDARD   AND    OCCASIONAL.    127 

pedantic.  In  the  management  of  this  quality  is  scope  for  the 
writer's  skill  and  naturalness. 

Distinctions  from  Spoken  Discourse.  —  Three  general  charac- 
teristics may  here  be  given,  in  which  the  differences  between 
written  and  spoken  discourse  are  marked  enough  to  affect  the 
tissue  of  the  diction  :  — 

i.  The  prevailing  mood  of  accuracy  and  form  shows  itself 
in  the  somewhat  scrupulous  tone  of  statements.  The  words 
chosen  must  express  neither  more  nor  less  than  the  thought ; 
and  often  statements  are  guarded  and  qualified  in  order  to  be 
kept  safe  within  the  bounds  of  truth ;  for  the  writer  needs  to 
say  only  what  he  can  stand  by,  having  no  opportunity  of  oral 
explanation  or  correction. 

Note.  —  This  disposition  to  supply  saving  clauses  and  guarding  modi- 
fiers may  of  course  become  excessive.  It  is  softened  and  disguised  in  the 
lighter  forms  of  prose,  as  narrative  and  description ;  but  even  in  its  disguised 
form  an  actual  conscientiousness  for  the  exact  word  and  color  exists  and  is 
traceable. 

2.  Writing,  except  when  it  imitates  conversation,  discards 
the  contractions  of  unguarded  speech,  such  as,  do?i7t,  can't,  it 's 
for  it  is,  he  fs  for  he  is,  he  '11  for  he  will,  and  the  like ;  not  that 
these  lack  in  correctness  or  even  in  dignity,  but  they  connote 
a  mood  too  informal  for  written  literature.  It  also  supplies 
particles  where  conversation  is  freer  to  omit  them,  and  dis- 
cards many  of  the  elliptical,  inexact  phrases  used  in  speech. 

Note.  —  In  discourse  written  for  public  delivery,  as,  for  instance,  one 
of  Professor  Huxley's  lectures,  the  conversational  contractions  are  often 
retained  in  the  printed  edition,  serving  to  limber  up  the  somewhat  abstruse 
subject-matter  of  science,  and  keep  the  style  within  hailing  distance  of 
conversation. 

3.  Writing  is  less  varied  in  construction,  and  at  the  same 
time  more  complex,  than  speech.  Less  varied,  because  it 
must  keep,  for  the  most  part,  to  one  tone  of  discourse  ;  it  has 
not  the  impassioned  occasion  of  speech  ;  hence  interrogation, 


128  DICTION. 

exclamation,  and  other  means  of  variety  and  vividness,  instead 
of  belonging  to  the  genius  of  the  style,  are  reserved  for  an 
occasional  touch.  More  complex,  because  suspensive  structure, 
long  sentences  and  sentence-members,  and  involved  modifica- 
tions of  the  thought  can  be  more  safely  employed,  since  the 
written  or  printed  page  is  there,  to  be  studied  at  leisure. 

Note.  —  The  following  sentence,  in  its  complex  structure  and  the  length 
between  joints,  is  an  extreme  of  what  is  admissible  in  writing,  and  far 
beyond  what  is  natural  to  a  spoken  utterance:  — 

"  On  her  first  arrival  in  Leicester,  in  a  milieu,  that  is  to  say,  where  at 
the  time  '  Gavroche,'  as  M.  Renan  calls  him — the  street  philosopher  who 
is  no  less  certain  and  no  more  rational  than  the  street  preacher  —  reigned 
supreme,  where  her  Secularist  father  and  his  associates,  hot-headed  and 
early  representatives  of  a  phase  of  thought  which  has  since  then  found 
much  abler,  though  hardly  less  virulent,  expression  in  such  a  paper,  say, 
as  the  '  National  Reformer,'  were  for  ever  rending  and  trampling  on  all  the 
current  religious  images  and  ideas,  Dora  shrank  into  herself   more  and 


Mechanical  Aids  to  "Written  Diction.  —  One  reason  why  spoken 
diction  may  be  left  less  finished  is  that  the  speaker  conveys 
his  meaning  not  only  by  words  but  by  gesture,  expression 
of  countenance,  modulation  of  voice.  All  these  written  dis- 
course must  forego  ;  but  all  these,  so  far  as  they  are  neces- 
sary to  the  thought,  must  be  in  some  way  represented.  This 
demand  gives  rise  to  certain  signs  and  marks  of  relation 
which,  as  they  do  not  affect  the  articulation  of  the  sentence,2 
but  merely  modify  the  stress  and  current  of  the  style,  need 
here  to  be  mentioned. 

i.    For  increasing  the  stress  of  a  word  or  clause  the  accepted 

1  Mrs.  Ward,  David  Grieve,  p.  165. 

2  Printers'  marks  are  of  various  orders.  Some,  as  capitals,  apostrophe,  and  elision 
mark,  diaeresis,  hyphen,  and  quotation-marks,  belong  to  grammar  ;  they  are  no  more 
a  part  of  rhetoric  than  is  spelling.  Others,  used  for  modifying  the  stress  or  coloring 
of  a  passage,  belong  to  written  diction,  and  are  discussed  here.  Still  others,  the 
distinctive  marks  of  punctuation,  belong  to  the  composition  or  articulation  of  the 
sentence,  and  will  be  found  discussed  in  the  chapter  on  The  Sentence,  pp.  325-334, 
below. 


PROSE   DICTION—  STANDARD   AND    OCCASIONAL.    129 

means  is  the  use  of  italics,  represented  in  manuscript  by 
underlining.  The  custom  of  italicizing  for  emphasis  is  on 
the  decrease,  partly  for  the  same  reason  that  applies  to  excla- 
mation,1 namely,  the  prevalent  tendency  to  subdue  the  signs 
of  emotion,  and  partly  because  the  skilful  placing  of  words  is 
more  relied  onto  make  important  elements  stress  themselves. 
The  effectiveness  of  an  italicized  passage  depends  largely  on 
its  infrequency  ;  the  device  is  to  be  employed  only  for  the 
exceptional  occasions  when  the  utmost  advantage  of  position 
fails  to  give  the  word  stress  enough.2  A  means  of  increasing 
distinction,  more  used  by  English  writers  than  by  American, 
is  the  occasional  employment  of  a  capital  to  begin  a  word 
not  a  proper  name  nor  personified,  solely  to  mark  it  as  a  car- 
dinal word  in  the  passage.  In  this  usage  personal  idiosyn- 
crasy plays  some  part ;  Carlyle,  for  instance,  employed  this 
device  incessantly. 

Examples.  —  i.  Of  Italic.  In  the  following  sentence  the  first  use  of 
italics  is  for  stress,  the  second  to  mark  non-English  words,  as  noted  above, 
p.  59  :  "  His  various  and  exotic  knowledge,  complete  although  unready 
sympathies,  and  fine,  full,  discriminative  flow  of  language,  fit  him  out  to 
be  the  best  of  talkers ;  so  perhaps  he  is  with  some,  not  quite  with  me  — 
froxime  accessit,  I  should  say."  3 

2.  For  diminishing  or  otherwise  shading  the  stress  of  a 
word  or  clause,  several  marks  are  used. — The  marks  of 
parenthesis  ()  are  used  to  inclose  a  subordinate  phrase  used 
for  elucidation.     This  phrase  occupies  a  plane  of  its  own,  and 

1  See  above,  pp.  96,  102. 

2  It  will  be  recalled  how  Thackeray  uses  italicizing  as  a  sign  of  vulgarity  or  lack 
of  culture,  in  the  letters  that  he  makes  some  of  his  characters  write  ;  see,  for  instance, 
Henry  Esmond,  p.  317.  Hawthorne,  it  is  said,  detested  the  employment  of  italics 
for  stress ;  a  feeling  that  we  can  well  understand  from  the  perfect  poise  and  sanity  of 

itences,  —  they  do  not  need  it. 

I  1  Vinson,  Memories  and  Portraits,  p.  277.  In  tins  whole  volume,  though 
>n  employs  italics  more  freely  than  is  usually  done  for  foreign  words,  titles  of 
books,  and  quoted  1  onversation,  I  can  find  no  more  than  three  or  four  clear  cases  of 
Italicizing  for  stress. 


130  DICTION. 

is  read  aloud  with  an  attenuated  tone  of  voice.  As  paren- 
thesis is  an  interruption,  the  rule  is  to  make  it  as  short  and 
light  as  possible ;  it  is  poor  form  to  make  a  parenthesis  out- 
weigh the  main  assertion,  or  draw  away  attention  from  it.  — 
Parenthesis  is  less  used  than  formerly,  its  place  being  largely 
taken  by  the  double  dash,  that  is,  a  dash  at  each  end  of  a 
clause  or  phrase,  inclosing  it  much  as  do  marks  of  paren- 
thesis. The  inclosed  matter  is  in  fact  a  minor  parenthesis, 
that  is,  used  for  a  lighter  touch  and  less  of  an  interruption 
to  the  course  of  the  sentence  than  the  old-fashioned  paren- 
thesis, —  a  sign,  perhaps,  of  the  more  buoyant  and  delicately 
balanced  diction  that  marks  present  artistry  in  prose.  —  As 
the  double  dash,  like  the  parenthesis,  marks  the  lowering  of 
the  plane  and  then  the  return  to  the  former  level,  the  single 
dash  marks  a  similar  sinking  without  return.  It  is  used  to 
set  off  sometimes  a  restatement  with  variation  of  form,  some- 
times a  sly  comment  by  way  of  surprise.  The  use  of  the  dash 
may  easily  become  a  disagreeable  mannerism,  producing  a 
kind  of  jaunty,  skittish  effect. 

Examples.  —  i.  Parenthesis.  "It  is  remarkable  that  this  Evangelist 
(said  to  be  anti-Jewish)  has  alone  recorded  our  Lord's  attendance  at  these 
feasts,  and  has  used  them  as  landmarks  to  divide  the  history." 1 

2.  Double  Dash.  "  I  have  seen  some  Olivias  —  and  those  very  sensible 
actresses  too  —  who  in  these  interlocutions  have  seemed  to  set  their  wits 
at  the  jester,  and  to  vie  conceits  with  him  in  downright  emulation."  2 

3.  The  Single  Dash.  For  varied  restatement :  "  Philosophy  may  throw 
doubt  upon  such  yearning,  science  may  call  it  a  dream ;  but  there  is  in 
humanity  what  is  above  and  beyond  science  —  the  language  of  the  heart, 
whose  voice  speaks  in  tones  which  echo  through  eternity."  3  —  For  surprise  : 
"  All  this  is  excellent —  upon  paper.  Unfortunately,  we  have  always  had  a 
very  efficient  army  upon  paper,"  etc.4 

1  Salmon,  Introduction,  New  Testament,  p.  318. 

2  Lamb,  Essays  of  Elia,  On  some  of  the  old  Actors. 
8  Davidson,  The  Doctrine  of  Last  Things,  p.  130. 

4  The  London  Times,  March  12,  1889.  In  writing  this  paragraph,  and  in  adopt- 
ing the  quotations,  use  has  been  made  of  Earle,  English  Prose,  pp.  103-109. 


PROSE   DICTION— STANDARD   AND    OCCASIONAL.    131 

3.  For  securing  differences  in  distinction  and  movement, 
the  ordinary  marks  of  punctuation  are  intensified  or  attenu- 
ated, commas  raised  to  semicolons  and  vice  versa,  thus  retard- 
ing or  accelerating  the  current  according  to  the  sense  to  be 
conveyed.  In  a  sentence  of  subordinate  or  parenthetical 
significance,  punctuation  is  dispensed  with  or  reduced  to  its 
lightest  possible,  in  order  that  the  thought  may  be  rapidly 
traversed  ;  in  a  sentence  of  much  importance  every  phrase  may 
be  set  off  by  commas,  or  what  would  naturally  require  a  comma 
may  take  a  semicolon,  in  order  that  each  detail  may  secure 
its  due  attention.  It  is  thus  that  a  strong  individuality 
may  be  given  to  punctuation,  so  that  it  ceases  to  be  merely 
mechanical  and  becomes  an  instrument  of  interpretation  and 
shading. 

Examples.  —  Compare  the  following  two  sentences  from  Huxley.  In 
the  first  he  wTishes  to  make  every  detail  prominent :  "  Anything  which  pro- 
fesses to  call  itself  education  must  be  tried  by  this  standard,  and  if  it  fails 
to  stand  the  test,  I  will  not  call  it  education,  whatever  may  be  the  force  of 
authority,  or  of  numbers,  upon  the  other  side."  In  the  second  he  attenu- 
ates the  punctuation  of  the  parenthesis,  striking  out  the  comma  that  would 
naturally  come  in  the  middle:  "The  object  of  what  wTe  commonly  call 
education  —  that  education  in  which  man  intervenes  and  which  I  shall  dis- 
tinguish as  artificial  education  —  is  to  make  good  these  defects  in  Nature's 
methods ;  to  prepare  the  child  to  receive  Nature's  education,  neither  inca- 
pably nor  ignorantly,  nor  with  wilful  disobedience ;  and  to  understand  the 
preliminary  symptoms  of  her  displeasure,  without  waiting  for  the  box  on 
the  ear." i  In  the  part  after  the  double  dash  the  punctuation  is  very  full : 
commas  supplied  at  each  small  pause,  and  semicolons  setting  off  phrases 
that  some  would  mark  with  commas.  This  intensifying  of  the  comma 
into  the  semicolon  is  very  noteworthy  in  the  following :  "  Some  earlier  and 
fainter  recollections  the  child  had  of  a  different  country;  and  a  town  with 
tall  white  houses ;  and  a  ship."  2  It  is  evidently  the  writer's  intention  to 
make  his  reader  stop  and  consider  every  detail. 

1  Huxley,  Lay  Sermons,  Addresses  and  Reviews,  pp.  32,  34. 

2  Thackkray,  Henry  Esmond,  p.  19. 


132  DICTION. 


III. 

Manufactured  Diction.  —  There  remain  to  be  noted  some 
such  special  types  as  antique  diction,  foreigner's  English,  and 
dialect.  All  these  are  grouped  under  the  head  of  manufac- 
tured diction  because  the  composing  of  them  has  necessarily 
to  be  a  tour  deforce,  a  made  product,  like  speaking  in  a  for- 
eign language.  The  thinking  is  done  in  the  writer's  own 
tongue,  and  then  translated  into  a  medium  more  or  less  alien 
according  to  the  less  or  greater  thoroughness  of  his  ante- 
cedent training. 

The  Preliminary  Discipline.  —  It  is  important,  therefore,  to 
insist  at  the  outset  upon  thorough  preparation  for  this  kind 
of  writing ;  it  must  be  the  work  of  an  expert,  eliminating 
entirely  the  flavor  of  the  manufactured  article,  and  sounding 
like  the  spontaneous  utterance  of  one  to  the  manner  born. 
A  foreign  language  is  mastered  in  its  delicacy  only  in  the 
country  where  it  is  native ;  otherwhere  it  cannot  get  beyond 
the  "scole  of  Stratford-atte-Bowe."  *  Just  so  it  is  with  these 
exotic  kinds  of  diction.  To  an  extent  their  words  and  turns 
of  expression  may  be  picked  up,  as  it  were,  from  the  flotsam 
lying  around  loose  ;  but  the  real  flavor  comes  only  from  long 
conversance,  until  thinking  in  that  medium  is  the  primary 
process.  Used  mostly  for  lighter  purposes,  for  playfulness  or 
humor,  such  diction  exacts  a  discipline  and  special  scholar- 
ship eminently  serious  and  strenuous. 

Note.  —  One  of  the  most  celebrated  instances  of  success  in  an  alien 
diction  is  found  in  Thackeray's  Henry  Esmond,  which  not  only  recounts  a 
story,  but  reproduces  the  manner,  of  speech  of  Queen  Anne's  time;  and 
the  enormous  pains  taken  in  preparation  for  the  writing  of  it,  in  reading 
the  literature  of  that  period  for  years,  until  the  writer's  mind  was  saturated 
with  its  colorings  and  ways  of  thinking,  is  a  matter  of  record. 

The  Usage  portrayed.  —  What  makes  all  this  preliminary  train- 
ing imperative  is  of  course  the  demand  of  utter  faithfulness 

1  Chaucer's  expression ;  see  Canterbury  Tales,  Prologue,  1.  125. 


PROSE  DICTION— STANDARD   AND   OCCASIONAL.    133 

to  the  usages  of  the  diction  adopted.  No  amount  of  literary 
deftness  can  dispense  with  this,  any  more  than  a  story  or  essay 
can  dispense  with  correct  grammar ;  it  is  fundamental. 

A  word  of  remark  may  here  be  given  about  each  kind  of 
diction  named  above. 

i.  The  antique  comes  from  the  study  of  some  past  usage 
or  period  of  literary  expression,  like  that  of  Malory's  Morte 
Darthur,  for  instance,  or  the  Bible.  To  be  kept  free  from 
lapses  of  consistency  requires  not  only  the  literary  spirit 
which  can  move  at  home  in  past  habits  of  thought  and 
phrase  but  the  sound  philological  knowledge  which  can  sepa- 
rate the  strata  of  usage  peculiar  to  the  different  ages  and 
follow  the  analogies  of  form,  derivation,  and  the  like,  charac- 
teristic of  each  period.  Working  in  the  antique  is  cheapened 
and  vulgarized  by  the  throwing  about  of  catchwords  like 
whilom,  quoth,  in  sooth,  yclept ;  such  relics  of  the  "by  my  hali- 
dome  "  period  of  writing  are  nowadays  beneath  the  dignity 
even  of  humor ;  and  this  because  the  real  proficiency  is  felt 
to  be  more  a  matter  of  flavor  and  texture  than  of  single  hard- 
used  words.  Imitation  of  biblical  diction,  inasmuch  as  the 
Bible  is  always  with  us  a  sacred  possession,  is  hazardous,  not 
to  say  a  foregone  failure,  because  if  applied  to  thought  less 
serious  than  that  of  Scripture  it  is  necessarily  a  parody  of 
what  is  most  venerated,  while  if  applied  to  solemn  thought  it 
runs  the  risk  of  being  either  artificial  —  which  defeats  its  end 
—  or  goody-goody. 

Note. — The  peril  of  an  assumed  diction  of  a  past  period  arises  from 
the  fact  that  a  very  small  slip  will  betray  the  manufacture  and  destroy  the 
illusion.  It  will  be  remembered  how  Lowell  pointed  out  to  Thackeray  the 
modern  provincialism  "different  to"  in  Henry  Esmond;  and  how  Ignatius 
Donnelly's  Baconian  cipher  was  discredited  by  the  occurrence  therein  of 
the  modern  split  infinitive. 

2.  The  composition  of  foreigner's  English  —  that  is,  of 
the  lame  articulation  and  uncouth  idiom  adopted  by  persons, 


134  DICTION. 

especially  uneducated  persons,  to  whom  a  foreign  language  is 
native  —  may,  in  the  language  of  fire  insurance,  be  marked 
"extra-hazardous."  The  conversance  required  is  that  of  one 
who  is  able  to  think  at  first  hand  in  the  foreign  tongue,  and 
who  from  this  ability  as  a  centre  can  look  out  through  the 
peculiarities  and  limitations  of  articulation,  the  idioms,  the 
general  spirit  of  the  language  portrayed.  There  is  not  only  a 
changed  set  of  words  in  question,  but  a  different  approach  to 
thought ;  an  American  joke  translated  into  German  or  German 
English  would  not  be  at  all  like  German  humor.  The  hardest 
yet  the  most  indispensable  thing  in  the  representation  of  for- 
eigner's English  is  suffusing  the  whole  tissue  of  the  diction  with 
the  foreigner's  natural  mood.  If  this  cannot  be  done,  the 
foreign  English  is  merely  an  empty  shell  of  expression. 

3.  The  same  remarks  apply  to  the  writing  of  dialect,  and 
a  like  conversance  is  required ;  for  this  reason  it  is  that 
novelists  laying  their  scenes  in  a  certain  district  take  the 
pains  of  a  long  sojourn  and  acquaintance  to  work  up  what  is 
called  "  local  color,"  and  still  better  it  is  when,  as  in  the  case 
of  George  W.  Cable  and  Ian  Maclaren,  a  lifetime  has  been 
spent  in  contact  with  the  people  and  the  dialect  portrayed. 
The  mastery  of  a  dialect  comes  from  a  systematic  and  sym- 
pathetic study  of  provincialisms,  colloquial  peculiarities,  and 
traits  of  articulation ;  in  this  way  a  language  is  worked  up 
which  can  be  traced  in  its  entirety  to  no  one  person,  perhaps, 
but  which  in  general  represents  the  usage  of  a  whole  region. 

The  Literary  Shaping.  —  To  say  that  the  writer,  in  compos- 
ing the  foregoing  kinds  of  diction,  must  be  faithful  to  the 
usage  portrayed  is  to  give  only  half  his  tas'k.  All  these  have 
to  undergo  a  process  of  toning-down  and  modification  ;  on 
the  crude  usage  adopted  there  is  superinduced  a  literary  shap- 
ing, by  which  they  are  freed  from  what  is  unintelligible  or 
estranging  and  adapted  to  present  readers.  This  in  two 
ways.     In  the  first  place  the  diction  in  question  is  carefully 


PROSE   DICTION— STANDARD   AND   OCCASIONAL.    135 

moulded  to  self-consistency ;  it  obeys  its  analogies  and  con- 
gruities,  its  laws  of  formation  and  taste,  like  a  vernacular. 
Secondly,  it  is  not  carried  to  extreme.  If  a  manufactured  usage 
were  absolutely  true  to  the  actual,  reproducing  all  the  pecul- 
iarities accessible,  it  would  be  neither  pleasing  nor  artistic 
nor  intelligible :  the  writer  would  simply  be  wallowing  in  dia- 
lect, as  if  that  were  his  end.  The  value  of  these  usages  is 
merely  as  a  flavor,1  a  means  of  coloring  thought  and  giving 
some  characteristic  human  quality.  Accordingly,  the  literary 
shaping  or  workmanship  leaves  the  usage  just  enough  accen- 
tuated to  suggest  the  desired  flavor,  while  it  leaves  the  senti- 
ment of  the  thought  unimpeded.  There  is  a  delicacy  about 
it,  a  refinement,  which  counteracts  the  native  vulgarity  or 
uncouthness :  it  is  like  displaying  jewels  in  the  rough,  or  like 
nature's  noblemen  expressing  the  sentiments  of  the  court  in 
the  tongue  of  the  multitude.  Any  such  manufactured  dic- 
tion, after  all,  is  merely  a  means,  not  an  end ;  the  moment  it 
is  employed  for  its  own  sake,  or  in  greater  degree  than  is 
necessary  for  its  end,  it  becomes  unreal  and  tawdry. 

III.     MAINTENANCE   OF   THE   TONE    OF   DISCOURSE. 

This  is  an  important  matter,  a  general  summing-up  of 
artistic  prose  diction,  which  calls  for  the  alert  and  cultivated 
literary  sense. 

i.  To  merit  the  name  of  diction,  to  presume  on  the  suf- 
frage of  a  reader,  the  style  must  not  content  itself  to  be  abso- 
lutely raw  and  pedestrian,  however  correct ;  it  must  possess  a 
dignity  and  distinction  which  will  evince  at  least  the  writer's 
desire  to  please.  The  literary  endeavor  in  itself  produces  a 
certain  elevation  of  tone,  a  table-land  of  expression  below 
which  the   conscientious  writer  will   be  careful   not   to   fall.2 

1  See  I'.ii    .  Talks  on  Writing  English,  pp.  245-250. 

2  "  Hut,  whatever  becomes  of  details,  the  general  requisite  is  that  there  must  be 
something  of  elevation.     There  is  a  certain  distinction  of  manner  which  cannot  be 


136  DICTION. 

This  noblesse  oblige  operates  to  prune  away  negligences,  to 
make  each  phrase  full  and  rounded,  to  induce  a  play  of 
imagination  and  apt  choice  and  urbanity  which  will  make  the 
reader  aware  at  every  moment  that  the  writer  values  his  good 
will.  Thus  in  every  well-meant  discourse  the  key  of  words, 
as  compared  with  colloquialism  or  dead  reportage,  will  be 
high,  will  be  mindfully  self-consistent,  will  be  watchful  not  to 
flat  the  note.1 

Examples  of  Untuned  Prose.  —  As  an  illustration  of  lack  of  tone 
and  distinction,  with  a  criticism  upon  it,  the  following  is  quoted  by  Pro- 
fessor Earle  from  the  Saturday  Review :  — 

"  Notwithstanding  the  praise  heaped  upon  them  by  Mr.  Laing,  these 
Sagas  cannot  be  called  a  model  of  historical  writing.  Although  occasion- 
ally picturesque  and  incisive,  the  style  is,  on  the  whole,  bald  in  the  extreme. 
Here  is  a  specimen,  taken  absolutely  at  random,  which  sets  out  the  history 
of  a  certain  Halfdan  :  '  Half  dan  was  the  name  of  King  Eystein's  son  who 
succeeded  him.  He  was  called  Halfdan  the  Mild,  but  the  Bad  Entertainer 
—  that  is  to  say,  he  was  reported  to  be  generous,  and  to  give  his  men  as 
much  gold  as  other  men  gave  of  silver,  but  he  starved  them  in  their  diet. 
He  was  a  good  warrior,  who  had  been  long  in  Viking  cruises,  and  had 
collected  great  property.  He  was  married  to  Hlif,  a  daughter  of  King 
Vestmara.  Holtar,  in  Vestfold,  was  his  chief  house,  and  he  died  there  on 
a  bed  of  sickness,  and  was  buried  at  Borro  under  a  mound.'  This  kind  of 
writing,  although  it  has  the  merit  of  simplicity,  when  followed  over  an 
expanse  of  fourteen  hundred  pages,  ends  by  confusing  the  mind." 

2.  In  addition  to  this  elevation  incumbent  upon  all,  every 
literary  work  strikes  a  certain  keynote,  elevated  or  colloquial 
or  humorous  or  graceful ;  and  while  it  is  often  an  elegance 

defined,  and  yet  is  felt.  It  is  a  blending  of  modesty  and  dignity.  It  is  the  difference 
between  presentable  and  unpresentable.  Literary  diction  must  not  wear  an  appear- 
ance of  slackness  or  negligence,  it  must  not  be  in  undress ;  —  it  must  not  ignore  the 
presence  of  the  public  before  whom  it  appears.  Without  incorrectness  or  the  break- 
ing of  any  rule,  a  sentence  may  betray  a  want  of  something,  we  can  hardly  say  what, 
which  makes  it  unsatisfactory,  we  can  hardly  say  why.  This  is  the  defect  which  is 
vaguely  characterized  as  'bald.'"  —  Earle,  English  Prose,  p.  173. 

1  The  key  of  words,  as  related  to  connotation  and  emotional  congruity,  has  already 
been  discussed;  see  above,  p.  104. 


PROSE   DICTION— STANDARD   AND   OCCASIONAL.    137 

and  advantage  to  rise  on  occasion  into  a  higher  strain,  it  is 
unfortunate  to  fall  unadvisedly  below  the  level  adopted. 

This  is  most  noticeable  when  prosaic  words  and  turns  of 
expression  creep  into  poetry.  While  prose,  especially  on  im- 
passioned or  exalted  occasions,  may  easily  rise  into  the  poetic,1 
as  soon  as  poetry  sinks,  by  as  much  as  a  single  phrase,  to  the 
level  of  prose,  the  disenchanting  effect  is  felt  at  once. 

Example.  —  In  the  following  stanza  of  poetry,  none  of  which  indeed  is 
keyed  very  high,  the  prosaic  tone  and  movement  of  the  bracketed  lines,  as 
compared  with  the  rest,  are  plainly  felt :  — 

"  So,  from  the  sunshine  and  the  green  of  love, 

We  enter  on  our  story's  darker  part ; 
[And,  though  the  horror  of  it  well  may  move 

An  impulse  of  repugnance  in  the  heart, 
Yet  let  us  think,]  that,  as  there 's  naught  above 

The  all-embracing  atmosphere  of  Art, 
So  also  there  is  naught  that  falls  below 
Her  generous  reach,  though  grimed  with  guilt  and  woe."  2 

The  fact  that  the  vocabulary  is  in  strata,  lower  and  higher, 
and  that  the  congruous  level  must  be  maintained,  is  apparent 
when  a  slang  or  colloquial  expression  creeps  inadvertently  into 
a  severe  discourse,  or  when  a  very  commonplace  thing  is  said 
in  a  solemn  way  or  vice  versa ;  it  makes  the  literary  sense  at 
once  aware  of  the  claims  of  tone,  of  taste,  of  keeping. 

Example.  —  In  the  following  passage  the  objection  to  the  italicized 
words  is  not  that  they  are  incorrect,  but  that  they  flat  the  note :  "  The 
task  was  indeed  mighty,  but  Luther  was  a  giant  among  men.  Nor  was  his 
fatherland  entirely  out  of  sorts.  The  life-lessons  of  Wyckliffe  and  Huss 
had  not  been  lost."3 

A  few  years  ago  a  very  amusing  little  biography,  written  in  English  by 
a  native  Hindostanee,  was  published  in  Calcutta ;  and  the  most  ludicrous 
faults  in  its  style  were  owing  to  the  fact  that  the  writer,  having  obtained 
all  his  words  from  a  dictionary,  had  no  sense  of  the  difference  of  tone 
and  spirit  in  different  expressions.     Words,  idioms,  proverbial  expressions 

1  See  above,  p.  113,  footnote,  and  the  chapter  on  Poetic  Diction  below. 

2  Lowell,  A  Legend  of  Brittany.  8  From  a  student  essay. 


138  DICTION. 


belonging  to  the  most  curiously  discordant  strata  of  thought  were  jumbled 
together.  The  following  sentences  will  illustrate  this  :  "  His  first  business, 
on  making  an  income,  was  to  extricate  his  family  from  the  difficulties  in 
which  it  had  been  lately  enwrapped,  and  to  restore  happiness  and  sunshine 
to  those  sweet  and  well-beloved  faces  on  which  he  had  not  seen  the  soft 
and  fascinating  beams  of  a  simper  for  many  a  grim-visaged  year."  "  It 
was  all  along  the  case,  and  it  is  so  up  to  this  time  with  the  Lieutenant 
Governors,  to  give  seats  to  non-professional  men  (who  are  or  were  as  if 
cocks  of  the  roost,  or  in  other  words,  Natives  of  high  social  status)  in  the 
Council."  "  He  then  came  in  his  chamber  to  take  his  wonted  tiffin,  and 
felt  a  slight  headache,  which  gradually  aggravated  and  became  so  uncon- 
trollable that  he  felt  like  a  toad  under  a  harrow."  I 

It  is  one  of  the  privileges  of  humor  or  of  satire  to  lower 
the  key  intentionally,  in  some  word  or  passage,  thus  by  the 
connotation  furnished  by  a  different  association  infusing  a 
passing  shade  of  emotion  —  ridicule  or  contempt  —  into  the 
idea  conveyed.  This  is  one  of  the  refinements  of  litera- 
ture, pleasing  according  to  the  good  taste  with  which  it  is 
employed. 

Example.  —  In  the  following  sentence  the  writer's  contempt  is  conveyed 
simply  by  choosing  words  out  of  a  more  rudimentary  and  sordid  sphere  of 
ideas  than  that  in  which  the  account  would  naturally  move :  "  George  III., 
who  took  a  deep  personal  interest  in  the  war,  which,  consciously  or  uncon- 
sciously, he  felt  to  be  the  test  of  his  schemes  and  the  trial  of  his  power, 
set  his  agents  running  over  Europe  to  buy  soldiers  from  anybody  who  had 
men  to  sell""1 

This  matter  has  already  been  discussed  to  some  extent  under  the  Key  of 
Words;  see  above,  p.  104. 

1  Life  of  Onookool  Chunder  Mookerjee. 

2  Henry  Cabot  Lodge,  in  Scribner's  Magazine,  April,  1898,  p.  387. 


CHAPTER   VI. 

POETIC    DICTION    AND    ITS    INTERACTIONS    WITH 
PROSE. 

In  our  discussion  of  prose  diction  we  have  had  in  mind 
merely  a  form  of  expression.  Its  antithesis,  then,  as  confined 
correspondingly  to  form  of  expression,  is  not  poetry,  but  verse. 
Poetry  is  more  than  an  antithesis  to  prose  ;  it  includes  not 
only  form  but  material,  mood,  and  thought.  To  this  compre- 
hensive term  poetry  it  is  hard  to  get  an  exact  antithesis  ;  the 
nearest,  perhaps,  is  matter-of-fact,  that  is,  practical  knowledge 
or  instruction,  as  distinguished  from  thought  idealized  by 
fancy  and  subjective  feeling. 

Between  prose  and  poetry,  then,  there  is  a  tract  of  common 
ground,  left  over  after  verse  has  taken  up  as  much  of  the  anti- 
thesis as  it  can.  On  this  tract  there  is  tendency  to  incursion 
from  both  sides :  prose  occupying  it  in  greater  or  less  degree 
as  its  occasion  becomes  more  like  that  of  poetry ;  poetry  occu- 
pying it  in  the  peculiarities  of  word  and  phrase  by  which  both 
it  and  prose  are  vitalized.  The  result  is,  that  while  in  the 
two  kinds  of  discourse  the  bulk  of  usage  remains  identical, 
any  access  of  poetic  feeling  in  either  shows  itself  in  those  ways 
of  expression  which  we  name  distinctively  poetic  diction.1 

1  "  Prose  is  distinct  from  Poetry  as  the  offspring  is  distinct  from  the  mother. 
Their  nature  is  one,  but  their  functions  apart.  Both  Poetry  and  Prose  are  children 
of  '  Music'  Both  retain  the  virtue  of  their  origin,  and  share  in  the  family  patri- 
mony. By  the  detachment  of  Prose,  Poetry  has  gained  increased  elevation  through 
limitation  to  her  highest  and  truest  province.  Poetry  has  retained,  not  all  the 
Music,  but  only  its  mightiest  department,  the  Music  of  the  heart.  The  mind  also 
h;is  its  Music,  and  that  branch  has  fallen  to  the  lot  of  Prose.  So  the  music  of  Prose 
is  that  which  chimes  with  Reason,  the  music  of  Poetry  that  which  harmonizes  with 
hope  and  fear,  with  love  and  aversion,  with  aspiration  and  awe.     Yet  Poetry  and 

139 


140  DICTION. 

Poetic  diction  is  in  part  dictated  by,  or  rather  blends  artis- 
tically with,  the  exactions  of  poetic  metre,  which  latter  subject 
will  be  discussed  in  the  next  chapter.  Its  principle,  however, 
is  more  fundamental  than  this  :  it  goes  down  to  the  mood,  the 
feeling,  that  underlies  expression,  and  that  makes  diction  and 
metre  alike  its  medium  of  utterance. 

What  Poetic  Diction  is.  —  The  motive  of  poetic  diction  is 
reducible  to  a  single  principle  :  spiritual  exaltation.  As  poetry 
is  the  language  of  emotion  and  imagination,  its  verbal  pecul- 
iarities answer  to  the  spontaneous  endeavor  to  make  utterance 
more  effective,  in  impressiveness  or  picturesqueness.  In  a 
word,  poetic  diction  is  heightened  language,  —  the  result  in 
words  of  the  inspiration  that  controls  the  poet's  mind.  Or 
to  express  it  according  to  the  more  scientific  conception 
required  by  a  text-book  of  rhetoric,  it  is  language  so  em- 
ployed and  ordered  as  to  connote  fervid  feeling  and  imagina- 
tive beauty.1 

This  elevated  diction  interacts  with  the  diction  of  prose ; 
that  is  to  say,  when  prose  has  an  emotional  or  imaginative 
occasion  it  takes  on  very  much  the  same  peculiarities  of 
expression,  but  with  a  difference,  due  to  its  different  pre- 
dominance of  motive.  In  prose  the  motive  is  practical  and 
didactic,  with  spiritual  exaltation  as  the  helper.2  In  poetry 
the  motive  is  fervid  and  ideal,  with  matter-of-fact  as  the 
helper.  Naturally,  then,  in  poetry  itself  the  poetic  diction  is 
freer  and  bolder,  has  more  the  abandon  of  existing  for  its  own 
sake ;  while  in  any  kind  of  prose,  however  poetic,  the  diction 

Prose  are  not  estranged,  they  are  still  akin,  and  neither  is  quite  shut  out  from 
the  heritage  of  the  other.  Poetry  abhors  unreason,  and  Prose  cherishes  right 
feeling." —  Earle,  English  Prose,  p.  330. 

1  A  poet's  sense  of  the  office  of  poetic  diction  is  indicated  in  this  couplet  from 
Tennyson's  poem,  The  Wreck  :  — 

"  The  word  of  the  Poet  by  whom  the  deeps  of  the  world  are  stirr'd, 
The  music  that  robes  it  in  language  beneath  and  beyond  the  word." 

2  See  this  illustrated  above,  p.  1 1 1 . 


POETIC  DICTION—  INTERACTIONS    WITH  PROSE.    141 

must  always  be  subdued  enough  to  allow  the  practical  motive 
to  show  through. 

I.  POETIC  TRAITS  IN  POETRY  AND  IN  PROSE. 

In  recounting  these  traits,  we  follow  the  stages  of  divergence 
from  the  language  of  common  life,  beginning  with  the  charac- 
teristics least  removed  from  didactic  prose. 


Tendency  to  Brevity  or  Concentration.  —  In  poetry  and  prose 
alike,  poetry  only  slightly  predominating,  the  first  impulse  of 
heightened  feeling  is  to  hasten  to  the  point  of  the  idea,  with  as 
little  impediment  as  possible.  In  order  to  this,  the  central 
attack  is  made  upon  the  symbolic  words,1  with  the  object  of 
making  these  as  light,  as  rapid,  as  little  lengthy,2  as  they  will 
bear,  so  that  more  distinction  may  be  left  for  the  words  of 
capital  significance.  Thus  in  the  end  this  first  impulse  has  to 
do  with  movement;  the  vigor  of  its  feeling  infuses  vigor  into 
the  sequence  of  words. 

i.  Omission  of  Symbolics.  —  When  articles,  relatives,  and 
conjunctions  can  be  spared  they  are  freely  omitted.  Such 
words,  from  their  subordinate  office,  are  necessarily  unem- 
phatic,  and  if  used  with  scrupulous  fulness  tend  to  drag  the 
movement. 

1  For  the  symbolic  element  of  the  language,  see  above,  p.  117.  —  This  means  of 
condensation  is  defined  and  illustrated  below,  p.  295. 

2  Here  a  distinction  must  be  made.  Lengthiness  in  expression  is  not  synonymous 
with  length  ;  nor  does  poetry  shun  long  words  or  long  constructions  in  themselves. 
Take,  for  instance,  this  line  from  Shakespeare, 

"The  multitudinous  seas  incarnadine," 

and  you  feel  no  lack  of  poetic  thrust  in  the  long  rolling  words ;  they  help  both  metre 
and  picture.  Take,  on  the  other  hand,  the  word  "  indubitably,"  and  you  feel  that  its 
very  movement  is  prosaic  ;  it  would  be  hard  to  fit  into  a  really  poetic  passage.  The 
relation  it  denotes  is  not  important  enough  to  require  so  many  syllables  for  expres- 
sion ;  it  uses  up  vocal  force  for  nothing. 


142  DICTION. 

Examples.1 —  I.  Omission  of  article :  "  WhenAday  was  gone  ";  "  Some 
injury  done  toAsickle,Aflail,  orAscythe  " ;  "Not  fearing  toil  norAlength  of 
weary  days."  —  2.  Omission  of  relative :  "  Even  if  I  could  speak  of  thingsA 
thou  canst  not  know  of  " ;  "  Exceeding  was  the  loveAhe  bare  to  him."  — 
3.  Omission  of  conjunction  :  '•  ButAsoon  as  Luke  could  stand." 

The  omission  of  the  relative  is  less  frequent  in  Wordsworth  than  in 
some  others  ;  nor  does  he  make  any  omitted  or  condensed  construction 
violent.  Compare  with  him  some  passages  from  Browning,  with  whom 
the  omission  of  the  relative  is  so  constant  as  to  be  a  mannerism :  — 

"  You  have  the  sunrise  now,Ajoins  truth  to  truth, 
Shoots  life  and  substance  into  death  and  void," 

where  the  subject-relative  is  omitted ; 

"  Whence  need  to  bravely  disbelieveAreport 
Through  increased  faith  inAthingAreports  belie," 

where  the  omission  of  articles  and  object-relative  gives  a  decided  impression 
of  forced  concentration. 

2.  Abbreviation  and  Condensation.  —  This  shows  itself  most 
strikingly,  perhaps,  in  the  termination  -ly  of  the  adverb,  which 
is  so  frequent  in  poetry  as  to  be  almost  the  rule.  But  in 
many  other  words  also,  poetry  chooses  shorter  forms  both 
by  discarding  terminations  and  by  squeezing  out  interior  syl- 
lables. Such  abbreviation,  being  so  generally  necessitated  by 
metrical  exigencies,  sounds  affected  and  trifling  in  prose. 

Examples.  —  1.  From  Michael:  "The  hills  which  he  so  oft  had 
climbed  "  ;  "  When  Michael,  telling  o  yer  his  years  " ;  "  Ere  yet  the  boy  had 
put  on  boy's  attire  ";  "  Though  naught  was  left  undone  ";  "  'Twere  better 
to  be  dumb  than  to  talk  thus." 

2.  From  the  general  poetic  vocabulary:  scarce  for  scarcely;  list  for 
listen;  marge  for  margin;  vale  for  valley;  mount  for  mountain;  e'er  and 
ne'er  for  ever  and  never  ;  aye  for  ever  in  the  sense  of  always  ;  save  for 
except. 

The  relation  of  such  words  to  prose  is  defined  above,  p.  1 10. 

1  In  order  more  clearly  to  ascertain  the  natural  stages  of  poetic  diction  I  have 
studied  Wordsworth's  poem  Michael,  a  poem  standing  in  style  and  subject  at  only 
a  moderate  remove  from  prose  ;  and  it  is  by  citations  from  this  work  that  the  first 
two  main  traits  above  given  are  exemplified, 


POETIC  DICTION—  INTERACTIONS    WITH  PROSE.    143 

3.  The  Possessive.  —  This  form,  which  in  prose  is  mostly 
confined  to  actual  possession  and  to  some  few  idiomatic 
expressions  (e.g.  the  law's  delay ;  for  brevity's  sake ;  a  year's 
leave  of  absence),  is  more  freely  employed  in  poetry  for  the 
condensation  it  effects.  It  should  be  noted  here,  however, 
that  there  is  at  present  a  newspaper  tendency  to  enlarge  the 
use  of  the  possessive  (as  e.g.  "London's  hospitality";  free- 
dom's opportunity) ;  —  a  tendency  to  be  watched,  as  it  is  not 
yet  good  literary  usage,  except  for  an  obvious  emergency. 

Examples.  —  From  Michael :  "  by  the  streamlet's  edge  " ;  "  with  mor- 
row's dawn  "  ;  "  his  Heart  and  his  Heart's  joy."  All  these  would  sound 
somewhat  affected  in  ordinary  prose. 

4.  Compounding  of  Words.  —  Both  in  poetry  and  in  prose, 
poetry  taking  the  lead,  there  is  a  tendency  to  use  the  resources 
of  the  language  in  the  interests  of  concentration  by  making 
compounds  for  an  occasion.  Carlyle  was  one  of  the  greatest 
innovators  of  the  century  in  this  liberty  of  prose  usage ;  a 
freedom  of  his  which  brought  against  him  the  charge  of  Ger- 
manizing, though  as  matter  of  fact  he  was  merely  reviving  an 
old  usage  of  the  language.1 

Such  coinage  of  compounds  answers  in  audacity  to  the 
intensity  of  the  thought,  being  more  marked  as  the  passion 
or  picturesqueness  is  greater. 

Examples.  —  1.  From  Michael,  which,  it  will  be  remembered,  is 
pitched  in  a  rather  low  key  :  "  Surviving  comrade  of  uncounted  hours  " ; 
"  Did  overbrow  large  space  beneath  "  ;  "  Brings  hope  with  it,  and  forward- 
looking  thoughts  "  ;  "  Turned  to  their  cleanly  supper-board"  ;  "  With  Luke 
that  evening  thitherward  he  walked."  All  these  sound  nearly  as  natural 
to  prose  as  to  poetry  ;  especially  compounds  in  un-,  as  unwisdom,  unfaith, 
unbosom,  unman.     See  above,  p.  67. 

2.  From  poems  of  intenser  sentiment.  Shakespeare :  "  the  always- 
wind-obeying  deep."  Tennyson  :  "  love-loyal  to  the  least  wish  of  the  king  "  ; 
"the  peak  haze-hidden."      Swinburne:  "Ye  starry-headed  heights";  "In 

1  See  Earle,  English  Prose,  p.  205. 


144  DICTION. 

the  far-floated  standard  of  the  spring."    Browning :  "  the  cloud-cup's  brim  "; 
"  yet  human  at  the  red-ripe  of  the  heart." 

From  Carlyle's  prose,  passim :  "Quivering  agitation  of  death-terror"  \ 
"grim  fire-eyed  Defiance";  "London  and  its  smoke-tumult"  \  "a  heavy- 
laden,  high-aspiring,  and  surely  much-suffering  man  "  ;  "  vacant  air-castles 
and  dim-melting  ghosts  and  shadows  "  ;  "  the  fever-fire  of  ambition  is  too 
painfully  extinguished  (but  not  cured)  in  the  frost-bath  of  Poverty";  "if 
not  Religion,  and  a  devout  Christian  heart,  yet  Orthodoxy,  and  a  cleanly 
Shovel-hatted  look." 

II. 

Partiality  to  Unworn  Words  and  Forms.  —  A  second  tendency, 
decidedly  more  potent  in  poetry  than  in  prose,  is  to  seek 
words  that  are  unencumbered  with  everyday  and  common- 
place associations,  so  that  they  may  be  more  free  to  take  the 
pure  and  undivided  connotations  required  by  the  present 
work.  Poetry  is  thus  always  searching  for  unworn  material 
of  expression  ;  it  shuns  conventional  and  stock  phrases.  This 
manifests  itself  in  three  main  ways. 

i.  Archaisms.  —  An  archaism  (from  the  Greek  apx<uo<;,  "  old," 
"  ancient ")  is  a  word,  or  more  commonly  a  form,  older  than 
current  use,  an  expression  that,  though  intelligible,  is  no  longer 
employed  in  ordinary  unemotional  discourse. 

The  charm  of  a  poetic  archaism  resides  in  the  fact  that  it 
is,  as  it  were,  so  old  as  to  have  become  new  again  ;  that  is,  it 
has  passed  on  from  its  former  everyday  and  vulgar  associa- 
tions into  a  cleaner  air,  while  in  its  survival  it  retains  the 
savor  and  dignity  of  history ;  well  adapted,  therefore,  to 
serious  poetry,  which  is  quite  generally  set  in  a  key  somewhat 
more  archaic  than  the  usage  of  the  present  day. 

Examples  of  Archaisms.  —  i.  Archaic  words  and  forms  from  Mi- 
chael. "Exceeding  was  the  love  he  bare  to  him";  "Albeit  of  a  stern 
unbending  mind  ";  "  We  have,  thou  knowesi,  another  kinsman."  This  last 
example,  representing  the  pronoun  of  the  second  person  singular  and  the 
old  verbal  forms  in  -est  and  -eth,  gives  an  archaism  very  common,  more  the 
rule  than  the  exception,  in  serious  poetry. 


POETIC  DICTION— INTERACTIONS   WITH  PROSE.     145 

2.  The  archaic  savor  of  a  whole  poem,  as  dealing  with  an  ancient  sub- 
ject and  sentiment  :  — 

"  There  was  a  dwelling  of  kings  ere  the  world  was  waxen  old ; 
Dukes  were  the  door-wards  there,  and  the  roofs  were  thatched  with  gold ; 
Earls  were  the  wrights  that  wrought  it,  and  silver  nailed  its  doors  ; 
Earls'  wives  were  the  weaving-women,  queens'  daughters  strewed  its  floors, 
And  the  masters  of  its  song-craft  were  the  mightiest  men  that  cast 
The  sails  of  the  storm  of  battle  adown  the  bickering  blast."  1 

The  relation  of  archaic  language  to  ordinary  prose  work,  both  on  its 
wholesome  and  its  untoward  sides,  has  been  discussed  above ;  see  p.  6j. 

2.  Non-Colloquialisms.  —  The  same  search  for  the  unworn 
leads  poetry,  and  prose  as  its  occasion  becomes  more  elevated, 
to  shun  colloquial  expressions. 

A  colloquialism  belongs  to  ordinary  states  of  mind ;  it  is 
unsought  and  unvalued  expression,  language  as  it  were  in 
undress.  Poetry  belongs  to  the  region  of  the  ideal,  of  the 
spirit ;  it  seeks,  therefore,  an  unsullied,  unmaterialized  medium 
of  expression. 

Note.  —  This  averseness  to  colloquial  language  shows  itself  in  two 
ways :  — 

i.  In  an  effort  to  find  unhackneyed  words  for  prosaic  things;  as  in 
the  following  instances  from  Michael :  "  At  the  church-door  they  made  a 
gathering  for  him  "  (instead  of  took  up  a  collection);  "  where  he  grew  won- 
drous rich  "  (prose  :  made  his  fortune) ;  "  wrought  at  the  sheep-fold  "  (the 
common  preterite  is  worked ;  this  example  is  at  once  an  archaism  and  a 
non-colloquialism). 

2.  In  the  avoidance,  or  very  sparing  use,  of  conversational  abbrevia- 
tions; as  don't,  can't,  I'll,  he'll,  and  the  like.  Poetry  has  grown  more 
particular  in  this  respect  in  the  last  century.  It  is  noteworthy  that  the 
abbreviation  't  is  for  it  is,  which  is  less  used  in  ordinary  prose  and  conver- 
sation than  //  'j,  is  correspondingly  more  natural  as  a  poetic  abbreviation. 

For  the  relation  of  these  colloquial  abbreviations  to  written  diction  in 
general,  see  above,  p.  127. 

3.  Influence  of  Poetic  Setting.  —  It  is  not  to  be  inferred  from 
what  is  here  said  that  the  language  of  ordinary  conversation 

l  William  Morris,  Sigurd  the  Volsung,  opening. 


146  DICTION. 


is  barred  out  from  poetic  uses ;  the  verse  of  Kipling  and 
Eugene  Field,  of  Will  Carleton  and  James  Whitcomb  Riley 
would  at  once  disprove  this  and  dictate  a  broader  standard. 
In  humorous  and  folk-verse  free  use  is  made  of  colloquialisms, 
dialect,  even  slang ;  but  in  this  case  the  poetic  setting  — 
metre,  rhyme,  and  general  spirit  of  the  poem  —  supplies  the 
imaginative  atmosphere  and  removes  the  language  in  fitting 
degree  from  its  ordinary  associations. 

Illustration. —  In  the  following  stanza  from  Kipling  there  is  the 
cockney  dialect,  the  colloquial  swing,  and  the  bad  grammar;  but  it  is 
poetry  —  of  a  sort  —  it  is  poetic  feeling  kept  up  by  the  lilt  of  the  verse :  — 

"  We  're  most  of  us  liars,  we  're  'arf  of  us  thieves,  an'  the  rest  are  as  rank  as  can  be, 
But  once  in  a  while  we  can  finish  in  style  (which  I  'ope  it  won't  'appen  to  me). 
But  it  makes  you  think  better  o'  you  an'  your  friends,  an'  the  work  you  may  'ave 

to  do, 
When  you  think  o'  the  sinkin'  Victorier^s  Jollies  —  soldier  an'  sailor  too  ! 
Now  there  isn't  no  room  for  to  say  you  don't  know  —  they  'ave  proved  it  plain 

and  true  — 
That  whether  it 's  Widow,  or  whether  it 's  ship,  Victorier's  work  is  to  do, 
An'  they  done  it,  the  Jollies  —  'Er  Majesty's  Jollies  —  soldier  an'  sailor  too !  "  * 


III. 

Language  employed  for  its  Picturing  Power.  —  The  language 
of  poetry  is  the  language  of  imagery ;  that  is,  there  is  a  con- 
stant effort  to  employ  words  and  phrasing  that  shall  have  as 
much  as  possible  of  the  vividness  and  concreteness  of  an 
object  of  sense.  Prose  obeys  the  same  tendency,  though  in 
the  two  the  motives  differ.  In  poetry  the  significance  of  the 
imagery  itself  —  its  beauty,  its  connotation  of  ideal  truths  — 
is  a  motive ;  and  accordingly  the  imagery  becomes  the  sub- 
stance of  the  thought,  and  is  worked  out  seemingly  for  its  own 
sake.2     In  prose  the  motive  is  lucidity  and    concentration: 

1  Kipling,  The  Seven  Seas,  p.  155. 

2  "  Imagery  is  sometimes  not  the  mere  alien  apparelling  of  a  thought,  and  of  a 
nature  to  be  detached  from  the  thought,  but  is  the  coefficient  that,  being  superadded  to 
something  else,  absolutely  makes  the  thought."  —  De  Quincey,  Essay  on  Language. 


dto 
age. 

1 


POETIC  DICTION— INTERACTIONS   WITH  PROSE.     147 

the  picture  is  a  shorthand  illuminator  of  a  thought  that  in 
literal  language  is  felt  to  lack  life.  Picturing  language  is  to 
prose  like  an  illustrative  figure ;  to  poetry  a  natural  attire.  In 
prose  composition,  therefore,  such  language,  valuable  as  it  is, 
must  be  kept  soberly  and  judiciously  in  hand;  it  may  easily 
clog  and  overload  the  expression  and  produce  the  effect  of 
display. 

The  following  are  the  chief  aspects  of  this  use  of 
language : 

i.  Epithet.  —  By  far  the  most  common  way  is  to  crowd  the 
picture  into  single  words,  called  epithets.  An  epithet  may  be 
defined  as  a  descriptive  adjective  l ;  that  is  to  say,  giving  an 
attribute  not  essential  to  the  understanding  of  its  principal, 
but  (as  the  derivation  of  the  word,  from  kvi  and  riOrifii,  "  to  add 
to,"  implies)  added  extra,  in  order  to  supply  some  descriptive 
or  coloring  feature.  An  epithet,  from  its  brevity,  is  an  instru- 
ment alike  of  imagery  and  vigor  ;  it  involves  in  most  cases  the 
implicatory  figure  called  Trope.2 

The  following  kinds  of  epithets  may  here  be  defined  and 
exemplified :  — 

i.  By  far  the  most  numerous  and  natural  are  the  epithets 
that  answer  most  closely  to  the  type  defined  above ;  we  may 
name  them  decorative  epithets,  epithets  that  add  a  coloring,  a 
descriptive  trait,  to  their  principal.  Distinctively  a  poetic 
feature,  such  epithets,  from  their  lack  of  metrical  suggestion, 
are  also  the  most  available  picturing  agency  in  poetic  prose.3 

Illustrations.  —  i.  The  following  stanza,  from  Keats's  Lamia,  will 
show  by  the  words  here  italicized  how  rich  poetic  literature  often  is  in 
epithet,  and  how  much  of  the  coloring  is  added  thereby  :  — 

"  Upon  a  time,  before  the  faery  broods 
Drove  Nymph  and  Satyr  from  the  prosperous  woods, 

1  An  epithet  may  also  take  the  form  of  name  or  sobriquet,  added  for  connotation 
of  character;  see  p.  91,  above. 

2  See  above,  p.  87. 

8  Or  prose  of  the  imaginative  type,  concerning  which  see  below,  p.  168. 


148  DICTION. 

Before  King  Oberon's  bright  diadem, 

Sceptre,  and  mantle,  clasp'd  with  dewy  gem, 

Frighted  away  the  Dryads  and  the  Fauns 

From  rushes  green,  and  brakes,  and  cowslifd  lawns, 

The  ever-smitten  Hermes  empty  left 

His  golden  throne,  bent  warm  on  amorous  theft : 

From  high  Olympus  had  he  stolen  light, 

On  this  side  of  Jove's  clouds,  to  escape  the  sight 

Of  his  great  summoner,  and  made  retreat 

Into  a  forest  on  the  shores  of  Crete." 

2.  The  following  examples,  from  prose  works,  make  us  aware  that  we 
are  reading  prose  of  an  exceptional  kind,  prose  akin,  in  sentiment  and 
feeling,  to  poetry.  "  With  bossy  beaten  work  of  mountain  chains " ; 
"  mighty  masses  of  leaden  rock  and  heathy  moor  ; "  are  from  Ruskin.1 
"  They  roamed  the  daisied  fields  together,"  is  from  George  Eliot. 

3.  Such  epithets  may  sometimes,  by  a  license  very  rare  in  prose,  be  used 
without  their  substantives  ;  thus,  Milton  has  "  the  dank"  "  the  dry"  for 
water  and  land.  Sometimes  also  an  epithet .  may  be  used  substantively 
and  be  modified  by  a  second  epithet ;  as,  "  the  breezy  blue,"  "  the  sheeted 
dead,"  "  the  dead  vast  of  the  night."  Some  stock  expressions  similar  to 
these  last  examples  have  crept  into  prose,  as,  "  Our  honored  dead,"  "  the 
great  departed." 

2.  A  rather  more  artificial  .kind  of  epithets,  and  therefore 
more  restricted  to  poetry,  may  be  named  essential  epithets, 
epithets  that  merely  express  some  quality  already  involved  in 
the  noun.  Being  so  obvious,  this  quality  might  go  unthought 
of  if  it  were  not  thus  brought  out  and  made  the  character- 
giving  quality  of  the  passage.  In  the  same  class  with  these, 
as  obeying  a  similar  principle,  may  be  mentioned  conventional 
epithets,  epithets  employed  as  a  constant  accompaniment,  a 
kind  of  trade-mark,  of  their  nouns,  without  special  reference 
to  their  fitness  on  any  given  occasion.  This  use  is  found  in 
old  and  ballad  poetry. 

Examples. —  1.  Of  Essential  Epithet:  "Wet  waves,"  "white  milk," 
"green  pastures,"  "  the  sharp  sword."  "  And  he  commanded  them  to  make 
all  sit  down  by  companies  upon  the  green  grass,"  Mark  vi.  39,  is  instanced 

1  The  longer  passage  in  which  these  epithets  occur  is  quoted  as  an  illustration  of 
the  Imaginative  Type  of  Prose,  on  p.  168,  below. 


i 


POETIC  DICTION—  INTERACTIONS  WITH  PROSE.     149 

as  the  language  of  an  eye-witness,  to  whom  the  essential  feature  of  green- 
ness was  a  vividly  remembered  characteristic  of  the  scene.  The  essential 
epithet  in  "  bright  sword  "  is  given  on  p.  in,  above,  as  a  means  of  making 
picturesqueness  a  part  of  prose  expression. 

2.  Of  Conventional  Epithet.  In  Homer  Achilles  is  always  "swift- 
footed,"  when  he  is  sitting  in  council  or  sleeping,  as  well  as  when  he 
is  running.  So,  too,  we  have  "  bright-eyed  Athene,"  "  white-armed  Juno  "; 
as  also  in  the  early  ballads  and  in  poetry  modeled  on  their  style,  "  the 
doughty  Douglas,"  "  the  bold  Sir  Bedivere  " ;  adjective  and  noun  making  one 
term  indivisible  for  the  purpose  and  tone  of  the  poem  in  which  they  occur. 

3.  The  kind  of  epithet  most  used  in  prose,  and  used  rather 
for  striking  brevity  than  for  picturesqueness,  may  be  called  the 
phrasal  ox  packed  epithet ;  an  epithet  that  suggests  what  would 
require  a  phrase  or  sentence  to  express  in  full.  It  is  a  ^..  u 
valued  means  of  packing  language  as  full  of  implied  thought 
as  it  will  bear. 

Examples.  —  In  the  following  couplet, 

"  Even  copious  Dryden  wanted,  or  forgot 
The  last  and  greatest  art,  the  art  to  blot," 

the  epithet  copious  is  equivalent  to  "  though  he  was  copious,"  implying  that 
in  his  great  wealth  of  expression  Dryden  could  have  afforded  to  strike  out 
the  poorer  passages,  being  able  to  supply  their  place  with  better.  —  In  the 
couplet, 

"  Not  so  when  swift  Camilla  scours  the  plain, 
Flies  o'er  the  unbending  corn,  and  skims  along  the  main,"  — 

the  full  sense  implied  in  the  epithet  unbending  is  that  the  corn  had  not 
time,  as  she  passed  over  it  so  swiftly,  to  bend  beneath  her.  The  deco- 
rative epithet  swift,  in  the  first  line,  has  no  such  concentration  of  mean- 
ing. —  The  following,  from  Keats, 

"  So  the  two  brothers  and  their  murder' d  man 
Rode  past  fair  Florence," 

derives  its  bold  concentration  from  the  fact  that,  as  the  context  shows, 
the  epithet  means  "  whom  they  were  about  to  murder,"  or,  "  murdered  in 
anticipation." 

2.  The  Adjective  and  Adverb  in  Prose.  —  Closely  parallel  to 
the  poetic  use  of  epithets  for  their  picturing  power  is  the  use  of 


ISO  DICTION. 

modifiers,  the  adjective  and  the  adverb,  in  prose,  for  fulness 
of  meaning  and  for  roundedness  of  phrase.  This  is  a  feature 
of  diction  that  needs  the  careful  guardianship  of  sound  taste, 
because  while  it  has  great  capabilities  it  may  be  pushed  into 
disagreeable  effects  equally  great.  It  is  for  this  reason  that 
the  useful  but  too  sweeping  advice  has  been  given,  "  Never 
use  two  adjectives  where  one  will  do ;  never  use  an  adjective 
at  all  where  a  noun  will  do."  Instead  of  taking  up  with  this 
undiscriminatingly,  it  will  be  better  to  ascertain  the  good  and 
the  bad  of  the  case. 

On  the  one  hand,  it  is  the  adjective  and  the  adverb,  most 
largely,  that  supply  warmth,  color,  depth  to  the  assertion  ; 
•  '  c^e  austere  outline  of  noun  and  verb  they  add  as  it  were  a 
wealth  and  amplitude  of  meaning  which  makes  the  sentence 
a  thing  of  animation  and  emotion.  Without  these  the  style 
may  easily  become  bald.1 

On  the  other  hand,  these  intensifying  elements  are  the 
easiest  to  lavish ;  and  when  used  in  profusion  they  may 
become  a  source  of  weakness,  not  aiding  the  assertion  but 
swamping  it  with  qualifications 2 ;  besides,  too,  they  may  make 

1  An  example  of  a  bald  style  is  given  above,  p.  136. —  See  Earle,  English  Prose, 
pp.  177-182,  from  which  the  following  sentences  may  be  quoted  :  "  To  write  without 
adjectives  may  be  a  counsel  of  safety,  but  it  never  can  lead  to  high  excellence.  The 
utmost  that  can  be  attained  without  adjectives  is  correctness  of  outline ;  there  is  no 
warmth,  no  colour,  no  emotion.  .  .  .  To  allot  adjectives  rightly  requires  a  good  knowl- 
edge of  the  subject  united  with  sound  taste  and  literary  judgment.  Used  under  these 
conditions,  they  are  among  the  smartest  and  most  effective  of  the  elements  of  lan- 
guage, and  together  with  a  richness  of  meaning  they  convey  a  warmth  of  feeling  and 
a  colour  to  the  imagination  which  exceeds  the  power  of  either  verb,  substantive,  or 
adverb." 

2  For  the  obverse  of  this,  see  under  Condensation  for  Vigor,  p.  295,  below.  The 
following  is  suggestive  here :  "  Lord  North  .  .  .  took  occasion  on  the  next  day  to 
express  his  assurance  that  Sir  George  had  spoken  in  warmth.  '  No,'  said  Savile,  '  I 
spoke  what  I  thought  last  night,  and  I  think  the  same  this  morning.  Honorable 
members  have  betrayed  their  trust.  I  will  add  no  epithets,  because  epithets  only 
weaken.  I  will  not  say  they  have  betrayed  their  country  corruptly,  flagitiously,  and 
scandalously ;  but  I  do  say  they  have  betrayed  their  country,  and  1  stand  here  to 
receive  the  punishment  for  having  said  so."  —  Trevelyan,  Early  History  of  Charles 
James  Fox,  p.  199. 


POETIC  DICTION—  INTERACTIONS   WITH  PROSE.     1.5 1 

the  diction  cheap  and  turgid  by  betraying  on  the  part  of  the 
writer  a  crude  bent  for  rounding  out  every  phrase  by  balanc- 
ing words.  This  latter  fault  is  especially  noticeable  when  there 
is  a  manneristic  tendency  to  use  adjectives  in  pairs  or  groups. 

Examples  of  Congested  Adjectives.  —  The  following  is  quoted  by 
Professor  Earle  from  Swinburne,  "  rather  as  a  sample  than  as  a  model  " : 
"  The  wildest,  the  roughest,  the  crudest  offspring  of  literary  impulse  work- 
ing blindly  on  the  passionate  elements  of  excitable  ignorance  was  never 
more  formless,  more  incoherent,  more  defective  in  the  structure,  than  this 
voluminous  abortion  of  deliberate  intelligence  and  conscientious  culture."1 
—  The  following,  from  an  article  by  the  present  writer,  illustrates  the  disa- 
greeable effect  of  obeying  a  tendency  to  run  adjectives  into  groups :  "  It 
will  be  the  permanent  distinction  of  this  tranquil  island  home  [Farringford] 
that  from  it  radiated  uplifting  and  upbuilding  influences,  to  keep  the  mind 
of  a  restless  and  doubting  age  true  to  the  purest  and  sweetest  ideals."  This 
ought  to  have  been  more  carefully  revised  before  it  was  sent  to  the  editor. 

3.  Word-Painting. — This  means  of  poetic  picturesqueness 
is  much  the  same  as  the  one  already  denned,  employing 
epithet  indeed  as  its  chief  resource;  but  to  this  it  adds  on 
occasion  the  picturing  power  of  the  verb  and  the  noun,  the 
descriptive  beauty  of  imagery  skilfully  elaborated,  and  the 
harmonious  flow  of  phrase.  Thus  language  is  employed  as  a 
painter  employs  colors  and  shading  and  lights,  in  the  interests 
of  vivid  realization  ;  striving  thus  for  what  Milton  names  as  a 
necessary  quality  of  poetry,  that  it  should  be  "  sensuous."2 

Example.  —  The  following,  from  Tennyson's  Lotos  Eaters,  is  a  good 
representative  of  that  early  period  of  his  poetic  career  when  he  was  under- 
going his  apprenticeship  in  the  picturing  power  of  words  :  — 

" '  Courage  ! '  he  said,  and  pointed  toward  the  land, 
1  This  mounting  wave  will  roll  us  shoreward  soon.' 
In  the  afternoon  they  came  unto  a  land 
In  which  it  seemed  always  afternoon. 
All  round  the  coast  the  languid  air  did  swoon, 
Breathing  like  one  that  hath  a  weary  dream. 
Full-faced  above  the  valley  stood  the  moon ; 

1  Earle,  English  Prose,  p.  179. 

2  "  Simple,  sensuous,  impassioned,"  is  Milton's  specification  of  qualities. 


152  DICTION. 

And  like  a  downward  smoke,  the  slender  stream 
Along  the  cliff  to  fall  and  pause  and  fall  did  seem. 

A  land  of  streams !  some,  like  a  downward  smoke, 

Slow-dropping  veils  of  thinnest  lawn,  did  go  ; 

And  some  thro'  wavering  lights  and  shadows  broke, 

Rolling  a  slumbrous  sheet  of  foam  below. 

They  saw  the  gleaming  river  seaward  flow 

From  the  inner  land :  far  off,  three  mountain-tops, 

Three  silent  pinnacles  of  aged  snow, 

Stood  sunset-flush'd :  and,  dew'd  with  showery  drops, 

Up-clomb  the  shadowy  pine  above  the  woven  copse." 

In  these  stanzas  we  notice  :  (i)  Epithet,  —  "  languid  air,"  "  weary  dream," 
"slumbrous  sheet,"  "  sunset-flush'd,"  "shadowy  pine";  (2)  Picturing 
verbs,  —  "  will  roll  us,"  "  did  swoon,"  "  to  fall  and  pause  and  fall,"  "  up- 
clomb  "  ;  (3)  The  flow  and  sound  of  words,  —  "  In  which  it  seemed  always 
afternoon,"  "  slow-dropping  veils  of  thinnest  lawn,"  "  rolling  a  slumbrous 
sheet  of  foam";  (4)  All  the  pictures,  of  the  heavy  air,  of  the  slender 
waterfalls,  of  the  moonlit  scenery,  are  elaborately  wrought. 

4.  Polarized  Words. — This  name  may  be  applied  to  words 
used  in  senses  strikingly  different  from  their  current  accepta- 
tion. Two  ways  of  polarizing  words  may  be  mentioned :  one, 
not  uncommon  even  in  poetic  prose,  by  using  words  out  of 
their  speech-part-ship  —  nouns  as  verbs,  epithets  coined  from 
nouns,  and  the  like ;  —  another,  too  daring  to  sound  natural 
anywhere  but  in  poetry,  by  forcing  the  sense  back  toward  the 
original  derivation,1  securing  thus  a  kind  of  esoteric  meaning 
appreciable  only  to  those  whose  sense  of  words  is  educat 
and  fine. 


- 


Examples. —  1.  Of  Polarized  Speech-part-ship:  "the  daisied  fields" 
(see  p.  143,  above)  ;  "  the  zoned  iris  of  the  earth."     From  Lowell's  Legend 

of  Brittany  : 

11  on  it  rushed  and  streamed 
And  wantoned  in  its  might "... 
"  Meet  atmosphere  to  bosom  that  rich  chant  "... 

"  which  sank  abyssed 
In  the  warm  music  cloud." 

1 "  It  is  doubtless  the  privilege  of  a  poet  to  force  a  word  back  along  the  line  of  its 
own  development,  in  the  direction  of  its  etymology  or  of  primitive  usage."  —  S.  H. 
Butcher. 


POETIC  DICTION—  INTERACTIONS   WITH  PROSE.     153 

2.    Of  Polarized  Usage.     From  Tennyson's  Love  and  Duty  :  — 

"  Live  —  yet  live  — 
Shall  sharpest  pathos  blight  us,  knowing  all 
Life  needs  for  life  is  possible  to  will  — 
Live  happy." 

Here  "  pathos  "  is  used  in  the  old  Greek  sense  of  suffering.     From  Tenny- 
son's Gareth  and  Lynette :  — 

"  not  that  tall  felon  there 
Whom  thou  by  sorcery  or  unhappiness 
Or  some  device,  hast  foully  overthrown,"  — 

where  "  unhappiness  "  is  used  in  the  sense  of   unlucky  hap  or  accident. 
From  Bryant's  The  Past :  — 

"  They  have  not  perished  —  no  ! 
Kind  words,  remembered  voices  once  so  sweet, 

Smiles,  radiant  long  ago, 
And  features,  the  great  soul's  apparent  seat." 

Here  the  word  "  apparent  "  has  not  its  usual  sense  of  seeming  ;  it  means 
rather  making  appear  or  be  evident. 

An  example  from  Charles  Lamb  will  show  how  estranging  this  forcing 
of  usage  is  in  prose.  "  While  childhood,  and  while  dreams,  reducing  \i.e. 
bringing  back]  childhood,  shall  be  left,  imagination  shall  not  have  spread 
her  holy  wings  totally  to  fly  the  earth."  This  cannot  be  quoted  as  a  model 
even  from  Lamb  ;  its  justification  in  him,  if  it  has  any,  is  due  to  that  "  self- 
pleasing  quaintness  "  which  was  his  avowed  idiosyncrasy. 

IV. 

Language  employed  for  Qualities  of  Sound.  —  Just  as,  with  ref- 
erence to  the  sense  of  sight,  the  language  of  poetry  is  distinc- 
tively the  language  of  imagery,  so,  with  reference  to  the  sense 
of  hearing,  poetry  is  more  canorous,  more  susceptible  to  the 
musical  capabilities  of  language,  than  is  prose.  This  is  funda- 
mental. The  determining  forms  of  poetry,  metre  and  rhyme, 
are  themselves  based  on  articulate  sounds  ordered  and  recur- 
ring ;  but  also,  far  beyond  these  exactions  of  form,  poetry 
evolves  a  diction  wherein  to  great  degree  the  subtle  relations 
of  sound  are  employed  as  in  a  musical  instrument,  making  a 
fit  setting  for  the  beauty  and  harmony  of  the  idea.  Prose 
also,  with  its  utilitarian  motive,  has  its  ways  of  obeying  the 


154  DICTION. 

same  dictates  of  sound,  though  the  results  are  more  hidden.  In 
fact,  the  difference  between  prose  and  poetic  diction  as  regards 
sound  is  so  truly  a  mere  difference  of  degree  rather  than  principle 
that  their  interactions  come  into  plain  view  at  every  point. 

Each  of  the  aspects  here  given,  then,  will  be  examined  in  its 
application  first  to  poetry  and  then  to  prose ;  that  is  to  say, 
first  in  the  aesthetic  sense  which  inspires  it,  then  in  the  prac- 
tical claim  which  makes  it  universal. 

i.  Euphonious  Words  and  Combinations.  —  The  craving  for 
euphonious  sounds  manifests  itself  positively  in  poetry,  in  the 
treatment  of  proper  names,  and  in  the  choice,  where  alterna- 
tive forms  of  a  word  are  available,  of  the  smoother  form.  A 
striking  instance  of  this  is  seen  in  the  fact  that  countries  have 
their  poetic  as  well  as  their  prosaic  names,  —  names  adopted 
largely  for  their  romantic  and  unworn  associations,  but  also 
indicating  by  their  form  that  considerations  of  euphony  were 
prominent. 

Examples.  —  "  Albion  "  for  England,  "  Erin  "  or  "  the  Emerald  Isle  " 
for  Ireland,  "  Helvetia"  for  Switzerland,  "  Caledonia"  for  Scotland,  "  Co- 
lumbia" for  America. 

The  poets  Milton  and  Tennyson,  both  consummate  artists  in  sound,  are 
especially  worthy  of  study  for  their  euphonious  management  of  word  and 
phrase.  Tennyson,  in  the  epilogue  to  the  Idylls  of  the  King,  changes  the 
name  Malory  to  Malleor,  probably  the  better  to  satisfy  his  ear.  Probably 
the  same  motive  led  him  to  discard  the  old  name  Nimue,  which  at  first  he 
adopted  from  the  legends,  and  to  substitute  the  name  Vivien.  Milton's 
ear  was  very  sensitive  to  delicacies  of  sound  ;  he  has  "  ammiral "  for 
admiral,  "  Chersoness  "  for  Chersonese,  "  Oreb  "  for  Horeb,  "  Chemos  " 
for  Chemosh,  and  many  more.  His  lists  of  geographical  names  read  like 
a  study  in  musical  articulation ;  note,  for  instance,  the  following  :  — 

"  From  Arachosia,  from  Candaor  east, 
And  Margiana,  to  the  Hyrcanian  cliffs 
Of  Caucasus,  and  dark  Iberian  dales  ; 
From  Atropatia,  and  the  neighboring  plains 
Of  Adiabene,  Media,  and  the  south 
Of  Susiana,  to  Balsara's  haven."  1 

1  Milton,  Paradise  Regained,  Book  iii,  11.  316-321. 


POETIC  DICTION—  INTERACTIONS  WITH  PROSE.     155 

In  prose,  euphony  is  a  more  negative  quality,1  being  con- 
cerned with  keeping  the  diction  clear  from  the  jolts  and 
harshnesses  which  when  present  draw  away  the  reader's  atten- 
tion from  the  thought  to  infelicities  of  form.  Such  infelicities 
are  inadvertent ;  they  have  to  be  remedied,  therefore,  by  con- 
stantly subjecting  the  work  to  the  test  of  reading  aloud,  or 
better,  by  cultivating  the  habit  of  mentally  hearing  whatever 
is  written.  It  is  thus  that  the  ear  justly  becomes,  in  a  very 
important  sense,  the  arbiter  of  style.2 

Accordingly,  a  careful  writer  will  be  on  his  guard  against 
sounds  hard  to  pronounce  together  or  making  a  harsh  combi- 
nation. When  for  the  sense  a  harsh-sounding  word  must  be 
adopted,  special  care  should  be  devoted  (unless  for  descriptive 
effect  it  is  advisable  to  continue  the  harshness)  to  relieving 
the  difficulty  of  articulation  by  the  choice,  of  accompanying 
words. 

Examples.  —  i.  As  an  illustration  of  the  contrast  between  harsh  and 
euphonious  language,  compare  the  line, 

"  'T  was  thou  that  smooth'd'st  the  rough  rugg'd  bed  of  pain," 

with  these  well-known  and  well-beloved  lines  of  Wordsworth's:  — 

u  Whose  dwelling  is  the  light  of  setting  suns, 
And  the  round  ocean,  and  the  living  air, 
And  the  blue  sky,  and  in  the  mind  of  man." 

It  would  be  useful  to  take  note  of  the  constant  variation  in  consonant  and 
vowel  sounds,  and  the  ease  of  utterance. 

2.  A  common  clash  is  where  the  end  of  one  word  and  the  beginning 
of  the  next  have  the  same  sound.     In  such  common  expression  as  "  He 

1  For  the  relation  of  this  negative  quality  of  Euphony  to  Beauty  in  Style,  see 
above,  p.  38. 

2  See  under  Spoken  Diction,  p.  119,  above. — "Although  it  is  true  of  the  great 
bulk  of  all  prose  writing  that  it  is  produced  by  a  writer  who  writes  in  silence  to  be 
perused  by  readers  who  read  in  silence,  yet  it  is  also  true  at  the  same  time  that  it 
contains  a  voice,  and  that  the  sound  of  it  is  essential  to  its  quality  and  a  chief  ele- 
nn-iit  in  its  success.  The  reader  not  only  sees,  but  consciously  or  unconsciously  he 
also  li(-;irs  ;  and  it  is  upon  the  latter  sense  that  his  perception  of  harmony  and  much 
of  li is  pleasure  are  based." —  Eaklh,  English  Prose,  p.  314. 


156  DICTION. 

wished  to  go,"  "  I  should  have  liked  to  do  it  "  there  is  a  harshness  of 
sequence  that  a  good  ear  is  reluctant  to  tolerate.     Of  the  line  in  In  Memo- 

riam,  XL.  5, 

"  In  such  great  offices  as  suit 
The  full-grown  energies  of  heaven," 

Tennyson  in  later  life  remarked:  "  I  hate  that  —  I  should  not  write  so  now 
—  I  'd  almost  rather  sacrifice  a  meaning  than  let  two  s's  come  together." 
If  this  is  a  somewhat  exaggerated  judgment,  it  at  least  shows  Tennyson's 
keenness  of  ear. 

3.  Some  words,  in  themselves  harsh,  cannot  well  be  avoided ;  as,  inex- 
tricable, pledged,  adjudged,  fifthly ;  but  when  combinations  of  such  words 
occur  the  harshness  is  intolerable.  Try,  for  instance,  such  combinations 
as  stretched  through;  high-arched  church  ;  an  inexplicable  expression ;  an 
inner  indication.  —  A  similar  harshness  is  incurred  in  a  series  of  unac- 
cented short  syllables  ;  as  in  primarily,  peremptorily,  cursorily,  lowlily, 
stdtelily.  —  The  adverbial  termination  in  -ly  needs  watching,  especially 
where  two  adverbs  come  together ;  as,  "  On  the  contrary,  it  is  only  com- 
paratively recently  that  it  was  distinctly  seen  or  apprehended."  1  v 

2.  Sounds  in  Sequence  and  Repetition.  —  Here  we  reach  the 
ways  of  ordering  sounds  which,  as  they  almost  necessarily 
connote  the  imaginative  sense  peculiar  to  poetry,  are  in  prose 
suitable  only  to  certain  impressive  and  exceptional  effects. 
The  chief  of  these  are  alliteration,  assonance,  and  rhyme. 

Alliteration  is  the  name  given  to  a  near  recurrence  of 
the  same  initial  sound.  It  is  a  very  spontaneous  device  in 
English ;  the  early  poetry  of  the  language  was  all  alliterative, 
and  no  doubt  the  tendency  lives  in  the  genius  of  the  literature. 
In  later  verse,  however,  it  is  kept  unobtrusive,  as  a  half-hidden 
music  in  the  structure  of  the  verse. 

Example.  —  It  may  be  interesting  to  compare  a  passage  of  the  old 
alliterative  verse  with  the  refined  alliterative  expression  of  our  day.  The 
following  is  from  The  Vision  of  Piers  the  Plowman :  — 

"  In  a  corner  jeson*  whan  soit  was  the  jonne, 
I  s/iope  me  in  j/*roudes*  as  I  a  s/iepe  were, 
In  /zabite  as  an  //eremite-  vn^oly  of  workes, 
Went  wyde  in  this  world-  wondres  to  here." 

1  Example  cited  from  Earle,  English  Prose,  p.  318. 


POETIC  DICTION— INTERACTIONS   WITH  PROSE.     157 

It  will  be  seen  here  that  a  new  alliterative  scheme  is  adopted  for  each  line, 
and  that  the  alliteration  in  each  line  is  centered  on  the  important  words 
on  each  side  of  the  caesura.  With  this  compare  the  following  stanza,  very 
elaborate  but  not  so  obviously  artificial,  from  Swinburne  :  — 

"  When  the  hounds  of  spring  are  on  winter's  traces, 
The  wother  of  wonths  in  weadow  or  plain 

Fills  the  shadows  and  windy  places 
With  /isp  of  /eaves  and  ripple  of  rain  ; 

And  the  £rown  bright  nightingale  amorous 

Is  half  assuaged  for  Itylus 

For  the  Thracian  ships  and  the /oreign /aces, 
The  tongueless  vigil,  and  all  the  pain." 

Here  the  second  line  quite  recalls  the  old  alliterative  principle,  and  the 
fourth  line  gracefully  combines  two  schemes ;  but  otherwise  the  alliterative 
tune  is  irregular. 

Assonance  is  the  name  given  to  a  recurrence  of  the  same 
vowel  sound,  irrespective  of  the  consonantal  setting  in  which 
it  is  found.  It  is  not  used  as  a  prescribed  principle  in  modern 
verse-building ;  though  the  delicate  echoing,  as  well  as  varia- 
tion, of  vowel  sounds  has  much  to  do  with  the  felt  but  unde- 
fined music  of  the  diction. 

Illustration.  —  An  overt  assonance  is  not  wholly  agreeable  to  the  ear 
because  it  sounds  so  like  a  crude  attempt  at  rhyme ;  as, 

"  The  groves  of  Blarney 
They  are  so  charmz'ng." 

And  yet  the  fact  that  the  predominating  vowel  scheme  gives  a  distinct  col- 
oring to  the  passage  makes  the  observance  of  vowel  sounds  an  important 
artistic  element.  We  can  easily  detect  this  in  the  following,  which  the 
assumptive  author  is  represented  to  have 

"  Read,  mouthing  out  his  hollow  oes  and  aes, 
Deep-chested  music,  and  to  this  result." 

What  he  read  was  Tennyson's  early  poem  Morte  D'Arthur,  the  first  two 
if  which  already  set  the  pace  in  strong  vowel  sounds  :  — 

"  So  all  day  long  the  noise  of  battle  rolPd 
Among  the  mountains  by  the  winter  sea." 


158  DICTION. 


Rhyme  is  the  recurrence  of  similar  sounds  at  the  ends  oi 
lines  or  at  corresponding  parts  of  lines.  It  is  the  prevailing 
principle,  in  modern  poetry,  of  couplet  and  stanza  structure. 
It  is  sometimes  used,  as  a  kind  of  word-play,  in  the  body  of 
the  verse,  as  well  as  at  the  end ;  in  which  case  it  becomes  an 
adjunct  rather  of  sense  than  of  form. 

Illustration.  —  Rhyme  in  poetry  is  so  universal  that  it  needs  no 
exemplification  here.  The  way  rhyme  may  be  introduced  into  the  body  of 
a  verse  may  be  illustrated  by  the  following,  from  Browning :  — 

"  How  sad  and  bad  and  mad  it  was  — 
But  then,  how  it  was  sweet ! " 

or  the  following,  from  Swinburne  :  — 

"  All  the  reefs  and  islands,  all  the  lawns  and  highlands,  clothed  with  light, 
Laugh  for  love's  sake  in  their  sleep  outside :  but  here  the  night  speaks,  blasting 
Day  with  silent  speech  and  scorn  of  all  things  known  from  depth  to  height." 

In  Tennyson's 

"  Airy,  fairy  Lilian, 
Flitting,  fairy  Lilian," 

the  alliteration  and  word-play  become  so  prominent  as  to  suggest  artifici- 
ality ;  perhaps  the  poet's  idea  is  to  describe  by  the  character  of  the  lan- 
guage a  butterfly  lightness  of  character. 

In  Prose  Diction.  —  In  prose  these  recurrent  sounds  may 
produce  quite  opposite  effects,  according  to  the  skill  or  lack 
of  skill  evinced. 

When  a  rhyming  word  slips  in  unnoticed,  or  when  the  same 
word  or  sound  keeps  recurring,  it  is  a  blemish  from  its  obvious 
heedlessness,  and  by  as  much  as  it  makes  the  reader  aware  of 
defective  form  it  detracts  from  the  full  operation  of  the  thought. 
Accordingly,  as  a  matter  of  practical  euphony,  the  writer  needs 
to  be  on  his  guard  against  repetition 

of  the  same  word, 

of  the  same  sound, 

of  the  same  sort  or  size  of  word ; 


POETIC  DICTION— INTERACTIONS   WITH  PROSE.     159 

this  last  referring  to  excessive  use  of  words  of  like  length  or 
of  similar  terminations.  Words  in  -ation  are  liable  thus  to 
make  jingles  with  each  other ;  and  when  a  number  of  them 
are  necessary  to  the  sense  it  is  useful  to  see  to  it  that 
they  do  not  fall  at  related  pauses  or  in  parallel  grammatical 
construction. 

Examples  of  Inadvertent  Rhyme.  —  "As  I  gazed  upon  the  mighty 
work,  I  said  to  myself,  'Now  Athens  is  indeed  secure ;  come  Greek  or 
come  Persian,  nothing  will  subdue  her.'' "  *  The  effect  of  this  is  enhanced 
by  the  fact  that  the  rhymed  words  both  fall  in  pause.  "  To  lose  oneself 
in  its  swift  and  splendid  action  is  to  keep  company  with  brave  human 
souls,  to  deal  with  life  at  first  hand,  to  act  without  the  paralysis  of  too 
much  analysis,  to  suffer  without  weak  and  cowardly  complainings,  to  die 
as  men  ought  to  die  —  in  resolute  endeavor  to  do  the  best  with  conditions 
as  they  are."  —  "  There  is  an  ordinance  of  nature  at  which  men  of  genius  are 
perpetually  fretting,  but  which  does  more  good  than  many  laws  of  the  uni- 
verse that  they  praise ;  it  is,  that  ordinary  women  ordinarily  prefer  ordinary 
men." 

But  while  on  the  one  hand  prose  has  to  steer  itself  clear  of 
such  heedless  lapses,  and  to  be  too  serious  for  mere  word-play 
and  trifling,  on  the  other  hand  it  may,  on  occasion,  employ 
these  devices  of  sound,  alliteration  and  rhyme,  in  a  strictly 
utilitarian  way.  In  the  impression  of  a  thought  descriptively, 
or  in  an  aphoristic  summary  of  truth,  these  adjuncts  of  sound 
become  a  natural  aid  to  attention  and  memory.  It  is  for  this 
reason  that  we  find  them  freely  used  in  maxims,  proverbs,  and 
folk-phrases ;  they  are  like  an  application  of  poetic  diction  to 
common  life. 

Examples.  —  In  the  following,  from  Thackeray,  the  alliteration  greatly 
intensifies  the  description,  as  well  as  its  connotation  of  contempt :  "  What 
muscle  would  not  grow  flaccid  in  such  a  life  —  a  life  that  was  never  strung 
up  to  any  action  —  an  endless  Capua  without  any  campaign  —  all/iddling, 
and  /lowers,  and  /easting,  and  /lattery,  and  /oily  ?  "  2   .  In  the  following 

1  For  the  relation  of  these  recurrent  sounds  to  Beauty,  see  Euphony,  on  p.  38, 
above.  2  Thackeray,  Four  Georges:  George  IV. 


160  DICTION. 


the  touches  of  rhyme  serve  much  the  same  purpose  :  "  But  the  faultless 
frame  remains  frigid  and  rigid:  form  without  soul,  a  body  still  lacking 
the  breath  of  life. "a  —  "  Whether  it  is  a  tale  he  is  telling,  or  a  drama  with 
its  jwift,  jharp  dialogue,  or  an  essay  rambling  and  ambling  skilfully  to  its 
unseen  end,  the  style  is  always  the  style  of  a  man  who  has  learnt  how  to 
make  words  bend  to  his  bidding."2  —  "  With  bell  and  bellow  he  could  be 
heard  last  winter  vociferating  from  a  conspicuous  street  corner." 3  The 
following  illustrates  the  use  of  rhyme  in  a  folk-phrase  :  "A  very  large  fall 
of  timber,  consisting  of  about  one  thousand  oaks,  has  been  cut  this  spring 
in  the  Holt  forest :  one-fifth  of  which,  it  is  said,  belongs  to  the  grantee, 
Lord  Stawell.  He  lays  claim  also  to  the  lop  and  top  ;  but  the  poor  of  the 
parishes  of  Binsted  and  Frinsham,  Bentley,  and  Kingsley  assert  that  it 
belongs  to  them,  and  assembling  in  a  riotous  manner,  have  actually  taken 
it  all  away."4 

3.  Onomatopoetic  Words  and  Phrasing.  —  In  poetry  and  prose 
alike,  as  the  vivid  realization  of  things  quickens  the  descriptive 
impulse,  much  of  the  language  is  employed  as  a  vocal  echo  to 
the  sense ;  though  poetry  is  more  sensitive  and  flexible  in 
this  respect  than  prose.  This  characteristic,  attained  partly 
through  the  rhythm  and  partly  through  the  articulate  sounds, 
is  the  secret  of  much  of  its  power  in  word-painting,  already 
described.  The  subject  of  the  harmony  of  sound  and  sense 
is  too  broad  and  detailed  to  allow  more  than  an  outline  here. 

Very  natural  in  poetry,  first,  is  the  impulse  to  make  vocal 
sounds  reproduce  the  movements  and  sounds  of  nature. 

Examples.  —  The  classic  example  from  Virgil,  "  Quadrupedante  putrem 
sonitu  quatit  ungula  campum,"  imitative  of  a  horse's  gallop,  will  occur  to 
every  one;  as  also  Pope's  Alexandrine,  "Which  like  the  wounded  snake, 
drags  its  slow  length  along."  In  the  following,  from  Tennyson,  the  conso- 
nant combinations  str  and  si,  which  must  be  pronounced  somewhat  slowly, 
are  employed  to  denote  slowness  and  reluctance  of  movement :  — 

"So  strode  he  back  slow  to  the  wounded  king."  5 

1  Lord  Lytton  in  Fortnightly  Review,  Vol.  xli,  p.  718. 

2  Matthews,  Aspects  of  Fiction,  p.  136. 

3  The  Youth's  Companion. 

4  White's  Natural  History  of  Selborne,  p.  27. 
,                         5  Tennyson,  Morte  D  'Arthur. 


POETIC  DICTION—  INTERACTIONS  WITH  PROSE.     161 

Quickness  and  life  are  expressed  in  the  following  by  a  change  of  rhythm 
from  an  iambus  to  a  tribrach  :  — 

"  Then  would  he  whistle  rapid  as  any  lark."  1 

The  following  is  a  striking  imitation  of  a  heavy  sound  echoing  among 
rocks  :  — 

"  He  spoke ;  and,  high  above,  I  heard  them  blast 
The  steep  slate-quarry,  and  the  great  echo  flap 
And  buffet  round  the  hills,  from  bluff  to  bluff P  2 

Poetry  may  be  equally  felicitous,  secondly,  in  making  com- 
binations of  vocal  sounds  portray  states  of  mind,  states  of 
nature,  or  general  characters  of  combined  events.  This  has 
its  large  application  in  the  whole  key  or  color-scheme  of  a 
poem,  to  an  extent  which  makes  the  poet's  art  the  most  deli- 
cate in  the  world  ;  here  we  can  only  indicate  the  beginning  of 
it  as  seen  in  single  lines. 

Examples.  —  In  the  following,  a  general  desolation,  both  of  mind  and 
weather,  is  indicated  by  "  the  harsh  sibilants  in  the  third  line,  and  the  inten- 
tionally hard  alliteration  and  utter  want  of  rhythm  in  the  last  line  "  :  — 

"  He  is  not  here ;  but  far  away 
The  noise  of  life  begins  again, 
And  ghastly  thro'  the  drizzling  rain 
On  the  bald  street  breaks  the  blank  day."  3 

A  line  without  rhythm  is  similarly  employed  by  Milton  to  portray  the  swift 
and  utter  rout  of  the  rebellious  angels  :  — 

u  headlong  themselves  they  threw 
Down  from  the  verge  of  heaven :  eternal  wrath 
Burnt  after  them  to  the  bottomless  lit."  4 

In  prose  this  answer  of  sound  to  sense  shows  itself  in  the 
choice  of  descriptive  words,5  and  in  the  spontaneously  rapid 

1  Tennyson,  Gareth  and  Lynette. 

2  lb.,  The  Golden  Year. 

3  lb.,  In  Memoriam,  vn.  3.  See  Genunc;,  Tennyson's  In  Memoriam  :  a  Study, 
p.  109. 

4  Milton,  Paradise  Lost,  Book  vi,  11.  864-866. 

or  the  relation  of  this  to  Harmony,  see  above,  p.  yj. 


162  DICTION. 

or  slow  movement  of  descriptive  passages.  In  passages  not 
predominantly  descriptive,  too,  the  occasional  use  of  such  a 
word  as  a  "  beacon-word  "  1  does  much  to  enliven  the  style  and 
keep  imagination  active.  A  large  proportion  of  the  vocabu- 
lary is  at  disposal  for  such  effects,  in  the  hands  of  one  who 
realizes  vividly;  and  these  onomatopoetic  words  are  at  once 
the  most  striking  and  the  most  precise.2 

Illustrations.  —  Such  words  as  buzz,  whizz,  whack,  plump,  pell-mell, 
hurly-burly,  hullabaloo,  will  occur  to  the  reader  as  representative  of  multi- 
tudes of  such  words.  The  difference  between  these  descriptive  words  and 
others  may  be  seen  in  alternative  expressions  of  the  same  idea.  Compare, 
for  instance,  "  The  water  was  boiling,  and  threw  up  a  great  fountain  from 
its  midst,"  with  "The  spray  was  hissing  hot,  and  a  huge  jet  of  water  burst 
up  from  its  midst."  Notice  how  much  more  vividness  there  is  in  "  He 
plunged  into  the  river,"  than  in  "  He  threw  himself  into  the  river  "  ;  in  "  The 
horse  rushed  galloping  down  the  road,"  and  "  The  horse  came  quickly." 

Observe  what  descriptive  power  the  italicized  words  have  in  the  follow- 
ing: "The  hurricane  had  come  by  night,  and  with  one  fell  swash  made  an 
irretrievable  sop  of  everything."3  In  the  following  sentences  can  be  felt 
the  movement  as  well  as  the  descriptive  words:  "Long  before  the  sound 
of  the  report  can  roll  up  the  river,  the  whole  pent-up  life  and  energy  which 
has  been  held  in  leash,  as  it  were,  for  the  last  six  minutes,  is  loose,  and 
breaks  away  with  a  bound  and  a  dash  which  he  who  has  felt  it  will  re- 
member for  his  life,  but  the  like  of  which,  will  he  ever  feel  again  ?  The 
starting-ropes  drop  from  the  coxswain's  hands,  the  oars  flash  into  the 
water,  and  gleam  on  the  feather,  the  spray  flies  from  them,  and  the  boats 
leap  forward."  4 


1  For  beacon-words,  and  the  use  of  Alienisms  as  such,  see  above,  p.  60. 

2  "  Such  is  the  nature  of  language  that,  if  the  best  possible  word  be  chosen,  it  will 
often  prove  to  be  one  of  this  description.  This  choice  of  the  best  word  means  pre- 
cision, and  hence  the  effort  to  be  precise  will  often  lead  to  excellence  of  another  and 
very  different  kind." — De  Mille,  Elements  of  Rhetoric,  p.  273. —  "Words  are 
available  for  something  which  is  more  than  knowledge.  Words  afford  a  more  deli- 
cious music  than  the  chords  of  any  instrument ;  they  are  susceptible  of  richer  colors 
than  any  painter's  palette ;  and  that  they  should  be  used  merely  for  the  transpor- 
tation of  intelligence,  as  a  wheelbarrow  carries  brick,  is  not  enough.  The  highest 
aspect  of  literature  assimilates  it  to  painting  and  music.  Beyond  and  above  all  the 
domain  of  use  lies  beauty,  and  to  aim  at  this  makes  literature  an  art."  —  Higginson, 
Atlantic  Essays,  p.  28. 

3  Cable,  Old  Creole  Days:  Posson  Jone\ 

4  Hughes,  Tom  Brown  at  Oxford,  Chap.  xiii. 


POETIC  DICTION— INTERACTIONS   WITH  PROSE.     163 


II.     THE    APPROACHES    OF    PROSE    TO    POETRY. 

It  has  been  pointed  out  that  in  the  endeavor  to  maintain 
a  properly  elevated  tone  of  discourse  prose  will  better  bear 
poetic  touches  than  poetry  will  bear  prosaism.1  We  may  carry 
this  a  step  farther  and  say  that  prose  itself,  as  it  becomes  more 
artistic,  is  continually  trying  to  escape  from  prosaism,  to  take 
on  elements  of  lightness,  buoyancy,  life,  interest,  to  be  more 
than  mere  sermo  pedestris,  discourse  plodding  along  on  foot. 
There  is  evident  in  it,  in  all  but  the  most  commonplace  duties, 
a  longing  for  something  of  the  winged  grace  which  is  the 
native  movement  of  poetry. 

This  is  not  a  mere  instinct  of  workmanship,  or  idle  desire 
to  make  diction.  No  genuine  distinction  of  style  rises  in  this 
way.  Its  roots  are  deeper,  in  the  intense  identification  of  the 
soul  with  the  subject.  As  soon  as  men  are  concerned  with  a 
subject  beyond  mere  reportage  or  scientific  information  they 
become  excited,  a  new  glow  and  warmth  enters  their  speech  ; 
and  as  this  excitement  rises  from  the  same  causes  that  give 
vitality  and  technic  to  poetry  —  namely,  fervid  emotion  and 
realizing  imagination  —  the  effects  are  analogous  in  the  dic- 
tion ;  that  is,  according  to  its  exciting  occasion,  the  diction  of 
prose  approaches  to  the  diction  of  poetry.2 

Three  general  types  of  prose  diction  may  thus  be  distin- 
guished, according  to  their  progressive  relation  to  poetry ;  to 
some  one  of  which  types  any  literary  work  in  prose  is  to  be 
more  or  less  predominantly  referred.  These  three  types,  it 
will  be  seen,  approach  poetry  by  the  way  of  the  three  funda- 
mental qualities  of  style,  clearness,  force,  and  beauty ;  arising 

1  See  above,  p.  137.     Distinguish  between  prose  and  prosaism. 

2  "  Poetry  is  the  greatest  of   all  sources  for  inspiring  prose  with  new  vitality. 

born  ol   conversation,  but  it  is  enlivened  and  invigorated  by  poetry.     Only 
then  the  nutritive  elements,  which  prose  draws  from  poetry,  must  for  the  most  part 
ested  and  assimilated,  they  must  not  remain  in  their  elemental  state  of  man! 
(est  poetry,  they  must  be  transformed  into  prose."—  Earle,  English  Prost}  p.  161. 


164  DICTION. 

indeed  from  much  the  same  impulse  that  makes  each  of  these 
in  turn  the  controlling  quality  of  the  diction. 


I. 

The  Intellectual  Type.  —  So  we  may  name  the  first  type,  as 
addressing  itself  supremely  to  the  understanding,  with  its 
dominant  requirements  of  clear  thinking  and  ordered  presen- 
tation, and  holding  the  language  of  emotion  or  imagination 
secondary.  It  is  the  fundamental  type  of  prose ;  given  here 
not  so  much  to  illustrate  in  itself  the  approach  of  prose  to 
poetry  as  to  define  the  neutral  matter-of-fact  plane  of  expres- 
sion from  which  such  approach  is  made,  and  to  complete  the 
classification  of  types. 

In  the  following  passage,  from  Southey's  Life  of  Nelson,  the  task  of  the 
writer  is  simply  to  give  information,  in  the  plainest  language,  of  an  event. 
No  effort  is  made  to  excite  interest,  or  to  vivify  by  poetic  devices;  the 
interest  is  taken  for  granted,  and  the  author  need  not  display  his  feelings 
in  order  to  prove  the  importance  or  beauty  of  the  scene. 

"  It  had  been  part  of  Nelson's  prayer  that  the  British  fleet  might  be 
distinguished  by  humanity  in  the  victory  he  expected.  Setting  an  example 
himself,  he  twice  gave  orders  to  cease  firing  upon  the  Redoubtable,  suppos- 
ing that  she  had  struck,  because  her  great  guns  were  silent ;  for,  as  she 
carried  no  flag,  there  was  no  means  of  instantly  ascertaining  the  fact.  From 
this  ship,  which  he  had  thus  twice  spared,  he  received  his  death.  A  ball 
fired  from  her  mizzen-top,  which  in  the  then  situation  of  the  two  vessels 
was  not  more  than  fifteen  yards  from  that  part  of  the  deck  where  he  was 
standing,  struck  the  epaulette  on  his  left  shoulder,  about  a  quarter  after 
one,  just  in  the  heat  of  action.  He  fell  upon  his  face,  on  the  spot  which 
was  covered  with  his  poor  secretary's  blood.  Hardy,  who  was  a  few  steps 
from  him,  turning  round,  saw  three  men  raising  him  up.  •  They  have  done 
for  me  at  last,  Hardy ! '  said  he.  '  I  hope  not ! '  cried  Hardy.  '  Yes,'  he 
replied,  'my  back-bone  is  shot  through.' 

"  Yet  even  now,  not  for  a  moment  losing  his  presence  of  mind,  he 
observed  as  they  were  carrying  him  down  the  ladder  that  the  tiller-ropes, 
which  had  been  shot  away,  were  not  yet  replaced,  and  ordered  that  new 
ones  should  be  rove  immediately.     Then,  that  he  might  not  be  seen  by  the 


POETIC  DICTION—  INTERACTIONS  WITH  PROSE.     165 

crew,  he  took  out  his  handkerchief  and  covered  his  face  and  his  stars. 
Had  he  but  concealed  these  badges  of  honor  from  the  enemy,  England 
perhaps  would  not  have  had  cause  to  receive  with  sorrow  the  news  of  the 
battle  of  Trafalgar.  The  cockpit  was  crowded  with  wounded  and  dying 
men,  over  whose  bodies  he  was  with  some  difficulty  conveyed,  and  laid 
upon  a  pallet  in  the  midshipmen's  berth.  It  was  soon  perceived,  upon  ex- 
amination, that  the  wound  was  mortal.  This,  however,  was  concealed  from 
all  except  Captain  Hardy,  the  chaplain,  and  the  medical  attendants.  He 
himself  being  certain,  from  the  sensation  in  his  back  and  the  gush  of 
blood  he  felt  momently  within  his  breast,  that  no  human  care  could 
avail  him,  insisted  that  the  surgeon  should  leave  him,  and  attend  to  those 
to  whom  ho  might  be  useful;  'for,'  said  he,  'you  can  do  nothing  for  me.' 

"All  that  could  be  done  was  to  fan  him  with  paper,  and  frequently 
give  him  lemonade  to  alleviate  his  intense  thirst.  He  was  in  great  pain, 
and  expressed  much  anxiety  for  the  event  of  the  action,  which  now  began 
to  declare  itself.  As  often  as  a  ship  struck,  the  crew  of  the  Victory  hur- 
raed, and  at  every  hurra  a  visible  expression  of  joy  gleamed  in  the  eyes 
and  marked  the  countenance  of  the  dying  hero.  .  .  . 

"  Nelson  now  desired  to  be  turned  upon  his  right  side,  and  said :  '  I  wish 
I  had  not  left  the  deck,  for  I  shall  soon  be  gone.'  Death  was  indeed 
rapidly  approaching.  .  .  .  His  articulation  now  became  difficult,  but  he  was 
distinctly  heard  to  say  :  '  Thank  God,  I  have  done  my  duty  ! '  These  words 
he  repeatedly  pronounced,  and  they  were  the  last  wTords  which  he  uttered. 
He  expired  at  thirty  minutes  after  four,  three  hours  and  a  quarter  after  he 
had  received  his  wound."1 

In  all  this  passage  there  is  no  touch  either  of  poetic  mood  or  poetic  dic- 
tion. The  only  figure  is  one  mild  metonymy  in  "  From  this  ship,  which 
he  had  thus  twice  spared,  he  received  his  death,"  a  figure  as  appropriate  to 
prose  as  to  poetry.  The  prose  vocabulary,  and  the  fulness  of  the  symbolic 
and  connective  element  may  be  felt  from  the  sentence,  "Yet  even  now, 
not  for  a  moment  losing  his  presence  of  mind,  he  observed  as  they  were 
carrying  him  down  the  ladder,  that  the  tiller-ropes,  which  had  been  shot 
away,  were  not  yet  replaced,  and  ordered  that  new  ones  should  be  rove 
immediately."  The  only  sentence  which  approaches  a  sentiment  adapted 
to  poetry  still  keeps  the  prose  movement :  "  Had  he  but  concealed  these 
badges  of  honor  from  the  enemy,  England  perhaps  would  not  have  had 
cause  to  receive  with  sorrow  the  news  of  the  battle  of  Trafalgar." 

1  Southey,  Life  of  Nelson,  Chap.  ix. 


166  DICTION. 


II. 


The  Impassioned  Type.  —  This  type  of  prose,  which,  as  the 
name  indicates,  is  the  outcome  of  strong  and  exalted  emotion, 
is  most  purely  represented  in  oratory ;  we  might  call  it  orator- 
ical prose.  The  kind  of  verse  that  approaches  most  nearly 
to  it  is  dramatic  blank  verse. 

The  subject-matter  that  most  naturally  evolves  this  type 
of  diction  is  that  which  deals  with  experience,  character,  con- 
duct ;  the  unchanging  yet  always  vital  truths  with  which  are 
connected  the  joys  and  sorrows,  the  hopes  and  fears,  the  affec- 
tions and  interests,  the  ideals  and  duties,  of  universal  human 
life. 

The  approach  which  this  type  of  prose  makes  to  poetic  dic- 
tion is  shown  first  of  all  in  the  concentrative  elements  :  in  the 
tendency  to  shun  labored  connections  and  relations,  and  in 
the  use  of  weighty  words  which  say  much  in  little  space.  Sec- 
ondly, there  is  a  general  heightening  of  language :  in  the  use 
of  words  which,  while  not  exclusively  poetical,  are  equally  at 
home  in  poetry  and  prose ;  in  the  tendency  to  impressive 
imagery  ;  and  in  the  spontaneous  use  of  the  emotional  figures 
of  speech.  Thirdly,  the  setting  is  distinctly  rhythmical : 
manifest  in  the  use  of  sonorous  words,  in  the  balancing  of 
phrases  and  clauses,  and  in  the  stately  roll  of  the  sentence. 

The  following,  from  Daniel  Webster's  Oration  on  the  Bunker  Hill  Monu- 
ment, will  exemplify  the  general  elevated  tone  of  impassioned  discourse :  — 

"Venerable  men  !  you  have  come  down  to  us  from  a  former  genera- 
tion. Heaven  has  bounteously  lengthened  out  your  lives,  that  you  might 
behold  this  joyous  day.  You  are  now  where  you  stood  fifty  years  ago, 
this  very  hour,  with  your  brothers  and  your  neighbors,  shoulder  to  shoulder, 
in  the  strife  for  your  country.  Behold,  how  altered !  The  same  heavens 
are  indeed  over  your  heads ;  the  same  ocean  rolls  at  your  feet ;  but  all  else 
how  changed  !  You  hear  now  no  roar  of  hostile  cannon,  you  see  no  mixed 
volumes  of  smoke  and  flame  rising  from  burning  Charlestown.  The  ground 
strewed  with  the  dead  and  the  dying ;  the  impetuous  charge ;  the  steady 


POETIC  DICTION—  INTERACTIONS   WITH  PROSE.     167 

and  successful  repulse ;  the  loud  call  to  repeated  assault ;  the  summoning 
of  all  that  is  manly  to  repeated  resistance ;  a  thousand  bosoms  freely  and 
fearlessly  bared  in  an  instant  to  whatever  of  terror  there  may  be  in  wafand 
death;  —  all  these  you  have  witnessed,  but  you  witness  them  no  more. 
All  is  peace.  The  heights  of  yonder  metropolis,  its  towrers  and  roofs,  which 
you  then  saw  filled  with  wives  and  children  and  countrymen  in  distress  and 
terror,  and  looking  with  unutterable  emotions  for  the  issue  of  the  combat, 
have  presented  you  to-day  with  the  sight  of  its  whole  happy  population, 
come  out  to  welcome  and  greet  you  with  a  universal  jubilee.  Yonder  proud 
ships,  by  a  felicity  of  position  appropriately  lying  at  the  foot  of  this  mount, 
and  seeming  fondly  to  cling  around  it,  are  not  means  of  annoyance  to  you, 
but  your  country's  own  means  of  distinction  and  defence.  All  is  peace ; 
and  God  has  granted  you  this  sight  of  your  country's  happiness,  ere  you 
slumber  in  the  grave.  He  has  allowed  you  to  behold  and  to  partake  the 
reward  of  your  patriotic  toils;  and  he  has  allowed  us,  your  sons  and  coun- 
trymen, to  meet  you  here,  and  in  the  name  of  the  present  generation,  in  the 
name  of  your  country,  in  the  name  of  liberty,  to  thank  you !  .  .  . 

"  But  ah  !  Him  !  the  first  great  martyr  in  this  great  cause  !  Him  !  the 
premature  victim  of  his  own  self-devoting  heart !  Him !  the  head  of  our 
civil  councils,  and  the  destined  leader  of  our  military  bands,  whom  nothing 
brought  hither  but  the  unquenchable  fire  of  his  own  spirit !  Him !  cut  off 
by  Providence  in  the  hour  of  overwhelming  anxiety  and  thick  gloom ;  fall- 
ing ere  he  saw  the  star  of  his  country  rise ;  pouring  out  his  generous  blood 
like  water,  before  he  knew  whether  it  would  fertilize  a  land  of  freedom  or 
of  bondage  !  —  how  shall  I  struggle  with  the  emotions  that  stifle  the  utter- 
ance of  thy  name !  Our  poor  work  may  perish ;  but  thine  shall  endure ! 
This  monument  may  moulder  away;  the  solid  ground  it  rests  upon  may 
sink  down  to  a  level  with  the  sea ;  but  thy  memory  shall  not  fail !  Where- 
soever among  men  a  heart  shall  be  found  that  beats  to  the  transports  of 
patriotism  and  liberty,  its  aspirations  shall  be  to  claim  kindred  with  thy 
spirit!  " —  Webster' 's  Great  Speeches,  p.  127. 

Of  the  means  of  general  heightening  above  mentioned  we  may  here 
point  out  a  few :  — 

1.  Words  not  exclusively  poetical,  but  from  the  more  exalted  vocabu- 
lary :  venerable,  bounteously,  behold,  witness,  yonder  metropolis,  unutterable, 
issue,  combat,  ere,  slumber,  martyr,  gloom,  stifle,  utterance,  endure,  kindred. 
The  list  might  be  greatly  increased. 

2.  Emotional  figures.  —  Exclamation:  Behold,  how  altered !  and  often  ; 
the  whole  tissue  of  the  second  paragraph  is  exclamatory.  Interrogation  : 
how  shall. I  struggle  with  the  emotions,  etc.  Apostrophe  :  the  latter  half  of 
the  second  paragraph. 


168  DICTION. 

3.  Rhythmical  words  and  constructions  :  venerable  men  ;  former  gen- 
eration ;  roar  of  hostile  cannon  ;  heights  of  yonder  metropolis;  your  coun- 
try's own  means  of  distinction  and  defence  ;  ere  you  slumber  in  the  grave  ; 
this  monument  may  moulder  away  ;  and  many  others,  as  also  constant  bal- 
ancing of  elements,  as,  the  head  of  our  civil  councils,  and  the  destined  leader 
of  our  military  bands. 

III. 

The  Imaginative  Type.  —  This  type  of  prose  diction  has  been 
called  "the  special  and  opportune  art  of  the  modern  world."  1 
It  is  the  kind  of  style  that  shapes  itself,  with  more  or  less 
artistic  fitness,  when  the  writer  deals  with  an  imaginative 
theme,  and  shapes  his  conceptions  in  the  fancy  rather  than  in 
the  strictness  of  logic.  Success  in  it  requires  a  special  apti- 
tude, not  unlike  the  poet's  ;  if  this  is  lacking,  or  only  studied 
and  second-hand,  the  style  either  tends  to  flatted  notes  and 
lapses  from  sound  taste  or  degenerates  into  fine  writing.2 

In  this  kind  of  diction  language  is  used  somewhat  as  a 
musical  instrument,  to  stimulate  and  gratify  the  reader's  imagi- 
nation by  means  of  euphonic  sound  and  picturing  imagery. 
Its  field  is  naturally  descriptive :  we  might  not  unfitly  call  it 
descriptive  prose.  Poetic  resources,  both  of  structure  and 
vocabulary,  are  freely  drawn  upon.  Especially  noticeable  are 
epithet  and  word-painting ;  also  alliteration  and  other  means 
of  pointing  and  balancing  language  are  prominent.  The  ten- 
dency to  rhythm  is  still  more  marked  than  in  the  impassioned 
type ;  that  is,  its  movement  approaches  more  to  the  measured 
rhythm  of  poetry,  while  never  going  far  enough  in  this  direc- 
tion to  impair  the  integrity  of  the  prose  tissue. 

The  following,  from  Ruskin's  Stones  of  Venice,  carries  this  type  of  prose 
to  the  very  verge  of  poetry :  — 

"  We  know  that  gentians  grow  on  the  Alps,  and  olives  on  the  Apen- 
nines ;  but  we  do  not  enough  conceive  for  ourselves  that  variegated  mosaic 
of  the  world's  surface  which  a  bird  sees  in  its  migration,  that  difference 

1  Pater,  Appreciations,  p.  7.  2  See  above,  p.  71. 


POETIC  DICTION—  INTERACTIONS  WITH  PROSE.     169 

between  the  district  of  the  gentian  and  of  the  olive  which  the  stork  and 
the  swallow  see  far  off,  as  they  lean  upon  the  sirocco  wind.  Let  us,  for  a 
moment,  try  to  raise  ourselves  even  above  the  level  of  their  flight,  and 
imagine  the  Mediterranean  lying  beneath  us  like  an  irregular  lake,  and  all 
its  ancient  promontories  sleeping  in  the  sun  :  here  and  there  an  angry  spot 
of  thunder,  a  grey  stain  of  storm,  moving  upon  the  burning  field  ;  and  here 
and  there  a  fixed  wreath  of  white  volcano  smoke,  surrounded  by  its  circle 
of  ashes ;  but  for  the  most  part  a  great  peacefulness  of  light,  Syria  and 
Greece,  Italy  and  Spain,  laid  like  pieces  of  a  golden  pavement  into  the  sea- 
blue,  chased,  as  we  stoop  nearer  to  them,  with  bossy  beaten  work  of  moun- 
tain chains,  and  glowing  softly  with  terraced  gardens,  and  flowers  heavy 
with  frankincense,  mixed  among  masses  of  laurel,  and  orange  and  plumy 
palm,  that  abate  with  their  grey  green  shadows  the  burning  of  the  marble 
rocks,  and  of  the  ledges  of  porphyry  sloping  under  lucent  sand.  Then  let 
us  pass  farther  towards  the  north,  until  we  see  the  orient  colors  change 
gradually  into  a  vast  belt  of  rainy  green,  where  the  pastures  of  Switzerland, 
and  poplar  valleys  of  France,  and  dark  forests  of  the  Danube  and  Car- 
pathians stretch  from  the  mouths  of  the  Loire  to  those  of  the  Volga,  seen 
through  clefts  in  grey  swirls  of  rain-cloud  and  flaky  veils  of  the  mist  of  the 
brooks,  spreading  low  along  the  pasture  lands  :  and  then,  farther  north 
still,  to  see  the  earth  heave  into  mighty  masses  of  leaden  rock  and  heathy 
moor,  bordering  with  a  broad  waste  of  gloomy  purple  that  belt  of  field  and 
wood,  and  splintering  into  irregular  and  grisly  islands  amidst  the  northern 
seas,  beaten  by  storm  and  chilled  by  ice-drift,  and  tormented  by  furious 
pulses  of  contending  tide,  until  the  roots  of  the  last  forests  fail  from  among 
the  hill  ravines,  and  the  hunger  of  the  north  wind  bites  their  peaks  into 
barrenness ;  and  at  last,  the  wall  of  ice,  durable  like  iron,  sets,  deathlike, 
its  white  teeth  against  us  out  of  the  polar  twilight." —  Ruskin,  Stones  of 
Venice,  Vol.  ii,  p.  172. 

In  this  masterly  piece  of  imaginative  description,  we  see  how,  as  soon 
as  the  author  gets  his  point  of  view  and  plan  determined,  the  descriptive 
part  (beginning  with  "and  all  its  ancient  promontories  ")  takes  on  the  pic- 
turing language  and  not  a  little  of  the  movement  of  poetry.  Let  us  notice 
a  few  of  these  poetic  elements  :  — 

1.  Epithets.  —  Decorative:  sirocco  wind  ;  ancient  promontories;  golden 
pavement ;  terraced  gardens  ;  plumy  palm  ;  lucent  sand  ;  orient  colors  ; 
rainy  green  ;    heathy  moor ;  grisly  islands  ;    into  the  sea-blue. 

2.  Word-painting:  sleeping  in  the  sun;  a  great  peacefulness  of  light ; 
glowing  softly  with  terraced  gardens  ;  the  hunger  of  the  north  wind;  grey 
swirls  of  rain-cloud ;  flaky  veils  of  the  mist  of  the  brooks;  tormented  by 
furious  pulses. 


170  DICTION. 

3.  Alliteration  :  a  grey  stain  of  storm ;  £ossy  beaten  work  ;  wixed  awong 
wasses  of  laurel,  and  orange  and  /lumy  /-aim;  wighty  masses  of  leaden 
rock  ;  £ites  their  peaks  into  barrenness.  No  less  masterly  than  these  repe- 
titions of  sounds  are  the  delicately  varied  combinations  of  sounds,  both 
vowel  and  consonantal. 

4.  Rhythm  encroaching  on  metre  :  — 

And  all  its  ancient  promontories  sleeping  in  the  sun. 
Here  and  there  an  angry  spot  of  thunder. 
With  bossy  beaten  work  of  mountain  chains. 
Spreading  low  along  the  pasture  lands. 
By  furious  pulses  of  contending  tide.1 

Summary.  —  The  intense  identification  of  the  writer's  soul 
with  the  subject-matter  and  its  occasion,  which  produces  these 
effects,  fervid  or  imaginative,  wherein  prose  diction  approaches 
to  the  diction  of  poetry,  requires,  in  greater  degree  according 
to  the  loftiness  of  the  occasion,  to  be  supplemented  by  a  taste 
made  sound  and  chaste  through  conversance  with  the  best 
literary  ways,  and  by  a  skill  great  enough  to  put  knowledge 
into  self-justifying  forms  of  art.  If  these  are  lacking  the 
composition,  while  it  may  be  luxuriant,  is  like  the  run-wild 
luxuriance  of  the  tropics :  it  evinces  merely  power  or  emo- 
tion undirected.  On  the  other  hand,  poetic  effects  cannot  be 
manufactured,  in  cold  blood,  by  any  manipulation  of  word 
and  phrase  and  figure.  The  two,  emotion  and  art,  must  be 
thoroughly  fused  together. 

1  The  subject  of  prose  rhythm,  as  related  to  the  rhythm  of  poetry,  is  discussed  in 
the  next  chapter,  pp.  210-220. 

1 


CHAPTER   VII. 
RHYTHM    IN    POETRY    AND    IN    PROSE. 

Both  poetry  and  prose,  the  latter  no  less  imperatively  than 
the  former,  must  have  rhythm  ;  that  is,  a  more  or  less  even 
and  regular  flow  of  syllables  long  and  short,  accented  and 
unaccented.  In  both  the  same  principles  of  rhythm  obtain, 
and  to  an  extent  run  parallel ;  only,  in  poetry  one  more  ele- 
ment is  operative  than  in  prose,  the  element  of  measure  or 
systematic  recurrence;  wherefore  the  rhythm  of  poetry  is 
called  metre,  from  the  Greek  word  fxtrpov,   "a  measure." 

Metre,  this  measured  rhythm,  is  the  basal  and  determining 
principle  of  English  verse.  As  such  it  is  merely  a  conventional 
law,  evolved  from  the  genius  of  the  language,  according  to 
which  the  elevated  sweep  of  poetic  diction  is  made  orderly 
and  musical.1  It  is,  however,  not  the  only  active  rhythmical 
motive,  nor  does  the  introduction  of  it  in  any  sense  supplant 
another  element  still  more  fundamental.  Moving  over  the 
same  field  there  is  also  an  unmeasured,  constantly  varied, 
exceedingly  flexible  grouping  of  syllables,  which  may  be 
called  the  rhythm  of  the  phrase.  This  latter,  interwoven  with 
the  metrical,  works  in  poetry  to  impart  a  graceful  variety  to 
its  uniformity ;  while,  moving  unconventionally  by  itself,  it 
constitutes  that  sonority  and  largeness  of  phrase  which  we 
call  prose  rhythm. 

1  "  Verse  may  be  rhythmical ;  it  may  be  merely  alliterative ;  it  may,  like  the 
French,  depend  wholly  on  the  (quasi)  regular  recurrence  of  the  rhyme ;  or,  like  the 
Hebrew,  it  may  consist  in  the  strangely  fanciful  device  of  repeating  the  same  idea. 
.  not  matter  on  what  principle  the  law  is  based,  so  it  be  a  law." —  Stevenson, 
On  Some  Technical  Elements  of  Style  in  Literattcre,  Works  (Thistle  edition), 
Vol.  xxii,  p.  250. 

171 


172  DICTION. 

It  is  the  design  of  the  present  chapter  to  define  these  two 
kinds  of  rhythm,  as  they  appear  by  themselves,  and  as  they 
work  together. 


I.     ELEMENTS    OF    POETIC    RHYTHM. 

In  its  progressive  organization  of  articulate  sounds  metre 
observes  according  to  its  own  system  the  grammatical  analogy 
of  the  phrase,  the  clause,  and  the  sentence  :  it  groups  syllables 
into  feet,  feet  into  verses  or  lines,  and  lines  into  stanzas. 
Farther  than  this  we  need  not  follow  it  here ;  as  indeed 
farther  than  this,  and  in  some  types  from  the  verse  onward, 
poetry  coincides  in  organism  with  prose. 


The  Metrical  Unit :  the  Foot.  —  Every  kind  of  measure  must 
have  a  unit  of  measurement.  The  unitary  procedure  from  which 
poetic  metre  starts  is  the  grouping  of  syllables  into  twos  or 
threes,  each  group  being  called  a  foot.  Thus  the  standard 
types  of  metre  take  their  rise,  the  kinds  of  feet  being  distin- 
guished from  one  another  by  their  various  arrangements  of 
accented  and  unaccented  syllables. 

Note.  —  The  names  and  definitions  of  the  feet  are  derived  from  classi- 
cal prosody,  which  estimates  syllables  not  by  accent  but  by  quantity,  as 
short,  long,  and  neutral.  Quantity  also  plays  an  appreciable  part  in  Eng- 
lish syllabication,  enough  perhaps  to  justify  defining  in  terms  of  quantity, 
as  we  shall  do  here ;  though  the  prosody  of  our  language  is  more  accentual 
than  quantitative,  more  like  speech,  less  like  a  kind  of  sing-song  or 
chant. 

The  very  different  genius  of  our  prosody  from  that  of  Latin  and  Greek 
can  best  be  illustrated  from  musical  rhythm.  Take  for  instance  the  open- 
ing verse  of  Longfellow's  Evangeline,  which  poem  is  written  to  imitate  the 
dactylic  hexameter  ;  and  the  natural  musical  measure  into  which  it  falls  is 


RHYTHM  IN  POETRY  AND   IN  PROSE. 


173 


not  at  all  the  dactylic  long  and  two  shorts  ( w  w),  but  a  galloping  rhythm 

in  triple  time  :  — 


1/ 

4 

/ 

4 

/      / 

/  y*i 

This 

is 

the 

for     - 

est         pri   - 

ma     -  val,      the 

J 

4 

4 

4- 

*      ,N 

J        / 

mur    - 

mur    - 

ing 

pines 

and         the 

hem     -   locks. 

The  real  quantitative  dactyl,  such  measure  as  is  represented  in 

"  Arma  virumque  cano,  Trojae  qui  primus  ab  oris," 

is  expressed  rather  in  the  rhythm  of  the  Andante  to  Schubert's  posthumous 
quartette :  — 


i 


± 


oe 


t=t 


&t 


of- 


*td 


Here  the  beat  is  stately  and  chant-like ;  flowing,  not  rattling.  Another 
celebrated  example  of  this  solemn  dactylic  measure  in  music  is  the  Alle- 
gretto of  Beethoven's  Seventh  Symphony.1 

In  all  kinds  of  English  verse  a  definite  scheme  and  type  of 
metre  exists ;  that  is,  a  unit  of  measure  is  traceable,  according 
to  which  the  verse  flows  in  an  ordered  tune.  The  generally 
accepted  system  of  feet,  however,  suffers  to  a  degree  from  the 
fact  that  it  is  derived  not  from  the  native  English  but  from 
the  classic  languages  :  it  does  not  fit  all  English  cases  without 
some  awkwardness,  or  at  least  accommodation.  This  is  more 
apparent  as  the  verse  grows  in  intensity  from  recitative  to 
lyrical,  and  thus  takes  on  more  sweep  and  freedom  of  move- 
ment. The  modulations  thus  occasioned  will  come  up  for 
discussion  later ;  meanwhile  we  need  to  determine  the  standard 
unmodified  rhythms. 

1  See  the  remarks  on  this  movement,  and  on  the  dactylic  measure  in  general  in 
LANIER,  Science  of  English  Verse,  p.  226. 


174  DICTION. 

The  Classical  or  Recitative  Measures.  —  For  verse  of  the  more 
subdued  tone,  designed  to  be  read  or  recited,  the  classical 
system  of  prosody  is  convenient  and  sufficiently  lucid.  This 
system  builds  feet  by  grouping  syllables  in  double  or  triple 
combinations  of  longs  and  shorts ;  the  quantity,  which  in  the 
classical  languages  is  intrinsic,  being  estimated  in  English 
partly  by  the  accent  and  partly  by  the  natural  stress  in 
reading. 

Note.  —  The  conventional  way  of  marking  the  quantity  of  syllables  is 
by  the  signs  ordinarily  used  to  mark  the  pronunciation  of  vowels  :  a  macron 
over  the  vowel  (-)  indicating  the  long,  a  breve  (^),  the  short.  A  syl- 
lable of  indifferent  or  neutral  value  may  be  represented  by  the  two  signs 
combined  (±/). 

Dissyllabic  Feet.  —  The  feet  formed  from  groups  of  two  are 
more  stable  and  distinct,  more  capable  of  maintaining  their  indi- 
viduality without  blending  with  one  another,  than  the  trisyl- 
labic ;  an  indication,  perhaps,  that  they  answer  more  deeply  to 
the  rhythmical  genius  of  the  language. 

i.  The  Iambic  foot,  or  Iambus,  is  a  short  and  a  long  (  w  _). 
Being  by  far  the  most  common,  it  may  be  regarded  as  the 
standard  English  measure.  All  the  serious  and  sustained  types 
of  poetry — the  epic,  the  drama,  the  ode,  the  elegy — are  written 
in  iambic  metre  ;  no  other  foot  indeed  is  so  well  adapted  to 
be  the  measure  of  all  work. 

Illustration.  —  Our  language,  being  so  largely  monosyllabic,  and  with 
a  wealth  of  unaccented  symbolic  words,  falls  into  dissyllabic  rhythm  by  the 
very  frequency  of  accentual  change  ;  while  the  tendency  to  drive  the  stress 
to  the  end  of  a  phrase  makes  the  standard  dissyllabic  rhythm  iambic  instead 
of  trochaic.     This  may  be  seen  in  the  following  from  Shakespeare  :  — 

"  to  die  —  |  to  sleep  —  | 
No  more ; —  |  and  by  |  5  sleep  |  t5  say  |  we  end  | 
ThS  heart  |  ache." 

Nor  is  it  less  suited  to  the  dignity  and  sweep  of  the  polysyllable ;  as  in 
"  The  mul  titud|inous  seas  |  incar|n5dlne."  | 


RHYTHM  IN  POETRY  AND   IN  PROSE.  175 

2.  The  Trochaic  foot,  or  Trochee,  is  a  long  and  a  short 
(_  w).  Its  effect  is  lighter  and  more  tripping  than  that  of 
the  iambic ;  it  is  used  accordingly  for  verse  of  a  more  rapid 
movement  and  less  strenuous  sentiment ;  occasional  trochaic 
feet  are  used  also  as  relief  to  the  austerity  and  monotony  of 
the  iambic. 

Examples.  —  i.  For  the  general  movement  and  effect  of  the  trochaic 
the  well-known  poem  of  Hiawatha  may  be  quoted  :  — 

"  Should  you  |  ask  me,  |  whence  these  |  stories  ?  | 
Whence  these  |  legends  |  and  traditions ;"  | 

or,  for  a  longer  line  and  somewhat  weightier  effect,  Browning's  poem  One 
Word  More  :  — 

"  There  they  |  are,  my  |  fifty  |  men  and  |  women,  | 
Naming  |  me  the  |  fifty  j  poems  |  finished."  | 

2.  In  any  passage  of  blank  verse  not  many  lines  will  pass  without  occa- 
sional trochaic  feet  slipping  in  among  the  iambics  ;  as, 

"  Athens,  |  the  eye  |  of  Greece,  |  mother  |  of  arts."  | 

Here  the  first  and  fourth  feet  are  trochaic ;  and  they  relieve,  while  they  do 
not  impair,  the  general  iambic  flow  of  the  verse. 

3.  The  Spondaic  foot,  or  Spondee,  is  two  long  ( ).     It 

cannot  well  be  used  in  English  as  a  prevailing  or  determining 
measure,  as  this  would  require  that  every  syllable  have  a  stress. 
Its  use  is  for  occasional  offset  to  iambic  or  trochaic  feet. 

Examples.  —  In  the  following  stanza  from  Tennyson  we  detect  the 
spondaic  feet  from  the  natural  stress  of  the  word  in  reading  and  its  weight 
in  the  sense.  It  will  be  noted  that  the  spondees  give  an  added  weight,  just 
as  the  trochee  gives  an  effect  of  lightness  :  — 

"  I  held  I  It  truth,  |  with  him  |  who"  sings  | 
T6  one  |  clear  harp  |  in  dl|vers  tones, 
ThSt  men  |  may  rise  |  on  steplping-stones  | 
Of  their  I  dead  selves  |  to"  higher  things."  | 

Here  the  words  "  clear  harp  "  and  "  dead  selves  "  must  be  read  as  spondees  ; 
while  the  words  "  Of  their  "  are  so  nearly  trochaic,  at  least,  that  the  second 


176  DICTION. 

syllable  must  be  shortened,  though  in  this  case  the  syllable  (5/"  also  is  short 
or  neutral. 

No  distinction  is  commonly  made  for  an  example  like  this  last  cited  one, 
where  both  syllables  of  a  dissyllabic  foot  are  short.  It  is  only  a  transitional 
foot  blending  with  the  succeeding  spondee  to  make  a  double  foot  (^  w 

Trisyllabic  Feet.  —  The  feet  formed  from  groups  of  three  are 
more  rapid  and  impetuous  than  the  dissyllabic ;  more  ready 
also  to  interchange  with  one  another  and  leave  the  reader 
uncertain  of  the  prevailing  tune.  This  will  come  up  for 
further  discussion  later. 

4.  The  Dactylig  foot,  or  Dactyl,  is  one  long  and  two 
shorts  (_  w  w).  It  is,  among  the  trisyllabic  measures,  much 
what  the  trochee  is  among  the  dissyllabic :  tripping  and 
nimble,  hard  to  adapt  to  a  sustained  flight  of  dignified  senti- 
ment without  liberal  admixture  of  spondaic.  It  is  in  the  use 
of  this  measure  that  the  essential  discordance  between  the 
accentual  and  the  quantitative  is  most  apparent ;  its  triple- 
time  beat  in  English  being  very  different  in  effect  from  its 
stately  march  in  Latin  and  Greek,  in  which  languages  it  is 
the  standard  epic  measure. 

Examples.  —  Browning's  The  Lost  Leader,  which  is  prevailingly 
dactylic,  will  illustrate  both  the  dactylic  swing  and  the  effect  of  an  occa- 
sional spondee  for  variety  :  — 

"  We  that  had  |  loved  him  so,  |  followed  him,  |  honored  him,  | 
Lived  in  his  |  mild  and  mSg|nificent  |  eye, 
Learned  his  great  |  language,  |  caught  his  clear  |  accents,  | 
Made  him  our  |  pattern  to  |  live  and  to  |  die !  " 

Here  the  two  spondees  of  the  third  line,  as  also  the  cut-off  endings,  do 
much  to  steady  a  measure  which  otherwise  might  become  too  galloping. 
Dactyl  is  in  fact  best  adapted  for  transient  effects. 

The  difference  between  the  accentual  and  the  quantitative  swing  has 
been  illustrated  musically  in  the  note  on  p.  172. 

5.  The  Anapestic  foot,  or  Anapest,  is  two  shorts  and  a 
long  (w  \j  _),  the  reverse  of  the  dactyl.     Its  general  effect 


RHYTHM  IN  POETRY  AND   IN  PROSE.  177 

also  is  the  reverse  ;  it  being  adapted  to  a  pensive  or  medita- 
tive sentiment  where  the  movement  is  quiet  and  subdued.  It 
is  seldom  used  pure  for  any.  great  length  ;  it  is  varied  and  to 
some  extent  relieved  by  frequent  admixture  of  iambic,  espe- 
cially at  the  beginnings  and  ends  of  lines  ;  it  often  blends  its 
tune  also  with  the  dactylic. 

Examples.  —  The  following  is  a  pure  Anapestic  line  :  — 

"  At  the  clSse  |  of  the  day,  |  when  the  ham|let  is  still."  | 

Browning's  poem,  Through  the  Metidja  to  Abd-el-Kadr,  adopts  the  ana- 
pestic tune,  doubtless  for  its  rocking  imitative  movement,  but  intersperses 
frequent  lines  of  varied  measure  :  — 

"  As  I  ride,  |  as  I  ride,  | 
With  a  full  heart  |  for  my  guide,  ] 
So  its  tide  |  rocks  my  side,  | 
As  I  ride,  |  as  I  ride,  | 
That,  as  I  were  |  double-eyed,  | 
He,  in  whom  our  Tribes  confide, 
Is  descried,  |  ways  untried,  | 
As  I  ride,  |  as  I  ride."  | 

The  anapestic,  mixed  freely  with  iambic,  is  the  measure  of  Coleridge's 
Christabel,  which  he  regarded  as  an  innovation  in  metre  :  — 

"  Tis  the  mid  |  die  of  night  |  by  the  cas|tle  cklck."  | 

6.  The  Amphibrach  (Greek  a\x.$i  and  /3pa^u?,  short  on  both 
sides),  is  a  short,  a  long,  and  a  short  (w  __  w),  as  in  the  word 
remember.  This  is  an  unstable  measure  ;  an  ellipsis  of  a  sylla- 
ble, or  the  placing  of  the  pause,  may  easily  change  its  tune  to 
dactylic  or  anapestic. 

Examples.  —  The  following  line  is  quoted  as  a  somewhat  rare  example 
of  amphibrach  without  ellipsis  at  the  end  :  — 

"  There  came  to  |  th<5  beach  X  |  poor  exile  |  5f  Erin." 

alternate  lines  of"  the  stanza  are  elliptical :  — 

"  The  dew  on  |  Ins  thin  robe  |  lay  heavy  |  Snd  chill."  v^/  \ 


J 


178  DICTION. 


The  second  line  of  the  following  couplet,  from  Browning's  How  they 
Brought  the  Good  News  from  Ghent  to  Aix,  exemplifies  how  an  extra  initial 
syllable  may  change  the  movement  from  amphibrach  to  anapestic :  — 

"And  all  I  |  remember  |  is  —  friends  flockjing  round  \j  \ 
As  I  sat  |  with  his  head  |  'twixt  my  knees  |  on  the  ground." 

7.  The  Amphimacer  (Greek  d/x,<£i  and  fxaKpos,  long  on  both 
sides),  is  a  long,  a  short,  and  a  long  (_w  _),  as  in  the  word 
undismayed.  It  is  seldom  used  in  English  verse  except  as  an 
occasional  intermediate  foot. 

Note.  —  The  convenience  of  being  familiar  with  these  last  two  kinds  of 
foot  will  be  especially  apparent  when  we  come  to  note  the  rhythm  of  the 
phrase,  and  the  rhythm  of  prose,  wherein  a  much  greater  variety  of  measure 
prevails.     See  below,  p.  213. 

II. 

The  Metrical  Clause  :  the  Verse.  —  Corresponding  in  rhythm 
to  the  clause  or  sentence-member  in  grammar  is  the  grouping 
of  metrical  feet  which  makes  up  the  verse  or  line  ;  which  latter 
accordingly  receives  a  technical  name  from  the  number  of  feet 
it  contains.  Thus  a  verse  one  foot  long  is  monometer ;  two 
feet,  dimeter ;  three  feet,  trimeter ;  four  feet,  tetrameter ;  five 
feet,  pentameter ;  six  feet,  hexameter ;  seven  feet,  heptameter. 

These  clusters  of  feet,  it  will  be  remembered,  are  metrical 
clauses,  not  grammatical ;  they  may  or  may  not  correspond  to 
pauses  in  the  sense  ;  indeed,  it  is  essential  that  the  two  be  kept 
independent  in  movement.  This  is  made  especially  imperative 
by  the  fact  that  where  lines  are  rhymed  the  rhyme  itself  consti- 
tutes a  metrical  punctuation,  emphasizing  the  bounds  of  the 
clause  ;  if  now  for  any  length  the  attempt  is  made  to  end  every 
line  with  a  sense-pause,  the  result  is  monotony  and  dulness.  The 
ideal  of  the  two  kinds  of  clausal  structure  is  that  while  the 
foot  and  line  exist  as  a  constant  pattern,  the  grammatical  flow 
of  the  sentence  shall  course  in  and  out,  limpid,  spontaneous, 
free. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  179 

Note.  —  A  verse  and  a  line  are  the  same  thing,  and  the  two  names  are 
practically  interchangeable.  If  we  used  them  strictly,  we  should  regard  the 
terms  as  naming  the  object  from  different  points  of  view.  As  a  group  of 
feet  making  up  a  metrical  clause,  it  is  a  verse  ;  from  its  derivation  it  means 
the  turning,  that  is,  of  the  written  or  chanted  current ;  and  as  such  is  anti- 
thetic to  pro\r\sa,  straightforward  ;  see  above,  p.  108.  As  a  constituent 
part  of  a  stanza,  or  as  a  row  of  words  not  considered  rhythmically,  it  is 
called  a  line.     Of  the  two,  the  term  verse  is  the  more  technical. 

The  use  of  the  term  verse  as  equivalent  to  stanza  (as  verse  of  a  hymn), 
as  also  the  use  of  it  to  designate  a  prose  paragraph  (except  in  the  Bible), 
should  be  avoided  as  provincial. 

r   o 

Some  Standard  Types  of  Verse.  —  As  the  above-given  names 
of  the  metres  explain  themselves,  and  as  the  kinds  can  be 
recognized  by  the  easy  process  of  counting  feet,  there  is  no 
need  of  more  detailed  description  here,  further  than  to  men- 
tion the  few  that  are  so  much  more  prevalent  or  celebrated 
than  the  rest  as  to  require  ready  acquaintance. 

The  most  prevalent  —  it  may  be  regarded  as  the  standard 
English  line  for  serious  poetry  —  is  the  Iambic  Pentameter, 
of  which  the  formula  is  |  w_|  ^  _  |  w_|  w_|  w_|. 
This  is  the  measure  of  Heroic  Verse,1  like  Pope's  translation 
of  the  Iliad  ;  of  Elegiac  Verse,  like  Gray's  Elegy ;  and  of  Epic 
and  Dramatic  Blank  Verse.  In  all  these  except  the  dramatic 
the  pentameter  scheme  is  observed  with  much  strictness ;  in 
verse  of  dramatic  type,  however,  where  the  freedom  of  oral 
speech  is  an  appreciable  influence,  the  verse  is  frequently 
limbered  by  an  extra  short  syllable  at  the  end. 

Example.  —  i.  Modern  epic  blank  verse  may  be  exemplified  from  one 
of  the  noblest  works  in  that  measure,  Tennyson's  Holy  Grail :  — 

"  And  all  at  once,  as  there  we  sat,  we  heard 
A  cracking  and  a  riving  of  the  roofs, 
And  rending,  and  a  blast,  and  overhead 
Thunder,  and  in  the  thunder  was  a  cry. 

1  Some  use  the  term  heroic  to  cover  all  iambic  pentameter,  blank  verse  with  the 
rest ;  here,  in  order  to  make  a  more  clearly  articulated  classification,  it  is  confined  to 
the  rhymed  heroics  of  the  Pope  and  Dryden  type. 


180  DICTION. 


And  in  the  blast  there  smote  along  the  hall 

A  beam  of  light  seven  times  more  clear  than  day : 

And  down  the  long  beam  stole  the  Holy  Grail 

All  over  cover'd  with  a  luminous  cloud, 

And  none  might  see  who  bare  it,  and  it  past."  1 

2.  The  extra  syllable  of  dramatic  verse  may  be  exemplified  from  Shakes- 
peare's Henry  VIII. 

u  He  was  a  scholar,  and  a  ripe  and  good  one ; 
Exceeding  wise,  fair-spoken  and  persuading : 
Lofty  and  sour  to  them  that  loved  him  not, 
But  to  those  men  that  sought  him,  sweet  as  summer. 
And  though  he  were  unsatisfied  in  getting, 
Which  was  a  sin,  yet  in  bestowing,  madam, 
He  was  most  princely."  2 

In  this  passage  every  line  but  one  has  the  extra  syllable  ;  it  should  be  said, 
however,  that  in  this  particular  play  the  liberty  is  used  beyond  the  common. 

Next  to  this  in  prevalence,  for  long  poems,  is  the  Iambic 
Tetrameter  (|w_|w  _|w  _|u  _|);  a  favorite 
vehicle  with  the  older  poets,  from  Herrick  to  Swift,  for  moral- 
izing and  meditative  verse ;  adopted  also  for  satire,  by  Butler 
in  his  Hudibras.  It  is  a  comparatively  easy  measure  where 
the  poetic  feeling  is  only  moderately  intense ;  hence  much 
used  for  the  occasional  verse  of  prose  writers. 

It  has  more  lightness,  though  a  less  dignified  sweep,  than 
the  pentameter  ;  and  it  was  for  these  qualities  that,  relieved 
by  an  occasional  verse  in  trimeter,  it  was  adopted  by  Scott 
for  his  narrative  romantic  poems,  The  Lay  of  the  Last  Min- 
strel, Marmion,  and  the  Lady  of  the  Lake. 

The  iambic  tetrameter,  alternated  with  trimeter,  is  the  so- 
called  Ballad  Measure.  Sometimes  the  two  alternating  lines 
are  printed  in  one,  making  a  line  fourteen  syllables  long,  tech- 
nically called  a  fourteener.  This  is  the  measure  of  Chapman's 
translation  of  Homer. 

1  Tennyson,  The  Holy  Grail,  11.  182-190. 

2  Shakespeare,  Henry  VIII,  Act  iv,  Scene  2. 


RHYTHM  IN  POETRY  AND  IN  PROSE.  181 

Examples.  —  The  following,  from  Butler's  Hudibras,  will  illustrate  the 
old  writers'  use  of  iambic  tetrameter  :  — 

"  He  that  is  valiant  and  dares  fight, 
Though  drubbed,  can  lose  no  honour  by  't . 
Honour  's  a  lease  for  lives  to  come, 
And  cannot  be  extended  from 
The  legal  tenant :  'T  is  a  chattel 
Not  to  be  forfeited  in  battle. 
If  he  that  in  the  field  is  slain 
Be  in  the  bed  of  honour  lain, 
He  that  is  beaten  may  be  said 
To  lie  in  honour's  truckle-bed." 

The  following,  from  Scott's  Lady  of  the  Lake,  will  illustrate  its  use  for 
narrative :  — 

"  With  that  he  shook  the  gather'd  heath, 

And  spread  his  plaid  upon  the  wreath ; 

And  the  brave  foemen,  side  by  side, 

Lay  peaceful  down  like  brothers  tried, 

And  slept  until  the  dawning  beam 

Purpled  the  mountain  and  the  stream." 

The  following,  from  Chevy-Chace,  will  illustrate  the  ballad  measure,  as 
put  in  stanza  :  — 

"  God  prosper  long  our  noble  king, 
Our  lives  and  safetyes  all ; 
A  woeful  hunting  once  there  did 
In  Chevy-Chace  befall. 

To  drive  the  deere  with  hound  and  home, 

Erie  Percy  took  his  way  ; 
The  child  may  rue  that  is  unborne, 

The  hunting  of  that  day." 

The  following,  from  Chapman's   Iliad,  will  illustrate  the   movement  of 
tourteeners :  — 

"  He  said  ;  and  such  a  murmur  rose,  as  on  a  lofty  shore 
The  waves  make,  when  the  south  wind  comes,  and  tumbles  them  before 
Against  a  rock,  grown  near  the  strand  which  diversely  beset 
Is  never  free,  but,  here  and  there,  with  varied  uproars  beat." 

In  trochaic  metre  the  tetrameter  has  gained  celebrity  as  the 
measure  of  Longfellow's  Hiawatha.  It  is  not  well  adapted, 
however,  for  serious  work  ;  the  fatal  ease  with  which  it  may 


182  DICTION. 

be  reeled  off,  also,  precludes  its  artistic  repute.  Its  use  in  the 
case  of  Hiawatha  was  probably  intended  as  a  suggestion  of 
•crude  aboriginal  rhythm. — A  much  more  frequent  use  of  it 
is  the  stanza  form  technically  called  8s  and  7s,  in  which  the 
alternate  lines  are  one  syllable  short.  Tennyson,  in  his 
Locksley  Hall,  has  reduced  this  stanza  to  a  couplet,  each 
line  fifteen  syllables  long ;  the  pause  generally  after  the  fourth 
foot,  but  with  liberty  to  vary. 

Examples.  —  1.  Longfellow's  Hiawatha  is  the  most  prominent,  almost 
the  only  example,  of  pure  trochaic  tetrameter  in  serious  verse :  — 

"  Out  of  childhood  into  manhood 
Now  had  grown  my  Hiawatha, 
Skilled  in  all  the  craft  of  hunters, 
Learned  in  all  the  lore  of  old  men, 
In  all  youthful  sports  and  pastimes, 
In  all  manly  arts  and  labors." 

The  following  will  illustrate  its  capacity  for  parody  :  — 

"  But  he  left  them  in  a  hurry, 
Left  them  in  a  mighty  hurry, 
Stating  that  he  would  not  stand  it, 
Stating  in  emphatic  language 
What  he  'd  be  before  he  'd  stand  it."  1 

2.  The  following  couplet  from  Locksley  Hall  will  illustrate,  in  the  first 
line,  the  liberty  of  variation  of  pause  obtained  by  printing  this  measure 
as  1 5s  :  — 

"  Many  a  night  from  yonder  ivied  casement,  ere  I  went  to  rest, 
Did  I  look  on  great  Orion  sloping  slowly  to  the  west." 

To  print  the  first  four  feet  as  a  line,  separating  noun  and  adjective,  would 
here  be  intolerable. 

Of  hexameter  measure  two  kinds  may  be  mentioned,  not  so 
much  from  their  frequency  as  from  their  celebrity. 

The  Alexandrine  verse  is  an  iambic  line  six  feet  long, 
with  the  cassural  pause 2  after  the  third  foot  (I   w_  |  w  _  |  w  _  II 

1  Lewis  Carroll,  Hiawatha' 's  Photographing. 

2  For  the  cssural  pause,  see  below,  p.  202. 


RHYTHM  IN  POETRY  AND  IN  PROSE.  183 

\j j  \j |  v |  )•     It  is  employed  with  the  heroic  line  as  an 

occasional  pause-verse  or  conclusion  of  a  period ;  but  it  is  too 
heavy,  in  English,  to  be  the  staple  metre  of  a  sustained  poem. 

Examples.  —  It  has  been  employed,  however,  by  Drayton  in  his  Poly- 
olbion,  but  not  with  the  effect  of  demonstrating  its  fitness. 

Pope's  line  in  criticism  of  the  Alexandrine  may  be  quoted  as  an  example 
of  it,  though  the  heaviness  of  the  verse  is  intentionally  exaggerated  by 
onomatopoeia :  — 

"  A  needless  Alexandrine  ends  the  song, 
Which,  like  the  wounded  snake,  drags  its  slow  length  along." 

The  Dactylic  Hexameter,  widely  familiar  as  the  measure  of 
Longfellow's  Evangeline,  is  an  imitation  of  the  Latin  and  Greek 

epic  verse  (|_ww|_ww  |_ww  |_uu|_uu  | |  ). 

It  has  never  become  thoroughly  acclimated  in  English,  pro- 
ducing as  it  does  an  entirely  different  effect  from  that  of  its 
model,  on  account  of  the  essential  discordance  between  quan- 
titative and  accentual  rhythm. 

Note.  —  This  difference  has  already  been  described  and  exemplified  in 
the  note  on  p.  172,  and  on  p.  176.  The  measure  may  be  exemplified  by  a 
quotation  from  Clough's  Bothie  of  Tober-na-Vuolich  :  — 

"  Sometimes  I  find  myself  dreaming  at  nights  about  arches  and  bridges,  — 
Sometimes  I  dream  of  a  great  invisible  hand  coming  down,  and 
Dropping  the  great  key-stone  in  the  middle :  there  in  my  dreaming, 
There  I  felt  the  great  key-stone  coming  in,  and  through  it 
Feel  the  other  part  —  all  the  other  stones  of  the  archway, 
Joined  into  mine  with  a  strange  happy  sense  of  completeness." 


III. 

The  Metrical  Sentence  :  the  Stanza.  —  Just  as  the  verse  is 
the  metrical  clause  or  sentence-member,  so  the  stanza  may 
be  regarded  as  the  full  metrical  sentence  or  period  ;  being  a 
series  of  lines  so  grouped  and  related  as  to  form  a  closed 
circuit,  and  thus  constitute  a  complete  metrical  idea.     The 


184  DICTION. 

means  by  which  the  lines  of  a  stanza  are  interrelated  are  the 
rhyme,  the  fixed  scheme  of  verse-lengths,  and  sometimes  the 
refrain,  which  last  is  a  strain  recurring  at  set  intervals  or  at 
the  end  of  each  stanza. 

Typically,  and  in  a  majority  of  cases,  the  stanza  limits 
bound  also  the  logical ;  sometimes,  however,  the  grammatical 
sentence  is  run  on  to  a  series  of  stanzas,  and  sometimes  the 
full  stop  occurs  within  the  stanza.  This  is  but  another  way 
of  saying  that  the  metrical  sentence  and  the  grammatical  are 
two  distinct  things. 

Note.  —  Nearly  all  stanza  types  call  for  rhyme ;  and  the  scheme  of 
rhyme  is  the  most  palpable  means  of  bringing  the  metrical  period  round 
full  circuit.  A  good  example,  however,  where  the  refrain  takes  the  place 
of  rhyme  may  be  found  in  the  graceful  five-lined  stanza  of  Tennyson's 
"  Tears,  idle  Tears  "  :  — 

"  Tears,  idle  tears,  1  know  not  what  they  mean, 
Tears  from  the  depth  of  some  divine  despair 
Rise  in  the  heart,  and  gather  to  the  eyes, 
In  looking  on  the  happy  Autumn-fields, 
And  thinking  of  the  days  that  are  no  more." 

These  words,  "  the  days  that  are  no  more,"  the  last  three  feet  of  the  pen- 
tameter, are  the  refrain  that  brings  each  stanza  to  its  close;  thus:  — 

u  And  thinking  of  the  days  that  are  no  more." 
"  So  sad,  so  fresh,  the  days  that  are  no  more." 
"  So  sad,  so  strange,  the  days  that  are  no  more." 
"  O  Death  in  Life,  the  days  that  are  no  more."  1 

When  a  refrain  is  introduced  parenthetically  inside  a  stanza  it  is  called  a 
burden. 

Concessions  to  the  Logical  Period.  —  There  are  several  forms 
of  poetry  which  to  greater  or  less  extent  obey  the  influence 
of  the  logical  sentence  or  paragraph,  which  is  massed  accord- 
ing to  the  sense ;  and  the  metre  is  discarded  or  modified 
accordingly. 

1  Tennyson,  The  Princess,  canto  iv. 


RHYTHM  IN  POETRY  AND  IN  PROSE.  185 

i.  Most  blank  verse  obeys  metrical  exactions  only  as  far 
as  the  line,  and  thereafter  adopts  the  grammatical  sentence 
and  paragraph  in  place  of  the  metrical  period  or  stanza.  This 
is  natural  in  a  kind  of  verse  that  deals  mainly  with  continuous 
thought  and  is  nearest  in  feeling  and  office  to  prose ;  the  reci- 
tative as  distinguished  from  the  lyric. 

2.  In  heroic  verse  the  couplet — the  so-called  heroic  coup- 
let—  may  be  regarded  as  a  rudimental  stanza,  which  instead 
of  bringing  the  sense  to  a  final  close,  or  marking  a  stage  in  a 
larger  stanza,  goes  on  to  observe  the  massing  and  limits  of 
the  grammatical  paragraph.  Its  scheme  of  rhyme  and  its 
insistence  on  line  and  couplet  pauses  unfit  heroic  verse  for 
continuous  narrative ;  while  by  the  same  means  they  make  it 
a  fit  vehicle  for  pointed  and  epigrammatic  thought. 

Examples.  —  Pope  has  carried  this  type  of  verse  to  its  highest  capability 
in  epigram  ;  the  following  is  a  specimen  from  his  Essay  on  Man :  — 

"  Go  !  if  your  ancient,  but  ignoble  blood 
Has  crept  thro'  scoundrels  ever  since  the  flood, 
Go !  and  pretend  your  family  is  young ; 
Nor  own,  your  fathers  have  been  fools  so  long. 
What  can  ennoble  sots,  or  slaves,  or  cowards  ? 
Alas !  not  all  the  blood  of  all  the  Howards." 

Since  Pope's  time  the  heroic  couplet  has  introduced  a  greater  propor- 
tion of  run-on  lines,  and  has  not  so  carefully  sought  balance  and  epigram- 
matic point ;  hence  it  has  become  much  more  limpid  and  sustained. 

3.  In  the  ode  the  stanza,  following  the  current  of  the  sense, 
is  irregular  and  continually  varied  in  all  three  respects  :  length 
of  line,  relation  of  rhymes,  and  length  of  the  stanza  itself. 
The  ode  stanza  is  sometimes  called  a  strophe.  This  char- 
acteristic of  the  ode  is  evidently  due  to  the  desire  for  greater 
freedom  of  movement  than  a  set  stanza  form  would  permit ; 
so  the  stanza  becomes  a  lyrical  paragraph. 

Some  of  the  Best-Known  Stanza  Forms.  —  Stanza  forms  are 
so  numerous  and  so  self-interpretative  that  there  is  no  practical 


186  DICTION. 


good  in  classifying  them  here.  It  will  be  sufficient  to  mention 
a  few,  such  as  have  become  historic  or  ought  to  be  recognized 
by  name. 

Note.  —  The  arrangement  of  rhymes  in  a  stanza  is  generally  indicated, 
and  will  be  indicated  here,  by  letters  of  the  alphabet ;  a  repetition  of  a  letter 
designating  the  rhyming  syllables.  Thus  a  a  means  two  lines  rhyming  to 
form  a  couplet ;  a  b  a  b  means  alternating  rhymes  ;  abba,  the  first  and 
fourth  rhyming,  the  second  and  third  rhyming;  and  so  on.  Each  new 
rhyming  syllable  takes  a  new  letter. 

The  Elegiac  Stanza,  well  known  as  the  stanza  of  Gray's 
Elegy,  is  four  lines  of  iambic  pentameter  rhymed  alternately 
{aba  b).  Its  quiet  and  sedate  movement  fits  it  well  for 
pensive  or  meditative  thought ;  while  the  comparative  brevity 
of  the  metrical  period  suits  well  with  a  moderate  pointed- 
ness,  or  at  least  a  clean-cut  neatness  rising  from  parsimony 
of  amplification. 

The  same  line,  with  a  modification  of  the  rhyming  scheme, 
has  become  familiar  through  Fitzgerald's  translation  of  the 
Rubaiyat  (quatrains)  of  Omar-Khayyam,  in  the  stanza  of 
which  the  first,  second,  and  fourth  lines  rhyme  together,  and 
the  third  is  left  blank ;  thus,  a  a  -  a.  This  peculiar  arrange- 
ment, wherein  the  fourth  line  returns  to  its  rest  after  an  excur- 
sion, fits  the  quatrain  well  to  be  the  embodiment  of  a  single, 
gracefully  worded,  finished  thought. 

Examples.  —  i.    The  neatness  and  finish  both  of  single  lines  and  of 
whole  stanzas  may  be  exemplified  by  any  stanza  of  Gray's  Elegy ;  it 
these  qualities  that  have  made  the  lines  so  quotable :  — 

"  Here  rests  his  head  upon  the  lap  of  earth 
A  youth,  to  fortune  and  to  fame  unknown : 
Fair  science  frown'd  not  on  his  humble  birth, 
And  melancholy  mark'd  him  for  her  own." 

2.  The  point  and  grace  of  the  Fitzgerald  quatrain  may  be  seen  in  the 
following,  perhaps  the  most  quoted  stanza  of  the  Rubaiyat  :  — 


RHYTHM  IN  POETRY  AND  IN  PROSE.  187 

"  I  sent  my  Soul  through  the  Invisible, 
Some  letter  of  that  After-life  to  spell : 
And  by  and  by  my  Soul  return' d  to  me, 

And  answer'd  '  I  Myself  am  Heav'n  and  Hell.' " 

The  prevailing  Hymn  Stanzas,  which  here  call  for  brief 
mention,  though  they  are  too  numerous  for  extended  specifica- 
tion, are,  for  convenience  in  fitting  melodies  to  them,  marked 
conventionally  according  to  the  number  of  syllables  in  the 
lines ;  thus,  7s,  10s,  8s  and  7s,  6s  and  4s  ;  these  explain  them- 
selves. Older  designations  still  current  are :  Long  Metre 
(L.  M.),  iambic  tetrameter,  rhymed  either  in  couplets  or  alter- 
nately;  Common  Metre  (C.  M.),  identical  with  the  ballad 
measure,  iambic  tetrameter  alternating  with  trimeter,  and 
usually  having  only  the  second  and  fourth  lines  rhymed ; 
Short  Metre  (S.  M.),  iambic,  the  first,  second  and  fourth  lines 
trimeter,  the  third  tetrameter,  the  rhymes  alternate ;  and 
Hallelujah  Metre  (H.  M.),  a  six-lined  stanza,  iambic,  consisting 
of  four  lines  trimeter  alternately  rhymed,  and  a  couplet  tetram- 
eter rhymed  in  half  lines,  these  rhymes  sometimes  inverted. 

All  these  stanza  forms  are  suitable  only  for  short,  indepen- 
dent poems.  Tennyson,  in  his  In  Memoriam,  has  conceived 
the  idea  of  making  a  lyric  sequence  of  such  poems ;  that  is, 
of  making  them,  while  still  semi-detached,  deal  with  a  con- 
tinuous sentiment.  To  this  end  he  has  taken  the  long  metre 
stanza  (iambic  tetrameter)  and  inverted  the  rhymes  (from 
a  b  a  b  to  a  b  b  a)  ;  with  the  effect  that,  as  the  suggestion  of 
a  balanced  musical  tune  is  broken  up,  the  sustained  or  recita- 
tive character  is  more  free  to  emerge. 

Note.  —  It  can  be  felt  how  much  more  suggestive  of  a  musical  setting, 
and  this,  not  merely  from  the  sentiment,  but  from  the  grouping  of  rhymes, 
is  such  a  stanza  as  this  from  Keble  :  — 

"  Abide  with  me  from  morn  till  eve, 
For  without  thee  I  cannot  live ; 
Abide  with  me  when  night  is  nigh, 
For  without  thee  1  dare  not  die,"  — 


188  DICTION. 


than  is  this  from  In  Memoriam  : 


"  Our  little  systems  have  their  day  ; 

They  have  their  day  and  cease  to  be  : 
They  are  but  broken  lights  of  thee, 
And  thou,  O  Lord,  art  more  than  they." 

The  Spenserian  Stanza,  historically  celebrated  as  the 
measure  of  Spenser's  Faerie  Queene,  is  an  elaborately  con- 
structed stanza  of  nine  lines,  eight  of  them  iambic  pentam- 
eter, the  ninth  an  Alexandrine ;  the  rhymes  disposed  after 
the  unvarying  model  ababbcbcc.  There  is  a  peculiar 
effect  of  artistry  about  the  stanza,  well  corresponding  to  the 
elaborate  grace  of  the  "poet's  poet."  The  stanza  has  been 
employed  by  Worsley,  with  more  elegance  than  Homeric 
spirit,  in  his  translation  of  the  Odyssey. 

Example.  —  The  following,  from  The  Faerie  Queene,  will  illustrate  the 
Spenserian  model :  — 

"  The  Lyon  would  not  leave  her  desolate, 
But  with  her  went  along,  as  a  strong  gard 
Of  her  chast  person,  and  a  faythfull  mate 
Of  her  sad  troubles  and  misfortunes  hard  : 
Still,  when  she  slept,  he  kept  both  watch  and  ward ; 
And,  when  she  wakt,  he  way  ted  diligent, 
With  humble  service  to  her  will  prepard  : 
From  her  fayre  eyes  he  tooke  commandement, 
And  ever  by  her  lookes  conceived  her  intent." 

The  most  elaborate  stanza  form  of  all,  perhaps,  and  one  of 
the  most  esteemed,  is  the  Sonnet.  This  is  a  fourteen-lined 
stanza  constituting  in  itself  a  complete  poem.  Its  measure 
is  iambic  pentameter,  and  its  rhymes  follow  a  fixed  succes- 
sion, though  there  are  several  slightly  differing  models.  One 
standard  scheme  of  rhymes  is:  abbaabbacdecde.  The 
turn  of  the  sentiment  occurs  at  or  near  the  end  of  the  eighth 
line ;  wherefore  the  first  eight  lines  are  called  the  octette,  and 
the  last  six  the  sestette.  Sometimes  these  two  parts  are  sepa- 
rated by  a  space,  as  if  they  were  two  stanzas. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  189 

Though  derived  from  the  Italian,  the  sonnet  has  in  English 
become  a  thoroughly  congenial  vehicle  for  a  brief  range  of 
meditative  or  concentrated  sentiment.  Within  its  limits  it  is 
adapted  to  wellnigh  all  varieties  of  expression,  being  equally 
natural  for  sweep  and  point,  grace  and  strength. 

A  sonnet,  as  has  been  said,  is  a  complete  poem  ;  but  son- 
nets may  be  written  in  sequence,  forming  a  series  of  poems 
more  or  less  closely  connected  and  continuous.  Some  of  the 
most  celebrated  sonnet-sequences  in  our  language  are  Shakes- 
peare's Sonnets,  Mrs.  Browning's  Sonnets  from  the  Portuguese, 
and  Rossetti's  House  of  Life. 

Example.  —  The  following,  Wordsworth's  Sonnet  on  the  Sonnet,  will 
both  exemplify  the  form  and  define  the  value  of  this  stanza  form  :  — 

"  Scorn  not  the  Sonnet ;  Critic,  you  have  frowned, 
Mindless  of  its  just  honors  ;  with  this  key 
Shakespeare  unlocked  his  heart ;  the  melody 
Of  this  small  lute  gave  ease  to  Petrarch's  wound ; 
A  thousand  times  this  pipe  did  Tasso  sound ; 
With  it  Camoens  soothed  an  exile's  grief ; 
The  Sonnet  glittered  a  gay  myrtle  leaf 

*.  Amid  the  cypress  with  which  Dante  crowned 
His  visionary  brow  :  a  glow-worm  lamp, 
It  cheered  mild  Spenser,  called  from  Faery-land 
To  struggle  through  dark  ways  ;  and,  when  a  damp 
Fell  round  the  path  of  Milton,  in  his  hand 
The  Thing  became  a  trumpet ;  whence  he  blew 
Soul-animating  strains  —  alas,  too  few  !  " 


II.     THE    LIFE    OF   VERSE.* 

In  the  writing  of  poetry  there  is  always,  according  to  its 
dominant  character,  a  surge,  an  impulse,  in  one  of  two  direc- 
tions :  either  toward  the  more  soaring  and  melodious  sweep 
of  music,  or  toward  the  freer  more  informal  movement  of 
prose.     Obedience  to  this  impulse  is  not  to  be  regarded  as  a 

1 "  That  opposition  which  is  the  life  of  verse."  —  Stevenson,  ut  supra,  p.  254. 


190  DICTION. 

license,  as  if  it  were  the  transgression  of  some  rule ;  rather 
it  is  a  natural  modulation  of  key,  called  for  by  the  descriptive 
or  emotional  demand  of  the  sentiment,  which  exerts  an  attrac- 
tion on  the  metrical  scheme,  and  without  invading  its  integrity 
makes  it  limpid  and  flexible  to  a  very  appreciable  degree. 
Some  account  of  these  modulations,  therefore,  is  necessary 
to  a  fundamental  understanding  of  poetic  rhythm  ;  while  also 
it  will  prepare  the  way  to  a  clearer  apprehension  of  the  rhythm 
of  prose. 

I. 

Overtones  of  Musical  Rhythm.  —  As  soon  as  we  go  from 
blank  verse  or  plain  recitative  to  poetry  of  a  more  lyric  kind, 
we  become  aware,  with  the  greater  intensity  in  the  sentiment, 
of  a  greater  sweep  and  freedom  in  the  verse.  The  tune,  the 
rhythmic  scheme,  is  decidedly  more  marked  and  obvious  ;  the 
verse  more  suggestive  of  song.  When,  however,  we  apply 
the  classic  standards  to  the  scanning  of  it,  with  their  un- 
varying sequences  of  short  and  long  syllables,  we  run  against 
characteristics  of  metre  that  fit  very  awkwardly  if  at  all. 
Exceptions,  variations,  accommodations,  become  so  numerous 
as  wellnigh  to  invalidate  the  rule.  Yet  this  we  know  is  not 
the  fault  of  the  poetry,  which  speaks  for  itself ;  it  is  rather 
the  inadequacy  of  a  too  rigid  nomenclature,  which  like  a  Pro- 
crustean bed  can  make  its  phenomena  fit  its  conventional 
schemes  only  by  much  crowding  and  stretching,  and  even 
then  only  by  leaving  its  interpretations  lifeless. 

There  is,  as  we  shall  see,1  much  pliancy,  much  freedom  of 
interchange  and  blending,  in  the  more  recitative  or  dissyl- 
labic measures ;  even  here  we  shall  find  some  pauses,  pro- 
longations, and  condensations  of  quantities,  hard  to  explain. 
In  the  trisyllabic  feet,  which  having  a  more  marked  lilt  are 
more  distinctively  the  lyric  metres,  these  anomalies  become 

1  See  next  section,  Pliancy  of  the  Recitative  Measures. 


RHYTHM  IN  POETRY  AND   IN  PROSE. 


191 


nothing  short  of  baffling.  To  account  for  them  rightly,  while 
we  need  not  abandon  the  current  system  of  prosody  so  far  as 
it  will  go,  we  must  have  recourse  to  the  terms  and  distinctions 
of  music;  and  this  is  just,  because  the  lyric  movement,  accord- 
ing to  its  intensity,  is  really  an  advance  toward  song  ;  on  the 
conventional  metre  adopted  for  the  basis  it  superinduces  an 
overtone  of  musical  rhythm.  Committing  ourselves  frankly 
to  the  principles  of  musical  rhythm,  we  find  the  baffling  phe- 
nomena of  lyric  metre,  which  in  truth  are  not  anomalous  or 
erratic,  falling  into  ordered  and  self-justifying  system. 

Illustration.  —  How  much  more  satisfactory  is  a  musical  than  a  pro- 
sodical  interpretation  of  some  measures  may  be  seen  from  Tennyson's 
Charge  of  the  Light  Brigade.  Measured  by  the  only  metrical  unit  open  to 
us,  the  dactylic,  it  jerks  along  in  a  strange  sort  of  hippity-hop  movement : 
"  Half  a  league,  |  half  a  league,  j  Half  a  league  |  onward ;  "  |  which  after 
all  does  not  catch  the  tune,  —  the  metre  coming  to  our  ears  not  as  longs 
balanced  by  coupled  shorts  but  as  a  palpable  triple  time.  Put  it  now  in 
the  musical  rhythm  it  naturally  suggests,  and  all  its  syllabic  values  and 
quantities  become  clear  :  — 


§111 

I    4        4        4 

1           1           1 
4         4         4 

J     J     « 

1 

4 

Half     a    league 

,    half      a    league, 

Half      a     league 

on 

-  ward, 

1     _,      IS         N 
4*^4         4 

Mil 

4     4     4     4 

3 

1            IN        I 
4         4       4 

1 
0 

1 

4 

All         in        the 

val  -  ley  of  Death 

Rode   the    six 

1 

mil    - 

dred. 

Phenomena  to  be  explained.  —  In  order  to  realize  how  far 
short  of  its  full  duty  our  current  prosody  comes,  it  may  be 
well  to  recount  here  the  most  salient  of  the  characteristics 
that  stand  yet  in  need  of  explanation.  These  are  taken  not 
from  exceptional  but  from  everyday  poetic  usage. 

i.  At  the  outset,  the  existing  metrical  system,  with  its 
meagre  choice  of  longs  and  shorts,  is  not  a  true  because  not 

1  This  ought  perhaps  to  be  §  rather  than  \  ;  but  the  quarter  note  measure  is  here 
used  a.s  more  generally  familiar. 


192  DICTION. 

a  delicate  standard  of  measure ;  as  a  matter  of  fact,  syllables 
are  of  all  lengths,  not  absolutely  long  and  short  but  relatively 
longer  and  shorter.  This  fact  should  have  some  means  of 
notation  and  record. 

2.  The  last  foot  of  a  line  is  often,  and  other  feet  are  some- 
times, left  incomplete  ;  a  single  syllable  may  represent  them. 
Is  there,  or  is  there  not,  something  —  a  pause  or  a  prolonga- 
tion —  to  fill  the  gap  ? 

3.  The  first  syllable  not  infrequently  reads  like  a  kind  of 
tag  or  remainder  from  the  last  foot  of  the  previous  line,  or  as 
if  it  were  a  short  preliminary  to  the  serious  business  of  its  own 
line. 

4.  The  interior  feet  are  much  changed  about ;  anapests 
and  iambics,  dactyls  and  trochees,  freely  interchanging. 
Indeed,  so  constantly  do  the  trisyllabic  feet  interchange  and 
blend  with  one  another  that  some  have  doubted  whether  they 
were  distinct  measures ;  and  others,  yielding  the  whole  ques- 
tion of  classic  metres,  have  introduced  instead  the  scanning 
of  verse  by  accents. 

Illustrative  Note.  —  Coleridge's  Christabel  has  already  been  men- 
tioned on  p.  177  as  an  alleged  innovation  in  metre;  the  innovation  con- 
sisted in  keeping  four  accented  positions,  in  lines  varying  from  seven  to 
twelve  syllables  in  length  ;  thus  :  — 

"  I  w<5n|der'd  what  |  might  ail  |  the  bird;  | 
For  n6|thing  near  |  it  could  |  I  see,  | 
Save  the  grass  |  and  green  herbs  |  underneath  |  the  old  tree." 

This  explains  the  number  of  feet ;  but  the  controlling  lilt,  the  anapestic 
tune,  is  not  accounted  for. 

To  show  how  much  elision  and  interchange  may  be  admitted  without 
impairing  the  underlying  measure,  take  the  following  old  nursery  rhyme, 
the  tune  of  which  is  set  by  the  first  word  "  Remember,"  making  an  amphi- 
brach scheme  (w w) : — 

"  Remember,  |  remember,  |  thS  fifth  of  |  November,  | 
\j  Gunpowlder  trea-  w  |  son  plot  \j  \ 
I   see  \j  I  no  reason  |  why  gunpowjder  treason  | 
Should  ev-  w  |  er  be  \j  |  ftfrgot."  \j  \ 


RHYTHM  IN  POETRY  AND   IN  PROSE.  193 

The  following  stanzas,  from  Kipling,  the  tune  of  which  is  set  by  the  words 
"  The  cities,"  are  throughout  in  the  same  amphibrach  movement,  though 
only  two  measures  in  the  two  stanzas  are  complete  :  — 

"  The  Cities  |  are  full  \j  |  of  pride,  \j  \ 

\j  Challenging  each  \j  |  to  each —  \j  \ 
\j  This  from  |  her  moun-  \j  |  tain-side,  \j  \ 

\j  That  from  |  her  bur-  \j  |  thened  beach.  \^  | 

They  count  \j  |  their  ships  \j  |  fiill  tale  —  \j  \ 
Their  c5rn  \j  \  and  oil  \j  |  and  wine,  \j  \ 

\j  Derrick  |  and  loom  \j    |  and  bale,  \j  \ 

And  ram-  \j  |parts  gun-  \j  \  flecked  line;  \j  \ 

\j  City  |  by  city    |  they  hail :  \j  \ 

Hast  aught  \j  \  to  match  \j  \  with  mine  ? "  \j  \ 

The  Musical  Interpretation.  —  These  last  cited  examples  sug- 
gest, however  clumsily,  a  law  underlying  the  lyric  measures 
and  existing  as  the  clearest  basal  principle  in  musical  rhythm  : 
the  law,  namely,  of  compensation  and  equivalence.  If  one 
foot  is  substituted  for  another,  as  an  iambus  for  an  anapest, 
the  substitute  has  the  same  rhythmic  value ;  nay,  if  only  a 
single  syllable  represents  a  foot,  we  are  mentally  aware  of 
a  pause,  or  a  prolongation  of  the  syllable  given,  sufficient  to 
make  up  the  same  net  effect.  Now  all  this,  which  we  can  feel 
so  much  better  than  we  can  express  in  prosodic  terms,  is  per- 
fectly expressed  in  the  musical  measure.  All  the  measures 
in  any  chosen  time  —  double,  triple,  quadruple  —  are  exactly 
equivalent  to  each  other,  and  in  whatever  way  they  are  made 
up  the  parts  of  one  compensate  for  the  parts  of  the  other. 
The  notation  of  the  details  of  this  law  leads  us  to  note  the 
following  elements :  — 

i.  Notes  may  be  prolonged  or  shortened  with  absolute 
freedom  ;  they  simply  take  up  thereby  so  much  more  or  so 
much  less  of  the  measure,  leaving  so  much  less  or  more  time 
to  fill  the  remainder  of  the  measure. 

2.  A  pause  in  the  rhythmical  sense  is  counted  in  the  same 
values  as  an  utterance ;  either  by  a  rest  or  a  prolongation. 


194 


DICTION. 


3.  As  a  musical  measure  begins  with  the  accented  beat,  we 
often  begin  the  musical  utterance  not  at  the  beginning  of  a 
measure  but  on  some  unaccented  note  of  the  previous  meas- 
ure. This  accounts  for  the  tag  in  the  opening  foot ;  it  is 
really  an  up-beat  preparatory  for  the  accent  which  begins  the 
next  measure. 

4.  When  a  line  begins  with  the  up-beat,  musical  rhythm 
observes  the  compensation  by  ending  with  a  measure  lacking 
just  that  remainder  of  being  full ;  so  the  end  answers  to  the 
beginning,  and  the  beginning,  however  insignificant,  has  its 
integral  part  in  the  whole. 

Examples.  —  All  that  can  be  done  here  to  illustrate  this  large  subject 
is  to  set  a  few  examples  to  their  natural  musical  rhythm,  leaving  the  stu- 
dent to  select  the  illustrations  of  the  various  details  of  the  principle. 

1.  The  compensation  and  equivalence  in  different  measures  of  the  same 
scheme  may  be  seen  illustrated  in  the  setting  of  Tennyson's  Charge  of  the 
Light  Brigade  on  p.  191,  where  the  basal  measure  £  is  represented  in  no 
fewer  than  five  different  ways  :  — 


J    J    J;  J 


•*  /  js  J  J  J  J; 


all,  however,  coming  to  exactly  the  same  thing,  and  simply  representing 
delicate  differences  in  syllabic  value. 

2.  The  up-beat,  or  last  note  of  a  foot,  with  the  corresponding  shortening 
at  the  close,  is  illustrated  in  Hullah's  melody  to  Kingsley's  Three  Fishers, 
which  brings  out  thereby  the  value  of  the  words  as  it  actually  exists :  — 


lis 


:£ 


£^^5=3 


-$ 


Three 


fish  -  ers  went  sail  -  ing     out 


to       the      west,  Out 


I 


£ 


¥ 


3 


to 


the       west       as 


the 


went   down. 


3.  To  illustrate  the  significance  of  the  rest,  or  what  comes  to  the  same 
thing,  the  prolongation,  in  lyrical  rhythm,  we  may  take  Tennyson's  "  Break 
break,  break,"  which,  unless  we  regard  these  opening  words  as  monosyllabic 


eak, 
abic 


RHYTHM  IN  POETRY  AND   IN  PROSE. 


195 


representatives  of  whole  feet,  is  a  puzzling  problem  in  metre.     Take  them, 
however,  as  notes  in  a  triple  (or  f )  time,  and  everything  is  clear:  — 


4  n  /  -i 

Break,  break, 


break,        On 


thy 


cold    gray  stones,  O 


Sea  I 


The  form  of  the  prolonged  note  is  used  in  Boott's  setting  of  the  poem 


m m 4- 


Break,  break. 


--•— 


*=fc 


break,    On  thy 


fcr 


4 


£=S=£ 


cold    gray  stones,0 


& 


Seal 


Break,  break, 


cold  gray  stones, O 


Sea! 


break,        On    thy 

4.   As  a  further  general  illustration  of  this  subject,  let  us  try  to  set  the 
first  stanza  of  Tennyson's  Bugle  Song  to  musical  rhythm  :  — 


J. 

walls, 


ft 

4 

/ 

sto  - 

ry: 

IS 
J 

I 
4- 

the 

lakes, 

J** 


glo  -    ry. 


2    '       * 

Blow,      bu 

I  IS        IS 

4        4      4 

Blow,  bu  -  gle, 


4 

gle, 
ft 


J      / 

blow,      set 

IS       ft       ft 


4       4       4       0 

an-  swer  ech  -  oes 


ft 

4 

J 

the 

wild 

J    js 

dy- 

ing, 

ecli 


oes 

J 

dy  -   ing 


*  1 


J     J 

fly   -    ing, 

1     J 

ing. 


dy 


1  Tins  measure  of  triplets  might  be  set  in  f  time. 

3  This,  it  will  be  observed,  is  the  true  quantitative  dactylic  measure. 


196 


DICTION. 


5.    The  following  is  offered  as  an  attempt  to  represent  the  various  feet 
in  their  appropriate  musical  equivalents  :  — 


A 

Iambic :     1 

:      J 
:     4 
The 

1           III           1 
d        4    \J        4 
voice  1  of   '  days  1  of 

1           1 
^         4 
old     |  and 

1           1 

a        4 

days   1  to 

1 

a 

be.    | 

Trochaic : 

S     1           1 

4  a       4 

Hopes  and 

1           1 

a      4 

fears,    be  - 

1           1 

0      4 

lief      and 

J     J 

dis  -     be  - 

-1    * 

liev  -  ing. 

Spondaic  1 


§       IN        fS 
4    4      4 
Anapestic  :  I      It    will 


IS        IS 
^       4      4 
come,!  I     sus  - 


pect,  I  at     the 


end 


life. 


4 


Dactylic  * 


> 

J 

Af    - 

J 

ter 

i 

\ 

1 

1 

z=- 

1         1 

l 
4 

it, 

4 
fol  - 

4 
low 

4 
it, 

4 
Fol 

*       4 
■  low  the 

Gleam. 

4    4 

Amphibrach :       |  Re 


These  notes  represent,  as  nearly  as  possible,  the  typical  measure  ;  but  of 
course  in  every  poem  the  notes  are  subject  to  prolongation  or  abbreviation, 
according  to  the  pauses  and  the  sense. 

It  will  be  seen  from  these  last  examples  that  the  predominating  lyric 
movement  in  English  is  some  form  of  triple  time.  This  is  true,  and  owing, 
as  the  early  poetry  would  seem  to  show,  to  a  native  genius  of  the  language. 


1  Compare  the  footnote  on  the  previous  page. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  197 


II. 

Pliancy  of  the  Recitative  Measures.  —  In  the  dissyllabic 
measures,  and  more  especially  in  blank  verse,  there  is  an 
ever-present  danger  of  monotony  to  be  guarded  against. 
The  very  faithfulness  to  the  metrical  type  engenders  it :  if 
the  scheme  is  not  broken  and  varied  continually  the  result  is 
hard  and  wooden.  It  is  this  fact  which  makes  blank  verse, 
apparently  so  easy  to  compose,  in  reality  the  hardest  and 
highest  achievement  in  poetry. 

Five  iambic  feet  succeeding  each  other  line  after  line 
indefinitely  form  a  rigid  type  of  poetic  construction,  dictat- 
ing apparently  an  eternal  sameness  of  tune  ;  and  yet  if  we 
examine  the  master-work  of  our  language  in  this  kind  of  verse 
—  the  work  of  Milton,  Wordsworth,  and  Tennyson  —  we  find 
that  no  two  lines  are  alike,  that  in  pause  and  accent  the  verse, 
while  still  faithful  to  the  pattern,  is  infinitely  pliant  and  varied, 
a  thing  of  free  life  and  movement.  The  causes  of  this  we  are  to 
consider.  One,  which  we  seek  in  the  phrase,  will  come  up  for 
discussion  in  the  next  section  ;  what  we  are  to  specify  here  has 
already  been  in  part  suggested,  the  skilful  variation  of  the  foot. 

Rationale  and  Limits.  —  The  artistic  ideal  of  any  variation 
or  modulation  is,  that  it  should  not  seem  to  be  necessitated 
by  poverty  of  resource,  as  if  it  were  a  means  of  getting  out  of 
a  difficulty ;  rather  it  should  justify  itself,  passing  from  a 
license  to  a  positive  grace,  by  its  evident  flexibility  to  the 
sense ;  should  add  a  condensive  point  or  a  descriptive  sugges- 
tion, a  distinction  as  it  were  born  of  and  compelled  by  the  inner 
sentiment.  Herein  lies  that  poetic  masterliness  which  even 
in  apparent  disregard  of  law  conceals  the  highest  artistry. 

Note.  —  The  examples  already  quoted  on  pp.  160  and  161  have  intro- 
duced  us  to  the  onomatopoetic  wording  and  coloring  imparted  to  poetic 
di<  t ion;  and  these  effects,  as  is  there  seen,  are  in  part  produced  by  the 
variation  or  temporary  suspension  of  rhythm. 


198  DICTION. 

In  all  liberty  of  variation  the  chosen  metrical  scheme  is 
a  kind  of  tether,  which,  though  it  may  be  stretched,  should 
never  fail  to  keep  the  underlying  type  within  hailing  distance. 
Another  measure  than  the  one  in  hand  may  be  transiently  sug- 
gested ;  but  if  this  is  carried  so  far  as  to  obscure  the  original 
key,  or  make  the  controlling  scheme  uncertain,  there  must  be 
a  palpable  artistic  reason  for  it  or  it  becomes  a  crudity  and  a 
blemish.1 

Note.  —  In  the  line  from  Milton  quoted  on  p.  161  above,  — 

"  Burnt  after  them  to  the  bottomless  pit,"  — 

there  is  a  palpable  artistic  reason  for  the  entire  suspension  of  rhythm  ;  but 
one  thing  remains  intact,  the  ten  syllables,  the  material  so  to  speak  for  a 
pentameter  iambic  line ;  and  the  iambic  setting  all  around  keeps  us  within 
the  metrical  tether.  This,  while  perhaps  an  extreme  instance,  is  very 
instructive. 

Interchange  and  Blending  of  Measures.  —  This  pliancy  of  the 
recitative  measures  reduces  itself  to  a  free  interchange  of 
metrical  units,  suggesting  momentarily  a  change  of  tune,  but 
not  carried  on  far  enough  to  make  or  even  seriously  to  pro- 
pose a  change  of  key.  That  is,  the  interchange  is  to  be 
so  managed  and  so  recovered  from  that  the  metrical  scheme 
shall  remain  intact. 

i.  As  applied  to  the  single  foot,  the  most  frequent  exercise 
of  this  pliancy,  so  frequent  indeed  as  hardly  to  be  felt  as  an 
irregularity,  is  the  introduction  of  an  occasional  trochee  into 
iambic  measure,  lightening  the  touch ;  or,  when  the  measure 
is  trochaic,  the  similar  introduction  of  an  occasional  iambus 
for  weight.  To  both  measures,  too,  a  very  convenient  relief, 
with  its  offsetting  effect  of  largeness,  slowness,  or  dignity,  is 
the  occasional  introduction  of  the  spondee,  which  thus  serves 
the  purpose  of  a  general  helping  measure. 

Examples.  —  i.    Instances  of  the  introduction  of  trochaic  feet   into 
blank  verse  are  so  numerous  that  examples  may  be  taken  absolutely  at 
1  See  below,  p.  208,  3. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  199 

random.  (The   opening  line  of    Milton's  Paradise  Lost,   Book    ii,  begins 
with  a  trochee,  which  has  the  effect,  by  the  two  short  syllables  thus  thrown     A/ 
together,  of  hurrying  the  voice  on  to  the  important  word  throne :  —) 

"  High  on  |  5  throne  |  of  roylal  state,  |  which  far 
Outshone  the  wealth  of  Ormus  or  of  Ind." 

The  second  line,  here  quoted,  is  regular  ;  so  is  the  third  ;  but  in  the  fourth 
and  fifth  lines  we  come  upon  trochees  again,  the  first  foot  of  the  fourth 
making  up  a  long  syllable  by  blending  two  short  ones  :  — 

"  Showers  on  |  her  kings  |  barbaric  pearl  |  5nd  gold,  | 
Satan  |  exalt |ed  sat." 

2.  The  following,  from  Browning's  One  Word  More,  illustrates  the 
introduction  of  an  iambus  into  trochaic  verse:  — 

"Dante,  |  who  loved  |  well  be|cause  he  |  hated,  | 
Hated  |  wicked  |ness  that  |  hinders  |  loving." 

3.  The  peculiarly  large  and  epic  effect  of  the  opening  of  Tennyson's 
Morte  d'Arthur,  due  partly,  as  has  been  said,  to  its  open  vowels  (see 
above,  p.  157),  is  also  due  in  part  to  the  spondees  of  the  beginning:  — 

"  So  all  I  day  long  |  the  noise  |  of  bat; tie  roll'd  | 
Among  I  the  mount  iains  by  |  the  wln[ter  sea."  | 

2.  But  this  interchange  of  measures  seldom  confines  its 
effect  to  a  single  foot.  It  immediately  produces,  with  the 
next  foot,  a  secondary  rhythm  which  blends  with  the  primary 
or  type  rhythm,  suggesting  the  flash  of  a  new  scheme.  Thus 
a  trochee  followed  by  an  iambus  (_  \j  \  \j  _),  by  its  grouping 
of  two  short  syllables  together,  produces  an  interweave  which 
we  read  either  dactylic  (—  ^>  v)  or  anapestic  (ww_), 
according  to  the  pause.  An  iambus  followed  by  a  trochee 
(w  _  I  _  w),  by  its  grouping  of  two  long  syllables  together, 
produces   an  interweave  of  spondaic  ( ). 

Examples.  —  In  the  following  examples  the  secondary  measure,  or 
interweave,  is  marked  from  above,  the  primary  measure  from  below, 
thus : — 

1  High  5n|S  thr5ne| 


[Fast  by  |thg'oriacl5|  Sf  G5d| 


200  DICTTON. 


Here  the  important  word  throne  attracts  the  two  shorts,  forming  with  them 
an  anapest ;  and  the  long  syllable  Fast,  attracting  the  next  two  syllables, 
forms  with  them  a  dactyl.  In  this  second  example  the  word  oracle  forms 
a  second  dactylic  interweave  —  a  rare  example.1 

Sometimes  the  trochaic  substitute  confines  its  effect  to  a  single  foot, 
as  in  the  line  quoted  under  i,  above  :  — 

Satan  |  exalt ;ed  sat 

but  it  will  be  noted  that  an  amphibrach  interweave  succeeds,  — 

!  Satan  |  exalt  |  ed  sat.  | 

This  will  be  further  explained  by  the  phrasal  undertone ;  see  below,  p.  204. 
In  the  example  from  Browning  the  iambus  offsetting  the  trochee  goes 
on  to  the  next  foot  to  form  a  spondaic  interweave :  — 


1  Dante,  |  who   loved  |  well. 

3.  Another  way  of  producing  a  blending  of  rhythms,  not 
sufficiently  noticed  in  prosody,  is  by  shortening  the  long  syl- 
lable of  a  foot,  leaving  the  iambus,  for  instance,  represented 
only  by  two  short  syllables.  To  explain  this,  which  is  by  no 
means  infrequent,  we  must  count  the  influence  of  a  contiguous 
pause,  which  takes  into  itself  some  of  the  value  of  a  succeed- 
ing foot  or  syllable. 

Examples.  —  It  will  be  observed  that  in  the  quotation  from  Tennyson's 
Morte  d' Arthur,  p.  199,  one  syllable  of  the  second  line  is  left  unmarked. 
The  reason  is  that  while  the  scheme  calls  for  a  long  the  syllable  is  really 
short,  leaving  the  measure  only  two  shorts  and  a  pause  (rhetorical)  in 
length.  The  effect  is  to  produce  with  the  next  measure  an  anapestic 
blend  :  — 

by  [the  winder  sea. | 

This  word  by  is  shortened  by  the  appreciable  pause  after  mountains. 

In  the  following  well-known  lines  from  Wordsworth,  notice  the  marking 
we  are  compelled  to  adopt :  — 

"WhSse  dwellling  *-]  is  |  the  light  |  of  setlting  suns,  | 
•^And  the  |  round  o|cean  1  and  |  the  liv|ing  air,  | 
•"]And  the  |  blue  sky,  |  and  In  |  the  mind  |  of  man."  | 

1  The  seemingly  defective  iambic  foot,  "  Scle,"  is  perhaps  explainable  by  the 
natural  pause  after  it ;  see  paragraph  3. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  201 

Here  there  is  much  shortening  of  syllables  which  by  the  scheme  should  be 
long ;  but  in  each  case  of  shortening  there  is  a  pause  (here  marked  by  <*]) 
to  compensate.  This  deliberate  slighting  of  syllabic  values,  by  hurrying 
over  to  succeeding  feet,  produces  the  following  interweaves:  — 


is  |  the  light  |      (Anapest.) 

I  And  the  |  round  5  cean,      (Anapest  and  trochee,  here  exceptional  on  account 
of  the  spondee  of  the  second  foot.) 

and  the  |  living  air  |      (Anapest.) 

r- i 

I  And  the  |  blue  sky  t      (Anapest  and  spondee  ;  a  double  blend.) 

4.  Not  so  frequent,  and  correspondingly  more  striking,  is 
the  introduction  of  two  short  syllables  as  equivalent  for  one 
long  syllable.  This,  by  its -effect  of  crowding  short  sounds 
together  and  blending  with  the  next  foot,  gives  a  rapid,  rug- 
ged movement  to  the  verse. 

Examples.  —  The  line  from  Tennyson's  Gareth  and  Lynette, — 

"  Then  would  he  whistle  rapid  as  any  lark "  — 

has  been  cited  on  p.  161  as  illustrating  the  quick  effect  of  pronouncing  two 
syllables  in  the  time  of  one  (^  rapid  |  as  ajny  lark). 

The  following,  in  which  the  crowded  shorts  are  offset  by  a  spondee,  is 
from  the  same  poem  :  — 

"  '  How  he  I  went  down,'  |  said  Ga|reth,  '  as  a  |  false  knight  j 
Or  e|vil  king  |  before  |  my  lance.'  " 

In  the  following,  from  the  song  of  Arthur's  knights  (The  Coming  of 
Arthur)  the  variations  of  metre  are  carried  so  far  as  almost  to  obscure 
the  underlying  scheme :  — 

"  The-  king  |  will  fol|low  Christ,  |  Snd  we  |  the"  king  | 
In  whom  |  high  God  |  hath  breathed  |  S  selcrSt  thing.  J 
Fall  battle"; axe,  3nd  |  flash  brand  !  |  *1  Lgt  the  |  king  reign."  | 

In  this  third  line  there  is  not  a  single  iambus  ;  the  comparative  regularity 
of  the  previous  lines  is  depended  on  to  preserve  the  metrical  scheme 
intact. 


202  DICTION. 


III. 


Undertone  of  Phrasal  Rhythm. — At  the  beginning  of  the 
chapter  it  was  said  that  metre  is  not  the  only  rhythmical 
motive  in  poetry.  It  is  in  fact  merely  one  of  two,  — a  conven- 
tional pattern  whereby  the  diction  is  set  to  tune ;  but  this 
pattern  is  constantly  opposed  by  and  blended  with  an  uncon- 
ventional rhythm  which  by  its  undertone  of  new  syllabic 
combinations  enlivens  and  endlessly  varies  the  metrical  color- 
ing. This  latter  rhythm  we  call  phrasal,  or  the  rhythm  of 
the  phrase. 

Let  it  be  noted  here,  then,  as  a  preparation  for  the  next 
section,  that  in  poetry  we  have  to*  deal  with  a  double  rhythm, 
in  which  the  metrical,  the  distinctively  poetic  element,  is 
superimposed  upon  a  rhythmical  undertone  already  existing 
in  the  comely  structure  of  the  phrase.  In  prose,  as  the  metri- 
cal element  is  dropped,  we  have  to  deal  merely  with  a  single 
rhythm,  the  phrasal  undertone  surviving  as  the  determining 
element. 

The  rhythm  of  the  phrase  cannot  be  reduced  by  any  writer 
or  teacher  to  laws  which  another  must  follow.  It  must  be 
left  to  the  finely  attuned  and  cultivated  ear,  to  the  writer's  own 
sense  of  pleasing  melody.1  All  we  can  do  here  is  to  trace 
its  interactions  with  metre ;  postponing  the  question  of  its 
principles  and  components  to  the  section  on  prose  rhythm. 

The  Caesura.  —  Phrasal  rhythm  makes  its  first  and  most 
palpable  assertion,  especially  in  blank  verse,  through  the 
caesura,  which  is  a  pause,  real  though  not  always  marked  by 

1  "  Each  phrase  of  each  sentence,  like  an  air  or  a  recitative  in  music,  should  be 
so  artfully  compounded  out  of  long  and  short,  out  of  accented  and  unaccented,,  as  to 
gratify  the  sensual  ear.  And  of  this  the  ear  is  the  sole  judge.  It  is  impossible  to 
lay  down  laws.  Even  in  our  accentual  and  rhythmic  language  no  analysis  can  find 
the  secret  of  the  beauty  of  a  verse ;  how  much  less,  then,  of  those  phrases,  such  as 
prose  is  built  of,  which  obey  no  law  but  to  be  lawless  and  yet  to  please."  —  Steven 
son,  On  Some  Technical  Elements  of  Style  in  Literature,  Works,  Vol.  xxii,  p.  252. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  203 

punctuation,  somewhere  in  the  interior  of  a  verse.  This 
pause,  though  nearly  all  verses  have  it,  is  not  designed  to 
divide  the  verse  into  sections,  nor  indeed  with  reference  to 
the  verse  at  all ;  it  merely  marks  the  bounds  of  the  larger 
grammatical  phrase  or  clause,  as  independent  of  the  metrical. 
The  section  that  it  bounds,  then,  may  either  have  begun  with 
the  verse  or  may  have  run  over  from  the  previous  verse,  just  as 
the  sense  may  happen  to  dictate ;  and  so  the  verse  itself  may 
or  may  not  be  paused  at  the  end.  In  other  words,  the  caesu- 
ral  pause  is  the  constant  assertion  that  while  the  metrical 
clause  (that  is,  the  verse)  is  bound,  the  grammatical  phrase 
or  clause  is  free  to  move  boldly  in  and  out  of  the  metrical, 
making  its  own  ways  and  limits. 

Illustration.  —  In  the  following  passage,  from  Tennyson's  Lucretius, 
the  place  of  the  caesura  is  marked  by  the  sign  (||),  and  opposite  the  lines 
are  placed  figures  indicating  the  number  of  feet  from  the  beginning  at  which 
it  comes.  Along  with  these  things,  in  order  better  to  reckon  the  bounds 
of  the  grammatical  phrase,  the  reader  should  note  whether  the  end  of  the 
verse  has  a  pause  or  runs  on. 

"  Storm,  and  what  dreams,  ||  ye  holy  Gods,  what  dreams !  (2) 

For  thrice  I  wakened  after  dreams.  ||  Perchance  (4) 

We  do  but  recollect  ||  the  dreams  that  come  (3) 

Just  ere  the  waking:  ||  terrible!  for  it  seem'd  (2%) 

A  void  was  made  in  Nature ;  ||  all  her  bonds  (3%) 

Crack'd;  ||  and  I  saw  the  flaring  atom-streams  (y2) 

And  torrents  ||  of  her  myriad  universe,  (jVz) 

Ruining  along  the  illimitable  inane,  ( — ) 

Fly  on  to  clash  together  again,  ||  and  make  (4) 

Another  and  another  frame  of  things  ( — ) 

For  ever :  ||  that  was  mine,  my  dream,  I  knew  it."  (ilA) 

In  the  two  lines  marked  ( — ),  we  may  regard  the  cassural  pause  as  coming 
at  the  end,  that  is,  as  coinciding  with  the  metrical.  In  the  case  of  the 
run-on  lines,  it  may  be  seen  how  the  phrases  move  independently;  e.g. 

Perchance  we  do  but  recollect 

For  it  seem'd  a  void  was  made  in  Nature. 

All  her  bonds  crack'd. 

These  are  virtually  lines  within  lines,  not  to  be  scanned  apart  from  the 
existing  metrical  scheme,  but  read  by  the  sense. 


204  DICTION. 

N  The  utility  of  the  caesura  is  obvious.  It  is  first  of  all  the 
great  means  of  averting  the  ever-menacing  monotony  of  verse 
and  from  a  dead  level  of  formal  metre  making  it  into  an  ever- 
shifting,  ever-varied  thing.  This  it  does  by  the  fact  that  its 
place  is  seldom  twice  the  same.  Nor  is  it  merely  the  length 
of  the  phrase,  of  the  line  within  the  line,  that  is  affected. 
Often  the  metre  too,  from  being  a  tyranny  of  iambics,  melts 
into  the  evasive  suggestion  of  a  new  tune,  particularly  when 
the  pause  occurs  in  the  middle  of  a  foot ;  and  thus  a  shade 
of  new  coloring  is  added  to  the  verse. 

Examples  of  This  Latter.  — When  the  caesura  occurs  after  the  first 
syllable  of  a  foot  (iambic)  it  leaves  the  long  syllable  to  begin  the  next 
phrase,  and  thus  naturally  suggests  a  trochaic  sequence.  An  instance  of 
this  is  seen  in 

1 r — z 1 ^~i — — n 1 

l  "For  ever:     that  |  was   mine,  ■  my   dream,  |  I   knew  \  it," 

where  the  effect  is  increased  by  completing  the  trochee  at  the  end.  Some- 
times, however,  this  trochaic  sequence  is  averted  by  shortening  the  long 
syllable  (cf.  p.  200,  3),  and  suggesting  an  anapest;  e.g. 

"  and  I  saw  |  the  flaring  atom-streams," 
"  8f  her  myrliad  universe." 

Only  a  shade  of  effect,  but  appreciable,  in  the  complex  modulation  of  the 
rhythm. 

The  Phrasal  Segmentation.  —  The  caesural  system  may  be 
regarded  as  the  phrasal  undertone  relating  itself  to  the  verse, 
making  it  varied  and  flexible.  Beyond  this,  however,  and  relat- 
ing itself  similarly  to  the  foot,  there  is  a  further  segmentation 
of  phrase,  detected  in  the  pauses  made  by  a  good  reader, 
whereby  the  verse  already  made  up  of  five  feet  by  the  con- 
ventional metre,  is  really  read  in  three  or  four  syllabic  groups, 
each  pronounced  virtually  as  a  single  word  and  making  up  a 
new  rhythmical  pattern.  Thus  arises  the  singular  fact  that 
while  a  verse  is  scanned  according  to  a  rigid  system  of  feet, 
oftener  than  not  it  is  read  and  ought  to  be  read  with  regard 
not  to  these  feet  at  all  but  to  the  underlying  natural  grouping 


RHYTHM  IN  POETRY  AND   IN  PROSE.  205 

of  phrasal  rhythm.  This  is  the  marvel  of  the  double  pattern 
according  to  which  poetry  is  composed.1 

This  phrasal  segmentation,  by  far  the  most  potent  and 
constant  means  of  modulating  poetic  rhythm,  is  as  it  were 
the  mediator  between  the  formalism  of  poetic  utterance  and 
the  unstudied  naturalness  of  speech.  At  every  point,  by  its 
undertone  of  homelier  melody,  it  suggests  the  presence  of  the 
real  controlling  the  imagined,  of  the  practical  domesticating 
the  ideal ;  so  that  poetry,  which  by  its  very  metrical  exactions 
must  be  an  achievement  of  artistry,  approves  itself  as  an 
utterance  of  life. 

In  reading  the  phrasal  rhythm  under  the  metrical  our  con- 
ception of  the  involvements  of  prosody  is  enlarged  by  several 
discoveries. 

First,  we  find  that  we  must  recognize  a  much  larger  range 
of  grouping,  longs  and  shorts,  than  are  laid  down,  or  can  be 
laid  down,  in  a  classification  of  poetic  feet.  To  the  phrasal 
foot,  if  such  it  can  be  called,  are  open  all  possible  combina- 

1  "  We  have  been  accustomed  to  describe  the  heroic  line  as  five  iambic  feet,  and 
to  be  filled  with  pain  and  confusion  whenever,  as  by  the  conscientious  schoolboy,  we 
have  heard  our  own  description  put  in  practice. 

'  All  night  |  the  dread|less  an|gel  un|pursued,' 

goes  the  schoolboy;  but  though  we  close  our  ears,  we  cling  to  our  definition,  in 
spite  of  its  proved  and  naked  insufficiency.  Mr.  Jenkin  was  not  so  easily  pleased, 
and  readily  discovered  that  the  heroic  line  consists  of  four  groups,  or,  if  you  prefer 
the  phrase,  contains  four  pauses  : 

'  All  night  |  the  dreadless  |  angel  |  unpursued.' 

Four  groups,  each  practically  uttered  as  one  word :  the  first,  in  this  case,  an  iamb ; 
the  second,  an  amphibrachys;  the  third,  a  trochee  ;  and  the  fourth,  an  amphimacer  ; 
and  yet  our  schoolboy,  with  no  other  liberty  but  that  of  inflicting  pain,  had  trium- 
phantly scanned  it  as  five  iambs.  Perceive,  now,  this  fresh  richness  of  intricacy  in  the 
web  ;  this  fourth  orange,  hitherto  unremarked,  but  still  kept  flying  with  the  others. 
What  had  seemed  to  be  one  thing  it  now  appears  is  two  ;  and,  like  some  puzzle 
in  arithmetic,  the  verse  is  made  at  the  same  time  to  read  in  fives  and  to  read  in 
-Stevenson,  On  Some  Technical  Elements  of  Style  in  Literature,  Works, 
Vol.  xxii,  p.  253. 


206  DICTION. 

tions,  from  one  to  five  syllables,  that  contain  not  (ordinarily) 
more  than  two  longs. 

Secondly,  we  discover  that  a  good  proportion  of  the  articu- 
late sounds  which  for  metrical  purposes  must  be  read  long  or 
short,  are  really  common  or  neutral  in  quantity,  and  may  at 
the  same  time  be  long  in  prosody  and  short  in  the  phrasal 
undertone.  This  fact  greatly  enlarges  the  capacity  of  the 
language  for  rhythmical  shadings  and  variation. 

Thirdly,  we  get  a  new  light  upon  the  pliancy  of  the  recita- 
tive measures.  When  feet  are  interchanged,  or  take  redun- 
dant or  slurred  syllables,  it  is  for  the  sake  of  a  comelier  or 
more  descriptive  phrase,  a  measure  nearer  the  rhythm  of  the 
sense.  Thus  the  seeming  irregularity  is  not  such  at  all,  but 
the  obedience  of  a  finely  tuned  ear  to  the  demands  of  a  more 
fundamental  melody. 

Illustrations  of  Phrasal  Rhythm.  —  The  phrasal  segmentation 
may  be  regarded  theoretically  as  the  subdivision  of  the  caesural  (cf,  p.  203, 
above) ;  hence  the  typical  grouping  of  phrases  is  into  fours.  A  group  of 
three  makes  a  more  rapid  line  ;  the  exceptional  grouping  into  two,  more 
rapid  and  descriptive  still ;  the  occasional  single  syllable  having  the  oppo- 
site effect  of  abruptness  and  weighty  pause. 

We  can  now  understand  the  line  already  quoted  from  Milton :  — 

"  Burnt  after  them  to  the  bottomless  pit." 

The  phrasal  segmentation  into  two,  coincident  with  the  caesural,  and 
the  caesura  itself  the  lightest  possible,  gives  an  exceedingly  rapid  move 
ment,  which  is  further  enhanced  by  the  congestion  of  short  syllables  :- 

Burnt  after  them  \j   \j 

To  the  bottomless  pit  \j   \j  \J^J\J 

The  treatment  of  monosyllabic  lines,  which  are  apt  to  become  monoto- 
nous, is  instructive.  Sometimes  only  the  phrasal  segmentation,  and  not 
variation  of  quantity,  operates  to  temper  the  monotony ;  e.g. 

"  The  voice  of  days  of  old  and  days  to  be." 

The  voice  w  

of  days  of  old  \j  \j  

and  days  to  be  \j  \j  


RHYTHM  IN  POETRY  AND   IN  PROSE.  207 

Oftener,  however,  some  prolongation  or  shortening  of  syllables  modifies 
the  line  by  infusing  its  lighter  or  weightier  influence  into  the  phrase ;  e.g. 
"  And  sang  all  day  old  songs  of  love  and  death." 

And  sang  w  

all  day  

old  songs  

of  love  and  death  w  w  

or  as  in  this  line  from  Browning :  — 

"  This  low-pulsed,  forthright,  craftsman's  hand  of  mine." 

This  low-pulsed  

forthright,  

craftsman's  hand  w  

of  mine  w  

In  the  following  the  number  of  shorts,  especially  toward  the  end,  produces 
a  palpable  effect :  — 

"  But  all  the  play,  the  insight,  and  the  stretch  — 
Out  of  me,  out  of  me  ! " 


But  all  the  play, 

w   W 

the  insight, 

w  w 

and  the  stretch  — 

w   w  

Out  of  me, 

—  w   w 

out  of  me ! 

w   w 

It  is  the  phrasal  rhythm  that  brings  out  the  value  of  the  polysyllable  in 
poetry,  both  by  its  new  grouping  of  the  regular  sequences  and  by  its  free 
introduction  of  the  triplet  and  like  variations ;  e.g. 

"  the  new  campanula's 
Illuminate  seclusion  swung  in  air." 

the  new  w  

campanula's  w  w   w 

Illuminate  w  w  w 

seclusion  w  w 

swung  in  air  w  

Examples  of  the  triplet :  — 

"  The  multitudinous  seas  incarnadine." 

The  multitudinous  w  w   www' 

seas  

incarnadine  w  w  

"  Ruining  along  the  illimitable  inane." 
Ruining 


www 

along  w  

the  illimitable 


J   w 


mane 


208  DICTION. 

Relations  of  Phrase  and  Metre.  —  As  the  phrasal  rhythm  is 
the  instrument  of  that  opposition  and  variety  which  is  the 
life  of  verse,  it  must  be  mindful  of  the  relations  to  metre 
which  it  is  free  to  adopt  or  bound  to  shun.  The  following 
are  of  importance. 

i.  Except  for  the  special  descriptive  effect  of  monotony, 
the  phrase  should  not  to  any  considerable  extent  coincide 
with  the  metrical  foot ;  as  soon  as  it  does  its  undertone 
becomes  inaudible. 

Note.  —  The  following  monosyllabic  line  from  Milton,  descriptive  of 
the  arduous  journey  of  Satan  through  chaos,  produces  the  effect  of  diffi- 
culty and  monotonous  toil  by  making  metrical  and  phrasal  rhythm  coin- 
cident through  the  whole  verse  :  — 

"  And  swims,  or  sinks,  or  wades,  or  creeps,  or  flies." 
In  the  nature  of  the  case,  however,  such  a  line  is  rare;  while  it  justifies 
itself,  it  suggests  that  general  procedure  should  be  different. 

2.  Ordinarily  the  phrase  should  be  ampler  than  the  foot ; 
on  this  increase  of  breadth  depends  its  music.  A  phrase 
smaller  than  the  foot  (namely,  a  single  syllable)  suggests 
abruptness,  or  concentration  of  intensity,  obviously  only  an 
occasional  requisite.  Coincidence  with  the  foot,  as  intimated 
above,  suggests  some  aspect  of  monotony. 

3.  The  phrase,  while  it  limbers  up  the  metrical  tune  by 
suggesting  new  syllabic  groupings,  should  not  suggest  any 
other  metrical  scheme  than  the  one  in  hand.  It  follows  from 
this  that  ordinarily  no  two  phrases  of  a  line,  especially  no  two 
contiguous  phrases,  should  scan  the  same ;  if  they  did  there 
would  be  danger  of  substituting  one  scheme  for  another.  It 
must  be  remembered  that,  while  the  phrasal  rhythm  is  a  con- 
stant undertone,  the  metre  exists  as  the  determining  principle 
of  the  verse ;  a  principle  whose  integrity  must  be  preserved 
through  all  modulations.1 

1  From  the  article  of  Stevenson's  above  referred  to,  which  has  been  freely  used  in 
this  study  of  phrasal  rhythm,  a  few  more  sentences  may  be  quoted  :  — 

"  The  groups  which,  like  the  bar  in  music,  break  up  the  verse  for  utterance,  fall 


RHYTHM  IN  POETRY  AND   IN  PROSE.  209 

A  word  of  summary  may  here  be  of  service,  before  we  enter 
upon  the  next  section. 

As  all  literature  is  evolved  ultimately  from  speech,  so  in 
all  literary  diction,  prose  and  verse  alike,  there  survives  a 
fundamental  speech-rhythm-,  or  rhythm  of  the  phrase,  corre- 
sponding to  the  pauses,  the  breathing  points,  and  the  vocal 
modulations  observed  by  a  good  speaker  or  reader.  As 
poetry  submits  itself  to  the  new  law  of  metre  it  does  not 
discard  this  original  rhythm,  but  rather  blends  it  as  an 
undertone  with  its  own  melody,  deriving  life  and  flexibility 
of  movement  from  its  opposing  yet  harmonizing  presence. 
This  undertone  sounds  more  clearly  and  is  more  vital  as  the 
poetry,  being  of  the  recitative  order,  is  less  removed  from  the 
movement  of  prose.  As,  however,  the  poetry  becomes  more 
intense  and  lyrical,  the  phrase  rhythm,  though  not  obliter- 
ated, coincides  more  closely  with  the  metrical,  both  being 
in  fact  swept  on  by  an  overtone  of  musical  rhythm,  which 
raises  the  speech  into  the  movement  of  song.     Of  all  these 

uniambically  ;  and  in  declaiming  a  so-called  iambic  verse,  it  may  so  happen  that  we 
never  utter  one  iambic  foot.  And  yet  to  this  neglect  of  the  original  beat  there  is  a 
limit. 

'  Athens,  the  eye  of  Greece,  mother  of  arts,' 

is,  with  all  its  eccentricities,  a  good  heroic  line  ;  for  though  it  scarcely  can  be  said  to 
indicate  the  beat  of  the  iamb,  it  certainly  suggests  no  other  measure  to  the  ear.  But 
begin 

1  Mother  Athens,  eye  of  Greece,' 

or  merely  '  Mother  Athens,'  and  the  game  is  up,  for  the  trochaic  beat  has  been  sug- 
gested. The  eccentric  scansion  of  the  groups  is  an  adornment ;  but  as  soon  as  the 
original  beat  has  been  forgotten,  they  cease  implicitly  to  be  eccentric.  Variety  is 
what  is  sought ;  but  if  we  destroy  the  original  mould,  one  of  the  terms  of  this  variety 
is  lost,  and  we  fall  back  on  sameness." 

With  the  succeeding  sentences  we  may  sum  up  this  subject :  — 
"  Thus,  both  as  to  the  arithmetical  measure  of  the  verse,  and  the  degree  of  regu- 
larity in  scansion,  we  see  the  laws  of  prosody  to  have  one  common  purpose  :  to 
keep  alive  the  opposition  of  two  schemes  simultaneously  followed ;  to  keep  them 
notably  apart,  though  still  coincident ;  and  to  balance  them  with  such  Judii  i:  1 
Bicety  before  the  render,  that  neither  shall  lx:  unperceived  and  neither  signally  pre- 
vail."—  Stevenson,  On  Some  Technical  Elements  of  Style  in  Literature,  Works, 

Vol.  xxii,  p.  254. 


210  DICTION. 

modulations,  phrasal,  metrical,  and  musical,  we  must  take 
account  in  analyzing  the  complicated  texture  of  poetic 
diction. 

III.     THE   RHYTHM   OF   PROSE.1 

We  are  now  in  position  to  understand  that  there  is  a 
rhythm  in  prose  no  less  truly  than  in  poetry  ;  for  we  have 
already  recognized  the  presence  of  its  elements.  The  rhythm 
of  prose  is  the  phrasal  rhythm,  no  longer  an  undertone  but 
a  determining  principle,  moving  unconventionally  by  itself ; 
the  single  pattern  of  rhythm  existing  before  the  metrical  or 
musical  movement  has  been  adopted  to  make  the  pattern 
double.2  In  other  words,  it  is  the  natural  melodious  flow  of 
eloquent  or  well-ordered  speech. 

Obviously,  if  rhythm  is  to  be  found  in  all  prose  it  must 
exist  in  great  variety.  In  colloquial  speech  and  ordinary 
reportage  we  think  of  it  little  if  at  all ;  it  is  only  where  there 
is  care  for  the  best-chosen  words  and  the  most  skilfully  and 
closely  knit  texture  that  the  question  of  rhythm  is  raised,  it 
being  essentially  an  affair  of  artistry.  Nor  has  rhythm  a  fair 
opportunity  in  the  short  sentence,  such  as  concentrates  its 
power  in  a  single  word ;  it  calls  rather  for  some  roll  and  rich- 
ness of  movement,  and  for  the  balance  of  clause  and  clause. 
Further,  it  becomes  more  marked  and  elaborate  as  prose 
approaches  in  elevation  and  imaginative  sentiment  toward 
poetry.3 


As  maintained  against  Poetic  Rhythm. — To  work  with  the 
thought  of  securing  rhythm  so  naturally  suggests  some  meas- 
ure and  regulator  of  rhythm,  some  metrical  scheme,  that  the 
writer  has  to  be  on  his  guard  against  the  poetic  elements 

1  "  The  other  harmony  of  prose."  —  Dryden.  2  See  above,  p.  171. 

3  See  The  Approaches  of  Prose  to  Poetry,  pp.  163  sgq.,  above. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  211 

that  constantly  seek  to  obtrude  themselves  ;  has  to  keep  his 
ear  alert  in  order  that,  while  the  phrase  is  kept  large  and 
comely,  it  shall  never  fall  into  a  set  tune,  or  at  least  that  the 
tune  shall  be  constantly  varied,  unconventional,  elusive.  The 
only  sure  preparation  for  this  is  a  musical  ear,  and  a  taste 
that  is  trained  instinctively  to  associate  any  sentiment  with 
its  appropriate  vocal  movement  and  coloring.  In  prose  all 
rhythmic  rules  are  ignored,  while  all  the  rhythmic  potencies 
are  in  full  sway,  responding  to  the  vital  moulding  power  of  the 
thought.  Hence  prose  rhythm,  while  it  is  ideally  free,  cannot 
be  left  to  happen ;  its  very  freedom  requires  that  it  be  main- 
tained against  anything,  metre  or  diction,  that  suggests  the 
invasion  of  poetry.1 

Tendency  to  Sing-Song.  —  This  positive  shunning  of  poetic 
rhythm  needs  to  be  insisted  on,  because  in  certain  stages  or 
moods  of  literary  art  there  is  a  great  tendency  to  run  into  a 
too  regular  rhythm,  —  into  the  beat  of  bad  blank  verse,  or 
as  it  is  here  called,  sing-song.  Stevenson  attributes  such 
tendency  to  the  bad  writer,  to  the  inexperienced  writer  try- 
ing to  be  impressive,  and  to  the  jaded  writer.2  It  may 
become,  like  word-play  or  antithesis,  a  mannerism,  a  disease 
of  style.  It  is,  in  the  literary  diction,  analogous  to  what  is 
called  the  "holy  tone"  in  the  usage  of  the  pulpit,8  and  is 
equally  fatal  to  sturdy  impressiveness. 

Examples.  —  Dr.  Johnson,  it  is  said,  in  the  course  of  a  discussion  on 
this  very  tendency  to  fall  into  metre,  remarked :  — 

"  Such  verse  we  make  when  we  are  writing  prose ; 
We  make  such  verse  in  common  conversation." 

1 "  The  rule  of  scansion  in  verse  is  to  suggest  no  measure  but  the  one  in  hand  ;  in 
prose,  to  suggest  no  measure  at  all.  Prose  must  be  rhythmical,  and  it  may  be  as 
much  so  as  you  will ;  but  it  must  not  be  metrical.  It  may  be  anything,  but  it  must 
not  be  verse.  A  single  heroic  line  may  very  well  pass  and  not  disturb  the  somewhat 
larger  stride  of  the  prose  style ;  but  one  following  another  will  produce  an  instant 
impression  of  poverty,  flatness,  and  disenchantment."  —  Stevenson,  On  Some 
Technical  Elements  of  Style  in  Literature,  p.  256. 

2  Stevenson,  it.  8  See  above,  p.  67,  2. 


212  DICTION. 

Dickens,  in  his  earlier  works,  is  often  cited  as  the  awful  example  of 
this  tendency ;  it  is  said  that  he  sometimes  had  to  call  on  his  friend  Forster 
to  break  up  the  metrical  tune  in  which,  in  spite  of  himself,  he  would  find 
himself  writing  in  some  moods.  The  following,  from  the  account  of  the 
funeral  of  Little  Nell,  in  Old  Curiosity  Shop,  is  not  changed  at  all  in  expres- 
sion but  only  printed  in  lines  :  — 

Oh !  it  is  hard  to  take  to  heart 
the  lesson  that  such  deaths  will  teach, 

but  let  no  man  reject  it, 
for  it  is  one  that  all  must  learn, 
and  is  a  mighty,  universal  Truth. 
When  Death  strikes  down  the  innocent  and  young, 
for  every  fragile  form  from  which  he  lets 
the  panting  spirit  free, 
a  hundred  virtues  rise, 
in  shapes  of  mercy,  charity,  and  love, 
to  walk  the  world,  and  bless  it. 
Of  every  tear 
that  sorrowing  mortals  shed  on  such  green  graves, 
some  good  is  born,  some  gentler  nature  comes. 

In  the  Destroyer's  steps 
there  spring  up  bright  creations  that  defy 
his  power,  and  his  dark  path  becomes  a  way 
of  light  to  Heaven."  1 

This  is  virtually  in  the  ode  measure,  and,  printed  as  an  ode,  has  much 
beauty ;  as  prose,  however,  it  is  an  instance  of  sing-song. 

What  the  Prose  Standard  dictates.  —  The  dominating  stand- 
ard of  utility,2  in  the  choice,  arrangement,  and  connection  of 
words  may  here  be  recalled,  to  determine  the  negative  ele- 
ments in  the  maintenance  of  a  true  prose  rhythm  against 
encroachments  of  the  poetic  movement. 

i.  A  prose  rhythm  will  bear  no  displacement  or  inversion 
of  words  or  sentence-elements  for  the  mere  sake  of  a  smoother 
or  more  regular  flow.  Such  displacements  and  inversions  there 
are  in  abundance,  but  their  object  is  utilitarian  ;  if  no  such 
object  is  traceable  the  immediate  effect  is  artificial  and 
insincere. 

1  Dickens,  Old  Curiosity  S/w/,  Part  ii,  Chap.  xvii. 

2  See  above,  pp.  109  sqq. 


RHYTHM  IN  POETRY  AND  IN  PROSE.  213 

2.  Prose  rhythm  does  not  bear  the  abbreviation  of  words, 
as  o'er,  oft,  ne'er,  'neath;  and  only  to  a  limited  extent  the 
briefer  poetic  forms,  like  scarce  for  scarcely,  save  for  except, 
ere  for  before,  words  chosen  obviously  to  reduce  the  number 
of  syllables.  Nor  does  it  accept  aid  from  slurred  or  elided 
syllables.  One  element  of  its  varied  movement  is  to  make  a 
pleasing  combination  of  the  articulate  sounds  at  disposal, 
working  the  full  value  of  every  syllable  into  the  rhythmic 
tissue,  without  seeming  to  go  out  of  its  way  for  a  melodious 
vocabulary. 

3.  A  greater  temptation  it  is,  when  the  swing  of  rhythm 
is  developed  into  a  craving,  to  introduce  meaningless  or 
watered  phrases  for  the  sake  of  helping  out  the  balance  of 
sound.  Thus  a  tendency  to  group  the  phrasal  architecture  in 
uniform  patterns  of  twos  or  threes  may  become  a  real  bond- 
age, to  be  watched,  and  remedied  by  varying  the  tune,  or  by 
making  sure  always  that  the  balancing  phrase  adds  propor- 
tionately to  the  sense. 

II. 

Its  Main  Elements.  —  While  it  is  impossible  in  so  indi- 
vidual an  art  to  lay  down  directions  whereby  any  writer  may 
secure  a  good  prose  rhythm,  we  may  by  description  and 
caution  indicate  its  main  features,  from  the  phrasal  segmen- 
tation onwards,  as  suggested  by  the  analogy  of  poetry,  and 
as  differentiated  therefrom. 

The  Phrase.  —  The  rhythmical  phrase  in  prose  is  the 
groundwork  of  the  whole  web,  corresponding  to  the  phrasal 
segmentation  in  poetry.  The  two  are  in  fact  the  same  in 
principle,  and  reduced  to  notation  by  quantity  marks  show 
no  striking  divergence.  The  prose  phrase,  being  more  sum- 
marily enunciated,  has  a  somewhat  longer  stride  and  perhaps 
a  greater  variety  in  the  feet.     The  main  distinction,  however, 


214  DICTION. 

is  that  the  prose  phrase  holds  watchfully  to  its  single  rhyth- 
mical pattern,  eschewing  any  beat  regular  enough  for  the  ear 
to  anticipate,  whether  a  conventional  metre  or  a  musical  over- 
tone. As  soon  as  any  such  double  scheme  is  suggested,  the 
tune  must  be  modulated  to  something  else. 

Illustrations.  —  For  some  of  the  most  exquisite  specimens  of  rhyth- 
mical prose  we  have  but  to  go  to  the  Authorized  Version  of  the  English 
Bible.  Professor  Saintsbury  instances  1  especially  The  Song  of  Solomon 
viii.  6,  7.  and  1  Corinthians  xiii.  The  following,  from  Revelation  (xxi.  3,  4), 
is  divided  into  feet  and  lines,  in  order  to  show  its  relation  to  poetic 
rhythm  :  — 

11  And  I  heard  |   a  great  voice  |  out  of  heaven  |  saying,  ||  Behold,  |  the 


tabernacle  |  of  God  |  is  with  men,  ||  and  he  |  will  dwell  |  with  them,  ||  and 

they  I  shall  be  |  his  people,  ||  and  God  |  himself  |  shall  be  with  them,  ||  and 

be  I  their  G5d.  ||  And  Gdd  |  shall  wipe  |  away  ]  all  tears  |  from  their  eyes  ;  || 
3 

and  there  shall  be  |  no  more  death,  ||  neither  sorrow,  |  nor  crying,  ||  neither  | 
shall  there  be  |  any  more  pain :  ||  *1  for  the  |  former  things  |  are  passed  | 
away."  || 

This  is  quite  close  to  poetic  rhythm,  though  never  clearly  suggesting  a 
metrical  scheme.  For  a  more  varied  phrase  take  the  following  from 
Cardinal  Newman,  which  is  here  left  unmarked  :  — 

"  The  season  is  chill  and  dark,  and  the  breath  of  the  morning  is  damp, 
and  worshippers  are  few ;  but  all  this  befits  those  who  are  by  their  profession 
penitents  and  mourners,  watchers  and  pilgrims.  More  dear  to  them  that 
loneliness,  more  cheerful  that  severity,  and  more  bright  that  gloom,  than 
all  those  aids  and  appliances  of  luxury  by  which  men  nowadays  attempt  to 
make  prayer  less  disagreeable  to  them.  True  faith  does  not  covet  com- 
forts ;  they  who  realize  that  awful  day,  when  they  shall  see  Him  face  to 
face  whose  eyes  are  as  a  flame  of  fire,  will  as  little  bargain  to  pray  pleas- 
antly now  as  they  will  think  of  doing  so  then."  2 

In  one  or  two  places  of  this  paragraph  the  ear  is  enticed  very  near  to 
the  tune  of  a  poetical  rhythm,  though  the  measure  is  broken  up  just  in 

time;  e.g. 

"  More  dear  |  to  them  |  that  lone|liness,  | 
More  cheer|ful  that  |  severity."  | 

1  In  his  essay  on  English  Prose  Style,  Miscellaneous  Essays,  p.  32. 

2  Quoted  by  Matthew  Arnold,  Discourses  in  America,  p.  141. 


RHYTHM  IN  POETRY  AND   IN  PROSE. 


215 


But  the  next  clause  "  and  more  bright  that  gloom  "  restores  the  prose  move- 
ment. The  first  three  clauses  are  similar,  though  here  there  is  a  decided 
overtone  of  musical  rhythm,  which  partly  dispels  the  corrective  and  restor- 
ing effect  of  the  third  clause  ;  thus  :  — 


±    4 

The 

I 


sea  -  son 


chill 


and 


J 

dark, 


X      4        4 

and      the 


4  4         4 

breath       of       the 


4  4  4 

morn  -  ing  is 


damp, 


J       J 


J    I  J 


and 


ship 


pers 


few. 


The  clause  of  the  passage  from  Revelation  beginning  "  and  there  shall  be 
no  more  death  "  has  a  musical  reverberation,  subdued  and  yet  sublime, 
which  may  perhaps  be  thus  represented  :  — 


IN              IN              N 
*       0            4            4 
And         there       shall 

be 

*      J»      J      i 

no         more       death,               ' 

IN              IN              fN 
1        if          4           S 
nei     -     ther          sor 

-     row 

nor          cry     - 

?    i  1 

ing, 

1              IN          IN          ^          N 
i          4        4        4        4 
ei   -  ther    shall  there      be 

an  -  y 

/  1  J.  x- 

more   |  pain, 

for    the 

1          1               IS            1 
4            4           4 

1       for     -     mer      things 

IN 
4 

are 

passed          a     - 

J. 

way. 

This  vigilance  against  metre  aside,  the  writer's  care,  as 
Stevenson  puts  it,  is  to  keep  "  his  phrases  large,  rhythmical, 
and  pleasing  to  the  ear,"  giving  each  a  finish  in  itself,  and 
a  cadence  that  makes  it  flow  smoothly  into  the  next. 

To  this  end,  special  care  has  to  be  given  to  the  treatment 
of  monosyllables,  in  order  to  avoid  the  unwieldy  congested 
effect  of  tumbling  accented  or  weighty  words  in  heaps 
together.  It  is  useful  here  to  study  the  offsetting  effect  of 
the    symbolics,    which,    being    ordinarily   unaccented,    are    a 


216  DICTION. 


great  help  in  the  joints  and  transitions  of  structure,  to  give 
lightness  and  easy  flow. 

Examples.  —  In  the  sentence,  "  Good  Lord,  give  us  bread  now,"  all  the 
words  but  "  us  "  are  emphatic,  and  the  enunciation  is  heavy.  So  also  the 
sentence,  "  Think  not  that  strength  lies  in  the  big  round  word,"  which  is  a 
line  of  a  poem  designed  to  show  the  value  of  the  monosyllable,  is  unrhyth- 
mical because  there  is  so  little  distribution  of  accent.  On  the  other  hand, 
the  monosyllabic  line,  u  Bless  the  Lord  of  Hosts,  for  he  is  good  to  us,"  is 
lightened  up  to  an  easy  flow  by  the  symbolics,  the,  of,  for,  is,  to,  which 
alternate  with  the  presentive  words  of  the  sentence. 

Polysyllables,  with  their  alternation  of  accented  and 
obscure  sounds,  are  "phrases  of  Nature's  own  making,"  and 
for  this  reason  are  very  useful  in  the  varied  web  of  rhythm. 
Herein  lies,  in  part,  the  value  of  the  more  dignified  Latin 
element  of  the  vocabulary,  words  from  this  source  averag- 
ing longer,  and  thus  helping  Volume  of  sense  by  volume  of 
sound.1  They  lead  also  to  the  use,  more  frequent  in  prose 
than  in  poetry,  of  the  triplet,  which  grace  of  rhythm,  adopted 
from  musical  movement,  may  also  in  skilful  hands  be  extended 
to  monosyllabic  combinations. 

Examples.  —  For  variety  yet  evenness  of  flow,  and  for  the  skilful 
employment  of  the  triplet,  let  us  take  the  following  from  Stevenson,  the 
more  readily  as  he  has  so  illumined  the  theory  of  rhythm  :  — 

"  A  strange  |  picture  |  we  make  ||  on  our  way  |  *1  to  our  |  chimaeras,  || 
ceaselessly  |  marching,  ||  grudging  |  ourselves  |  the  time  |  for  rest ;  ||  Inde- 
fatigable,  |  adventurous  |  pioneers.  ||  It  is  true  |  that  we  shall  never  |  reach 

3 

the  goal ;  ||  it  is  even  |  m5re  than  probable  |  that  there  Is  |  n5  such  place ;  || 


and  If  |  we  lived  |  for  centuries  ||  and  were  endowed  |  with  the  powers  |  of 


a  g5d,  ||  we  should  find  |  ourselves  |  not  much  |  nearer  |  1  what  we  wanted  || 
at  the  end.  ||  O  1  |  toiling  hands  |  of  mortals  !  ||  O  *1  |  unwearied  feet,  | 
travelling  |  ye  kn5w  not  |  whither !  ||  Soon,  1  |  soon,  "]  |  it  seems  to  you,  || 

1  See  above,  pp.  71,  94.  "  Racy  Saxon  monosyllables,  close  to  us  as  touch  and 
sight,  he  will  intermix  readily  with  those  long,  savoursome,  Latin  words,  ricli  in 
'  second  intention.'  "  —  Pater  on  Style,  Appreciations,  p.  13. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  217 

3 

you  must  come  forth  |  on  s5me  |  conspicuous  |  hilltop,  ||  1  and  but  |  a  little 
way  |  further,  ||  against  |  the  setting  |  sun,  **|  ||  descry  |  the  spires  |  of  El  | 
Dorado.  ||  Little  |  do  ye  know  |  your  5wn  |  blessedness ;  ||  for  to  travel  | 

3 

hopefully  |  *1  is  a  |  better  thing  |  than  to  arrive,  ||  and  the  true  |  success  | 
is  to  labour."  ||  x 

The  Clause.  —  This,  which  corresponds  to  the  verse  or  line 
in  poetry,  must  in  prose,  in  order  to  avoid  monotony,  be  con- 
tinually varied  in  length,  being  in  this  respect  comparable  to 
the  verse  structure  of  the  ode.2  In  phrasing,  too,  there  is  a 
special  call  for  variety  in  successive  lines,  for  it  is  in  the 
craving  to  make  clauses  echo  each  other  that  the  tendency  to 
sing-song  and  to  diluted  phrase  especially  rises. 

The  balancing  of  clauses  against  each  other,  rhythmical 
though  not  metrical,  constitutes  the  Hebrew  parallelism,  the 
basal  principle  of  Hebrew  poetry.  A  quasi-imitation  of  this 
principle  has  been  adopted  by  Walt  Whitman,  and  could  have 
been  carried  to  greater  success  than  appears  in  his  work,  if 
he  had  had  a  better  ear  for  the  rhythm  of  the  constituent 
phrase. 

Example.  —  The  following,  from  Walt  Whitman's  Song  of  the  Open 
Road,  will  show  both  his  principle  of  clausal  verse  and  the  curious  jumble 
rhythm  of  phrase  into  which  he  is  continually  falling  :  — 

"  All  parts  away  for  the  progress  of  souls, 

All  religion,  all  solid  things,  arts,  governments —  all  that  was  or  is  apparent  upon 
this  globe  or  any  globe,  falls  into  niches  and  corners  before  the  procession  of 
souls  along  the  grand  roads  of  the  universe. 

Of  the  progress  of  the  souls  of  men  and  women  along  the  grand  roads  of  the  uni- 
verse, all  other  progress  is  the  needed  emblem  and  sustenance. 

Forever  alive,  forever  forward, 

Stately,  solemn,  sad,  withdrawn,  baffled,  mad,  turbulent,  feeble,  dissatisfied, 

I  Asperate,  proud,  fond,  sick,  accepted  by  men,  rejected  by  men, 

They  go !  they  go  !  I  know  that  they  go,  but  I  know  not  where  they  go, 

Bat  I  know  that  they  go  toward  the  best — toward  something  great."8 

1  Stevenson,  El  Dorado,  Virginibus  Puerisque,  p.  109. 

2  See  above,  p.  185. 

8  Whitman,  Leaves  of  Grass,  p.  127. 


218  DICTION. 

The  Sentence.  —  Concerning  the  rhythmical  structure  of  the 
sentence,  which  corresponds  to  the  stanza  in  poetry,  little  of  a 
practical  nature  can  be  said ;  not  because  the  subject  is  bar- 
ren, but  because  every  writer  must  so  truly  work  out  the 
pattern  according  to  his  own  artistic  insight.  In  one  thing, 
however,  theorists  are  agreed :  that  the  sentence  has  three 
rhythmic  divisions  or  stages,  —  a  gradual  rise  to  a  pause  or 
culminating  point,  then  a  period  of  reposeful  or  level  prog- 
ress, then  a  cadence  or  graduated  solution.1  Such  graceful 
management  of  sentences,  in  prose  of  the  more  pedestrian 
type,  may  impart  much  of  the  sense  of  rhythm,  even  when 
the  balanced  rhythm  of  clause  and  phrase  is  less  marked. 

Example.  —  The  following  sentence  from  Sir  William  Temple,  with  the 
comment  thereon  is  quoted  from  Professor  Saintsbury :  — 

" '  When  all  is  done,  human  life  is  at  the  greatest  and  the  best  but  like 
a  froward  child,  that  must  be  played  with  and  humored  a  little  to  keep  it 
quiet  till  it  falls  asleep,  and  then  the  care  is  over.' 

"  Here  the  division  is  that  which  has  been  noted  as  the  usual  one  in 
eighteenth  century  prose,  an  arsis  (to  alter  the  use  of  the  word  a  little)  as 
far  as  '  child,'  a  Jevel  space  of  progress  till  '  asleep,'  and  then  a  thesis,  here 
unusually  brief,  but  quite  sufficient  for  the  purpose.  But  here  also  the 
movement  is  quite  different  from  that  of  poetry.  Part  of  the  centre  clause, 
'but  like  a  froward  child  that  must  be  played  with,'  may  indeed  be  twisted 
into  something  like  a  heroic,  but  there  is  nothing  corresponding  to  it  earlier 
or  later,  and  the  twisting  itself  is  violent  and  unnatural."  2 

Pause  and  Hiatus.  —  One  of  the  important  principles  com- 
ing into  prosody  from  the  rhythm  of  music  is,  that  the  pause 
must  be  reckoned  with.  It  has  a  distinctive  value,  expressed 
in  silence ;  in  other  words,  while  the  voice  is  waiting,  the 
music  of  the  movement  is  going  on.     This  applies  equally  to 

1  In  addition  to  the  remark  quoted  from  Professor  Saintsbury  in  the  text  may  be 
quoted  the  following  from  Stevenson's  essay  (p.  247)  already  so  extensively  used : 
"  The  true  business  of  the  literary  artist  is  to  plait  or  weave  his  meaning,  involving 
it  around  itself  ;  so  that  each  sentence,  by  successive  phrases,  shall  first  come  into  a 
kind  of  knot,  and  then,  after  a  moment  of  suspended  meaning,  solve  and  clear  itself." 

2  Saintsbury,  on  English  Prose  Style,  Miscellaneous  Essays,  p.  34. 


RHYTHM  IN  POETRY  AND   IN  PROSE.  219 

verse  and  to  prose,  though  in  the  measured  rhythm  and 
musical  lilt  of  the  former  its  period  is  more  calculable.  To 
manage  it  in  prose,  with  its  delicacies  and  compensations, 
requires  that  same  fineness  of  ear  on  which  we  must  depend 
for  all  faultless  prose  rhythm. 

When  there  is  no  compensation,  when  the  pause  is  un- 
motived  or  inadvertent,  it  is  called  hiatus.  Of  this  blemish 
every  ordinary  ear  is  aware,  though  it  may  not  perceive  the 
cause  or  even  locate  the  fault ;  there  is  a  sense  of  jolting  and 
lack,  as  if  some  pin  or  fastening  had  fallen  out.  The  ill  man- 
agement of  the  pause  is  the  secret  of  much  unmusical  prose 
which,  tested  merely  by  phrase  and  clause,  seems  to  satisfy  all 
rhythmical  requirements. 

Examples  of  Pause. —  In  the  passage  from  Revelation  treated 
musically  on  p.  215,  two  pauses  of  different  lengths  are  very  naturally 
measured  by  the  musical  rhythm  ;  the  pause  before  neither  (marked  by  an 
eighth  rest  1  ),  which  amounts  to  the  shortening  of  the  succeeding  syl- 
lable ;  and  the  pause  after  pain,  which  is  a  whole  beat  and  an  eighth  rest 
over. 

In  the  example  from  Stevenson,  p.  216,  the  pause  with  the  word  "  Soon, 
*1  soon,  *1  "  gives  the  word  the  value  of  a  whole  poetic  foot. 

Cadence.  —  It  is  at  the  end  of  a  sentence  or  paragraph  that 
rhythm,  or  the  lack  of  it,  is  especially  noticeable.  In  such 
places  the  ear  requires  that  the  sense  be  brought  to  a  gradual 
fall,  not  a  sudden  halt ;  and  the  well-trained  ear  will  graduate 
the  length  of  this  fall  to  the  amount  of  preparation  that  has 
been  made  for  it.1  It  acts  as  a  rhythmical  unfolding  of  the 
movement  that  the  body  of  the  sentence  has  involved  in  a 
more  or  less  complex  progression,  and  thus  is  not  merely  an 
idle  embellishment  but  a  means  of  giving  impressiveness  to 
the  whole  current  of  the  sentence. 

EXAMPLES.  —  In  the  sentence  from  Sir  William  Temple,  the  words 
"  and  then  the  care  is  over  "  form  a  beautiful  brief  cadence. 

1  See  this  practically  shown  under  Suspension,  p.  286  below. 


220 


DICTION. 


The  following  sentences  illustrate  the  disagreeable  sound  of  an  abrupt 
ending:  "Famine,  epidemics,  raged";  "The  soldier,  transfixed  by  the 
spear,  writhed  "  ;  "  Achilles,  being  apprised  of  the  death  of  his  friend,  goes 
to  the  battle-field  without  armor,  and,  standing  by  the  wall,  shouts."  All 
these  endings  are  felt  to  be  bad,  not  because  they  are  inaccurate,  but 
because  they  are  too  short ;  we  naturally  require  more  volume,  and  more 
graduation  of  accent  and  sound,  in  words  that  in  themselves  are  so 
important. 


BOOK   III.     COMPOSITION. 


Leaving  now  the  subject  of  diction,  which,  it  will  be 
remembered,  centres  mainly  in  words  —  their  usages,  their 
shadings  and  connotations,  their  euphonic  and  rhythmic 
potencies  —  we  enter  here  upon  a  study  of  the  processes 
involved  in  putting  words  together,  the  constructive  forms 
we  have  in  view  being  phrases,  sentences,  paragraphs.  Our 
problems  now  are  problems  not  of  material  but  of  combina- 
tion ;  and  the  qualities  we  seek  are,  mainly,  clearness  in  its 
aspect  of  perspicuity,  as  promoted  by  the  mutual  relations  of 
words,  and  force  in  its  aspect  of  emphasis,  as  promoted  by 
their  relative  positions. 

The  word  composition,  in  the  coming  four  chapters,  is 
employed  in  a  somewhat  restricted  sense,  carrying  the  mean- 
ing, that  is,  only  so  far  as  we  may  regard  the  subject-matter 
as  already  in  hand,  ready  to  be  moulded  into  style.  Beyond 
that,  in  the  consideration  of  theme,  plan,  and  specific  literary 
forms,  we  are  dealing  with  that  larger  stage  of  organism,  that 
work  with  the  discovery  and  ordering  of  material,  which  we 
call  invention. 

It  is  in  composition  that  rhetoric  shows  its  close  relation- 
ship to  grammar,  and  at  the  same  time  its  fundamental 
advance  beyond  that  science.  Grammar  deals  with  the  laws 
of  correct  expression ;  which  laws  rhetoric  must  observe, 
because  correctness  lies  necessarily  at  the  foundation  of  all 
expression,  rhetorical  or  other.  But  even  in  employing  gram- 
matical processes  as  working-tools,  rhetoric  imparts  to  them 


222  COMPOSITION. 

2l  new  quality  distinctively  rhetorical,  the  quality  by  which 
they  become  methods  in  an  art,  means  to  an  end.  They  are 
viewed  not  for  themselves,  but  for  their  adaptedness  to  the 
requirements  and  capacities  of  a  reader  or  hearer,  —  for  their 
power  to  act  on  men.  In  discussing  them,  therefore,  we  are 
to  approach  each  principle,  so  to  say,  on  its  operative  side ; 
to  take  it  up  not  at  all  because  it  is  grammar,  but  because 
there  is  discerned  in  it  a  touch  or  strain  of  rhetoric. 


CHAPTER   VIII. 

PHRASEOLOGY. 

Rhetorically,  we  may  regard  as  a  phrase  any  combina- 
tion of  words  moving  together  as  a  unit,  as  one  element  of 
expression.  We  are  not  concerned  with  the  question  whether 
it  is  prepositional,  participial,  or  infinitive.  It  may  for  our 
purpose  be  no  more  than  a  noun  with  its  adjective ;  it  may 
be  as  much  as  a  sentence-member  with  its  relative  or  con- 
junction. In  other  words,  the  present  chapter  deals  with  ele- 
ments of  construction  considered  in  their  internal  relations, 
without  reference  to  the  completed  product  they  make  up  as 
joined  together ;  or  rather,  with  those  internal  relations  them- 
selves, the  organic  laws  according  to  which  the  unity  of  words 
grows  into  the  larger  unity  of  the  group. 

I.     SYNTACTICAL   ADJUSTMENTS. 

Not  all,  nor  any  considerable  portion,  of  the  field  of  syn- 
tax need  be  traversed  here ;  it  will  be  sufficient  to  bring 
up  merely  some  points  wherein  the  grammatical  principle 
receives  a  special  significance  or  modification  from  the  rhe- 
torical point  of  view. 

Concord  of  Subject  and  Verb.  —  That  a  verb  should  agree 
in  number  with  its  subject,  and  a  pronoun  with  its  antece- 
dent, is  a  strict  grammatical  law  ;  rhetorically,  however,  the 
question  sometimes  rises  what  is  the  number  of  the  subject  or 
antecedent,  a  question  to  be  answered  by  the  logical  sense. 

i.    The  most  prevalent  error  in  concord,  probably,  is  owing 

223 


224  COMPOSITION. 

to  haste ;  the  verb  is  made  to  agree  with  the  nearest  noun, 
which,  it  may  be,  has  stolen  in  between  the  subject  and  the 
verb  and  attracted  the  latter  to  its  own  number. 

Examples.  —  i.  Of  verb  attracted  to  nearest  noun.  "  The  enormous  ex- 
pense of  governments  have  provoked  men  to  think,  by  making  them  feel  "  ; 
"This  large  homestead,  including  a  large  barn  and  beautiful  garden,  are 
to  be  sold  next  month." 

2.  Of  subject  obscured  by  intervening  matter.  "  But  these  Personal 
Memoirs  of  U.  S.  Grant,  written  as  simply  and  straightforwardly  as  his 
battles  were  fought,  couched  in  the  most  unpretentious  phrase,  with  never  a 
touch  of  grandiosity  or  attitudinizing,  familiar,  homely,  even  common  in 
style,  is  a  great  piece  of  literature,  because  great  literature  is  nothing  more 
nor  less  than  the  clear  expression  of  minds  that  have  something  great  in 
them,  whether  religion,  or  beauty,  or  deep  experience." 

If  this  be  defended  on  the  ground  that  the  title  of  a  book,  though 
plural  in  form,  takes  a  singular  verb,  it  may  be  answered  that  the  author 
(Howells)  has  made  the  subject  plural  by  the  word  these. 

2.  As  the  word  and  adds  two  or  more  singular  subjects 
together,  a  plural  verb  is  by  rule  required.  Logically,  how- 
ever, these  subjects  may  sometimes  be  merely  synonyms  for 
the  same  thing ;  sometimes  they  may  be  a  closely  connected 
couple  making  up  together  a  single  idea ;  in  which  cases  the 
singular  verb  is  right.  It  should  be  noted  that  if  a  writer 
ventures  on  this  assertion  of  the  singular  he  must  be  sure  of 
his  case,  for  superficial  appearances  are  against  him. 

Examples.  —  i.  Of  synonyms.  "All  the  furniture,  the  stock  of  shops,  the 
machinery  which  could  be  found  in  the  realm,  was  of  less  value  than  the 
property  which  some  single  parishes  now  contain."  Here  the  writer 
(Macaulay)  evidently  views  his  three  subjects  as  practically  synonyms 
describing  the  aspects  of  one  single  subject  of  remark. 

2.  Of  combined  couples.  "  The  composition  and  resolution  of  forces  was 
largely  applied  by  Newton  " ;  "  The  ebb  and  flow  of  the  tides  is  now  well 
understood." 

In  the  following,  the  author,  Mrs.  Phelps-Ward,  having  subjects  in  both 
numbers,  repeats  the  verb,  and  so  gains  emphasis,  though  grammatically 
the  repetition  is  not  necessary :  "  The  kindest  of  audiences,  and  my  full 
quota  of  encouragement,  have  not,  and  has  not,  been  able  to  supply  me 


PHRASEOLOGY.  115 

with  the  pluck  required  to  add  visibly  to  this  number  of  public  appear- 
ances. Before  an  audience  I  am  an  abject  coward,  and  I  have  at  last 
concluded  to  admit  the  humiliating  fact."1 

3.  Another  occasion  for  the  writer  to  work  by  the  logical 
rather  than  by  the  grammatical  interpretation  of  number  is 
the  use  of  the  collective  noun.  This  may  sometimes  convey 
the  idea  of  the  group  as  a  unit,  and  accordingly  be  singular ; 
and  sometimes,  bringing  to  mind  its  individual  constituents, 
be  plural.  The  point  is  to  be  settled  not  arbitrarily  but  by 
the  most  natural  implication  of  the  sense. 

Examples.  —  "The  Jewish  people  were  all  free."  Here  plurality  pre- 
dominates, the  subject  being  the  Jews  regarded  as  individuals. —  "An  evil 
and  adulterous  generation  seeketh  after  a  sign."  Here  the  action  is  so 
collective  as  to  make  a  singular  verb  suitable. 

In  the  following,  the  subject  is  so  individualized  in  thought  that  the 
singular  verb  sounds  inappropriate  :  "  The  study  of  the  moon's  surface  has 
been  continued  now  from  the  time  of  Galileo,  and  of  late  years  a  whole 
class  of  competent  observers  has  been  devoted  to  it,  so  that  astronomers 
engaged  in  other  branches  have  oftener  looked  on  this  as  a  field  for  occa- 
sional hours  of  recreation  with  the  telescope  than  made  it  a  constant 
study." 

4.  A  clash  of  concord  occurs  when  disjoined  subjects  (con- 
nected, that  is,  by  or  or  nor)  are  in  different  numbers,  or  so 
numerous  as  to  suggest  not  disjunction  but  plurality.  In 
such  cases  use,  where  possible,  a  form  of  the  verb  which  is 
the  same  for  either  number  (the  auxiliary  forms  are  especially 
useful  here)  ;  failing  this,  it  is  better  to  change  the  construc- 
tion of  the  sentence  than  to  fight  for  either  the  singular  or 
the  plural. 

Examples.  —  "  Neither  money  nor  brilliant  endowments  was  (or  were  ?) 
of  use  in  this  crisis;  he  could  only  be  still  and  endure."  Instead  of  this 
verb  say  "  could  avail,"  and  the  clash  is  evaded.  —  "  Only  a  few,  perhaps 
only  one,  were  (or  was  ?)  benefited."     Say  rather,  "  received  any  benefit." 

In  the  following,  where,  "  though  the  verb  should  formally  be  singular, 

1  Quoted  from  McClure^s  Magazine,  Vol.  vii,  p.  78. 


226  COMPOSITION. 

still  the  number  of  alternate  subjects  is  strongly  suggestive  of  plurality,' 
the  difficulty  is  evaded,  as  above,  by  a  neutral  verb:  — 


"  truths  that  wake, 

To  perish  never ; 
Which  neither  listlessness,  nor  mad  endeavor, 

Nor  Man  nor  Boy, 
Nor  all  that  is  at  enmity  with  joy, 
Can  utterly  abolish  or  destroy ! "  1 


The  Scheme  of  Tense.  —  The  tenses  of  the  verbs  in  any  pas- 
sage form  together  a  scheme  of  tense,  past,  present,  or  future, 
which  controls  the  time  in  which,  relatively,  all  the  action  is 
thought  of  as  taking  place. 

5.  Dependent  clauses  and  infinitives,  therefore,  are  not  in 
an  absolute  but  a  relative  tense ;  they  count  the  time  of  their 
action  from  that  of  the  principal  assertion. 

Examples.  —  "  Last  week  I  intended  to  have  written"  This  is  wrong, 
because  at  the  time  referred  to  "  to  write  "  was  the  purpose  ;  "  to  wrrite  "  is 
therefore  the  proper  infinitive  relative  to  "intended."  —  "  In  the  same  way, 
I  cannot  excuse  the  remissness  of  those  whose  business  it  should  have 
been  to  have  interposed  their  good  offices  "  ;  "  There  were  two  circumstances 
which  made  it  necessary  for  them  to  have  lost  no  time,"  —  ought  to  be  "  to 
interpose,"  "  to  lose." 

"  And  so,  you  see,  the  thing  never  would  have  been  looked  into  at  all 
if  I  had  n't  happened  to  have  been  (say  rather  "  to  be  ")  down  there." 

In  the  use  of  the  verb  "  should  like "  the  mistake  is  very  commonly 
made  of  interchanging  the  tense  of  the  principal  verb  and  the  infinitive,  — 
"  /  should  like  to  have  seen  him,"  instead  of  "  I  should  have  liked  to  see 
him."  This  is  owing,  no  doubt,  to  the  difficulty  of  pronouncing  "  lik^ 
to"  when  they  are  placed  together ;  a  difficulty,  however,  which  should  not 
be  allowed  to  make  the  difference  between  accuracy  and  error.  The  fol- 
lowing sentence,  from  Howells,  illustrates  the  correct  use  :  "  There  were 
some  questions  that  she  would  have  liked  to  ask  him  ;  but  she  had  to  content 
herself  with  trying  to  answer  them  when  her  husband  put  them  to  her." 

6.  An  exception  obtains  in  the  case  of  general  and  univer- 
sal truths,  which,  as  being  essentially  timeless,  require  the 
present  tense,  whatever  the  tense  of  the  accompanying  verbs. 

1  Wordsworth,  Ode  on  Intimations  of  Immortality,  st.  ix. 


PHRASEOLOGY.  227 

Examples.  —  "  In  the  past  century  some  learned  gentlemen  discovered 
that  there  was  (say  rather  is)  no  God";  "He  always  maintained  with 
unshaken  faith  that  honesty  is  the  best  policy." 

7.  When  the  historic  present  (see  above,  p.  98)  is  used,  it 
should  be  kept  in  a  scheme  of  its  own,  and  not  unadvisedly 
mixed  with  the  past  of  ordinary  narrative. 

Example.  —  In  the  following  passage,  if  the  tenses  are  used  of  pur- 
pose, there  is  at  least  a  bewildering  mixture  of  the  present  and  past 
schemes  :  — 

'  The  Romans  now  turn  aside  in  quest  of  provisions.  The  Helvetians 
mistook  the  movement  for  retreat.  They  pursue,  and  give  Caesar  his 
chance.  They  fight  at  disadvantage,  and  after  a  desperate  struggle  are 
defeated." 

The  idle  mixture  of  historic  present  and  past  is  very  common  with 
inexperienced  writers  and  writers  without  imagination. 

The  Participial  Phrase.  —  The  participial  phrase,  equivalent 
to  a  clause,  is  a  very  convenient  means  of  subordinating  one 
assertion  to  another,  thus  avoiding  the  too  frequent  use  of 
principal  verbs.  By  its  agency  conditions,  modifications, 
bits  of  portrayal  may  be  introduced  unobtrusively,  without 
obscuring  the  current  of  principal  assertion.  But  some  cau- 
tions are  needed  in  the  use  of  it ;  it  is  peculiarly  liable  to 
slipshodness. 

8.  The  participle  presupposes  a  subject  to  which  it  relates. 
This  subject,  which  is  generally  the  subject  of  the  sentence, 
should  be  expressed,  and  the  relation  of  the  participle  to  it 
should  be  unambiguous  and,  if  possible,  uninterrupted.  Ordi- 
narily, too,  the  subject  should  have  a  prominent  place  in  its 
clause,  being  the  point  of  reference  for  the  phrase  ;  sometimes, 
however,  when  there  is  no  reasonable  danger  of  ambiguity, 
it  may  have  a  less  prominent  position,  though  not  remain 
jnexpressed. 

EXAMPLES. —  I.    Of    the    misrelated    participle.      "Being   exceedingly 
ond  of  birds,  an  aviary  is  always  to  be  found  in  the  grounds."      Here 


228  COMPOSITION. 

there  is  no  clue  to  the  person  or  persons  fond  of  birds  ;  grammatically  the 
only  word  to  which  the  participle  may  be  attached  is  aviary.  — "  While 
visiting  St.  Louis  with  him  while  he  was  President,  he  made  a  character- 
istic remark  showing  how  little  his  thoughts  dwelt  upon  those  events  of 
his  life  which  made  such  a  deep  impression  upon  others."  Here  the  one 
who  was  visiting  St.  Louis  does  not  appear;  the  sentence  should  be  either 
"  While  I  was  visiting,  ...  he  made,"  or,  "  While  visiting,  .  .  .  I  heard 
him  make   a  remark." 

2.  As  soon  as  the  participle  is  made  to  refer  to  the  object  of  the  sen- 
tence or,  still  more,  to  a  possessive,  the  ambiguity  and  slipshodness 
appear;  e.g.  "At  three  o'clock  the  Queen  received  an  address  from  the 
tenants  on  the  Sandringham  estate,  having  {i.e.  they)  been  introduced  to 
her  Majesty's  presence  by  General  Sir  Dighton  Probyn  "  ;  "  Having  so 
lately  quitted  the  tumults  of  a  party  and  the  intrigues  of  a  court,  they  {viz. 
tumults  and  intrigues)  still  kept  his  thoughts  in  agitation,  as  the  sea  fluc- 
tuates a  while  when  the  storm  has  ceased." 1 

3.  In  the  following  the  placing  of  the  subject  in  a  less  prominent  posi- 
tion, being  unsuggestive  of  ambiguity,  is  a  grace  :  "  Writing  for  a  livelihood, 
a  livelihood  is  all  that  I  have  gained;  for,  having  also  something  better  in 
view,  and  never,  therefore,  having  courted  popularity,  nor  written  for  the 
mere  sake  of  gain,  it  has  not  been  possible  for  me  to  lay  by  anything." 

9.  Akin  to  the  misrelated  participle,  though  not  ambigu- 
ous, is  the  ^//related  participle,  the  subject  being  omitted  as 
obvious,  or  not  important  to  the  expression ;  a  construction 
that  is  encroaching  in  the  language,  and  has  usefulness,  though 
it  needs  caution  as  a  concession  to  looser  construction. 

Example.  —  "Any  one  of  all  these  is  a  fit  character  to  be  assumed  as 
the  speaking  subject  of  a  psalm,  understanding  by  such  a  composition  the 
outpouring  of  the  soul's  fulness  to  God."  2  Here  the  one  who  does  the 
"  understanding "  is  wholly  vague,  probably  whoever  is  concerned  with 
the  fact  asserted.  Obviously  this  construction,  so  loose  and  sprawling, 
needs  watching ;  as  it  is,  it  just  escapes  being  connected  with  "  any  one  " 
or  "speaking  subject,"  which  in  fact  it  is  grammatically.  De  Quincey  is 
said  to  have  introduced  this  usage. 

10.  As  the  participial  phrase  is  really  a  condensed  clause, 
it  must,  with  the  substance  of  the  clause,  retain  also  its  con- 

1  Examples  under  2  quoted  from  Earle,  English  Prose,  p.  187. 

2  Robertson,  The  Poetry  and  the  Religion  of  the  Psalms,  p.  321. 


PHRA  SEOLOG  Y.  119 

nections :  the  conjunction  if  the  clause  is  conjunctional,  the 
subject  or  its  representative  if  the  clause  is  pronominal. 
Sometimes  these  naturally  suggest  themselves  and  may  be  left 
to  implication ;  but  at  all  events  the  participial  construction 
should  be  tested  for  clearness. 

Examples.  —  i.  The  most  natural  implication  of  the  participle  when 
left  to  itself  is  cause  or  reason,  as,  "  Being  of  a  musical  turn  of  mind,  he 
has  collected  a  large  number  of  musical  classics,"  where  something  like 
because  is  understood  with  "  being."  If,  however,  some  other  connection 
is  intended,  it  must  ordinarily  be  expressed  ;  the  line,  "  France  at  our 
doors,  he  sees  no  danger  nigh,"  where  the  connection  is  "  though  France 
is  at  our  doors,"  is  somewhat  obscure,  and  admissible  only  by  poetic 
license.  —  "  Republics  in  the  first  instance,  are  never  desired  for  their  own 
sakes.  I  do  not  think  they  will  finally  be  desired  at  all,  unaccompanied 
by  courtly  graces  and  good  breeding."  Here  there  is  enough  uncertainty 
between  because  and  if  as  connectives  of  "  unaccompanied "  to  make 
expression  of  the  real  connection  desirable;  either  "if  unaccompanied," 
or  "  unaccompanied  as  they  are,  by,"  etc. 

2.  The  first  example  under  2,  ^  8,  is  an  instance  where  the  subject, 
not  being  the  same  as  the  subject  of  the  sentence,  needs  to  accompany  its 
participle:  "they  having  been  introduced,"  equivalent  to  "who  were  intro- 
duced." This  retention  of  the  subject  with  a  participle  brings  us  to  a  new 
construction  here  to  be  considered. 

11.  The  pendent  participle,  or  participle  absolute,  a  con- 
struction derived  from  the  Latin  ablative  absolute,  is  perhaps 
the  loosest  of  the  participial  constructions,  and  needs  especial 
caution  on  this  ground.  As  it  is  essentially  parenthetical,  it 
ought,  like  all  parentheses,  to  be  made  as  brief  and  rapid  as  may 
be,  and  not  to  disturb  the  natural  solution  of  the  sentence. 

Example.  —  The  following  participle  absolute  is  faulty  in  both  these 
particulars,  —  it  is  long  and  heavy,  and  it  makes  an  unprepared-for  turn  at 
"the  ministers"  after  having  seemed  to  promise  a  sentence  with  "The 
Duke  of  Wellington"  as  subject:  "The  Duke  of  Wellington  having 
failed  to  form  a  government  of  declared  anti-reformers,  ready  to  devise  a 
measure  of  reform  at  once  satisfactory  to  the  people  and  to  the  House  of 
Lords,  the  ministers  were  recalled."  1 

1  Quoted  from  Earle,  English  Prose,  p.  188. 


230  COMPOSITION. 

The  Infinitive. — Two  points  about  the  rhetorical  usage  of 
the  infinitive,  both  by  way  of  caution,  call  here  for  notice. 

12.  The  use  of  the  so-called  "split  infinitive,"  that  is,  the 
insertion  of  an  adverb  between  the  sign  of  the  infinitive  (to) 
and  its  verb,  the  tendency  to  which  is  on  the  increase,  is 
much  objected  to  by  purists,  and  is  in  fact  a  shibboleth  of 
second-rate  style.  With  this  estimate  of  its  present  status, 
we  leave  the  writer  to  take  his  own  risks. 

Examples.  —  "  It  has  been  left  for  the  '  Challenger'  expedition  to  fully 
establish  the  truth  of  this  conjecture  " ;  "  It  will  be  interesting  to  see 
whether,  when  his  own  private  squabbles  are  all  fought  out,  he  will  have 
sufficient  energy  left  to  any  longer  play  the  part  of  censor  for  the  public 
good  "  ;  "I  have  far  too  high  an  appreciation  of  the  work  they  have 
done  to  in  any  way  interfere  with  their  independence"  ;  "The  Judge 
refused  delay,  and  ordered  a  writ  of  attachment  to  immediately  be  issued." 
—  In  the  third  of  these  examples  the  splitting  adverb  is  a  whole  phrase.1 

A  word,  however,  about  its  effects,  good  and  bad.  It  has 
the  ill  effect  of  dividing  a  very  close  relation,  almost  like 
dividing  a  compound  word ;  further,  it  surrenders  the  effort 
to  place  the  adverb  according  to  its  rightful  stress,  that  is, 
before  or  after  the  verb,  seeming  in  fact  to  dump  the  adverb 
down  merely  to  get  rid  of  it.  This  is  probably  the  cause 
of  its  peculiarly  crude  effect.  On  the  other  hand,  the  split 
infinitive  is  in  the  line  of  the  prevailing  instinct  for  lucidity ; 
there  is  one  situation,  too,  namely,  when  the  adverb  is  sug- 
gestive of  another  modification  if  placed  before  the  verb,  and 
separates  the  verb  from  a  complex  object  if  placed  after, 
where  there  is  real  color  for  the  construction.  At  present, 
however,  it  should  at  best  be  reserved  for  the  exceptional 
case  where  the  use  distinctly  outweighs  the  disadvantage. 

Example.  —  From  Professor  Earle  :  "  The  next  example  is  one  of 
class  which  affords  evidence  that  this  innovation  has  been  induced  by  the 

1  For  a  discussion  of  this  encroaching  usage,  from  which  the  above-given  exam- 
ples are  quoted,  see  Earle,  English  Prose,  pp.  182-186. 


PHRASE  OLOGY.  231 

lengthening  of  the  evolute  processes  ;  —  for  I  presume  no  one  would  say, '  I 
want  you  to  carefully  examine  this  '  instead  of  '  to  examine  this  carefully.' 
When,  therefore,  Mr.  Ebblewhite  writes,  '  I  have  to  advise  Mr.  Donnelly 
to  carefully  examine  the  documents  to  which  I  refer,'  —  we  see  that  the 
verbal  object  with  its  evolute  clause  (viz.  '  the  documents  to  which  I 
refer  ')  claiming  proximity  to  its  governing  verb  (viz.  '  examine  ')  has  been 
the  cause  of  the  novel  placement  of  the  Adverb." 

13.  Where  several  infinitives  occur  in  sequence,  the  word 
on  which  each  one  depends  is  to  be  made  obvious.  Care  in 
this  respect  is  demanded  by  the  fact  that  an  infinitive  follow- 
ing another  may  with  equal  correctness  be  either  subordinate 
to  or  coordinate  with  the  other;  its  office  and  rank  should 
therefore  be  made  evident. 

Note.  —  One  or  two  aids  to  clearness  may  be  mentioned.  Two  infini- 
tives coordinate  with  each  other  may  be  closely  connected  by  omitting  the 
preposition  to  with  the  second.  The  dependence  of  infinitives  may  often 
be  made  clear  by  distinguishing  between  the  infinitive  of  sequence  (to) 
and  the  infinitive  of  purpose  (in  order  to). 

The  following,  with  its  comment,  is  taken  from  Abbot's  How  to  Write 
Clearly  :  "  'He  said  that  he  wished  to  take  his  friend  with  him  to  visit  the 
capital  and  to  study  medicine.'  Here  it  is  doubtful  whether  the  meaning 
is  — 

" '  He  said  that  he  wished  to  take  his  friend  with  him, 
"  (r)  and  also  to  visit  the  capital  and  study  medicine  '  or 
"  (2)  •  that  his  friend  might  visit  the  capital  and  might  also  study  medi- 
cine,' or 
"  (3)  '  on  a  visit  to  the  capital,  and  that  he  also  wished  to  study  medi- 
cine.' " 

If  in  these  examples  we  adopt  the  two  aids  above  mentioned,  the  sen- 
tence becomes,  "  He  said  that  he  wished  to  take  his  friend  with  him  in 
order  to  visit  the  capital  and  /\  study  medicine,"  which  gives  clear  sense  in 
one  aspect.  For  other  senses  it  may  be  necessary  to  use  that  he  might  for 
to,  or  to  insert  conjunctions. 

A  neglect  of  the  true  relation  of  infinitives  is  shown  in  the  common 
expression  to  "  try  and  do"  something.  Here  the  two  verbs  are  treated 
as  if  they  were  coordinate ;  whereas  the  second  depends  on  the  first,  and 
the  expression  should  be  "  try  to  do." 


232  COMPOSITION. 


II.     THREE    IDIOMS. 


Of  the  great  store  of  idioms  that  give  life  and  flavor  to  the 
English  language,1  three  are  here  selected  for  special  treat- 
ment ;  and  this  for  two  reasons :  first,  because,  accurately 
observed,  they  impart  a  delicacy  of  coloring  and  implication 
which  the  language  can  ill  afford  to  spare ;  and  secondly, 
because  the  wholesale  disregard  of  all  three,  already  widely 
prevalent  in  popular  writing,  has  been  advocated  by  facile 
writers  too  careless  or  too  lazy  to  master  their  subtleties. 
Like  all  resources  of  the  literary  art,  however,  these  idioms 
are  to  be  reckoned  with.  If  they  are  puzzling,  so  much  the 
greater  call  for  thorough  study  of  them ;  and  not  to  know 
them,  or  to  despise  their  superfineness  of  shading,  discredits 
not  them  but  the  too  willing  neglecter. 

The  Subjunctive.  —  As  the  name  indicates,  this  is  the  mood 
of  a  verb  subjoined  to  another,  as  a  condition  or  some  kind  of 
limitation.  In  form,  it  is  distinguished  from  the  indicative 
merely  by  taking  the  form  of  the  plural  for  both  numbers ; 
except  in  the  verb  to  be,  where  in  the  present  it  adopts  the 
form  be.  In  the  past  tense,  except  in  the  verb  to  be  (were), 
the  subjunctive  has  no  distinctive  form. 

14.  In  the  present  tense,  the  chief  use  of  the  subjunctive, 
as  distinguished  from  the  indicative,  is  this :  that  while  the 
indicative  throws  stress  on  what  the  supposition  is,  the  sub- 
junctive makes  prominent  the  fact  that  it  is  a  supposition. 

Examples.  —  "No  man  can  do  these  miracles  that  thou  doest,  except 
God  be  with  him  " ;  "  If  he  be  the  rightful  owner,  the  property  shall  be 
delivered  to  him  "  j  "I  am  at  a  loss  to  know  whether  this  be  so  or  not." 
—  In  all  these  examples,  we  are  simply  aware  that  the  condition  or  suppo- 
sition is  made,  and  is  a  supposition,  implying,  however,  nothing  decisive  as 
to  whether  it  is  or  is  not  accordant  with  fact. 

1  For  the  Tissue  of  Idiom  in  English,  see  above,  p.  53. 


PHRASEOLOGY,  233 

15.  In  the  past  tense,  the  subjunctive  adds  to  the  sense  of 
supposition  the  further  implication  that  the  supposition  is 
contrary  to  fact.  When  this  implication  is  not  rightly  made, 
the  indicative  is  better  in  modern  prose  ;  some  survivals  of 
old  usage,  where  the  past  subjunctive  is  used  for  a  neutral 
supposition,  sound  estranging. 

Examples.  —  1.  "If  he  were  here  [but  he  is  not],  he  would  give  no 
light  on  these  perplexing  facts  " ;  "  If  he  was  here  [and  supposedly  he 
was],  he  must  have  left  some  traces  of  his  presence  ";  "  Were  it  written 
in  a  thousand  volumes  [though  in  fact  it  is  not],  I  would  not  believe  it  "  ; 
"  Thou  couldst  have  no  power  at  all  against  me  except  it  were  [=  if  it 
were  not,  though  in  fact  it  is]  given  thee  from  above."  In  this  last  exam- 
ple we  reach  this  contrary  implication  by  a  kind  of  double  negative. 

2.  The  following  illustrate  the  obsolete  effect  of  using  the  past  sub- 
junctive as  a  neutral  supposition  when  the  supposition  is  according  to 
actual  fact :  "  Though  he  were  a  king,  yet  learned  he  obedience  "  ;  "  Well, 
but  what  harm  had  come  of  it  all  ?  Louie  was  a  strong  lass  now,  if  she 
were  a  bit  thin  and  overgrown.  David  was  as  fine  a  boy  as  anyone  need 
wish  to  see."1  —  On  the  other  hand,  if  the  supposition  is  contrary  to  fact, 
the  indicative  sounds  raw  and  crude  ;  e.g.  "  It  is  time  some  contempt  was 
shown  to  ladies  :  they  have  shown  it  to  servants  long  enough."  It  is  in 
cases  like  this  last  that  the  indicative  is  most  actively  supplanting  the 
subjunctive. 

Shall  and  Will. — The  forms  shall  and.  will,  with  their  pret- 
erites should  and  would,  which  are  used  as  auxiliaries  of  the 
future  tense,  retain  in  addition  to  their  future  meaning  a 
coloring  derived  from  the  original  meaning  of  the  words. 
This  coloring  is  always  present,  though  in  some  cases  it  so 
blends  with  the  future  sense  as  to  be  practically  one  with  it. 
For  fine  rhetorical  tact,  however,  recognition  of  the  original 
implication,  with  its  exact  shading  of  effect,  is  important  to 
the  writer's  outfit. 

"  The  radical  signification  of  will  (Anglo-Saxon,  willati)  is 
purpose,  intention,  determination  ;  that  of  shall  (Anglo-Saxon 

1  Mks.  Humphry  Ward,  David  Gri*vttp.  38. 


234  COMPOSITION. 

seed/,  ought)  is  obligation."1  To  these  root-meanings  we 
trace  the  rationale  of  usage  in  the  different  persons. 

1 6.  The  auxiliary  of  the  simple  future,  — 

I  shall,  We  shall, 

You  will,  I  | 

He  will,  She  will,  It  will,  They  will,— 

becomes  such  because  when  unemphatic  the  primary  meaning 
blends  with  the  sense  of  futurity  and  is  disregarded  :  in  the 
first  person  (s/ia//),  because  obligation  predicated  of  one's  self 
may  be  taken  as  implying  that  what  ought  to  be  will  be ;  in 
the  second  and  third  persons  (will),  because  it  is  a  natural 
courtesy  to  assume  that  a  person  who  purposes  will  carry  out 
his  plans.  The  primary  meaning,  however,  is  very  near  the 
surface  ;  as  soon,  in  fact,  as  the  auxiliary  becomes  emphatic, 
as  it  were  asserting  itself,  or  the  future  force  is  pressed  into 
the  background  by  a  condition,  or  a  dependent  clause,  or  an 
interrogation,  the  original  force  of  the  auxiliary  emerges  and 
makes  itself  felt. 

Examples.  —  The  simple  future,  as,  "I  shall  be  in  New  York  next 
Wednesday,"  or,  "  It  will  be  a  fair  day  to-morrow,"  with  the  latent  sense 
of  obligation  or  purpose  disregarded,  needs  no  comment.  When,  however, 
we  say,  "  He  will  go,  in  spite  of  all  I  can  say,"  where  the  auxiliary  has  the 
stress  ;  or  "  If  ye  will  receive  it,  this  is  Elias,  which  was  for  to  come," 
where  the  auxiliary  is  in  a  conditional  clause ;  or  "  Shall  I  undertake  this 
responsibility  ?  "  "  Will  he  assent  to  your  proposal  ?  "  where  the  auxiliary 
is  in  a  question,  we  have  the  sense  of  more  than  future  implied  ;  the 
original  meaning  has  come  to  color  it. 

1 7.  The  auxiliary  of  the  colored  or  connotative  future,  — 

I  will,  We  will, 

You  shall, 

He  shall,  She  shall,  It  shall,  They  shall,  — 

imparts  its  primary  sense  to  the  verb  :  purely  in  the  first 
person    {will,  purpose)  ;    with    implication    of    the    speaker's 

1  Quoted  from  White,  Words  and  their  Uses,  p.  266. 


PHRASEOLOGY.  235 

authority  imposed  as  obligation  in  the  second  and  third 
persons  (shall),  having,  according  to  circumstances,  various 
degrees  of  effect,  from  absolute  command  to  threat,  decree, 
fate,  or  certain  prophecy. 

Examples. — The  commandments  are  put  thus  in  the  absolute  form: 
"  Thou  shalt  not  bear  false  witness  against  thy  neighbor."  "  The  man 
shall  suffer  for  this  insult "  implies  a  threat ;  "  all  manner  of  sin  and 
iniquity  shall  be  forgiven  "  conveys  assurance  and  certainty ;  "  the  ele- 
ments shall  melt  with  fervent  heat  "  is  a  prophecy.  In  the  sentence,  "  The 
style  shall  be  simple  and  familiar  :  but  style  is  the  image  of  character ;  and 
the  habits  of  correct  writing  may  produce,  without  labor  or  design,  the 
appearance  of  art  and  study,"  which  is  written  by  Gibbon  concerning  the 
style  of  his  projected  autobiography,  the  shall  implies  that  the  speaker 
imposes  something  on  himself  as  an  obligation  or  imperative  duty.  All 
these  grow  directly  out  of  the  primary  sense  of  ought-ness  or  obligation 
involved  in  shall. 

1 8.  In  the  literary  use  of  these  auxiliaries  there  are  some 
interesting  reversals  ;  of  which  two  may  be  noted. 

When  the  authority  to  command  is  absolute  and  unques- 
tioned, as  for  instance  in  military  orders,  the  absolute  shall 
is  by  courtesy  softened  to  will,  with  fine  implication  thus 
secured  both  as  to  the  commander's  non-assertion  of  author- 
ity and  the  other's  readiness  to  obey. 

When,  as  in  a  citation  or  example,  the  future  sense  is  sec- 
ondary, the  will  of  the  second  or  third  person  is  changed  to 
shall,  with  implication  thus  secured  of  certainty  or  univer- 
sality, —  perhaps  the  most  finely  drawn  and  delicate  application 
of  the  idiom. 

Examples.  —  i.  When  an  order  is  given,  "At  nine  o'clock  Colonel  M. 
will  occupy  the  R.  cross-roads,"  the  assertion  of  command  is  waived,  while 
it  is  assumed  that  obedience  is  sure  and  willing. 

2.  "  You  shall  see  a  man  readily  ascertain  every  herb  of  the  field,  yet 
hardly  know  wheat  from  barley,  or  at  least  one  sort  of  wheat  or  barley 
from  another."  l  —  "  But  this  is  not  unsuitable  to  the  illustration  of  the 

1  Whitk,  Natural  History  of  Selbornc,  p.  222. 


236  COMPOSITION. 

fervent  Bunyan,  breathing  hurry  and  momentary  inspiration.  He,  with  his 
hot  purpose,  hunting  sinners  with  a  lasso,  shall  himself  forget  the  things 
that  he  has  written  yesterday.  He  shall  first  slay  Heedless  in  the  Valley 
of  the  Shadow,  and  then  take  leave  of  him  talking  in  his  sleep,  as  if  noth- 
ing had  happened,  in  an  arbor  on  the  Enchanted  Ground."1 

Connotation  of  the  Relative.  — The  difficulty  of  this  idiom  is, 
that  while  the  connotation  involved  is  real  and  constant, 
there  is  so  much  exception  to  the  standard  manner  of 
expressing  it  that  the  rule  itself,  unless  it  be  observed  as  a 
felt  principle,  is  apt  to  be  obscure. 

19.  The  relatives  who,  which,  and  that,  besides  representing 
their  antecedent  in  a  further  assertion,  connote  also  the  fact 
that  the  new  assertion  either  adds  to  the  information  given  by 
the  antecedent  clause,  or  by  some  sort  of  restriction  completes 
it.  This  distinction  is  present  to  the  sense,  whether  brought 
out  in  expression  or  not. 

Typically,  the  relatives  who  and  which  assume  that  the 
antecedent  is  fully  denned  in  sense,  their  office  being  to 
introduce  additional  information  about  it.  They  may  accord- 
ingly be  called  the  additive  relative,  and  are  equivalent  to  a 
demonstrative  with  a  conjunction:  "and  he,"  "and  this," 
"and  these." 

The  relative  that  assumes  that  its  antecedent  is  not  yet 
fully  denned,  its  office  being  to  complete  or  restrict  its  mean- 
ing. It  may  accordingly  be  called  the  restrictive  relative, 
and  may  generally  be  represented,  by  way  of  equivalent,  by 
an  adjectival  or  participial  phrase. 


Examples. —  1.  Of  the  Additive  Relative.  "But  flesh  with  the  life 
thereof,  which  [=  and  this]  is  the  blood  thereof,  shall  ye  not  eat."2 
Here  the  relative  clause  makes  a  new  assertion ;  it  might  be  left  out  ar 
the  rest  of  the  sentence  would  be  complete  in  sense. 

2.    Of  the  Restrictive  Relative.     "  I  was  in  the  open  air  all  day,  and  die 
no  thought  that  I  could  avoid,  and  I  think  I  have  got  my  head  between 


1  Stevenson,  Bagstcr  's  Pilgrim  's  Progress,  Works,  Vol.  xxii,  p.  223. 

2  Genesis  ix.  4. 


:: 

sen 


PHRASE  OLOGY.  23  7 

my  shoulders  again  ;  however,  I  am  not  going  to  do  much."  1  Here  the 
antecedent  is  not  complete  in  sense  without  the  definition  that  the  relative 
clause  gives  ;  not  thought  (or  thinking)  in  general,  but  merely  such  thought 
as  he  could  avoid,  is  the  subject  of  remark.  The  adjectival  phrase  "avoid- 
able by  me  "  would  be  nearly  an  equivalent  for  the  relative  clause. 

3,  Of  the  two  in  one  sentence.  "  The  peace  that  was  now  made,  which 
is  known  as  the  Peace  of  Westphalia,  made  some  important  changes  in 
Europe."  Here  the  ///^-clause  completes  the  sense  of  the  antecedent, 
while  the  which-clause  relates  a  new  fact  about  it.  —  Notice  the  difference 
of  implication  between  the  relatives  of  the  following :  "  Fetch  me  the 
books  that  lie  on  the  table,  and  the  pamphlets,  which  you  will  find  on  the 
floor." 

Note.  —  A  coordinative  or  additive  clause  is  generally  set  off  by  a 
comma  ;  a  restrictive  clause  is  not. 

20.  There  are  certain  cases  where  the  word  that,  though 
the  proper  relative  for  restriction,  is  not  available,  and  the 
relative  who  or  which  has  to  take  its  place  and  assume  the 
restrictive  sense.  In  these  cases  the  reader  is  left  to  make 
for  himself  the  adjustment  in  the  function  of  the  relative, 
while  the  form  is  waived  to  suit  requirements  of  euphony  or 
clearness  that  are  more  imperative. 

The  Principal  Cases  of  this  Kind.  —  The  following  are  the  chief 
exceptions  to  the  use  of  that  as  restrictive  relative,  under  the  two  heads  of 
Euphony  and  Clearness. 

I.   Euphony. 

1.  As  the  word  that  is  not  only  a  relative  but  also  a  demonstrative,  a 
pronominal  adjective,  and  a  conjunction,  it  is  apt  to  get  in  the  way,  and 
the  word  which  is  used  to  avoid  the  accumulation  of  thats.  For  example, 
when  the  antecedent  is  that:  "It  is  that  which  I  detest"  {that  that  will 
not  do) ;  when  the  antecedent  is  modified  by  that :  "  That  remark  which  1 
made  yesterday  "  ;  when  a  conjunctive  that  occurs  near:  "And  there  can 
be  found  other  passages  which  show  that  it  was  a  common  and  popular 
custom"  (that  show  that  is  both  uneuphonious  and  grammatically  awkward). 

2.  Which  or  who  is  often  used  when  the  words  this,  these,  those,  they 
Come  near  as  antecedents,  because  the  ///  sounds  so  close  to  each  other  are 


'  Stevenson,  LetUrs%  Vol.  i,  p.  68. 


238  COMPOSITION. 

disagreeable  :  "  Those  who  go  must  be  well  provided  with  wraps."  This, 
however,  is  a  somewhat  modern  refinement  and  not  very  pressing.  Such 
expressions  as  "  These  thzX  have  turned  the  world  upside  down  are  come 
hither  also,"  "those  ///at  look  out  of  the  windows  be  darkened,"  do  not 
disturb  a  wholesome  sense  of  euphony. 

3.  That  sounds  ill  when  separated  from  its  verb  or  its  antecedents  and 
made  a  pause-word :  "  There  are  many  persons  that,  though  unscrupulous, 
are  commonly  good-tempered,  and  that,  if  not  strongly  incited  by  self- 
interest,  are  ready  for  the  most  part  to  think  of  the  interest  of  their  neigh- 
bors."    Here  who  would  make  a  better  pause-word. 

4.  As  the  word  that  cannot  be  preceded  by  a  preposition,  whom  or 
which  is  sometimes  used,  though  restrictive,  in  order  to  avoid  sending  the 
preposition  to  the  end  of  the  clause :  "  That  was  a  dignity  to  which  he 
could  not  aspire,"  instead  of  "  that  he  could  not  aspire  to."  —  A  few  words 
about  this  construction  are  needed  here,  because  of  the  indiscriminate 
advice  that  is  sometimes  given,  on  the  ground  that,  as  some  one  has  incon- 
sistently expressed  it,  "  a  preposition  is  a  poor  word  to  end  a  sentence 
with."  The  fact  is,  much  depends  on  the  effect.  A  long  preposition,  or  a 
preposition  that  may  also  be  an  adverb,  sounds  cumbrous  at  the  end ;  e.g. 
"  Such  were  the  prejudices  that  he  rose  above"  "  this  is  the  mark  that  I 
jumped  beyond."  On  the  other  hand,  the  construction  with  which  is  more 
formal,  less  conversational ;  e.g.  "  This  is  the  rule  to  which  I  adhere,"  —  in 
talk  we  say,  "  this  is  the  rule  I  adhere  to,"  "  these  are  the  principles  to  live 
by."  The  prepositions  to,  for,  of,  on,  with,  and  by  are  sent  freely  to  the  end 
of  their  clause,  and  with  good  conversational  effect.  The  following  is  per- 
haps an  extreme  example  :  "  It  seemed  to  be  one  of  those  facts  of  existence 
that  she  could  not  get  used  to,  nor  find  anywhere  in  her  brisk,  fiery  little 
body  a  grain  of  cool  resignation  for."  —  Here  is  the  way  Browning  uses  it 
in  poetry :  — 

"  That  was  the  bench  they  sat  on,  —  there  's  the  board 
They  took  the  meal  at,  —  yonder  garden-ground 
They  leaned  across  the  gate  of."  * 


II.   Clearness. 


ike 


5.  The  word  who  is  used  restrictively  instead  of  that  in  order  to  make 
clear  the  gender  of  the  antecedent,  with  such  words  as  many,  others,  sev- 
eral, those.  For  example  :  "  There  are  many  millions  in  India  who  would 
be  utterly  unable  to  pay  a  fine  of  fifty  rupees."  If  in  this  case  the  ante- 
cedent were    clear,  the    restrictive  form  would   be    more  appropriate,  as, 


1  Browning,  The  Ring  and  the  Book,  Book  v,  11.  1256-1258. 


1 


PHRASE  OLOGY.  239 

"There  are  many  millions  of  persons  in  India  that"  etc.  So  when  with 
these  pronominal  adjectives  things  are  meant,  we  say  not  "all  which," 
" much  which,"  but  " all  that"  " much  that." 

21.  While  the  relative  connotes  addition  or  restriction,  it 
does  not  always  give  these  implications  with  the  proper  em- 
phasis or  tenuity  of  stress ;  it  is  in  this  respect  a  somewhat 
unwieldy  construction.  For  this  reason  it  is  important  to 
have  at  command  the  various  equivalents  for  the  relative. 

Equivalents  for  the  Relative. —  The  following  are  the  common- 
est equivalents  for  the  relative,  classified  according  to  the  object  sought  in 
the  employment  of  them. 

I.  For  Augmentation  of  Stress. 

i.  Sometimes,  instead  of  the  additive  relative,  its  equivalent,  a  demon- 
strative with  a  conjunction,  will  better  bring  out  the  importance  of  the 
statement ;  e.g.  "  Only  a  few  presidents  oppose  fraternities  to-day  ;  who 
[better  and  these]  are  in  most  cases  heads  of  universities,  where  the  need 
of  Greek  letter  societies  is  not  so  evident  as  in  colleges  generally." 

2.  The  restrictive  relative  introducing  a  negative  statement  is  weak; 
the  statement  may  be  much  strengthened  by  using  the  word  but  as  a  rela- 
tive, which  changes  the  statement  to  affirmative :  "  It  has  no  defects  but 
such  as  can  be  remedied  in  succeeding  volumes,"  is  stronger  than  "  It  has 
no  defects  that  cannot  be  remedied  in  succeeding  volumes."  "  There  is  no 
moral  rule  but  bends  [=  that  does  not  bend]  to  circumstances." 

II.  For  Attenuation  of  Stress. 

3.  The  relative  may  be  condensed  by  being  combined,  in  the  same 
word,  with  a  preposition,  or  with  its  antecedent.  Thus  wherein,  whereby, 
may  be  used  for  in  which,  by  which :  "  Great  virtues  often  save,  and 
always  illustrate  the  age  and  nation  wherein  they  appear." 

"  Yet  all  experience  is  an  arch  wherethro ' 
Gleams  that  untravell'd  world,  whose  margin  fades 
For  ever  and  for  ever  when  I  move." 

—  What,  the  so-called  double  relative,  being  really  relative  and  antecedent 
in  one,  is  a  useful  equivalent  for  that  which,  those  which  :  "  Let  me  repeat 
to  you  what  1  have  often  said,  that  what  is  worth  doing  at  all  is  worth 
doing  well." 


240  COMPOSITION. 

4.  The  relative  is  often  omitted  to  advantage,  when  it  is  the  object  of  a 
verb  (less  often  of  a  preposition),  and  when  the  omission  brings  the  ante- 
cedent and  the  relative  clause  in  juxtaposition  :  "  Dickens's  acting  was  a 
part  of  himself.  He  threw  himself  thoroughly  into  the  character  ^  he  was 
impersonating,  and  thus  made  it  real."  —  When,  however,  the  antecedent 
and  the  relative  clause  are  not  brought  into  juxtaposition  thereby,  the 
relative  will  not  so  well  bear  omission.  Example :  "  As  for  actresses,  it 
surely  would  be  the  height  of  ungenerosity  to  blame  a  woman  for  follow- 
ing the  only  profession  commanding  fame  and  fortune  /\  the  kind  consid- 
eration of  man  has  left  open  to  her."  Here  the  phrase  "commanding 
fame  and  fortune,"  between  the  antecedent  and  the  relative  clause,  dis- 
turbs the  reference,  and  the  relative  should  be  retained.1 

5.  In  the  case  of  the  restrictive  relative,  the  restriction  may  be  made 
more  attenuated  and  unobtrusive  by  reducing  the  relative  clause  to  a 
phrase,  or  to  a  clause  of  more  subordinated  type.  The  following  are 
some  aspects  of  this :  — 

a.  A  participle  may  thus  be  employed  instead  of  the  relative  with  princi- 
pal verb;  as:  "We  shall  briefly  run  over  the  events  attending  (—  that 
attended)  the  conquest  made  (=  that  was  made)  by  that  empire." 

b.  In  some  cases  the  infinitive  makes  a  convenient  equivalent;  as: 
"  He  was  the  first  to  enter"  (=  that  entered). 

c.  A  conditional  or  //-clause  may  put  the  substance  of  a  relative  clause 
into  less  prominent  relation ;  as  :  "  If  a  man  does  not  care  for  music,  he 
is  to  be  pitied"  (  =  The  man  that  does  not  care,  etc.).  It  is  in  long  sen- 
tences that  this  equivalent  will  be  found  most  useful.2 

III.     COLLOCATION. 

The  English  syntax,  being  devoid  of  the  aid  that  inflection 
would  give  in  showing  the  mutual  relations  of  words,  is  cor- 
respondingly more  dependent  on  order  and  collocation.  It 
depends  on  these  first  of  all  for  clearness,  for  unless  a  modi- 
fying element  is  carefully  placed  some  word  is  liable,  coming 
between  it  and  its  principal,  to  steal  its  real  connection. 
Secondly,  the  quality  of  force  has  its  claims  ;  for  as  the  same 
element  may  be  emphatic  in  one  position  and  comparatively 

1  For  other  cases  of  omission  of  relative,  see  above,  p.  142,  and  below,  p.  301. 

2  For  the  relative  and  its  equivalents,  see  Abbott,  How  to  Write  Clearly, 
pp.  17-19;  Bain,  Composition  Grammar,  pp.  63-815. 


PHRASEOLOGY,  241 

insignificant  in  another,  much  of  the  writer's  study  is  natu- 
rally devoted  to  placing  elements  where  they  will  have  just 
the  stress  intended,  whether  weighty  or  slight. 

To  preclude  Ambiguity.  —  Ambiguity,  as  has  been  denned 
earlier,1  is  the  suggestion  of  two  possible  meanings,  between 
which  the  reader's  mind  is  left  uncertain.  It  may  come  about 
through  the  choice  of  a  word  faulty  in  meaning ;  oftener, 
however,  it  is  incurred  by  faulty  collocation  of  elements. 
The  cases  most  requiring  watchfulness  against  ambiguity  are 
here  given. 

22.  Of  single  words,  the  one  that  requires  most  care  in 
placing,  and  that  is  oftenest  misplaced,  is  only.  The  diffi- 
culty arises  from  the  fact  that  only  may  be  equally  well 
attached  to  substantives,  adjectives,  verbs,  or  adverbs;  to 
words,  phrases,  and  clauses ;  and  so  if  it  is  separated  from  its 
principal,  something  that  can  usurp  its  relation  is  almost  sure 
to  intervene.  It  is  true  that  the  word  is  so  often  misplaced 
that  readers  adjust  it  mentally  to  the  modification  intended  ; 
but  this  is  no  reason  for  placing  it  carelessly ;  as  a  rule  it 
should  be  placed,  if  possible,  immediately  before  the  word  or 
construction  to  which  it  belongs. 

Examples.  — "  Daddy  was  only  good  when  he  was  happy ;  and  at 
other  times  he  dipped  reckless-ly  into  vices  which  would  have  been  the 
ruin  of  them  all  had  they  been  persistent." 2  Strictly,  this  means  Daddy 
was  no  more  than  good;  that  is,  the  word  "good"  has  usurped  its  attach- 
ment ;  the  order  should  be  "  only  when  he  was  happy,"  the  only  being 
immediately  before  the  phrase  it  modifies. 

Sometimes  the  word  only  is  used  -with  an  intended  backward  reference  ; 
and  this  it  can  have  when  nothing  comes  after  to  steal  it;  as  "standing 
room  only."  Notice  the  ambiguity  of  the  following :  "  New  Huguenot 
churches  are  springing  up  on  all  sides,  often  in  places  where  Protestant  wor- 
ship has  been  abolished  for  over  two  hundred  years.  In  two  departments 
itral  France  only  forty-five  villages  have  since  January  besought  the 

1  See  above,  under  Qualities  <>i  Style,  pp.  31,  32. 

2  Mrs.  Humphry  Ward,  David  Grieve,  p.  163. 


242  COMPOSITION. 

Huguenot  societies  for  regular  Protestant  services."  1     The  word  alone 
used  for  such  cases. 


23.  Peculiarly  liable  to  ambiguity  are  what  may  be  termec 
the  swivel  particles,  such  adverbs  as  at  least,  at  all  events,  per 
haps,  indeed,  in  fact ;  because,  as  their  office  is  to  set  off  sen 
tence-members,  they  are  apt  to  come  between  two  emphatic 
elements,  where  their  influence  may  be  reckoned  either  back 
ward  or  forward.  Accordingly,  they  should  always  be  testec 
for  ambiguity  before  their  place  is  finally  decided  upon. 

Examples.  —  "I  think  you  will  find  my  Latin  exercise,  at  all  events,  a: 
good  as  my  cousin's."  Does  this  mean,  "  My  Latin  exercise,  at  all  events 
I  think,"  etc.,  or,  "  as  good  as  my  cousin's,  at  all  events  "  ?  Either  of  thes< 
orders  would  be  unambiguous.  —  "  Disturbance  was  not  indeed  infrequently 
caused  by  the  summary  arrest  of  fugitive  slaves  in  various  parts  of  the 
North."     Better :  "  Not  infrequently,  indeed,  disturbance  was  caused,"  etc 

24.  A  modifying  phrase,  like  a  modifying  word,  is  either 
an  adjective  or  an  adverb  ;  and  in  placing  it  a  test  should  b( 
made  that  no  substantive  comes  in  to  steal  the  adjectival  rela 
tion,  no  verb  (or  adverb,  or  participle,  or  adjective)  to  stea 
the  adverbial.  This  is  especially  important  where  severa[ 
phrases  have  to  be  grouped  round  one  central  attachment. 
No  rule  can  be  laid  down  for  the  relative  order  of  phrases 
except  to  be  watchful  of  the  interior  of  phrases  for  words 
that  may  form  a  new  nucleus  of  modification  ;  it  is  careless 
ness  in  this  regard  that  produces  the  most  ludicrous  effects 
in  collocation. 

Examples.  —  1.  Of  an  intervening  noun.  "  And  worst  of  all,  the  heavy 
pall  hangs  over  all  the  land  of  Birmingham  smoke,  which,  with  a  northerly 
wind,  blots  all  the  color  out  of  the  country,  turns  the  blue  sky  to  a  dull 
brown,  makes  dusky  shadows  under  the  elm  tops,  and  hides  the  distance 
in  a  thin  veil  of  London  fog."  Here  the  part  between  the  noun  and  its 
genitival  phrase  contains  a  word  ("  land ")  that  produces  confusion  ;  it 
might  be  read  "land  of  Birmingham  smoke."  —  A  question  of  stress  comes 
up  here  which  will  be  adverted  to  later  ;  see  page  246,  29. 

1  From  a  newspaper. 


PHRASEOLOGY.  243 

2.  Of  intervening  phrases  containing  verbs.  "  Base-ball  managers  must 
look  at  this  pleasant  weather  and  think  of  the  opportunity  they  have  let 
slip  to  fill  their  coffers  to  overflowing  with  anything  hit  pleasure."  Here 
the  attachment  of  the  last  phrase  is  meant  for  "  think,"  but  it  seems  to 
belong  to  "  fill,"  a  verb  that  has  slipped  into  an  intervening  phrase.  The 
same  faults  are  seen  in  the  following :  "  Sir  Morton  Peto  spoke  of  the 
notion  that  the  national  debt  might  be  repudiated  with  absolute  contempt." 
"  People  have  been  crying  out  that  Germany  never  could  be  an  aggressive 
power  a  great  deal  too  soon."  "  It  is  curious  to  see  how  very  little  is  said  on 
the  subject  treated  in  the  present  essay,  by  the  great  writers  on  jurisprudence ." 

25.  In  making  up  sentences  of  principal  and  dependent 
clauses,  the  writer  should  note  how  far  the  influence  of  such 
particles  as  if,  unless,  though,  that,  while,  whereas,  and  the  like 
extends ;  they  may  by  the  conjunction  and  have  the  range  of 
more  than  one  clause,  and  need  to  be  arrested  if  such  range 
is  not  intended.  The  rule  is  to  keep  the  principal  assertions 
and  the  dependent  clauses  clearly  separate  from  one  another. 

Examples.  —  "  The  lesson  intended  to  be  taught  by  these  manoeuvres 
will  be  lost,  if  the  plan  of  operations  is  laid  down  too  definitely  before- 
hand, and  the  affair  degenerates  into  a  mere  review."  Is  the  coordinate 
here  "  the  lesson  .  .  .  will  be  lost  .  .  .  and  the  affair  degenerates,"  that 
is,  two  principal  assertions  paired  together,  or,  "if  the  plan  .  .  .  and  [if] 
the  affair,"  etc.  ?  Put  the  z/"-clause  first,  and  one  sense  of  the  sentence  is 
made  clear,  the  principal  assertions  being  by  themselves ;  put  the  word  so 
or  thus  in  place  of  the  bracketed  if  above,  and  the  influence  of  the  if  is 
arrested. — "Our  critics  appear  to  be  fascinated  by  the  quaintness  of  our 
public,  as  the  world  is  when  our  beast-garden  has  a  new  importation  of 
magnitude,  and  the  creature's  appetite  is  reverently  consulted."1  Plere  the 
influence  of  as  is  not  properly  arrested  at  the  beginning  of  the  next  clause. 
—  A  ///^/-clause  within  a  ///^-clause  is  apt  to  give  trouble  ;  e.g.  "  Some 
faint  elements  of  reason  being  discernible  in  the  brute,  it  is  not  enough  to 
prove  that  a.  process  is  not  a  process  of  reason,  that  something  approaching 
to  it  is  seen  in  the  brute."  Here  a  recast  is  needed,  beginning,  "  The  fact* 
that  something  approaching  reason  ...  is  not  enough,"  etc. 

To  concentrate  Stress.  —  For  every  element  in  the  sentence 
there  is  an  ordinary  or  typical  position,  where  it  performs  its 

1  Meredith,  Essay  on  Comedy,  p.  99. 


244  COMPOSITION. 

function  principal  or  subordinate  without  attracting  special 
attention  to  itself.  The  problem  how  to  concentrate  stress 
on  any  such  element  is  therefore  merely  some  form  of  the 
problem  how  and  where  to  remove  it  from  its  regular  posi- 
tion ;  to  the  solution  of  which  problem  it  is  necessary  not 
only  to  know  what  is  normal,  what  unusual  in  an  element's 
position,  but  also  to  have  a  cultivated  sense  of  the  effect  of 
every  smallest  change  in  placement.  This  cannot  come  by 
any  formal  theory ;  it  must  be  a  tact. 

26.  The  natural  position  of  the  simple  adjective  is  before 
its  noun.  This  order  of  collocation  is  so  well  established 
that  "  marked  divergencies  arrest  the  attention,  and  have,  by 
reason  of  their  exceptional  character,  a  force  that  may  be  con- 
verted into  a  useful  rhetorical  effect."  The  occasional  putting 
of  the  adjective  after  the  noun,  "  one  of  the  traces  which  early 
French  culture  has  left  on  our  literature,"  is  a  grace  of  style 
in  cases  where  the  noun  has  been  sufficiently  emphasized  and 
can  afford  to  throw  the  stress  on  the  modification.  When  there 
is  a  group  of  adjectives,  or  when  the  adjective  is  modified  by 
a  phrase,  the  place  after  the  noun  is  quite  natural. 

Examples.  —  It  will  be  seen  in  the  following  examples  how  the  interest 
centres  in  the  quality  rather  than  in  the  thing  qualified.  "  But  at  last,  and 
even  here,  it  seemed  as  if  the  years  of  this  loyal  and  eager  poet  had  felici- 
ties too  many.'1''  —  "Having  been  successively  subject  to  all  these  influ- 
ences, our  language  has  become  as  it  were  a  sort  of  centre  to  which 
beauties  the  most  opposite  converge."  In  this  latter  example  the  adjunct  j 
of  the  adjective  makes  its  position  after  the  noun  more  nearly  a  matter  of 
course.  —  In  the  next  example  the  noun  is  already  so  taken  for  granted 
that  all  the  interest  centres  rather  in  its  adjectives,  which  accordingly  take 
the  stress  place  :  "  The  crowd  round  a  couple  of  dogs  fighting  is  a  crowd 
'masculine  mainly,  with  an  occasional  active,  compassionate  woman,  flutter- 
ing wildly  round  the  outside,  and  using  her  tongue  and  hands  freely  upon 
the  men,  as  so  many  'brutes '  ;  it  is  a  crowd  annular,  compact,  and  mobile ; 
a  crowd  centripetal,  having  its  eyes  and  its  heads  all  bent  downwards  and 
inwards,  to  one  common  focus." 1 

1  Dr.  John  Brown,  Rab  and  his  Friends. 


PHRASEOLOGY.  245 

27.  When,  besides  the  adjective,  the  noun  has  belonging  to 
it  an  article,  demonstrative,  or  possessive,  the  position  of  this 
latter  is  next  the  adjective,  with  at  most  an  adverb  between. 
There  is  a  tendency,  due  to  recent  German  influence,  to  en- 
cumber the  adjective  with  adjuncts  of  its  own,  —  a  construc- 
tion which  packs  away  material  into  an  unobtrusive  position, 
but  produces  a  lumbering  effect  unfriendly  to  free  movement 
and  ease. 

Examples.  —  "I  have  now  travelled  through  nearly  every  Department 
in  France,  and  I  do  not  remember  ever  meeting  with  a  dirty  bed  :  this,  I 
fear,  cannot  be  said  of  our  happily  in  all  other  respects  cleaner  island."  — 
"  A  young  man,  with  some  tints  of  academical  training,  and  some  of  the 
livid  lights  of  a  then  only  incipient  Rationalism  on  his  mind."  In  these 
sentences  the  endeavor  to  introduce  qualifying  matter  in  a  non-emphatic 
place  is  praiseworthy,  but  the  place  makes  it  seem  like  dead  weight. 

28.  The  single-word  adverb  is  unemphatic  before  its  verb 
and  emphatic  after  it ;  according  to  the  stress  needed,  there- 
fore, the  adverb  can  be  placed  at  will.  An  adverbial  phrase, 
coming  as  it  does  naturally  after  its  verb,  is  stressed  by  being 
placed  at  the  beginning  of  the  sentence  or  clause. 

Examples.  —  1.  In  the  following  sentence  the  adverb,  while  important, 
is  not  emphatic  :  "  Each  man  gains  a  power  of  realizing  and  firmly  con- 
ceiving those  things  he  habitually  deals  with,  and  not  other  things."  Here 
the  stress-word  is  the  verb. 

2.  Compare  now  the  effect  of  placing  the  adverb  after  the  verb :  "  He 
writes  passionately,  because  he  feels  keenly ;  forcibly,  because  he  feels 
vividly ;  he  sees  too  clearly  to  be  vague ;  he  is  too  serious  to  be  otiose," 
etc.  Here  the  adverb  is  the  strong  element ;  strong  enough  in  one 
instance  ("  forcibly  ")  to  stand  alone  in  its  clause. 

3.  In  the  following  the  two  positions  are  taken  alternately,  with  the 
stress  thereby  shifted  :  "  There  is  a  plot  to  humiliate  us  in  the  most  abomi- 
nable way.  The  whole  family  have  sworn  to  make  us  blush  publicly. 
Publicly  blush  !  They  have  written  to  Mama  to  come  and  speak  out. 
Now  will  you  attend  to  me,  Caroline  ?  You  do  not  credit  such  atrocity  ? 
I  know  it  to  be  true."1 

1  Meredith,  Evan  Harrington,  Chap.  xxx. 


246  COMPOSITION. 

4.  The  adverbial  phrase  emphasized  by  being  placed  at  the  beginning: 
"  In  no  modern  country  has  ideality  been  more  retarded  than  in  our  own  ; 
and  I  think  that  certain  restrictions  have  peculiarly  limited  production  in 
the  field  of  Poetry, — the  chief  of  imaginative  arts."  Here  the  inverted 
sentence-order  directs  the  stress. 

29.  A  genitival  or  ^/"-phrase,  being  the  adjunct  of  a  noun, 
naturally  craves  the  place  just  after  its  noun,  and  in  a  series 
of  phrases  takes  precedence  of  phrases  adverbial  in  office. 
But  in  the  stress-position,  at  the  end,  it  is  more  liable  than 
other  phrases  to  seem  misplaced,  more  liable  also  to  incur 
ambiguity  (cf.  IT  24)  ;  it  should  be  tested,  therefore,  for  both 
of  these  faults. 

Examples.  —  In  the  following  sentence  we  can  see  the  justification  of 
delaying  the  genitival  phrase  ;  it  is  seeking  the  stress-position  :  "  It  is 
largely  the  magnificent  gift  to  the  present  of  dead  and  unremembered 
men."1  —  In  the  following,  though  there  is  the  same  reason,  the  position 
begins  to  seem  awkward  and  suggestive  of  ambiguity :  "  I  was  frightened 
not  less  by  the  darkness  than  by  the  silence  —  which  every  now  and  then 
was  made  keener  by  the  hooting  in  some  elm  or  willow  by  the  roadside 
of  a  screech-owl :  a  dismal  bird."  2  —  The  following  is  too  awkwardly 
collocated  to  justify  itself,  —  it  needs  a  recast:  "Again,  the  preservation 
in  a  race  or  nation  by  tradition  of  historical  characters  bears  the  same 
relation  to  literary  embodiment  that  folk-lore  or  folk-ballads  bear  to 
literature." 

IV.     RETROSPECTIVE   REFERENCE. 

This  term  is  here  adopted  to  designate  the  office  of  any 
word  that  requires  for  its  interpretation  some  word  or  con- 
struction preceding.  Under  the  term  are  included  pronouns 
personal,  demonstrative,  and  relative,  adverbs  demonstrative 
and  relative,  and  phrases  of  reference,  —  in  general,  whatever 
for  its  meaning  necessitates  thinking  back  to  an  earlier  word 
called  an  antecedent. 

1  Gordon,  The  Christ  of  To-day,  p.  266. 

2  Gras,  The  Reds  of  the  Midi,  p.  66. 


PHRASEOLOGY. 


247 


In  the  whole  range  of  composition  there  is  no  process 
oftener  mismanaged  than  this  process  of  retrospective  refer- 
ence. The  mismanagement  results  not  from  ignorance,  but 
from  haste  and  carelessness  ;  the  writer,  in  his  ardor  to  con- 
tinue his  thought,  does  not  stay  to  look  back,  but  trusts  to 
chance  for  accuracy,  or  puts  the  burden  of  interpretation  on 
his  reader.  It  is  of  especial  importance  in  this  process  to 
form  the  habit,  in  the  case  of  any  backward  referring  word, 
of  looking  back  at  once  and  making  sure  of  its  adjustments 
before  proceeding.  Such  a  grammatical  habit  once  thoroughly 
established  does  not  check  or  retard  the  current  of  the  think- 
ing, and  will  save  much  trouble  of  recasting  afterwards.1 

Resources  at  Command.  — The  range  and  character  of  retrospec- 
tive reference  are  indicated  in  the  subjoined  tabular  view. 


TABLE  OF  RETROSPECTIVE  REFERENCE. 


Demonstratives. 


Relatives. 


I.     Person-  and  Thing-Reference. 


he       she  it       they 

this  that 

these  those 

the  former  the  latter 


who 

which 

that 


II.    Place-Reference. 


here 

there 

hence 

thence 

hither 

thither 

where 

whence 

whither 


III.    Time-Reference. 


Liu 


when 


while 


1  In  speaking  of  "  the  liability  of  pronominal  words  to  be  the  seat  of  obscurity," 
<>r  Earle  says:  "  The  chief  security  against  this  danger  lies  in  the  cultivation 


248  COMPOSITION. 

From  this  table  it  will  be  seen  that  reference  may  be  made 
to  a  person  or  thing,  to  a  place,  or  to  a  time  ;  and  that  any 
of  these  antecedents  may  be  either  definitely  pointed  out 
(by  a  demonstrative),  or  taken  for  granted  (by  a  relative). 
Further,  it  will  be  noticed  that  when  the  antecedent  is 
pointed  out  it  may  be  recognized  as  either  near  or  remote, 
and  hence  for  each  of  the  demonstratives  (with  the  excep- 
tion of  the  personal  pronoun)  there  are  two  forms,  to  indi- 
cate these  two  varieties  of  relation.  When  the  antecedent  is 
taken  for  granted,  such  discrimination  is  not  so  necessary. 

Owing  to  the  lack  of  inflection  in  English,  the  means  for 
discriminating  between  two  or  more  possible  antecedents  are 
somewhat  meagre.  The  unaided  pronoun  of  the  singular 
number,  he,  she,  it,  has  the  power  of  discriminating  only 
between  the  sexes,  and  between  persons  and  things ;  while 
the  plural,  they,  can  discriminate  only  between  one  object 
and  several.  As  a  consequence  of  this  poverty,  in  the 
general  problem  how  to  remove  vagueness  or  ambiguity  of 
reference,  questions  of  order,  prominence,  proximity,  repe- 
tition,  and  the  like,   assume  cardinal  importance. 

Note.  —  Before  proceeding  to  the  discussion  of  means,  it  may  be  desir- 
able to  give  some  examples  of  vague  reference,  also  some  examples  of  well- 
managed  reference. 

i.  The  following,  from  Smollett,  will  show  how  careless  the  matter  of 
retrospective  reference  wTas  a  century  ago  :  "  The  pedant  assured  his  patron 
that  although  he  could  not  divest  the  boy  of  the  knowledge  he  had  already 
imbibed,  unless  he  would  empower  him  to  disable  his  fingers,  he  should 

of  the  grammatical  habit  of  mind.  Let  every  pronoun  or  pronominal  word  have  its 
definite  antecedent,  and  that  not  merely  in  some  vague  idea  but  in  a  definite  gram- 
matical word.  ...  It  is  not  enough  that  pronouns  have  their  antecedents  in  the 
writer's  mind,  or  in  the  sense  of  the  previous  clause ;  they  should  always  be  referrible 
to  grammatical  words.  There  may  be  no  doubt  as  to  the  meaning  of  a  sentence, 
and  yet  it  may  be  far  from  lucid.  For  by  Lucidity  we  mean  something  more  than 
the  absence  of  darkness ;  we  mean  a  bright  and  outshining  clearness  which  comes 
forward  to  meet  the  reader  in  a  luminous  and  spontaneous  manner.  A  grammatical 
habit  of  mind  is  the  first  rudiment  of  such  a  Lucidity  as  this."  —  English  Prose, 
p.  196. 


PHRASEOLOGY.  249 

endeavor,  with  God's  help,  to  prevent  his  future  improvement."  Here  the 
reader  is  left  to  pick  his  way  as  best  he  can  between  three  possible  ante- 
cedents, all  represented  merely  by  the  pronoun  he. —  "This  is  one  of  the 
most  lifelike  and  telling  portraits  of  Hawthorne  that  has  ever  appeared." 
Here  the  writer  seems  to  mean  "one  —  that  has  appeared,"  while  his  real 
meaning  must  be  "  portraits  —  that  have  appeared."  The  antecedent  is 
not  accurately  discriminated.  —  "An  old  friend  of  Mr.  Watts,  R.  A.  (him- 
self an  artist),  whose  pictures  are  now  on  exhibition  in  the  Metropolitan 
Museum  of  Art,  has  favored  us  with  the  following  interesting  sketch  of 
that  remarkable  painter."  Here  the  antecedent  of  whose  has  to  be  guessed 
at.  —  "A  large  capitalist  or  syndicate  will  sometimes  buy  all  the  wheat  or 
cotton  in  the  market,  and  hold  it  until  its  scarcity  and  the  growing  need 
for  it  enables  him  to  charge  what  he  will  for  it."  Here  the  masculine  pro- 
noun is  made  to  do  the  double  duty  of  a  masculine  and  a  neuter. 

2.  Note  how  clear  are  the  various  means  of  reference  in  the  following : 
"Monsieur  was  splendid  to  behold.  All  the  precious  stones  and  jewels  of 
Cardinal  Mazarin,  which  of  course  that  minister  could  not  do  otherwise 
than  leave;  all  the  queen-mother's  jewels,  as  well  as  a  few  others  belong- 
ing to  his  wife,  —  Monsieur  wore  them  all,  and  he  was  as  dazzling  as  the 
sun."1  Here  every  word  of  reference  clearly  selects  its  proper  antecedent. 
— "  It  was  perhaps  the  fiftieth  time  since  the  day  on  which  we  opened  this 
history,  that  this  man,  with  a  heart  of  bronze  and  muscles  of  steel,  had  left 
house  and  friends  —  everything,  in  short —  to  go  in  search  of  fortune  and 
death.  The  one  —  that  is  to  say,  Death  —  had  constantly  retreated  before 
him,  as  if  afraid  of  him  ;  the  other  —  that  is  to  say,  Fortune  —  only  for  a 
month  past  had  really  made  an  alliance  with  him."2  Here  the  writer's 
sense  of  clearness  cannot  be  satisfied  with  merely  pointing  out  his  ante- 
cedent ;  he  takes  pains  also  to  repeat  it,  so  that  his  reader  shall  not  fail  to 
follow  him  without  effort. 

Preparing  Antecedent  for  Reference.  —  As  in  a  game  the  ball 
is  not  only  played  but  left  in  position  for  the  next  play,  so  in 
the  phrasing  of  the  thought  a  word  that  is  to  be  referred  to 
should  be  so  placed  or  treated  that  the  reader  may  naturally 
think  back  to  it  from  the  referring  word.  The  spontaneous 
effort  to  leave  the  antecedent  in  favorable  position  is  one  of 
the  results  of  the  grammatical  habit  mentioned  above. 

1  Dumas,  Vicomte  de  Bragelonne,  Vol.  iii,  p.  416. 

2  lb.,  Vol.  ii,  p.  156. 


250  COMPOSITION. 

29.  The  most  natural  aid  is  from  the  law  of  Proximity. 
Other  things  being  equal,  the  pronoun  will  be  referred  to  the 
nearest  word  that  can  function  as  an  antecedent ;  the  endeavor 
should  be  made,  therefore,  so  to  arrange  the  sentence  that  the 
real  antecedent  shall  occupy  that  place.  This  applies  with 
especial  force  to  the  antecedent  of  the  restrictive  relative. 

Examples.  — "  Some  prisons  have  a  bad  reputation  with  the  criminal 
fraternity,  and  I  fancy  they  rather  shun  the  States  where  these  exist."  Here 
the  word  they  is  used  as  naturally  referrible  to  the  nearest  antecedent  "  crimi- 
nal fraternity,"  and  the  reference  is  so  spontaneous  that  the  later  word  these 
is  clear  enough,  without  closer  discrimination  as  belonging  to  the  other. — 
In  the  following  sentence  proximity  is  wholly  depended  upon  for  reference  : 
"In  this  war  both  Marius  and  Sulla  served  ;  Sulla  increased  his  reputa- 
tion, Marius  tarnished  his.  Some  plead  for  him  age  and  illness."  Here 
the  word  him  can  be  referred  to  the  nearest  antecedent  because  the  gram- 
matical prominence  of  the  two  words  Marius  and  Sulla  is  equal,  and  only 
the  law  of  Proximity  is  operative. 

30.  But  other  things  are  not  always  equal.  The  nearest 
word  may  be  insignificant  in  office,  and  so  may  not  easily 
attract  the  pronoun ;  or  it  may  not  be  practicable  to  put  the 
real  antecedent  next  its  pronoun.  Aid  should  be  sought  in 
such  cases  from  the  law  of  Prominence ;  that  is,  the  true  ante- 
cedent should  be  put  in  a  principal  grammatical  function, 
usually  as  subject ;  it  may,  however,  be  the  object  of  a  verb  or 
a  preposition,  but  not  in  the  possessive  case,  nor  may  it  be 
left  to  implication. 

Examples.  —  "  At  this  moment  the  colonel  came  up  and  took  the  place 
of  the  wounded  general.  He  gave  orders  to  halt."  Here  the  remoter 
noun  (the  colonel)  is  so  much  more  prominent,  both  in  sense  and  construc- 
tion, that  no  real  ambiguity  exists. 

In  the  sentence  quoted  under  the  previous  paragraph,  if  we  put  one  of 
the  clauses  in  subordinate  construction  the  law  of  Prominence  may  be  made 
to  aid  the  law  of  Proximity  with  a  distinct  gain  to  clearness  ;  thus  :  "  While 
Sulla  increased  his  reputation,  Marius  tarnished  his.  Some  plead  for  him 
age  and  illness."  Here  Marius  as  subject  of  a  principal  clause  takes  the 
pronoun  by  prominence  as  well  as  by  proximity. 


PHRASEOLOGY.  251 

The  following  sentences  are  blind  because  the  antecedent  is  left  implied. 
"  The  parsonage  of  Bishop's  Borne  in  Kent,  three  miles  from  Canterbury, 
is  in  that  archbishop's  gift."  Here  the  archbishop  of  Canterbury  has  to  be 
understood  from  the  mere  mention  of  the  place.  — "  No  vice  or  wicked- 
ness which  people  fall  into  from  indulgence  of  desires  which  are  natural  to 
all,  ought  to  place  them  below  the  compassion  of  the  virtuous  part  of  the 
world :  which  indeed  often  makes  me  a  little  apt  to  suspect  the  sincerity 
of  their  virtue,  who  are  too  warmly  provoked  at  other  people's  personal 
sins."  Here  the  word  which  must  be  referred  to  a  wholly  indefinite  ante- 
cedent. The  word  who  represents  a  possessive;  admissible  here,  but  con- 
sider the  greater  directness  of  reference  in  "  of  the  virtue  of  those  who."  J 

Clearness  and  Fulness  in  the  Referring  Word.  —  Two  objects 
may  be  had  in  view  in  the  use  of  a  word  or  phrase  of  ref- 
erence :  first  and  most  imperatively,  to  discriminate  clearly 
between  two  or  more  possible  antecedents,  a  matter  requir- 
ing sometimes  much  ingenuity ;  and  secondly,  by  the  manner 
of  reference  not  only  to  represent  but  to  describe,  or  other- 
wise enrich  the  meaning  of,  the  antecedent. 

31.  The  following  are  the  principal  means  of  securing  ade- 
quate clearness  in  pronominal  reference.  First,  as  unaided 
referring  word,  the  relative  may  be  trusted  to  stand  alone 
only  when  the  antecedent  has  been  sufficiently  prepared  by 
proximity  or  prominence ;  the  personal  pronoun  only  for  ante- 
cedents of  different  genders  and  numbers.  Secondly,  when 
the  antecedents  are  of  the  same  gender  or  number,  recourse 
is  sometimes  had,  with  profit  to  the  vividness  as  well  as  the 
clearness  of  the  style,  to  the  use  of  direct  discourse,  which 
changes  the  pronouns  from  third  person  to  first  and  second. 
Thirdly,  the  demonstratives  this  and  that,  the  former  and  the  latter, 
may  often  be  useful,  more  so  in  written  than  in  spoken  style,  in 
bringing  to  mind  antecedents  in  their  order,  near  and  remote. 
Fourthly,  with  the  demonstrative  or  relative  the  real  antece- 
dent is  sometimes  chosen  out  from  the  mass  and  repeated. 

1  These  sentences  are  quoted  from  Izaak  Walton  and  Richard  Steele,  respectively, 
rle,  in  English  /'rose,  p.  196. 


252  COMPOSITION. 

Examples.  —  i.  The  spontaneity  of  the  pronouns  when  they  represent 
different  numbers  or  genders  is  too  common  to  need  enlargement.  An 
example :  "  Outsiders  will  spur  him  on.  They  will  say,  '  Why  do  you  not 
write  a  great  book  ?  paint  a  great  picture  ? '  If  his  guardian  angel  fail  him, 
they  may  even  persuade  him  to  the  attempt,  and,  ten  to  one,  his  hand  is 
coarsened  and  his  style  falsified  for  life."  l 

2.  The  following  will  illustrate  the  difficulty  in  pronouns  of  the  same 
gender,  and  the  remedy  of  direct  discourse  :  "He  told  his  friend  that  if  he 
did  not  feel  better  in  half  an  hour  he  thought  he  had  better  return."  Here 
the  ambiguity  is  quite  insurmountable.  Say,  however,  "  He  said  to  his 
friend,  '  If  I  (or  you)  do  not  feel  better  I  think  I  had  better  return,  "  and 
all  is  clear  enough.  —  Take  the  sentence  from  Smollett  quoted  on  p.  248 
and  put  it  into  direct  discourse :  "  The  pedant  said  to  his  patron,  '  Al- 
though I  cannot  divest  the  boy  of  the  knowledge  he  has  already  imbibed, 
unless  you  will  empower  me  to  disable  his  fingers,  I  will  endeavor,  with 
God's  help,  to  prevent  his  future  improvement.'  "  Here  the  three  per- 
sons, first,  second,  and  third,  are  used  to  distribute  the  pronouns  that  before 
were  all  in  the  third  person. 

3.  The  following  sentences  illustrate  the  serviceableness  of  demonstra- 
tives :  "  The  soldier  and  the  explorer  have  moments  of  a  worthier  excite- 
ment, but  they  [better,  these]  are  purchased  by  cruel  hardships  and  periods 
of  tedium  that  beggar  language."  2  Here  the  word  these  would  enable  the 
reader  to  think  of  the  nearer  of  two  possible  antecedents.  "  And  don't  fancy 
that  you  will  lower  yourselves  by  sympathy  with  the  lower  creatures;  you 
cannot  sympathize  rightly  with  the  higher,  unless  you  do  with  those :  but 
you  have  to  sympathize  with  the  higher,  too  —  with  queens,  and  kings, 
and  martyrs,  and  angels."3  —  "The  mind  and  soul  of  Transcendentalism 
seemed  to  find  their  predestined  service  in  the  land  of  the  Puritans.  The 
poetry  which  sprang  from  it  had  a  more  subtle  aroma  than  that  whose 
didacticism  infected  the  English  Lake  school.  The  latter  made  prosaic 
the  verse  of  famous  poets  ;  out  of  the  former  the  quickest  inspiration  of 
our  down-East  thinkers  seemed  to  grow."  4  This  last  example  is  none  too 
clear. 

4.  The  antecedent  repeated  with  the  relative  or  demonstrative  :  "  It  had 
also  a  bright-varnished  mahogany  tea-table,  over  which  was  a  looking-glass 
in  a  gilt  frame,  with  a  row  of  little  architectural  balls  on  it ;  which  looking- 

1  Stevenson,  Fontainebleau,  Works,  Vol.  xv,  p.  173. 

2  Stevenson,  Letter  to  a  Young  Gentleman,  Works,  Vol.  xv,  p.  282. 

3  Ruskin,  Two  Paths,  p.  172. 

4  Stedman,  Poets  of  America,  p.  51. 


PHRASE  OLOGY.  253 

glass  was  always  kept  shrouded  in  white  muslin  at  all  seasons  of  the  year, 
on  account  of  a  tradition  that  flies  might  be  expected  to  attack  it  for 
one  or  two  weeks  in  summer."  x  —  "I  am  convinced  that  it  is  likeness,  and 
not  contrast,  which  produces  this  liking  —  likeness,  mark  you,  in  some 
essential  particular,  in  some  sub-stratum,  as  I  said  before,  in  the  mind, 
which  liking  is  not  overcome  by  considerable  dissimilarity  upon  the  upper 
surface."  2 

32.  The  referring  word,  in  addition  to  representing  its 
antecedent,  may  be  made  the  occasion  for  enriching  or  more 
closely  determining  its  meaning.  The  following  main  aspects 
of  this  may  be  mentioned.  First,  instead  of  repeating  the 
antecedent  identically,  it  may  repeat  it  by  a  defining  or 
descriptive  word.  Secondly,  in  thus  naming  its  antecedent 
it  may  discriminate  between  a  thing  and  a  fact,  and  thus  its 
antecedent  may  be  a  whole  assertion  and  yet  be  perfectly  rep- 
resented in  the  reference.  Thirdly,  the  referring  word  may 
on  occasion  make  the  reference  more  vague  or  general  than 
by  representing  a  concrete  thing,  by  the  use  of  words  like 
such,  thereby,  in  this  mci7iner,  and  the  like.  By  such  liberty 
and  flexibility  of  reference  the  thought  may  be  kept  from 
baldness  and  made  to  grow  at  each  step. 

Examples.  —  1.  Reference  by  a  defining  word  is  illustrated  in  the  sen- 
tence quoted  from  Dumas  on  p.  249  :  "  All  the  precious  stones  and  jewels 
of  Cardinal  Mazarin,  which  of  course  that  minister  could  not  do  otherwise 
than  leave."  —  Professor  Bain's  proposed  correction  of  the  sentence  from 
Smollett  (pp.  248,  252)  employs  descriptive  terms  thus:  "The  pedant 
assured  his  patron  that  although  he  could  not  divest  the  boy  of  the 
knowledge  already  imbibed,  unless  he  were  empowered  to  disable  the  little 
trickster 's  fingers,  he  should  endeavor,  with  God's  help,  to  prevent  his 
pupiVs  future  improvement." 

2.  Discrimination  between  a  thing  and  a  fact,  between  word  and  clause- 
reference  :  "  When  an  American  book  is  republished  in  England,  it  [better 
the  /act]  is  heralded  as  a  noteworthy  event  in  literature."  —  The  sentence 
from  Steele  quoted  on  p.  25 r  might  be  helped,  though  perhaps  not  wholly 

1  Stowe,  Oldtown  Folks,  p.  63. 

2  Helps,  Brevia,  p.  132. 


254  COMPOSITION. 

corrected,  if  with  which  we  should  read  a  defining  word  :  which  unkind- 
liness  indeed,  etc.  — "  God,  foreseeing  the  disorders  of  human  nature, 
has  given  us  certain  passions  and  affections  which  arise  from,  or  whose 
objects  are,  these  disorders.  Of  this  sort  are  fear,  resentment,  compas- 
sion." Here  the  antecedent  is  wrongly  treated  not  as  a  collection  but 
a  class ;  better,  "  among  these  are,"  etc. 

3.  The  referring  word  purposely  left  large  in  its  reference.  "  When  a 
recognized  organization  places  itself  in  opposition  to  what  the  people 
regard  as  their  rights,  it  endangers  its  own  existence;  and  a  continuation 
of  this  attitude  [better  such  attitude]  is  almost  sure  to  cause  its  over- 
throw." The  word  such  draws  attention  not  to  the  particular  deed  but  to 
the  kind  of  deed.  —  "  It  may  be  well  to  make  brief  mention  of  Lawrence 
Sheriff,  the  founder  of  this  Rugby  school,  that  some  of  its  early  history 
may  through  that  [better,  may  thereby\  be  portrayed  " ;  the  reference  being 
not  to  mention  but  to  the  fact  of  making  mention. 


V.     PROSPECTIVE    REFERENCE. 

This  term  designates  the  office  of  any  word  of  reference, 
pronominal  or  other,  when  the  word  or  idea  for  which  it 
stands  is  yet  to  be  expressed. 

Anticipative  It  and  There.  —  The  idioms  it  is  and  there  is  (or 
there  are,  there  was,  there  were),  beginning  a  sentence  or  clause, 
are  the  commonest  forms  of  prospective  reference,  and  are 
especially  valuable  as  a  means  of  inverting  the  grammatical 
order  of  subject  and  predicate.  Introduced  first,  these  words 
stand  provisionally  for  the  actual  subject ;  while  the  latter, 
thus  free  to  choose  its  position,  may  be  placed  where  it  will 
have  the  greatest  distinction. 

Examples.  —  1.  "It  is  a  necessity  of  every  manufacturing  and  com- 
mercial people  that  their  customers  should  be  very  wealthy  and  intelligent." 
Here  the  clause  "that  their  customers,"  etc.,  which  is  the  real  subject  of 
remark,  acquires  a  distinction  proper  to  its  importance  by  being  placed 
after  its  predicate,  "  is  a  necessity "  ;  and  this  is  effected  by  making  it 
stand  provisionally  for  the  subject. 

2.  Observe  what  emphasis  is  given  to  the  words  "  a  single  day  "  in  the 
following,  by  the  facility  of   delay  afforded  by  the   use  of    There  at  the 


PHRASE  OLOGY.  255 

beginning  :  "  There  has  not  for  the  whole  of  that  time  been  a  single  day 
of  my  life  when  it  would  have  been  safe  for  me  to  go  south  of  Mason  and 
Dixon's  line  in  my  own  country." 

33.  As  the  word  it  may  refer  backward  as  well  as  forward, 
care  is  needed  not  to  employ  it  where  the  reference  is  uncer- 
tain, and  not  to  mix  its  retrospective  and  anticipative  func- 
tions unadvisedly  in  the  same  passage. 

Examples.  —  The  following  examples  will  show  that  even  where  no 
real  ambiguity  exists  the  double  use  of  it  in  the  same  passage  always  sug- 
gests the  possibility  of  being  led  astray :  "  It  would  be  absurd  to  make 
another  attempt;  it  would  be  a  mere  throwing  away  of  money."  Here 
the  second  /'/,  retrospective,  sounds  at  best  awkward  after  its  anticipative 
use.  So  too  in  the  following  sentence  from  Ruskin  :  "  It  is  pretty  and 
appropriate  ;  and,  if  it  boasted  of  any  other  perfection,  it  would  be  at  the 
expense  of  its  propriety." 

The  following,  copied  from  a  newspaper,  is  an  extreme  instance  of  care- 
lessness in  the  mixture  of  functions.  It  is  a  description  of  a  temperance 
speech  made  by  a  rope-walker  while  hanging  in  the  air :  "  It  was  a  speech 
not  easily  forgotten,  delivered  as  it  was  from  a  peculiar  platform,  and  on  a 
subject  not  often  touched  under  the  circumstances.  It  made  me  think  of 
some  other  things,  on  the  line  of  the  same  thought.  The  mind,  the  soul, 
has  a  grip.  It  may  hold  on.  Sometimes  it  is  imperative.  It  is  death  not 
to  do  so.  It  is  responsible  in  the  matter.  It  is  chargeable  with  its  own 
destruction  if  it  does  not  hold  on."  x 

Demonstratives  and  Numerals.  —  As  in  blazing  a  path 
through  an  unexplored  tract  for  the  benefit  of  those  who  are 
to  come  after,  so  means  of  prospective  reference  are  often 
used,  as  pointers,  to  prepare  the  reader  for  something  espe- 
cially noteworthy  or  helpful  in  the  passage  on  which  he  is 
entering. 

1 "  The  word  it  is  the  greatest  trembler  that  I  know  of  in  language.  It  is  so  small, 
and  so  convenient,  that  few  are  careful  enough  in  using  it.  Writers  seldom  spare 
this  word.  Whenever  they  are  at  a  loss  for  either  a  nominative  or  an  objective  to 
their  sentence,  they,  without  any  kind  of  ceremony,  clap  in  an  it.  .  .  .  Never  put  an 
it  upon  paper  without  thinking  well  of  what  you  are  about.  When  I  see  many  its  in 
I  always  tremble  for  thewriter."  ■  Cobbei  r,  English  Grammar,  $$  [94,  196. 


256  COMPOSITION. 

34.  The  strong  demonstratives,  such  as  this  and  these,  when 
used  prospectively,  serve  to  fasten  attention  on  some  descrip- 
tive or  important  element  of  what  is  to  be  told,  before  the 
thing  itself  is  named.  The  personal  pronouns,  thus  employed, 
sound  more  artificial,  and  when  used  should  not  keep  their 
subject  waiting  long. 

Examples.  —  "  This  is  a  faithful  saying,  and  worthy  of  all  acceptation, 
that  Christ  Jesus  came  into  the  world  to  save  sinners."  Here  the  saying 
itself,  which  is  delayed  by  the  prospective  this,  is  not  only  emphasized  by 
position,  but  defined  beforehand  as  to  its  importance,  by  the  intermediate 
phrase. 

The  somewhat  strange  sound  of  a  prospective  personal  pronoun  is 
illustrated  by  the  following :  "  But  such  a  use  of  language,  although 
necessary  to  a  good  style,  has  no  more  direct  relation  to  it  than  her  daily 
dinner  has  to  the  blush  of  a  blooming  beauty.'''' 

35.  Numerals  and  other  particles  of  reference  are  especially 
useful  in  spoken  discourse  for  mapping  out  the  plan  of  what 
is  coming,  and  thus  enabling  the  hearer  to  grasp  its  bounds 
and  stages.  The  copiousness  of  such  words  of  reference  is 
naturally  greater  as  the  thought  taxes  the  mind  more.  The 
common  tendency,  to  give  the  hearer  too  little  help  of  this 
kind,  should  be  noted  and  corrected. 

Examples  of  Explicit  Reference.  —  The  following  will  illustrate 
Burke's  carefulness  in  articulating  the  thought  of  his  speeches  before 
amplifying  it:  "  The  capital  leading  questions  on  which  you  must  this  day 
decide  are  these  two :  First,  whether  you  ought  to  concede ;  and,  secondly, 
what  your  concession  ought  to  be.  On  the  first  of  these  questions  we  have 
gained  some  ground." x  —  The  following  paragraph  from  Ruskin  is  nearly 
all  a  prospective  laying  out  of  plan  ;  though  he  is  somewhat  less  formal 
and  does  not  employ  numerals  :  "  We  have  contemplated  the  rural  dwell- 
ing of  the  peasant ;  let  us  next  consider  the  ruralized  domicile  of  the  gen- 
tleman :  and  here,  as  before,  we  shall  first  determine  what  is  theoretically 
beautiful,  and  then  observe  how  far  our  expectations  are  fulfilled  in  indi- 
vidual buildings.  But  a  few  preliminary  observations  are  necessary."2 
Consider  how  these  prospective  words  keep  the  plan  before  the  reader 


1  Burke,  Conciliation  with  America.  2  Ruskin,  Poetry  of  Architecture. 


PHRASEOLOGY.  257 


VI.     CORRELATION. 

Many  words  or  forms  of  expression  occur  in  pairs,  the  one 
member  of  the  pair  suggesting  and  requiring  the  other. 
Some  cautions  and  characteristics  of  this  mutual  relation 
need  here  to  be   noted. 

Cautions  in  Comparison.  —  In  comparing  by  means  of  such 
words  as  than  and  as,  there  is  a  tendency  to  ambiguity  or 
inexactness  between  the  things  or  acts  compared. 

36.  Verbs  or  prepositions  should  be  repeated  after  than  or 
as,  when  necessary  to  make  the  grammatical  relation  of  the 
later  member  clear. 

Examples.  —  "Cardinal  Richelieu  hated  Buckingham  as  sincerely  as 
the  Spaniard  Olivares."  This  sentence  leaves  it  uncertain  whether  the  last 
name  is  a  subject  or  an  object ;  we  may  read  it  either,  "  as  did  the  Span- 
iard Olivares,"  or,  "  as  he  hated  the  Spaniard  Olivares."  Supply  the  verb 
according  to  the  sense  intended. 

"Pleasure  and  excitement  had  more  attraction  for  him  than  his  friend." 
Here,  according  to  the  intended  meaning,  a  verb  or  a  preposition  should 
be  supplied  :  "than  for  his  friend,"  or,  "than  had  his  friend." 

37.  In  comparing  complex  objects,  care  is  needed  that  the 
points  are  really  comparable  with  each  other.  Sometimes, 
through  heedlessness,  the  comparison  is  given  as  between 
ideas  that  really  have  no  correlation. 

Examples.  —  "No  author  could  more  faithfully  represent  a  character 
than  this  portrayal  of  Count  Cenci  by  Shelley;  and  though  the  subject  is 
unworthy,  we  cannot  but  admire  the  power  with  which  it  is  treated." 
Here  the  comparison  is  apparently  made  between  representing  and  por- 
trayal, an  act  and  a  thing.  If  we  should  say  "  than  Shelley  has  portrayed 
the  character  of  Count  Cenci,"  the  comparison  would  be  between  like 
objects,  to  which  "faithfully"  equally  applies. 

The  following  question  was  actually  propounded  once  in  a  college  prize 
debate;  the  decision  reached,  however,  is  not  recorded:  "  Resolved,  thai 
a  college  graduate  is  better  fitted  for  American  citizenship  than  any 
Other." 


258  COMPOSITION. 


Particles  of  Correlation.  —  Such  particles  as  either  .  .  .  or, 
neither  .  .  .  nor,  on  the  one  hand  .  .  .  -on  the  other  hand,  not 
only  .  .  .  but  also,  serve  to  prepare  for  coming  alternatives  of 
thought,  enabling  the  reader  thus  to  anticipate  the  whole 
circuit  and  prepare  for  its  relations  at  the  outset. 

Note.  —  Consider  how  necessary  it  is,  for  example,  in  the  following 
sentence,  to  prepare  the  reader  from  the  first  for  an  alternative:  "You 
must  take  this  extremely  perilous  course,  in  which  success  is  uncertain,  and 
failure  disgraceful,  as  well  as  ruinous,  or  else  the  liberty  of  your  country  is 
endangered."  The  correlatives,  "  Either  you  must  take  .  .  .  or  else"  etc., 
save  much  liability  to  misinterpretation  and  obviate  the  necessity  of  cor- 
recting an  impression  formed  and  held  for  half  a  sentence.  —  It  may 
sometimes  be  desirable  to  neglect  the  correlation  on  purpose  to  give  the 
sentence  a  sudden  epigrammatic  turn  ;  see  below,  under  Epigram,  p."  273. 

38.  The  words  not  only  and  but,  or  but  also,  when  correla- 
tive, should  be  followed  by  the  same  part  of  speech. 

Examples.  —  "He  not  only  gave  me  advice  but  also  help"  is  wrong. 
Write,  "  He  gave  me  not  only  advice  but  also  help."  What  part  of 
speech  follows  these  particles  is  immaterial ;  simply  make  them  the  same, 
—  nouns,  verbs,  or  prepositional  phrases,  —  and  they  will  articulate  their 
respective  thoughts  clearly.  "  He  spoke  not  only  forcibly  but  also  taste- 
fully [adverbs],  and  this  too,  not  only  before  a  small  audience  but  also  in 
a  large  public  meeting  [prepositions],  and  his  speeches  were  not  only  suc- 
cessful, but  also  worthy  of  success  [adjectives]." 

Sometimes  the  also  may  be  separated  from  the  but  by  considerations  of 
grace  or  strength,  for  example  :  "  But  by  seeking  the  other  things  first,  as 
we  naturally  do,  we  miss  not  only  the  Kingdom  of  God,  but  those  other 
things  also  which  are  truly  attained  only  by  aiming  beyond  them."  * 

39.  The  particles  indeed,  in  fact,  in  truth,  to  be  swe,  and  the 
like,  are  much  used,  by  way  of  concession,  to  prepare  for  a 
coming  adversative,  but,  still,  or  yet.  They  may  thus  control 
the  relation  of  a  clause,  a  sentence,  or  even  a  whole  para- 
graph, before  the  adversative  correlate  is  reached. 

1  Rule  and  examples  taken  mostly  from  Abbott's  Hczv  to  Write  Clearly. 


PHRASEOLOGY.  259 

Examples.  —  The  following  examples  are  all  taken  from  Macaulay, 
who  used  this  construction  almost  to  the  extent  of  mannerism.1  "  No 
writer,  indeed,  has  delineated  character  more  skilfully  than  Tacitus ;  but 
this  is  not  his  peculiar  glory."  —  "//  is  true  that  his  veneration  for  antiquity 
produced  on  him  some  of  the  effects  which  it  produced  on  those  who  arrived 
at  it  by  a  very  different  road.  [Here  intervenes  a  sentence  of  amplification.] 
Yet  even  here  we  perceive  a  difference."  —  "  The  fashionable  logic  of  the 
Greeks  was,  indeed,  far  from  strict."  [This  sentence  introduces  a  paragraph, 
and  the  indeed  controls  the  thought  of  it  all.  The  next  paragraph  then 
begins :  ]  "  Still,  where  thousands  of  keen  and  ready  intellects  were  con- 
stantly employed  in  speculating  on  the  qualities  of  actions  and  on  the 
principles  of  government,  it  was  impossible  that  history  should  retain  its 
old  character." 

Often  this  correlation  is  effected  in  the  first  member,  with- 
out the  aid  of  a  particle,  by  introducing  a  thought  so  obvi- 
ously concessive  that  the  but  is  naturally  suggested. 

Examples.  — "  He  has  written  something  better,  perhaps,  than  the 
best  history ;  but  he  has  not  written  a  good  history  ;  he  is,  from  the  first 
to  the  last  chapter,  an  inventor."  — "  Of  the  concise  and  elegant  accounts 
of  the  campaigns  of  Caesar  little  can  be  said.  They  are  incomparable 
models  for  military  dispatches  ;  but  histories  they  are  not,  and  do  not 
pretend  to  be." 

VII.     CONJUNCTIONAL   RELATION. 

More  perhaps  than  on  any  other  one  thing,  the  progress, 
the  flexibility,  and  the  delicacy  of  a  writer's  expression,  are 
dependent  on  the  fine  and  accurate  use  of  conjunctions. 
They  mark  every  change  of  direction  and  relation.  Their 
office  is  to  take  ideas  that  otherwise  would  be  loosely  strung 
together,  and  make  them  interlinked  and  continuous,  "true 
composition  and  not  mere  loose   accretion."2     The  mastery 

1  Examples  all  from  Macaulay's  essay  on  History. 

-  I'a  i  ik,  Appreciations,  p.  20.  —  "  A  close  reasoner  and  a  good  writer  in  general 
known  by  his  pertinent  use  of  connectives.     Read  that  page  of  Johnson  ; 

•'"ii  '• ot  :tlter  one  conjunction  without  spoiling  the  sense.     It  is  in  a  linked  strain 

throughout.     In  your  modern  books,  for  the  most  part,  the  sentences  In  a  page  have 
with  ea<  h  othei  that  marbles  have  m  a  bag ;  they  touch  without 


260  COMPOSITION. 

of  conjunctions,  therefore,  is  more  than  mere  proficiency  in 
verbal  distinctions ;  just  as  accurate  reference  called  for  an 
ingrained  grammatical  habit,  so  here  is  needed  what  may 
be  called  the  logical  habit,  the  habit  of  noting  the  relations 
of  ideas,  and  of  estimating  closely  the  kind,  the  degree,  the 
shadings  of  such  relations. 

Out  of  the  two  great  classes  into  which  conjunctions  fall, 
the  coordinating  and  the  subordinating,  rise  two  leading 
types  of  sentence  structure,  the  composita  and  the  evoluta,.of 
which  more  will  be  said  in  the  chapter  on  The  Sentence.1 


I. 

The  Coordinating  Class.  —  By  the  coordinating  sense  is  meant 
that  the  conjunctions  of  this  class  introduce  a  thought  hav- 
ing the  same  rank,  the  same  grammatical  importance,  as  the 
thought  preceding ;  the  whole  utterance,  therefore,  with  its 
conjunctive  link,  being  a  composite  utterance,  one  part  added 
to  or  growing  out  of  the  other. 

Additive  and  Cumulative.  —  It  is  the  function  of  these  con- 
junctions to  add  a  new  assertion  having  the  same  bearing, 
and  moving  in  the  same  direction,  as  what  preceded. 

Type  Conjunction  and  List.  —  The  great  representative  of  these 
conjunctions  is  and.  Others  are  :  also,  yea,  likewise,  in  like  manner, 
again,  besides,  too,  further,  moreover,  furthermore,  add  to  this.  Most  of 
these  head  their  clauses ;  the  word  too,  however,  is  put  after  another  word 
in  close  sequence,  and  the  words  also  and  likewise  may  be  placed  after  the 
first  pause. 

adhering."  —  Coleridge,  Table  Talk,  May  15, 1833.  —  "  This  is  a  feature  in  which 
our  Prose  stands  in  contrast  with  French  prose.  French  writers  are  much  more 
explicit  in  Conjunctions  than  we  are ;  and  perhaps  this  is  one  of  the  traits  which 
produce  the  wonderful  luminousness  of  French  diction.  Perhaps  it  would  be  as  well 
for  English  writers  to  cultivate  our  Conjunctions  with  a  little  more  attention,  keep- 
ing an  eye  not  only  upon  the  French  page,  but  also  on  that  of  Hooker  and  other 
Elizabethan  authors." —  Earle,  English  Prose,  p.  196. 
1  See  below,  pp.  317,  318. 


PHRASEOLOG  Y.  261 

40.  The  shadings  of  relation  in  these  conjunctions  come 
from  their  adverbial  sense  ;  for  it  is  to  be  noted  that  con- 
junctions are  mostly  derived  from  adverbs,  and  may  present 
all  stages  of  use,  from  almost  purely  adverbial  to  almost 
purely  connective.  The  degree  of  relation  may  be  softened, 
that  is,  rendered^  less  obtrusive,  by  using  a  conjunction  that 
may  be  removed  from  the  beginning  and  buried  in  its  clause. 

Note.  —  In  the  sentence,  "  He  taught  me  also,  and  said  unto  me,  Let 
thine  heart  retain  my  words,"  the  assertion  is  slipped  in,  as  it  were,  before 
its  relation  to  the  previous  is  revealed ;  this  throws  the  stress  upon  the 
assertion  rather  than  upon  the  connection,  leaving  the  latter  to  perform 
its  function  unmarked. 

41.  A  thought  moving  in  the  same  direction  needs  often 
to  be  intensified  in  succeeding  members,  in  order  that  better 
progress  and  climax  may  be  secured.  Connectives  that  also 
intensify  are  sometimes  called  cumulative,  from  the  Latin 
cumulo,   "to  heap  up." 

Note.  —  We  see  this  cumulative  force  in  such  connectives  as :  more 
than  this,  especially,  in  greater  degree,  all  the  more,  much  more,  after  all. 

Nay  is  an  old-fashioned  cumulative,  quite  serviceable  on  occasion  but 
suggestive  of  archaism;  as,  "  To  the  end  of  his  days  he  enjoyed  his  bottle 
after  dinner,  nay,  could  scarce  get  along  without  it ;  and  mixed  a  punch  or 
a  posset  as  well  as  any  in  our  colony."  l 

The  following  sentence,  from  its  lack  of  cumulation,  is  tame  :  "  But 
anything  is  better  than  pedantry  displaying  itself  in  verse,  and  in  connec- 
tion with  the  name  of  Homer."  We  expect  "and  especially,"  or  some 
word  which  will  make  the  second  member  worth  saying. 

Adversative. — These  introduce  a  new  statement  contrary 
in  some  respect  to  the  preceding, — either  as  limiting,  or  as 
arresting  a  seeming  inference  from  it. 

Type  Conjunction  and  List.  —  The  representative  of  adversative 
particles  is  but.  Others  are :  still,  yet,  however,  only,  nevertheless,  not- 
withstanding, at  the  same  time,  for  all  that,  after  all. 


1  Churchill,  Richard  Carvel, 


p.  4. 


262  COMPOSITION. 

Of  these  the  word  however  does  not  stand  at  the  head  of  its  member 
but  after  the  first  pause;  and  only  can  be  used  conjunctively  only  as  i 
stands  at  the  head  of  its  clause  and  is  set  off  by  a  comma. 

The  word  though,  which  is  generally  a  subordinating  conjunction,  ma} 
be  used  as  an  adversative  when  its  clause  succeeds  another,  and  when  i 
large  pause  is  made  between. 

42.  When  the  word  but  is  used  to  arrest  an  implied  infer 
ence  from  the  preceding  and  turn  the  thought  in  opposite 
direction,  be  sure  that  such  inference  is  natural,  and  that  the 
added  idea  is  antithetic ;  in  other  words,  that  the  adversative 
relation  is  real. 

Examples.  —  In  the  sentence  "He  is  poor,  but  proud,"  the  antithesis 
of  proud  to  poor  is  real,  because  it  is  natural  to  infer  that  a  poor  man 
would  be  humble.  Compare,  however,  the  following :  "  Luther's  charactei 
was  emotional  and  dogmatic,  but  exceedingly  courageous."  Here  cour- 
ageous does  not  arrest  any  natural  inference  from  the  preceding;  on  the 
contrary  it  seems  to  supply  a  thought  in  the  same  direction,  and  the  but 
has  no  real  adversative  function.  And  would  be  more  accurate.  Or  if  we 
were  to  take  as  the  inference  that  Luther,  being  emotional  and  dogmatic, 
was  nothing  else,  we  could  say,  "  Luther's  character  was  emotional  and 
dogmatic,  but  also  exceedingly  courageous." 

43.  The  adversative  relation  is  susceptible  of  various 
degrees  and  shadings.  The  strongest  adversative,  but,  when 
used  exclusively,  as  it  often  is  by  unskilled  writers,  gives  a 
certain  hardness  and  glare  to  the  style.  It  is  better  suited 
to  spoken  diction  ;  while  the  softer  adversative  however,  though 
more  bookish  and  studied,  makes  the  relation  less  obtrusive, 
and  sets  the  opposed  ideas  less  definitely  over  against  each 
other. 

Examples.  —  The  effect  of  the  exclusive  use  of  but  adversative  can  be 
shown  only  by  an  extended  passage  ;  here  an  example  may  be  adduced 
showing  how  it  may  be  desirable  to  soften  the  relation.  "  This  society 
was  founded  in  18 17,  since  which  time  it  has  done  a  truly  noble  work  in 
aiding  needy  applicants  for  help.  But  at  present  the  churches  seem  little 
disposed  to  support  it."     Here  the  word  but  is  rather  abrupt,  and  seems  to 


PHRASEOLOGY.  263 

recognize  a  sharper  antithesis  than  we  can  evolve  from  its  connected  ideas  ; 
better  would  be,  "  At  present,  ho7vever,  the  churches  seem  little  disposed  to 
support  it."  —  Care  should  be  taken  that  the  adversative  implied  by  the 
softened  hozvever  be  not  too  attenuated.  Professor  Earle  quotes  the  follow- 
ing :  "  Cureton  imagined  that  he  could  gain  evidence  for  the  Hebrew  original 
of  St.  Matthew  from  the  Syriac  version  which  he  published,  and  which  he 
contended  had  not  been  made  from  Greek,  but  from  the  original  Aramaic. 
However,  on  that  point  he  has  failed  to  convince  scholars."  Of  this  he 
remarks  :  "  The  connective  however  implies  some  antecedent  discussion 
of  the  point  which  does  not  appear  on  the  page,  and  this  is  a  defect  in 
writing."1 

44.  An  adversative  within  an  adversative  may  be  used  in 
two  ways.  Used  as  a  further  turning  of  the  thought,  it  ordi- 
narily requires  to  be  indicated  by  a  different  adversative  par- 
ticle from. the  main  one,  else  it  makes  the  thought  restless 
and  gyrating.  There  is,  however,  a  highly  rhetorical  use  of 
the  repeated  adversative  particle,  the  thought  being  not  suc- 
cessively turned  but  continued  in  the  same  direction,  thus 
securing  the  emphasis  of  iterated  relation. 

Examples.  —  1.  In  the  following  example  the  effect  of  the  repeated 
but  is  simply  crude  ;  as  if  the  thought  were  turned  round  and  then  wheeled 
back  again.  "  He  knew  that  Tyndal  was  an  expert  detective  and  sel- 
dom blundered.  But  he  was  not  quite  ready  to  admit  the  dangerous  doc- 
trine that  all  men  are  to  be  suspected  until  proved  innocent.  But  he 
was  too  wise  a  clerk  to  risk  informing  Captain  Adam  of  what  had  occurred, 
lest  his  own  arrest  as  a  confederate  should  follow."  2  Here  if  we  should 
say,  "  He  was  too  wise  a  clerk,  however,  to  risk,"  etc.,  the  second  adversa- 
tive is  disguised.  —  The  following,  from  De  Quincey,  manages  the  repetition 
of  the  adversative  with  easy  grace  :  "  But  it  is  no  more  than  a  skirmish 
which  is  going  on  ;  in  the  course  of  which,  however,  an  occasion  suddenly 
arises  for  a  desperate  service."  3 

2.  The  following  illustrates  the  rhetorical  iteration  of  the  adversative  : 
"Not  a  hut  he  builds  but  is  the  visible  embodiment  of  a  thought;  but 
bears  visible  record  of  invisible  things;  but  is,  in  the  transcendental  sense, 

1  Earle,  English  Prose,  p.  197. 

2  E.  P.  Roe,  The  Gray  and  the  Blue,  p.  </>. 

8  De  Quincey,  Autobiographic  Sketches,  p.  151. 


264  COMPOSITION. 

symbolical  as  well  as  real."1  —  Likewise  this  from  De  Q'uincey :  "All  is 
finite  in  the  present ;  and  even  that  finite  is  infinite  in  its  velocity  of  flight 
towards  death.  But  in  God  there  is  nothing  finite  ;  but  in  God  there  is 
nothing  transitory ;  but  in  God  there  can  be  nothing  that  tends  to 
death."2 

Illative  and  Causal.  —  Illative  conjunctions  (name  derived 
from  the  Latin  Malum,  in-ferre)  indicate  inference,  effect,  or 
consequence.  Causal  conjunctions  introduce  a  reason  or 
explanation.  Both  are  coordinating,  in  the  sense  of  pushing 
the  thought  to  some  appended  thought  of  the  same  gram- 
matical importance. 

Type  Conjunctions  and  List. — The  representative  of  illative  con- 
junctional relation  is  therefore.  Others  are  :  wherefore,  hence,  whence, 
consequently,  accordingly,  thus,  so,  then,  so  then.  Now  is  an  old-fashioned 
connective  used  to  introduce  a  consequence  not  closely  connected  with  the 
preceding. 

The  representative  of  causal  conjunctional  relation  is  for.  Others 
are :  because,  and  phrasal  connectives  such  as  :  arising  from,  owing  to, 
due  to,  and  the  like.  Most  of  these  may  be  used  either  coordinately  or 
subordinately. 

45.  The  kind  of  inference,  as  indicated  by  the  adverbial 
force  of  the  conjunction,  is  a  matter  requiring  accurate 
thought,  and  too  often  left  loose.  The  word  thus  is  fre- 
quently misused,  from  the  variety  and  vagueness  of  relation 
it  is  made  to  bear. 

Example.  —  "  Two  emotions  were  paramount  in  his  mind :  hope  that  he 
might  perform  the  task  more  efficiently  than  had  any  of  his  rivals,  and  fear 
lest  in  any  part  of  it  he  should  fall  below  his  ideal.  Thus,  being  so  power- 
fully impelled,  he  soon  distanced  all  competitors."  Here  thus,  which 
properly  means  in  this  manner,  does  not  express  the  exact  nature  of  the 
sequence,  and  is  all  the  more  confusing  for  being  very  near  the  meaning. 
The  word  accordingly  would  be  more  accurate. 

1  Carlyle,  Sartor  Resartus,  Book  iii,  Chap.  iii. 

2  De  Quincey,  Suspiria  de  Profundis,  p.  255. 


PHRASEOLOGY.  265 

46.  The  causal  relation,  being  the  one  perhaps  most 
readily  suggested,  can  best  be  trusted  to  go  unmarked  by 
a  particle.  The  constant  employment  of  for,  for  instance, 
is  a  mark  of   crude  writing. 

Example.  —  "  You  must  have  handed  me  that  money  when  I  was  not 
thinking  of  it.  For  I  found  it  when  I  made  up  my  account  at  night." 
The  wordy^r  is  superfluous. 

II. 

The  Subordinating  Class.  —  The  conjunctions  of  this  class 
introduce  a  thought  having  an  ancillary  or  secondary  gram- 
matical relation  to  a  principal  assertion;  the  whole  utterance, 
therefore,  consisting  of  a  main  assertion  with  such  condition- 
ing and  modifying  parts  as  serve  to  give  its  true  scope  and 
limits. 

Conditional  and  Defining.  —  These  serve  to  give  conditions, 
limitations,  accompaniments  of  time,  place,  and  manner,  and 
the  like. 

Type  Conjunction  and  List.  —  The  representative  of  conditional  con- 
junctions is  if.  The  condition  may  have  either  a  positive  implication,  as: 
provided,  as,  whereas,  inasmuch  as  ;  or  adversative,  as  :  though,  although, 
while,  unless,  save,  except.  The  particles  when,  while,  where,  expressing 
time  and  place  limitations,  are  in  government  just  like  a  conditional  particle. 
For  brevity  and  simplicity  we  speak  of  ^/"-clauses  and  ze^w-clauses  as  indi- 
cating the  conditional  relation. 

•447.  The  art  of  subordination — what  to  make  subordinate 
and  what  principal  —  is  something  requiring  much  study  of 
the  relative  importance  of  ideas.  To  put  every  idea  in  prin- 
cipal assertion  is  not  composition  but  mere  accretion  ;  but  in 
subordinating  one  idea  to  another,  study  to  subordinate  the 
right  thing. 

Illustrations.  —  Imperfect  subordination  of  ideas  is  shown  in  the 
following  :  "  Henry  V.  was  one  of  those  few  young  men  who  give  up  their 
youth  to  carousal  and  folly,  with  the  resolve  that  when  they  are  older  they 


266  COMPOSITION. 

will  settle  down  to  a  steadier  life,  and  who  succeed  in  carrying  out  their 
better  purpose."  Here  the  two  statements  cannot  equally  be  made  of  few 
young  men ;  it  is  only  the  second  that  can  rightly  be  predicated  of  them, 
the  first  being  preparatory  to  this.  The  first  clause  ought  therefore  to  be 
subordinated  in  structure  to  the  second  ;  thus :  "  Henry  V.  was  one  of 
those  few  young  men  who,  having  given  up  their  youth  .  .  .  with  the  resolve 
that  .  .  .  ,  actually  succeed  in  carrying  out  their  better  purpose." 

The  following  sentence  appears  in  the  Authorized  Version  of  the  New 
Testament :  "  But  God  be  thanked  that  ye  were  the  servants  of  sin,  but  ye 
have  obeyed  from  the  heart  that  form  of  doctrine  which  was  delivered 
you.*  Here  it  is  evident  that  the  thanks  are  due  not  for  what  is  said  in 
the  first  clause  but  only  for  the  fact  mentioned  in  the  second.  The  makers 
of  the  Revised  Version,  recognizing  this,  subordinate  thus :  "  But  thanks 
be  to  God,  that,  whereas  ye  were  servants  of  sin,  ye  became  obedient  from 
the  heart  to  that  form  of  teaching  whereunto  ye  were  delivered."  A 
poorer  verse  on  the  whole,  but  better  subordinated. 

48.  Subordination  by  means  of  a  conjunction  may  be  aug- 
mented, that  is,  the  subordinate  clause  made  less  emphatic 
and  obtrusive,  by  condensed  and  rapid  structure  where  occa- 
sion permits,  and  by  putting  the  subordinate  clause  in  an 
inconspicuous  position.  The  opposite  means  are  relied  on 
when  the  condition  is  the  important  part  of  the  sentence. 

Examples.  —  Note  the  difference  in  emphasis  between  the  conditional 
clauses  in  the  following  examples.  "  Even  so  faith,  if  it  hath  not  works,  is 
dead,  being  alone."  Here  the  //"-clause  attracts  comparatively  little  atten 
tion,  being  buried  in  the  sentence.     Compare  the  following:  — 

"  But  now  farewell.     I  am  going  a  long  way 
With  these  thou  seest  —  if  indeed  I  go 
(For  all  my  mind  is  clouded  with  a  doubt) — 
To  the  island-valley  of  Avilion." 

Here  the  //-clause  has  an  emphatic  place,  being  after  the  principal  as 
tion ;  and  the  condition  is  made  distinctive  by  the  word  indeed,  and  the 
parenthesis  following. 

49.  Subordination  inside  a  clause  already  subordinate 
should  be  made  by  the  use  of  a  different  conjunction  ; 
else  there  is  danger  that  the  second  clause  may  be  read  as 
coordinate  with  the  other  instead  of  subordinate  to  it. 


ten- 


PHRASEOLOGY.  267 

Examples.  — "  If  the  man  will  make  full  restitution  of  the  stolen 
goods,  if  he  is  honest  in  his  expressed  purpose  to  lead  a  better  life,  he 
may  be  pardoned."  Here  the  second  subordination  would  be  better 
effected  by  another  conjunction  :  "provided  indeed  he  is  honest,"  etc. 
The  particle  provided  would  be,  perhaps,  too  prosaic  for  poetry  ;  but  notice 
the  following:  — 

"  But  thou  —  //thou  wilt  seek  earnestly  unto  God, 
And  to  the  Almighty  make  supplication, — 
So  be  that  thou  art  pure  and  upright,  — 
Verily  then  He  will  awake  for  thee, 
And  will  restore  the  habitation  of  thy  righteousness."  1 

Here  the  second  subordination,  which  evidently  must  be  made  tributary  to 
the  first,  is  made  consistently  with  the  poetic  nature  of  the  passage. 

Sequential.  —  By  this  term  we  may  designate  those  subordi- 
nating conjunctions  which,  instead  of  indicating  an  antece- 
dent condition  or  accompaniment,  carry  on  the  assertion  to  a 
result  or  object. 

Type  Conjunction  and  List.  —  The  representative  of  this  kind  of 
conjunctional  relation  is  that.  Others  are :  in  order  that,  so  that,  as  well 
as,  as  much  as,  whereby. 

50.  Conjunctions  of  this  class  are  valuable  for  prolonging 
an  assertion  beyond  its  natural  close  until  something  essen- 
tial to  its  full  significance  is  added.  A  danger  to  be  guarded 
against,  however,  is  the  involved  construction  which  these 
conjunctions  are  liable  to  occasion. 

Note.  —  These  conjunctions  are  derived  from  the  relative  and  are 
much  like  the  relative  construction  in  the  facility  with  which  they  add 
new  elements.  An  example  of  their  usefulness  :  "  He  is  so  anxious  to 
carry  his  point  that  he  cares  not  what  point  he  carries."  —  An  example  to 
show  the  danger  of  involved  construction  :  "  Eusebius  tells  that  Dionysius 
of  Corinth  relates  that  Dionysius  the  Areopagite,  who  was  converted  to  the 
faith  by  Paul  the  Apostle,  according  to  the  account  given  in  the  Acts,  was 
the  first  bishop  of  Athens."  2  Here  it  is  evident  that  the  style  may  easily 
become  strung-out  and  loose. 

1  Revised  translation  of  Job  viii.  6,  by  the  author  of  this  book. 

2  Earle,  English  Prose,  p.  84. 


CHAPTER    IX. 

ORGANIC    PROCESSES. 

Every  composition,  from  the  phrase  onward,  with  all  its 
component  parts  and  stages,  is  an  organism,  wherein  every 
part  derives  vitality  from  every  other,  and  all  are  subservient 
to  one  unity  of  impression.  The  processes  that  are  employed 
in  evolving  an  organism  of  this  kind  have,  therefore,  applica- 
tions beyond  the  limits  of  the  phrase ;  they  may  on  occasion 
extend  to  the  ordering  of  a  whole  section  or  even  discourse ; 
they  belong,  in  fact,  to  all  organization  of  thought.  Here, 
however,  it  is  proposed  to  examine  the  most  directly  practical 
of  them  merely  in  their  principle  and  first  application,  which, 
being  understood,  will  naturally  enough  suggest  their  functions 
in  a  broader  field. 

I,    NEGATION. 

To  create  greater  distinction  for  an  idea,  or  to  set  one  idea 
over  against  another,  much  recourse  is  had  to  the  negative 
in  some  form  or  degree. 

Degrees  of  Negation.  —  The  typical  means  of  expressing  the 
negative,  with  no  special  connotation  of  stress  or  lightness,  h 
the  adverb  not.  For  some  purposes  it  may  be  desirable  t< 
intensify  this  negation,  for  others  to  soften  it. 

i.  For  intensifying  the  negative  the  most  absolute  meai 
is  the  adjective  no,  taking  the  place  of  the  adverb  and  negat 
ing  the  whole  subject  instead  of  the  act^The  adverb  itseli 
too,  is  often  strengthened  either  by  a  supporting  adverb  01 


ORGANIC  PROCESSES.  269 

by  an  equivalent  containing  no,  as  in  the  expressions  not  at 
all,  in  110  wise,  by  no  means. 

Examples.  —  One  can  easily  feel  the  difference  in  intensity  between 
these  two  forms  of  negation  :  "  Since  the  fall,  mere  men  are  not  able  in  this 
life  perfectly  to  keep  the  commandments  of  God  " ;  with  which  compare  : 
"No  mere  man,  since  the  fall,  is  able,"  etc.  This  second  sentence  throws 
the  negation  into  a  stronger  part  of  the  assertion. 

Carlyle,  whose  tendency  to  negation  was  something  of  a  mannerism, 
shall  furnish  examples  of  intensified  negative. 

"  Shall  we  say,  then,  Dante's  effect  on  the  world  was  small  in  compari- 
son ?  Not  so :  his  arena  is  far  more  restricted ;  but  also  it  is  far  nobler, 
clearer ;  —  perhaps  notless  but  more  important."  —  "  This  Mahomet,  then,  we 
will  in  no  wise  consider  as  an  Inanity  and  Theatricality,  a  poor  conscious 
ambitious  schemer  ;  we  cannot  consider  him  so."  —  "  He  is  by  no  means  the 
truest  of  Prophets  ;  but  I  do  esteem  him  a  true  one."  —  "  No  most  gifted 
eye  can  exhaust  the  significance  of  any  object."  This  example  makes  its 
negative  still  more  rhetorical  by  assuming  that  there  can  be  more  than  one 
superlative.  — "  No  Dilettantism  in  this  Mahomet ;  it  is  a  business  of 
Reprobation  and  Salvation  with  him ;  of  Time  and  Eternity  ;  he  is  in 
deadly  earnest  about  it ! "  Here  the  absolute  no  is  so  strong  that  it  can 
dispense  with  the  verb  and  make  its  assertion  alone.1 

2.  For  softening  the  negative,  various  means  are  available. 
In  negating  a  quality  the  negative  prefix  nn-  or  in-  (sometimes 
7ion-)  is  milder  than  the  adverb  not.  In  negating  an  act,  the 
word  nor,  uncorrelative,  at  the  beginning  of  the  clause,  softens 
the  negation ;  it  sounds  literary,  however,  not  conversational. 
The  negative  adverb  may  also  be  made  unobtrusive  by  being 
buried  in  its  clause. 

Examples.  —  i.  Of  the  prefix  negative.  The  increased  use  of  forms 
in  un-,  already  noticed  (see  above,  p.  6y,  example  4),  has  greatly  enlarged 
the  vocabulary  of  the  negative ;  e.g.  "  As  in  flame  and  lightning,  it  stands 
written  there  ;  awful,  wwspeakable,  ever  present  to  him."  —  The  following 
sentences  give  all  degrees,  strong  and  mild :  "  The  one  must  in  nowise  be 
done,  the  other  in  nowise  left  undone.  You  shall  not  measure  them ;  they 
are  /Vzcom mensurable ;  the  one  is  death  eternal  to  a  man,  the  other  is  life 
eternal."  » 

1  Examples  taken  from  Carlyle's  Hero  Worship. 


270  COMPOSITION. 

2.  Of  the  uncorrelative  nor.  "  But  those  were  simple,  fortunate  times 
for  the  young  minstrel,  who  took  his  success  modestly  and  gladly,  nor  for- 
got his  work  withal ;  and  he  now  enjoyed  a  season  as  poetic  as  ever 
afterward  came  to  him."  * 

"  Yet  in  my  secret  mind  one  way  I  know, 
Nor  do  I  judge  if  it  shall  win  or  fail ; 
But  much  must  still  be  tried,  which  shall  but  fail."  2 

3.  Of  the  unobtrusively  placed  negative.  "  In  fiction,  no  more  than 
elsewhere,  may  a  writer  pretend  to  be  what  he  is  not,  or  to  know  what  he 
knows  not."  Note  how  much  milder  this  is  than  to  say,  "No  more  in 
fiction  than  elsewhere,"  etc. 

Double  Negative.  —  In  English  the  use  of  two  negatives  to 
strengthen  the  negation,  though  native  to  the  language,  has 
through  Latin  influence  been  abandoned,  and  now  survives 
only  as  a  vulgarism.3  For  modified  affirmation,  however,  the 
double  negative,  one  of  the  negations  being  expressed  by  a 
prefix,  is  extensively  employed. 

3.  The  value  of  the  double  negative  as  an  affirmative  lies 
in  the  fact  that  it  expresses  a  milder  and  more  guarded  degree 
of  meaning  than  does  direct  affirmation ;  it  is  employed,  ac- 
cordingly, in  the  interests  of  precision. 

Examples. —  "  It  is  not  zVwprobable  that  from  this  acknowledged  power 
of  public  censure  grew  in  time  the  practice  of  auricular  confession."  Here 
the  writer,  unwilling  to  commit  himself  to  the  unqualified  assertion  that 
the  thing  is  probable,  chooses  rather  to  negative  the  opposite.  —  In  the 
following,  too,  the  hedging  of  the  assertion  by  double  negative  states  the 
fact  with  obviously  greater  precision  :  "  After  a  while,  the  little  lad  grew 
accustomed  to  the  loneliness  of  the  place  ;  and  in  after  days  remembered 
this  part  of  his  life  as  a  period  not  ««happy."  4 

This  construction,  as  it  reveals  effort,  may  easily  be  overworked  ;  note 
for  example  the  following :  "  Yet  it  is  not  wwremarkable  that  an  experi- 

1  Stedman,  Poets  of  America,  p.  403. 

2  Matthew  Arnold,  Balder  Dead. 

8  Lounsbury,  History  of  the  English  Language,  p.  135. 
4  Thackeray,  Henry  Esmond,  Chap.  iv. 


ORGANIC  PROCESSES.  in 

enced  and  erudite  Frenchman,  not  unalive  to  artistic  effect,  has  just  now 
selected  this  very  species  of  character  for  the  main  figure  in  a  large  portion 
of  an  elaborate  work."1 

4.  The  figure  litotes,  already  mentioned  as  a  means  of 
suggestion  or  innuendo,2  is  virtually  a  double  negative ;  that 
is,  instead  of  asserting  the  affirmative  that  one  would  expect, 
it  negates  the  opposite.  Its  effect,  which  it  owes  to  innuendo, 
is  rather  strength  than  precision. 

Examples.  —  In  the  following  the  litotes,  by  its  innuendo,  is  made  to 
enhance  the  humor  of  the  situation  :  — 

"The  sight  of  the  curricle  acting  satellite  to  the  donkey-cart  quite 
staggered  the  two  footmen. 

"  '  Are  you  lords  ? '  sang  out  Old  Tom. 

"  A  burst  of  laughter  from  the  friends  of  Mr.  John  Raikes,  in  the  curri- 
cle, helped  to  make  the  powdered  gentlemen  aware  of  a  sarcasm,  and  one 
with,  no  little  dignity  replied  that  they  were  not  lords. 

"'  Are  ye  judges  ? ' 

" '  We  are  not.' 

"  '  Oh  !  Then  come  and  hold  my  donkey.'  "  3 

In  the  following  the  litotes  derives  further  point  by  its  antithesis  to  the 
affirmative :  "  Where  Peter  got  the  time  it  is  difficult  to  understand,  con- 
sidering that  his  law  practice  was  said  to  be  large,  and  his  political  occupa- 
tions just  at  present  not  small?' '4 

In  both  double  negative  and  litotes  the  two  qualities  are  appreciably 
present ;  with  the  guarded  affirmation  predominant,  however,  in  the  former, 
and  the  force  due  to  innuendo  predominant  in  the  latter. 

II.    ANTITHESIS. 

The  principle  of  contrast,  by  which  opposite  terms  or  ideas 
are  so  placed  or  employed  as  to  set  off  each  other,  is  one  of 
the  most  spontaneous  in  literature.  Shown  on  its  narrowest 
scale  as  a  pointed  balance  of  word  and  structure,  it  may  from 

1  Bagehot,  Literary  Studies,  Vol.  i,  p.  16. 

2  See  above,  p.  108. 

3  Meredith,  Evan  Harrington,  Chap,  xxviii. 
*  Ford,  Peter  Stirling,  p.  392. 


272  COMPOSITION. 

this  extend  to  whole  masses  of  thought,  to  contrasted  scenes, 
situations,  characters,  events  ;  entering  therefore  as  deeply 
into  invention  as  into  style.  These  various  applications  of 
the  principle  will  come  up  for  further  mention  in  their  place. 

Phases  of  Verbal  and  Phrasal  Antithesis.  —  It  is  impossible  to 
construct  a  conventional  mould  for  antithesis,  because  as  a 
figure  of  speech  it  is  more  truly  a  thought-figure  than  a  figure 
of  word  or  construction.  The  various  phases  in  which  it 
appears  rise  largely  from  the  varying  proportions  in  which 
the  more  inner  contrast  of  thought  or  emotion  works  to 
support  or  supplant  the  outward  expression. 

5.  Antithesis  shows  itself  most  simply  and  typically  in  a 
balanced  opposition  of  phrase,  or  in  some  contrasted  pair  of 
words  standing  as  the  core  of  the  figure.  As  the  antithesis 
of  the  thought  itself  is  more  fundamental,  the  manner  of 
expression  may  be  more  disguised,  and  thus  the  figure  may 
derive  grace  from  being  unobtrusive  and  hidden. 

Examples.  —  1.  Balanced  phrases,  with  a  core-word  antithetic.  "If 
you  would  seek  to  make  one  rich,  study  not  to  increase  his  stores,  but  t<* 
diminish  his  desires."  —  "  The  Puritans  hated  bear-baiting,  not  because  it 
gave />ain  to  the  bear,  but  because  it  gave  pleasure  to  the  spectators."1 

2.  In  the  following  the  author,  recognizing  the  suggestiveness  of  th* 
balanced  terms,  enhances  the  effect  of  the  antithesis  by  breaking  it  off : 
"  It  is  because  Shakespere  dares,  and  dares  very  frequently,  simply  desipere, 
simply  to  be  foolish,  that  he  is  so  pre-eminently  wise.  The  others  try  to  be 
always  wise,  and,  alas  !  it  is  not  necessary  to  complete  the  antithesis."  2 

3.  Hidden  or  unobtrusive  antithesis.  "  They  were  engaged  in  the 
noble  work  of  calling  men  out  of  their  heathenism,  with  its  manifold  cor- 
ruptions and  superstitions,  into  the  gospel  of  purity  and  love."  —  "A  strange 
and  contradictory  spectacle  !  An  army  of  criminals  doing  deeds  which  could 
only  be  expiated  at  the  stake  ;  an  entrenched  rebellion,  bearding  government 
with  pike,  matchlock,  javelin  and  barricade,  and  all  for  no  more  deadly  pur- 
pose than  to  listen  to  the  precepts  of  the  pacific  Jesus."3  In  these  latter 
examples  it  is  the  idea,  not  the  expression,  that  points  the  antithesis. 

1  Macaulay,  History  of  England,  Chap.  ii. 

2  Saintsbury,  Elizabethan  Literature,  p.  168. 

3  Motley,  Rise  of  the  Dutch  Republic,  Vol.  i,  p.  535. 


ORGANIC  PROCESSES.  273 

6.  Paradox  is  a  form  of  antithesis  wherein  the  contrast  is 
not  between  terms  or  ideas,  though  these  may  be  employed 
to  support  it,  but  between  the  statement  made  and  one's  sense 
of  congruity,  reason,  or  fact.  It  is  a  kind  of  shock  to  one's 
credulity,  which  it  requires  thought  to  allay.1 

Examples.  —  In  the  following  the  author  turns  a  generally  accepted 
idea  topsy-turvy  :  "  It  may  sound  like  a  nonsensical  paradox,  and  yet  we 
may  seriously  maintain  that  laziness  is  the  motive  power  of  all  human 
progress."  2  This  assertion  he  goes  on  to  define  and  prove.  —  The  follow- 
ing defines  in  bold,  antithetic  terms  the  paradox  that  was  involved  in 
Lancelot's  guilty  love  for  Queen  Guinevere.  From  his  sick-bed  the  Knight 
is  regarding  Elaine,  as  she  ministers  to  him :  — 

"  And  peradventure  had  he  seen  her  first 
She  might  have  made  this  and  that  other  world 
Another  world  for  the  sick  man  ;  but  now 
The  shackles  of  an  old  love  straiten'd  him, 
His  honor  rooted  in  dishonor  stood, 
And  faith  unfaithful  kept  him  falsely  true."  3 

7.  In  Epigram  the  antithesis  is  still  more  subtly  concealed 
in  the  idea,  sometimes  indeed  quite  elusive,  though  still  the 
determining  principle  of  the  figure. 

The  term  Epigram  has  been  so  indiscriminately  used  that 
it  has  come  to  be  popularly  taken  as  meaning  any  unusually 
pungent  way  of  putting  things.  This  idea  takes  account  of 
the  most  striking  quality  of  epigram,  namely,  its  pithy  brevity  ; 
it  is,  however,  too  vague.  To  be  truly  epigrammatic,  a  saying 
must  give  some  unexpected  turn  to  the  idea ;  it   is  in  some 

1  Compare  De  QuinCey,  Autobiographic  Sketches,  p.  229. 

'2  Stanley,  Essays  on  Literary  Art,  p.  127.  —  There  is  some  color  for  the 
assertion,  made  half  in  whimsey,  "  Take  any  accepted  proposition,  invert  it,  and  you 
get  a  New  Truth."  This  is  said  in  the  interests  of  novelty.  "  Everything  rusts  by 
use.  Our  moral  ideals  grow  mouldy  if  preached  too  much  ;  our  stories  stale  if  told 
too  often.  Conventionality  is  but  a  living  death.  The  other  side  of  everything  must 
be  shown,  the  reverse  of  the  medal,  the  silver  side  of  the  shield  as  well  as  the 
golden."  —  Zanowill,  Without  Prejudice,  pp.  141,  143.  Of  course  this  paradox- 
ical, posturing  style  runs  the  risk  of  being  too  smart. 

8  Tennyson,  Lancelot  and  Elaine,  11.  867-872. 


274  COMPOSITION. 

form  the  antithesis  between  what  the  reader  looks  for  and  what 
he  gets.     Its  essential  feature,  thus,  is  the  element  of  surprise. 

Examples.  —  The  following  illustrate  some  of  the  means  by  which 
epigrammatic  point  is  secured. 

i.  The  sentence  may  contain  an  apparent  paradox  or  contradiction. 
This  is  perhaps  the  commonest  form  of  epigram.  "  The  statues  of  Brutus 
and  Cassius  were  conspicuous  by  their  absence."  —  "  Verbosity  is  cured  by 
a  wide  vocabulary."  —  "  Language  is  the  art  of  concealing  thought."  —  "  So 
good  that  he  is  good  for  nothing."  — "  The  child  of  rich  but  honest 
parents." 

2.  The  sentence  may  be  a  truism  the  mere  assertion  of  which  serves  to 
emphasize  its  truth.  "  Fact  is  fact."  —  "  His  coming  was  an  event."  — 
"  What  I  have  written,  I  have  written." 

3.  The  sentence  may  associate  ideas  that  have  so  many  intermediate 
and  unexpressed  links  as  to  seem  irrelevant.  "  Where  snow  falls,  there  is 
a  freedom."  —  "  Lapland  is  too  cold  a  country  for  sonnets." 

4.  The  sentence  may  suddenly  turn  the  thought  in  a  different  spirit, 
thus  giving  it  an  unexpected  implication.  "  He  is  full  of  information  — 
like  yesterday's  Times."  —  "  His  memory  (for  trifles)  is  remarkable,  and 
(where  his  own  performances  are  not  involved)  his  taste  is  excellent."  — 
"  What  that  man  does  not  know  is  not  worth  knowing,"  was  once  said 
admiringly  of  a  book-worm.  "  True,"  was  the  reply,  "  and  what  he  does 
know  is  not  worth  knowing." 

5.  The  sentence  may  by  a  mere  play  on  words  bring  out  some  pointed 
and  lively  truth.  "The  time  will  come  when  America,  too,  will  understand 
that  her  ease  is  her  disease."  —  "  My  habit  of  writing  only  to  people  who, 
rather  than  have  nothing  from  me,  will  tolerate  nothings."  — "  Those 
laborious  orators  who  mistake  perspiration  for  inspiration." 

Errors  of  Antithesis.  —  According  to  the  principle  that  the 
bolder  a  manner  of  expression  the  more  it  is  apt  to  be  abused, 
antithesis,  with  its  pointed  balancing  of  phrase  and  idea,  has 
large  potencies  of  error,  which  we  may  trace  both  from  the 
side  of  the  expression  and  from  the  side  of  the  thought. 

8.  On  the  side  of  the  expression,  an  antithesis  may  be 
faulty  by  being  too  unreal ;  a  promising  opposition  of  terms, 
like  a  play  on  words,  without  enough  contrast  in  the  idea  to 
support  it.     Its  effect  is  artificial. 


ORGANIC  PROCESSES.  US 

Examples.  —  The  following  by  its  opposition  of  terms  seems  to  promise 
an  antithesis,  but  the  antithesis,  at  least  in  the  sense  suggested,  does  not 
exist.  "  The  argument  is,  that  because  pleasure  is  a  becoming  —  that  is,  a 
state  not  of  being,  but  of  going  to  be  —  it  is  unbecoming.  He  [Plato] 
starts  with  the  Cyrenaic  definition  that  the  gods  are  unchangeable,  there- 
fore not  capable  of  pleasure.  Pleasure  which  is  a  becoming  is  unbecoming 
to  their  nature;  and  man  seeking  pleasure  seeks  that  which  is  unseemly 
and  ungodlike."  1 —  In  the  sentence,  "This  is  a  duty  that  we  are  too  often 
tempted  to  overlook  or  7inder\'a.\ue,"  the  antithesis  is  so  light  as  to  sound 
somewhat  artificial,  more  a  word-play  than  a  contrast.  —  The  same,  though 
the  antithesis  is  more  real,  comes  near  being  the  case  with  the  following:  — 

"  But  she 
Did  more,  and  underwent,  and  overcame."  2 

Here  under  and  over,  went  and  came,  promise  more  antithesis  than  really 
exists  in  the  idea,  though  some  contrast  there  is. 

9.  On  the  side  of  the  thought,  the  abuse  of  antithesis  con- 
sists in  overstraining  fact  on  one  side  or  the  other,  in  order 
to  fit  the  statement  to  some  striking  opposition  of  terms. 
When  fact  yields  in  the  smallest  degree  to  antithesis,  the 
figure  becomes  a  snare. 

Note.  —  The  antithesis  quoted  above  from  Macaulay  (p.  272)  doubtless 
makes  a  too  absolute  and  sweeping  statement  about  the  Puritans,  when  it 
accuses  them  of  hating  to  see  pleasure  in  spectators ;  but  the  opportunity 
for  antithesis,  so  clear  and  tempting,  seems  to  have  caused  the  historian, 
perhaps  unthinkingly,  to  stretch  the  truth.  It  is  largely  Macaulay's  invet- 
erate tendency  to  striking  antithetic  statement  that  causes  distrust  in  read- 
ing his  historical  writings  ;  diligent  investigator  though  he  was,  readers 
often  hesitate  to  take  his  interpretations  of  facts,  for  fear  he  may  have 
sacrificed  some  measure  of  truth  to  form. 

The  same  over-violence  of  statement  is  seen  in  the  following :  "  All  pub- 
lic praise  is  private  friendship ;  all  public  detraction  is  private  hate  "  ;  as 
also  in  Pope's  well-known  line  on  Bacon  :  — 

"  The  wisest,  brightest,  meanest  of  mankind."  3 

1  Dallas,  The  Gay  Science,  Vol.  i,  p.  99.  2  Tennyson,  Godiva. 

8  These  last  two  examples  are  quoted  from  Nichol,  English  Composition,  p.  88. 
Pascal  (Thoughts,  p.  237)  describes  this  error  of  antithesis  finely:  "Those  who 
make  antitheses  by  forcing  the  sense  are  like  those  who  make  false  windows  for  the 
sake  of  symmetry.    Their  rule  is  not  to  speak  accurately,  but  to  make  accurate  figures." 


276  COMPOSITION. 


i/ment  of 


10.  A  danger  to  be  guarded  against  in  the  employ m* 
epigram  is  the  danger  of  the  half-truth.  An  epigram,  it  is  to 
be  remembered,  is  not  a  principle  of  life  but  a  way  of  saying 
things  ;  and  it  derives  its  point,  ordinarily,  from  the  fact  that 
it  detaches  one  side  or  aspect  of  a  truth  from  the  others  and 
gives  it  the  transient  zest  of  making  its  way  alone.  It  re- 
mains, however,  only  a  half-truth  ;  it  is  true  only  as  we  make 
adjustments  and  allowances ;  and  to  shape  one's  whole  thought 
to  it,  or  make  it  control  the  argument  beyond  its  limited  sense, 
is  to  be  one-sided,  superficial,  false.1 

Note.  —  The  epigram  quoted  above,  "  Language  is  the  art  of  concealing 
thought,"  is  true  only  for  such  a  man  as  wrote  it,  a  diplomatic,  scheming 
man,  skilfully  disguising  his  real  purpose  while  he  seems  to  reveal  it ;  but 
the  other  half  (or  in  this  case  ninety-nine  hundredths)  of  the  truth  remains 
eternally  true,  that  language  is  made  for  the  revelation  of  thought.  To 
make  the  epigram  all  true,  the  maker  must  be  all  false  ;  as  truth,  it  appeals 
only  to  that  small  side  of  him  which  is  sharp  and  secretive. 


III.    INVERSION. 


In  prose,  as  well  as  in  verse,2  the  writer  has  frequent  occa- 
sion to  invert  the  grammatical  order  of  parts  in  a  sentence,  — 
to  put  verbs  before  their  subjects,  objects  and  predicate  adjec- 
tives before  their  verbs,  adverbial  words  and  phrases  at  the 
beginning  of  the  sentence.  The  purposes  of  such  inversion 
are  here  defined. 

Inversion  for  Emphasis.  —  For  each  word  or  phrase  of  the 
sentence  there  is  a  natural  grammatical  position,  recognized 

1  The  following  may  contain  an  element  of  personal  prejudice,  but  it  is  worth 
weighing  in  this  connection :  "  We  do  not  believe  in  epigrams  as  a  livelihood.  They 
are  not  good  for  the  author.  They  are  not  good  for  the  reader.  They  are  in  general 
a  choppy,  sandy,  dangerous  kind  of  literature,  bad  in  style,  very  uncertain  as  a 
vehicle  for  conveying  truth,  and  blessed  only  to  the  one  reader  among  ten  thousand 
who  happens  to  make  his  allowances  right  and  to  get  the  oracular  response  in  the 
right  focus."  —  From  The  Independent,  Nov.  10,  1887. 

2  For  the  rationale  of  Inversion  in  prose,  as  distinguished  from  that  in  verse,  see 
above,  pp.  113,  114  ;  as  related  to  rhythm,  p.  212,  1. 


ORGANIC  PROCESSES.  277 

instinctively,  where  it  fulfils  its  function  without  attracting 
special  attention.  As  soon,  however,  as  the  word  or  phrase, 
whatever  it  is,  becomes  the  focus  or  stress-point  of  the  idea, 
the  impulse  is  natural  to  move  it  out  of  its  ordinary  position  ; 
and  the  mere  fact  that  it  is  found  in  an  unwonted  place  gives 
it  distinction. 

ii.  As  inversion  is  the  result  of  the  effort  for  emphasis,  it 
consists  with  and  connotes  a  more  trenchant  and  impassioned 
mood  ;  and  just  as  the  mood  may  have  varying  degrees  of 
intensity,  so  the  inversion  may  have  various  degrees,  from  the 
bold  revolution  of  the  whole  sentence  structure  to  the  mere 
transference  of  an  adverbial  phrase.  It  is  the  part  of  a 
rhetorical  sense  to  know,  in  the  case  of  any  inversion,  how 
large  is  its  area  of  influence,  and  how  large  it  ought  to  be,  in 
other  words,  to  estimate  and  secure  the  accurate  expression 
of  the  emphasizing  mood. 

Examples  of  Various  Degrees  of  Inversion.  —  The  emotional 
intensity  of  the  following  examples  can  be  felt  and  its  varieties  connected 
with  the  manner  of  inversion. 

i.  Impassioned  inversion.  "Great  is  the  mystery  of  space,  greater 
is  the  mystery  of  time."1  — "  Fallen,  fallen,  is  Babylon  the  great,  and  is 
become  a  habitation  of  devils,  and  a  hold  of  every  unclean  spirit,  and  a 
hold  of  every  unclean  and  hateful  bird." 2  —  "  Little  did  I  dream  when 
she  added  titles  of  veneration  to  those  of  enthusiastic,  distant,  respectful 
love,  that  she  should  ever  be  obliged  to  carry  the  sharp  antidote  against 
disgrace  concealed  in  that  bosom  ;  little  did  I  dream  that  I  should  have 
lived  to  see  such  disasters  fallen  upon  her  in  a  nation  of  gallant  men,  in  a 
nation  of  men  of  honour  and  of  cavaliers."3 

2.  Inversion  for  the  stress  of  some  sentence-member.  "From  the  days 
of  infancy  still  lingers  in  my  ears  this  opening  of  a  prose  hymn  by  a  lady 
then  very  celebrated."  Here  the  adverbial  phrase  is  emphasized  by  com- 
ing first,  and  the  subject,  "  this  opening  "  by  coming  after  its  verb.  —  "  In 
the  Channel,  during  fine  summer  weather,  the  wind,  as  the  fishermen  say, 
goes  round  with  the  sun."     Here  emphasis  is  given  to  the  place  and  time 

1  De  Quincey. 

2  Revelation  xviii.  2,  Revised  Version. 

8  Burke,  Reflections  on  the  Revolution  in  France, 


278  COMPOSITION. 


... 


elements  by  placing  the  adverbs  first.  —  The  anticipative  it  and  there  effect 
a  kind  of  inversion  by  opening  a  greater  freedom  of  movement  for  the 
principal  elements  ;  see  above,  p.  254. 

3.  An  element,  as  an  adverb  for  instance,  placed  first  by  inversion, 
exerts  an  attraction  on  the  verb,  and  especially  on  the  auxiliary  part  of  it, 
to  draw  it  before  the  subject;  an  attraction  greater  as  the  emotional 
intensity  of  the  sentiment  is  greater.  In  the  German  language  this  mere 
attraction  is  sufficient  to  cause  the  inversion ;  in  English,  however,  it 
requires  a  certain  heightening  of  emphasis  to  justify  it,  otherwise  it  sounds 
artificial.  For  example  :  "  Little  by  little  were  their  apartments  stripped  of 
articles  of  ornament,  piece  by  piece  was  their  stock  of  furniture  diminished ; 
and  the  future  offered  them  no  hope."  Here  to  say  "were  their  apart- 
ments stripped,"  etc.,  instead  of  "  their  apartments  were  stripped  "  has  no 
reason  but  the  attraction  of  the  adverb,  and  is  crude.  A  similar  unmotived 
example  of  inversion  is  cited  above,  p.  113,  note.  Observe,  however,  that 
in  an  impassioned  sentence  the  attractions,  being  stronger,  make  the  com- 
plete inversion  more  natural,  as  in  the  sentence  from  Burke  above,  "  Little 
did  I  dream,"  instead  of  "  Little  I  dreamed." 

Inversion  for  Adjustment.  —  By  far  the  most  common  and 
practical  use  of  inversion  is  that  by  which  the  ideas  of  one 
clause  or  sentence  are  adjusted  to  those  of  another.  This  is 
in  obedience  to  a  natural  attraction :  the  predominant  idea 
of  one  sentence  being  a  kind  of  stress-centre  toward  which 
the  like  or  correspondent  idea  of  the  next  sentence  is  drawn, 
with  such  power  that  not  infrequently  the  attraction  inverts, 
in  some  way,  the  grammatical  order. 

12.  Inversion  for  adjustment,  while  it  effects  emphasis  of 
the  words  displaced,  subordinates  this  to  continuity,  its  effort 
being  to  group  related  ideas  together,  by  making  the  suc- 
ceeding sentence  take  up  the  thought,  if  it  can,  just  where 
the  previous  laid  it  down.  The  inversion,  when  resorted  to, 
makes  this  effort  palpable.1 

Examples.  —  "  His  friends  took  the  necessary  steps  for  placing  him  as 
an  apprentice  at  some  shopkeeper's  in  Penrith.      This  he  looked  upon  as 

1  This  subject  prepares  the  way  for  the  consideration  of  Dynamic  Stress,  which 
in  fact  is  a  larger  aspect  of  its  principle ;  see  below,  p.  340. 


ORGANIC  PROCESSES.  279 

an  indignity,  to  which  he  was  determined  in  no  case  to  submit."  Here  the 
second  sentence  inverts  the  order  of  object  and  verb,  simply  from  the 
effort  to  get  the  word  this  at  the  beginning,  nearest  to  its  correspondent 
idea  in  the  preceding. —  "  It  was  not  that  I  feared  for  ourselves.  Us,  our 
bulk  and  impetus  charmed  against  peril  in  any  collision."  Here  the  inver- 
sion, while  its  purpose  is  clear,  reaches  the  verge  of  violence.  De  Quin- 
cey,1  from  whom  it  is  quoted,  was  very  sensitive  to  these  stress  attractions 
and  accordingly  inverted  very  freely.  —  In  the  following  passage  from  Car- 
lyle  it  will  be  seen  how  the  inverted  last  sentence  obeys  the  attraction  of 
correspondent  ideas  before :  "  Whereupon  Mirabeau  protesting  aloud, 
this  same  Noblesse,  amid  huge  tumult  within  doors  and  without,  flatly 
determines  to  expel  him  from  their  Assembly.  No  other  method,  not  even 
that  of  successive  duels,  would  answer  with  him,  the  obstreperous  fierce- 
glaring  man.  Expelled  he  accordingly  is."  2 —  In  the  following  notice  how 
(in  the  part  here  bracketed)  the  inversion  at  once  groups  correspondent 
adverbial  elements  together  in  the  middle  and  relates  correspondent  prin- 
cipal elements  at  the  ends  :  "  He  has  opened  his  far-sounding  voice,  the 
depths  of  his  far-sounding  soul ;  he  can  quell  (such  virtue  is  in  a  spoken 
word)  the  pride-tumults  of  the  rich,  the  hunger-tumults  of  the  poor ;  [and 
wild  multitudes  move  under  him,  as  under  the  moon  do  billows  of  the 
sea  :  ]  he  has  become  a  world-compeller,  and  ruler  over  men."3  This  last 
construction,  technically  called  Chiasm,  will  come  up  again  under  Repeti- 
tion ;  see  below,  p.  310. 

IV.    SUSPENSION. 

The  name  given  to  this  process  implies  the  organic  prin- 
ciple on  which  it  is  founded  —  the  principle  of  expectation. 
Any  means  by  which,  whether  on  a  small  or  a  large  scale, 
the  reader  is  put  into  the  attitude  of  waiting 4  for  some  out- 
come or  solution,  with  his  attention  at  the  same  time  so 
sharpened  and  guided  that  he  shall  recognize  the  solution 
when  it  comes,  is  a  suspensive  element,  carrying  with  it,  as 

1  De  Quincey,  The  English  Mail  Coach,  Section  2. 

2  Carlyle,  The  French  Revolution,  Vol.  i,  Bk.  iv,  Chap.  ii. 
•  Z*. 

4  "  Make  'em  laugh  ;  make  'em  cry  ;  make  'em  wait,"  —  these  three  precepts  are 
said  to  have  been  the  rules  on  which  Charles  Reade  depended  to  maintain  the 
interest  of  his  novels. 


280  COMPOSITION. 

it  does,  the  sense  of  incompleteness  until  some  key-word  or 
thought  closes  the  circuit. 

At  the  same  time,  while  the  reader  is  waiting  he  is  not  idle. 
It  is  the  purpose  of  suspension  not  only  to  create  distinction 
for  the  object  expected,  but  meanwhile  to  supply  with  com- 
parative unobtrusiveness  the  details  desirable  to  make  the 
object  significant  when  it  arrives.  Thus,  when  the  reader 
reaches  the  outcome,  he  is  in  possession  not  only  of  it  but  of 
all  the  grounds  for  it.1 

Illustration.  —  That  suspension  is  really  a  fostering  of  expectation 
for  the  purpose  of  meeting  it  in  some  striking  way  is  shown  by  the  follow- 
ing stanza  from  Thomas  Moore,  which  rhetorically  is  nothing  but  a  play 
on  the  principle  of  suspension  :  — 

"  Good  reader,  if  you  e'er  have  seen, 

When  Phoebus  hastens  to  his  pillow, 
The  mermaids,  with  their  tresses  green, 

Dancing  upon  the  western  billow  ; 
If  you  have  seen  at  twilight  dim, 
When  the  lone  spirit's  vesper  hymn 

Floats  wild  along  the  winding  shore, 
If  you  have  seen  through  mist  of  eve 
The  fairy  train  their  ringlets  weave, 
Glancing  along  the  spangled  green  ;  — 

If  you  have  seen  all  this,  and  more, 
God  bless  me !  what  a  deal  you  've  seen  !  " 

Here  the  last  line,  by  its  sudden  turn,  flashes  back  a  light  on  all  the  non- 
sense with  which  the  reader  has  solemnly  allowed  the  poet  to  load  his 
mind  ;  this  by  meeting  expectation  in  an  unexpected  way. 

Workmanship  of  Suspension.  —  The  principal  means  by 
which  suspense  is  secured  may  here  be  noted,  beginning  with 
mere  phrasal  suspension  and  going  on  to  its  broader  appli- 
cations. 

13.  Many  of  the  simpler  applications  of  suspension  have 
already  been  denned.     Any  means  of  sending  the  solution  of 

1  The  order  of  investigation  (see  below,  p.  446)  and  the  inductive  argumentation 
(pp.  606  sqq.)  are  broader  applications  of  suspension. 


ORGANIC  PROCESSES.  281 

a  clause  or  sentence  beyond  its  natural  close,  or  of  making 
provision  for  an  added  statement,  is  suspension  ;  such  means 
may  be  seen  in  the  devices  for  prospective  reference,  in  cor- 
relative particles  like  either .  .  .  or,  not  only .  .  .  but  also,  and  in  the 
sequential  conjunctions  so . . .  that.1 

Examples.  —  In  the  following  the  closed  statement  and  the  statement 
suspended  beyond  its  natural  close  are  placed  side  by  side. 

"  The  world  is  neither  eternal  nor 
the  work  of  chance." 

"  Though  his   actions    were    fre- 


"  The  world  is  not  eternal,  nor  is 
it  the  work  of  chance." 

"  His  actions  were  frequently 
blamed ;  but  his  character  was  above 
reproach." 

"  And  there  are  certain  elements 
in  the  transaction  that  need  careful 
handling ;  I  shall  therefore  let  my 
action  be  shaped  by  circumstances." 


quently  blamed,  his   character   was 
above  reproach." 

"And  there  are  certain  elements 
in  the  transaction  that  need  so  care- 
ful handling  that  "I  shall  let  my 
action  be  shaped  by  circumstances." 


It  will  readily  be  seen  from  these  examples  that  the  suspended  structure 
is  useful  for  some  effects,  while  for  others  it  is  better  to  leave  the  sentence 
unsuspended. 

14.  As  in  suspension  it  is  the  main  statement,  or  solution, 
that  is  prepared  for,  so  the  structure  calls  for  putting  prelim- 
inaries, of  whatever  kind,  first ;  such  are  adverbial  modifiers 
expressing  time,  place,  or  manner ;  infinitives ;  participial 
phrases ;  and  conditional  clauses  introduced  by  if,  when,  and 
the  like.  These  various  means  may  either  be  used  singly, 
with  only  a  moderate  suspensive  effect,  or  combined  or 
repeated  so  as  to  make  up  quite  a  copious  accumulation  of 
preliminary  details.2 

Examples.  —  The  following  sentences  all  carry  on  suspensive  details  to 
considerable  length  and  volume. 

I.  Adverbial  phrases.  "  From  the  pompous  and  theatrical  scaffolds  of 
Egmont  and   Horn,  to  the  nineteen  halters  prepared  by  Master   Karl  to 

1  See  above,  pp.  256,  258,  267.  Two  of  the  illustrative  examples  here  given  are 
borrowed  from  Hill's  Principles  of  Rhetoric,  p.  224. 

3  One  type  of  sentence  structure,  the  Periodic,  is  founded  on  the  principle  of 
Suspension  ;  see  below,  p.  350. 


282  COMPOSITION. 

hang  up  the  chief  bakers  and  brewers  of  Brussels  on  their  own  thresholds  — 
from  the  beheading  of  the  twenty  nobles  on  the  Horse-market,  in  the 
opening  of  the  Governor's  career,  to  the  roasting  alive  of  Uitenhoove  at 
its  close  —  from  the  block  on  which  fell  the  honored  head  of  Antony 
Straalen,  to  the  obscure  chair  in  which  the  ancient  gentlewoman  of  Am- 
sterdam suffered  death  for  an  act  of  vicarious  mercy  —  from  one  year's 
end  to  another's  — from  the  most  signal  to  the  most  squalid  scenes  of  sac- 
rifice, the  eye  and  hand  of  the  great  master  directed,  without  weariness, 
the  task  imposed  by  the  sovereign." 1 

2.  Infinitives  used  suspensively.  "To  aim  at  making  a  commonplace 
villa,  and  to  make  it  insufferably  ugly  in  each  particular  ;  to  attempt  the 
homeliest  achievement  and  to  attain  the  bottom  of  derided  failure ;  not 
to  have  any  theory  but  profit  and  yet,  at  an  equal  expense,  to  outstrip  all 
competitors  in  the  art  of  conceiving  and  rendering  permanent  deformity ; 
and  to  do  all  this  in  wThat  is,  by  nature,  one  of  the  most .  agreeable  neigh- 
borhoods in  Britain  :  —  what  are  we  to  say,  but  that  this  also  is  a  distinc- 
tion, hard  to  earn  although  not  greatly  worshipful  ? "  2 

3.  Participial  phrases.  "  Sitting  last  winter  among  my  books,  and 
walled  round  with  all  the  comfort  and  protection  which  they  and  my  fire- 
side could  afford  me,  to  wit,  a  table  of  high-piled  books  at  my  back,  my 
writing-desk  on  one  side  of  me,  some  shelves  on  the  other,  and  the  feeling 
of  the  warm  fire  at  my  feet,  I  began  to  consider  how  I  loved  the  authors 
of  these  books."3 

4.  Conditional  clauses.  "  If  you  could  see  as  people  are  to  see  in 
heaven,  if  you  had  eyes  such  as  you  can  fancy  for  a  superior  race,  if  you 
could  take  clear  note  of  the  objects  of  vision,  not  only  a  few  yards,  but  a 
few  miles  from  where  you  stand  :  —  think  how  agreeably  your  sight  would 
be  entertained,  how  pleasantly  your  thoughts  would  be  diversified,  as  you 
walked  the  Edinburgh  streets  !  "  4 

15.  But  suspense  is  not  wholly  dependent  on  phrasal  and 
clausal  arrangement,  nor  is  it  confined  to  the  scale  of  the 
sentence.  In  larger  relations,  too,  sometimes  in  a  passage 
extending  to  a  whole  paragraph,  some  name  or  idea  is  kept 
skilfully  back,  while  descriptive  characteristics  enhancing  its 
significance  are  supplied.     This  is  on  the  principle  of  putting 

1  Motley,  Rise  of  the  Dutch  Reptiblic,  Vol.  ii,  p.  502. 

2  Stevenson,  Picturesque  Notes  on  Edinburgh,  Chap.  vii. 

3  Leigh  Hunt. 

4  Stevenson,  Picturesque  Notes  on  Edinburgh,  Chap.  vi. 


ORGANIC  PROCESSES.  283 

the  predicate   before  the  subject,  —  predicative  matter,  that 
is,  before  the  person  or  thing  of  which  it  is  descriptive. 

Examples. —  i.  Sentence  with  the  subject  put  last.  "On  whatever 
side  we  contemplate  Homer,  what  principally  strikes  us  is  his  wonderful 
invention."  Here  the  order  is,  first,  the  adverbial  element,  second,  the 
predicate,  finally  the  subject,  "  his  wonderful,  invention." 

2.  Sentence  suspended  in  idea  rather  than  in  structure.  "  Spenser's 
manner  is  no  more  Homeric  than  is  the  manner  of  the  one  modern 
imitator  of  Spenser's  beautiful  gift,  —  the  poet,  who  evidently  caught  from 
Spenser  his  sweet  and  easy-slipping  movement,  and  who  has  exquisitely 
employed  it ;  a  Spenserian  genius,  nay,  a  genius  by  natural  endowment 
richer  probably  than  even  Spenser  ;  that  light  which  shines  so  unexpected 
and  without  fellow  in  our  century ;  an  Elizabethan  born  too  late,  the  early 
lost  and  admirably  gifted  Keats."1 

3.  A  suspensive  paragraph.  "  Was  there  then  any  man,  by  land  or 
sea,  who  might  serve  as  the  poet's  type  of  the  ideal  hero  ?  To  an  Eng- 
lishman, at  least,  this  question  carries  its  own  reply.  For  by  a  singular 
destiny  England,  with  a  thousand  years  of  noble  history  behind  her,  has 
chosen  for  her  best  beloved,  for  her  national  hero,  not  an  Arminius  from 
the  age  of  legend,  not  a  Henri  Quatre  from  the  age  of  chivalry,  but  a  man 
whom  men  still  living  have  seen  and  known.  For,  indeed,  England  and 
all  the  world  as  to  this  man  were  of  one  accord ;  and  when  in  victory,  on 
his  ship  Victory,  Nelson  passed  away,  the  thrill  which  shook  mankind  was 
of  a  nature  such  as  perhaps  was  never  felt  at  any  other  death  —  so  unani- 
mous was  the  feeling  of  friends  and  foes  that  earth  had  lost  her  crowning 
example  of  impassioned  self-devotedness  and  of  heroic  honor."  2 

Cautions  and  Regulatives.  —  While  the  suspensive  structure 
is  useful  for  concentrating  attention  on  focal  points  of  signifi- 
cance, and  for  imparting  finish  and  unity  to  the  diction,  it 
imposes  upon  the  reader  a  greater  burden  of  interpretation 
than  do  other  structures.  It  is  against  this  difficulty  that 
regulatives  are  for  the  most  part  directed. 

16.  The  principal  caution  is  against  accumulating  an 
excessive  number  of  suspensive  details.  As  these  have  to 
be  held  in  mind,  a  kind  of  dead  weight,  until  the  apodosis 

1  Arnold,  On  Translating  Homer,  p.  203. 

2  Myers,  Wordsworth,  p.  79. 


284  COMPOSITION. 

or  key-statement  is  reached,  it  is  easy  to  make  the  lo; 
great  to  be  carried.1 

When,  as  will  sometimes  occur,  it  seems  best  to  introduce 
a  long  suspended  structure,  careful  writers  have  much  recourse 
to  two  ways  of  relieving  the  burden  of  details:  first,  they  use 
the  structure  only  with  material  that  the  previous  discussion 
has  made  familiar,  as,  for  instance,  by  way  of  recapitulation  ; 
and  secondly,  they  take  care  that  the  last  detail  of  the  series 
shall  in  a  sense  summarize  the  rest,  so  that  if  only  that  is 
retained  yet  the  significance  of  the  series  shall  not  be  lost. 

Examples.  —  i.  Of  recapitulation.  In  the  following  suspended  sen- 
tence, from  Cardinal  Newman,  the  /^clauses  are  virtually  a  recapitulation 
of  the  whole  lecture  which  this  sentence  concludes  :  "  If  then  the  power 
of  speech  is  a  gift  as  great  as  any  that  can  be  named,  —  if  the  origin  of 
language  is  by  many  philosophers  even  considered  to  be  nothing  short  of 
divine,  —  if  by  means  of   words  the  secrets  of  the  heart  are  brought  to 

1  "  Those  who  are  not  accustomed  to  watch  the  effects  of  composition  upon  the 
feelings,  or  have  had  little  experience  in  voluminous  reading  pursued  for  weeks, 
would  scarcely  imagine  how  much  of  downright  physical  exhaustion  is  produced  by 
what  is  technically  called  the  periodic  style  of  writing :  it  is  not  the  length,  the 
aTrepavToXoyia,  the  paralytic  flux  of  words  :  it  is  not  even  the  cumbrous  involution 
of  parts  within  parts,  separately  considered,  that  bears  so  heavily  upon  the  attention. 
It  is  the  suspense,  the  holding-on,  of  the  mind  until  what  is  called  the  awddocus 
or  coining  round  of  the  sentence  commences  ;  this  it  is  which  wears  out  the  faculty 
of  attention.  A  sentence,  for  example,  begins  with  a  series  of  ifs;  perhaps  a  dozen 
lines  are  occupied  with  expanding  the  conditions  under  which  something  is  affirmed 
or  denied  :  here  you  cannot  dismiss  and  have  done  with  the  ideas  as  you  go  along  ; 
all  is  hypothetic ;  all  is  suspended  in  air.  The  conditions  are  not  fully  to  be  under- 
stood until  you  are  acquainted  with  the  dependency ;  you  must  give  a  separate 
attention  to  each  clause  of  this  complex  hypothesis,  and  yet  having  done  that  by  a 
painful  effort,  you  have  done  nothing  at  all ;  for  you  must  exercise  a  reacting  atten- 
tion through  the  corresponding  latter  section,  in  order  to  follow  out  its  relations  to 
all  parts  of  the  hypothesis  which  sustained  it.  In  fact,  under  the  rude  yet  also  artifi- 
cial character  of  newspaper  style,  each  separate  monster  period  is  a  vast  arch,  which, 
not  receiving  its  key-stone,  not  being  locked  into  self-supporting  cohesion,  until  you 
nearly  reach  its  close,  imposes  of  necessity  upon  the  unhappy  reader  all  the  onus  of 
its  ponderous  weight  through  the  main  process  of  its  construction.  The  continued 
repetition  of  so  Atlantean  an  effort  soon  overwhelms  the  patience  of  any  reader, 
and  establishes  at  length  that  habitual  feeling  which  causes  him  to  shrink  from  the 
speculations  of  journalists,  or  (which  is  more  likely)  to  adopt  a  worse  habit  than 
absolute  neglect,  which  we  shall  notice  immediately."  —  De  Quincey,  Essay  on 
Style ;  Works,  Vol.  iv,  p.  204. 


ORGANIC  PROCESSES.  285 

light,  pain  of  soul  is  relieved,  hidden  grief  is  carried  off,  sympathy  con- 
veyed, counsel  imparted,  experience  recorded,  and  wisdom  perpetuated, — 
if  by  great  authors  the  many  are  drawn  up  into  unity,  national  character  is 
fixed,  a  people  speaks,  the  past  and  the  future,  the  East  and  the  West  are 
brought  into  communication  with  each  other,  —  if  such  men  are,  in  a  wTord, 
the  spokesmen  and  prophets  of  the  human  family,  —  it  will  not  answer  to 
make  light  of  Literature  or  to  neglect  its  study ;  rather  we  may  be  sure 
that,  in  proportion  as  we  master  it  in  whatever  language,  and  imbibe  its 
spirit,  we  shall  ourselves  become  in  our  own  measure  the  ministers  of  like 
benefits  to  others,  be  they  many  or  few,  be  they  in  the  obscurer  or  the* 
more  distinguished  walks  of  lifer —  who  are  united  to  us  by  social  ties,  and 
are  within  the  sphere  of  our  personal  influence."  * 

2.  Of  a  summarizing  zy"-clause.  "  If  I  have  had  my  share  in  any 
measure  giving  quiet  to  private  property,  and  private  conscience  ;  if,  by  my 
vote,  I  have  aided  in  securing  to  families  the  best  possession,  peace;  if  I 
have  joined  in  reconciling  kings  to  their  subjects,  and  subjects  to  their 
prince ;  if  I  have  assisted  to  loosen  the  foreign  holdings  of  the  citizen,  and 
taught  him  to  look  for  his  protection  to  the  laws  of  his  country,  and  for 
his  comfort  to  the  good-will  of  his  countrymen ;  if  I  have  thus  taken  my 
part  with  the  best  of  men  in  the  best  of  their  actions,  I  can  shut  the  book  : 
I  might  wish  to  read  a  page  or  two  more ;  but  this  is  enough  for  my 
measure.  I  have  not  lived  in  vain." 2  Here  the  kind  of  summary  given 
by  the  italicized  z_/"-clause  is  a  summary  of  the  significance  needed  to  give 
impressiveness  to  what  comes  after. 

This  second  example,  it  will  be  noted,  is  recapitulatory ;  and  the  first 
example  contains  like  this  a  summarizing  //^clause,  the  summary  pointed 
out  by  the  phrase  "  in  a  word." 

17.  It  is  often  an  advantage,  when  the  suspensive  details 
will  bear  separation,  to  introduce  the  apodosis  not  all  at  once, 
but  piecemeal,  each  portion  serving  as  a  pointer  toward  the 
solution. 

Examples.  —  The  following  sentence  is  a  stock  example  in  rhetorical 
treatises  :  "  At  last,  with  no  small  difficulty,  after  much  fatigue,  through 
deep  roads,  and  bad  weather,  we  came  to  our  journey's  end."  Here  the 
large  accumulation  of  adverbial  elements  at  the  beginning  makes  a  some- 
what ponderous  period.     The  following  modification  of  its  order  has  been 

1  Newman,  Idea  of  a  University,  p.  293. 

2  Burke,  Speech  to  the  Electors  of  Bristol  (Select  British  Eloquence,  p.  310). 


286  COMPOSITION. 

suggested  :  "  At  last,  with  no  small  difficulty,  and  after  much  fatigue,  we 
came,  through  deep  roads  and  bad  weather,  to  our  journey's  end."  This 
certainly  makes  a  more  easily  moving  sentence.1  —  In  the  following  sen- 
tence Carlyle  employs  this  device,  not  so  much  to  improve  the  period  as 
to  be  Carlylean:  "They  offer  him  stipends  and  emoluments  to  a  hand- 
some extent ;  all  which  stipends  and  emoluments  he,  covetous  of  far  other 
blessedness  than  mere  money,  does,  in  his  chivalrous  way,  without  scruple, 
refuse"  2 

.  1 8.  A  balance  should  be  observed  between  the  protasis 
and  the  apodosis  of  a  suspended  structure ;  that  is,  when  the 
solution  has  been  delayed  it  should  have  bulk  and  importance 
enough  to  pay  for  the  wait.  It  is  thus  a  kind  of  cadence, 
alike  in  thought  and  in  movement.3  Particular  caution  should 
be  taken  of  clauses  beginning  with  which  or  not;  when  added 
to  a  period  they  are  liable  to  introduce  some  thought  not 
reconcilable  with  the  unity  of  the  sentence.4  The  "loose 
addition  "  such  an  appendage  to  the  period  is  technically 
called. 

Examples.  —  In  the  following,  the  accumulation  of  details  seems  an 
increasing  promise  of  a  great  ending,  and  then  the  brevity  of  the  latter 
gives  the  effect  of  much  labor  for  insignificant  result :  "  Shocked  by  the 
suicide  and  treachery  of  a  professed  friend,  embarrassed  by  the  broken 
condition  of  the  bank,  maddened  by  the  wild  clamor  of  an  excited  commu- 
nity, stung  by  the  harsh  reports  of  the  New  York  papers,  dreading  lest  by 
reason  of  some  technicality  his  honor  would  be  impeached,  having  borne 
the  terrible  strain  for  four  weary  days,  in  a  moment,  without  the  slightest 
premeditation,  frenzied  and  insane,  he  committed  the  deed." 

The  examples  from  Cardinal  Newman  and  Burke,  under  If  16,  both 
give  good  instances  of  the  loose  addition ;  the  sentences  are  not  left  with 
the  abrupt  ending  of  the  mere  apodosis,  but  carried  on  to  a  balancing 
fulness  and  explanation. 

The  evil  of  the  negative  or  relative  loose  addition  is  exemplified  in  the 
following  sentences :  "  This  reform  has  already  been  highly  beneficial  to 

1  See  discussion  of  this  sentence,  and  principle  involved,  Spencer,  Philosophy 
of  Style,  pp.  26,  27.     Also  Bain,  Rhetoric  (old  edition),  p.  77. 

2  Carlyle,  French  Revolution,  Vol.  i,  Book  vii,  Chap.  i. 

3  For  the  claim  of  cadence,  as  related  to  rhythm,  see  above,  p.  219. 

4  For  the  requirements  of  sentence-unity,  see  below,  p.  320  sqq. 


ORGANIC  PROCESSES.  287 

all  classes  of  our  countrymen,  and  will,  I  am  persuaded,  encourage  among 
us  industry,  self-dependence,  and  frugality,  and  not,  as  some  say,  wasteful- 
ness." 1  This  addition  ought  to  have  been  put,  by  way  of  suspense,  after 
the  words  "among  us." —  "  After  a  long  and  tedious  journey,  the  last  part 
of  which  was  a  little  dangerous  owing  to  the  state  of  the  roads,  we  arrived 
safely  at  York,  which  is  a  fine  old  town."  Here  the  subject-matter  of  the 
which-claMse  really  belongs  to  a  new  sentence. 

V.   AMPLITUDE. 

On  the  principle  that  everything  should  have  bulk  and 
prominence  according  to  its  importance,  it  is  a  sound  and 
natural  impulse,  sometimes,  to  put  thought  in  such  fulness 
and  copiousness  of  statement  as  to  make  the  reader  delay 
upon  it  and  pay  detailed  attention  to  its  successive  stages. 
The  forms  and  applications  of  this  impulse  are  here  gathered 
under  the  name  Amplitude. 

Note.  —  One  of  the  specious  pleas  of  superficial  advisers  in  composi- 
tion is  that  every  statement  should  be  put  in  the  briefest  and  most  pointed 
shape.  This  plea  is  good  for  its  fitting  object  and  effect ;  but  the  other 
side,  too,  has  a  claim.  For  some  purposes  not  parsimony  but  studied 
abundance  of  words  is  more  requisite ;  this  not  from  the  effort  to  dilute 
the  thought  and  fill  space  but  to  set  forth  fairly  its  deeply  felt  wealth 
of  meaning.  Such  free  range  of  utterance  is  one  of  the  primal  aims  of 
literary  expression  ;  see  above,  p.  14.  The  antithesis  to  it,  Condensation, 
will  be  duly  presented ;  see  below,  p.  295. 

Self- Justifying  Forms  of  Amplitude.  —  Not  all  forms  of 
amplitude  are  reducible  to  grammatical  laws ;  beyond  such 
laws,  indeed  beyond  the  reach  of  rules,  the  impulse  to  ampli- 
tude reveals  a  kind  of  labored  deliberateness,  reveals  also  a 
certain  exuberance  of  personal  enthusiasm,  which  makes  the 
wealth  of  expression  not  a  superfluity  but  an  overflow,  and 
without  which  all  mere  devices  are  barren.2 

1  Taken  from  Abbott,  How  to  Write  Clearly. 

2  "  And  since  the  thoughts  and  reasonings  of  an  author  have,  as  I  have  said,  a 
personal  character,  no  wonder  that  his  style  is  not  only  the  image  of  his  subject,  but 
of  his  mind.     That  pomp  of  language,  that  full  and  tuneful  diction,  that  felicitous- 


288  COMPOSITION. 

19.  It  is  a  frequent  and  spontaneous  impulse,  in  the  case 
of  important  statements,  to  make  some  kind  of  preface  or 
approach  to  them,  by  words  or  clauses  not  indispensable  to 
the  sense.  By  this  means  a  distinction  or  momentum  is 
gained  for  cardinal  parts  of  the  thought. 

Examples. —  1.  The  words  it  and  there,  as  also  the  demonstratives, 
have  been  mentioned  under  prospective  reference ;  here  it  is  to  be  noted 
again  that  they  are  in  their  nature  merely  prefacing  expressions,  useful  for 
the  approach  they  make  to  important  words  ;  serving  as  they  do  to  bring 
up  the  subject  for  contemplation  before  the  statement  is  made  about  it. 
For  example,  instead  of  saying,  "  A  lad  here  hath  five  barley  loaves,"  etc., 
the  account  gains  a  prefacing  distinction  by  saying,  "  There  is  a  lad  here, 
which  hath  five  barley  loaves,  and  two  fishes  ;  but  what  are  they  among 
so  many?  "  It  is  by  this  prefacing  word  that  we  can  gain  emphasis  for  the 
subject,  e.g.  "  I  would  not  believe  [it  was]  he  [that]  listened  to  my 
voice." 

2.  In  a  formal  style,  and  notably  in  deliberative  oratory,  there  is  much 
employment  of  such  prefatory  wording,  in  the  shape  of  conditions  or  of 
personal  explanation.  For  example,  instead  of  saying,  "  We  sympathize 
with  the  fortunes  of  an  illustrious  line,"  Gibbon  says,  "  If  we  read  of  some 
illustrious  line  so  ancient  that  it  has  no  beginning,  so  worthy  that  it  ought 
to  have  no  end,  we  sympathize  in  its  various  fortunes  ;  nor  can  we  blame 
the  generous  enthusiasm,  or  even  the  harmless  vanity,  of  those  who  are 
allied  to  the  honors  of  its  name."1  —  The  following  rather  elaborate 
preface  introduces  a  weighty  aphorism  that  is  to  play  an  important  part  in 
the  ensuing  speech  :  "  Was  it  Mirabeau,  Mr.  President,  or  some  other 
master  of  the  human  passions,  who  has  told  us  that  words  are  things 

ness  in  the  choice  and  exquisiteness  in  the  collocation  of  words,  which  to  prosaic 
writers  seem  artificial,  is  nothing  else  but  the  mere  habit  and  way  of  a  lofty  intellect. 
Aristotle,  in  his  sketch  of  the  magnanimous  man,  tells  us  that  his  voice  is  deep,  his 
motions  slow,  and  his  stature  commanding.  In  like  manner  the  elocution  of  a  great 
intellect  is  great.  His  language  expresses,  not  only  his  great  thoughts,  but  his 
great  self.  Certainly  he  might  use  fewer  words  than  he  uses ;  but  he  fertilizes 
his  simplest  ideas,  and  germinates  into  a  multitude  of  details,  and  prolongs  the 
march  of  his  sentences,  and  sweeps  round  to  the  full  diapason  of  his  harmony,  as  if 
KtjSel'  yaiojp,  rejoicing  in  his  own  vigor  and  richness  of  resource.  I  say,  a  narrow 
critic  will  call  it  verbiage,  when  really  it  is  a  sort  of  fulness  of  heart,  parallel  to  that 
which  makes  the  merry  boy  whistle  as  he  walks,  or  the  strong  man,  like  the  smith  in 
the  novel,  flourish  his  club  when  there  is  no  one  to  fight  with."  —  Newman,  Idea  of 
a  University,  p.  279. 

1  Gibbon,  Autobiography,  Author's  introduction. 


ORGANIC  PROCESSES.  289 

They  are  indeed  things,  and  things  of  mighty  influence,"  etc.1  Here  the 
remark  on  the  authorship  of  the  aphorism  is  merely  of  prefatory  use, 
merely  to  gain  greater  distinction  for  its  truth. 

3.  The  approach  to  important  junctures  of  plot  or  incident,  by  some 
preparatory  means,  is  a  main  principle  of  movement  in  narration  ;  see 
below,  p.  525. 

20.  For  amplitude  in  the  body  of  a  sentence  or  passage, 
various  expedients,  more  than  need  be  enumerated  here,  are 
available.  The  following,  as  most  outstanding,  will  serve  to 
illustrate  their  use  :  studied  expression  of  all  coloring,  shad- 
ing, modifying  elements  ;  fulness  in  conjunctions  and  other 
particles  of  relation ;  careful  supplial,  often  exaggeration,  of 
punctuation  marks,  in  order  to  make  the  pauses  slow.  Some- 
times also,  using  a  more  distinctively  rhetorical  device,  a  writer 
will  gain  amplitude  by  deliberately  making  an  erroneous  or 
incomplete  statement  and  then  correcting  himself,  as  if  taking 
his  reader  into  the  laboring  process  of  his  own  thinking. 

Examples.  —  1.  Of  amplitude  in  modifying  elements.  In  the  sen- 
tence quoted  from  Cardinal  Newman,  p.  284,  above,  note  how  much  of  the 
following  clause  is  of  a  modifying  nature  :  "  If  the  origin  of  language  is  [by 
many  philosophers]  [even]  considered  [to  be  nothing  short  of]  divine." 
The  use  of  this,  copious  as  it  seems,  is  for  his  purpose  obvious. 

2.  Of  amplitude  in  connectives.  The  expression  of  the  conjunction 
after  each  word  in  the  following  compels  due  attention  to  every  detail : 
"  '  Beef,'  said  the  sage  magistrate,  'is  the  king  of  meat;  beef  comprehends 
in  it  the  quintessence  of  partridge,  and  quail,  and  venison,  and  pheasant, 
and  plum-pudding,  and  custard.'  "2 

3.  Of  amplitude  in  punctuation.  This  has  already  been  illustrated  on 
p.  131,  above.  The  following  additional  example  may  show  how  the  same 
expression  may  be  retarded  in  one  clause  and  made  rapid  in  another :  — 

"  Ah  !  you,  too,  start !     I  am  not  then  the  fool 
I  call  myself  to  be  so  burdened  down  — 
You  too  it  touches."  8 

1  Webster,  Speech  on  The  Constitution  not  a  Compact  {Webster' 's  Great 
Speeches,  p.  276).  -  SWIFT,  Talc  of  a  Tub,  Section  4. 

1  nil  -,  I'm  1  1  !r     Paolo  and  Francesco,  p.  36. 


290  COMPOSITION. 

4.  Of  amplitude  by  self -correction.  In  the  following  the  writer,  by 
choosing  a  wrong  word  and  then  correcting  it,  makes  both  words  play 
their  respective  parts  in  the  thought  :  "  This  intense,  or  rather  (for  intense 
is  not  the  right  word)  this  extraordinarily  diffused  character,  is  often  sup- 
posed to  be  a  mere  fancy  of  Shakespere-worshippers.  It  is  not  so."  1 —  In 
the  following,  the  parallelism  of  the  antithesis  is  used  to  suggest  a  harsh 
assertion,  which  then  is  denied,  but  even  in  the  denial  expressed  :  "  Then 
look  at  your  people  who  love  you  and  yet  suffer ;  whom  you  love,  and  who 
are  yet  in  want  of  food  ;  who  ask  nothing  better  than  to  bless  you,  and 
who  yet  —  No,  I  am  wrong,  your  people  will  never  curse  you,  Madame."  2 

Forms  needing  Special  Artistic  Control.  —  Amplitude  of  expres- 
sion, in  any  form,  is  ideally  as  artistic,  as  much  governed  by- 
taste  and  fitness,  as  any  rhetorical  process  whatsoever  ;  but 
because  some  abuse  of  it  is  a  fault  into  which  careless,  ill- 
balanced,  or  tired  writers  are  liable  to  fall,  the  whole  process, 
and  especially  certain  forms  of  it,  require  watching  and  vig- 
orous handling,  to  keep  the  thought  from  dilution. 

-  21.  Redundancy,  or  additions  beyond  the  logical  require- 
ments of  the  sense,  and  pleonasm,  additions  beyond  the 
requirements  of  grammatical  construction,  are  for  the  most 
part  uncalled  for,  being  generally  a  crude  repetition  of  what 
is  already  sufficiently  implied  ;  they  are  justified  only  as  they 
force  into  distinction  something  that  otherwise  would  be 
buried  in  an  ordinary  mould  of  phrase.  It  is  thus  the 
passion  or  poetic  vigor  of  the  sentiment  which  keeps  the 
additions  from  being  superfluous.3 

Examples.  —  1.  Of  needless  redundancy  or  pleonasm.  In  the  sen- 
tence "  They  returned  back  again  to  the  same  city  from  whence  they  came 
forth"  the  words  here  italicized  are  redundant.  In  the  sentence,  "  The 
different  departments  of  science  and  of  art  mutually  reflect  light  on  each 
other"  either  of  the  italicized  expressions  is  sufficient  without  the  other. 

2.    Of  redundancy  whose  use  is  evident.     In  the  quaint  Scripture  expres- 

1  Saintsbury,  History  of  Elizabethan  Literature,  p.  165. 

2  Dumas,  Twenty  Years  After,  Vol.  ii,  p.  499. 

3  "  Redundancy  is  permissible  for  the  surer  conveyance  of  important  meaning,  for 
emphasis,  and  in  the  language  of  passion  and  poetic  embellishment." — Bain, 
English  Composition  and  Rhetoric,  p.  71.     Examples  under  1  are  quoted  from  him. 


ORGANIC  PROCESSES.  291 

sions,  "  We  have  seen  with  our  eyes  ;  we  have  heard  with  our  ears"  "  He 
that  hath  ears  to  hear,  let  him  hear,"  the  words  here  italicized  enhance  the 
distinction.  So  also  the  common  prefatory  phrase,  "  As  for  me,  I  am  only 
indirectly  concerned  in  the  matter." — A  close  approach  to  redundancy, 
logically,  is  seen  in  the  essential  epithets  and  sometimes  in  the  decorative 
epithets  of  poetry;  see  above,  pp.  147,  148. 

22.  Circumlocution  (literally  "talking  around  "),  a  dif- 
fuse way  of  speaking,  not  remediable  by  cutting  out  parts  but 
only  by  recasting,  is  capable  alike  of  greater  abuse  and  of 
greater  felicity  than  is  redundancy.  Fallen  into  negligently, 
it  betokens  a  languid-moving  or  indirect-acting  mind  ;  adopted 
overtly  and  of  intent,  it  has  good  capacities  of  humorous 
effect,  though  taste  and  sound  literary  sense  are  requisite  to 
keep  it  clear  of  fine  writing.1 

Examples. —  1.  Of  a  sentence  swollen  with  circumlocution.  "He 
[Pope]  professed  to  have  learned  his  poetry  from  Dryden,  whom,  when- 
ever an  opportunity  was  presented,  he  praised  through  the  whole  period 
of  his  existence  with  unvaried  liberality;  and  perhaps  his  character  may 
receive  some  illustration,  if  a  comparison  be  instituted  between  him  and 
the  man  whose  pupil  he  was."  Professor  Bain,  who  in  quoting  this  from 
Johnson  2  doctors  the  sentence  to  exaggerate  the  circumlocution,  proposes 
this  substitute  :  "  Pope  professed  himself  the  pupil  of  Dryden,  whom  he 
lost  no  opportunity  of  praising;  and  his  character  may  be  illustrated  by  a 
comparison  with  his  master."  3 

2.  Of  humoi'ous  circumlocution.  The  following  is  spoken  in  the  assumed 
character  of  a  professor  of  science  :  "  There  is  one  delicate  point  I  wish  to 
speak  of  with  reference  to  old  age.  I  refer  to  the  use  of  dioptric  media 
which  correct  the  diminished  refracting  powers  of  the  humors  of  the  eye,  — 
in  other  words,  spectacles."  4  —  The  following  is  not  quite  up  to  key  in 
taste:  "Tim  Kelly  was  again  able  to  attend  to  his  business  —  which, 
strictly  speaking,  consisted  in  the  porterage  of  other  people's  goods  out  of 
their  houses,  without  previous  arrangement  with  the  owners,  and  in  a  man- 
ner as  unobtrusive  as  possible."5 

1  For  Fine  Writing,  see  above,  p.  71. 

2  Cf.  Johnson,  Lives  of  the  Poets  (Pope),  Waugh's  edition,  Vol.  v,  p.  198. 
:;  Main,  English  Composition  and  Rhetoric,  p.  72. 
4  Hoi. Mi:s,  Autocrat  of  the  Breakfast  Table,  p.  173. 
■'  S.  R.  CROI  11  1  1  ,  CUg  h'r/ly,  Arab  of  the  City. 


292  COMPOSITION. 


23.  Euphemism  (ev  and  <^/u,  "to  speak  well"  or 
"smoothly")  is  a  form  of  circumlocution  whose  justification 
is  that  it  states  an  unpleasant  or  delicate  matter  in  softened 
terms.  The  impulse  is  very  natural  to  use  it  of  what,  stated 
boldly,  would  shock  the  sensibilities  or  taste  ;  as  death  and 
its  accompaniments,  crime,  or  vulgarity.  Not  infrequently,  in 
such  matters,  people  get  over-refined,  losing  vigor  of  realiza- 
tion or,  what  is  worse,  obscuring  their  moral  sense  by  a  haze 
of  palliating  words.     This,  of  course,  is  to  be  guarded  against. 

Examples.  —  The  last  example  quoted  above  is,  it  will  be  observed,  an 
elaborate  euphemism  for  stealing.  —  "  To  pass  away,""  to  breathe  his  last," 
"  to  cease  from  his  sufferings,"  are  a  few  out  of  the  many  euphemisms  for 
death.  —  The  following  euphemizes  intemperance  :  "  The  only  thing  we 
ever  heard  breathed  against  his  personal  character  is  the  suggestion  that 
his  love  of  joyous  intercourse  with  friends  sometimes  led  him  into  a  slight 
excess  of  conviviality." J  —  The  following  euphemizes  flogging  :  "  Nicholas 
Udall,  sometime  headmaster  of  Eton,  and  renowned  for  the  thorough  man- 
ner in  which  he  had  laid  to  heart  Solomon's  maxim  about  sparing  the  rod 
and  spoiling  the  child,  was  its  author."  2 


VI.    CLIMAX. 


This  (named  from  the  Greek  K\ifxa£,  "a  ladder  ")  is  the  order- 
ing of  thought  and  expression  so  that  there  shall  be  uniform 
and  evident  increase  in  significance,  or  importance,  or  in- 
tensity. It  is  more  a  principle  than  a  process,  being  merely 
the  rhetorical  embodiment  of  the  law  that  a  thought  must 
grow,  must  have  progress ;  which  indeed  it  must,  not  only  to 
reach  a  natural  culmination  by  increase  of  interest,  but  also 
for  the  reader's  sake,  to  make  up  for  the  mental  energy  that 
the  advance  of  the  discourse  is  all  the  while  using  up.3  Like 
antithesis,    then,  climax,  while  it   may  work   on   the  narrow 


1  From  a  newspaper  article. 

2  Nicoll,  Landmarks  of  English  Literature,  p.  70. 

3  This  is  shown  above,  under  Economy  ;  see  p.  25,  3. 


ORGANIC  PROCESSES.  293 

scale  of  word  and  phrase,   is  really  a  universal  requisite  of 
literary  utterance,  whatever  its  scope  or  stage. 

24.  For  the  construction  of  a  verbal  or  phrasal  climax 
two  directions  may  be  given  :  first  and  most  vitally,  make 
words  of  less  intense  degree  in  meaning1  (less  trenchant,  con- 
crete, or  picturesque)  precede  those  of  more  ;  and  secondly, 
if  the  degrees  are  not  clearly  marked,  make  words  and 
phrases  of  less  length  and  sonority  precede  those  of  more. 
That  is  the  best  climax  where  intensity  and  volume  corre- 
spond, aiding  each  other. 

Examples.  —  1.  Climax  of  intensity.  The  commonly  cited  example, 
from  Cicero's  oration  against  Verres,  being  also  very  clear  and  striking, 
cannot  well  be  omitted  here  :  "  It  is  an  outrage  to  bind  a  Roman  citizen  ; 
to  scourge  him  is  an  atrocious  crime  ;  to  put  him  to  death  is  almost  parri- 
cide ;  but  to  crucify  him  —  what  shall  I  call  it?"  Here  the  speaker  in- 
creases the  culmination  by  intimating  lack  of  adequate  words,  and  leaving 
the  matter  to  suggestion. — The  following  is  a  simple  climax  gradation: 
"  I  know  it,  I  replied,  —  I  concede  it,  I  confess  it,  I  proclaim  it."  2 

2.  Climax  wherein  length  and  structure  of  phrase  reinforce  intensity : 
"  This  was  unnatural.  The  rest  is  in  order.  They  have  found  their  pun- 
ishment in  their  success.  Laws  overturned  ;  tribunals  subverted  ;  industry 
without  vigor;  commerce  expiring;  the  revenue  unpaid,  yet  the  people 
impoverished;  a  church  pillaged,  and  a  state  not  relieved;  civil  and  military 
anarchy  made  the  constitution  of  the  kingdom  ;  everything  human  and 
divine  sacrificed  to  the  idol  of  public  credit,  and  national  bankruptcy  the 
consequence  ;  and  to  crown  all,  the  paper  securities  of  new,  precarious, 
tottering  power,  the  discredited  paper  securities  of  impoverished  fraud,  and 
beggared  rapine,  held  out  as  a  currency  for  the  support  of  an  empire,  in 
lieu  of  the  two  great  recognized  species  that  represent  the  lasting  conven- 
tional credit  of  mankind,  which  disappeared  and  hid  themselves  in  the  earth 
from  whence  they  came,  when  the  principle  of  property,  whose  creatures 
and  representatives  they  are,  was  systematically  subverted."  3 

25.  Inverted  climax,  wherein  the  order  is  from  strong  to 
weak,  may  be  either  intentional  or  inadvertent.     The  inten- 

1  For  degree  of  meaning  in  words,  see  above,  p.  50. 

2  Holmes,  Autocrat  of  the  Breakfast  Table,  p.  72. 

3  Burke,  Reflections  on  the  Revolution  in  France. 


294  COMPOSITION. 


tional,  or  anticlimax,  is  employed  to  connote  a  special 
quality,  usually  humor  or  satire.  This  is  virtually  a  climax 
built  on  a  new  principle ;  that  is,  while  it  decreases  in 
intensity,  it  as  uniformly  increases  in  the  spirit  that  animates 
it.  The  inadvertent,  called  bathos,  is  a  sudden  drop  below 
the  key  1  or  expected  progress  of  the  passage,  and  has  a  flat 
or  ludicrous  effect. 

Examples.  —  i.  Of  intentional  anticlimax.  The  following,  by  its  prog- 
ress from  more  distinguished  personages  to  less,  accumulates  toward  the 
end  a  quite  formidable  suggestion  of  contempt :  "  Yet  these  stories  are 
now  altogether  exploded.  They  have  been  abandoned  by  statesmen  to 
aldermen,  by  aldermen  to  clergymen,  by  clergymen  to  old  women,  and  by 
old  women  to  Sir  Harcourt  Lees." 2  —  The  following  is  an  elaborate  and 
artificial  anticlimax  evolved  from  the  topsy-turvy  treatment  of  murder  as 
an  art :  "  Never  tell  me  of  any  special  work  of  art  you  are  meditating —  I 
set  my  face  against  it  in  toto.  For,  if  once  a  man  indulges  himself  in 
murder,  very  soon  he  comes  to  think  little  of  robbing  ;  and  from  robbing 
he  comes  next  to  drinking  and  Sabbath-breaking ;  and  from  that  to  inci- 
vility and  procrastination.  Once  begin  upon  this  downward  path,  you  never 
know  where  you  are  to  stop.  Many  a  man  has  dated  his  ruin  from  some 
murder  or  other  that  perhaps  he  thought  little  of  at  the  time."  3 

2.  Of  bathos.  In  the  following,  note  the  regular  rise  for  three  details, 
and  then  the  sudden  drop  :  "  What  pen  can  describe  the  tears,  the  lamen- 
tations, the  agonies,  the  animated  remonstrances  of  the  unfortunate  pris- 
oners ? "  —  In  the  following,  the  order  of  clauses  is  flat :  "  Such  a 
derangement  as,  if  immediately  enforced,  must  have  reduced  society  to  its 
first  elements,  and  led  to  a  direct  collision  of  conflicting  interests." 

26.  The  negation  of  a  climax  is  made  in  inverse  order, 
the  strongest  statement  being  denied  first.  Not  only  the 
negative  adverb  directly  used,  but  equally  some  privative 
particle,  such  as  without,  against,  unless,  may  act  as  a  virtual 
negative,  and  reverse  the  order  of  statement. 

1  See  an  aspect  of  this  discussed  above,  p.  136,  2. 

2  Macaulay,  Essay  on  History. 
8  De  Quincey,  Supplementary  Paper  on  Murder  Considered  as  One  of  the  Fine 

Arts,  Works,  Vol.  xi,  p.  573. 


ORGANIC  PROCESSES.  295 

Examples. — t.  Of  negated  climax.  The  action  of  Alabama  in 
seceding  from  the  Union  was  denounced  by  the  Republicans  as  the  conse- 
quence of  "  sudden,  spasmodic,  and  violent  passion."  In  answering  this 
charge,  the  order  would  naturally  be,  "  The  action  of  Alabama  was  not  due 
to  violent  passion,  nor  to  spasmodic,  nor  even  to  sudden  passion." 

2.  Of  a  virtual  negation  of  climax.  "  The  chances  were  millions  to  one 
against  its  success,  against  its  continued  existence."  — a  And  thus  he 
enters  public  life  before  he  has  any  convictions,  or  perceptions,  or  right 
impressions  even,  of  true  citizenship." 

VII.     CONDENSATION. 

The  tendency  of  poetic  diction,  on  account  of  its  elevated 
tone  and  sentiment  to  brevity  or  concentration,  has  already 
been  noted  * ;  a  tendency  in  which,  as  likewise  already  said, 
prose  shares  to  an  almost  equal  degree,  though  from  more 
complex  motives.  It  is  a  tendency  not  less  of  mind  than  of 
style.  Condensation,  in  fact,  is  the  result  of  the  effort  on 
the  part  of  a  vigorous  and  direct  mind  to  get  its  utterance 
clean-cut,  pithy,  lightly  and  promptly  moving. 

So  far  as  amenable  to  word  and  phrase,  condensation  may 
be  discussed  under  the  heading  of  two  main  motives,  which, 
however,  may  both  be  effective  at  once. 

Condensation  for  Vigor.  —  A  strong  impression  is  generally 
a  quick  impression ;  but  not  always  is  the  quick  impression 
strong,  nor  is  it  the  brevity  that  makes  it  strong.  It  must  in 
the  condensation  make  up  in  vigor  for  what  it  loses  in  volume  ; 
and  this  it  does,  ordinarily,  by  making  implication,  suggestion, 
connotation,  do  a  work  beyond  what  is  explicitly  said. 

27.  For  expressing  vigorously  and  in  little  space  depend 
more  on  the  noun  and  verb  than  on  qualifiers.  These  main 
elements  of  the  assertion  are  what  contain  its  core  and  sig- 
nificance ;  qualifiers  limit  or  restrict,  and  by  so  much  are 
apt  to  weaken  the  impression.2 

1  See  above,  p.  141. 

2  "  The  poet  with  a  real  eye  in  his  head  does  not  give  us  everything,  but  only 
the  best  of  everything.     He  selects,  he  combines,  or  else  gives  what  is  characteristic 


296  COMPOSITION. 

Illustrations. — It  is  somewhat  difficult  to  make  this  palpable  in  a 
telling  example ;  it  must  be  done  in  part  by  contrast.  Take  for  instance 
this  familiar  passage  from  Shakespeare  :  — 

"  His  life  was  gentle  ;  and  the  elements 
So  mix'd  in  him,  that  Nature  might  stand  up 
And  say  to  all  the  world,  This  was  a  man !  "  1 

Consider  how  much  more  is  really  conveyed  than  if  Shakespeare  had 
named  his  qualities — "This  was  a  patriotic,  conscientious,  single-hearted 
man."     As  it  is  here,  we  think  all  this  and  more. 

The  fault  of  the  congestion  of  modifiers  has  already  been  described 
above,  p.  150.  How  easily  and  to  what  advantage  they  may  sometimes  be 
spared,  Sir  Walter  Scott  has  pointed  out,  in  a  letter  justifying  his  favorite 
octosyllabic  measure  in  verse.  He  says  :  "  If  you  will  take  the  trouble  to 
read  a  page  of  Pope's  Iliad,  you  will  probably  find  a  good  many  lines  out 
of  wThich  two  syllables  may  be  struck  without  injury  to  the  sense.  The 
first  lines  of  this  translation  have  been  repeatedly  noticed  as  capable  of 
being  cut  down  from  ships  of  the  line  into  frigates,  by  striking  out  the 
said  two-syllabled  words,  as  — 

'  Achilles'  wrath,  to  Greece  the  direful  spring 
Of  woes  unnumbered,  heavenly  goddess  sing, 
That  wrath  which  sent  to  Pluto's  gloomy  reign 
The  souls  of  mighty  chiefs  in  battle  slain, 
Whose  bones  unburied  on  the  desert  shore, 
Devouring  dogs  and  hungry  vultures  tore.' "  2 

The  question  of  verse  aside,  as  "  scarcely  one  of  the  epithets  [is]  more 
than  merely  expletive,"  it  is  worth  while  to  note  the  good  effect  of  reading 
the  passage  without  the  modifying  material  and  see  how  much  more  weight 
is  laid  on  the  main  elements. 

28.  Another  aid  to  vigor,  producing  the  effect  of  conden- 
sation indirectly,  not  so  much  by  reducing  the  number  of 
words  as  by  increasing  their  weight,  is  the  employment  of 

only ;  while  the  false  style  of  which  I  have  been  speaking  seems  to  be  as  glad  to  get 
a  pack  of  impertinences  on  its  shoulders  as  Christian  in  the  Pilgrim's  Progress  was 
to  be  rid  of  his.  One  strong  verse  that  can  hold  itself  upright  (as  the  French  critic 
Rivarol  said  of  Dante)  with  the  bare  help  of  the  substantive  and  verb,  is  worth  acres 
of  this  dead  cord-wood  piled  stick  on  stick,  a  boundless  continuity  of  dryness."  - 
Lowell,  Essay  on  Spenser,  Prose  Works,  Vol.  iv,  p.  272. 

1  Shakespeare,  Julius  Ccesar,  Act  v,  Scene  5. 

2  Lockhart,  Life  of  Scott,  Vol.  iii,  p.  263. 


ORGANIC  PROCESSES.  29/ 

terms  that  contain  some  power  of  connotation ;  among  which 
may  be  mentioned :  concrete  terms  or  cases  representing  the 
whole  class ;  descriptive  or  onomatopoetic  words ;  tropes ; 
allusive  names  or  epithets.  All  these,  if  we  consider  how 
much  wealth  of  implication  they  convey,  may  be  regarded  as 
highly  condensed,  concentrated  means  of  expression. 

Examples. —  i.  Of  the  concrete  case  for  the  class.  "  She  taught  Latin 
herself,  it  is  true,  but  as  cautiously  as  she  crossed  a  plank  bridge,  and  she 
was  never  comfortable  in  the  dominie's  company,  because  even  at  a  tea- 
table  he  would  refer  familiarly  to  the  ablative  absolute  instead  of  letting 
sleeping  dogs  lie." 1  Here  "  the  ablative  absolute  "  means  typically  any 
and  all  difficulties  of  Latin ;  it  connotes  the  class. 

2.  Of  descriptive  words.  These  have  been  mentioned  and  exemplified 
on  p.  161,  above  ;  one  example  here  will  illustrate  their  concrete  vigor  : 
"  I  cannot  pull  well  in  long  traces,  when  the  draught  is  too  far  behind  me. 
I  love  to  have  the  press  tJwmping,  clattering,  and  banging  in  my  rear;  it 
creates  the  necessity  which  almost  always  makes  me  work  best."  2  This  is 
said  by  Sir  Walter  Scott  of  his  habit  of  authorship  under  pressure. 

3.  Of  trope.  This  has  been  defined  and  exemplified  above,  p.  87. 
Tropes  are  much  used  to  embody  sententious  truths  and  aphorisms.  The 
following  famous  passage  illustrates  trope,  concrete  case  (in  third  sen- 
tence), and  as  a  whole  the  concentrated  significance  of  the  aphorism  : 
"  Man  is  but  a  reed,  the  weakest  in  nature,  but  he  is  a  thinking  reed.  It  is 
not  necessary  that  the  entire  universe  arm  itself  to  crush  him.  A  breath 
of  air,  a  drop  of  water,  suffices  to  kill  him.  But  were  the  universe  to 
crush  him,  man  would  still  be  more  noble  than  that  w7hich  kills  him, 
because  he  knows  that  he  dies  ;  and  the  universe  knows  nothing  of  the 
advantage  it  has  over  him."3 

4.  Of  allusive  epithet.  This  has  been  described  and  exemplified  on 
p.  91,  above.  An  example  or  two  further,  to  show  its  concentrative 
suggestiveness :  "  It  is  true  that  Christ  says  it  is  better  to  enter  life 
maimed  than,  having  two  hands  or  two  feet,  to  enter  into  hell  fire;  that  is, 
asceticism  is  better  than  death.  But  he  who  came  eating  and  drinking  did 
not  set  to  his  followers  an  example  of  asceticism."  4  —  "  The  author  of  the 
'Lay'  would  rather  have  seen  his  heir  carry  the  Banner  of  BelLnden  gal- 

1  Barrie,  Sentimental  Tommy,  p.  233. 

2  Lockhart,  Life  of  Scott,  Vol.  viii,  p.  258. 
8  Pascal,  Thoughts,  p.  170. 

4  Abbott,  Christianity  and  Social  Problems,  p.  69. 


298  COMPOSITION. 


lantly  at  a  foot-ball  match  on  Carterhaugh,  than  he  would  have  heard  that 
the  boy  had  attained  the  highest  honors  of  the  first  university  in  Europe."  1 

29.  A  third  form  of  condensation  for  vigor  illustrates  the 
adage,  "  A  good  writer  is  known  by  what  he  omits."  It  is  the 
ellipsis  of  such  elements  and  relations  as  the  reader  may  be 
trusted  mentally  to  supply,  and  yet  of  things  so  important 
that  some  vigor  of  thought  is  connoted  in  supplying  them. 
Such  are:  main  sentence  elements;  indirect  conjunctional 
relations ;  and  colorings  so  essential  to  the  truth  that  the 
omission  leaves  the  assertion  over-absolute  or  sweeping. 

Examples.  —  1.  Ellipsis  of  a  main  sentence  element.  In  the  following 
the  verb  of  the  second  clause  is  omitted,  being  easily  supplied  from  the 
first :  "  With  Raphael's  character  Byron's  sins  of  vulgarity  and  false  criti- 
cism would  have  been  impossible,  just  as  with  Raphael's  art  Byron's  sins  of 
common  and  bad  workmanship  a/'2 — The  following  illustrates  the  strength 
of  the  negative  no  (cf.  above,  p.  268)  to  stand  alone  and  dispense  with  a 
substantive  verb :  "  Voltaire  entered  too  eagerly  into  the  interests  of  the 
world,  was  by  temperament  too  exclusively  sympathetic  and  receptive  and 
social,  to  place  himself  even  in  imagination  thus  outside  of  the  common 
circle.  Without  capacity  for  this,  A  no  comedy  of  the  first  order.  With- 
out serious  consciousness  of  contrasts,  /\no  humor  that  endures."3 

2.  Omitted  or  condensed  conjunctional  relation.  In  the  following  and 
is  used  condensively  for  and  yet :  "  They  know  that  the  world  is  transitory, 
and  they  act  as  if  it  were  eternal ;  they  know  eternal  life  is  a  truth,  and 
they  act  as  if  it  were  a  dream."4 — In  the  following  the  omission  of  and 
makes  a  more  compact  construction  :  "  Let  him  have  never  so  righteous  a 
cause,  /\  it  is  but  the  turn  of  a  hand  for  God  to  prove  him  perverse."5  — 
The  adversative,  being  a  very  pronounced  relation,  may  sometimes  be 
better  omitted.  The  sentence  "  You  say  this  ;  I  deny  it "  is  stronger  thus 
condensed  than  if  it  were  said  "but  I,"  or  "I,  on  the  other  hand." —  In 
the  following  the  structure  is  made  more  compact,  and  an  awkward  repe- 
tition of  but  avoided,  by  omitting  the  correlate  to  not  only  (cf.  p.  258, 
above ) :  "  But  this    is  an    understatement  of   the  case  ;    not  only   is  the 

1  Lockhart,  Life  of  Scott,  Vol.  x,  p.  227. 

2  Matthew  Arnold,  Essays  in  Criticism,  Second  Series,  p.  179. 
8  M  or  ley,  Voltaire,  p.  141. 

4  Mozley,  Parochial  Sermons,  viii.     Quoted  Earle,  English  Prose,  p.  80. 

5  Genung,  Epic  of  the  Inner  Life,  p.  45. 


ORGANIC  PROCESSES.  299 

literary  study  of  the  Bible  permissible,  ^  it  is  a  necessary  adjunct  to  the 
proper  spiritual  interpretation."1 

3.    Omission  of  saving  clauses  and  shadings.     This  is  a  characteristic 
of  the  aphoristic  sentence  ;  cf.  p.  276,  10,  above,  on  the  Epigram.     The 
sentence  "  Respect  is,  incommode  yourself,"  is  so  condensed  as  to  require 
much  interpretative  thought ;  its  editor  thus  explains  it  by  putting  in  con- 
ditions :  "  In  order  to  testify  our  deference  towards  a  person,  it  is  necessary 
to  incommode  ourselves,  to   put  ourselves   to   trouble  for  him."2  —  The 
imperative  is  a  useful  means  of  condensing  a  condition  or  accompaniment ; 
as,  "  Strip  Virtue  (  =  if  you  strip)  of  the  awful  authority  she  derives  from 
the  general  reverence  of  mankind,  and  you  rob  her  of  half  her  majesty."3 
—  The  following  illustrates  several  forms  of  rapidity  :  — 
" '  A  dozen  miles  to  make, 
Another  long  breath,  and  we  emerge.'     I  stood 
I'  the  court-yard,  roused  the  sleepy  grooms.     '  Have  out 
Carriage  and  horse,  give  haste,  take  gold!'  said  I."4 

Condensation  for  Rapidity.  —  By  this  name  rapidity  may  be 
designated  that  quality  of  style  by  virtue  of  which  the  thought 
is  passed  over  lightly,  with  a  smooth  easy  movement,  and 
without  attempt  at  emphasizing  salient  points.  Many  of  the 
subordinate  portions  in  any  literary  work  call  for  merely  such 
light  and  rapid  handling,  and  the  leading  means  of  effecting 
this  is  by  some  form  of  condensation. 

30.  Rapidity  is  gained  and  vigor  of  impression  lost  by 
using  the  comprehensive  term  as  equivalent  to  a  number  of 
particulars,  the  general  instead  of  the  specific.  This  is  the 
opposite  of  the  treatment  prescribed  in  H  28,  and  employed 
for  an  opposite  effect. 

Examples.  —  "  He  devours  literature,  no  matter  of  what  kind."  If  a 
rapid  and  casual  statement  is  desired,  this  comprehensive  word  is  enough ; 
if,  however,  the  fact  is  important  it  may  be  particularized  :  "  Novels  or 
sermons,  poems  or  histories,  no  matter  what,  he  devours  them  all." 

It  is  the  importance  or  insignificance  of  an  element  for  the  present  pur- 
pose that  determines  whether  it  shall  be  particularized  or  lumped  together 

1  The  Bible  as  Literature,  p.  5. 

2  Pascal,  Thoughts,  p.  208. 

8  Ahbott,  How  to  Write  Clearly,  p.  39. 

4  Brown i n<;,  The  Ring  and  the  Book,  Iik.  vi,  11.  1402-5. 


300  COMPOSITION. 


in  a  class  term.  To  raise  a  minor  element  into  factitious  prominence  by 
particularization  savors  of  bombast  or  pedantry ;  as  if,  for  instance, 
instead  of  writing  "  in  every  British  colony,"  one  should  write  :  "  under 
Indian  palm-groves,  amid  Australian  gum  trees,  in  the  shadow  of  African 
mimosas,  and  beneath  Canadian  pines."  Something  noteworthy  ought  to 
depend  on  each  detail  to  justify  such  amplitude. 

31.  For  the  sake  of  the  lighter  touch  and  more  rapid 
movement,  the  impulse  is  to  reduce  expression  to  more  atten- 
uated form :  as  from  the  clause  to  the  phrase  or  single  word  ; 
from  assertion  to-  implication ;  from  the  additive  clause  to 
the  restrictive  or  its  equivalent,  the  participial  phrase ;  from 
positive  statement  to  apposition  or  parenthesis. 

Examples. —  1.  Of  the  word-equivalent  for  a  clause.  There  are  many 
adjectives  in  the  language  which  have  been  coined  as  express  equivalents 
for  clauses ;  if  they  do  not  reproduce  the  whole  thought  of  the  clause  they 
reproduce  all  that  is  necessary  for  a  rapid  touch.  The  following,  in 
parallel  columns,  will  illustrate  this  : 

"  The  extent  and  fertility  of  the 
Russian  territory  are  such  as  to  fur- 
nish facilities  of  increase  and  ele- 
ments of  strength  which  no  nation  in 
the  world  enjoys" 

"  The  style  of  this  book  is  of  such 
a  nature  that  it  cannot  be  understood." 

"  This  is  a  feature  of  the  enter- 
prise on  which  nnich  depends." 


"  The  extent  and  fertility  of  the 
Russian  territory  are  such  as  to  fur- 
nish unparalleled  facilities  for  the 
increase  of  her  population  and 
power.'*' 

"  The  style  of  this  book  is  unin- 
telligible." 

"  This  is  a  cardinal  feature  of  the 
enterprise." 

2.  Of  implication.  In  the  sentence,  "  Gladiatorial  shows  were  first  dis- 
couraged, and  finally  put  down,  by  the  humanizing  spirit  of  Christianity" 
the  italicized  part  gives  both  the  agent  and  by  implication  the  means  ;  it  is 
equivalent  to  "  The  spirit  of  Christianity  was  humanizing,  and  therefore," 
etc.,  or  "  Christianity,  being  of  a  humanizing  spirit,  discouraged,"  etc.  The 
ability  to  put  much  of  the  thought  in  implication,  and  the  skill  to  know 
just  what,  are  among  the  most  valuable  elements  of  a  writer's  outfit.  S 
this  further  illustrated  in  the  packed  epithet,  p.  149,  above. 

3.  Of  the  relative  clause.  Of  the  two  relative  constructions 1  the 
restrictive  is  the  more  rapid  ;  and  a  slow-moving  construction  may  often  be 
considerably  lightened  by  recasting  so  as  to  employ  a  restrictive  instead  of 

1  For  the  connotation  of  the  relative,  see  above,  p.  236. 


; 


ORGANIC  PROCESSES.  301 

an  additive  clause.  This  is  especially  desirable  when  a  relative  occurs 
within  a  relative.  For  example  :  "  This  curious  design  I  bought  of  a  nun 
in  France,  who  passed  years  of  toil  upon  the  conceit,  which  is  of  more 
value  than  the  material."  Notice  the  greater  lightness  of,  "  who  passed 
years  of  toil  upon  a  conceit  that  is  of  more  value  than  the  material."  — 
The  participial  construction,1  for  either  a  relative  or  conjunctional  clause 
is  very  convenient  for  rapid  touch  ;  for  example  :  "  Well,  all  this  done, 
(  =  when  all  this  was  done)  away  we  went  to  the  Hague  :  arriving  there 
(  =  at  which  place  we  arrived)  just  as  the  Museum  closed  for  that  day."  2 

4.  Of  apposition  and  parenthesis.  "  We  called  at  the  house  of  a  per- 
son to  whom  we  had  letters  of  introduction,  a  musician,  and,  what  is  more, 
a  good  friend  X.o  all  young  students  of  music."  This  appositive  construc- 
tion condenses  the  material  of  two  sentences  into  one,  equivalent  to, 
"  He  was  a  musician,"  etc.  —  If  the  material  of  the  following  parenthesis 
were  appended  in  a  separate  sentence,  it  would  be  too  prominent  for  its 
significance,  too  lengthy  for  its  movement :  "  We  are  all  (and  who  would 
not  be?)  offended  at  the  treatment  we  have  received." — Sometimes  the 
parenthesis  may  be  used  for  lightly  slipping  in  a  euphemism,  e.g.  "  Frank 
(the  enemy  may  say,  and  there  may  be  some  difficulty  in  gainsaying  him)  is 
mawkish  ;  Rose  a  doll;  Don  Guzman  a  famous  'portrait  of  a  Spaniard' 
craped  and  sworded  duly  ;  Ayacanora  any  savage  princess."  3 

32.  Ellipsis  for  rapidity  differs  from  ellipsis  for  vigor 
(If  29)  in  the  fact  that  here  the  words  omitted,  instead  of 
exciting  notice  by  their  absence,  are  words  of  such  subor- 
dinate importance  that  they  are  not  missed,  while  yet  the 
greater  lightness  produced  by  their  omission  is  realized ;  such 
are  relatives,  common  subjects,  and  common  objects  of  verbs 
and  prepositions,  —  this  last,  technically  called  "splitting  of 
particles,"  being  open  to  caution  as  a  suspect. 

Examples. —  1.  Of  ellipsis  of  the  relative.  This  is  most  natural  in 
parts  of  the  sentence  remote  from  the  central  structure,  as  for  instance 
inside  of  prepositional  phrases  or  subordinated  clauses  ;  for  example,  "  We 
know  the  instructors  were  masters  of  the  art  /\  they  taught."  —  Note  at 
the  end  of  the  following  sentence  the  good  effect  of  omitting  the  relative  : 
"  For,  whether  in  one  or  other  form,  .  .  .  there  is  rest  and  peacefulness,  .  .  . 

1  For  the  participial  phrase,  see  above,  pp.  227-229. 
-  I11  zgerald,  Letters  and  Literary  Remains,  Vol.  i,  p.  292. 
:;  SAINTSBURY,    Essays   in    English    Literature,   Second    Series,  p.  380.      For 
parenthesis,  its  uses  and  cautions,  see  above,  p.  129,  2. 


302  COMPOSITION. 

more  beautiful  yet  when  the  rest  is  one  of  humility  instead  of  pride,  and 
the  trust  no  more  in  the  resolution  ^  we  have  taken,  but  in  the  Hand  ^ 
we  hold."1 

2.  Of  common  subjects  of  verbs.  Where  the  subject  would  be  re- 
peated it  may  be  expressed  once  for  all ;  as,  "  And  now,  in  his  turn,  Lind- 
say is  gone  also  ;  ^  inhabits  only  the  memories  of  other  men,  till  these 
shall  follow  him ;  and  ^  figures  in  my  reminiscences  as  my  grandfather 
figured  in  his."  2 

3.  Of  the  splitting  of  particles.  "  He  came  to,  and  was  induced  to 
reside  in,  this  city."  —  "Add  to  these  a  concert-master  who  can  conduct 
such  scores  from  memory,  a  director  who  knows  them  by,  and  reveres 
them  at,  heart,  and  the  crown  is  complete."3  —  This  construction  is  to  be 
used  only  with  caution,  and  with  no  long  delay  after  the  particle ;  it  is  in 
fact  lacking  in  cleanness  and  elegance,  and  by  some  purists  is  altogether 
condemned,  on  the  ground,  as  one  writer  expresses  it,  that  "  Elegance  pro- 
hibits an  arrangement  that  throws  the  emphasis  on,  and  thus  causes  a  sus- 
pension of  the  sense  at,  a  particle  or  other  unimportant  word." 

VIII.     REPETITION. 

A  great  deal  of  the  matter  in  any  literary  work  is,  and  has 
to  be,  repetitious.  The  same  ideas,  the  same  forms  of  ex- 
pression, must  recur  again  and  again,  in  order  rightly  to  be 
impressed  or  made  clear ;  and  the  constant  problem  is  how 
to  effect  this  repetition  with  skill  and  grace.4 

Repetition  of  Grammatical  Elements.  —  Asa  matter  of  phrase- 
ology, it  is  important  first  to  notice  certain  grammatical 
elements  the  repetition  of  which  is  essential  to  clearness. 

33.  A  word  essential  to  the  construction  of  successive 
members  of  the  sentence  should  be  repeated  whenever  its 
omission  would  cause  ambiguity  or  obscurity.  This  rule 
applies  to  subjects,  prepositions,  and  conjunctions. 

Examples. —  1.  Of  repeated  subject.  In  the  following  example  the 
w hie /^-clause  intervening  makes  it  necessary  to  repeat  the  subject  intended: 

1  Ruskin,  Modern  Painters  (revised  edition),  Vol.  i,  p.  172. 

2  Stevenson,  Memories  and  Portraits,  Works,  Vol.  xiii,  p.  194. 
8  Henderson,  The  Orchestra  and  Orchestral  Music,  p.  143. 
4  For  synonyms  as  instruments  of  repetition,  see  above,  pp.  48,  49. 


ORGANIC  PROCESSES.  303 

"  He  professes  to  be  helping  the  nation,  which  in  reality  is  suffering  from 
his  flattery,  and  [he?  or  which?]  will  not  permit  any  one  else  to  give  it 
advice." 

2.  Repeat  a  preposition  after  a  new  conjunction,  e.g.  "He  forgets  the 
gratitude  that  he  owes  to  those  who  in  less  prosperous  days  helped  him, 
and  [to]  his  uncle  in  particular."  The  repetition  of  prepositions  in  suc- 
cessive phrases  is  too  often  neglected. 

3.  Of  repeated  conjunction.  "  When  we  look  back  upon  the  havoc 
that  two  hundred  years  have  made  in  the  ranks  of  our  national  authors  — 
and,  above  all,  [when]  we  refer  their  rapid  disappearance  to  the  quick  suc- 
cession of  new  competitors  —  we  cannot  help  being  dismayed  at  the  pros- 
pect that  lies  before  the  writers  of  the  present  day."1  The  omission  of 
when  here  would  make  the  second  clause  parenthetical,  whereas  it  should 
be  paired  with  the  first  when-cla.use. 

34.  When  the  subject  of  a  sentence  is  made  up  of  several 
members,  or  is  burdened  with  amplifying  details,  a  repeating 
word  like  this  or  these,  though  strictly  pleonastic,  is  necessary 
as  final  preparation  for  the  verb. 

Examples.  —  "  Gold  and  cotton,  banks  and  railways,  crowded  ports  and 
populous  cities — these  are  not  the  elements  that  constitute  a  great 
nation."  — "  To  write  history  respectably  —  that  is,  to  abbreviate  des- 
patches, and  make  extracts  from  speeches,  to  intersperse  in  due  propor- 
tion epithets  of  praise  and  abhorrence,  to  draw  up  antithetical  characters 
of  great  men,  setting  forth  how  many  contradictory  virtues  and  vices  they 
united,  and  abounding  in  '  withs  '  and  '  withouts  '  —  all  this  is  very  easy."  2 

Iteration.  —  In  some  circumstances  repetition  gains  its 
power  by  taking  the  bald  form  of  iteration  —  that  is,  the  set 
recurrence  of  the  identical  word  or  phrase  that  it  is  desired 
to  make  impressive. 

35.  The  iteration  of  a  word  for  emphasis  —  which  from 
its  adaptedness  to  public  discourse  may  be  called  oratorical 
iteration  —  has  a  double  effect.  On  the  word  repeated  it  has 
an  effect  like  the  blows  of  a  hammer,  driving   it  in  to   the 

1  Examples  from  ABBOTT,  How  to  Write  Clearly,  pp.  31,  32. 

2  Macaulay,  Essay  on  History,  beginning.  For  the  summarizing  and  virtual 
repetition  of  a  series  of  conditional  clauses,  see  above,  p.  285. 


304  COMPOSITION. 

hearer's  attention.  But  secondly,  as  soon  as  this  iteration 
becomes  constant  enough  to  be  anticipated,  the  hearer  con- 
sciously reserves  an  increased  share  of  his  attention  for  the 
successive  elements  that  are  new,  marking  with  greater 
interest  the  points  of  variation. 

Examples.  —  "  But  what  then  ?  Can  you  remove  that  distrust  ?  That 
it  exists  cannot  be  denied.  That  it  is  an  evil  cannot  be  denied.  That  it  is 
an  increasing  evil  cannot  be  denied."1  —  "But  the  very  first  impression 
made  upon  you  in  the  slums  is  one  of  horrible  leisure.  What  are  the 
people  doing  ?  Nothing.  What  do  they  want  to  do  ?  Nothing.  What 
are  they  capable  of  doing  ?  Nothing.  What  do  they  want  you  to  do  for 
them  ?  Nothing.  What  can  you  do  for  them  ?  Nothing."  2  —  The  fol- 
lowing pushes  this  iteration  to  the  verge  of  artifice  :  "  Undoubtedly  the 
influence  of  Mr.  Arnold  did  not  make  for  good  entirely.  He  discouraged 
—  without  in  the  least  meaning  to  do  so,  and  indeed  meaning  quite  the 
contrary  —  seriousness,  thoroughness,  scholarship  in  criticism.  He  dis- 
couraged —  without  in  the  least  meaning  to  do  so,  and  indeed  meaning 
quite  the  contrary  —  simplicity  and  unaffectedness  in  style."  3 

36.  In  work  where  precision  of  thought  and  definition  is 
a  main  consideration,  as  for  instance  in  exposition,  leading 
ideas,  ideas  whose  expression  has  been  reached  with  study  as 
the  exactest  possible,  may  sometimes  best  be  repeated  in  iden- 
tical terms,  whenever  they  recur.  This  is  iteration  in  the 
interests  of  precision. 

Example.  —  Matthew  Arnold,  who  carried  it  in  style  to  the  extent  of 
mannerism,  is  the  great  practitioner  of  this  mode  of  iteration.  Professor 
Earle  4  calls  his  use  of  it  a  "  refrain,"  as  if  it  were  a  poetical  device.  The 
following  passage  illustrates  it :  — 

"  The  practical  genius  of  our  people  could  not  but  urge  irresistibly  to 
the  production  of  a  real  prose  style,  because  for  the  purposes  of  modern 
life  the  old  English  prose,  the  prose  of  Milton  and  Taylor,  is  cumbersome, 
unavailable,  impossible.     A  style  of  regularity,  uniformity,  precision,  bal- 

1  Macaulay,  First  Speech  on  Parliamentary  Reform. 

2  From  a  magazine  article  by  Alice  Rollins. 

3  Saintsbury,  History  of  Nineteenth  Century  Literature,  p.  388. 

4  Earle,  English  Prose,  pp.  161,  162. 


ORGANIC  PROCESSES.  305 

ance,  was  wanted.  These  are  the  qualities  of  a  serviceable  prose  style. 
Poetry  has  a  different  logic,  as  Coleridge  said,  from  prose;  poetical  style 
follows  another  law  of  evolution  than  the  style  of  prose.  But  there  is  no 
doubt  that  a  style  of  regularity,  uniformity,  precision,  balance,  will  acquire 
a  yet  stronger  hold  upon  the  mind  of  a  nation,  if  it  is  adopted  in  poetry  as 
well  as  in  prose,  and  so  comes  to  govern  both.  This  is  what  happened  in 
France.  To  the  practical,  modern,  and  social  genius  of  the  French  a  true 
prose  was  indispensable.  They  produced  one  of  conspicuous  excellence, 
supremely  powerful  and  influential  in  the  last  century,  the  first  to  come 
and  standing  at  first  alone,  a  modern  prose.  French  prose  is  marked  in 
the  highest  degree  by  the  qualities  of  regularity,  uniformity,  precision, 
balance.  With  little  opposition  from  any  deep-seated  and  imperious 
poetic  instincts,  the  French  made  their  poetry  also  conform  to  the  law 
which  was  moulding  their  prose.  French  poetry  became  marked  with  the 
qualities  of  regularity,  uniformity,  precision,  balance.  .  .  .  Our  literature 
required  a  prose  which  conformed  to  the  true  law  of  prose  ;  and  that  it 
might  acquire  this  the  more  surely,  it  compelled  poetry,  as  in  France,  to 
conform  itself  to  the  law  of  prose  likewise.  .  .  .  Poetry,  or  rather  the  use 
of  verse,  entered  in  a  remarkable  degree,  during  [the  eighteenth]  century, 
into  the  whole  of  the  daily  life  of  the  civilized  classes;  and  the  poetry  of 
the  century  was  a  perpetual  school  of  the  qualities  requisite  for  a  good 
prose,  the  qualities  of  regularity,  uniformity,  precision,  balance."  1 

Repetition  in  Disguise.  —  Of  the  two  objects  proper  to  repe- 
tition, iteration  secures  one,  the  reappearance  of  the  thought, 
but  it  is  lacking  in  the  other  and  more  important,  the  forward 
movement.  As  the  thought  goes  on  it  should  grow ;  and  if 
its  means  of  progress  be  repetition,  the  repetition  should  if 
possible  be  made  the  occasion  of  successive  enrichment  of 
the  idea,  or  of  putting  it  in  varied  aspects  and  emphasis. 
This  object,  while  it  does  not  impair  the  essential  repetition, 
operates  in  many  ways  to  disguise  it. 

37.  Where  the  repetition  centres  in  some  term,  the  class- 
name  may  in  the  repeat  take  the  place  of  the  particular,  or  a 
defining  term  may  be  put  for  the  thing  defined ;  where  it 
centres  in  incident  or  details,  some  equivalent  phraseology, 
as  for  instance  negative  for  positive,  may  be  substituted. 

1  Matthew  Arnold,  Preface  to  Johnson's  Lives  of  the  Poets,  p.  xxii. 


306  COMPOSITION. 

Examples.  —  Of  class-name  for  individual.  "  There  came  a  viper  out  of 
the  heat  and  fastened  on  his  hand.  And  when  the  barbarians  saw  the 
venomous  beast  hang  on  his  hand,  they  said  among  themselves,  No  doubt 
this  man  is  a  murderer,  whom,  though  he  hath  escaped  the  sea,  yet  ven- 
geance suffereth  not  to  live.  And  he  shook  off  the  beast  into  the  fire,  and 
felt  no  harm."1  —  "  In  civilized  society  law  is  the  chimney  through  which 
all  that  smoke  discharges  itself  that  used  to  circulate  through  the  whole 
house  and  put  everybody's  eyes  out.  No  wonder,  therefore,  that  the  vent 
itself  should  sometimes  get  a  little  sooty."  2 

2.  Of  defining  and  descriptive  terms  for  original.  "  But  the  age  of 
chivalry  is  gone.  That  of  sophisters,  oeconomists,  and  calculators,  has  suc- 
ceeded ;  and  the  glory  of  Europe  is  extinguished  for  ever.  Never,  never 
more,  shall  we  behold  that  generous  loyalty  to  rank  and  sex,  that  proud  sub- 
mission, that  dignified  obedience,  that  subordination  of  the  heart,  which  kept 
alive,  even  in  servitude  itself,  the  spirit  of  an  exalted  freedom.  The 
unbought  grace  of  life,  the  cheap  defense  of  nations,  the  nurse  of  manly  senti- 
ment and  heroic  enterprise,  is  gone  !  It  is  gone,  that  sensibility  of  principle, 
that  chastity  of  honor,  which  felt  a  stain  like  a  wound,  which  inspired 
courage  whilst  it  mitigated  ferocity,  which  ennobled  whatever  it  touched, 
and  under  which  vice  itself  lost  half  its  evil,  by  losing  all  its  grossness."  3 
Here  the  original  term  chivalry  is  represented,  definitively  and  descrip- 
tively, in  no  fewer  than  nine  different  ways. 

3.  Of  varied  phrase.  In  the  following  the  repeat  is  made  by  a  double 
negative  :  "  '  Chariot,'  said  Athos  to  him, '  I  particularly  desire  you  to  take 
care  of  Planchet,  M.  d.'Artagnan's  servant,  as  long  as  he  stays.  He  likes 
good  wine ;  you  have  the  cellar  key.  He  also  does  not  dislike  a  good  bed. 
Look  after  that  also,  I  beg  of  you.'"4 — It  is  of  course  impracticable  to 
name  all  the  ways  in  which  the  phrase  may  be  varied  in  repetition.  The 
following  will  illustrate  several :  "  A  day  passed  away  and  his  mother  was 
not  there ;  another  flew  by,  and  she  came  not  near  him  ;  a  third  evening 
arrived,  and  yet  he  had  not  seen  her ;  and  in  four-and-twenty  hours  he  was 
to  be  separated  from  her —  perhaps  for  ever."5 

38.  In  the  recapitulation  of  a  series  of  details,  in  which 
the  going  back  over  the  terms  has  to  be  a  kind  of  iteration, 

1  Acts  xxviii.  3-5. 

2  Sir  Walter  Scott.  Quoted  by  E.  Paxton  Hood,  Scottish  Characteristics, 
p.  125. 

3  Burke,  Reflections  on  the  Revolution  in  France,  p.  89. 

4  Dumas,  TwentyYears  After,  Vol.  i,  p.  173. 

5  Dickens. 


ORGANIC  PROCESSES.  307 

the  ill  effect  of  such  iteration  is  often  obviated  by  taking  the 
inverse  order. 

Examples.  —  "  Make  the  heart  of  this  people  fat,  and  make  their  ears 
heavy,  and  shut  their  eyes  ;  lest  they  see  with  their  eyes,  and  hear  with  their 
ears,  and  understand  with  their  heart,  and  convert,  and  be  healed."  x  — 
"  His  religion,  his  education,  his  life  in  this  unsatisfying  world,  are  not  the 
life,  the  education,  the  religion,  of  the  great  majority  of  human  kind."2  — 
"  As  the  soldier  is  tempted  to  dissipation,  and  the  merchant  to  acquisitive- 
ness, and  the  lawyer  to  the  sophistical,  and  the  statesman  to  the  expedient, 
and  the  country  clergyman  to  ease  and  comfort,  yet  there  are  good  clergy- 
men, statesmen,  lawyers,  merchants,  and  soldiers,  notwithstanding;  so 
there  are  religious  experimentalists,  though  physics,  taken  by  themselves, 
tend  to  infidelity;  but  to  have  recourse  to  physics  to  make  men  religious  is 
like  recommending  a  canonry  as  a  cure  for  the  gout,  or  giving  a  youngster 
a  commission  as  a  penance  for  irregularities."  3 

39.  When  a  thought  is  expected  to  grow  by  repetition  and 
yet  remains  as  lean  as  ever,  merely  adding  synonymous  ex- 
pressions and  marking  time,  as  it  were,  without  advancing, 
the  fault  is  called  Tautology.  It  generally  betokens  either 
heedlessness  or  poverty  of  thought,  and  is  to  be  obviated,  if 
a  tautology  in  terms,  by  making  sure  that  each  successive 
term  that  repeats  adds  enough  meaning  to  pay  for  repeating ; 
if  a  tautology  in  phraseology,  by  putting  the  repeat  in  a 
different  stress,  thus  taking  occasion  to  emphasize  new 
aspects  of  the  thought.4 

Examples.  —  1.  Of  unredeemed  tautology.  The  following,  from  an 
old  writer,  merely  pairs  off  synonyms  without  making  the  second  contribute 
at  all  to  enrich  the  first:  "  Particularly  as  to  the  affairs  of  this  world, 
integrity  hath  many  advantages  over  all  the  fine  and  artificial  ways  of  dis- 
simulation and  deceit ;  it  is  much  the  plainer  and  easier,  much  the  safer* 
and  more  secure  way  of  dealing  with  the  world ;  it  has  less  of  trouble  and 
difficulty,  of  entanglement  and  perplexity,  of  danger  and  hazard  in  it.     The 

1  Isaiah  vi.  10. 

-  LANG,  I'-ssays  in  Little,  p.  116. 

8  Newman,  Discussions  and  Arguments,  p.  299. 

4  For  this  variation  of  stress  as  applied  to  sentences,  see  below,  p.  342. 


308  COMPOSITION.       ' 

arts  of  deceit  and  cunning  do  continually  grow  weaker,  and  less  effectual 
and  serviceable  to  them  that  use  them." 1  —  Many  pairs  of  terms  have  come 
into  the  language  which,  though  tautological,  are  used  without  analysis  as 
single  terms,  as  "  ways  and  means,"  "  head  and  front,"  "  end  and  design  "  ; 
but  as  soon  as  they  are  discriminated,  as  is  done  by  the  word  neither  in 
the  following  example,  the  essential  tautology  becomes  evident :  "  It 
might  be  accounted  a  tribute  to  the  enterprise  of  Old  Sledge  that  moun- 
tain barriers  proved  neither  let  nor  hindrance,  and  here  in  the  fastnesses  was 
held  that  vivacious  sway,  potent  alike  to  fascinate  and  to  scandalize."  2 

2.  Of  tautology  obviated  by  variation.  In  the  following  (already 
quoted  on  p.  50,  above)  the  nearly  synonymous  words  are  justified  by  their 
evident  climax  :  "  I  am  astonished,  I  am  shocked  to  hear  such  principles  con- 
fessed ;  to  hear  them  avowed  \n  this  house  and  in  this  country."  —  In  the 
following  the  verb  had  failed  has  the  stress  at  first,  and  then  in  the  repeat 
is  thrown  into  subordinate  relation  :  "  I  had,  indeed,  begun  the  task,  and 
had  failed ;  I  had  begun  it  a  second  time,  and,  failing  again,  had  aban- 
doned my  attempt  with  a  sensation  of  utter  distaste."3 — In  the  following 
stress  is  laid  first  on  the  adverb,  and  then  on  the  verb  :  "  In  the  literary 
movement  of  the  beginning  of  the  nineteenth  century  the  signal  attempt  to 
apply  freely  the  modern  spirit  was  made  in  England  by  two  members  of  the 
aristocratic  class,  Byron  and  Shelley.  .  .  .  But  Byron  and  Shelley  did  not 
succeed  in  their  attempt  freely  to  apply  the  modern  spirit  in  English  litera- 
ture ;  they  could  not  succeed  in  it ;  the  resistance  to  baffle  them,  the  want 
of  intelligent  sympathy  to  guide  and  uphold  them,  were  too  great."4 

Repetition  of  Construction.  —  The  forward  movement  of  the 
thought  is  effected,  not  by  the  successive  enumeration  of 
details  merely,  but  by  the  perpetual  pairing  and  balance  of 
elements ;  which  latter,  as  they  must  be  thought  of  together, 
have  to  be  so  expressed  that  their  mutual  relation  is  apparent. 

40.  Elements  of  the  thought  that  are  paired  together,  or 
that  answer  to  each  other,  should  evince  that  relation  by 
being  of  like  speech-part-ship  and  like  form  of  phrase.  This 
is  called  Parallel  Construction. 

1  Tillotson.     Cited  by  Bain,  English  Composition  and  Rhetoric,  p.  68. 

2  Murfree  (Charles  Egbert  Craddock),  In  the  Tennessee  Mountains, 
p.  81. 

3  Kinglake,  Eothen,  Preface. 

4  Matthew  Arnold,  Essays  in  Criticism,  First  Series,  p.  176. 


ORGANIC  PROCESSES.  309 

Examples.  —  In  the  following  note  how  the  proposed  amendments,  in 
brackets,  aid  in  the  mutual  relations  of  the  sentence-elements :  "  He  had 
good  reason  to  believe  [or,  for  believing]  that  the  delay  was  not  an  accident 
[accidental]  but  premeditated,  and  for  supposing  [to  suppose,  or  else,  for 
believing,  above]  that  the  fort,  though  strong  both  by  art  and  naturally 
[nature],  would  be  forced  by  the  treachery  of  the  governor  and  the  indolent 
[indolence  of  the]  general,  to  capitulate  within  a  week."1 

Not  infrequently  words  are  iterated  to  give  a  better  parallelism  of  con- 
struction ;  as,  "  If  I  have  had  my  share  in  any  measure  giving  quiet  to 
private  property  and  private  conscience."2 — The  following  is  a  rather 
striking  example :  "  He  looked  unlike  other  men,  with  his  tall  thin  figure, 
his  long  thin  face,  his  nervous  thin  hands."  3 

In  the  following  the  lack  of  the  words  here  supplied  in  brackets  leaves 
the  phrases  unbalanced  :  "  The  Aryan  genius  ranges  far  and  wide,  observes, 
compares,  classifies,  generalizes,  both  in  the  world  of  matter  and  [in  the 
world]  of  spirit."  4 

41.  A  broader  application  of  parallel  construction  is  made 
in  what  is  called  Balanced  Structure,  wherein  clauses  or  sen- 
tences are  related  to  each  other  by  likeness  of  construction, 
and  by  similarity  or  antithesis  of  thought.  The  sharp  relief 
thus  effected  between  statements  is  an  aid  to  clear  definition 
and  to  memory. 

Examples.  — Balance  of  clauses.  "It  contains  the  history  of  a  miracle, 
of  Creation  and  Redemption  ;  it  displays  the  power  and  the  mercy  of  the 
Supreme  Being ;  the  probable  therefore  is  marvellous,  and  the  marvellous 
is  probable."5 —  "  They  habitually  ascribed  every  event  to  the  will  of  the 
Great  Being,  for  whose  power  nothing  was  too  vast,  for  whose  inspection 
nothing  was  too  minute."  6 

Balance  of  sentences.  "  If  they  were  unacquainted  with  the  works  of 
philosophers  and  poets,  they  were  deeply  read  in  the  oracles  of  God.  If 
their  names  were  not  found  in  the  registers  of  heralds,  they  were  recorded 
in  the  Book  of  Life.  If  their  steps  were  not  accompanied  by  a  splendid 
train  of  menials,  legions  of  ministering  angels  had  charge  over  them."  6 

1  Abbott,  How  to  Write  Clearly,  p.  34. 

2  Burke,  as  quoted  above,  p.  439. 

8  Matthews,  Aspects  of  Fiction,  p.  129. 

4  McCurdy,  History,  Prophecy,  and  the  Monuments,  Vol.  i,  p.  5. 

6  Johnson,  Lives  of  the  Poets,  Vol.  i,  p.  184. 

6  Macaulay,  Essay  on  Milton. 


310  COMPOSITION. 

Sometimes  in  the  balancing  members  an  inversion  of  order  may  alter- 
nate the  stress ;  e.g.  "  To  leave  the  world,  or  any  part  of  the  world,  is  to 
follow  John  the  Baptist ;  to  follow  Christ  is  to  enter  the  world  and  every 
phase  of  the  world."  x 

Sometimes,  where  there  is  a  large  number  of  balancing  members,  they 
may  with  elegance  be  broken  into  varying  groups.  In  the  following  fine 
passage  from  Cardinal  Newman  the  groups  of  uniform  clauses  are  set  off 
by  lines :  "  He  writes  passionately,  because  he  feels  keenly  ;  forcibly, 
because  he  conceives  vividly;  |  he  sees  too  clearly  to  be  vague;  he  is  too 
serious  to  be  otiose;  |  he  can  analyze  his  subject,  and  therefore  he  is  rich; 
he  embraces  it  as  a  whole  and  in  its  parts,  and  therefore  he  is  consistent  ; 
he  has  a  firm  hold  of  it,  and«therefore  he  is  luminous.  |  When  his  imagina- 
tion wells  up,  it  overflows  in  ornament  ;  when  his  heart  is  touched,  it 
thrills  along  his  verse."2 

1  Abbott,  Christianity  and  Social  Problems,  p.  69.  This  very  practical  though 
rather  rhetorical  inversion  in  the  balancing  members  of  a  sentence  is  called 
Chiasmus,  from  the  Greek  letter  Chi  (X),  which  character  was  used  by  the  ancient 
rhetoricians  to  mark  the  cross  relation ;  thus  :  — 

"To  leave  the  world  v^^-  is  to  follow  John  the  Baptist; 
to  follow  Christ       — ^^n  is  to  enter  the  world  "  .  .  .  . 

2  Newman,  Idea  of  a  University,  p.  292. 


CHAPTER   X. 
THE   SENTENCE. 

Thus  far  our  study  has  dealt  with  materials  and  detached 
processes,  waiving  for  the  time  the  consideration  of  finished 
results.  It  is  time  now  to  take  up  this  latter  subject;  and  in 
the  coming  three  forms  of  utterance,  the  Sentence,  the  Para- 
graph, and  the  Composition  as  a  Whole,  it  will  be  treated 
through  successive  applications  of  what  are  essentially  the 
same  underlying  principles,  varying  only  in  scale  and  scope. 
In  the  sentence,  then,  we  reach  the  first  complete  organic 
product  of  thinking.  As  such,  and  as  embodying  on  its 
scale  the  qualities  necessary  to  effect  the  purpose  of  the 
whole  work,  the  sentence  may  be  regarded  as  the  unit  of 
style.1 

Definition  of  the  Sentence.  —  A  sentence  is  a  combination  of 
words  expressing  a  single,  complete  thought. 

However  complex  it  may  be  —  and  it  may  attain  a  consid- 
erable degree  of  complexity  —  the  thought  of  the  sentence 
must  be  single,  must  with  all  its  colorings  and  details  leave  on 
the  reader's  mind  one  focal  impression  ;  however  restricted  its 
range  or  inclusion,  it  must  appear  as  a  complete  and  finished 
utterance. 

1  "  For  the  sentence  is  the  unit  of  style ;  and  by  the  cadence  and  music,  as  well  as 
by  the  purport  and  bearing,  of  his  sentences,  the  master  of  style  must  stand  or  fall." 
—  Saintsbury,  Miscellaneous  Essays,  p.  no.  —  "From  the  arrangement  of  accord- 
ing letters,  which  is  altogether  arabesque  and  sensual,  up  to  the  architecture  of  the 
elegant  and  pregnant  sentence,  which  is  a  vigorous  act  of  the  pure  intellect,  there  is 
scarce  a  faculty  in  man  but  has  been  exercised.  We  need  not  wonder,  then,  if  per- 
fect sentences  are  rare,  and  perfect  pages  rarer."  —  Stevenson,  On  Some  Technical 
Elements  of  Style  in  Literature,  Works,  Vol.  xxii,  p.  265. 

31* 


312  COMPOSITION. 

Note.  —  The  typical  sign  of  completeness  is  the  period,  the  mark  of  a 
full-rounded  declarative  sentence.  Other  marks  of  end-punctuation,  the 
exclamation  mark,  the  interrogation  mark,  the  dash,  are  really  marks  of 
incompleteness :  the  exclamation  signifying  rather  an  emotional  outburst 
than  a  composed  thought;  the  interrogation  implying  and  requiring  an 
answer  to  complete  it ;  and  the  dash  confessedly  an  abrupt  dropping  of 
the  subject.  Thus,  while  grammatically  there  may  be  exclamatory  and 
interrogative  as  well  as  declarative  sentences,  from  the  point  of  view  of 
rhetorical  construction  these  are  somewhat  out  of  the  literal  order,  being 
in  fact  expressions  of  emotional  connotation  ;  see  above,  pp.  95,  96. 


I.     ORGANISM    OF   THE    SENTENCE. 

Sentences  have  both  a  grammatical  and  a  rhetorical  organ- 
ism :  the  grammatical  having  to  do  with  the  parts  of  speech, 
their  offices  and  relations ;  the  rhetorical  dealing  rather  with 
the  logical  bearings  and  dependencies  of  the  thought.  With 
the  grammatical  organism  our  business  at  present  is  only 
indirect  and  casual ;  the  assured  mastery  of  it  must,  at  this 
stage  of  study,  be  presumed.  (With  the  rhetorical  organism 
of  the  sentence  a  writer  must  get  the  same  intimate  familiarity 
as  with  the  grammatical ;  the  sense  of  it,  and  of  its  require- 
ments, must  become  ingrained  in  his  mind ;  and,  as  accessory 
to  this,  he  needs  to  form  the  habit  of  parsing  his  sentence 
rhetorically,  settling  its  unitary  and  distributive  relations,  its 
main  and  tributary  lines,  as  he  goes  along.  No  other  habit 
or  procedure  in  rhetoric  can  outweigh  this  in  importance. 

I. 

Elements  of  Structure.  —  The  same  essential  structure  under- 
lies all  forms  of  composition,  from  the  sentence,  the  first 
complete  utterance  of  a  thought,  onward.  It  is  a  dual  struc- 
ture, a  structure  framed  on  two  elements.  There  is  first  the 
basic  idea  or  term,  what  the  assertion  is  about,  and  secondly 
the  assertion  or  declaration  itself,  what  is  said  about   this. 


THE  SENTENCE.  313 

These  two  elements  are  always  present  to  guide  and  centralize 
the  thinking  ;  and  whether  we  call  them  subject  and  predicate, 
as  in  the  sentence,  or  topic  and  enlargement,  as  in  the  para- 
graph, or  proposition  and  proof,  as  in  a  debate,  or  theme  and 
treatment,  as  in  an  essay,  is  merely  an  incident  of  the  scale 
and  kind  of  production  on  which  we  are  working. 

The  Framework.  —  Our  analysis  of  sentence  structure,  then, 
taking  the  grammatical  core  of  substantive  {i.e.  noun  or  pro- 
noun) and  verb,  views  it  in  the  more  logical  light  of  subject 
and  predicate :  the  subject,  in  the  large  sense  that  about 
which  something  is  said  ;  the  predicate,  also  liberally  construed 
as  that  which  is  said  about  the  subject.  These,  while  in  most 
cases  modeled  on  the  grammatical  nucleus,  are  not  the  slaves 
of  grammar ;  for  instance,  a  subject,  though  typically  a  nomi- 
native, may  for  rhetorical  distinction  be  put  as  the  object  of 
a  verb,  yet  remain  just  as  truly  the  thing  about  which  an 
assertion  is  made ;  the  predicate,  likewise,  though  it  be 
crowded  into  some  sequential  clause,  or  be  in  part  left  to 
implication,  retains  its  essential  character  of  information  or 
statement  about  the  subject.  By  their  function  it  is,  rather 
than  by  their  form,  that  these  elements  are  to  be  rhetorically 
interpreted  ;  and,  as  preliminary  to  the  skilful  massing  of  his 
sentences,  the  writer  should  acquire  the  instinctive  sense  of 
what  in  his  work  is  really  the  subject  of  discussion,  whatever 
its  syntax,  and  what  is  essentially  predication  or  predicative 
matter. 

Examples.  —  The  following  sentences,  purposely  chosen  for  their 
simplicity,  will  bring  to  light  the  essential  subject-matter  and  predication, 
as  distinct  from  the  grammatical.  The  grammatical  nucleus  is  put  in 
small  capitals. 

i .  The  rhetorical  framework  modeled  on  the  grammatical  core.  "  Our 
earthly  life,  then,  gives  promise  of  what  it  does  not  accomplish."1  — 
f*  HOMER,  for  the  glory  of  whose  birthplace  none  but  the  greatest  cities 

1  Newman,  Parochial  and  Plain  Sermons^  Vol.  iv,  p.  216. 


314  COMPOSITION. 

dare  contend,  is  alike  the  highest  and  the  easiest  in  poetry.  He- 
rodotus, who  brought  into  Greece  more  knowledge  of  distant  countries 
than  any  or  indeed  than  all  before  him,  is  the  plainest  and  gracefulest 
in  prose." 1  In  all  these,  if  we  ask  what  is  talked  about  and  what  is 
asserted  of  it,  the  substantive  and  verb  give  the  main  clue. 

2.  The  subject  of  remark  grammatically  disguised.  "  On  seeking  for 
some  clue  to  the  law  underlying  these  current  maxims,  we  may  see 
shadowed  forth  in  many  of  them,  the  importance  of  economizing  the 
reader's  or  hearer's  attention."2  Here  the  grammatical  substantive,  verb, 
and  object  give  very  little  clue  to  what  the  sentence  is  about ;  its  real  sub- 
ject of  remark,  economizing  attention,  is  sent  to  the  end  as  the  object  of  a 
preposition.  —  The  same  is  noticeable  in  the  following:  "There  is  not, 
and  there  never  was  on  this  earth,  a  work  of  human  policy  so  well 
deserving  of  examination  as  the  Roman  Catholic  Church."3  Here  the 
subject  of  remark  is  the  Roman  Catholic  Church,  sent  to  the  end  again 
and  put  in  a  clause  for  distinction. 

3.  The  predicative  matter  grammatically  disguised.  "  This  is  a  thought 
which  will  come  upon  us  not  always,  but  under  circumstances."4  Here 
the  grammatical  framework  is  as  indicated  above ;  the  rhetorical  is  rather 
This  thought  will  come.  The  predication  is  put  into  a  which-c\&\\SQ.  — 
"The  second  point  to  be  observed  is  that  brightness  of  color  is  altogether 
inadmissible  without  purity  and  harmony."5  Here  the  main  predicative 
matter  of  the  sentence  is  put  in  a  sequential  clause,  being  prepared  for  by 
a  prospective  clause :  brightness  is  inadmissible  is  the  real  assertion. 

In  the  sentence  quoted  from  Landor  above  we  might  say  the  clauses 
that  define  Homer  and  Herodotus  respectively  ("  for  the  glory  of  whose 
birthplace,"  etc.,  and  "who  brought  into  Greece,"  etc.)  are  part  of  the 
predicative  matter  tacked  to  the  subject  by  relative  clauses ;  they  really 
supply  one  side  of  the  distinction  asserted  of  these  authors. 

What  is  true  of  the  whole  sentence  is  true  in  its  turn  of  any 
constituent  clause.  By  its  subject  or  its  connective  its  relation 
with  the  rest  of  the  sentence  is  revealed,  whether  one  of 
subordination  or  of  coordination ;  but  as  soon  as  we  get 
beyond   this,   in   all  its  internal   framework  the   clause   is  a 

1  Landor,  Imaginary  Conversations,  Vol.  i,  p.  94  (Diogenes  and  Plato). 

2  Spencer,  Philosophy  of  Style,  p.  11. 

3  Macaulay,  Essay  on  Von  Rankers  History  of  the  Popes. 

4  Newman,  Parochial  and  Plain  Sermons,  Vol.  iv,  p.  217. 
6  Ruskin,  Modern  Painters,  Vol.  ii,  p.  195. 


THE  SENTENCE.  315 

complete  sentence  by  itself,  with  the  same  problems  of  mass, 
order,  and  stress  that  obtain  in  the  larger  structure. 

Examples.  —  In  the  sentences  quoted  above,  we  come  upon  the  follow- 
ing clausal  frameworks  :  "  it  does  not  accomplish,"  "  none  .  .  .  dare  con- 
tend "  ;  "who  brought  .  .  .  knowledge";  "which  will  come";  "brightness 
...  is  inadmissible." 

The  Tributary  Portions.  —  In  three  main  ways  this  sentence 
framework  may  take  on  tributary  matter. 

i.  There  is  first  the  matter  requisite  to  define  and  give 
proper  setting  to  the  subject.  This,  as  the  subject  itself  is  a 
substantive,  is  adjectival  in  nature,  that  is,  it  fixes  such  limits 
and  qualities  of  the  subject  as  are  needed  for  use  in  the 
sentence,  and  this  it  does  in  the  form  of  word,  or  phrase,  or 
clause. 

2.  Secondly,  and  with  the  same  range  of  forms  open  to  it, 
there  is  the  matter  requisite  to  expand  and  round  out  the 
predicate.  This,  so  far  as  it  centres  about  the  verb,  is  adver- 
bial in  nature,  giving  accompaniments  of  time,  place,  conditions, 
manner,  and  the  like.  But  as  the  verb  may  take  an  object, 
or  be  conjoined  with  a  predicate  noun,  adjectival  modifiers 
may  be  affixed  to  these  as  to  the  subject  of  the  sentence. 

3.  Finally,  the  sentence  itself,  within  the  boundary  of  the 
same  period,  may  take  on  another  sentence,  or  more  than  one, 
so  closely  connected  with  it  in  idea  that  the  pair  or  cluster 
add  together  to  form  a  composite  thought.  In  this  case  it  is 
idle  to  speculate  which  is  principal  and  which  tributary ;  they 
have  a  coordinate  relation. 

It  is  to  be  remembered,  moreover,  that  wherever  there  is  a 
noun,  whether  in  main  sentence,  clause,  or  phrase,  and 
wherever  there  is  a  verb,  whether  in  the  form  of  principal 
verb,  or  infinitive,  or  participle,  the  question  of  modification 
is  always  open  ;  and  so  the  tributary  tracts  of  the  sentence 
may  in  turn  have  their  tributaries,  until  the  grammatical  rami- 


316  COMPOSITION. 

fications   become   exceedingly  complex,   and  the  problem   of 
steering  a  straight  and  clear  course  through  is  no  small  one. 

Example.  —  The  following  sentence  will  show  in  a  comparatively  simple 
example  some  of  the  workings  of  these  three  tributary  lines.  For  clearer 
distinction  it  is  put  in  tabular  form  :  — 


Coordinate  Sentence. 

THIS 


EVER     IS,    AND     MUST 
BE,   THE   PURPOSE 

of  the  sons  of  men."1 


Main  Sentence. 

Subject :  "  Their  dim  purpose,  — 

very  dim  often,  yet  struggling  always 
to  become  clearer,  and  utter  itself  in 
act  and  word,  — 

Predicate  :  was,  and  ever  is,  no  other  than  this  : 
To  conform  themselves  to  the  Eter- 
nal Laws,  —  Laws  of  Necessity,  re- 
vealed Laws  of  God,  or  whatever 
good  or  worse,  or  better  or  best 
name  they  give  it : 

f 

Here  the  tributary  portions  are  devoted  mostly  to  defining  the  two  ideas 
dim  and  Laws,  the  first  modification  being  thus  adverbial,  the  second 
adjectival  or  appositive.  The  coordinate  sentence  repeats  the  idea  more 
sententiously,  and  with  order  of  subject  and  predicate  reversed. 

II. 

Types  of  Structure.  —  In  this  intricate  mesh  work  of  verbal, 
phrasal,  and  clausal  forms,  functions  main  and  tributary,  rela- 
tions coordinate  and  subordinate,  it  is  important  to  recognize 
if  we  may,  in  the  case  of  any  sentence,  some  underlying  type 
or  norm  from  which  we  may  estimate  as  from  a  chart  the 
various  lines  of  construction.  For  this  purpose  we  may  here 
adopt  Professor  Earle's  classification.2 

Starting  from  the  familiar  grammatical  distinction  of  sen- 
tences as  simple,  compound,  and  complex,  we  may  distinguish 
three  main  types,  which,  though  not  always  rigidly  or  exclu- 

1  Carlyle,  Historical  Sketches,  p.  2. 

2  Earle,  English  Prose,  pp.  76-91. 


THE  SENTENCE.  317 

sively  adhered  to,1  are  comprehensive  enough  to  include  singly 
or  by  intermixture  the  great  body  of  procedure. 

i.  The  Simplex  Type.  —  Assuming,  as  in  all  these  defini- 
tions, that  the  verb  is  the  key  to  the  sentence's  idea,  and  that 
the  conjunction  is  the  key  to  its  articulation,  we  may  define 
the  simplex  as  a  sentence  with  only  one  principal  verb,  or, 
what  comes  to  the  same  thing,  without  an  interlinking 
conjunction. 

Sentences  of  this  type,  plain  as  it  is,  may  assume  a  consid- 
erable appearance  of  intricacy  by  cumulated  subjects,  and  by 
phrasal  or  participial  adjuncts  to  subject  or  predicate  or  both. 
The  conjunctions  that  appear  between  subject  members  or 
adjuncts  are,  it  is  to  be  observed,  not  elements  of  sentence 
articulation,  but  merely  verbal  connectives. 

Examples. —  i.  Of  the  plain  simplex.  "Self-preservation  is  the  first 
rule  of  every  community."  "  In  the  window  of  his  mother's  apartment  lay 
Spenser's  '  Fairy  Queen.' "  2  Here,  although  some  phrasal  modifiers  are 
introduced,  the  framework  of  subject  and  single  verb  is  clear. 

2.  Of  the  simplex  disguised  by  other  matter.  "  For  somewhat  more 
than  four  hundred  years,  the  Roman  Empire  and  the  Christian  Church, 
born  into  the  world  almost  at  the  same  moment,  had  been"  developing 
themselves  side  by  side  as  two  great  rival  powers,  in  deadly  struggle  for 
the  possession  of  the  human  race."  3  Here  there  is  a  double  subject,  its 
two  members  modified  by  a  participial  phrase ;  there  is  an  adverbial  time 
phrase ;  and  the  object  of  the  verb  has  a  long  appositional  addition  ;  but 
the  single  verb,  had  been  developing,  holds  the  sentence  to  its  underlying 
simplex  type. 

2.  The  Composita  Type. — The  essential  character  of  this 
type  is  coordination.  It  is  the  kind  of  sentence  wherein  the 
predication  is  made  by  two  or  more  principal  verbs,  expressed 

1  "  The  reader  must  not  expect  to  find  pure  examples  of  the  above  types  ready  to 
hand  in  every  page,  nor  will  he  be  justified  in  concluding  that  therefore  the  types 

Ives  are  imaginary  and  unreal.  It  is  essential  to  freedom  and  elasticity  and 
beauty  of  discourse,  that  there  should  be  no  obtrusive  persistence  of  rigid  types ;  — 
but  at  the  same  time  it  is  useful  for  us  to  observe  or  by  analytic  process  to  disengage 
such  types,  because  they  are  the  elementary  factors  of  an  endless  variety."  —  lb.,  p.  87. 

2  Johnson,  Lives  0/  the  Poets,  Cowley.  3  Kingsley,  Hypatia,  Preface. 


318  COMPOSITION. 

or  understood,  and  wherein  the  conjunctions  are  of  the  coordi- 
nating class.1  These  several  verbs  may  either  be  predicates 
of  the  same  subject,  or  may  have  their  separate  subjects ;  in 
which  latter  case  the  whole  sentence  is  a  cluster  of  sentences 
bound  into  one  by  a  logical  connection. 

In  two  ways  the  composite  character  of  this  type  of  sen- 
tence, while  still  intact,  may  be  somewhat  disguised.  In  a 
series  of  more  than  two  predications  the  connecting  conjunc- 
tions may  be  expressed  only  with  the  last,  or  may  be  wholly 
omitted.2  And  secondly,  when  the  several  verbs  would  natu- 
rally be  the  same  if  expressed,  the  verb  may  be  expressed  only 
once  for  the  series. 

Examples. —  i.  Of  plain  composita.  With  a  single  subject:  "The 
righteous  shall  inherit  the  land,  and  dwell  therein  forever."  —  With  a 
subject  for  each  verb :  "  Art  makes  knowledge  a  means,  but  science  makes 
it  an  end " ;  "  Then  this  world  will  fade  away,  and  the  other  world  will 
shine  forth  " ;  "  The  advice  is  the  same,  though  the  reason  of  it  is  differ- 
ent." Here  the  several  coordinating  conjunctions  are  but,  and,  and  though. 
Clusters  of  more  than  two  members :  "  In  the  beginning  was  the  Word, 
and  the  Word  was  with  God,  and  the  Word  was  God  " ;  "  He  provides, 
and  she  dispenses;  he  gives  commandments,  and  she  rules  by  them;  he 
rules  her  by  authority,  and  she  rules  him  by  love ;  she  ought  by  all  means 
to  please  him,  and  he  must  by  no  means  displease  her."  Here  each  of  the 
semicoloned  members  is  itself  a  composita  of  two  members. 

2.  Of  composita  disguised.  The  example  last  quoted  shows  asyndeton 
between  the  larger  members.  The  classical  example  of  asyndeton  is,  "  I 
came,  I  saw,  I  conquered." — Ellipsis  of  repeated  verb:  "They  never  see 
any  good  in  suffering  virtue,  nor  a,  any  crime  in  prosperous  usurpation." 
Here  the  full  sense  would  be  "  nor  do  they  see  any  crime,"  etc.  "  It  is  not 
the  business  of  the  Arts  to  worry  the  reason,  but  rather  a,  to  stimulate 
the  imagination,  and  a,  soothe  the  feelings  of  mankind."3 

3.  The  Evoluta  Type.  —  The  essential  character  of  this  type 
is  subordination.     It  is  the  kind  of  sentence  wherein  one  main 

1  For  coordinating  conjunctions,  see  above,  p.  260. 

2  This  latter  ellipsis,  which  gives  the  condensing  effect  of  abruptness  (cf.  p.  298, 
above)  is  technically  called  Asyndeton. 

8  These  quotations  are  nearly  all  taken  from  Professor  Earle,  op.  cit.,  pp.  78,  79. 


THE   SENTENCE.  319 

assertion  has  appended  to  it  ancillary  clauses  giving  some 
kind  of  explanatory  or  limiting  matter.  These  helping  clauses 
may  be  appended  either  to  the  noun  parts  of  the  sentence 
(subject,  object  of  a  verb,  object  of  a  preposition),  in  which 
case  its  connective  is  a  relative  pronoun  or  relative  adverb ; 
or  to  the  verb  parts  (predicate,  infinitive,  participle),  in  which 
case  its  connective  is  a  conjunction  of  the  subordinating  class.1 
Often  the  Evoluta  has  an  inverted  arrangement,  the  appended 
clauses,  of  condition,  time,  explanation,  and  the  like,  being 
placed  first,  and  thus  accumulating  for  the  main  predicate  the 
distinction  of  suspensive  structure.2 

Examples. —  i.  Of  various  ways  of  introducing  subordinate  clauses. 
The  introducing  words,  conjunctions  or  relatives,  are  here  italicized. 
"  People  usually  consider  that  an  opinion  by  which  no  fee  is  earned  is  worth 
just  what  it  cost."  —  "  Englishmen  are  prepared  to  believe  that  if  their 
country  is  to  continue  to  be  the  greatest  nation  of  the  world,  it  must  be 
as  the  centre  of  a  naval  confederacy  which  has  its  harbors  in  every  sea."  — 
r  The  Catholic  gentry,  who  had  been  painted  as  longing  for  the  coming  of 
the  stranger,  led  their  tenantry,  when  the  stranger  came,  to  the  muster  at 
Tilbury."  —  "  Milton,  who,  in  his  letter  to  Hartlib,  had  declared,  that  to 
read  Latin  with  an  English  mouth  is  as  ill  a  hearing  as  Low  French, 
required  that  Elwood  should  learn  and  practice  the  Italian  pronunciation, 
which,  he  said,  was  necessary,  if  he  would  talk  with  foreigners." 

2.  Of  inverted  order  of  evolute  clauses.  "  That  I  have  ta'en  away  this 
old  man's  daughter,  It  is  most  true."  —  "  Why  it  is,  and  what  it  is  to  issue 
in,  and  how  it  is  what  it  is,  and  how  we  came  to  be  introduced  into  it,  and 
what  is  our  destiny,  are  all  mysteries."  Here  the  subordinate  clauses  are 
coordinated  with  each  other  by  and,  all  being  alike  subject  to  the  main 
assertion.  —  "If  I  cannot  go  with  the  authority  and  protection  of  my  gov- 
ernment, I  prefer  not  to  go  at  all."3 

It  hardly  needs  to  be  remarked  here  that  these  types  may 
be  mixed  in  many  ways ;  the  fact  that  any  modifying  element 

1  For  the  list  of  relatives,  pronominal  and  adverbial,  see  Table  of  Retrospective 

nee,  p.  247  ;  for  subordinating  conjunctions,  p.  265. 
-  For  suspension  by  conjunctional  clauses,  see  p.  281. 
3  Quotations  taken,  as  before,  mostly  from  Earle,  op.  cit.,  pp.  81,  83. 


320  COMPOSITION. 

may  assume  the  clausal  form  makes  this  mixture  natural  tc 
any  underlying  structure.  It  is  not  difficult,  however,  in  most 
cases,  to  detect  the  relations  of  one  type  to  another,  and  sc 
explain  the  combination. 

II.     INTERRELATION   OF   ELEMENTS. 

The  ample,  though  limited,  range  of  logical  relations  that 
may  exist  between  the  constituent  elements  of  a  sentence  all 
grows  out  of  the  necessary  quality  of  unity.  However  broad 
and  diversified  the  impression  made  by  the  sentence,  it  must 
be  one  impression ;  all  the  lines  of  assertion,  implication, 
shading,  must  focalize  into  one  comprehensive  thought.  To 
this  end  account  must  be  taken  of  these  internal  relations, 
and  of  the  means  of  making  them  clear  to  the  reader. 

i- 

Errors  of  Interrelation.  — An  organism  which  is  a  unity  must 
just  as  truly,  if  it  is  an  organism,  be  a  diversity.  Two  errors 
of  interrelation,  arising  respectively  from  the  disregard  of 
these  necessary  qualities,  may  here  be  noted. 

i.  The  disregard  of  unity  shows  itself  in  what  is  called  the 
heterogeneous  sentence.  This  is  a  sentence  run  on  carelessly, 
admitting  all  collateral  ideas  that  can  be  crowded  in,  until 
there  are  several  distinct  subjects  of  thought,  and  no  one  of 
paramount  importance  to  which  all  may  be  counted  as  sub- 
servient. It  is  much  like  talking  without  a  pause  till  one  is 
out  of  breath.  It  is  not  the  same  as  a  long  sentence ;  it  is 
rather  a  long  sentence  that  fails  to  produce  unity  of  effect. 

Examples.  —  The  tendency  to  let  a  sentence  become  heterogeneous 
may  work  in  two  ways :  trying  to  crowd  the  interior  of  the  sentence  too 
full  of  extraneous  matters ;  and  tacking  on  an  afterthought  at  the  end. 

i.  Heterogeneous  by  insignificant  details.  "The  usual  acceptation  takes 
profit  and  pleasure  for  two  different  things  ;   and  not  only  calls  the  fol- 


THE   SENTENCE.  321 

lowers  or  votaries  of  them  by  the  several  names  of  busy  and  idle  men  ;  but 
distinguishes  the  faculties  of  mind  that  are  conversant  about  them,  calling 
the  operations  of  the  first  wisdom,  and  of  the  other  wit :  which  is  a  Saxon 
word,  used  to  express  what  the  Spaniards  and  Italians  call  ingenio,  and  the 
French  esprit,  both  from  the  Latin ;  though  I  think  wit  more  particularly 
signifies  that  of  poetry,  as  may  occur  in  remarks  on  the  Runic  language." 
Here  there  is  material  for  not  less  than  three  sentences,  their  subjects  of 
remark  being : 

Profit  and  pleasure,  how  named  in  men  and  in  the  mind. 

Derivation  and  synonymy  of  the  word  wit. 

Wit  ought  to  be  used  exclusively  as  a  poetic  term. 
As  soon  as  we  separate  these  subjects,  we  see  how  impossible  it  is  to  make 
them  all  parts  of  the  expression  of  a  single  thought. 

2.  Heterogeneous  by  a  tacked-on  addition.  "  He  falls  so  grossly  into 
the  censure  of  the  old  poetry,  and  preference  of  the  new,  that  I  could  not 
read  his  strains  without  indignation  ;  which  no  quality  among  men  is  so 
apt  to  raise  in  me  as  self-sufficiency."  Here  the  relative  clause  starts  off 
on  a  new  idea,  suggested  by  the  word  indignation.  The  same  thing  may 
occur  in  narrative  details ;  e.g.  "  Tillotson  died  in  this  year.  He  was 
exceedingly  beloved  both  by  King  William  and  Queen  Mary,  who  nomi- 
nated Dr.  Tenison,  Bishop  of  Lincoln,  to  succeed  him." l  Here  the 
nomination  of  Dr.  Tenison  is  entirely  apart  from  the  idea  of  the  pre- 
vious clause. 

2.  The  disregard  of  the  diversity  that  may  legitimately 
characterize  the  sentence  is  shown  in  what  may  be  called  the 
insignificant  sentence.  The  evil  of  the  heterogeneous  sentence 
is  not  cured  by  making  each  assertion  into  a  sentence  by 
itself.  Apart  from  the  disagreeable  effect  of  a  series  of  curt 
remarks,  not  all  assertions  will  bear  to  be  made  so  prominent. 
A  statement  merely  explanatory  or  qualifying  ought  to  be 
subordinated  to  others,  and  the  only  way  to  make  this  subor- 
dination appear  is  to  weave  the  explanatory  clause  in  with 
other  things  in  the  same  sentence  structure  ;  for  as  soon  as  it 
is  set  off  by  periods  it  sounds  as  if  coordinate  in  value.  A 
small  explanatory  clause  set  off  by  itself  is  not  only  insig- 

1  The  above-quoted  sentences  are  taken  (without  his  italics)  from  Bain,  Compo- 
sition and  Rhetoric,  pp.    135,   1  ■/>.     All   are  from   the  older  writers,  who  had  not 
of  unity  and  organism  that  now   prevails  in  sentences. 


322  COMPOSITION. 

nificant,  it  breaks  the  continuity  of  the  larger  thoughts.  Its 
matter  may  be  worth  saying,  but  not  worth  challenging  inde- 
pendent attention;  this  is  a  point  that  the  writer's  literary 
sense  must  settle. 

Examples.  —  i.  Here  is  recalled  the  attempt  once  made  by  a  clergy- 
man to  give  more  point  and  snap  to  a  Scripture  verse  by  periods  ;  with  the 
following  result :  "The  pastures  are  clothed  with  flocks.  The  valleys  also 
are  covered  over  with  corn.  They  shout  for  joy.  They  also  sing."1  This 
last  assertion,  They  also  sing,  may  acquire  a  snap,  but  it  is  really  made 
insignificant  by  its  separation. 

2.  How  intermediate  clauses  of  comparatively  less  importance  may  be 
necessary  to  subserve  the  continuity  from  the  chief  idea  of  one  sentence  to 
that  of  another  may  be  seen  in  the  following,  in  which  the  intermediate 
portion  is  put  in  brackets :  "  Of  two  old  men,  the  one  who  is  not  your 
father  speaks  to  you  with  the  more  sensible  authority ;  [for  in  the  paternal 
relation  the  oldest  have  lively  interests  and  remain  still  young.  Thus  I 
have  known  two  young  men  great  friends ;  each  swore  by  the  other's 
father ;  the  father  of  each  swore  by  the  other  lad  ;]  and  yet  each  pair  of 
parent  and  child  were  perpetually  by  the  ears."2  Here  the  part  within 
brackets  is  mostly  employed  in  conducting  the  thought  from  general 
statement  to  concrete  example.  In  the  following  this  intermediate  char- 
acter is  neglected,  and  of  the  sentences  in  brackets  some  are  insignificant, 
while  all  break  the  continuity  :  "  An  individual  is  an  encloser.  [Time  and 
space,  liberty  and  necessity,  truth  and  thought,  are  left  at  large  no  longer. 
Now,  the  universe  is  a  close  or  pound.  All  things  exist  in  the  man  tinged 
with  the  manners  of  his  soul.  With  what  quality  is  in  him  he  infuses  all 
nature  that  he  can  reach ;  nor  does  he  tend  to  lose  himself  in  vastness, 
but,  at  how  long  a  curve  soever,  all  his  regards  return  into  his  own  good 
at  last.  He  animates  all  he  can,  and  he  sees  only  what  he  animates.]  He 
encloses  the  world,  as  the  patriot  does  his  country,  as  a  material  basis  for 
his  character,  and  a  theatre  for  action."  3  Here,  as  we  compare  the  first 
and  last  sentences,  there  seems  to  be  a  needless  detour  in  thought  between, 
because  the  middle  sentences  are  not  properly  subordinated  to  the  main 
current  of  the  idea. 

■ 

1  Psalm  lxv.  13. 

2  Stevenson,  Talk  and  Talkers,  Works,  Vol.  xiii,  p.  284. 

3  Emerson,  Character,  Works,  Vol.  iii,  p.  95. 


THE   SENTENCE.  323 


II. 


Logical  Relations  Consistent  with  Unity.  —  In  sentences,  more 
especially  of  the  composita  type,  where  clause  stands  side  by 
side  with  coordinate  clause,  the  question  how  sentence  unity 
will  bear  such  manner  of  accretion  assumes  chief  importance. 
The  answer  depends  on  the  nature  of  the  material. 

i.  In  material  of  argumentative  or  expository  nature, 
wherein  thought  is  linked  to  thought  by  likeness  or  contrast, 
or  by  cause  and  effect,  some  phase  of  such  relation  must  be 
present  to  give  the  added  clause  a  right  within  the  same  sen- 
tence. Accordingly,  when  an  added  clause  gives  the  conse- 
quence or  the  obverse  of  the  principal;  when  it  explains,  or 
justifies,  or  exemplifies,  or  repeats  the  idea  of  the  principal ;  it 
may  be  set  off  by  a  semicolon,  but  does  not  necessarily  mar 
the  unity  of  the  sentence.1 

Examples.  —  A  number  of  sentences  are  given  here,  with  the  logical 
relation  of  the  semicoloned  clauses  indicated  in  the  margin  :  — 

"  Hence,  in  speculating  on  this  question  I  shall  take 
this  as  a  reasonable  assumption  first  of  all,  that  the 
catastrophe  of  a  state  is  according  to  its  antecedents, 
and  its  destiny  according  to  its  nature  ;  and  there-  Consequence, 
fore,  that  we  cannot  venture  on  any  anticipation  of 
the  instruments  or  the  conditions  of  its  death,  until 
we  know  something  about  the  principle  and  the  char- 
acter of  its  life." — "To  learn  from  others  you  must 
entertain  a  respect  for  them ;  no  one  listens  to  those  Obverse, 

whom  he  contemns."  —  "He  [Herodotus]  has  written 
something  better,  perhaps,  than  the  best  history ;  but  Obverse, 

he   has   not  written  a  good  history  ;  he  is,  from  the        Explanation. 
first  to  the  last  chapter,  an  inventor."2  —  "The  very 
greatness  of  our  powers  makes  this  life  look  pitiful ;       Consequence, 
the  very  pitifulness  of  this  life  forces  on  our  thcughts 

1  "  It  is  this  tacit  ratiocination  which  qualifies  the  Composita  to  fill  so  large  a 

it  does  in  argumentative  discourse.     It  is  the  vehicle  of  implied,  inexplicit, 
and  condensed  reasoning."  —  Earle,  English  Prose,  p.  80. 

2  Macaulay,  Essay  on  History. 


324  COMPOSITION. 

to  another ;  and  the  prospect  of  another  gives  a  dig-       Consequence, 
nity  and  value  to  this  life  which  promises  it;  and  thus       Consequence, 
this  life  is  at  once  great  and  little,  and  we  rightly  con- 
temn it  while  we  exalt  its  importance." x  —  "  His  gen- 
tleness  is    made   beautiful  by  a  granite  will  behind ;         Repetition. 
\  out  of  the  strong  comes  forth  sweetness.'  "  —  "  Agri- 
culture is  the  foundation  of  manufactures ;  the  produc-      Repetition  or  ex- 
tions  of   nature  are  the  materials  of   art."2  —  "Now  planation. 

surely  this  ought  not  to  be  asserted,  unless  it  can  be 
proved  ;  we  should  speak  with  cautious  reverence  upon      Reason  or  jus- 
such  a  subject."'2  tification. 

In  all  these  sentences  we  can  feel  the  close  logical  relation  which  makes 
the  coordinated  clauses  a  unity  with  the  principal. 

2.  In  material  of  descriptive  or  narrative  nature,  wherein 
details  merely  touch  each  other  in  space  or  time,  the  laws  of 
sentence  unity  have  to  be  more  liberally  construed.  Much 
the  same  holds  in  clauses  of  common  bearing  grouped  under 
one  implied  logical  control.  In  all  these  cases  the  unity  is 
determined  not  so  much  by  adjusting  one  clause  to  another  as 
by  implicitly  referring  all  alike  to  one  comprehensive  idea,  — 
some  limitation  of  time  or  space  or  thought.  It  is  the  writer's 
sense  of  this  dominating  idea  which  regulates  the  inclusion 
of  his  sentence. 

In  material  of  this  kind  the  main  problem  is  to  strike  a  just 
mean  .between  the  insignificant  and  the  heterogeneous  sen- 
tence. Single  narrative  details,  unless  emphatic,  may  well 
be  too  unimportant  to  stand  alone ;  they  require  the  support 
of  company.  So  it  may  come  to  pass  that  a  sentence  may  be 
made  up  of  several  distinct  facts,  and  be  a  kind  of  smaller 
paragraph.  Yet  beyond  a  certain  point  it  easily  becomes  too 
loosely  strung  together ;  free  as  it  looks,  a  pervading  unity  of 
inclusion  must  keep  it  from  becoming  heterogeneous.  Of  this 
delicate  balance  between  too  much  and  not  enough  a  disci- 
plined logical  sense  must  be  the  judge. 


1  Newman,  Parochial  and  Plain  Sermons,  Vol. 

2  Quoted  from  Bain's  Rhetoric,  p.  136. 


THE   SENTENCE.  325 

EXAMPLES.  —  In  the  following  sentences  the  distinct  nodes  of  detail  are 
indicated  by  upright  lines. 

i.  A  descriptive  sentence.  "By  night  sweet  odors,  varying  with  every 
hour  of  the  watch,  were  wafted  from  the  shore  to  the  vessel  lying  near;  | 
and  the  forest  trees,  brought  together  by  the  serpent  tracery  of  myriads  of 
strange  parasitical  plants,  might  well  seem  to  the  fancy  like  some  great 
design  of  building,  |  over  which  the  lofty  palms,  a  forest  upon  a  forest, 
appeared  to  present  a  new  order  of  architecture.  In  the  background  rose 
the  mist,  like  incense."  1  Here  the  fourth  detail,  not  closely  enough  con- 
nected with  the  others,  or  perhaps  more  important  to  the  main  current  of 
thought,  is  put  in  a  sentence  by  itself. 

2.  A  narrative  sentence.  "  And  now  up  runs  Baptiste,  covered  with 
slime,  and  prepares  to  cast  his  projectiles.  The  first  one  fell  wide  of  the 
mark  ;  |  the  schooner  swung  round  into  a  long  reach  of  water,  |  where  the 
breeze  wTas  in  her  favor;  |  another  shout  of  laughter  drowned  the  maledic- 
tions of  the  muddy  man;  |  the  sails  filled;  |  Colossus  of  Rhodes,  smiling 
and  bowing  as  hero  of  the  moment,  ducked  as  the  main  boom  swept 
round,  |  and  the  schooner,  leaning  slightly  to  the  pleasant  influence, 
rustled  a  moment  over  the  bulrushes,  and  then  sped  far  away  down  the 
rippling  bayou."  2 

3.  Clauses  of  common  bearing.  "  Before,  they  took  things  as  they 
came,  and  thought  no  more  of  one  thing  than  another.  But  now  every 
event  has  a  meaning ;  |  they  have  their  own  estimate  of  whatever  happens 
to  them;  |  they  are  mindful  of  times  and  seasons,  and  compare  the  present 
with  the  past :  |  and  the  world,  no  longer  dull,  monotonous,  unprofitable, 
and  hopeless,  is  a  various  and  complicated  drama,  writh  parts  and  an  object 
and  an  awful  moral."  3  Here  the  relation  of  the  last  clause  to  the  rest  is 
obviously  consequence ;  the  other  clauses  are  closely  related  as  similar 
steps  in  an  idea,  with  one  common  bearing  to  give  them  unity,  and  all 
alike  working  together  to  make  up  the  obverse  to  the  short  sentence 
preceding. 

III. 

Office  of  Punctuation.4 —  Of  the  logical  sequences  necessary  to 
the  unity  and  proper  articulation  of  the  sentence,  the  marks  of 

1  Helps,  Spanish  Conquest  in  America,  quoted  in  Bain's  Rhetoric,  p.  137. 

2  Cable,  Posson  Jone',  Old  Creole  Days,  p.  174. 
8  Newman,  Idea  of  a  University,  p.  133. 

4  For  the  classification  of  printer's  signs,  and  for  the  significance  of  other  marks, 
see  above,  p.  128,  footnote. 


326  COMPOSITION. 

punctuation,  — semicolon,  colon,  comma,  and  dash,  —  are  the 
mechanical  signs.  As  such  they  have  just  as  definite  a  mean 
ing,  and  are  just  as  truly  a  part  of  composition,  as  is  the  choice 
or  arrangement  of  words.  To  leave  them  to  others,  printers 
or  critics,  to  supply,  is  to  leave  to  others  part  of  one's  thinking; 
to  confess  ignorance  of  them  is  to  confess  that  at  some 
important  points  the  rhetorical  art  is  unmastered. 

Of  a  subject  to  which  in  its  minute  ramifications  whole  vol- 
umes have  been  not  unprofitably  devoted,  it  is  possible  here 
to  give  only  the  nucleus  principles  from  which  all  the  applica- 
tions proceed.  And  to  this  end,  braving  the  risk  of  small 
exceptions  and  accommodations,  we  will  reduce  the  significance 
of  each  mark  to  a  single  comprehensive  principle,  from  which 
its  diversities  of  application  may  be  naturally  deduced. 

The  Semicolon.  — This  may  be  called  the  mark  of  addition, 
more  specifically,  of  the  added  clause ;  the  type  of  sentence, 
therefore,  of  which  it  is  most  characteristic  is  the  composita. 
In  general  its  range  of  significance  coincides  with  the  logical 
relations  named  in  the  foregoing  section :  being  used  to  set 
off  some  phase  of  explanation,  repetition,  consequence,  or 
contrast ;  and,  in  the  more  loosely  related  subject-matter, 
clauses  of  detail  or  common  bearing.  Let  the  writer  keep  in 
mind  and  in  all  sentence  construction  observe  these  logical 
dependencies,  and  the  semicolon  supplies  itself. 

Examples.  —  The  examples  here  adduced,  it  will  be  observed,  are 
examples  of  the  same  things  exemplified  on  pages  323  and  325  ;  only 
here  we  are  looking  at  the  mark,  there  at  the  relation.  The  meaning  of 
the  semicolon  is  here  given  in  the  same  terms  as  the  relation  there. 

"  No  such  voices  as  those  which  we  heard  in  our  youth 
at  Oxford  are  sounding  there  now.  Oxford  has  more 
criticism  now,  more  knowledge,  more  light ;  but  such  Obverse, 

voices  as  those  of  our  youth  it  has  no  longer.  The 
name  of  Cardinal  Newman  is  a  great  name  to  the 
imagination   still ;    his  genius  and  his  style    are  still  Repetition, 

things  of  power.     But  he  is  over  eighty  years  old ;  Detail. 


THE  SENTENCE.  327 

he  is  in  the  Oratory  at  Birmingham ;  he  has  adopted,  Detail, 

for  the  doubts  and  difficulties  which  beset  men's  minds 
to-day,  a  solution  which,  to  speak  frankly,  is  impos- 
sible.    Forty  years  ago  he  was  in  the  very  prime  of 
life ;   he  was  close  at  hand  to  us  at  Oxford ;  he  was       Detail.     Detail, 
preaching   in    St.    Mary's    pulpit    every    Sunday;    he  Detail, 

seemed  about  to  transform  and  to  renew  what  was  for 
us  the  most  national  and  natural  institution  in  the 
world,  the  Church  of  England."1  —  "To  know  is  one 
thing,  to  do  is  another ;  the  two  things  are  altogether  Repetition, 
distinct.  A  man  knows  that  he  should  get  up  in  the 
morning,  —  he  lies  abed;  he  knows  that  he  should  not  Common  bearing, 
lose  his  temper,  yet  he  cannot  keep  it." 

Take  semicolons  as  they  run,  in  the  wrork  of  standard  writers,  and  these 
simple  relations  will  be  traceable  in  all. 

With  these  modes  of  relation  the  semicolon  marks,  as  to  dis- 
tance, a  degree  of  separateness  or  remoteness  just  about  such 
as  exists  typically  between  an  added  assertion  and  its  prin- 
cipal. Two  modifications  of  this  notation,  however,  ought 
here  to  be  mentioned.  First,  sometimes  the  added  assertion, 
though  in  full  clausal  form,  carries  with  it  such  a  sense  of 
closeness  that  only  the  comma,  not  so  large  a  pause  as  the 
semicolon,  is  needed  to  set  it  off.  Secondly,  in  order  to  give 
separateness  to  important  details,  and  thus  secure  individual 
attention  to  them,  the  semicolon  is  sometimes  used  to  set  off 
portions  merely  phrasal  in  form. 

Examples.  —  i.  Of  composita  clauses  with  comma.  Several  instances 
occur  in  the  sentences  lately  cited,  e.g.  "  Colossus  of  Rhodes  .  .  .  ducked 
as  the  main  boom  went  round  (,  =  ;)  and  the  schooner  .  .  .  sped  far  away 
down  the  rippling  bayou."  So  also :  "  A  man  knows  that  he  should  get 
up  in  the  morning  (,  —  =r  ;)  he  lies  abed  ;  he  knows  that  he  should  not  lose 
his  temper  (,  =  ;)  yet  he  cannot  keep  it."  In  this  latter  case  the  commas 
are  used  partly  because  of  the  closeness  of  relation,  partly  as  a  smaller 
pause  within  a  semicoloned  clause. 

2.  Of  semicolon  used  to  set  off  phrases.  "  It  is  in  vain  for  the  Ameri- 
can to  revile  Congress;  Congress  is  a  mirror  which  reflects  the  national 

1  Matthew  Arnold,  Discourses  in  America,  p.  138. 


328  COMPOSITION. 

features.  On  the  one  hand,  its  refusal  to  repudiate  national  indebtedness 
or  to  pay  it  in  depreciated  currency ;  its  legislation  for  the  protection  of 
the  emancipated  negro,  and  for  the  deliverance  of  the  Indian  from  the  bar- 
barism to  which  previous  legislation  had  consigned  him ;  its  attempt  to 
exercise,  in  the  interest  of  the  public,  some  control  over  the  interstate  rail- 
ways ;  its  legislation  against  the  Louisiana  Lottery ;  its  submission  of  the 
Alabama  Claims  and  the  Northwest  Boundary  question  to  arbitration ;  its 
provision,  albeit  tardy  and  imperfect,  for  international  copyright,  —  are  all 
reflections  of  the  better  thought  and  life  of  the  American  people.  On  the 
other  hand,  its  bargaining  and  log-rolling  in  tariff  legislation ;  its  cheap  and 
noisy  war-talk ;  its  reluctant  surrender  of  the  spoils  system ;  its  often  absurd 
appropriations  for  public  improvements  designed  and  pressed  through  for 
personal  ends ;  its  passionate  haste  when  deliberation  is  demanded,  and  its 
sometimes  long  delays  when  prompt  action  is  indispensable  to  public  wel- 
fare,—  are  all  symptoms  of  dangerous  elements  in  national  life."1 

The  Comma.  —  Just  as  the  semicolon  is  the  mark  of  the 
added  clause,  with  its  clear  though  appreciably  remote  logical 
relation,  the  comma  is  the  mark  of  the  closer  dependent  clause 
(in  sentences  of  the  evoluta  type),  and  of  the  phrase  or  the 
word  that  does  duty  as  a  phrase.  It  is  still  a  mark  of  sepa- 
ration, but  not  enough,  ordinarily,  to  break  into  the  gram- 
matical continuity  of  the  passage. 

To  enumerate  all  its  varieties  of  usage  would  result  in  more 
confusion  than  clearness.  In  the  interests  of  simplicity  it 
will  be  better  here  to  define  a  few  cardinal  applications  and 
depend  on  the  well-mastered  knowledge  of  these  to  impart  a 
sense  for  the  minutiae. 

Its  main  lines  of  usage  may  be  reduced  to  three ;  of  each 
of  which,  by  way  of  making  its  rationale  more  recognizable,  a 
few  specifications  are  here  given.  The  comma  is  employed 
to  mark :  — 

i.  Some  form  of  disjunction,  —  as  when  words  or  phrases, 
singly  or  in  pairs,  are  set  over  against  each  other ;  when  a 
long  or  involved  subject  is  finished,  ready  for  its  verb ;  when 

1  Abbott,  Christianity  and  Social  Problems,  p.  53. 


THE   SENTENCE.  329 

a  relative  clause  adds  a  new  fact  to  its  antecedent  clause  1 ; 
when  a  constituent  clause  is  of  subordinate,  not  coordinate, 
significance. 

Examples. —  i.  Of  disjoined  words  and  phrases.  "  Sink  or  swim,  live 
or  die,  survive  or  perish,  I  give  my  hand  and  my  heart  to  this  vote."2  — 
"  People  are  perpetually  squabbling  about  what  will  be  best  to  do,  or 
easiest  to  do,  or  adviseablest  to  do,  or  profitablest  to  do ;  but  they  never, 
so  far  as  I  hear  them  talk,  ever  (sic)  ask  what  it  is  just  to  do."3 

2.  Of  the  comma  as  mark  of  finished  subject.  "  Life  in  modern  London 
even,  in  the  heavy  glow  of  summer,  is  stuff  sufficient  for  the  fresh  imagina- 
tion of  a  youth  to  build  its  'palace  of  art'  of;  and  the  very  sense  and 
enjoyment  of  an  experience  in  which  all  is  new,  are  but  enhanced,  like  that 
glow  of  summer  itself,  by  the  thought  of  its  brevity."4  Here  the  comma 
after  summer  has  a  double  office,  one  with  reference  to  the  succeeding 
verb,  the  other  with  reference  to  the  prepositional  phrase  preceding ;  the 
comma  after  new  is  merely  the  mark  of  the  finished  subject. 

3.  Of  an  additive  relative  clause.  "  Now  this  doctrine  will  become 
clearer  by  considering  another  use  of  words,  which  does  relate  to  objective 
truth,  or  to  things."5 

4.  Of  a  subordinate  clause.  At  the  beginning  :  "  And,  while  the  many 
use  language  as  they  find  it,  the  man  of  genius  uses  it  indeed,  but  subjects 
it  withal  to  his  own  purposes,  and  moulds  it  according  to  his  own  peculiari- 
ties."1—  In  the  middle:  "Even  so  faith,  if  it  hath  not  works,  is  dead, 
being  alone."2  —  At  the  end:  "  Let  us  then  put  aside  the  scientific  use  of 
words,  when  we  are  to  speak  of  language  and  literature."  6 

2.  Some  form  of  intercalation,  —  as  when  a  parenthetical 
phrase  or  clause  is  inserted  within  the  grammatical  structure 
of  a  clause  or  sentence ;  when  a  word  or  phrase  is  used  in 
apposition  to  something  ;  when  a  particle  modifying  the  whole 
assertion,  such  as  however,  indeed,  too,  then,  is  slipped  into  the 
construction. 


1  See  above,  p.  237,  note. 

2  Webster,  Adams  and  Jefferson,  Great  Speeches,  p.  168. 
8  Rusk  in,  Crown  of  Wild  Olive,  p.  52. 

4  Pater,  Marius  the  Epicurean,  p.  197. 

fi  Newman,  Idea  of  a  University,  pp.  274-276. 

6  James  ii.  17. 


330  COMPOSITION. 

Examples.  —  i.  Of  an  intercalary  phrase.  "  We  have,  peculiar  to  the 
prose  writer,  the  task  of  keeping  his  phrases  large,  rhythmical,  and  pleasing 
to  the  ear,  without  ever  allowing  them  to  fall  into  the  strictly  metrical."1 

2.  Of  apposition.  "  Pope  Gregory,  that  great  religious  poet,  requested 
by  certain  eminent  persons  to  send  them  some  of  those  relics  he  sought  for 
so  devoutly  in  all  the  lurking-places  of  old  Rome,  took  up,  it  is  said,  a 
portion  of  common  earth,  and  delivered  it  to  the  messengers."2  This  sen- 
tence exemplifies  also  the  other  distinctions  here  made. 

3.  Of  an  intercalary  particle.  "  Here,  then,  is  your  chief  duty,  you 
workmen  and  tradesmen,  —  to  be  true  to  yourselves  and  to  us  who 
would  help  you."  3 

3.  Some  form  of  ellipsis,  —  as  for  instance  :  to  supply  the 
place  of  a  conjunction  that  in  a  list  of  details  has  been 
omitted ;  to  supply  the  place  of  a  verb  that  in  repeated  or 
parallel  ideas  is  omitted. 

Examples.  —  1.  Of  ellipsis  of  conjunction.  "The  colleges,  the  clergy, 
A  the  lawyers,  were  against  me."  —  "  The  spirit  of  the  Almighty  is  within, 
around,  y\  above  us." 

2.  Of  ellipsis  of  verb.  "  A  wise  man  seeks  to  shine  in  himself  ;  a  fool, 
A  in  others."  —  "  Price  of  admission,  ^  50  cents." 

The  Colon.  —  The  colon  has  two  distinct  offices,  one  typical, 
the  other  occasional,  and  as  it  were  a  makeshift. 

1.  Typically,  the  colon  may  be  called  the  mark  of  expect- 
ancy. It  is  the  mark  that  is  used  to  introduce,  whether  in 
clausal  or  phrasal  form,  some  detail  or  item  that  the  language 
preceding  has  made  ready  for.  This  applies  to  specifications 
or  enumerations ;  to  citations  formally  introduced ;  and,  in 
slightly  modified  application,  to  some  kind  of  afterthought. 

2.  As  employed  occasionally,  the  colon  functions  as  a 
pause  intermediate  between  the  semicolon  and  the  period. 
If  we  may  judge  from  the  derivation  of  the  word,  this  seems 
to  have  been  its  original  usage  ;    colon  meaning  member  or 


1  Stevenson,  On  Style  in  Literature,  Works,  Vol.  xxii,  p.  264. 

2  Pater,  Appreciations,  p.  162. 

8  Ruskin,  Crown  of  Wild  Olive,  p.  61. 


THE  SENTENCE.  331 

clause  ;  semicolon,  half  a  clause.     Its  use  thus  is  to  separate 
sentence  divisions  already  articulated  by  semicolons. 

Examples.  —  i.  As  the  mark  of  expectancy.  To  specify:  "It  leaves 
to  the  people  individual  enterprise ;  it  contemplates  and  intends  variations 
of  wealth  and  condition ;  but  it  maintains  this  fundamental  principle  :  That 
every  man  is  a  trustee,  and  every  man  must  account  for  the  administration 
of  his  trust."1 — "The  capital  leading  questions  on  which  you  must  this 
day  decide  are  these  two :  First,  whether  you  ought  to  concede ;  and  sec- 
ondly, what  your  concession  ought  to  be."2  —  To  introduce  a  quotation  or 
citation  :  "  There  is  a  characteristic  saying  of  Dr.  Johnson  :  '  Patriotism  is 
the  last  refuge  of  a  scoundrel.'"  —  To  mark  an  afterthought:  "  You  sup- 
posed, probably,  that  your  office  was  to  defend  the  works  of  peace,  but 
certainly  not  to  found  them :  nay,  the  common  course  of  war,  you  may 
have  thought,  was  only  to  destroy  them."3 

2.  As  offset  to  the  semicolon.  "But  Gray  holds  his  high  rank  as  a 
poet,  not  merely  by  the  beauty  and  grace  of  passages  in  his  poems ;  not 
merely  by  a  diction  generally  pure  in  an  age  of  impure  diction  :  he  holds  it, 
above  all,  by  the  power  and  skill  with  which  the  evolution  of  his  poems  is 
conducted."  4 

The  Dash.  —  This,  a  very  useful  mark  in  its  place,  is  so 
much  abused  by  unskilful  writers  that  the  general  sense  of 
its  true  function  is  a  good  deal  obscured.  All  the  more  need, 
therefore,  to  get,  if  possible,  at  its  central  meaning. 

i.  As  related  to  sentence  organism,  the  dash  may  be  called 
the  mark  of  abruptness  ;  that  is,  the  matter  it  introduces  is 
unexpected  and  unprepared  for.  It  is  in  this  abruptness, 
principally,  that  it  differs  from  the  colon.  Otherwise  it  deals 
with  much  the  same  subject-matter,  being  used  mainly  to  slip 
in  something  explanatory  or  parenthetical,5  as  it  were,  between 
the  lines.  Also,  by  its  note  of  unexpectedness  it  may  mark 
a  sudden  change  or  suspension  of  the  construction,  or  an 
epigrammatic  turn  in  the  spirit  of  the  assertion. 

1  Abbott,  Christianity  and  Social  Problems,  p.  92. 

2  Burke,  Speech  on  Conciliation  with  America. 
8  Ruskin,  Crown  of  Wild  Olive,  p.  117. 

4  Matthew  Arnold,  Discourses  in  America,  p.  156. 

6  For  the  parenthetical  use  of  the  dash  and  the  double  dash,  and  their  effect  in 
diction,  see  above,  p.  130. 


332  composition: 

2.  A  secondary  use  of  the  dash  may  here  be  mentioned, 
namely,  its  employment  with  other  marks  of  punctuation. 
As  thus  added  to  other  marks  —  and  it  may  be  found  with 
commas,  semicolons,  colons,  and  even  periods  —  it  augments 
their  effect,  while  at  the  same  time  it  retains  more  or  less  of 
its  own  suggestion  of  abruptness. 

Examples.  —  i.  Of  the  dash  as  a  mark  of  abruptness,  a.  Slipped-in 
explanation.  "That  the  end  of  life  is  not  action  but  contemplation  — 
being  as  distinct  from  doing — a  certain  disposition  of  the  mind:  is,  in 
some  shape  or  other,  the  principle  of  all  the  higher  morality."1  —  "But 
taking  the  Frenchman  who  is  commonly  in  view — the  usual  type  of 
speaking,  doing,  vocal,  visible  Frenchman  —  we  may  say,  and  he  will 
probably  be  not  at  all  displeased  at  our  saying,  that  the  German  in  him 
has  nearly  died  out,  and  the  Gallo-Latin  has  quite  got  the  upper  hand."2 

b.  Change  or  suspension  of  construction.  "  Was  there  ever  a  bolder 
captain  of  a  more  valiant  band?     Was  there  ever  —  But  I  scorn  to  boast." 

Cassius.  "  Yet  I  fear  him : 

For  in  the  ingrafted  love  he  bears  to  Caesar  — 
•Brutus.     Alas  !  good  Cassius,  do  not  think  of  him."  8 

"  Richter  says,  in  the  Island  of  Sumatra  there  is  a  kind  of  '  Light-chafers,' 
large  Fire-flies,  which  people  stick  upon  spits,  and  illuminate  the  ways  with 
at  night.  Persons  of  condition  can  thus  travel  with  a  pleasant  radiance, 
which  they  much  admire.     Great  honor  to  the  Fire-flies  !     But  —  !  —  "  4 

c.  Epigrammatic  turn.  "  You  have  given  the  command  to  a  person  of 
illustrious  birth,  of  ancient  family,  of  innumerable  statues,  but  —  of  no 
experience." 

2.  Of  the  dash  with  other  marks,  a.  With  comma.  "  We  experience, 
as  we  go  on  learning  and  knowing,  —  the  vast  majority  of  us  experience, — 
the  need  of  relating  what  we  have  learnt  and  known  to  the  sense  which  we 
have  in  us  for  conduct,  to  the  sense  which  we  have  in  us  for  beauty."5 
b.  With  semicolon.  "  This  description  implies  the  assemblage  of  strangers 
from  all  parts  in  one  spot ;  — from  all  parts  ;  else,  how  will  you  find  profes- 
sors and  students  for  every  department  of  knowledge?  and  in  one  spot; 

1  Pater,  Appreciations,  p.  6i. 

2  Arnold,  Discourses  in  America,  p.  49. 

8  Shakespeare,  Julius  Ccesar,  Act  ii,  Scene  1,  184. 
4  Carlyle,  Hero  Worship,  Lecture  V,  end. 
6  Arnold,  Discourses  in  America,  p.  105. 


THE  SENTENCE.  333 

else,  how  can  there  be  any  school  at  all?"1  c.  With  colon.  "This  will 
be  the  end  of  your  refusing  the  loving  compulsion  of  Almighty  God:  — 
slavery  to  this  world,  and  to  the  god  of  this  world."2  What  makes  this 
last  addition  unexpected,  is  that  it  resumes  in  brief  form  what  has  been 
fully  given  before,  —  the  this  at  the  beginning  of  the  sentence  being  pri- 
marily retrospective. 

Present  General  Status  of  Punctuation.  —  By  way  of  premise 
it  should  be  borne  in  mind  that,  well-furnished  as  it  is,  the 
existing  scale  of  punctuation  is  by  no  means  a  complete  rep- 
resentation of  the  pauses  actually  made  in  speaking  or  read- 
ing aloud.  In  every  sentence  there  are  rhetorical  pauses  that 
go  unmarked  and  need  no  marking ;  they  make  themselves. 
And  the  more  lucid  and  well  organized  the  sentence,  the  more 
safely  these  pauses  may  be  left  to  the  reader.  In  a  well- 
written  passage  the  syntax  dictates  the  place  of  the  stops, 
and  is  not  dependent  on  them.  When  a  pause  has  to  be 
lugged  in  to  bolster  up  the  construction,  and  above  all  when 
without  the  pause  it  would  be  left  ambiguous  or  uncertain, 
the  sentence  itself  is  wrong,  —  it  needs  amendment.  Do  not 
let  the  interpretation  of  an  assertion  depend  upon  a  punctua- 
tion mark. 

The  modern  tendency  is  to  reduce  punctuation :  cutting 
down  semicoloned  relations,  where  possible,  to  the  comma, 
and  leaving  many  of  the  comma  pauses  to  the  unmarked 
rhetorical  pause.  This  is  a  good  sign  ;  because  if  to  some 
extent  it  betokens  carelessness  of  notation,  to  a  broader 
extent  it  coexists  with  a  better,  more  accurately  articulated 
sentence  structure.  On  the  whole,  it  is  because  the  modern 
sentence  is  so  much  improved  that  it  is,  and  may  be,  left 
more  safely  to  punctuate  itself. 

Illustrative  Note. —  Professor  Earle  {English  Prose,  p.  107),  in 
speaking  of  this   modern   reduction   of  the  comma,  illustrates   the  fuller 

1  Newman,  Historical  Sketches,  Vol.  iii,  p.  6. 

2  lb.,  Parochial  and  Plain  Sermons,  Vol.  iv,  p.  65. 


334  •  COMPOSITION. 

punctuation  of  the  older  prose  by  the  following  passage  from  Hume's  His- 
tory of England 'in  an  edition  of  the  year  1773  :  — 

"  The  conspirators,  hearing  of  Waltheof's  departure,  immediately  con- 
cluded their  design  to  be  betrayed ;  and  they  flew  to  arms,  before  their 
schemes  were  ripe  for  execution,  and  before  the  arrival  of  the  Danes,  in 
whose  aid  they  placed  their  chief  confidence.  The  earl  of  Hereford  was 
checked  by  Walter  de  Lacy,  a  great  baron  in  those  parts,  who,  supported 
by  the  bishop  of  Worcester  and  the  abbot  of  Evesham,  raised  some  forces, 
and  prevented  the  earl  from  passing  the  Severne,  or  advancing  into  the 
heart  of  the  kingdom.  The  earl  of  Norfolk  was  defeated  at  Fagadun, 
near  Cambridge,  by  Odo,  the  regent,  assisted  by  Richard  de  Bienfaite,  and 
William  de  Warrenne,  the  two  justiciaries." 

With  this  general  reduction  of  punctuation  the  field  is 
left  clearer  for  special  effects.  Accordingly  we  find  that  in 
modern  writing  punctuation  is  a  much  more  flexible  thing, 
and  more  open  to  individualities  of  style,  than  was  formerly 
the  case.  It  may  for  greater  stress  be  augmented,  —  that  is, 
pushed  up  from  rhetorical  pause  to  comma,  from  comma  to 
semicolon  ;  it  may  also  be  attenuated  for  greater  rapidity. 
It  is  this  skilful  employment  of  punctuation  as  a  flexible, 
living,  artistic  thing  which  makes  it  so  truly  a  cardinal 
factor  in  the  organism  of  the  sentence. 

Note.  —  This  matter  has  already  been  presented  in  connection  with 
Diction,  p.  131,  and  in  connection  with  Amplitude,  p.  289.  The  exag- 
gerated punctuation  of  the  following  sentences,  for  example,  is  not  the  old 
lumbering  articulation  of  a  century  ago;  it  evinces  the  sense  of  greater 
importance  and  stress.  "  There  would  be  real  wild  and  domestic  creatures, 
all  of  rare  species;  and  a  real  slaughter."1  —  "Chance:  or  Providence! 
Chance :  or  Wisdom,  one  with  nature  and  man,  reaching  from  end  to  end, 
through  all  time  and  all  existence,  orderly  disposing  all  things,  according 
to  fixed  periods,  as  he  describes  it,  in  terms  very  like  certain  well-known 
words  of  the  book  of  Wisdom :  —  those  are  the  '  fenced  opposites '  of  the 
speculative  dilemma."2 

1  Pater,  Marius  the  Epicurean,  p.  178. 

2  lb.,  p.  220. 


THE  SENTENCE.  335 

III.     MASSING    OF   ELEMENTS    FOR   FORCE. 

To  determine  the  proper  interrelation  of  sentence-elements 
we  have  had  to  approach  the  sentence  analytically.  Here, 
on  the  contrary,  we  enter  upon  a  synthetic  process,  —  the 
process  of  making  the  assertion  act  together  as  a  whole,  pre- 
cipitating its  force,  as  it  were,  upon  the  point  desired  and 
with  the  exact  stress  desired.  Thought  moves  thus  in  organ- 
ized masses,  both  in  attaining  its  own  rounded  fulness  and 
in  adjusting  itself  to  other  utterances. 


Distribution  of  Emphasis.  —  In  speech  the  points  of  empha- 
sis are  indicated  by  stress  or  intonation  of  the  voice.  The 
lack  of  this  resource  in  writing  is  partially  made  up  by  the 
occasional  use  of  italics,  which,  however,  goes  only  a  little 
way.1  Underlying  all  this,  too,  it  is  to  be  remembered  that 
emphasis  is  a  natural,  not  a  manufactured  thing ;  these  exter- 
nal helps  from  voice  and  type  do  not  create  but  only  recog- 
nize and  record  it.  The  same  thing  is  done  more  efficiently 
because  more  organically  through  the  masterful  arrangement 
of  sentence-elements,  an  artistic  procedure  that  justifies  itself 
by  being  most  effective  when  least  realized.  This,  then,  is 
the  ideal :  seek  so  to  place  words  that  they  will  emphasize 
themselves ;  and  do  not  make  the  interpretation  of  a  sentence 
depend  on  the  manner  in  which  it  is  read. 

In  order  to  get  at  the  distribution  of  emphasis  inside  of  the 
sentence  or  clause,  we  have  to  recognize  by  a  disciplined  tact 
the  places  where  emphasis  is  most  naturally  concentrated, 
and  as  well  also  the  intermediate  or  outlying  tracts  that  have 
no  special  distinction.2 

1  For  the  use  of  italics  for  stress,  see  above,  pp.  128,  129. 

-  For  collocation  in  phraseology,  and  its  relation  to  emphasis,  see  above,  pp.  243, 
244  ;  for  inversion  and  its  objects,  p.  277.  —  "  As,  in  an  army  on  the  march,  the  fight- 


336  COMPOSITION. 

Outset  and  Culmination.  —  The  two  great  foci  of  emphasis, 
the  beginning  and  the  end,  are  here  defined  by  the  names 
outset  and  culmination,  to  indicate  not  only  the  fact  but  the 
kind  of  stress  that  belongs  to  these  points  respectively  ;  a  dis- 
tinction determined  by  the  sense  of  the  fact  that  a  sentence 
exists  for  the  purpose  of  adding  a  new  thought  to  the  stock 
already  presumably  in  the  reader's  possession. 

To  the  beginning  belongs  the  stress  due  to  the  outset  of 
attention,  the  natural  initiation  of  the  thought :  namely, 
what  is  nearest  in  thought  to  the  reader's  inquiry,  or  to  the 
core-idea  of  the  previous  sentence  ;  and  what  is  the  best  pre- 
liminary to  the  forward  step  which  it  is  the  business  of  the 
present  sentence  to  take.  Typically,  this  is  the  subject,  as 
being  the  basis  of  all  that  is  said,  and  necessary  to  it.  But 
also  such  may  be  the  status  of  the  assertion  that  some  accom- 
paniment of  time,  place,  circumstance,  or  condition  may  be 
its  necessary  preliminary ;  in  which  case  the  initial  stress  is 
claimed  by  the  adverbial  element.  The  exceptional  placing 
of  the  predicate  first  gives  a  somewhat  violent  emphasis,  the 
emphasis  of  abruptness,  to  that  element. 

To  the  end  belongs  the  stress  due  to  the  culmination  and 
goal  of  the  assertion,  what  the  sentence  most  truly  exists  to 
express.  Being  therefore  the  most  important  stress-point  of 
all,  it  suffers  correspondingly  if  its  distinction  is  not  a  matter 
of  foresight,  or  if  it  is  given  over  to  something  insignificant. 
This  culmination  point  is  the  natural  place  for  the  predicate, 
in  the  large  sense,  because  ordinarily  it  is  to  predicate  or 
assert  something  that  the  sentence  exists.  If,  however,  as  is 
sometimes  the  case,  the  subject  is  put  at  this  point,  it  is 
because  the  subject  is  the  new  element,  the  predicate  being 
perhaps  a  repeat  or  already  well  in  mind.     In  the  same  way, 

ing  columns  are  placed  front  and  rear,  and  the  baggage  in  the  centre,  so  the  emphatic 
parts  of  a  sentence  should  be  found  either  in  the  beginning  or  in  the  end,  subordinate 
and  matter-of-course  expressions  in  the  middle." —  Bain,  English  Composition  and 
Rhetoric,  p.  135. 


THE   SENTENCE. 


337 


if  a  modifying  element  —  of  time,  place,  circumstance,  or  con- 
dition —  is  sent  to  the  end,  it  is  because  this  is  the  real  goal 
of  interest,  and  claims  therefore  the  chief  stress. 

The  question  how  to  give  special  distinction  to  some  par- 
ticular word  resolves  itself,  for  the  most  part,  into  the  question 
how  to  make  it  occupy  one  of  these  positions,  the  beginning 
or  the  end.  And  the  question  which  of  these  it  shall  occupy 
is  answered  by  determining  whether  it  is  more  truly  an  initial 
idea,  from  which  some  consequence  or  predication  flows,  or  a 
goal  idea,  toward  which  the  course  of  the  sentence  is  to  be 
steered.  Grammatical  constructions  shape  themselves  to  these 
considerations,  which  the  writer  must  decide  for  himself. 

Examples.  —  The  various  grammatical  means  of  manipulating  sentence 
order  have  been  so  fully  set  forth  under  Collocation  (p.  240),  Prospective 
Reference  (p.  254),  Inversion  (p.  276),  and  Suspension  (p.  279),  that  further 
examples  of  these  processes  are  superfluous  here.  A  few  examples  of 
faulty  and  improved  arrangement  placed  side  by  side  will  serve  to  bring 
out  the  significance  of  these  points  of  outset  and  culmination. 

1.   The  point  of  outset. 


"  The  State  was  made,  under  the 
pretense  of  serving  it,  in  reality,  the 
prize  of  their  contention,  to  each  of 
those  opposite  parties,  who  professed 
in  specious  terms,  the  one  a  prefer- 
ence for  modern  Aristocracy,  the 
other  a  desire  of  admitting  people  at 
large  to  an  equality  of  civil  privileges." 


"  Each  of  those  opposite  parties, 
professing  in  specious  terms,  the  one 
a  preference  for  modern  Aristoc- 
racy, the  other  a  desire  of  admitting 
people  at  large  to  an  equality  of  civil 
privileges,  made  the  State,  under  the 
pretense  of  serving  it,  in  reality  the 
prize  of  their  contention." 


This  amendment  gives  the  point  of  outset  to  the  parties,  which  term 
before  was  buried  in  the  sentence ;  it  gives  at  the  same  time  the  point  of 
culmination  to  "  contention,"  which  is  the  evident  goal  of  the  sentence. 


"  No  great  painters  trouble  them- 
selves about  perspective,  and  very 
few  of  them  know  its  loss ;  they  try 
ything  by  the  eye,  and  naturally 
enough  disdain  in  the  easy  parts  of 
their  work  rales  which  cannot  help 
them  in  difficult  cases." 


"  About  perspective  no  great  paint- 
ers trouble  themselves,  and  very  few 
of  them  know  its  loss ;  they  try 
everything  by  the  eye,  and  naturally 
enough  disdain  in  the  easy  parts  of 
their  work  rules  which  cannot  help 
them  in  difficult  cases." 


338 


COMPOSITION. 


As  is  brought  out  by  the   amendment,  the  subject   of   remark  is  no 

it  is  therefore  put  in  the  forefront 


"  great  painters  "  but  "  perspective  "; 
and  all  the  rest  flows  from  it. 

"  The  Arabian  peninsula  may  be 
conceived  as  a  triangle  of  spacious  but 
irregular  dimensions  in  the  vacant 
space  between  Persia,  Syria,  Egypt, 
and  Ethiopia." 


"  In  the  vacant  space  betweer 
Persia,  Syria,  Egypt,  and  Ethiopia 
the  Arabian  peninsula  may  be  con 
ceived  as  a  triangle  of  spacious  bui 
irregular  dimensions." 

Here  the  question  is  of  the  preliminary  needed  for  the  writer's  assertion 
In  the  first  case  "the  Arabian  peninsula,"  being  first,  is  the  preliminary  tc 
the  rest ;  in  the  second  case  the  place-element,  being  first,  gives  the  boundary 
'before  the  main  assertion  is  made. 


2.   The  point  of  culmination. 

"  I  can  hinder  sorrow  from  be- 
coming despair  and  madness  ;  and 
laughter  is  one  of  the  very  privileges 
of  reason,  being  confined  to  the  hu- 
man species." 


"  I  can  hinder  sorrow  from  be- 
coming despair  and  madness  ;  and 
one  of  the  very  privileges  of  reason, 
confined  as  it  is  to  the  human  spe- 
cies, is  laughter." 


Here  the  amendment  makes  "  laughter,"  as  the  word  best  explaining 
the  assertion  of  the  first  clause,  the  goal  of  the  sentence.  If,  however,  the 
word  were  already  familiar  from  the  context  preceding,  its  place  at  the 
outset  of  its  clause  would  be  justified. 


"  Of  all  the  amusements  which  can 
possibly  be  imagined  for  a  hard-work- 
ing man,  after  his  daily  toil,  there  is 
nothing  like  reading  an  entertaining 
book,  supposing  him  to  have  a  taste 
for  it,  and  supposing  him  to  have 
the  book  to  read." 


"  Of  all  the  amusements  which 
can  possibly  be  imagined  for  a  hard- 
working man,  after  his  daily  toil,  — 
supposing  him  to  have  the  taste  and 
the  means  of  gratifying  it,  —  there 
is  nothing  like  reading  an  entertain- 
ing book." 

Here,  in  order  to  get  the  words  "  an  entertaining  book  "  at  its  proper 
place,  the  end,  a  recast  of  the  conditional  clauses  is  needed  so  as  not  to 
anticipate  the  wording;  at  the  same  time,  as  indicated  by  the  dashes,  these 
clauses  inside  the  sentence  have  to  be  treated  as  parenthetical  matter. 


"  In  all  ages,  and  in  all  countries, 
man,  through  the  disposition  he  in- 


"  In  all  ages,  and  in  all  countries, 
man,  through  the  disposition  he  in- 


herits from  our  first  parents,  is  more  herits  from  our  first  parents,  is  less 

desirous  of  a  quiet  and  approving,  desirous  of  a  vigilant  and  tender  con- 

than  of  a  vigilant  and  tender  con-  science   than   of  a  conscience  quiet 

science."  and  approving." 


THE   SENTENCE.  339 

Here  the  writer  has  clumsily  tried  to  stress  what  he  regarded  important 
by  italics ;  by  reversing  the  phrases,  giving  the  culmination  point  to  the 
more  important,  and  by  the  reversed  order  of  noun  and  adjectives  in  the 
last,  all  needed  stress  is  secured. 


"  If  a  doctrine  be  not  commu- 
nicated, of  what  consequence  are  all 
the  qualities  of  it  ?  and  if  it  be  not 
understood  it  is  not  communicated." 


"  Of  what  consequence  are  all  the 
qualities  of  a  doctrine  if  it  be  not 
communicated  ?  and  communicated 
it  is  not,  if  it  be  not  understood." 


This  illustrates  the  utility  of  placing  a  conditional  clause  at  the  culmi- 
nation point  when  the  condition,  as  is  evidently  the  case  here,  is  the  real 
significance  of  the  whole  assertion. 

Interior  and  Outlying  Tracts.  —  Just  as  the  writer  must  take 
care  of  the  parts  toward  which,  so  he  must  bear  instinctively 
in  mind  the  parts  away  from  which,  the  emphasis  flows. 
These  are  the  ancillary  elements ;  clauses  and  phrases  that 
round  out  the  sense  by  explanation,  detail,  or  apposition.  In 
their  nature  they  are  more  or  less  parenthetical ;  and  each 
one,  starting  from  its  connective,  relative,  or  prepositional 
beginning,  is  to  be  viewed  and  treated  as  stretching  out  from 
its  capital  and  becoming  progressively  an  outlying  tract. 

These  parts,  then,  require  relatively  a  lower  key  of  empha- 
sis ;  they  should  reach  their  own  points  directly  and  unmodi- 
fiedly ;  they  should  take  a  greater  lightness  and  rapidity  of 
style,  with  its  resources  of  condensation  and  elision.1  The 
punctuation,  as  compared  with  that  of  the  emphatic  portions, 
is  as  much  as  may  be  attenuated  ;  semicolon  relations  reduced 
to  commas,  commas  to  the  unmarked  rhetorical  pause.2  The 
controlling  effort  is  to  dispatch  all  such  side  elements  with  as 
little  waiting  or  dragging  as  possible. 

EXAMPLE.  —  A  principle  so  comprehensive  cannot  well  be  exemplified 
in  limited  space.  A  single  sentence,  from  Ruskin,  who  introduces  much 
ancillary  material,  will  show  something  of  his  treatment.  "  For,  whether 
in  one  or  other  form,  —  whether  the  faithfulness  of  men  whose  path  is 

1  For  Condensation  for  Rapidity,  see  above,  pp.  299-302. 

2  For  attenuated  punctuation,  with  example,  see  above,  p.  131,  3. 


340  COMPOSITION. 

chosen  and  portion  fixed,  in  the  following  and  receiving  of  that  path  am 
portion,  as  in  the  Thermopylae  camp  ;  or  the  happier  faithfulness  of  childrei 
in  the  good  giving  of  their  Father,  and  of  subjects  in  the  conduct  of  thei 
King,  as  in  the  '  Stand  still  and  see  the  salvation  of  God '  of  the  Red  Se; 
shore,  — ■  there  is  rest  and  peacefulness,  the  '  standing  still,'  in  both  ;  th 
quietness  of  action  determined,  of  spirit  unalarmed,  of  expectation  unim 
patient :  beautiful,  even  when  based  only,  as  of  old,  on  the  self-commanc 
and  self-possession,  the  persistent  dignity  or  the  uncalculating  love,  of  tht 
creature ;  but  more  beautiful  yet  when  the  rest  is  one  of  humility  insteac 
of  pride,  and  the  trust  no  more  in  the  resolution  we  have  taken,  but  in  the 
Hand  we  hold." l 

Here  we  may  thus  map  out  the  main  course  of  the  sentence :  (i)  a  long 
outset  giving  circumstances  :  "  whether  in  one  or  other  form  "  (specified) 
(2)  the  assertion :  "  there  is  rest  and  peacefulness  ...  in  both ;  the  quiet 
ness,"  etc. ;  (3)  a  long  culminating  description  :  "beautiful,  even  when,  etc 
.  .  .  but  more  beautiful  yet  when,"  etc.  In  the  clauses  beginning  "  whether  ' 
there  are  such  evidences  of  condensation  as  "  whose  path  is  chosen  anc 
portion  fixed,"  "  in  the  Thermopylae  camp,"  "  in  the  good  giving  of  thei] 
Father,"  —  all  pointed  and  light  moving.  In  the  later  clauses  beginning 
with  "when,"  the  same  pointedness;  also  in  the  outlying  prepositional 
phrase,  "on  the  self-command,"  etc.,  a  condensation  by  split  particle;  anc 
in  the  final  phrases,  "in  the  resolution,"  etc.,  an  omission  of  relatives. 

II. 

Dynamic  Stress.  —  Every  sentence  and  every  clause  has  its 
dynamic  point,  its  centre  of  action,  from  which  its  power  and 
significance  are  to  be  reckoned ;  and  this  must  be  kept  in 
mind  by  the  writer,  in  order  to  determine  the  proper  relation 
of  parts  to  each  other,  and  of  the  whole  sentence  to  other 
sentences  in  a  paragraph.  Some  claims  of  this  dynamic 
stress  may  here  be  noted. 

The  Stress-Point  as  a  Cue.  — An  idea  from  which  a  succeed- 
ing clause  or  sentence  is  to  take  its  cue  should  be  made 
prominent  by  position  or  wording,  that  is,  should  have  the 
dynamic  stress.  Equally  important  it  is,  on  the  other  side, 
to  mass  the  succeeding  sentence  according  to  the  cue  recog- 

1  This  sentence  has  already  been  in  part  quoted,  under  Rapidity,  p.  301,  above. 


THE   SENTENCE. 


341 


nized  in  its  predecessor ;  on  the  principle  of  closing  with 
already  suggested  thought  as  an  outset,  and  pushing  on  from 
this  to  a  new  assertion. 

Examples.  —  Here  may  be  placed  side  by  side  faulty  and  amended 
sentences  showing  the  value  of  recognizing  the  dynamic  stress. 

i.  Making  the  cue  point  prominent. 


"  It  was  remarkable  that  although 
he  [Barnaby  Rudge]  had  that  dim 
sense  of  the  past,  he  sought  out 
Hugh's  dog,  and  took  him  under  his 
care ;  and  that  he  never  could  be 
tempted  into  London."  1 


"  It  was  remarkable  that  although 
his  sense  of  the  past  was  so  dim,  he 
sought  out  Hugh's  dog,  and  took 
him  under  his  care;  and  that  he 
never  could  be  tempted  into  Lon- 
don." 


Here  the  assertion  of  the  main  sentence  depends  not  on  the  fact  that 
Barnaby  had  the  sense,  but  that  the  sense  was  so  dim ;  hence  the  word 
dim  should  have  the  stress,  —  and  placing  it  at  the  end  secures  this. 


"  I  occupied  a  tug  from  which  I 
could  see  the  effect  of  the  battle 
on  both  sides,  within  range  of  the 
enemy's  guns  ;  but  a  small  tug,  with- 
out armament,  was  not  calculated  to 
attract  the  fire  of  batteries  while  they 
were  being  assailed  themselves."  2 


"  A  tug,  which  I  occupied,  and 
from  which  I  could  see  the  effect 
of  the  battle  on  both  sides,,  was 
within  range  of  the  enemy's  guns  ; 
but  a  small  tug,  without  armament, 
was  not  calculated  to  attract  the  fire 
of  batteries  while  they  were  being 
assailed  themselves."  J 


Here  the  cue-point  of  the  first  part  is,  not  that  he  occupied  a  tug  but 
that  it  was  within  range ;  this,  therefore,  ought  to  have  the  main  assertion. 

2.   Taking  advantage  of  the  cue. 

"At  first  sight  one  would  fancy  that  there  never  was  a  book  more 
popular,  or  that  formed  more  exclusively  the  mental  centre  of  modern 
scholars,    Orientalists,    theologians,  or  jurists.     What  is   the  real   truth  ? 


Paradoxical  as  it  may  seem,  there 
never  was  a  book  at  once  more  uni- 
versally neglected  and  more  univer- 
sally talked  of."3 


Paradoxical  as  it  may  seem,  there 
never  was  a  book  at  once  more  uni- 
versally talked  of  and  more  univer- 
sally neglected." 


1  Dickens,  Barnaby  Rudge,  Chapter  the  Last. 

2  Personal  Memoirs  of  U.  S.  Grant,  Vol.  i,  p.  476. 

3  DSUT8CH,  The  Talmud,  Literary  Remains  of  Emanuel  Deutsch,  p.  3. 


342  COMPOSITION. 

Here,  by  the  proposed  change,  the  word  "  talked  of  "  uses  the  cue  fur- 
nished by  the  preceding  sentence,  the  word  "  neglected,"  culminating  the 
sentence,  points  the  new  assertion  that  the  sentence  exists  to  make. 

"  Then,  too,  in  spite  of  all  that  is  said  about  the  absorbing  and  brutal- 
izing influence  of  our  passionate  material  progress,  it  seems  to  me  indis- 
putable that  this  progress  is  likely,  though  not  certain,  to  lead  in  the  end 
to  an  apparition  of  intellectual  life;  and  that  man,  after  he  has  made  him- 
self perfectly  comfortable  and  has  now  to  determine  what  to  do  with  him- 
self next,  may  begin  to  remember  that  he  has  a  mind,  and  that  the  mind 
may  be  made  the  source  of  great  pleasure. 


I  grant  it  is  mainly  the  privilege  of 
faith,  at  present,  to  discern  this  end 
to  our  railways,  our  business,  and 
our  fortune-making; 


I  grant  that,  at  present,  to  discern 
this  end  to  our  railways,  our  busi- 
ness, and  our  fortune-making,  is 
mainly  the  privilege  of  faith ; 


but  we  shall  see  if,  here, as  elsewhere,  faith  is  not  in  the  end  the  true 
prophet." l 

Here  the  proposed  change  of  order  both  makes  the  word  "faith"  use 
the  cue  of  the  preceding,  and  distinguishes  it  as  itself  the  cue,  in  turn,  for 
the  assertion  that  follows. 

Claims  of  Variety.  —  It  is  principally  through  the  good 
management  of  the  dynamic  stress  that  the  variety  of  phrase 
and  movement  so  essential  to  the  interest  of  the  reader  is 
maintained.2 

i.  When,  in  clauses  or  sentences  of  like  construction,  an 
element  has  once  had  a  certain  stress,  there  is  no  need  of 
giving  it  the  same  stress  again,  except  in  the  special  case 
where  it  is  desirable  to  emphasize  by  iteration.3  It  is  better 
to  put  the  repeated  idea  in  a  subordinate  relation,  or  change 
its  relative  order,  so  as  to  reserve  the  stress  for  a  new  aspect 
of  the  thought. 


Example.  —  This  is  especially  notable  in  a  succession  of  clauses  begin- 
ning with  that.     The  following  will  illustrate  this :  — 

1  Matthew  Arnold,  Essays  in  Criticism,  First  Series,  p.  17. 

2  For  the  claim  of  variety  in  vocabulary,  see  above,  p.  48. 
8  For  the  use  of  iteration  as  a  form  of  repetition,  see  above,  p.  303. 


THE   SENTENCE. 


343 


"  That  Dryden  was  a  great  poet 
is  undeniable ;  that  he  desecrated 
his  powers  and  burned  them,  like 
the  incense  of  Israel,  in  unhallowed 
shrines,  is  no  less  certain."  1 

"  That  some  facts  were  stated  in- 
accurately, I  do  not  doubt ;  that 
many  opinions  were  crude,  I  am 
quite  sure;  that  I  had  failed  to 
understand  much  which  I  attempted 
to  explain,  is  possible."  2 


"  That  Dryden  was  a  great  poet  is 
undeniable ;  but  it  is  no  less  certain 
that  he  desecrated  his  powers  and 
burned  them,  like  the  incense  of 
Israel,  in  unhallowed  shrines." 

"  That  some  facts  were  stated  in- 
accurately, I  do  not  doubt ;  that 
many  opinions  were  crude,  I  am 
quite  sure ;  and  it  is  quite  possible 
that  I  had  failed  to  understand  much 
which  I  attempted  to  explain." 


Here  the  proposed  amendments  not  only  secure  variety  of  stress  and 
movement,  but  produce  an  effect  of  climax. 

2.  A  natural  result  of  the  observance  of  the  cue  and  the 
adjustment  of  succeeding  stress  to  it,  is  that  in  a  series  of 
sentences  the  stress  is  continually  varied,  coming  in  the  be- 
ginning of  some  sentences  and  at  the  end  of  others.  This  is 
of  course  a  thing  for  watchfulness  and  artistic  management ; 
regard  being  had  always  for  the  two  considerations  :  variation 
of  rhythm,  and  grouping  of  related  ideas  together. 

Examples.  —  To  note  how  this  variation  of  stress  works  in  a  passage 
of  several  sentences,  compare  the  following  extract  with  its  respectfully 
suggested  emendation  :  — 


"  The  great  ideas  that  lie  in  the 
philosophic  systems  of  the  world 
have  more  vitality  and  utility  for 
the  preacher  than  for  the  thinker 
who  is  aiming  at  the  production  of 
a  scheme  that  shall  render  obsolete 
the  whole  mass  of  preceding  specula- 
tion. These  systems  of  thought  are 
mines  which  only  the  man  in  sympa- 
thetic ethical  contact  with  mankind 
can  operate  to  advantage.  The  learn- 
ing of  the  historian  of  philosophy  he 


"  The  great  ideas  that  lie  in  the 
philosophic  systems  of  the  world 
have  less  vitality  and  utility  for  the 
thinker,  who  is  aiming  at  the  produc- 
tion of  a  scheme  that  shall  render 
obsolete  the  whole  mass  of  preceding 
speculation,  than  for  the  preacher 
[,  who  is  putting  thought  into  the 
production  of  character].  It  is  only 
the  man  in  sympathetic  ethical  con- 
tact with  mankind  who  can  operate 
these  mines  of  systematic  thought  to 


1  Farrar,  With  the  Poets. 

2  TROLLOPS,  Autobiography. 


344 


COMPOSITION. 


cannot  possess,  but  the  great  thoughts 
of  the  past  he  may  master  and  make 
his  own  as  few  can.  The  same  may 
be  said  of  literature.  The  niceties  of 
the  study  and  the  erudition  of  the 
literary  commentator  he  may  not 
have,  but  the  spiritual  possession  of 
the  vision  and  the  passion  of  the 
world's  great  artists  he  may  assuredly 
have.  No  form  of  human  service  is 
better  fitted  than  the  Christian  min- 
istry to  reveal  the  vitality  that  is  the 
source  of  all  great  literature." 


advantage.  The  learning  of  the  his- 
torian of  philosophy  he  cannot  pos- 
sess, but  he  may  master  and  make  his 
own,  as  few  can,  the  great  thoughts 
of  the  past.  The  same  may  be  said 
of  literature.  The  niceties  of  the 
study  and  the  erudition  of  the  liter- 
ary commentator  he  may  not  have, 
but  he  may  assuredly  have  the  spirit- 
ual possession  of  the  vision  and  the 
passion  of  the  world's  great  artists. 
No  form  of  human  service  is  better 
fitted  than  the  Christian  ministry  to 
reveal  the  vitality  that  is  the  source 
of  all  great  literature." 


3.  The  deadly  snare  of  the  jaded  or  perfunctory  writer,  — 
and,  it  may  be  added,  of  that  much-vaunted  being  the  spon- 
taneous writer —  is,  monotony  of  sentence  structure,  a  wooden 
movement,  with  the  same  rise  and  fall,  the  same  type  of  sen- 
tence, the  same  relative  placement  of  stress,  dominating  the 
whole  work.  This  rises  simply  from  the  relaxation  of  vigi- 
lance in  calculating  the  relation  of  part  to  part ;  in  other 
words,  from  neglecting  to  follow  and  adjust  to  each  other 
the  mass  and  movement  of  sentences. 

Example.  —  In  the  following,  which  is  a  perfunctory  editorial  notice,  it 
will  be  seen  that  the  sentences,  with  the  sole  exception  of  the  second,  anc 
this  more  apparent  than  real,  are  all  constructed  in  precisely  the  same  way, 
—  each  consisting  merely  of  two  assertions  connected  by  and:  — 

"The  death  of  Senator  Anthony  has  been  long  expected,  and  it  releases 
him  from  a  suffering  which  was  beyond  remedy.  He  was  a  public  man  of 
long  and  honorable  service,  who  filled  every  station  to  which  he  was  called 
with  dignity  and  grace.  As  the  editor  of  The  Providence  Journal,  and  Gov- 
ernor and  Senator,  he  was  the  most  important  political  figure  in  the  State, 
and  in  his  death  Rhode  Island  loses  the  most  successful  politician  in  her 
history. 

"  In  other  years  Senator  Anthony's  crisp  and  pungent  paragraphs  in  tl 
Journal  were  very  notable  and  influential,  and  his  paper  was  one  of  the  hi 
dozen  leading  journals  in  New  England.     It  was  by  paragraphs  rather  tl 


THE  SENTENCE.  345 

by  elaborate  editorial  articles  that  he  preferred  to  affect  opinion,  and  in  the 
Senate  it  was  by  his  occasional  brief  speeches,  which  were  often  singularly 
felicitous,  and  not  by  participation  in  debate  or  by  prolonged  orations,  that 
he  took  part  in  the  proceedings. 

"  He  was  a  devoted  party  man,  and  his  political  experience  and  judgment 
made  him  a  wise  counsellor.  At  home  he  had  the  reputation  of  a  shrewd 
manager,  and  his  party  will  not  easily  find  so  well-trained  a  leader.  Yet 
for  a  long  time  there  have  been  complaints  that  his  rule  was  too  absolute, 
and  that  good  politics  required  more  freedom  and  independence  than  his 
sway  permitted.  Senator  Anthony's  social  sympathies  and  his  literary 
tastes  made  him  a  very  pleasant  companion,  and  his  conversation  was  full 
of  interesting  political  reminiscence.  He  had  become  the  Father  of  the 
Senate,  and  no  Senator  would  be  more  sincerely  mourned  by  his  associates 
than  this  courteous  gentleman  and  devoted  and  faithful  legislator." 


IV.     THE    SENTENCE   IN   DICTION. 

What  we  have  here  to  consider  will  be  apparent  from  the 
description  of  diction  given  on  p.  107,  above.  Going  back 
a  little  from  the  question  of  sentence  organism,  we  are  to  note 
what  effect  sentences  of  various  lengths  or  types  have  upon 
the  general  coloring  and  movement  of  the  style;  what  the 
texture  of  a  whole  passage  derives  from  the  prevailing  char 
acter  of  the  sentences  that  make  it  up. 


As  to  Length.  —  The  question  whether  the  sentences  of  a 
passage  shall  be  long  or  short  is  by  no  means  an  idle  one ; 
it  implies  something  regarding  their  kind  of  subject-matter, 
something  also  regarding  their  adaptedness  to  the  taste  or 
capacity  of  the  reader.  Accordingly  we  have  to  note  of  each 
class,  what  it  is  good  for,  and  what  ill  effects  result  from 
using  it  injudiciously  or  in  too  great  predominance. 

The  Short  Sentence. — The  short  sentence,  with  its  single 
assertion,  nucleates  in  the  meaning  or  weight  of  some  single 
word.     This  suggests  what  it  is  especially  good  for :  subject- 


346  COMPOSITION. 

matter  whose  business  it  is  to  make  some  important  point 
or  discrimination,  or  to  lay  down  some  statement  on  which 
weighty  consequences  depend.  The  fundamental  propositions 
of  a  course  of  thought,  and  passages  that  sum  up  or  impress, 
are  generally  expressed  in  short,  vigorous  sentences. 

On  the  other  hand,  while  good  for  occasional  emphasis  and 
point,  the  short  sentence  is  lacking  in  rhythm  and  sustained 
power ;  it  has  no  roll,  no  momentum.  It  makes  its  way  as 
by  a  sharp  stroke,  not  by  a  graduated  progress.  Further,  an 
extended  succession  of  short  sentences,  even  with  an  impor- 
tant issue  to  support  it,  becomes  a  kind  of  clatter,  curt  and 
abrupt ;  while  if  the  subject-matter  is  not  weighty  it  misses 
its  end  of  smartness  and  becomes  merely  flippant.  It  is  in 
the  use  of  short  sentences  especially  that  the  evil  of  the  insig- 
nificant sentence  is  to  be  guarded  against.1 

Example.  —  The  following  passage  will  at  once  illustrate  the  use  and 
suggest  the  limitation  of  the  short  sentence  :  "  Sir,  this  alarming  discontent 
is  not  the  growTth  of  a  day  or  of  a  year.  If  there  be  any  symptoms  by  which 
it  is  possible  to  distinguish  the  chronic  diseases  of  the  body  politic  from  its 
passing  inflammations,  all  those  symptoms  exist  in  the  present  case.  The 
taint  has  been  gradually  becoming  more  extensive  and  more  malignant, 
through  the  whole  life-time  of  two  generations.  We  have  tried  anodynes. 
We  have  tried  cruel  operations.  What  are  we  to  try  now  ?  Who  flatters 
himself  that  he  can  turn  this  feeling  back  ?  .  .  .  We  have  had  laws.  We 
have  had  blood.  New  treasons  have  been  created.  The  Press  has  been 
shackled.  The  Habeas  Corpus  Act  has  been  suspended.  Public  meetings 
have  been  prohibited.  The  event  has  proved  that  these  expedients  were 
mere  palliatives.  You  are  at  the  end  of  your  palliatives.  The  evil  remains. 
It  is  more  formidable  than  ever.     What  is  to  be  done  ? "  2 

1  For  the  insignificant  sentence,  see  earlier  in  this  chapter,  p.  321.  —  Professor 
Earle,  commenting  on  a  quoted  passage,  thus  remarks  on  short  sentences:  "  For  a 
certain  space  this  may  do  well  enough,  but  as  it  goes  on  in  the  same  continued  stac- 
cato, the  reader  is  overtaken  with  a  feeling  of  sameness.  The  sense  may  be  good,  each 
sentence  may  be  neat  and  smart,  and  yet  the  whole  may  be  wearisome.  To  give 
pleasure  there  must  be  symmetry,  and  to  this  end  there  must  be  the  relation  of  parts 
and  members,  and  these  must  be  at  once  diverse  in  size  and  harmonious  in  propor- 
tion. The  short-sentence  fallacy  is  the  repetition  in  another  guise  of  the  short-word 
fallacy."  —  Earle,  English  Prose,  p.  207. 

2  Macaulay,  On  Parliamentary  Reform,  First  Speech. 


THE  SENTENCE.  347 

The  Long  Sentence.  —  The  advantage  of  the  long  sentence  is 
the  room  it  affords,  wherein  to  amplify  the  sense,  by  con- 
siderations ancillary  to  the  main  idea.  This  suggests  the 
kind  of  subject-matter  to  which  the  long  sentence  is  espe- 
cially adapted :  details,  expansions,  colorings,  shadings  of  a 
thought  already  in  the  reader's  mind,  either  as  expressed 
briefly  at  the  outset  —  making  the  sentence  a  kind  of  para- 
graph, ■ —  or  as  carrying  out  the  suggestion  of  a  previous 
short  sentence.  On  account  of  its  freer  range,  also,  it  is  the 
kind  of  sentence  in  which  can  be  incorporated  qualities  of 
rhythm,   climax,  cadence,  massiveness,   impressiveness. 

On  the  other  hand,  the  long  sentence  imposes  on  the  reader 
a  burden  of  interpretation  ;  he  must,  to  follow  it  properly, 
keep  aware  of  its  main  and  its  subsidiary  lines,  and  be  at 
work  adjusting  the  thought  to  simpler  conceptions.  Of  this 
the  writer  who  ventures  on  long  sentences  must  take  account, 
and  make  the  structure  plain  and  strongly  marked  to  coun- 
teract the  difficulty  of  its  length.  An  extended  succession  of 
long  sentences,  especially  of  the  evoluta  type,  is  almost  sure  to 
be  lumbering,  heavy,  forbidding.  The  composita,  thus  care- 
lessly extended,  is  apt  to  be  rambling  and  heterogeneous.1 

Example.  —  The  following  illustrates  the  typical  use  to  which  the  long 
sentence  may  be  put.  The  second  sentence  gives  simply  the  details  neces- 
sary to  fill  out  and  color  the  idea  expressed  in  the  first :  "  And,  while  the 
many  use  language  as  they  find  it,  the  man  of  genius  uses  it  indeed,  but 
subjects  it  withal  to  his  own  purposes,  and  moulds  it  according  to  his  own 
peculiarities.  The  throng  and  succession  of  ideas,  thoughts,  feelings, 
imaginations,  aspirations,  which  pass  within  him,  the  abstractions,  the 
juxtapositions,  the  comparisons,  the  discriminations,  the  conceptions, 
which  are  so  original  in  him,  his  views  of  external  things,  his  judgments 
upon  life,  manners,  and  history,  the  exercises  of  his  wit,  of  his  humor,  of 
his  depth,  of  his  sagacity,  all  these  innumerable  and  incessant  creations,  the 
very  pulsation  and  throbbing  of  his  intellect,  does  he  image  forth,  to  all 
does  he  give  utterance,  in  a  corresponding  language,  which  is  as  multiform 
as  this  inward  mental  action  itself  and  analogous  to  it,  the  faithful  expres- 
1  For  the  heterogeneous  sentence,  see  above,  p.  320. 


348  COMPOSITION. 

sion  of  his  intense  personality,  attending  on  his  own  inward  world  of  thought 
as  its  very  shadow :  so  that  we  might  as  well  say  that  one  man's  shadow  is 
another's  as  that  the  style  of  a  really  gifted  mind  can  belong  to  any  but 
himself." 1 

Alternation  of  Kinds.  —  Not  only  do  proper  effects  in  diction 
demand  that  long  and  short  sentences  alternate  with  and 
relieve  each  other ;  the  wise  observance  of  their  typical  kinds 
of  subject-matter,  too,  of  compendious  statement  offset  by 
detail,  leads  naturally  to  the  same  end.  It  is  a  requisite  both 
of  style  and  of  thought. 

i.  A  combination  rather  than  alternation  of  kinds  calls 
first  for  mention,  useful  as  it  is  to  obviate  certain  evils  both 
of  the  short  and  of  the  long  sentence ;  namely,  a  judicious 
employment  of  the  composita,  the  several  members  concise, 
but  so  closely  united  logically  as  to  work  together  into  one 
compactly  ordered  thought.  Thus  is  secured  to  an  agreeable 
extent  the  crispness  of  the  short  and  the  sustained  course  of 
the  long. 

Example.  —  The  whole  impression  of  the  following  is  one  of  brevity, 
yet  the  one  thought  flows  progressively  through  the  several  members  : 
"  Thought  and  speech  are  inseparable  from  each  other.  Matter  and  ex- 
pression are  parts  of  one  ;  style  is  a  thinking  out  into  language.  This  is 
what  I  have  been  laying  down,  and  this  is  literature ;  not  things,  not  the 
verbal  symbols  of  things  ;  not  on  the  other  hand  mere  words ;  but  thoughts 
expressed  in  language."2 

2.  Between  long  sentences  of  detailed  thought  it  is  useful, 
not  to  say  necessary,  to  insert  short  transitional  sentences, 
suggesting  in  sententious  form  the  thought  that  is  to  succeed, 
as  a  basis  to  which  the  illustrative  details  may  be  referred. 
This  is  like  first  erecting  a  framework  and  then  surrounding 
it  with  the  finished  and  colored  form  ;  it  serves  also,  under 


1  Newman,  Idea  of  a  University,  p.  276. 


THE   SENTENCE.  349 

however  elaborate  an  utterance,  to  keep  the  reader  aware  of 
the  core  of  the  thought.1 

Example.  —  In  the  following  passage  note  how  much  the  clearness  and 
easy  progress  of  the  thought  are  promoted  by  the  alternating  short  sen- 
tences, each  a  compend  of  its  succeeding  elaboration. 

"  It  was  this  opinion  which  mitigated  kings  into  companions,  and  raised 
private  men  to  be  fellows  with  kings.  Without  force,  or  opposition,  it  sub- 
dued the  fierceness  of  pride  and  power ;  it  obliged  sovereigns  to  submit  to 
the  soft  collar  of  social  esteem,  compelled  stern  authority  to  submit  to  ele- 
gance, and  gave  a  domination  vanquisher  of  laws,  to  be  subdued  by  manners. 
But  now  all  is  to  be  changed.  All  the  pleasing  illusions,  which  made 
power  gentle,  and  obedience  liberal,  which  harmonized  the  different  shades 
of  life,  and  which,  by  a  bland  assimilation,  incorporated  into  politics  the 
sentiments  which  beautify  and  soften  private  society,  are  to  be  dissolved  by 
this  new  conquering  empire  of  light  and  reason.  All  the  decent  drapery  of 
life  is  to  be  rudely  torn  off.  All  the  superadded  ideas,  furnished  from  the 
wardrobe  of  a  moral  imagination,  which  the  heart  owns,  and  the  under- 
standing ratifies,  as  necessary  to  cover  the  defects  of  our  naked  shivering 
nature,  and  to  raise  it  to  dignity  in  our  own  estimation,  are  to  be  exploded 
as  a  ridiculous,  absurd,  and  antiquated  fashion."  2 

3.  Not  only  may  the  short  sentence  serve  as  a  transition 
and  compend ;  it  is  equally  useful  a^  a  summarizer,  gathering 
into  application  and  conclusion  the  gist  of  the  preceding  long 
sentence. 

Example.  —  The  long  and  elaborate  sentence  of  amplification  quoted 
on  p.  347,  which  was  preceded  by  a  short  compend  sentence,  is  succeeded 
by  the  following  brief  sentences  of  summary :  "  It  follows  him  about  as 
a  shadow.  His  thought  and  feeling  are  personal,  and  so  his  language  is 
personal." 

1  "  At  times  you  reason  inductively  or  deductively  in  linked  and  rather  long-drawn 
sentences  of  the  type  of  Evoluta.  Among  these  you  will  now  and  then  intersperse  £ 
Simplex,  perhaps  a  very  brief  one,  as  round  as  a  bullet,  which  puts  the  whole  theme 
in  a  nutshell  —  the  kernel  of  the  contention.  This  is  the  apophthegmatic  use  of  the 
Simplex,  an  admirable  and  effective  device,  effectual  because  eminently  natural,  and 
for  the  same  reason  thoroughly  artistic."  —  Earle,  English  Prose,  p.  209. 

a  Burke,  Reflections  on  the  Revolution  in  France,  p.  90. 


350  COMPOSITION. 

II. 

As  to  Mass.  —  The  manner  in  which  the  emphasis  of  differ- 
ent sentences  is  distributed  gives  rise  to  various  types  of  sen- 
tence massing,  each  of  which  has  its  uses  in  the  evolution  of 
the  thought  and  its  effects  in  the  texture  and  movement  of  the 
diction. 

The  Periodic  Sentence.  —  This  is  the  name  technically  given 
to  the  sentence  massed  according  to  the  principle  of  suspen- 
sion ;  which  latter  has  been  denned  and  exemplified  above, 
pp.  279-287.  A  period,  then,  is  a  sentence  wherein  the  ele- 
ment of  main  significance  is  delayed  till  the  close,  and  mean- 
while prepared  for  by  preliminaries  of  circumstance,  condition, 
or  predication.1 

The  great  advantage  of  the  periodic  form  lies  in  the  fact 
that  it  keeps  up  and  concentrates  the  reader's  attention. 
This  makes  it  easier  to  place  qualifying  elements  rightly,  and 
is  thus  favorable  to  unity  of  structure,  as  all  is  grouped  with 
reference  to  the  suspended  idea.  Its  general  effect,  when 
employed  in  large  proportion  to  other  types,  is  to  impart 
stateliness  and  dignity  to  weighty  subjects,  and  to  light  sub- 
jects neatness  and  finish.  In  impassioned  subjects  it  is  often 
useful  for  regulating  the  reader's  emotion  by  keeping  the 
tension  of  mind  uniform  until  the  culminating  idea  is  reached. 

Examples.  —  The  stately,  formal  effect  of  the  periodic  sentence  may  be 
illustrated  from  De  Quincey,  who  is  regarded  as  the  most  periodic  writer 
of  the  century.     "Upon  me,  as  upon  others  scattered' thinly  by  tens  and 

1  "  At  the  risk  of  being  slightly  inaccurate,  it  might  be  well  to  go  a  little  deeper 
into  the  substance  of  the  periodic  structure.  What  exactly  do  we  imply  by  saying 
that  the  meaning  is  suspended  till  the  close  ?  We  imply  that  the  reader's  interest  is 
kept  in  suspense  till  the  close.  And  how  is  this  done  ?  Generally,  it  may  be  said, 
by  bringing  on  predicates  before  what  they  are  predicated  of,  and,  which  is  virtually 
a  similar  process,  qualifications  before  what  they  qualify  ;  letting  us  know  descriptive 
adjuncts,  results,  conditions,  alternatives,  oratorical  contrasts,  of  subjects,  states,  or 
actions,  before  we  formally  know  the  particular  subjects,  states,  or  actions,  contem- 
plated by  the  writer."  —  Minto,  Manual  of  English  Prose  Literature,  p.  4. 


THE   SENTENCE.  351 

twenties  over  every  thousand  years,  fell  too  powerfully  and  too  early  the 
vision  of  life."1  —  "And  if,  in  the  vellum  palimpsest,  lying  amongst  the 
other  diplomata  of  human  archives  or  libraries,  there  is  anything  fantastic 
or  which  moves  to  laughter,  as  oftentimes  there  is  in  the  grotesque  collisions 
of  those  successive  themes,  having  no  natural  connection,  which  by  pure 
accident  have  consecutively  occupied  the  roll,  yet,  in  our  own  heaven-created 
palimpsest,  the  deep  memorial  palimpsest  of  the  brain,  there  are  not  and 
cannot  be  such  incoherencies." 1 

On  the  other  hand,  the  number  and  intricacy  of  the  suspen- 
sive details  are  a  draft  on  the  reader's  interpreting  power  ; 
the  writer  needs  to  watch  them  with  this  limitation  in  mind.2 
The  periodic  type  is  the  one  least  favorable  to  ease  in  read- 
ing. Further,  being  in  its  nature  a  somewhat  ponderous, 
formal  structure,  it  ought  in  general  to  be  confined  to  subject- 
matter  that  requires  such  dignity  of  expression,  and  applied 
to  lighter  subjects  only  as  a  touch  of  artificial  finish  will 
heighten  their  effect.  This  has  to  be  determined  by  literary 
tact. 

Note.  —  To  apply  the  periodic  style  to  everyday  and  domestic  subjects 
is  apt  to  have  an  effect  of  over-pompousness  and  bombast,  as  if  one's  com- 
mon affairs  were  subjects  of  state.  In  the  sentence  beginning  "  Upon  me," 
above,  for  instance,  one  feels  that  the  "  me  "  must  be  a  rather  important 
personage  to  merit  so  pompous  a  statement. 

The  Loose  Sentence.  —  In  the  loose  sentence  the  principle 
of  suspension  is  not  observed.  Qualifying,  explanatory,  and 
alternative  elements  are  added  as  they  occur  to  the  mind,  after 
the  ideas  to  which  they  belong,  with  no  apparent  attempt  at 
studied  grouping.  The  test  of  a  loose  sentence  is,  that  it 
may  be  stopped  before  the  end,  and  yet  leave  the  part  thus 
far  given  grammatically  complete.  The  term  loose  conveys 
no  disparaging  connotation ;  it  is  merely  a  technical  term  for 
a  structure  just  as  legitimate  and  just  as  susceptible  to  artistic 
finish  as  the  periodic. 

1  De  QuiNCEY,  S/nfiria  de  Profundis,  Works,  Vol.  i,  pp.  257,  233. 

2  See  the  Cautions  and  Regulations  given  above,  pp.  283  sqq. 


352  COMPOSITION. 

Examples.  —  Take  the  periodic  sentence  quoted  on  p.  285,  above,  anc 
put  the  main  assertion  first,  and  the  type  becomes  loose  :  "  We  came  tc 
our  journey's  end  at  last,  with  no  small  difficulty,  after  much  fatigue 
through  deep  roads  and  bad  weather."  —  In  the  following  the  places  are 
marked  where  the  sentence  might  be  stopped  and  yet  remain  grammaticallj 
complete :  "  He  does  not  write  from  hearsay,  |  but  from  sight  and  expe 
rience ;  |  it  is  the  scenes  that  he  has  lived  and  labored  amidst,  that  he 
describes :  |  those  scenes,  rude  and  humble  as  they  are,  have  kindled  beau- 
tiful emotions  in  his  soul,  |  noble  thoughts,  and  definite  resolves ;  |  and  he 
speaks  forth  what  is  in  him,  not  from  any  outward  call  of  vanity  or  interest, 
but  because  his  heart  is  too  full  to  be  silent." * 

The  advantage  of  the  loose  sentence  is  that  it  is  more  like 
conversation  than  the  periodic,  and  hence  more  easy,  less 
formal.  It  is  especially  adapted,  therefore,  to  the  more 
familiar  and  everyday  kinds  of  discourse,  such  as  narrative, 
letter  writing,  and  popular  addresses ;  and  to  the  ordinary 
topics  of  common  life  and  fact. 

On  the  other  hand,  while  a  perfect  loose  sentence  is  as 
hard  to  make  as  a  perfect  period,  the  loose  type  is  the  one 
most  naturally  happened  upon  without  effort,  or  when  the 
sentence  is  left  to  make  itself.  The  faults  that  beset  this 
type  are  therefore  the  faults  arising  from  slipshod  thinking 
and  careless  workmanship ;  namely,  rambling  incoherence 
and  dilution  of  the  thought. 

Note.  —  Just  as  the  periodic  makes  more  natural  use  of  the  evoluta 
type,  with  its  internal  subordination  to  a  main  assertion ;  so  in  the  loose 
sentence  the  composita,  with  its  coordinate  clauses,  figures  most  largely. 

The  Balanced  Sentence.  —  The  principle  of  the  balanced  sen- 
tence has  been  treated  under  Repetition  of  Construction,  p. 
308,  above.  When  the  repeated  construction  dominates  the 
whole  sentence,  that  is,  when  the  sentence  consists  of  two 
members  similar  in  construction  and  setting  off  each  other,  it 
is  said  to  be  balanced.     The  answering  construction  is  oftei 

1  Carlyle  on  Burns.  Critical  and  Miscellaneous  Essays,  Vol.  i,  p.  267. 


THE   SENTENCE.  353 

reenforced  by  antithesis ;   and  sometimes  it  varies  the  distri- 
bution of  emphasis  by  the  employment  of  chiasmus. 

Example.  —  "He  defended  him  when  living,  amidst  the  clamors  of  his 
enemies;  and  praised  him  when  dead,  amidst  the  silence  of  his  friends." 
The  antithetic  words  living,  dead ;  clamors,  silence;  enemies,  friends, — 
make  this  balance  very  elaborate. 

The  balanced  structure  is  easy  to  interpret,  and  easy  to 
remember,  because  the  similarly  ordered  clauses  lend  dis- 
tinction to  each  other,  and  make  it  easy  to  fix  the  points  that 
are  of  most  importance.  This  fact  suggests  what  the  balanced 
sentence  is  especially  good  for:  to  put  into  rememberable 
form,  into  a  kind  of  aphorism,  the  occasional  thought  that 
comes  out  of  surrounding  material  like  a  gist,  or  lesson,  or 
summary. 

On  the  other  hand,  as  it  is  the  most  artificial  type  of  sen- 
tence, it  is  the  most  easily  overdone ;  its  rhetorical  power,  in 
fact,  depends  on  the  comparative  rarity  of  its  use.  Being  so 
artificial,  too,  it  is  apt  to  become  enslaving  and  manneristic. 
From  the  craving  for  the  familiar  measure,  there  is  a  tempta- 
tion to  fill  out  the  balance  by  tautological  or  forced  assertions.1 

Example.  —  -The  evil  of  attempting  to  make  balance,  with  its  aids  of 
antithesis  and  alliteration,  the  staple  of  writing,  is  illustrated  in  the  style 
called  euphuism,  which,  though  utterly  unreadable  now,  had  a  prodigious 
vogue  among  the  courtiers  of  Queen  Elizabeth.  The  following  few  sen- 
tences will  give  a  little  taste  of  euphuistic  style :  "  Therfore  my  good 
Euphues,  for  these  doubts  and  dumpes  of  mine,  either  remoue  the  cause, 
or  reueale  it.  Thou  hast  hetherto  founde  me  a  cheerefull  companion  in 
thy  myrth,  and  nowe  shalt  thou  finde  me  as  carefull  with  thee  in  thy 
moane.  If  altogether  thou  maist  not  be  cured,  yet  maist  thou  bee  com- 
forted. If  ther  be  any  thing  yat  either  by  my  friends  may  be  procured,  or 
by  my  life  atteined,  that  may  either  heale  thee  in  part,  or  helpe  thee  in  all, 
I  protest  to  thee  by  the  name  of  a  friend,  that  it  shall  rather  be  gotten  with 

1  The  same  danger  has  been  noticed,  page  275,  abo"e,  of  antithesis,  which,  in  fact, 
figures  largely  in  balance.  These  two,  to  which  may  be  added  alliteration,  are  the 
rhetorical  devices  most  liable  to  become  a  snare  to  the  writer. 


354  COMPOSITION. 

the  losse  of  my  body,  than  lost  by  getting  a  kingdome. '  Thou  hast  triec 
me,  therefore  trust  me :  thou  hast  trusted  me  in  many  things,  therfore  tr; 
me  in  this  one  thing.  I  never  yet  failed,  and  now  I  wil  not  fainte.  B< 
bolde  to  speake  and  blush  not :  thy  sore  is  not  so  angry  but  I  can  salue  it 
the  wound  not  so  deepe  but  I  can  search  it,  thy  griefe  not  so  great  but  ] 
can  ease  it.  If  it  be  ripe  it  shalbe  lawnced,  if  it  be  broken  it  shalbt 
tainted,  be  it  never  so  desperat  it  shalbe  cured."1 

III. 

Combinations  and  Proportions.  —  The  short  and  the  long  sen- 
tences of  a  passage,  as  we  have  seen,  are  related  to  each 
other,  roughly  speaking,  somewhat  as  statement  and  detail, 
proposition  and  enlargement.  The  relations  of  periodic  and 
loose  sentences  rise  more  out  of  the  dynamic  stress ;  the  loose 
sentence,  its  stress-point  attracted  to  the  beginning,  taking 
up  the  cue  at  the  end  of  the  period  preceding.  Thus  the  two 
types  answer  to  and  reenforce  each  other. 

As  a  matter  of  fact,  however,  the  actual  number  of  periodic 
sentences  is  much  smaller  than  the  number  of  loose  sentences ; 
and  when  we  recognize  the  so-called  periodic  style  we  get  its 
peculiar  effect  not  from  a  predominance  but  from  a  moderate 
percentage  of  periodic  sentences. 

i.  By  the  best  writers  periodic  sentences  are  constantly 
relieved  by  loose  ones ;  it  would  indeed  be  hard  to  find  two 
rigid  periods  in  succession,  except  in  cases  where  the  periodic 
order  is  accumulated  for  the  iteration  of  structure.  The 
requirements  of  the  dynamic  stress  necessitate  variation. 

Note.  —  The  following,  with  its  three  sentences  all  of  varying  types  and 
lengths,  derives  a  charm  from  this  very  diversity  :  "  And  then,  in  the  deep 
stillness  of  the  desert  air — unbroken  by  falling  stream,  or  note  of  bird,  or 
tramp  of  beast,  or  cry  of  man  —  came  the  whisper,  of  a  voice  as  of  a  gentle 
breath  —  of  a  voice  so  small  that  it  was  almost  like  silence.  Then  he  knew 
that  the  moment  was  come.  He  drew,  as  was  his  wont,  his  rough  mantle 
over  his  head ;  he  wrapped  his  face  in  its  ample  folds ;  he  came  out  from 

1  Euphues,  the  Anatomy  of  Wit,  Arber's  reprint,  p.  65. 


THE   SENTENCE.  355 

the  sheltering  rock,  and   stood  beneath   the  cave  to  receive  the   Divine 
communications."  x 

2.  Nor  is  it  often  that  sentences  are  found  conforming 
rigidly  throughout  to  the  periodic  structure.  The  same  sen- 
tence, especially  if  long,  may  follow  the  suspensive  structure 
up  to  a  certain  point,  and  then  be  finished  loose ;  this  is  a 
natural  course,  too,  the  loose  addition  building  its  detail  on 
what  the  periodic  has  put  into  stress. 

Example.  —  The  following  sentence,  strictly  periodic  as  far  as  the  word 
"  opinion,"  goes  on  loose  to  enlarge  on  what  the  first  part  has  yielded.  "  I 
think  that  in  England,  partly  from  the  want  of  an  Academy,  partly  from  a 
national  habit  of  intellect  to  which  that  want  of  an  Academy  is  itself  due, 
there  exists  too  little  of  what  I  may  call  a  public  force  of  correct  literary 
opinion,  possessing  within  certain  limits  a  clear  sense  of  what  is  right  and 
wrong,  sound  and  unsound,  and  sharply  recalling  men  of  ability  and  learn- 
ing from  any  flagrant  misdirection  of  these  their  advantages."  2 

1  Stanley,  History  of  the  Jewish  Church,  Vol.  ii,  p.  341. 

2  Matthew  Arnold. 


CHAPTER   XL 
THE    PARAGRAPH. 

As  in  the  sentence  we  reach  the  first  complete  organic 
product  of  thinking,1  so  in  the  paragraph  we  first  attain  the 
range  and  finish  of  a  whole  composition ;  in  one  case,  indeed, 
that  of  the  editorial  paragraph,  it  ranks  definitely  as  an  inde- 
pendent literary  form.  As  such,  and  as  obeying  the  essential 
procedure  of  every  full  discourse,  it  is  the  unit  of  invention, 
as  the  sentence  is  the  unit  of  style.  Because,  however,  the 
internal  articulations  and  proportions,  though  clearly  trace- 
able, are  still  on  a  small  scale,  still  somewhat  embryonic,  the 
paragraph  is  better  studied  as  a  stage  of  style  than  as  a 
beginning  of  invention. 

Definition.  —  A  paragraph  is  a  connected  series  of  sentences 
constituting  the  development  of  a  single  topic. 


new 


Note.  —  Mechanically,  a  paragraph  is  distinguished,  both  in  print  and 
manuscript,  by  beginning  on  a  new  line,  and  by  indenting,  that  is,  with- 
drawing the  opening  word  an  em's  width  toward  the  middle. 

In  recording,  conversation  between  different  persons,  the  form  of  a 
paragraph  is  given  to  what  each  interlocutor  says,  irrespective  of  the 
amount  or  nature  of  the  matter  included.  This,  unless  constructed  to  a 
topic,  is  hardly  to  be  called  a  paragraph;  it  is  a  thing  in  paragraph's 
clothing. 

In  this  definition  are  implied  the  qualities  that  should  gov- 
ern a  paragraph :  unity,  because  it  is  concerned  with  a  single 
topic ;  continuity,  because  it  is  a  connected  series  of  sen- 
tences ;  and  proportion,  because  it  is  an  orderly,  systematic 


1  See  above,  p.  311 
356 


1 


THE   PARAGRAPH.  357 

development.  All  the  stages  and  details  of  construction  must 
keep  the  integrity  of  these  qualities  in  view. 

How  Long  a  Paragraph  should  be. — A  subordinate  question 
this,  but  by  no  means  idle  or  unimportant.  For  it  is  not 
mechanical  alone  ;  it  is  a  question  how  to  use  rightly  both 
the  instinctive  impressions  and  the  interpreting  powers  of 
the  reader.  And  as  is  true  in  so  many  other  cases,  it  is 
answered  by  a  judicious  compromise  between  the  too-long 
and  the  too-short. 

On  the  one  hand,  in  keeping  the  paragraph  from  running 
on  too  long,  due  regard  should  be  had  for  the  appearance  of 
the  page.  Every  reader  can  recall  how  often  he  has  been 
repelled  from  a  book  by  the  mere  fact  that  whole  solid 
pages  occur  without  paragraph  breaks  ;  and  how  often  he 
has  yielded  to  the  attraction  of  an  open,  easy  looking  page. 
To  write  with  this  instinctive  feeling  of  the  reader  in  mind 
is  not  to  humor  a  whim  ;  rather  it  is  a  practical  though  indi- 
rect way  of  trying  to  get  the  cumbrous  and  lumbering  tend- 
ency out  of  one's  thought  and  bring  it  vigorously  to  its 
point.  It  is  therefore  a  dictate  both  of  good  looks  and  good 
workmanship  to  avoid  paragraphs  of  more  than  a  page  in 
length  ;  and  frequent  relief  of  long  paragraphs  by  shorter 
ones  is  a  great  help  to  readableness. 

On  the  other  hand,  it  must  be  recognized  that  too  short  a 
paragraph  lacks  weight  and  articulation.  Ordinarily  as  many 
as  three  or  more  sentences  are  requisite  to  give  mass  enough 
to  develop  a  topic  satisfactorily.1  Less  than  that  number  is 
apt,  while  it  gives  a  Frenchy,  snippy  effect  to  the  style,  to 
leave  the  topic  too  superficially  treated. 

Note.  —  Professor  Earle's  idea  of  the  smallest  scale  on  which  a  built 
paragraph  is  practicable,  with  his  example,  may  here  be  quoted.     "  The 

1  This  refers,  of  course,  to  the  paragraph  that  not  only  proposes  but  develops  a 
topic.  The  short  transitional  or  preliminary  paragraph,  to  be  noticed  later  (p.  381), 
is  an  exception  more  apparent  than  real. 


358  COMPOSITION. 

term  paragraph  can  hardly  be  applied  to  anything  short  of  three  sentences 
We  sometimes  see  a  satisfying  result  from  three  sentences,  something  whicl 
is  felt  to  be  a  kind  of  whole;  —  whole  at  least  as  a  distinct  member  o: 
larger  discourse.     The  following  is  a  fair  example. 

" '  The  first  impulse  of  man  is  to  seek  for  enjoyment.  He  lives  with 
more  or  less  impetuosity,  more  or  less  irregularity,  to  conquer  for  himseli 
a  home  and  blessedness  of  a  mere  earthly  kind.  Not  till  later  (in  hov> 
many  cases  never)  does  he  ascertain  that  on  earth  there  is  no  such  home  : 
that  his  true  home  lies  beyond  the  world  of  sense,  is  a  celestial  home.' " 1 

This  quoted  paragraph  not  only  illustrates  the  point  made,  but  will 
serve  as  a  good  brief  model  to  get  into  the  student's  mind  the  typical 
movement  of  a  paragraph  structure. 

I.     THE    PARAGRAPH    IN    SUM. 

Dealing  as  it  does  with  a  topic,  the  paragraph  sums  up  to 
a  unity ;  the  total  effect  and  impression  left  upon  the  reader's 
mind  is  of  a  distinct,  bounded,  and,  within  its  limits,  complete 
subject.  In  this  respect  it  has  the  roundedness,  the  begin- 
ning, body,  and  end,  of  an  independent  discourse.  But  as  it  is 
merely  a  stage  in  the  unfolding  of  a  larger  subject,  and  as  it 
represents  that  stage  not  in  outline  but  in  finished  treatment, 
we  do  not  reduce  its  topic  to  the  sharp  precision  of  a  formal 
proposition.  The  topic  sentence  may,  like  the  other  sen- 
tences, be  elaborated  in  structure  and  style,  or  be  expressed 
in  figurative  language,  or  be  a  merely  hinted  statement.  Too 
many  are  deceived  by  this  fact  into  thinking  that  a  paragraph 
may  be  trusted  to  make  itself,  with  no  special  thought  of  a 
controlling  topic.  This  is  a  fatal  mistake.  However  disguised 
or  diffused,  the  topic,  the  unitary  result,  is  there,  and  must 
therefore  be  first  proposed  in  the  writer's  mind ;  so  that  as 
a  total  effect  the  paragraph  may  be  reducible  to  a  single 
sentence.2 

1  Earle,  English  Prose,  p.  212.     The  quotation  from  Carlyle. 

2  "  A  paragraph  has  unity  when  you  can  state  its  substance  in  a  single  sentence ; 
otherwise  it  is  very  apt  to  lack  it."  —  Wendell,  English  Composition,  p.  124.  — . 
student  of  biology  thus  puts  it :  "  It  is  necessary  to  determine  the  axillary  idea 
the  paragraph,  about  which  the  ancillary  ideas  may  be  grouped." 


THE  PARAGRAPH.  359 

Note.  —  It  is  in  the  flexible  yet  scientifically  ordered  paragraph,  the 
thinking  of  a  mass  of  thought  at  once  to  nucleus  and  lucid  organism,  that 
the  writing  of  modern  prose  achieves  perhaps  its  greatest  triumph  as  an 
art.1 

This  easy  informal  texture  of  the  paragraph  makes  it  neces- 
sary here  to  dwell  with  some  discrimination  on  the  topic. 

The  Topic :  its  Prominence.  —  In  all  cases  the  topic  should 
so  control  every  part  of  the  structure  as  to  be  a  clearly  appre- 
hended resultant  or  sum  of  the  whole.  Different  kinds  of 
subject-matter,  however,  may  cause  this  to  be  apprehended 
in  different  ways :  it  may  be  definitely  pointed  out,  in  so 
many  words ;  or  it  may  be  left  for  the  reader  to  gather  and 
mentally  realize  as  the  total  effect. 

i.  In  matter  of  the  argumentative  or  expository  kind, 
wherein  much  depends  on  a  defined  centre  and  dependency 
of  thought,  the  topic  of  a  paragraph  is  expressed,  either  as  a 
proposed  subject  of  treatment,  or  as  an  informal  proposition, 
so  that  the  reader  can  cooperate  with  the  writer  in  discover- 
ing the  steps  of  explication  or  reasoning. 

Example.  —  In  the  following  the  opening  sentence,  culminating  in  the 
two  beacon  words  at  the  end,  will  be  at  once  accepted  by  any  reader  as 
the  controlling  topic  :  — 

"  Great  and  various  as  the  powers  of  Bacon  were,  he  owes  his  wide  and 
durable  fame  chiefly  to  this,  that  all  those  powers  received  their  direction 
from  common  sense.  His  love  of  the  vulgar  useful,  his  strong  sympathy 
with  the  popular  notions  of  good  and  evil,  and  the  openness  with  which  he 
avowed  that  sympathy,  are  the  secret  of  his  influence.  There  was  in  his 
system  no  cant,  no  illusion.  He  had  no  anointing  for  broken  bones,  no 
fine  theories  de  finibus,  no  arguments  to  persuade  men  out  of  their  senses. 

1  "  The  triumph  of  modern  Art  in  Writing  is  manifested  in  the  structure  of  the 
Paragraph.  The  glory  of  Latin  composition  must  be  looked  for  in  the  great  sen- 
tence which  occasionally  recurs ;  the  glory  of  French  or  English  composition  lies  in 
the  subtle  combination  of  sentences  which  makes  the  Paragraph.  The  secret  of 
Macaulay's  charm  lies,  not,  as  has  been  imagined,  in  his  pointed  antithesis,  or  in  his 
balanced  periods  (for  these,  if  they  have  their  attraction,  have  also  undoubtedly  their 
elements  of  repulsion),  but  in  his  masterly  command  of  the  Paragraph." — Earle, 
English  Prose,  p.  91. 


360  COMPOSITION. 

He  knew  that  men,  and  philosophers  as  well  as  other  men,  do  actually  love 
life,  health,  comfort,  honor,  security,  the  society  of  friends,  and  do  actuallj 
dislike  death,  sickness,  pain,  poverty,  disgrace,  danger,  separation  fron 
those  to  whom  they  are  attached.  He  knew  that  religion,  though  it  ofter 
regulates  and  moderates  these  feelings,  seldom  eradicates  them ;  nor  did 
he  think  it  desirable  for  mankind  that  they  should  be  eradicated.  The 
plan  of  eradicating  them  by  conceits  like  those  of  Seneca,  or  syllogisms 
like  those  of  Chrysippus,  was  too  preposterous  to  be  for  a  moment  enter- 
tained by  a  mind  like  his.  He  did  not  understand  what  wisdom  there 
could  be  in  changing  names  where  it  was  impossible  to  change  things ;  in 
denying  that  blindness,  hunger,  the  gout,  the  rack,  were  evils,  and  calling 
them  diroTrpo^y/xeva  ;  in  refusing  to  acknowledge  that  health,  safety,  plenty, 
were  good  things,  and  dubbing  them  by  the  name  of  ddedepopa.  In  his 
opinions  on  all  these  subjects,  he  was  not  a  Stoic,  nor  an  Epicurean,  nor 
an  Academic,  but  what  would  have  been  called  by  Stoics,  Epicureans,  and 
Academics  a  mere  ISlwttjs,  a  mere  common  man.  And  it  was  precisely 
because  he  was  so  that  his  name  makes  so  great  an  era  in  the.  history  of 
the  world.  It  was  because  he  dug  deep  that  he  was  able  to  pile  high.  It 
was  because,  in  order  to  lay  his  foundations,  he  went  down  into  those 
parts  of  human  nature  which  lie  low,  but  which  are  not  liable  to  change, 
that  the  fabric  which  he  reared  has  risen  to  so  stately  an  elevation, 
stands  with  such  immovable  strength."1 


" 


2.  In  matter  of  the  descriptive  or  narrative  kind,  or  in  any 
accumulation  of  concrete  details  grouped  merely  in  space  or 
time,  the  topic  may  be  left  unexpressed  in  words,  diffused  as 
it  were  through  the  whole,  and  to  be  felt  by  the  reader  as  he 
thinks  himself  into  the  limits  of  the  scene.2 

Example.  —  In  the  following  the  topic,  which  after  we  have  read  the 
paragraph  we  perceive  to  be  "  Hester  Prynne  on- her  way  to  the  pillory,"  is 
nowhere  expressed ;  we  simply  sum  it  up  from  the  circumstances  of  time, 
place,  and  event :  — 

"A  lane  was  forthwith  opened  through  the  crowd  of  spectators.     Pn 
ceded  by  the  beadle,  and  attended  by  an  irregular  procession  of  stern- 
browed  men  and  unkindly  visaged  women,  Hester  Prynne  set  forth  towards 

1  Macaulay,  Essay  on  Lord  Bacon,  Essays,  Vol.  iii,  p.  463. 

2  This  discrimination  of  subject-matter  as  bearing  on  the  topic  is,  it  will  be  noted, 
merely  an  extension  to  the  scale  of  the  paragraph  of  the  same  discrimination  already 
applied  to  clauses  within  the  sentences,  and  their  claim  to  unity ;  see  above,  pp.  323, 
324- 


THE   PARAGRAPH.  361 

the  place  appointed  for  her  punishment.  A  crowd  of  eager  and  curious 
school-boys,  understanding  little  of  the  matter  in  hand,  except  that  it  gave 
them  a  half-holiday,  ran  before  her  progress,  turning  their  heads  contin- 
ually to  stare  into  her  face,  and  at  the  winking  baby  in  her  arms,  and  at 
the  ignominious  letter  on  her  breast.  It  was  no  great  distance,  in  those 
days,  from  the  prison-door  to  the  market-place.  Measured  by  the  prison- 
er's experience,  however,  it  might  be  reckoned  a  journey  of  some  length  ; 
for,  haughty  as  her  demeanor  was,  she  perchance  underwent  an  agony  from 
every  footstep  of  those  that  thronged  to  see  her,  as  if  her  heart  had  been 
flung  into  the  street  for  them  all  to  spurn  and  trample  upon.  In  our 
nature,  however,  there  is  a  provision,  alike  marvellous  and  merciful,  that 
the  sufferer  should  never  know  the  intensity  of  what  he  endures  by  its 
present  torture,  but  chiefly  by  the  pang  that  rankles  after  it.  With  almost 
a  serene  deportment,  therefore,  Hester  Prynne  passed  through  this  portion 
of  her  ordeal,  and  came  to  a  sort  of  scaffold,  at  the  western  extremity  of 
the  market-place.  It  stood  nearly  beneath  the  eaves  of  Boston's  earliest 
church,  and  appeared  to  be  a  fixture  there." 1 

The  Topic :  its  Place.  —  Typically,  and  therefore  in  the 
great  predominance  of  cases,  the  topic,  when  expressed  or 
indicated,  stands  at  the  beginning  of  the  paragraph.  Occa- 
sional modifications  or  accessories  of  this  arrangement,  how- 
ever, need  here  to  be  mentioned,  on  account  of  the  special 
advantages  that  they  secure. 

i.  It  is  only  exceptionally  that  a  paragraph  stands  alone  ; 
and  being  part  and  stage  of  a  larger  work,  it  has  to  be  mind- 
ful of  what  precedes  and  what  follows.  It  is  a  link  in  the 
chain  of  continuous  thought  which  makes  up  the  whole  com- 
position. Hence  at  the  immediate  outset  there  is  generally 
more  or  less  of  connective  or  preliminary  material,  varying 
in  amount  from  a  single  word  of  relation  or  a  few  words  of 
summary  to  several  sentences. 

Examples.  —  How  paragraphs  link  on  to  paragraphs  may  be  seen  by 
the  following,  which  are  the  opening  sentences  of  paragraphs,  quoted  far 
enough  to  introduce  the  topic  :  — 

"  Cray's  quality  of  mind,  then,  we  see;  his  quality  of  soul  will  no  less 
bear  inspection.     His  reserve,  his  delicacy,"  etc. 

1  Hawthorne,  The  Scarlet  Letter,  p.  75. 


362  COMPOSITION. 

"  Testimonies  such  as  these  are  not  called  forth  by  a  fastidious  effemi- 
nate weakling ;  they  are  not  called  forth,  even,  by  mere  qualities  of  mind ; 
they  are  called  forth  by  qualities  of  soul.  And  of  Gray's  high  qualities  of 
soul, .  .  .  his  excellent  seriousness,"  etc. 

"  And  with  all  this  strenuous  seriousness,  a  pathetic  sentiment,"  etc. 

"  What  wonder,  then,  that  with  this  troublous  cloud  .  .  .  Gray  .  .  .  pro- 
duced so  little," 1  etc. 

2.  The  suspended  paragraph,  that  is,  the  paragraph 
wherein  the  revelation  of  the  topic  is  delayed  till  the  end, 
is  somewhat  rare.  Like  the  suspended  sentence  and  in  cor- 
respondingly greater  degree,  its  effect  is  studied  and  rhetor- 
ical ;  it  may  have  practical  uses,  too,  in  enabling  the  writer 
to  get  in  considerations  to  support  a  startling  or  unwelcome 
assertion  before  the  assertion  itself  is  made. 

Examples.  —  The  suspended  paragraph  quoted  from  Myers  on  p.  283, 
above,  is  a  good  example  of  a  word  kept  back  for  effect.  —  In  the  following 
paragraph,  the  topic,  "  the  air  of  Attica,"  does  not  appear  till  the  last  sen- 
tence, and  when  it  appears  its  significance  is  well  anticipated :  — 

"  Many  a  more  fruitful  coast  or  isle  is  washed  by  the  blue  ^Egean,  many 
a  spot  is  there  more  beautiful  or  sublime  to  see,  many  a  territory  more 
ample ;  but  there  was  one  charm  in  Attica,  which  in  the  same  perfection 
was  nowhere  else.  The  deep  pastures  of  Arcadia,  the  plain  of  Argos,  the 
Thessalian  vale,  these  had  not  the  gift ;  Boeotia,  which  lay  to  its  immediate 
north,  was  notorious  for  its  very  want  of  it.  The  heavy  atmosphere  of 
that  Boeotia  might  be  good  for  vegetation,  but  it  was  associated  in  popular 
belief  with  the  dulness  of  the  Boeotian  intellect:  on  the  contrary,  the  spe- 
cial purity,  elasticity,  clearness,  and  salubrity  of  the  air  of  Attica,  fit  con- 
comitant and  emblem  of  its  genius,  did  that  for  it  which  earth  did  not ;  — 
it  brought  out  every  bright  hue  and  tender  shade  of  the  landscape  over 
which  it  was  spread,  and  would  have  illuminated  the  face  even  of  a  more 
bare  and  rugged  country."  2 

3.  When  the  writer  feels  that  the  topic  is  especially  impor- 
tant, or  that  much  depends  upon  it,  a  natural  impulse  is  to 
repeat  it  at  the  end  of  the  paragraph,  either  in  elaborated 


1  Matthew  Arnold,  Thomas  Gray,  Essays  in  Criticism,  Second  Series. 

2  Newman,  Historical  Sketches,  Vol.  iii,  p.  20. 


THE   PARAGRAPH.  363 

statement  or,  as  oftener  occurs,  in  apothegm.  In  such 
case  not  repetition  alone  is  sought,  but  summary  and 
enforcement. 

Example.  —  In  the  following  paragraph  the  topic  is  propounded  in  a 
plain  statement  at  the  beginning,  and  then,  after  the  amplification,  is 
repeated  in  a  somewhat  more  elaborate  form  at  the  end  :  — 

"  A  man  of  a  Polite  Imagination  is  let  into  a  great  many  Pleasures,  that 
the  Vulgar  are  not  capable  of  receiving.  He  can  converse  with  a  Picture, 
and  find  an  agreeable  Companion  in  a  Statue.  He  meets  with  a  secret 
Refreshment  in  a  Description,  and  often  feels  a  greater  Satisfaction  in  the 
Prospect  of  Fields  and  Meadows,  than  another  does  in  the  Possession.  It 
gives  him,  indeed,  a  Kind  of  Property  in  every  thing  he  sees,  and  makes 
the  most  rude  uncultivated  Parts  of  Nature  administer  to  his  Pleasures : 
So  that  he  looks  upon  the  World,  as  it  were,  in  another  Light,  and 
discovers  in  it  a  Multitude  of  Charms,  that  conceal  themselves  from  the 
generality  of  Mankind."  1 

The  Double  Topic.  —  A  mould  of  paragraph  analogous  to  the 
composita  type  of  sentence  calls  here  for  mention :  the  para- 
graph that  sums  up  in  a  double  topic.  It  is  not  very  com- 
mon ;  but  being  highly  artistic,  is  correspondingly  notable 
when  successfully  achieved. 

While  a  composita  sentence  may  accumulate  a  considerable 
number  of  coordinate  members,  the  more  complicated  scale  of 
the  paragraph  can  hardly  venture  with  safety  on  more  than 
two ;  hence  the  term,  double  topic.  These  members  gener- 
ally answer  each  other  as  a  contrasting  pair ;  and  may  either 
occupy  each  its  half  of  the  structure,  or  be  set  against  each 
other  in  a  series  of  distinctions. 

Examples.  —  i.  In  the  following  the  first  topic,  strength,  passes  by  a 
natural  gradation  into  the  second  topic,  sweetness ;  the  two  making  up  thus 
an  answering  and  contrasting  pair :  — 

"Critics  of  Michelangelo  have  sometimes  spoken  as  if  the  only  charac- 
teristic of  his  genius  were  a  wonderful  strength,  verging,  as  in  the  things 
of  the  imagination  great   strength   always  does,  on  what  is  singular  or 

1  Addison,  in  The  Spectator,  No.  411. 


364  COMPOSITION. 

strange.  A  certain  strangeness,  something  of  the  blossoming  of  the  aloe, 
is  indeed  an  element  in  all  true  works  of  art ;  that  they  shall  excite  or  sur- 
prise us  is  indispensable.  But  that  they  shall  give  pleasure  and  exert  a 
charm  over  us  is  indispensable  too ;  and  this  strangeness  must  be  sweet 
also  —  a  lovely  strangeness.  And  to  the  true  admirers  of  Michelangelo 
this  is  the  true  type  of  the  Michelangelesque  —  sweetness  and  strength, 
pleasure  with  surprise,  an  energy  of  conception  which  seems  at  every 
moment  about  to  break  through  all  the  conditions  of  comely  form,  recov- 
ering, touch  by  touch,  a  loveliness  found  usually  only  in  the  simplest  natu- 
ral things  —  ex  forti  dulcedo"  1 

2.  In  the  following  a  series  of  contrasts  bring  out  the  double  topic  of 
the  Platonic  and  the  Baconian  philosophy :  — 

"  To  sum  up  the  whole,  we  should  say  that  the  aim  of  the  Platonic  phil- 
osophy was  to  exalt  man  into  a  god.  The  aim  of  the  Baconian  philosophy 
was  to  provide  man  with  what  he  requires  while  he  continues  to  be  man. 
The  aim  of  the  Platonic  philosophy  was  to  raise  us  far  above  vulgar  wants. 
The  aim  of  the  Baconian  philosophy  was  to  supply  our  vulgar  wants.  The 
former  aim  was  noble ;  but  the  latter  was  attainable.  Plato  drew  a  good 
bow ;  but,  like  Acestes  in  Virgil,  he  aimed  at  the  stars ;  and  therefore, 
though  there  was  no  want  of  strength  or  skill,  the  shot  was  thrown  away. 
His  arrow  was  indeed  followed  by  a  track  of  dazzling  radiance,  but  it 
struck  nothing.  Bacon  fixed  his  eye  on  a  mark  which  was  placed  on  the 
earth,  and  within  bow-shot,  and  hit  it  in  the  white.  The  philosophy  of 
Plato  began  in  words  and  ended  in  words,  noble  words  indeed,  words  such 
as  were  to  be  expected  from  the  finest  of  human  intellects  exercising  bound- 
less dominion  over  the  finest  of  human  languages.  The  philosophy  of 
Bacon  began  in  observations  and  ended  in  arts."2 


II.  THE  PARAGRAPH  IN  STRUCTURE. 

That  a  paragraph  should  have  a  structure,  palpable,  planned, 
articulated,  is  a  necessity  arising  from  the  second  and  third 
qualities  already  mentioned,  —  continuity  and  proportion.  A 
continuous  current  of  thought,  unbroken,  undislocated,  — this 
is  its  ideal.  The  end  that  the  working  out  of  a  structure  is 
to  attain  is,  keeping  this  current  unbroken,  and  keeping  it  at 

1  Pater,  The  Renaissance,  p.  75. 

2  Macaulay,  Essay  on  Lord  Bacon,  Essays,  Vol.  iii,  p.  458. 


THE   PARAGRAPH.  365 

every  point  in  place  and  symmetry.     This  requires  system- 
atic arrangement,  plan.1 

By  a  plan,  however,  is  not  meant  a  formal  and  obtrusive 
skeleton-structure,  as  if  the  paragraph  were  merely  an  essay 
within  an  essay.  Such  advertising  of  the  plan  belongs  rather 
to  the  next  stage  of  procedure,  the  composition  as  a  whole. 
It  is  to  be  remembered  that  the  individual  sentences  of  the 
paragraph,  being  the  final  expression  of  their  thought,  are  at 
once  outline  and  amplification  ;  the  outline  is  covered  and 
disguised,  as  such,  by  the  detail  and  coloring  of  which  it  is 
the  nucleus.  None  the  less  truly,  however,  it  is  there,  and 
has  to  be  determinately  put  there  ;  under  the  finished  surface 
it  works,  unperceived,  a  constant  effect  of  orderly  progress. 
It  has  its  introductory  outset ;  it  keeps  the  reader  aware 
throughout  of  the  mutual  bearings  of  the  thoughts ;  it  swings 
round  to  a  cadence  and  conclusion. 


I. 

Relation  of  Parts  to  Sum.  —  In  the  evolution  of  such  a  plan 
the  whole  current  of  the  paragraph  has  to  be  made  up  with 
traceable  reference  to  the  sum.  It  matters  not  whether  this 
latter  is  expressed  as  a  topic  or  implied  as  a  total  resultant ; 
in  any  case  the  relation,  the  scale,  the  distance,  the  movement 
of  each  sentence  must  be  realized  and  shaped  with  this  con- 
nection in  mind. 

Typical  Scheme  of  Paragraph  Structure.  —  This  requisite  may 
best  be  made  clear,  perhaps,  by  presenting  here  a  scheme  of 
structure,  to  which  the  body  of  the  paragraph  may  be  referred 
as  a  type.  This  scheme,  it  may  be  premised,  is  not  an  arbi- 
trary framework  ;  it  represents,  in  fact,  on  the  scale  of  the  para- 
graph, the  logical  progress  that  obtains  in  all  ordered  thinking. 

1  "  Words  and  sentences  are  subjects  of  revision  ;  paragraphs  and  whole  composi- 
tions are  subjects  of  prevision." —  WENDELL,  English  Composition,  p.  117. 


366  COMPOSITION. 

If,  as  stated  above,1  the  total  effect  of  a  paragraph  should 
be  reducible  to  a  single  sentence,  conversely  the  expansion  of  a 
single  sentence,  with  due  observance  of  the  legitimate  depend- 
encies of  clause  and  clause,  may  be  taken  as  the  pattern  of 
paragraph  structure.2  The  same  relations  exist  between  sen- 
tences in  the  paragraph  as  between  clauses  in  the  sentence3; 
only  in  the  paragraph,  as  befits  its  ampler  scale,  the  relations 
are  more  strongly  marked,  and  grouped  with  greater  sense  of 
sequence  and  climax.  In  this  respect  the  plan  of  the  para- 
graph is  intermediate  between  that  of  the  sentence  and  that 
of  the  whole  composition.  Generally  speaking,  then,  any  sen- 
tence, to  be  worthy  of  a  place  in  the  plan,  should  contribute 
directly  to  explain,  or  particularize,  or  prove,  or  apply  the 
thought  of  the  topic. 

Nor  should  these  functions  be  mixed  at  hap-hazard.  The 
sense  of  sequence  and  climax  just  mentioned  dictates  that 
they  rise  out  of  each  other  in  a  logical  growth,  and  be  gradu- 
ated from  a  natural  outset  to  a  natural  finish.  The  following 
table,  in  which  the  interior  organism  of  the  paragraph  is  set 
forth  in  three  main  stages,  may  be  taken  as  a  comprehensive 
scheme  of  structure. 

The  topic,  expressed  or  hinted. 
I.    Whatever  is  needed  to  define  the  topic. 
Taking  the  form  of 

Repetition, 
Obverse,  or 
Explication. 

1  See  above,  p.  358. 

2  "  The  principles  which  so  plainly  bring  paragraphs  and  order  out  of  chaos 
the  very  same  which,  applied  habitually  and  under  different  conditions,  make  the 
difference   between   good  sentences  and  bad."  —  Wendell,  English  Composition, 
p.  118. 

8  What  range  these  may  cover  has  been  specified  above,  pp.  323,  324. 


THE   PARAGRAPH.  367 

II.    Whatever  is  needed  to  establish  the  topic. 
Taking  the  form  of 
Example, 
Illustration, 

Detail  (particularization),  or 
Proof. 

III.    Whatever  is  needed  to  apply  the  topic. 
Taking  the  form  of 
Summary, 
Consequence,  or 
Enforcement. 

Of  course  no  single  paragraph  could  follow  all  these  sub- 
divisions without  being  unwieldy  ;  they  are  presented  in  this 
relative  order  merely  to  show  the  place  they  occupy  with 
reference  to  a  rounded  scheme.  When  expressed,  this  is 
their  typical  order  and  relation.  A  like  thing  may  be  said 
of  the  main  stages  themselves.  These  may  be  proportioned 
in  a  great  variety  of  ways ;  some  one  of  them  generally  tak- 
ing the  predominance,  in  bulk  and  specialization,  the  others 
condensed  or  even  wholly  elided.  It  is  on  this  freedom  of 
variation  and  proportion  that  the  flexibility,  the  individual 
character,  of  a  paragraph  depends.  All  the  while,  however, 
the  type  exists,  a  kind  of  steadying-point  in  the  writer's  mind, 
to  keep  the  lines  of  treatment  from  becoming  lawless  and 
unbalanced. 

The  claims  of  length,  too,  have  an  important  application 
here.  Rightly  to  define,  or  establish,  or  apply,  or  even  state 
a  topic  may  require  so  much  space  that  only  the  section  of  the 
scheme  that  deals  with  this  can  be  given  within  reasonable 
paragraph  limits ;  the  other  sections  being  left  in  turn  to 
their  place,  and  disposed  of  according  to  their  importance. 
It  is  this  fact,  largely,  which  gives  rise  to  the  various  kinds 


368 


COMPOSITION. 


of  paragraphs,  to  be  noticed  later x ;  it  has  also  a  bearing  on 
the  plan  of  composition  as  a  whole.2 

Examples.  —  Two  examples,  given  here,  may  illustrate  respectively 
how  a  paragraph  may  fairly  round  out  the  type,  or  may  confine  itself  to 
some  section  of  it.  Of  so  varied  a  subject  not  more  than  these  illustrations 
can  well  be  undertaken. 

i.    A  paragraph  in  which  the  three  stages  are  all 


represented.     It  is  about  Oliver  Cromwell :  — 

"  No  sovereign  ever  carried  to  the  throne  so  large 
a  portion  of  the  best  qualities  of  the  middling  orders, 
so  strong  a  sympathy  with  the  feelings  and  interests 
of  his  people.  He  was  sometimes  driven  to  arbitrary 
measures ;  but  he  had  a  high,  stout,  honest,  English 
heart.  Hence  it  was  that  he  loved  to  surround  his 
throne  with  such  men  as  Hale  and  Blake.  Hence  it 
was  that  he  allowed  so  large  a  share  of  political  lib- 
erty to  his  subjects,  and  that,  even  when  an  opposi- 
tion dangerous  to  his  power  and  to  his  person  almost 
compelled  him  to  govern  by  the  sword,  he  was  still 
anxious  to  leave  a  germ  from  which,  at  a  more  favor- 
able season,  free  institutions  might  spring.  We  firmly 
believe  that,  if  his  first  Parliament  had  not  commenced 
its  debates  by  disputing  his  title,  his  government  would 
have  been  as  mild  at  home  as  it  was  energetic  and 
able  abroad.  He  was  a  soldier ;  he  had  risen  by  war. 
Had  his  ambition  been  of  an  impure  or  selfish  kind, 
it  would  have  been  easy  for  him  to  plunge  his  country 
into  continental  hostilities  on  a  large  scale,  and  to 
dazzle  the  restless  factions  which  he  ruled,  by  the 
splendor  of  his  victories.  Some  of  his  enemies  have 
sneeringly  remarked,  that  in  the  successes  obtained 
under  his  administration  he  had  no  personal  share ; 
as  if  a  man  who  had  raised  himself  from  obscurity 
to  empire  solely  by  his  military  talents  could  have 
any  unworthy  reason  for  shrinking  from  military 
enterprise.  This  reproach  is  his  highest  glory.  In 
the  success  of  the  English  navy  he  could  have  no 

1  See  below,  p.  379. 

2  See  below,  p.  441. 


more  or  less  fully 
Topic  proposed. 


I.  Defined  by  con- 
crete repetition. 

II.  ESTABLISHEDby 

examples,  drawn 
from  his  policy 


at  home 


and  abroad  ; 

and  from  his 
magnanimity 

in  military 


THE  PARAGRAPH.  369 

selfish  interest.     Its  triumphs  added  nothing  to  his 

fame ;    its  increase  added  nothing  to  his  means  of 

overawing  his  enemies  ;  its  great  leader  was  not  his 

friend.     Yet  he  took  a  peculiar  pleasure  in  encourag-  and  in  naval 

ing  that  noble  service  which,  of  all  the  instruments  triumphs. 

employed  by  an    English   government,  is   the  most 

impotent  for  mischief,   and   the    most   powerful  for 

good.     His  administration  was  glorious,  but  with  no       III.   Applied  by 

vulgar  glory.     It  was   not  one  of  those  periods  of        consequences  in 

overstrained   and   convulsive    exertion  which   neces-        the  prosperity  of 

sarily  produce  debility  and  languor.     Its  energy  was 

natural,  healthful,  temperate.     He  placed  England  at  the  people 

the  head  of  the  Protestant  interest,  and  in  the  first 

rank  of  Christian  powers.     He  taught  every  nation 

to  value  her  friendship  and  to  dread  her  enmity.    But     and  of  the  govern- 

he  did  not  squander  her  resources  in  a  vain  attempt  ment. 

to  invest  her  with  that  supremacy  which  no  power,  in 

the  modern  system  of  Europe,  can  safely  affect,  or 

can  long  retain."1 

2.  A  paragraph  devoted  entirely  to  the  middle  or  establishing  stage, 
by  giving  examples.  The  topic,  which  the  previous  paragraph  has  defined 
at  considerable  length,  is  the  power  which  great  writers  have  to  shape  the 
language  and  literature  of  succeeding  ages :  — 

"  If  there  is  any  one  who  illustrates  this  remark,  it  is  Gibbon  ;  I  seem 
to  trace  his  vigorous  condensation  and  peculiar  rhythm  at  every  turn  in  the 
literature  of  the  present  day.  Pope,  again,  is  said  to  have  tuned  our  ver- 
sification. Since  his  time,  any  one,  who  has  an  ear  and  turn  for  poetry, 
can  with  little  pains  throw  off  a  copy  of  verses  equal  or  superior  to  the 
poet's  own,  and  with  far  less  of  study  and  patient  correction  than  would 
have  been  demanded  of  the  poet  himself  for  their  production.  Compare 
the  choruses  of  the  Samson  Agonistes  with  any  stanza  taken  at  random 
in  Thalaba :  how  much  had  the  language  gained  in  the  interval  between 
them  !  Without  denying  the  high  merits  of  Southey's  beautiful  romance, 
we  surely  shall  not  be  wrong  in  saying,  that  in  its  unembarrassed  eloquent 
flow,  it  is  the  language  of  the  nineteenth  century  that  speaks,  as  much  as 
the  author  himself."'2 

In  detailing  this  important  topic,  indeed,  the  author  goes  on  to  give 
further  instances  and  citations  for  two  paragraphs  more,  before,  in  a  short 
concluding  paragraph,  he  sums  up. 

1  Macaulay,  Essay  on  Hallani's  Constitutional  History,  Essays,  Vol.  i,  p.  509. 
3  NhWMAN,  Idea  of  a  University,  p.  323. 


370  COMPOSITION. 


II. 


Relation  of  Parts  to  Each  Other.  —  In  order  to  preserve  con- 
tinuity in  a  paragraph,  something  more  than  plan  is  needed. 
There  is  still  to  be  considered  that  linking  of  sentence  with 
sentence  by  which  the  plan  itself,  real  and  systematic  as  it  is, 
affects  the  reader  not  as  plan  but  as  uninterrupted  flow  and  cur- 
rent of  thought.  To  this  end  there  must  be  a  traceable  rela- 
tion, a  felt  reference,  of  each  sentence  to  its  preceding,  while 
in  turn  it  leaves  its  assertion  in  position  for  the  next  sentence 
to  take  it  up.  This  reference,  equally  palpable  in  either  case, 
may  be  explicit  or  implicit. 

Explicit  Reference.  —  This  kind  of  reference  between  sen- 
tences is  called  explicit  because  there  is  some  word  or  phrase 
whose  definite  function  it  is  to  make  it,  something  which  on 
account  of  this  office  we  call  a  connective.  Two  kinds  of  con- 
nectives call  here  for  notice. 

i.  Conjunctional,  words  or  phrases.  These,  as  has  been 
demonstrated  under  the  head  of  Conjunctional  Relation,1  have 
to  do  with  the  direction  of  the  thought,  whether  as  turning  it 
some  new  way,  —  adversative,  illative,  causal,  —  or  as  confirm- 
ing it  in  the  direction  in  which  it  is  already  going. 

Examples.  —  The  following,  in  its  copiousness  of  connective  words, 
illustrates  how  much  more  scrupulous  the  older  writers  were  than  the 
moderns  to  mark  the  relations  of  sentences :  — 

"  He  kept  a  strait  hand  on  his  nobility,  and  chose  rather  to  advance 
clergymen  and  lawyers,  which  were  more  obsequious  to  him,  but  had  less 
interest  in  the  people ;  which  made  for  his  absoluteness,  but  not  for  his 
safety.  Insomuch  as  I  am  persuaded  it  was  one  of  the  causes  of  his 
troublesome  reign.  For  that  his  nobles,  though  they  were  loyal  and  obe- 
dient, yet  did  not  co-operate  with  him,  but  let  every  man  go  his  own  way. 
He  was  not  afraid  of  an  able  man  as  Lewis  the  Eleventh  was.  Bid  contrari- 
wise he  was  served  by  the  ablest  men  that  then  were  to  be  found ;  without 
which  his  affairs  could  not  have  prospered  as  they  did.  .  .  .     Neither  did 

1  See  above,  pp.  259-267. 


THE   PARAGRAPH.  371 

he  care  how  cunning  they  were  that  he  did  employ  :  for  he  thought  himself 
to  have  the  master-reach.  And  as  he  chose  well,  so  he  held  them  up 
well.  For  it  is  a  strange  thing,  that  though  he  were  a  dark  prince,  and 
infinitely  suspicious,  and  his  times  full  of  secret  conspiracies  and  troubles  ; 
yet  in  twenty-four  years  reign  he  never  put  down  or  discomposed  coun- 
sellor or  near  servant,  save  only  Stanley  the  Lord  Chamberlain."1 

The  modern  tendency  is  to  make  connection  unobtrusive  by 
using  conjunctions  that  may  be  put  inside  the  sentence,  leaving 
the  outset  for  more  important  words,  and  by  omitting  such  con- 
nection as  the  reader  may  be  trusted  to  think  for  himself.  The 
effect  of  this  is  to  make  the  diction  not  only  more  equable  but 
more  closely  knit ;  it  is  one  of  the  important  results  of  more 
masterful  art  in  prose. 

Note.  —  Of  connectives  that  may  be  removed  from  the  beginning  may 
be  mentioned  however,  therefore,  then,  likewise,  too  ;  and  such  phrases  as  on 
the  contrary,  as  it  were,  that  is,  nevertheless.  Of  connectives  that  modern 
prose  very  generally  suppresses  the  most  notable,  perhaps,  is  for  ;  the  word 
and,  too,  is  almost  entirely  banished  from  the  beginning  of  the  sentence. 

2.  Demonstrative,  words  and  phrases;  and,  where  these 
fail  in  clearness  or  strength,  repetition  of  the  word  or  phrase 
needed  to  make  the  connection.  These,  not  affecting  the 
direction,  are  used  rather  to  express  some  resumption  or 
immediate  sequence,  —  to  make  a  close  joinery  of  some  new 
thought  with  the  preceding.2 

Note  and  Example.  —  Of  demonstrative  words  the  personal  and 
demonstrative  pronouns  are  most  relied  on.  The  relative  was  formerly 
so  used ;  for  example :  "  But  he  who  was  of  the  bond  woman  was  born 
after  the  flesh  ;  but  he  of  the  free  woman  was  by  promise.  Which  things 
are  an  allegory :  for  these  are  the  two  covenants ;  the  one  from  the  mount 
Sinai,  which  gendereth  to  bondage,  which  is  Agar."3  Nowadays,  however, 
this  use  is  exceptional  and  somewhat  archaic. 

1  I!acon,  History  of  Henry  VII  (quoted  from  Craik's  English  Prose,  Vol.  ii, 
p.  29). 

2  Under  Retrospective  Reference,  pp.  246-254  above,  are  given  some  of  the  prin- 
ciples and  cautions  connected  with  demonstrative  reference. 

8  Galatians  iv.  23,  24. 


372  COMPOSITION. 

Demonstrative  phrases  are  for  the  most  part  the  combination  of  ; 
demonstrative  pronoun  with  other  words,  so  as  to  denote  some  adverbia 
relation ;  as,  in  this  case,  in  this  manner,  under  these  circumstances,  thi. 
done,  and  the  like. 

The  following  paragraph  will  illustrate  various  means  of  demonstrativ< 
connection,  including  also  repetition  :  — 

"  Friedrich  does  not  neglect  these  points  of  good  manners ;  along  with 
which  something  of  substantial  may  be  privately  conjoined.  For  example 
if  he  had  in  secret  his  eye  on  Jiilich  and  Berg,  could  anything  be  fitter  than 
to  ascertain  what  the  French  will  think  of  such  an  enterprise  ?  What  t/u 
French  ;  and  next  to  them  what  the  English,  that  is  to  say,  Hanoverians, 
who  meddle  much  in  affairs  of  the  Reich.  For  these  reasons  and  others  he 
likewise,  probably  with  more  study  than  in  the  Bielfeld  case,  despatches 
Colonel  Camas  to  make  his  compliment  at  the  French  Court,  and  in  an 
expert  way  take  soundings  there.  Camas,  a  fat  sedate  military  gentle- 
man, of  advanced  years,  full  of  observation,  experience  and  sound  sense, 
— '  with  one  arm,  which  he  makes  do  the  work  of  two,  and  nobody  can 
notice  that  the  other  arm  resting  in  his  coat-breast  is  of  cork,  so  expert  is 
he,'  —  will  do  in  this  matter  what  is  feasible ;  probably  not  much  for  the 
present.  He  is  to  call  on  Voltaire,  as  he  passes,  who  is  in  Holland  again, 
at  the  Hague  for  some  months  back ;  and  deliver  him  '  a  little  cask  of 
Hungary  Wine,'  which  probably  his  Majesty  had  thought  exquisite.  Of 
which,  and  the  other  insignificant  passages  between  them,  we  hear  more 
than  enough  in  the  writings  and  correspondences  of  Voltaire  about  this 
time."i  I1 

Implicit  Reference.  —  Quite  in  line  with  the  tendency,  just 
spoken  of,  to  put  connectives  where  they  will  be  unobtrusive, 
is  the  art  of  making  the  whole  reference  implicit,  that  is,  a 
connection  not  advertised  by  words  at  all,  but  involved  in  the 
structure  of  the  sentence  and  in  the  natural  closeness  of  the 
thought. 

i.  In  the  structure  of  the  sentence,  this  reference  is  effected 
by  means  of  inversion  for  adjustment,2  the  change  of  order 
which  a  succeeding  sentence  undergoes  in  obedience  to  the 
attraction    exerted   by  some    like   or   contrasted   idea    in    the 

1  Carlyle,  History  of  Frederick  the  Great,  Book  xi,  Chap,  i  (Vol.  iii,  p.  282). 

2  For  which,  see  above,  p.  278. 


THE  PARAGRAPH.  373 

preceding.     With  this  inversion  is  often  conjoined  some  form 
of  demonstrative  reference. 

Skilfully  managed,  this  manner  of  reference  is  very  graceful 
and  powerful.  A  note  of  caution,  however,  should  be  given. 
This  makes  the  sentence  rise  not  out  of  a  topic,  but  out  of  the 
sentence  immediately  before.  Unless  the  topic,  too,  and  the 
general  sum  of  the  paragraph  is  kept  in  mind,  there  is  danger 
of  deflecting  the  thought  a  little  with  each  new  reference,  until 
the  excursion  from  the  direct  path  is  too  great  for  unity.  The 
larger  as  well  as  the  immediate  relation,  therefore,  should  be 
observed. 

Examples. —  i.  Of  inversion  for  adjustment.  In  the  following  inter- 
esting example  the  second  sentence  has  an  inverted  order  in  adjustment  to 
the  first ;  and  the  third  has  an  inversion  in  preparation  for  the  fourth;  and 
in  each  case  what  causes  the  inversion  is  an  antithetic  idea.  "  All  is  finite 
in  the  present ;  and  even  that  finite  is  infinite  in  its  velocity  of  flight 
towards  death.  But  in  God  there  is  nothing  finite ;  but  in  God  there  is 
nothing  transitory;  but  in  God  there  can  be  nothing  that  tends  to  death. 
Therefore,  it  follows,  that  for  God  there  can  be  no  present.  The  future  is 
the  present  of  God,  and  to  the  future  it  is  that  he  sacrifices  the  human 
present."1 

2.  Of  sentence  growing  out  of  sentence.  The  following,  though  itself 
skilfully  managed,  will  suggest  how  easy  it  would  be  by  this  method  of 
reference  to  lead  the  thought  astray  unless  it  were  made  up  with  the  end 
in  view.  "  The  first  effort  of  the  artist  is  to  represent  something  that  he 
has  seen  or  imagined.  Out  of  this  effort  and  the  work  which  it  produces, 
grow  certain  methods  and  habits  of  representing  landscape  and  architec- 
ture and  the  human  figure.  Out  of  these  habits  grow  rules  and  formulas, 
not  only  for  the  hand  but  also  for  the  eye.  On  these  formulas  schools  are 
founded.  In  these  schools  the  example  of  masters  comes  to  have  an 
authority  which  overshadows  and  limits  the  vision  of  facts  as  well  as  the 
representation  of  them."2 

2.  The  most  effectual  connection  made,  however,  paradox- 
ical as  it  may  seem,  is  where  no  connection  is  needed  at  all ; 

1  De  Quincey,  Savannah-la-Mar,  Works,  Vol.  i,  p.  255. 

2  Van  DYKB,  The  Gospel  for  an  Age  of  Doubt,  p.  128. 


374  COMPOSITION. 

where  the  idea  of  one  sentence  is  so  closely  welded  to  that  of 
its  neighbor  that  the  two  make  their  way  as  an  unbroken  and 
undeflected  current.  The  omission  of  explicit  connectives  is  a 
prevailing  tendency  of  modern  writing,  and  on  the  whole  is  an 
indication  of  closer  thinking  to  correspond x ;  still,  it  is  not  a 
thing  that  can  be  left  to  a  vogue  to  regulate.  The  fact  is,  not 
all  thought  will  bear  this  treatment :  it  is  adapted  specifically 
to  ideas  having  a  common  bearing,  and  to  series  of  details  or 
particulars  amplifying  a  common  understood  topic.  Occasion- 
ally, too,  when  a  conjunctional  relation  is  so  obvious  as  to  be 
unescapable,  it  may  gain  in  point  and  strength  by  omitting  the 
connective.2 

If,  then,  modern  writing  omits  connectives,  it  does  it  not  on 
account  of  a  newly  discovered  trick,  but  because  modern  think- 
ing is  more  in  concretes  and  details,  and  employs  directer 
trains  of  reasoning ;  in  other  words,  the  thought  has  evolved 
the  style. 

Example.  —  In  the  following  paragraph  the  sentences  all  repeat  or  in 
some  degree  of  concreteness  particularize  the  fundamental  assertion  of  the 
beginning,  and  hence  need  no  connectives :  — 

"  You  cannot  hide  any  secret.  If  the  artist  succor  his  nagging  spirits 
by  opium  or  wine,  his  work  will  characterize  itself  as  the  effect  of  opium 
or  wine.  If  you  make  a  picture  or  a  statue,  it  sets  the  beholder  in  that 
state  of  mind  you  had  when  you  made  it.  If  you  spend  for  show,  on  build- 
ing, or  gardening,  or  on  pictures,  or  on  equipages,  it  will  so  appear.  We 
are  all  physiognomists  and  penetrators  of  character,  and  things  themselves 
are  detective.  If  you  follow  the  suburban  fashion  in  building  a  sumptuous- 
looking  house  for  a  little  money,  it  will  appear  to  all  eyes  as  a  cheap  dear 
house.     There  is  no  privacy  that  cannot  be  penetrated.     No  secret  can  be 

1  "  And  it  is  this  tacit  ratiocination  which  qualifies  the  Composita  to  fill  so  large 
a  space  as  it  does  in  argumentative  discourse.  It  is  the  vehicle  of  implied,  inexplicit, 
and  condensed  reasoning.  .  .  .  The  prevailing  habit  is  the  ellipse  of  connectives. 
A  paragraph  strongly  knit  together  by  argumentative  thought  is  often  seen  to  have 
but  one  or  two  very  mild  conjunctions  in  it.  This  is  no  loss  to  the  force  or  clear- 
ness of  the  argument,  but  it  certainly  may  be  a  loss  to  its  transparency."  —  Earle, 
English  Prose,  pp.  80,  197. 

2  See  above,  p.  298. 


THE   PARAGRAPH.  375 

kept  in  the  civilized  world.  Society  is  a  masked  ball,  where  every  one 
hides  his  real  character,  and  reveals  it  by  hiding.  If  a  man  wish  to  con- 
ceal anything  he  carries,  those  whom  he  meets  know  that  he  conceals 
somewhat,  and  usually  know  what  he  conceals.  Is  it  otherwise  if  there 
be  some  belief  or  some  purpose  he  would  bury  in  his  breast  ?  'T  is  as 
hard  to  hide  as  fire.  He  is  a  strong  man  who  can  hold  down  his  opinion. 
A  man  cannot  utter  two  or  three  sentences  without  disclosing  to  intelligent 
ears  precisely  where  he  stands  in  life  and  thought,  namely,  whether  in  the 
kingdom  of  the  senses  and  the  understanding,  or  in  that  of  ideas  and 
imagination,  in  the  realm  of  intuitions  and  duty.  People  seem  not  to  see 
that  their  opinion  of  the  world  is  also  a  confession  of  character.  We  can 
only  see  what  we  are,  and  if  we  misbehave  we  suspect  others.  The  fame 
of  Shakespeare  or  of  Voltaire,  of  Thomas  a  Kempis  or  of  Bonaparte,  char- 
acterizes those  who  give  it.  As  gas-light  is  found  to  be  the  best  nocturnal 
police,  so  the  universe  protects  itself  by  pitiless  publicity." 1 

III. 

Claims  of  Proportion.  —  As  the  paragraph  is  the  orderly 
development  of  a  topic,  it  must  be  mindful  of  the  relative 
importance  of  things,  and  its  parts  should  have  bulk  and 
stress  to  accord  therewith ;  that  is,  the  paragraph,  in  its  inte- 
rior structure,  needs  to  be  proportioned. 

The  proportion  between  different  stages  of  the  plan,  as,  for 
instance,  between  the  defining  and  establishing  parts,  is,  as  we 
have  seen,2  something  to  be  determined,  not  by  rule,  but  by 
the  writer's  sense  of  what  his  paragraph  exists  for,  and  what 
treatment  his  subject-matter  requires.  It  must  be  left  with 
him,  but  it  cannot  safely  be  left  undetermined.  The  same 
may  be  said  of  that  perpetual  variety  in  length  and  type  of 
sentence  which  is  so  essential  to  the  life  of  the  paragraph.  It 
rises  from  a  delicate  sense  of  relation  and  proportion,  which, 
however,  is  too  individual  to  be  prescribed  from  without. 

Digressions.  —  When  a  subordinate  or  merely  illustrative 
idea  is  expanded,  whether  in  volume  or  emphasis,  beyond  its 

1  Emerson,  Essay  on  Worship,  Works,  Vol.  vi,  p.  213. 

2  See  above,  p.  367. 


376  COMPOSITION. 

natural  proportion,  it  becomes  a  digression,  and  distracts  from 
the  effect  of  the  main  topic. 

A  digression  is  to  a  paragraph  what  a  parenthesis  is  to  a 
sentence,  and  what  an  episode,  to  be  mentioned  later,1  is  to  a 
narrative.  For  all  three  the  justification  is  only  exceptional, 
and  more  so,  it  would  seem,  as  the  scale  of  treatment  enlarges. 
As  an  occasional  means  of  relieving  the  tension  of  strong  emo- 
tion or  severe  argumentation,  the  digression  may  have  its  use ; 
it  needs,  however,  the  masterful  direction  of  a  sound  literary 
sense.  And  when  employed  it  should  be  subjected  to  treat- 
ment analogous  to  that  of  the  parenthesis  :  softened  tone, 
lightness  and  rapidity  of  diction,  a  subdued  scale  of  stress. 
Its  boundaries,  too,  should  be  clearly  marked ;  and  especially 
the  return  to  the  main  current  should  be  made  with  particular 
care  to  make  the  words  of  connection  and  resumption  pointed. 

Note.  —  A  very  short  digression,  sufficient,  however,  to  show  the  skill 
involved  in  making  a  digression  well,  is  shown  in  the  example  under  the 
next  heading.  It  is  from  De  Quincey,  the  most  digressive  of  modern 
writers,  whose  tendency  to  expatiate  far  from  his  subject  is  worth  study, 
because,  with  his  scrupulous  care  for  explicit  reference,  he  always  kept  his 
reader  aware  both  of  his  ramblings  and  of  his  return.2 

Parallel  Construction.  —  The  repetition  of  construction,  already 
applied  to  elements  within  the  sentence,8  has  a  somewhat  less 
marked  though  not  less  real  application  to  the  structure  of  the 
paragraph.  Its  most  striking  and  rhetorical  use  is  where  sev- 
eral sentences  dealing  with  the  same  stage  of  amplification  are 
made  on  the  same  model.  This,  however,  needs  constant  test- 
ing lest  it  become  artificial.  A  more  practical  rule  it  is,  when 
successive  sentences  deal  with  the  same  subject  of  thought,  to 
keep  that  subject  in  the  forefront  of  attention  and  stress ;  and 

1  See  below,  p.  537. 

2  De  Quincey's  whimsical  defense  of  his  rambling  tendency  may  be  found  in  Page, 
Thomas  De  Quincey,  his  Life  and  Writings,  Vol.  ii,  p.  64. 

3  See  above,  p.  308. 


THE  PARAGRAPH.  377 

conversely,  when  subordinate  or  digressive  ideas  are  intro- 
duced, to  put  them  in  a  different  distribution  of  emphasis,  that 
they  may  not  be  confounded  with  main  ideas.  As  a  grammat- 
ical matter  of  some  importance,  it  is  not  well  to  change  the 
voice  of  the  verb,  as  from  active  to  passive,  unadvisedly; 
small  matter  as  it  seems,  it  changes  the  subject  of  the  sen- 
tence, and  hence  the  current  of  the  assertion. 

Examples.  —  i.  The  somewhat  rhetorical  balancing  of  sentences,  with 
its  artificial  tendency,  may  be  seen  in  the  paragraph  from  Macaulay's  Essay 
oh  Milton  already  quoted  from  on  p.  309.  Here  are  some  of  the  begin- 
nings of  grouped  sentences :  "  If  they  were  unacquainted  ....  If  their 
names  ....  If  their  steps  " ;  "  For  his  sake  empires  ....  For  his  sake 
the  Almighty  "  ;  "He  had  been  wrested  ....  He  had  been  ransomed." 
The  whole  paragraph  is  highly  rhetorical. 

2.  In  the  following  paragraph  the  italics  show  how  the  principal  sub- 
ject is  kept  in  like  prominence  throughout,  except  in  the  digressive  portion, 
here  put  in  brackets,  where  the  subordinate  subject,  though  represented  by 
the  same  personal  pronoun,  is  so  differently  placed  that  it  is  never  in  dan- 
ger of  being  mistaken  for  the  main  one.  "  Her  eyes  are  sweet  and  subtile, 
wild  and  sleepy,  by  turns ;  oftentimes  rising  to  the  clouds,  oftentimes  chal- 
lenging the  heavens.  She  wears  a  diadem  round  her  head.  And  I  knew 
by  childish  memories  that  she  could  go  abroad  upon  the  winds,  when  she 
heard  that  sobbing  of  litanies,  or  the  thundering  of  organs,  and  when  she 
beheld  the  mustering  of  summer  clouds.  This  sister,  the  elder,  it  is  that 
carries  keys  more  than  papal  at  her  girdle,  which  open  every  cottage  and 
every  palace.  She,  to  my  knowledge,  sate  all  last  summer  by  the  bedside 
of  the  blind  beggar,  him  that  so  often  and  so  gladly  I  talked  with,  whose 
pious  daughter,  eight  years  old,  with  the  sunny  countenance,  resisted  the 
temptations  of  play  and  village  mirth  to  travel  all  day  long  on  dusty  roads 
with  her  afflicted  father.  [For  this  did  God  send  her  a  great  reward.  In 
the  spring-time  of  the  year,  and  whilst  yet  her  own  spring  was  budding,  he 
recalled  her  to  himself.  But  her  blind  father  mourns  forever  over  her; 
still  he  dreams  at  midnight  that  the  little  guiding  hand  is  locked  within  his 
own  ;  and  still  he  wakens  to  a  darkness  that  is  now  within  a  second  and  a 
deeper  darkness.]  This  Mater  Lachrymarum  also  has  been  sitting  all  this 
winter  of  1844-5  within  the  bedchamber  of  the  Czar,  bringing  before  his 
eyes  a  daughter  (not  less  pious)  that  vanished  to  God  not  less  suddenly, 
and  left  behind  her  a  darkness  not  less  profound.  By  the  power  of  her 
keys  it  is  that  Our  Lady  of  Tears  glides  a  ghostly  intruder  into  the  cham- 


378  COMPOSITION. 

bers  of  sleepless  men,  sleepless  women,  sleepless  children,  from  Ganges  to 
the  Nile,  from  Nile  to  Mississippi.  And  her,  because  she  is  the  firstborn 
of  her  house,  and  has  the  widest  empire,  let  us  honor  with  the  title  of 
'  Madonna.' " 1 

Beginnings  and  Endings.  —  How  these  are  to  proportion  in 
the  paragraph  cannot,  of  course,  be  laid  down  by  rule ;  but 
'some  suggestions,  founded  on  their  function,  may  here  be 
given. 

The  opening  sentence  of  a  paragraph,  being  either  the  topic- 
sentence  or  a  connecting  link  with  the  preceding,  is  ordinarily 
a  rather  short  and  condensed  sentence.  When  the  topic  is 
defined  by  some  phase  of  repetition  several  short  pithy  sen- 
tences, succeeding  each  other  at  the  beginning,  form  a  very 
effective  means  of  getting  the  paragraph  under  way.  The 
style  of  such  opening  sentences  calls  more  naturally  for  con- 
ciseness and  simplicity  than  for  ornament. 

The  closing  sentence  of  the  paragraph,  following  the  prin- 
ciple of  climax,  is  quite  apt  to  derive  a  certain  roll  and  momen- 
tum from  previous  sentences;  in  which  case  it  is  somewhat 
long,  often  periodic,  and  forms,  indeed,  the  cadence  of  the 
paragraph.  This  is  especially  noticeable  in  impassioned  and 
oratoric  language.  An  exception  to  this  elaborated  structure, 
sometimes  adopted  to  excellent  effect,  is  the  apothegmatic 
ending :  a  terse  and  pithy  short  sentence  gathering  into  one 
statement  the  gist  of  the  idea  which  has  been  expanded  in  the 
sentences  preceding. 

Examples.  —  i.  Both  the  short  opening  and  the  longer  closing  sen- 
tence are  so  common  as  hardly  to  need  a  quotation  here  ;  see,  for  example, 
the  paragraph  from  Macaulay  on  p.  359,  above. 

2.  The  apothegmatic  close  may  be  illustrated  from  Burke,  with  whom 
it  was  a  favorite :  — 

"  But  power,  of  some  kind  or  other,  will  survive  the  shock  in  which 
manners  and  opinions  perish ;  and  it  will  find  other  and  worse  means  for 

1  De  Quincey,  Levana  and  our  Ladies  of  Sorrow,  Works,  Vol.  i,  p.  241. 


THE   PARAGRAPH.  379 

its  support.  The  usurpation  which,  in  order  to  subvert  ancient  institutions, 
has  destroyed  ancient  principles,  will  hold  power  by  arts  similar  to  those 
by  which  it  has  acquired  it.  When  the  old  feudal  and  chivalrous  spirit  of 
Fealty,  which,  by  freeing  kings  from  fear,  freed  both  kings  and  subjects 
from  the  precautions  of  tyranny,  shall  be  extinct  in  the  minds  of  men,  plots 
and  assassinations  will  be  anticipated  by  preventive  murder  and  preventive 
confiscation,  and  that  long  roll  of  grim  and  bloody  maxims,  which  form  the 
political  code  of  all  power,  not  standing  on  its  own  honor,  and  the  honor 
of  those  who  are  to  obey  it.  Kings  will  be  tyrants  from  policy  when  sub- 
jects are  rebels  from  principle."1 


III.     KINDS   OF   PARAGRAPHS. 

The  different  kinds  of  paragraphs  that  evolve  themselves  in 
the  course  of  a  composition  may  be  explained,  for  the  most 
part,  as  modifications  of  the  typical  scheme  already  given,2  — 
these  modifications  rising  naturally  from  the  claims  of  brevity, 
or  from  the  amount  of  detail  to  be  disposed  of.  In  other 
words,  instead  of  crowding  the  whole  treatment  of  a  given 
topic  into  one  paragraph,  we  may  choose  to  make  it  more 
manageable  by  giving  only  a  section  at  a  time,  or  by  condens- 
ing part  or  all  to  an  outline.  This  sectional  treatment,  in  the 
paragraph,  is  analogous  to  the  punctuation  of  a  composita  sen- 
tence by  periods  instead  of  semicolons,3  and  has  the  similar 
justification  of  lightness  and  point  to  commend  it. 

The  following  kinds  of  paragraph  may  here  be  noted. 

The  Propositional  Paragraph.  —  This  kind  comes  nearest  to 
filling  out  the  type,  being  controlled  in  all  its  course  by  a  topic, 
or  quasi  proposition,  at  the  beginning,  and  giving  enough  of 
explication  to  make  a  fairly  rounded  sum.  Considered  as  a 
section  of  the  type,  it  may  be  regarded  as  the  topic  followed 
out  at  least  through  the  first  stage,  and  left  ready  for  further 
amplification. 

1  Burke,  Reflections  on  the  Revolution  in  France,  p.  91. 

2  Compare  above,  pp.  366,  367. 

8  Compare  preceding  chapter,  pp.  318  and  326. 


380  COMPOSITION. 

Example.  — The  following  propositional  paragraph  has  the  somewhat 
exceptional  interest  of  propounding  its  topic  in  stages,  as  may  be  seen  by 
comparing  the  first  and  the  third  sentences.  This  is  not  the  same  as  the 
double  topic,  denned  on  p.  363,  above. 

"  History,  at  least  in  its  state  of  ideal  perfection,  is  a  compound  of 
poetry  and  philosophy.  It  impresses  general  truths  on  the  mind  by  a  vivid 
representation  of  particular  characters  and  incidents.  But,  in  fact,  the  two 
hostile  elements  of  which  it  consists  have  never  been  known  to  form  a  per- 
fect amalgamation  ;  and  at  length,  in  our  own  time,  they  have  been  com- 
pletely and  professedly  separated.  Good  histories,  in  the  proper  sense  of 
the  word,  we  have  not.  But  we  have  good  historical  romances,  and  good 
historical  essays.  The  imagination  and  the  reason,  if  we  may  use  a  legal 
metaphor,  have  made  partition  of  a  province  of  literature  of  which  they 
were  formerly  seised  per  my  et per  tout ;  and  now  they  hold  their  respective 
portions  in  severalty,  instead  of  holding  the  whole  in  common." 1 

It  will  be  noted  that  all  the  amplification  given  here  is  of  the  nature  of 
definition,  and  belongs  thus  to  the  first  stage  of  the  type. 

The  Amplifying 2  Paragraph.  — This  kind  of  paragraph  rep- 
resents the  middle  section  of  the  type,  its  office  being  to  par- 
ticularize or  amplify  some  statement  made  previously,  or  to 
enumerate  the  details  of  a  description  or  narrative.  It  is  the 
peculiarity  of  this  kind  of  paragraph  that  the  subject  is  not 
definitely  expressed,  at  least  within  its  limits,  but  is  gathered 
from  the  general  bearing  of  the  whole  ;  and  the  structure  has 
merely  to  devise  such  plan  as  will  make  the  most  lucid  and 
logical  arrangement  of  coordinate  facts. 

Example.  —  The  following  paragraph  immediately  succeeds  the  one 
last  quoted,  and  will  be  recognized  as  merely  an  amplification  of  the  same 
topic.     The  two  antithetic  sides  of  the  topic  determine  its  plan  :  — 

"  To  make  the  past  present,  to  bring  the  distant  near,  to  place  us  in  the 
society  of  a  great  man,  or  on  the  eminence  which  overlooks  the  field  of  a 
mighty  battle,  to  invest  with  the  reality  of  human  flesh  and  blood  beings 
whom  we  are  too  much  inclined  to  consider  as  personified  qualities  in  an 
allegory,  to  call  up  our  ancestors  before  us  with  all  their  peculiarities  of 
language,  manners,  and  garb,  to  show  us  over  their  houses,  to  seat  us  at 

1  Macaulay,  Essay  on  Hallani's  Constitutional  History,  beginning. 

2  The  word  amplificatory,  if  it  were  not  so  unwieldy,  would  be  perhaps  the  term 
to  use  here. 


THE   PARAGRAPH.  381 

their  tables,  to  rummage  their  old-fashioned  wardrobes,  to  explain  the  uses 
of  their  ponderous  furniture,  these  parts  of  the  duty  which  properly  belongs 
to  the  historian  have  been  appropriated  by  the  historical  novelist.  On  the 
other  hand,  to  extract  the  philosophy  of  history,  to  direct  our  judgment  of 
events  and  men,  to  trace  the  connection  of  causes  and  effects,  and  to  draw 
from  the  occurrences  of  former  times  general  lessons  of  moral  and  political 
wisdom,  has  become  the  business  of  a  distinct  class  of  writers." 

The  paragraph  succeeding  this  in  the  essay  carries  on  the  amplification 
still  another  step  by  proposing  and  detailing  the  simile  of  map  and  picture 
which  has  been  quoted  on  p.  78,  above. 

The  Preliminary  Paragraph,  and  the  Transitional  Paragraph.  — 

Strictly  speaking  these  are  hardly  to  be  regarded  as  paragraphs, 
consisting  as  they  generally  do  of  one  or  two  sentences  merely ; 
but  their  office  in  the  whole  composition  is  too  important  to  be 
omitted  from  the  list  of  kinds  at  the  writer's  disposal.  Pointing 
out  the  landmarks,  the  connecting  links,  they  are  naturally  of 
greater  use  as  the  subject-matter  taxes  the  mind  more;  they 
serve,  in  fact,  like  the  short  sentence  in  the  paragraph,  as 
points  of  definition  and  departure. 

By  a  preliminary  paragraph  is  meant  a  paragraph  that  in  a 
condensed  way  lays  out  what  is  to  be  treated  in  the  one  or 
several  paragraphs  succeeding ;  this  it  does  either  by  stating 
merely  the  theme,  or  by  giving  some  main  heads  of  plan. 
Considered  in  relation  to  the  type,  it  may  be  regarded  as 
singling  out  for  statement  merely  the  bare  topic  or  merely 
the  outline,  and  leaving  all  the  amplification  to  be  made  later. 

By  a  transitional  paragraph  is  meant  a  paragraph  introduced 
between  principal  divisions  of  a  discourse  to  mark  the  close  of 
one  and  leave  the  reader  ready  to  take  up  another.  It  relates 
to  what  has  gone  before,  as  the  preliminary  paragraph  relates 
to  what  is  to  come.  Not  infrequently  the  two  kinds  are  united 
in  one ;  sometimes  also  a  transitional  paragraph  is  immediately 
followed  by  a  preliminary. 

Examples. —  1.  Of  preliminary  paragraph.  The  following  sentence, 
printed  as  a  paragraph,  lays  out  a  considerable  section  of  discourse:  — 


382  COMPOSITION. 

"  In  explaining  to  you  the  proceedings  of  Parliament  which  have  been 
complained  of,  I  will  state  to  you,  first,  the  thing  that  was  done ;  next,  the 
persons  who  did  it ;  and,  lastly,  the  grounds  and  reasons  upon  which  the 
Legislature  proceeded  in  this  deliberate  act  of  public  justice  and  public 
prudence."1 

2.  Of  transitional  paragraph.  The  following  sentence  closes  one  divi- 
sion, while  the  next  paragraph,  of  which  the  beginning  is  here  quoted,  goes 
on  to  the  next :  — 

"  So  far  as  to  the  first  cementing  principle. 

"  The  second  material  of  cement  for  their  new  republic  is  the  superiority 
of  the  city  of  Paris ;  and  this  I  admit  is  strongly  connected  with  the  other 
cementing  principle  of  paper  circulation  and  confiscation.  It  is  in  this  part 
of  the  project  we  must  look,"  2  etc. 

3.  The  two  in  one.  The  following,  standing  in  the  middle  of  a  long 
essay,  both  marks  the  end  of  a  preceding  treatment  and  announces  the 
manner  of  a  new  one  :  — 

"  We  begin,  like  the  priest  in  Don  Quixote's  library,  to  be  tired  with 
taking  down  books  one  after  another  for  separate  judgment,  and  feel 
inclined  to  pass  sentence  on  them  in  masses.  We  shall  therefore,  instead 
of  pointing  out  the  defects  and  merits  of  the  different  modern  historians, 
state  generally  in  what  particulars  they  have  surpassed  their  predecessors, 
and  in  what  we  conceive  them  to  have  failed."3 

4.  Transitional  followed  by  preliminary  :  — 

"  These  illustrations  of  Aristotle's  doctrine  may  suffice. 

"  Now  let  us  proceed  to  a  fresh  position  ;  which,  as  before,  shall  first  be 
broadly  stated,  then  modified  and  explained.  How  does  originality  differ 
from  the  poetical  talent  ?  Without  affecting  the  accuracy  of  a  definition, 
we  may  call  the  latter  the  originality  of  right  moral  feeling. 

"  Originality  may  perhaps  be  defined,"4  etc. 

Alternation  of  Kinds.  —  By  the  best  writers  the  same  care  is 
taken  to  secure  variety  in  paragraphs  as  in  sentences ;  and  this 
variety  is  obtained  by  analogous  means.  Most  natural  and 
frequent  is  the  alternation  of  length ;  short  or  medium-sized 
paragraphs  setting  off  and  relieving  the  longer  ones.  Closely 
connected  with  this  is  the  alternation  of  thought,  by  which  a 

1  Burke,  Speech  to  the  Electors  of  Bristol,  Select  British  Eloquence,  p.  300. 

2  Burke,  Reflections  on  the  Revolution  in  France,  p.  232. 
8  Macaulay,  Essay  on  History,  Essays,  Vol.  i,  p.  409. 
4  Newman,  Essays  Critical  and  Historical,  Vol.  i,  p.  20. 


THE   PARAGRAPH.  383 

lighter  or  more  concrete  paragraph  is  made  to  relieve  one  of 
more  severe  or  closely  reasoned  nature.  Making  occasional 
division  between  propositional  paragraphs  and  paragraphs  of 
detail  or  amplification  is  a  great  help  to  this ;  it  serves  to  keep 
the  thought  from  being  too  uniformly  strenuous.  Finally,  — 
in  proportion  to  the  difficulty  of  the  thought,  frequent  interme- 
diate paragraphs  of  summary  or  transition  should  be  intro- 
duced ;  they  furnish  the  necessary  connecting-link  between  the 
single  paragraphs  as  a  developed  topic  and  the  plan  of  the 
whole  composition. 


II. 
INVENTION. 


"  The  otiose,  the  facile,  surplusage :  why  are  these  abhorrent  t( 
the  true  literary  artist,  except  because,  in  literary  as  in  all  other  art 
structure  is  all-important,  felt,  or  painfully  missed,  everywhere  ?  — 
that  architectural  conception  of  work,  which  foresees  the  end  in  tht 
beginning  and  never  loses  sight  of  it,  and  in  every  part  is  conscious 
of  all  the  rest,  till  the  last  sentence  does  but,  with  undiminished 
vigor,  unfold  and  justify  the  first  —  a  condition  of  literary  art,  which 
...  I  shall  call  the  necessity  of  mind  in  style."  —  Walter  Pater. 


BOOK    IV.     INVENTION    IN    ITS 
ELEMENTS. 


As  soon  as  the  foregoing  study  of  style  had  reached  beyond 
the  consideration  of  mere  processes  to  the  stage  of  completed 
products,  a  new  aspect  of  the  work  came  into  view  ;  rudi- 
mentarily  in  the  sentence,  in  much  more  palpable  guise, 
though  still  subordinate,  in  the  paragraph.  To  the  problem  of 
manner,  the  inquiry  how  to  word,  or  color,  or  emphasize  the 
thought  already  in  hand,  we  began  to  add  the  inquiry  what 
new  thought  we  must  supply  in  order  rightly  to  set  off,  or 
round  out,  or  push  on  to  its  conclusion,  the  thought  we  had  ; 
we  were  thinking  of  such  things  as  added  clauses,  and  explana- 
tory details,  and  contrasts.  This  was  the  problem  of  matter 
asserting  itself ;  the  question  of  gathering  thoughts  as  related 
thoughts,  and  not  merely  as  the  verbal  clothing  of  thoughts. 
Thus  with  the  first  finished  expression  of  thought  there  began 
in  its  essential  principle  the  endeavor  to  find  and  systematize 
thought,  that  is,  invention. 

This  inventive  effort,  subordinate  thus  far  and  as  it  were 
under  the  surface,  is  henceforth  to  take  the  lead.  We  are  to 
work  from  the  starting-point  of  matter  rather  than  of  man- 
ner. This  it  is,  mainly,  that  distinguishes  the  coming  from 
the  preceding  study  ;  we  are  approaching  not  so  much  a  dif- 
ferent thing  as  the  same  thing  from  a  different  point  of  view. 
Our  inquiry  will  lead  on  to  a  broader  scale  of  working;  but 
its  germinal  principles  are  already  in  hand,  waiting  merely 
for  further  application.     Questions  of  style,  therefore,  are  not 

3*7 


388  INVENTION  IN  ITS  ELEMENTS. 

yet  and  never  can  be  out  of  the  account ;  they  come  up  con 
tinually,  though  in  ancillary  rank,  because  a  work  of  inventior 
can  never  make  itself  complete  without  the  support  of  style. 

Definition  of  Invention.  —  In  its  rhetorical  or  literary  appli 
cation,  invention  is  the  organization  of  thought,  according  tc 
its  nature  and  object,  into  a  coherent  and  inter-related  forn 
of  discourse. 

Note. — The  initial  act  of  invention,  the  original  discovery  of  the 
thought,  is  too  individual  to  be  within  the  scope  of  a  text-book  or  a  course 
of  instruction ;  besides,  we  can  hardly  regard  real  invention  as  beginning 
until  to  the  original  conception  there  is  applied  a  process  of  organization, 
that  is,  of  verifying,  sifting,  and  selecting  for  ulterior  disposal.  It  is  in  the 
various  stages  of  organization,  of  working  up  thought  to  a  completed  form 
and  effect,  that  invention  centres. 

This  definition  may  be  practically  elucidated  from  the  ana- 
logue that  most  readily  comes  to  mind,  mechanical  invention  ; 
speaking  in  whose  terms  we  may  say,  invention,  in  rhetoric, 
is  the  devising  of  a  literary  apparatus  to  do  certain  determi- 
nate work ;  employing  thereto  whatever  enginery  of  form  — 
descriptive,  narrative,  expository,  argumentative  —  will  most 
fitly  effect  its  purpose,  and  making  it  ready  for  whatever  motive 
£bwer  of  style  will  give  it  vigor  and  result.  It  calls  for  all 
the  founding  and  framing,  all  the  accurate  adjustment  and 
interworking  of  parts,  all  the  skilled  calculation  of  instrumen- 
talities and  effects,  which  characterize  a  well-designed  work- 
ing tool  or  machine.     This  is  its  ideal,  as  workmanship. 

On  this,  as  a  kind  of  vertebrate  structure,  is  moulded  all 
the  higher  artistry  of  literature.  Whether  it  appear  as  plot 
or  as  plan,  as  order  inductive  or  deductive,  in  the  baldness  of 
logic  or  in  the  splendor  of  poetic  portrayal,  the  invention  of 
a  work  determines  its  solid  substance,  its  permanent  value, 
its  basis  of  consistency  and  power.1 

1  "  Whether  in  poem  or  novel,  invention,  broadly  speaking,  makes  the  plot.  It  makes 
the  outline  of  the  story  :  it  thinks  out  the  course  of  the  events  :  it  sets  the  scenes.  It  re- 
solves, in  short,  on  what  shall  happen."  —  Macmillari's  Magazine,  Vol.  lvi,  p.  275. 


CHAPTER    XII. 
APPROACHES    TO    INVENTION. 

Invention  has  just  been  described  as  if  it  were  a  kind  of 
handicraft,  an  affair  of  practical  design  and  workmanship. 
This  it  eminently  is,  to  one  who  is  actually  engaged  in  it.  It 
has  become  so.  The  writer  has  subdued  his  vague  and 
fugitive  meditations  to  the  dictates  of  order  and  proportion. 
While  still  the  literary  artist,  and  all  the  more  such  for  this, 
he  has  as  it  were  put  on  workday  clothes  and  become  an 
artisan.  In  so  doing  he  has  but  done  what  all  artists,  how- 
ever inspired  their  genius,  must  do.  It  is  necessary  that  the 
art  of  letters  be  pursued  in  this  workmanlike  way :  its  integ- 
rity as  an  art,  and  the  fulness  and  steadiness  of  the  artist's 
powers,  depend  upon  it. 

What  is  true  of  other  arts  is  true  of  invention  in  this 
respect  also :  it  has  its  apprenticeship,  a  perpetual  appren- 
ticeship we  may  indeed  call  it,  in  which  the  workman  is  learn- 
ing the  secrets  and  mastering  the  processes  of  his  craft.  Nor 
is  this  all.  Further  back  it  looks,  to  that  initial  point  when 
the  artist,  prompted  by  native  bent,  chose  this  calling  rather 
than  some  other,  and  found  that  the  primal  aptitude,  the 
most  vital  element  of  all,  was  already  in  his  blood  and  brain. 
Of  these  things  we  must  take  account  in  rhetorical  study, 
because  important  deductions  flow  from  them ;  especially 
for  those,  as  for  instance  journalists  and  clergymen,  who  are 
called  on  statedly  for  some  form  of  literary  activity. 

These  approaches  to  invention,  as  seen  in  natural  abilities, 
and  as  provided  for  in  the  helps  and  habits  that  go  to  call 
forth  and  promote  it,  the  present  chapter  will  discuss. 

389 


390  INVENTION  IN  ITS  ELEMENTS. 

I.    THE   SENSE    OF    LITERARY    FORM. 

There  is  a  certain  way  of  looking  at  one's  work  in  the  large, 
of  realizing  it,  even  before  it  is  ciphered  out,  as  a  rounded 
and  articulate  whole,  which  the  writer  ought  to  note  and  take 
advantage  of.  The  perfected  result,  in  fact,  follows  lines 
already  in  the  writer's  mind,  the  inventive  process  being 
mainly  to  disentangle  these  from  irrelevancies  and  give  them 
free  individual  course.  A  trait  this,  hard  to  describe,  but  its 
presence  or  absence  is  the  deepest  thing  we  feel  in  contem- 
plating a  piece  of  literary  art ;  as  an  endowment  of  the  author 
we  call  it,  somewhat  vaguely,  a  sense  of  literary  form,  and 
illustrate  it  from  the  analogy  of  the  sculptor  who  sees  the 
statue  in  the  stone. 

The  Starting-Point  in  Natural  Bent.  —  The  native  sense  of 
literary  form  is  as  common,  and  as  quickly  recognized,  per- 
haps, as  is  mechanical  inventiveness  ;  though  not  so  generally 
do  men  realize  what  it  means.  In  every  community  may  be 
found  men  who  can  relate  an  adventure  with  such  choice  of 
telling  points,  or  make  a  public  speech  with  such  force  and 
clearness  of  plea,  that  hearers  are  tempted  to  think  a  mere 
stenographic  report  would  suffice  to  make  it  literature.  Such 
ability  is  the  initial  point  of  authorship ;  whatever  achieve- 
ment it  attains  is  built  on  this.  Individual  it  is,  and  therefore 
of  various  kinds  and  degrees.  The  only  way  to  legislate  for 
it  is  to  tell  a  man  to  be  himself,  —  a  duty,  indeed,  which  in  its 
demands  on  self-discipline,  gives  a  man  enough  to  do  in  a 
lifetime  of  training. 

But  below  what  is  individual  there  are  traits  of  natural 
inventiveness  that  we  need  to  recognize  as  common  to  all 
who  in  any  way  are  endowed  with  it.  Two  such  traits  may 
here  be  mentioned. 

i.  First  of  all,  it  is  a  natural  ability  to  grasp  facts  and 
ideas  not  as   isolated   or  vagabond   but   in   combination,   as 


APPROACHES    TO   INVENTION.  391 

helpers  or  as  goals  to  other  facts  or  ideas.  To  such  a  mind 
no  thought  is  inert  or  unrelated  ;  small  or  great  it  is  a  vitalizing 
element  in  a  system,  is  on  its  way  to  a  sum  of  effect.  So  the 
story  is  told  or  the  speech  made,  crudely  it  may  be  and  lacking 
in  the  artificial  touches  of  craftsmanship,  but  with  the  master- 
lines  already  plotted  out,  and  with  a  movement  under  com- 
mand. This  is  not  the  same  as  deep  thinking  or  industrious 
research,  though  it  may  use  these ;  rather  it  is  the  active 
genius  which  shapes  their  results  from  a  dead  aggregation 
into  a  living  organic  work. 

2.  But  a  spontaneous  constructive  faculty  is  only  one  half 
of  natural  invention.  The  other  half  is  equally  significant,  — 
its  implicit  recognition  of  the  mind  of  others,  and  conformity 
to  their  mental  ways.  The  ingeniously  arranged  body  of 
thought  may  after  all  suit  itself  to  no  one  but  the  maker ;  for 
others  it  may  be  eccentric  or  abstruse.  The  man  whose  utter- 
ance rouses  attention  and  interest  has  a  tact  to  find  and 
evoke  their  thinking ;  he  looks  from  their  point  of  view,  uses 
their  capacity,  becomes  as  it  were  their  mouthpiece  in  saying 
what  they  feel  but  lack  ability  to  put  in  words.  The  inven- 
tive mind  recognizes  instinctively  that  it  takes  two  to  effect 
an  interchange  of  thought  and  feeling ;  and  his  care,  while 
clear  in  his  own  thinking,  is  to  make  sure  of  the  other.1 

1  In  the  following  passage  this  trait  of  natural  invention  is  described.  "  I  spoke 
to  him  [Peter  Stirling]  once  of  a  rather  curious  line  of  argument,  as  it  seemed  to  me, 
which  he  was  taking  in  a  case,  and  he  said :  '  Ogden,  I  take  that  course  because  it  is 
the  way  Judge  Potter's  mind  acts.  If  you  want  to  convince  yourself,  take  the 
arguments  which  do  that  best,  but  when  you  have  to  deal  with  judges  or  juries,  take 
the  lines  which  fit  their  capacities.  People  talk  about  my  unusual  success  in  winning 
cases.  It 's  simply  because  I  am  not  certain  that  my  way  and  my  argument  are  the 
only  way  and  the  only  argument.  I  've  studied  the  judges  closely,  so  that  I  know 
what  lines  to  take,  and  I  always  notice  what  seems  to  interest  the  jury  most,  in  each 
case.  But,  more  important  than  this  study,  is  the  fact  that  I  can  comprehend  about 
how  the  average  man  will  look  at  a  certain  thing.  You  see  I  am  the  son  of  plain 
people.  Then  I  am  meeting  all  grades  of  mankind,  and  hearing  what  they  say,  and 
getting  their  points  of  view.  I  have  never  sat  in  a  closet  out  of  touch  with  the  world 
and  decided  what  is  right  for  others,  and  then  spent  time  trying  to  prove  it  to  them.'  " 

Ford,  Peter  Stirling,  p.  406. 


392  INVENTION  IN  ITS  ELEMENTS. 

The  Superinduced  Discipline.  —  As  thus  described,  this  natural 
inventive  bent,  with  its  outcome  in  luminous  form  and  tactful 
adaptation,  would  seem  to  be  a  very  fair  outfit  for  authorship. 
By  many  it  is  so  taken.  It  is  a  very  prevalent  idea  that  a 
person  so  endowed  has  only  to  let  himself  be  borne  on,  as 
cleverness  and  fluency  dictate ;  and  discipline  is  very  com- 
monly disparaged,  as  if  its  tendency  were  to  congeal  native 
genius  into  the  conventional  and  academic.  What  is  the 
truth  of  the  matter?  The  inventive  impulse  is  indeed  the 
cardinal  element,  and  it  must  be  a  law  to  itself.  But  at  this 
initial  point  it  is  only  an  instinct,  not  yet  in  the  steady  lead- 
ing of  judgment,  critical  insight,  wisdom.  It  is  uneven  and 
unbalanced ;  with  no  governing  power  to  guarantee  against 
crudeness  or  extravagance  or  dulness.  Its  strong  flights  are 
an  accident ;  so  also  are  its  failures.  It  is  not  yet  established 
by  habit  in  the  equable  movements  of  the  mind,  but  has  to 
wait  upon  moods  and  moments  of  inspiration.  And  if  it  goes 
on  untrained,  it  runs  into  froth  or  antics  of  treatment,  and 
soon  its  vein  runs  out  altogether. 

This  is  no  more  of  an  indictment  than  may  be  brought 
against  every  native  aptitude  or  talent.  It  holds  in  painting, 
in  music,  in  popular  games,  in  handicraft.  From  a  run-wild 
affluence  of  nature  the  talent  has  to  be  developed  by  attention 
to  itself  into  a  mastered  self-respecting  art,1  the  more  of  an 
art  as  it  more  unerringly  realizes  the  obscure  aim  of  the  original 
inventive  impulse. 

Here,  then,  is  suggested  the  office  of  discipline.  It  is  not  to 
supersede,  or  artificialize,  or  sophisticate  the  native  powers. 
Its  effect  is  to  obviate  such  tendencies  rather;  and,  while  the 
powers  remain  a  law  to  themselves,  to  make  them  acquit  them- 

1  "  Art,  indeed,  in  the  sense  in  which  we  are  now  using  it,  that  is,  to  denote  the 
pains  bestowed  by  the  artist  on  his  work,  is  merely  nature  giving  attention  to  itself. 
It  is  nature  in  a  mood  of  self-consciousness.  Thus,  to  speak  like  a  mathematician,  it 
is  limited  to  yield  a  higher  power  of  nature."  —  Wilkinson,  A  Free  Lance  in  the 
Field  of  Life  and  Letters,  p.  200. 


1 


APPROACHES    TO   INVENTION.  393 

selves  as  a  real  law,  not  as  whim  or  anomaly  or  accident.  Dis- 
cipline, if  the  paradox  may  be  allowed,  works  the  natural  talent 
into  nature;  it  supplies  the  staying  and  steadying  power,  the 
equable  consent  of  will,  judgment,  and  habit  by  which  alone 
nature  can  do  and  maintain  its  best.  More  than  this,  it  brings 
to  light  many  powers  previously  latent,  or  only  dimly  conscious 
of  themselves  ;  so  that  many  who  had  not  thought  of  author- 
ship have  by  its  evoking  influence  found  some  rewarding  field 
of  literary  work  open  to  them. 

The  Response  to  Occasion.  —  Under  the  general  term  occasion 
may  be  included  all  the  circumstances  that  attend  the  devis- 
ing of  a  literary  work,  —  circumstances  inhering  in  the  sub- 
ject, the  public,  and  the  question  of  timeliness. 

i.  Different  minds  are  set  astir,  inventively,  by  different 
causes  ;  this  is  an  individual  matter  for  which  we  cannot 
legislate.  To  some  a  subject,  with  its  resources  of  thought 
and  illustration,  is  a  sufficient  inspirer;  others,  not  so  given 
to  analytic  study,  are  called  out  into  fluent  utterance  by  an 
audience  or  the  touch  of  the  public;  still  others  are  moved  to 
have  their  say  by  the  ideas  that  are  in  the  air.  In  most  cases 
one  of  these  influences  will  predominate,  and  the  product  will 
take  substance  and  flavor  accordingly.  It  is  one  of  the  results 
of  discipline,  however,  to  make  the  writer  mindful  of  all 
three  ;  and  that  literary  work  will  be  most  vital  and  solid 
which  derives  inspiration  from  all,  which  will  wait,  if  need  be, 
till  all  these  influences  have  contributed.  It  is  an  important 
thing  thus,  before  a  work  is  begun,  to  have  an  i7ispiration 
point  from  which  its  life  starts,  and  from  which  the  mind 
works  with  energy. 

2.  On  this  inspired  impulse,  acting  with  the  individual  bent 
and  aptitude,  is  based  the  specific  sense  of  literary  form,  — 
the  sense,  in  the  first  place,  whether  the  idea  conceived  is 
adapted  to  vital  utterance  —  has  the  real  movement  of  litera- 
ture—  or  is  only  dead  truism  and  commonplace.     This  is  an 


394  INVENTION  IN  ITS  ELEMENTS. 

important  point  to  discover,  as  important  as  is  the  finding  of 
a  telling  subject  for  pictorial  art.1  Then  further,  this  quick- 
ened sense  must  be  instinctively  aware  what  form  suits  its 
conception,  —  whether  poem,  sketch,  essay,  story,  or  oration; 
and  conversely,  what  treatment  of  the  conception  will  fit  the 
form.  Ideas  shape  themselves  subtly  to  these  forms,  and  are 
more  or  less  misshapen  out  of  their  type  of  discourse.  To 
take  the  natural  instinct  for  these  things  and  make  it  self- 
justifying  and  self-rectifying  is  the  deepest  work  of  systematic 
discipline. 

Lines  of  Inventive  Talent.  —  Apart  from  the  specific  forms 
of  discourse,  to  be  discussed  later,  two  main  lines  in  which 
inventive  skill  works  may  here  be  defined,  as  a  kind  of  chart 
to  those,  especially  untried  writers,  who  are  looking  over  into 
the  realm  of  letters  and  questioning  whether  their  endowments 
will  entitle  them  to  enter. 

i.  The  invention  which,  answering  most  nearly  to  the  type, 
centres  in  the  creation  of  some  new  product  of  thought  or 
imagination,  opening  as  it  were  a  new  region  in  life,  may  be 

1  "  There  should  be  a  word  in  the  language  of  literary  art  to  express  what  the 
word,'  picturesque'  expresses  for  the  fine  arts.  Picturesque  means  fit  to  be  put  into 
a  picture  ;  we  want  a  word  literatesqae, '  fit  to  be  put  into  a  book.'  An  artist  goes 
through  a  hundred  different  country  scenes,  rich  with  beauties,  charms  and  merits,  but 
he  does  not  paint  any  of  them.  He  leaves  them  alone  ;  he  idles  on  till  he  finds  the 
hundred-and-first  —  a  scene  which  many  observers  would  not  think  much  of,  but  which 
he  knows  by  virtue  of  his  art  will  look  well  on  canvas,  and  this  he  paints  and  preserves. 
Susceptible  observers,  though  not  artists,  feel  this  quality  too  ;  they  say  of  a  scene, 
•  How  picturesque  ! '  meaning  by  this  a  quality  distinct  from  that  of  beauty,  or  sub- 
limity, or  grandeur  —  meaning  to  speak  not  only  of  the  scene  as  it  is  in  itself,  but  also 
of  its  fitness  for  imitation  by  art ;  meaning  not  only  that  it  is  good,  but  that  its  good- 
ness is  such  as  ought  to  be  transferred  to  paper  ;  meaning  not  simply  that  it  fasci- 
nates, but  also  that  its  fascination  is  such  as  ought  to  be  copied  by  man.  .  .  .  Literature 
—  the  painting  of  words  —  has  the  same  quality,  but  wants  the  analogous  word.  The 
word  'literatesque'  would  mean,  if  we  possessed  it,  that  perfect  combination  in  the 
subject-matter  of  literature,  which  suits  the  art  of  literature.  ...  As  a  painter  must 
not  only  have  a  hand  to  execute,  but  an  eye  to  distinguish  —  as  he  must  go  here 
and  there  through  the  real  world  to  catch  the  picturesque  man,  the  picturesque  scene, 
which  is  to  live  on  his  canvas  —  so  the  poet  must  find  in  that  reality,  the  literatesque 
man,  the  literatesque  scene  which  nature  intends  for  him,  and  which  will  live  in  his 
page." —  Bagehot,  Literary  Studies,  Vol.  ii,  pp.  341,  343,  345. 


APPROACHES    TO   INVENTION.  395 

called  the  originative  invention.  It  is  what  the  Greeks  had 
in  mind  in  naming  a  supreme  author  ttoitJt^?,  a  maker,  from 
which  name  comes  our  word  poet,  but  which  in  their  sense  of 
it  covered  all  works  of  the  distinctively  creative  imagination, 
—  poetry,  romance,  the  drama.  It  is  in  these  forms  of  dis- 
course that  we  oftenest  see  this  kind  of  invention  embodied  ; 
and  though  it  may  reveal  all  degrees,  or  almost  no  degree,  of 
originality  therein,  still,  independent  discovery  and  setting- 
forth,  the  making  of  a  new  work  in  kind  as  in  order,  is  its 
motive  and  aim.  In  our  day  the  prevailing  output  of  this  line 
of  invention  is  fiction. 

Note.  —  The  great  works  of  literature  which  have  survived  their  age 
and  become  classic  have  been  works  of  the  creative  invention  ;  and  their 
writers,  whether  the  works  are  much  read  at  first  hand  or  not,  rank  as 
leaders  of  thought,  —  as  "  the  born  seers*  men  who  see  for  themselves  and 
who  originate."  That  the  roll  of  such  names  should  be  headed  by  Homer, 
^schylus,  Dante,  Shakespeare,  Milton,  ranking  by  the  side  of  great  creative 
thinkers,  Plato,  Aristotle,  Bacon,  Newton,  Darwin,  does  not  shut  out  the 
lowlier  names,  of  those  who  can  by  some  creative  stroke  open  a  new  tract 
of  thought  or  imagination;  Anthony  Trollope,  who  added  a  new  shire  to 
England,  is  in  his  way  a  worker  in  this  line. 

2.  The  invention  which,  taking  the  great  thoughts  that  in 
their  original  form  may  have  been  too  massive  or  too  concen- 
trated for  the  general  mind,  works  these  out  interpretatively 
into  plainness  and  lucid  order,  may  be  called  the  organizing 
invention.  The  products  of  this  kind  of  work  may  or  may  not 
seem  to  the  inventor  original ;  but  as  it  centres  in  making  things 
clear  and  plain,  it  is  mainly  in  the  organism,  the  elucidation, 
that  the  originality  consists.  And  if  this  is  not  the  greatest 
or  most  permanent  work,  it  is  the  most  widely  useful ;  it  serves 
its  own  generation,  if  not  the  next,  in  responding  to  great 
movements  of  thought  and  giving  them  wider  currency  and 
diffusion.  In  its  grades  of  usefulness,  too,  it  may  show  all 
degrees,   from   a  masterly  body   of   proportioned    and    illus- 


396  INVENTION  IN  ITS  ELEMENTS. 

trated  thought  to  a  masterly  handling  of  tabulated  views  and 
statistics. 

Note.  —  The  thinking  that  at  beginning  found  few  who  were  able  to 
compass  it,  as  for  instance  the  great  theories  of  Newton  and  Darwin, 
becomes  common  schoolboy  property  in  the  age  succeeding  ;  the  great 
movements  of  research  and  philosophy  get  eventual  access  to  the  common 
mind ;  and  this  by  the  work  of  lecturers,  orators,'  writers  of  text-books, 
treatises,  and  monographs,  —  men  whose  faculty  is  clearness  of  sight  and 
lucid  balance  of  thinking.  These  are  abilities  to  which  in  some  degree 
every  one  may  aspire.  And  the  exercise  of  some  such  faculty  of  common- 
sense  invention  is  what  is  called  for  in  the  great  bulk  of  casual  papers  that 
ordinary  men  have  occasion  to  write. 


II.     THE    SUPPORT    FROM    SELF-CULTURE. 

Apprenticeship  to  any  art  goes  deeper  than  learning  the  use 
of  tools  and  methods  of  work.  The  worker's  whole  mental 
attitude  must  become  habituated  to  the  spirit  of  his  pursuit. 
The  carpenter  evolves  a  carpenter  mind  ;  the  musical  composer 
moves  in  an  atmosphere  of  musical  thought ;  the  painter  sees 
schemes  of  color  and  pictorial  combination  everywhere.  In 
the  great  field  of  literature,  too,  this  is  so.  There  must  be 
evolved  the  literary  mind,  conscious  of  its  high  calling,  and 
with  all  its  faculties  united  and  concentrated  on  the  large  art 
of  expression.  This  is  more  than  being  expert  in  knacks  and 
methods  ;  it  is  a  dominating  current  of  life ;  it  has  to  be  fed 
and  supported  by  systematic  self-culture. 

At  this  point  a  disadvantage  of  our  work  has  to  be  noted 
and  allowed  for.  In  the  period  while  the  text-book  is  studied, 
this  self-culture  can  only  be  pointed  out,  or  at  most  begun. 
What  is  to  be  said  about  it,  therefore,  must  look  mostly  to  the 
future.  The  college  course  is  too  brief  and  crowded,  and  too 
early  placed  in  life,  for  the  student  to  establish  that  controlling 
inventive  and  literary  current  which  is  essential.  Experience 
of  life,  the  grip  of  problems  and  events  at  first  hand,  is  want- 


APPROACHES    TO   INVENTION.  397 

ing.  Besides,  the  whole  temper  and  attitude  of  undergraduate 
study  is  in  the  direction  of  taking  in  truth,  rather  than  of  giving 
it  out  in  individual  mintage  and  conviction.  Yet  this  latter  is 
the  very  essence  of  invention.  The  writer,  in  his  chosen  line", 
must  lead,  must  teach,  must  guide,  must  take  the  initiative ; 
and  to  this  the  prevailing  bent  of  his  being  must  be  trained.1 
To  accomplish  this  in  school  days  is  uphill  work,  not  to  say 
impossible.  The  most  that  can  be  done  here  is  to  point  out 
the  way,  and  suggest  a  line  of  self-culture  which  may  some 
day  be  vital. 

The  following  aspects  of  self-culture  are  here  treated  not 
for  their  importance  in  themselves,  though  this  is  real  and 
great,  but  for  their  relation  to  literary  invention. 


The  Spirit  of  Observation.  —  This,  as  applied  to  the  world 
in  general,  outer  and  inner,  is  practically  identical  with  what 
is  called  the  scientific  spirit.  It  is  the  spirit  that  appreciates 
and  appropriates  facts,  just  as  they  are ;  first  of  all  by  the 
keen  and  accurate  use  of  the  senses,  the  fundamental  means 
of  gathering  truth.  But  the  same  spirit  is  also  quick  to  see 
the  relations  of  facts,  the  vitalizing  of  facts  into  truths ;  it  is 
as  keen  to  gather  material  from  life  as  from  nature,  from 
books  as  from  life.  So  what  we  here  define  is  the  scientific 
spirit  in  the.  large  sense,  with  all  the  enthusiasm,  the  sense  of 
values,  the  accuracy,  the  verifying  caution,  that  characterize 
the  born  observer.  Everything  thus  gathered  has  its  uses  in 
the  fabric  of  literary  presentation ;  but,  what  is  of  more  import- 
ance, the  habit  of  keeping  mind  and  senses  open  to  facts  keeps 
the  mind  open  to  activity,  to  self-reliant  energy,  to  origination. 

1  "  The  first  duty  of  any  man  who  is  to  write  is  intellectual.  Designedly  or  not, 
he  has  so  far  set  himself  up  for  a  leader  of  the  minds  of  men ;  and  he  must  sec  that 
his  own  mind  is  kept  supple,  charitable,  and  bright."  —  STEVENSON,  The  Morality 
of  the  Profession  of  Letter ■/,  Works,  Vol.  xxii,  p.  283. 


398  INVENTION  IN  ITS  ELEMENTS. 

The  following  aspects  of  this  spirit  of  observation  lie  near- 
est to,  and  are  the  greatest  supports  of,  invention. 

Alertness  of  Mind.  — The  beginning  of  the  observing  spirit 
is  nothing  difficult  or  profound ;  it  is  simply  being  awake, 
being  interested  ;  and  that  means  letting  the  mind,  the  active, 
curious,  discriminative  thought,  be  at  work  behind  the  eye  in 
what  is  seen.  By  its  attitude  of  interrogation  and  ready 
welcome  of  facts  the  mind  sets  up  a  vitalizing  energy 
which  is  the  first  impulse  to  luminous  and  ordered  use  of 
knowledge.1 

Every  one  has  his  own  sphere  in  which  his  mind  is  alert. 
Whatever  pertains  to  his  own  pursuit  or  calling,  for  instance, 
has  immediate  appeal  to  him,  so  that  he  becomes  an  expert 
observer  therein  ;  the  mechanic  in  evidences  of  manual  skill, 
the  farmer  in  soils  and  crops,  the  general  in  topography  and 
strategic  points.  Every  new  interest,  too,  creates  its  province 
of  specialized  observation  and  keenness  ;  witness,  for  instance, 
how  soon  a  bicyclist  acquires  an  expert  knowledge  of  roads, 
and  an  amateur  photographer  of  effective  points  of  view. 
What  these  limited  examples  suggest  applies,  in  a  degree 
bounded  only  by  the  writer's  breadth  of  mind,  to  the  un- 
limited field  of  literature.  It  is  the  motive  of  his  calling  to 
make  use  of  a  universal  special  sense,  by  which  the  world  is 
laid  under  contribution  for  enriching  materials,  and  through 

1  "  A  faculty  of  wise  interrogating  is  half  a  knowledge.  For  as  Plato  saith, 
'Whosoever  seeketh,  knoweth  that  which  he  seeketh  for  in  a  general  notion;  else 
how  shall  he  know  it  when  he  hath  found  it  ? '  And  therefore  the  larger  your  Antici- 
pation is,  the  more  direct  and  compendious  is  your  search."  —  Bacon,  Advance- 
ment of  Learning,  Book  ii,  p.  271.  —  "  When  I  speak  of  a  waiting  mind,  I  do  not 
mean  a  non-affirmative,  non-energized,  Mr.  Micawber  sort  of  mind,  waiting  for  some- 
thing to  turn  up,  but  a  mind  intent,  a  mind  that  goes  to  its  windows  and  looks  out 
and  longs,  and  thrusts  forth  its  telescope  to  find  something.  A  mind  thus  intense, 
investigatory,  and  practically  beseeching,  amounts  to  a  tremendous  loadstone  in  the 
midst  of  the  full-stocked  creation  —  full-stocked  with  the  materials  of  thought  —  and 
when  this  or  that  comes  into  the  windows  of  such  a  mind  it  is  stamped  by  that 
mind,  and  specialized  to  its  uses,  with  a  threefold  vigor,  and  all  the  incomes  thus 
explicitly  stamped  are  the  more  explicitly  germane  to  each  other,  and  visibly  of  one 
species."  —  Burton,  Yale  Lectures,  p.  50. 


APPROACHES   TO   INVENTION.  399 

which  the  rudimentary  work  of  invention,  the  finding  of  the 
germs  of  new  ideas,  "gets  itself  done  without  effort. 

Diversity  of  Interest.  —  Not  only  to  be  mentally  alert,  but 
to  be  alert  to  a  great  variety  of  things,  to  have  the  percep- 
tions trained  in  many  lines  of  observation,  to  be  not  narrow 
and  partial  but  having  a  wide  horizon  of  outlook  and  taste, 
—  this  is  where  the  literary  observation  is  called  upon  to  go 
beyond  the  scientific.  It  thus  becomes  a  perception  at  once 
specialized,  in  its  keen  penetrativeness,  and  universal,  in  its 
readiness  to  weigh  new  elements  of  the  problem  and  make 
fair  allowance  for  new  points  of  view.1 

Following  are  some  of  the  good  results  of  this  diversity  of 
interest,  in  forming  the  literary  temperament. 

i.  To  have  an  eye  for  many  and  various  kinds  of  fact  is 
equivalent  to  having  a  mastery  of  so  many  points  and  angles 
of  view ;  and  this  mastery  greatly  deepens  and  enriches  any 
single  aspect  of  things.  For  no  fact  is  isolated,  no  truth  is 
known  as  it  is  until  its  relation  with  its  whole  realm  of  truth 
is  understood.  The  interests  of  specialization  itself,  of  getting 
a  true  comprehension  of  any  one  fact,  demand  that  the  power 
to  observe  and  sympathize  be  varied  and  liberal.2  \ 

2.  To  cultivate  diversity  of  view  is  to  cultivate  the  ability 
to  see  through  many  men's  eyes ;  and  this,  whatever  it  may 

1  Of  an  eminent  master  in  eloquence  and  letters  this  is  said :  "  He  habitually  fed 
himself  with  any  kind  of  knowledge  which  was  at  hand.  If  books  were  at  his  elbow, 
he  read  them ;  if  pictures,  engravings,  gems  were  within  reach,  he  studied  them  ;  if 
nature  was  within  walking  distance,  he  watched  nature  ;  if  men  were  about  him,  he 
learned  the  secrets  of  their  temperaments,  tastes,  and  skills ;  if  he  were  on  shipboard, 
he  knew  the  dialect  of  the  vessel  in  the  briefest  possible  time ;  if  he  travelled  by 
stage,  he  sat  with  the  driver  and  learned  all  about  the  route,  the  country,  the  people, 
and  the  art  of  his  companion  ;  if  he  had  a  spare  hour  in  a  village  in  which  there 
was  a  manufactory,  he  went  through  it  with  keen  eyes  and  learned  the  mechanical 
processes  used  in  it."  —  Mahie,  Essays  on  Books  and  Culture,  p.  27. 

2  "  Everything  but  prejudice  should  find  a  voice  through  him  ;  he  should  see  the 
good  in  all  things ;  where  he  has  even  a  fear  that  he  does  not  wholly  understand, 
there  he  should  be  wholly  silent ;  and  he  should  recognize  from  the  first  that  he  has 
only  one  tool  in  his  workshop,  and  that  tool  is  sympathy."  —  Stevenson,  TJie 
Morality  of  the  Profession  of  Letters,  Works,  Vol.  xxii,  p.  283. 


400  INVENTION  IN  ITS  ELEMENTS. 

do  for  science,  is  essential  to  literature,  which  by  its  funda- 
mental genius  exists  for  no  one  class  but  for  all.  It  is  only 
on  one  side  that  invention  looks  toward  its  subject ;  the  other 
side,  looking  toward  readers,  must  take  such  measures  of  cul- 
ture as  will  meet  and  satisfy  their  varieties  of  taste  and  tem- 
perament. This  is  a  matter  not  only  of  education  but  of 
literary  conscience. 

3.  To  have  a  varied  and  flexible  view  is  to  have  such  con- 
trol over  one's  judgments  of  things  that  the  ground  of  esti- 
mate is  not  likes  and  dislikes,  not  any  form  of  prejudice,  but 
a  recognition  of  what  is  intrinsic  in  each.  It  is  thus  that 
the  literary  observer  learns  trustworthy  discrimination  ;  he 
likes  what  is  likable,  in  men  and  things,  and  makes  just  allow- 
ance whether  he  likes  or  not.  A  tolerant  spirit  this  ;  some- 
times mistaken  for  a  spirit  too  weakly  swayed  by  some  new 
idea  or  fashion  ;  but  in  truth  it  does  not  imperil,  rather  it 
greatly  promotes  while  it  deeply  grounds,  a  tempered  posi- 
tiveness  of  judgment.1  I 

The  Verifying  Spirit.  —  In  literature  as  truly  as  in  science, 
the  observation  of  fact,  by  which  we  mean  in  the  large  sense 
getting  at  the  real  truth  of  things,  has  to  be  made  not  more 
in  the  glow  of  discovery  than  in  the  spirit  of  caution.  At 
every  step  results  need  to  be  tested  and  questioned,  held  back 
for  verification  or  change,  until  the  forward  step  can  be  taken 
in  full  certitude.  This  applies  equally  to  the  fact  observed 
and  to  the  way  of  relating  or  expressing  it.     It  is  merely  giv- 


1  "  Cultivate  universality  of  taste.  There  is  no  surer  mark  of  a  half-educated 
mind  than  the  incapacity  of  admiring  various  forms  of  excellence.  Men  who  cannot 
praise  Dryden  without  dispraising  Coleridge  ;  nor  feel  the  stern,  earthly  truthfulness 
of  Crabbe  without  disparaging  the  wild,  ethereal,  impalpable  music  of  Shelley  ;  nor 
exalt  Spenser  except  by  sneering  at  Tennyson,  are  precisely  the  persons  to  whom  it 
should  in  consistency  seem  strange  that  in  God's  world  there  is  a  place  for  the  eagle 
and  the  wren,  a  separate  grace  to  the  swan  and  the  humming-bird,  their  own  fragrance 
to  the  cedar  and  the  violet.  Enlarge  your  tastes,  that  you  may  enlarge  your  hearts 
as  well  as  your  pleasures ;  feel  all  that'  is  beautiful  —  love  all  that  is  good."  — 
Robertson,  Lectures  and  Addresses,  p.  797. 


APPROACHES    TO  INVENTION.  401 

ing  the  control  to  the  sturdy  principle,  Be  sure  you  are  right. 
This  engenders  a  habit  of  self-rectification,  of  keeping  one's 
head  in  the  rush  and  onset  of  utterance,  of  falling  back  on 
sound  sense  and  the  plain  appearance  of  things,  which  in  the 
long  run  is  the  one  guarantee  of  solid  and  surviving  literary 
work. 

In  somewhat  greater  detail  we  may  note  here  the  following 
good  effects  of  this  verifying  spirit. 

i.  It  tempers  and  regulates  the  constructive  faculty.  In 
the  glow  of  discussion  or  creativeness  a  writer  is  often  tempted 
to  say  a  thing  not  because  it  is  true  but  because  it  is  striking. 
The  observation  has  been  made,  and  the  result  looks  plausible, 
but  it  has  not  been  subjected  to  the  necessary  verification. 
The  writer  thus,  whether  his  thought  is  correct  or  not,  is 
primarily  seeking  not  to  make  a  truth  prevail  but  to  gain 
attention  to  a  performance,  or  perhaps  to  fill  out  an  ingenious 
plan  ;  and  this  motive  of  work,  sooner  or  later,  is  sure  to 
work  harm.  With  the  verifying  impulse  in  control,  however, 
the  solid  basis  of  appeal  is  the  established  fact ;  and  what- 
ever freedom  of  plan  or  utterance  there  is  —  and  the  impulse, 
rightly  employed,  is  no  check  to  this  —  obeys  the  fact  as  a 
structural  and  emotional  law. 

2.  It  keeps  the  work  close  to  the  first-hand  and  common- 
sense  view  of  things,  the  natural  color.  Learning  has  a  way, 
unless  regulated  by  the  touch  of  earth,  of  piling  itself  up  in 
pedantic,  bookish,  top-heavy  systems  remote  from  human  in- 
terests. It  is  a  tendency  to  be  guarded  against  in  all  special- 
ized study.  The  corrective  to  this  the  verifying  spirit  has  a 
large  hand  in-  supplying ;  for  its  appeal  is  not  more  to  the 
highly  sublimated  than  to  the  every-day  and  universal  observ- 
ing powers.1 

1  "  We  heard  Webster  once,  in  a  sentence  and  a  look,  crush  an  hour's  argument 
of  the  curious  workman ;  it  was  most  intellectually  wire-drawn  and  hair-splitting, 
with  Grecian  sophistry,  and  a  subtlety  the  Leontine  Gorgias  might  have  envied.     It 


402  INVENTION  IN  ITS  ELEMENTS. 

3.  It  creates  the  valuable  ability  to  hold  judgments  in 
abeyance,  to  tolerate  uncertainty  on  subjects  wherein  verifi- 
cation is  not  possible.  The  merit  of  youthful  thinkers  is 
vigor  and  directness  ;  their  fault,  to  be  overcome  by  ripening 
and  deepening  judgment,  is  rash  and  one  sided  conclusion, 
made  on  insufficient  ground.  To  such  minds  it  is  a  pain,  and 
seems  a  sin,  to  be  in  want  of  decision  or  of  definite  opinions ; 
if  seems  to  indicate  weakness  and  vacillation.  But  there  are 
occasions  where  just  this  incertitude  is  strength ;  because 
there  are  questions  that  cannot  be  settled  by  the  first  look  of 
things,  or  perhaps  cannot  be.  settled  at  all.  The  verifying, 
patient,  testing  spirit  is  tolerant  of  such  questions  and  waits 
for  the  grounded  answer,  or  failing  this,  is  not  afraid  to  say, 
I  do  not  know.1 


II. 

Habits  of  Meditation.  —  The  ability  to  think  out  the  design 
of  an  individual  work  of  literature  is  based  upon  a  previous 
training,  deep  and  long  continued,  wherein  the  writer's  mind 
has  become  disposed  and  steadied  to  that  kind  of  work.  The 
name  we  give  to  this  deeper  and  habitual  mental  activity  is 
meditation;  meaning  thereby  not  only  concentrated  thought 

was  about  two  car-wheels,  which  to  common  eyes  looked  as  like  as  two  eggs ;  but 
Mr.  Choate,  by  a  fine  line  of  argument  between  tweedle-dum  and  tweedle-dee,  and  a 
discourse  on  the  '  fixation  of  points '  so  deep  and  fine  as  to  lose  itself  in  obscurity, 
showed  the  jury  there  was  a  heaven-wide  difference  between  them.  '  But,'  said  Mr. 
Webster,  and  his  great  eyes  opened  wide  and  black,  as  he  stared  at  the  big  twin 
wheels  before  him,  '  Gentlemen  of  the  jury,  there  they  are,  —  look  at  'em ' ;  and  as 
he  pronounced  this  answer,  in  tones  of  vast  volume,  the  distorted  wheels  seemed 
to  shrink  back  again  into  their  original  similarity,  and  the  long  argument  on  tie 
'fixation  of  points'  died  a  natural  death." — Parker,  Golden  Age  0/  American 
Oratory,  p.  221. 

1  "  During  this  training  in  accurate  observation,  the  youth  should  learn  how  hard 
it  is  to  determine  with  certainty  even  an  apparently  simple  fact.  He  should  learn  to 
distrust  the  evidence  of  his  own  senses,  to  repeat,  corroborate,  and  verify  his  observa- 
tions, and  to  mark  the  profound  distinction  between  the  fact  and  any  inference,  how- 
ever obvious,  from  the  fact,"— Eliot,  American  Contributions  to  Civilization^.  215. 


APPROACHES    TO   INVENTION.  403 

but  along  with  it  a  deliberate  continuance  of  application 
until  the  subject  has  assumed  a  seasoned  form  and  order  in 
the  mind.  It  may  be  called,  in  a  word,  the  trained  power  of 
letting  a  thought  grow.  Meditation  is  just  the  opposite  of 
revery,  with  which  superficial  thinking  sometimes  confounds 
it.  In  revery  the  mind,  being  passive,  does  not  direct  its 
course  of  thinking  but  is  borne  on  vaguely  by  it.  In  medi- 
tation, while  the  course  of  thinking  seems  to  be,  and  is,  fol- 
lowing its  own  evolution,  the  mind,  intensely  active,  is  all 
the  while  working  it  out  in  ordered  process.  The  power  to 
do  this  has  to  be  developed  by  self-culture,  until  the  mind 
which  to  begin  with  was  wayward  and  unsure,  or  more  or  less 
the  prey  of  revery,  has  acquired  by  degrees  a  firm  grasp,  a 
penetrative  and  concentrative  insight,  a  general  sense  of 
mastery  over  its  workings. 

Meditation,  when  itself  a  habit,  has  at  its  basis  certain 
elemental  habits  which  become  a  kind  of  exaction  or  necessity 
of  the  thinking  mind.  The  following  are  the  most  practically 
operative  of  these. 

The  Habit  of  seeking  Clearness.  —  It  is  often  remarked  that 
the  first  presentation  of  a  subject  to  the  writer's  thought  is 
apt  to  be  cloudy  ;  a  vague  idea  which  must  gradually  be 
worked  from  haziness  to  clearness.  This  plight  of  the  sub- 
ject, at  whatever  stage  of  meditation,  is  by  no  means  a  neces- 
sity. The  gist  of  the  whole  matter  may  flash  upon  the  mind 
at  once ;  and  if  the  mind  has  formed  a  habit  of  seeking  clear- 
ness it  will.  By  this  is  meant  a  habit,  applied  to  every 
acquisition  of  thought  as  it  comes,  of  patiently  thinking  away 
its  indistinctness  and  intricacy  until  its  central  significance 
stands  out  plain.  The  neglect  to  do  this  in  any  case  does  just 
so  much  to  fasten  a  vague  tendency  on  the  mind.  The  stern 
holding  one's  self  to  it  in  every  case  does  so  much  to  make 
the  effort  superfluous ;  it  establishes  the  exaction  of  clear 
thinking   as  a  second   nature.      And  when   this   is  so  it   is 


404  INVENTION  IN  ITS  ELEMENTS. 

increasingly  the  fact  that  subjects  of  thought  come  to  mind 
not  cloudily  but  in  clear-cut  nucleus  and  outline. 

One  good  effect  of  this  habit  is  to  keep  the  writer  from 
being  content  with  hasty  or  ill-considered  work.  The  de- 
mand for  clearness  becomes  to  him  a  kind  of  conscience,  for- 
bidding him  either  to  let  his  own  mind  be  imposed  upon  by  a 
show  of  profundity  in  the  subject,  or  to  let  any  half-ripened 
work  leave  his  hands.  It  forbids  lazy  or  sloppy  or  hurried 
thinking. 

A  second  good  effect  of  this  habit  is  to  keep  the  writer 
from  attacking  subjects  that  are  beyond  him.  This  is  a  fre- 
quently noted  tendency  of  young  writers.  Easily  carried 
away  by  the  surface-ideas  of  a  great  subject,  they  soon  find 
themselves  committed  beyond  their  depth,  and  all  they  can 
do  is  merely  to  retail  truisms.  The  grounded  resolve  to  be 
clear,  to  subject  every  thought  rigorously  to  the  test  of  plain- 
ness, does  much  to  keep  thinkers  in  their  own  sphere.1 

The  Habit  of  seeking  Order.  —  This  is  correlative  to  the  habit 
just  mentioned  ;  being  a  distributive  act  while  the  other  is 
concentrative.  That  is,  it  seeks  to  view  subjects  analytic- 
ally ;  determining  their  parts  and  dependencies,  noting  what 
is  principal  and  what  subordinate,  seeing  them  in  a  kind  of 
perspective,  wherein  effect  stretches  out  from  cause  and  con- 
crete details  from  central  principles.  This  ability,  like  the 
other,  has  to  be  developed  from  individual  effort  to  habit,  by 
being  applied  to  all  subjects  of  thought,  and  not  merely  to  the 
themes  on  which  one  is  to  write.  And  when  by  habit  the 
mind  is  thoroughly  set  to  tolerate  no  disorder,  every  subject 
that  comes  falls  into  spontaneous  order,  and  all  collateral 
thought,  and  memorized  experience,  and  reading  even  the 
most  casual,  ranges  in  relation  with  it. 

1  A  suggestive  indication  of  a  clear-seeking  mind  is  the  note  appended  to  Mil- 
ton's unfinished  poem  on  The  Passion :  "  This  subject  the  Author  finding  to  be 
above  the  years  he  had  when  he  wrote  it,  and  nothing  satisfied  with  what  was  begun, 
left  it  unfinished." 


APPROACHES   TO  INVENTION.  405 

Of  good  effects  of  this  habit,  one  is,  that  the  planning  of 
material  becomes  less  and  less  a  drudgery  or  a  seeming  arbi- 
trary process,  and  more  and  more  a  natural  growth,  wherein 
both  the  subject  and  the  organizing  mind  are  following  the 
lines  of  their  own  self-movement.  Not  that  planning  becomes 
less  work ;  it  is  likelier  to  be  more ;  but  the  work  is  deeper 
and  more  central,  less  like  shallow  ingenuity,  more  like  a 
necessary  evolution.1 

A  second  good  result  of  this  habit,  is  that  the  writer  is  thus 
guarded  against  the  superficial  tendencies  of  rapid  writing. 
Rapid  composition  is  not  necessarily  shallow,  any  more  than 
careful  and  labored  authorship  is  ipso  facto  thorough.  Both 
qualities  are  really  qualities  not  of  the  composition  but  of  the 
mind.  It  is  the  trained  intellect,  intolerant  of  distorted  or 
dislocated  thought,  that  contributes  most  to  permanent  and 
satisfying  work.  With  this  antecedent  culture  once  established 
the  ability  to  write  rapidly,  which  is  easily  enough  acquired, 
has  a  sound  basis  to  build  upon,  while  its  bad  tendencies  are 
forestalled  and  avoided. 

The  Habit  of  seeking  Independent  Conclusions.  —  This  habit 
it  is  which  is  the  foundation  of  originality  in  writing.  It 
may  not  lead  to  better  views  of  truth  than  are  already  extant ; 
it  may  not  lead  to  new  conclusions,  in  the  absolute  sense ;  its 
virtue  is  that  by  it  the  writer  does  his  own  thinking  and 
reaches  his  own  conclusion.  Whatever  he  gives  to  the  wrorld 
has  become,  for  him,  a  discovery ;  it  is  vitalized  by  his  mind, 
and  takes  form  according  to  his  vision  and  personality. 
This,   and  not  the  absolute  new,  is  what  is  meant  by  origi- 


1  Of  the  essay  whose  plan  is  studied  below,  p.  438,  the  author  writes:  "  My  lit- 
erary ;ind  critical  essays  are  by-products  of  my  desk,  written  for  the  most  part  to 
ease  the  strain  of  my  regular  and,  so  to  say,  professional  writing.  They  are,  there- 
fore, not  thought  out  by  plan  before  being  composed,  but  form  themselves  under  my 
hand  as  I  turn  and  return  to  them  from  time  to  time.  I  am  the  more  pleased  that 
this  one  should  turn  out  to  possess  something  so  nearly  like  a  systematic  plan."  — 
Private  letter  from  Professor  WoodrffW  Wilson, 


406  INVENTION  IN  ITS  ELEMENTS. 

nality ;  this,  as  an  energizing  attitude  of  mind,  is  the  writer's 
justification  for  approaching  the  subject  at  all. 

An  accompaniment  of  this  habit,  and  a  result,  may  here  be 
noted. 

Along  with  this  habit  the  writer  needs  to  develop  confi- 
dence in  his  own  well-considered  conclusions.  This  is  very 
hard  for  young  writers.  They  are  too  timid  to  strike  out  fof 
themselves,  and  are  influenced  out  of  or  into  any  view  by  the 
last  article  they  have  read.  A  modesty  not  unbecoming  in 
those  who  are  just  beginning  to  think  ;  it  is,  however,  so  far 
to  be  overcome  that  the  writer  shall  have  a  well-grounded 
view  of  his  own  which  he  cannot  lay  aside  for  any  man's 
assertion.  To  have  such  confidence  is  not  necessarily  to  be 
opinionated  or  to  fail  of  deference  to  others  ;  it  is  simply  to 
trust,  as  the  thing  he  knows  best,  in  the  integrity  of  his  own 
mind's  working. 

The  result  of  this  habit  and  of  its  attendant  confidence  is 
that  one's  work  carries  the  note  of  conviction  and  authority, 
and  this  not  a  seeming  but  real.  It  may  contain  a  view 
identical  with  another  author's,  yet  not  be  an  echo  or  a  copy 
it  may  use  the  results  of  reading,  yet  be  so  digested  and 
vitalized  .that  all  is  transformed  into  a  new  product.  The 
new  personality,  the  new  individual  range  and  color,  give  it 
value ;  and  this  is  the  birthright  of  every  one  who  thinks  and 
writes.1 

Avails  of  Sub-Conscious  Mental  Action. — Given  a  mind  trained 
as  above  described,  with  habits  steadied  to  trusty  and  per- 

1  "  I  insist  upon  original  effort ;  that,  rather  than  reading  to  begin  with,  for 
another  reason.  In  every  mental  act  there  are  two  factors  involved  :  the  thinking 
mind,  and  the  external  materials  which  it  manipulates ;  and  men  may  be  classified 
as  original  and  productive  thinkers,  or  as  copyists,  plagiarists,  and  forms  of  echoj 
according  as  they  dominate  this  their  material  or  are  dominated  by  it.  But  the 
most  ignominious  person  in  all  the  world,  if  so  that  he  have  one  remaining  spark,  or 
last  nicker,  of  manliness  in  him,  desires  to  be  a  man  of  supreme  generative  force  and 
not  an  echo  ever ;  and  this  he  can  secure  only  as  in  the  handling  of  subjects  he  thinks 
with  all  his  might  before  he  reads." — Burton,  Yale  Lectures,  p.  50. 


APPROACHES   TO  INVENTION.  407 

manent  pace,  and  much  may  be  left,  much  had  better  be  left, 
to  that  strange  power  which  the  mind  has  of  working  sub- 
consciously. In  many  cases  when  the  train  of  thought  is 
started,  instead  of  punishing  the  brain  to  worry  out  the  whole 
problem,  the  best  way  is  to  leave  it  to  itself,  and  when  next 
the  subject  is  recalled  a  remarkable  advance  and  clearing-up 
will  be  found  to  have  taken  place.  This  is  a  phenomenon  so 
normal  and  constant  that  writers  of  experience  become  aware 
at  what  point  to  lay  aside  effort  and  leave  their  cerebration 
to  itself.  To  do  so  is  not  the  same  as  idling  Over  thought ; 
it  cannot  consist,  in  fact,  with  laziness ;  it  is  rather  a  wise 
division  of  labor  between  the  conscious  and  the  sub-conscious 
processes. 

This  is  mentioned  here  not  as  a  curiosity  of  literary  inven- 
tion, but  for  its  practical  value.  Writing  that  has  been  hur- 
ried and  dashed  together,  with  only  the  intense  and  active 
brain  concerned  in  it,  is  raw,  unripe,  unquiet;  writing  wherein 
the  avails  of  the  sub-conscious  working  have  been  utilized 
both  shows  and  has  a  peculiar  quality  of  finish,  deep-founded- 
ness,  repose,  —  this  because  the  whole  mind  has  been  engaged 
on  it,  and  produced  a  growth  rather  than  a  manufacture.  It 
does  not  pay,  then,  to  hurry  the  preliminary  work  of  litera- 
ture;  the  only  result  is  to  leave  the  deepest  half  of  it  undone.1 

1  "  Nothing  should  be  done  in  a  hurry  that  can  be  done  slowly.  It  is  no  use  to 
write  a  book  and  put  it  by  for  nine  or  even  ninety  years  ;  for  in  the  writing  you  will 
have  partly  convinced  yourself ;  the  delay  must  precede  any  beginning ;  and  if  you 
meditate  a  work  of  art,  you  should  first  long  roll  the  subject  under  the  tongue  to 
make  sure  you  like  the  flavor,  before  you  brew  a  volume  that  shall  taste  of  it  from 
end  to  end." —  Stevenson,  The  Morality  of  the  Profession  of  Letters.  Works,  Vol. 
xxii,  p.  285.  —  "  Moreover,  I  had  thought  I  might  mention  this  curious  little  fact :  — 
that  a  topic  selected  on  Monday,  say,  snugged  away  in  the  mind,  and  let  alone 
there,  absolutely,  for  three  or  four  days  and  nights  ;  not  being  brooded  and  worked 
over  at  all,  I  mean  ;  on  examination  at  the  end  of  that  time,  will  be  found  to  have 
sprouted  into  a  very  considerable  affair  —  your  mind  has  seen  to  that  unconsciously 
—  you  have  had  nothing  to  do  with  it  —  and  (what  is  stranger  still)  experience 
proves  (my  experience  does)  that  if  you  had  been  sound  asleep  all  those  four  days, 
some  sprouting  would  have  come  to  pass.  Scores  of  times  after  I  have  gone  to  bed 
Friday  night   I  have  made  a  little  stir  in  me,  and  got  my  next  Sunday's  sermon 


408  INVENTION  IN  ITS  ELEMENTS. 

Yet  on  the  other  hand,  this  is  the  very  opposite  of  deserting 
the  subject ;  rather,  the  mind,  moving  all  the  while  in  the 
region  and  atmosphere  of  it,  has  learned  the  art  of  what  is 
called  mulling,  —  the  deliberate  yet  deeply  active  waiting  for 
its  own  processes  to  mature. 

Avails  of  Casual  Topics  in  Meditation.  —  Of  immense  value  in 
all  literary  invention,  but  of  special  advantage  to  those  who 
have  to  write  statedly  and  frequently,  is  the  habit  of  keeping 
several  topics  of  meditation  rounding  and  ripening  at  once. 
The  mind,  having  thus  definite  centres  and  rendezvous  of 
thought,  disposes  of  any  casual  topics  that  come  in  its  way, 
and  is  continually  attracting  more.  Such  a  habit,  which  with 
a  little  care  may  be  easily  formed,  endows  the  writer's  whole 
sphere  of  observation  with  greatly  increased  significance. 
Whatever  he  reads,  even  casually,  is  almost  sure  to  contain 
something  that  either  clusters  round  some  nucleus  of  thought 
already  in  his  mind,  or,  no  less  frequently,  establishes  a  new 
thought-centre  therein.  And  when  the  time  comes  to  write, 
even  though  it  be  a  pressing  emergency,  he  will  not  be  at 
loss  for  subject  and  seasoned  material ;  the  occasion  has  been 
forestalled  by  his  every-day  habit  of  stowing  away  topics  in 
mind  and  applying  to  them  his  odd  moments  of  thought, 
observation,  and  reading.  It  is  merely  a  question,  so  to  say, 
of  picking  the  subject  that  is  ripest. 

III. 

Ways  of  Reading.  —  The  ways  of  reading  here  recounted 
have  in  view  one  definite  end,  invention  ;  and  this  not  so 
much  any  specific  method  of  invention  —  "reading  up,"  as  the 
phrase  is,  for  some  theme  —  as  the  general  power  of  invention. 

decided  on,  and  then  on  waking  Saturday  morning  have  noticed  a  marked  advance 
in  me  of  that  topic  —  it  has  swollen  —  it  has  put  out  feelers  and  drawn  in  correlative 
thoughts  —  very  likely  it  is  all  ready  for  me  to  begin  writing  on."  —  Burton,  Yale 
Lectures,  p.  60. 


APPROACHES   TO  INVENTION.  409 

Reading  as  a  feeder  of  the  originative  mind,  we  may  call 
our  subject.  As  such  the  reading  presupposes  and  logically 
follows  the  mental  activities  already  exerted  in  the  spirit  of 
observation  and  in  habits  of  meditation  ;  that  is,  reading, 
to  be  a  feeder  of  invention,  must  have  these  as  its  basis  and 
vitalizer.     This  is  the  prime  requisite. 

Creative  Reading.  —  By  this  phrase,  borrowed  from  Emerson, 
we  may  name  the  way  of  reading  that  the  writer  should 
cultivate  as  securing  and  including  all.  By  it  is  meant  simply 
that  alertness  of  mind  already  described,1  applied  to  books, 
and  set  in  the  direction  of  invention.2  It  is  an  attitude  in 
reading  wherein  the  mind  is  at  once  receiving  the  matter  of 
the  book  and  active  toward  giving  it  out  again  recoined, 
reselected,  applied  to  a  new  product  and  purpose.  It  submits 
to  the  inventive  lines  of  the  author,  yet  is  vigorously  engaged 
on  the  same  subject-matter,  following  inventive  lines  of  its 
own,  or  if  adopting  his,  making  them  in  turn  its  own  property 
and  way  of  thinking.3 

This  inventive  attitude  in  reading  is  what  distinguishes 
the  scholar  from  the  book-worm,  the  thinker  from  the  idle 
absorber  of  print.  It  is  the  increasing  multitude  of  this 
latter  class  of  readers  that  makes  the  present  enormous  out- 
put of  literature  a  doubtful  blessing.  Reading  may  easily 
become  a  mental  dissipation.  It  is  such  to  the  book-worm 
mind,  charged  to  the  brim  with  printed  matter,  crammed  with 
undigested  loads  of  book-lore,   an   insatiable    absorber,  with 

1  See  above,  p.  398. 

2  Here  is  recalled  a  remark  once  made  to  the  present  writer  by  one  of  his  Leipzig 
teachers,  Professor  Friedrich  Delitzsch.  "  A  German  professor,"  said  he  in  a  tone 
of  playful  exaggeration,  "  never  reads  a  book  except  with  the  design  of  writing 
another." 

►ne  must  be  an  inventor  to  read  well.  As  the  proverb  says  '  He  that  would 
bring  home  the  wealth  of  the  Indies  must  carry  out  the  wealth  of  the  Indies.'  There 
is  then  creative  reading  as  well  as  creative  writing.  When  the  mind  is  braced  by  labor 
and  invention,  the  page  of  whatever  book  we  read  becomes  luminous  with  manifold 
allusion.  Every  sentence  is  doubly  significant,  and  the  sense  of  our  author  is  as  broad 
as  the  world."  —  Emerson,  The  American  Scholar^  Works,  Vol.  i,  p.  94. 


410  INVENTION  IN  ITS  ELEMENTS. 

neither  impulse  nor  ability  to  make  its  stores  useful,  a  mine 
inert,  benumbed,  deadened  by  unassimilated  knowledge.  Ii 
is  such  just  as  deplorably  to  him  whose  mental  food  is  books 
not  worth  remembering, — vapid  fiction  and  froth  of  the  day. 
which  he  reads  not  to  retain  but  to  make  a  means  of  killing 
time.  The  evil  of  such  books,  when  one  is  enslaved  to  them, 
is  that  they  kill  more  than  time :  they  kill  the  memory,  the) 
kill  interest  in  solid  matters,  they  kill  all  grasp  and  sharpness 
of  thought.  It  is  this  kind  of  reading  to  which  we  are  here 
concerned  to  enforce  a  contrast. 

This  inventive  attitude  —  the  mind  active  superseding  the 
mind  passive,  — while  it  is  indispensable  to  the  writer,  is  oJ 
untold  value  to  all  who  read.  If  it  does  not  produce  new 
books,  it  gives  the  reading  itself  infinitely  more  worth,  by 
weaving  it  in  with  living  thought.  And  it  is  the  scholar's 
special  privilege  to  make  this  attitude  so  thoroughly  a  second 
nature  that  the  creative  bent  may  invigorate  all  his  reading, 
however  rapidly  or  even  cursorily  it  is  carried  on,  or  for  I 
whatever  purpose.  That  is  what  his  scholarly  mind  is  given  ; 
to  him  for;  that  is  the  true  object  of  culture.1 

Three   ways    of    creative    reading    may   here   be   specified.  ' 
They  are  suggested  by  the  following  familiar  passage  from 
Bacon:   "Some  Bookes  are  to  be  Tasted,  Others  to  be  Swal-  J 
lowed,  and  Some  Few  to  be  Chewed  and  Digested :   That  is,  j 
some  Bookes  are  to  be  read  onely  in  Parts;  Others  to  be  read 
but  not  Curiously ;  And  some  Few  to  be   read  wholly,   and 

1  "  Books  are  the  best  of  things,  well  used ;  abused,  among  the  worst.  What  is 
the  right  use  ?  What  is  the  one  end  which  all  means  go  to  effect  ?  They  are  for 
nothing  but  to  inspire.  I  had  better  never  see  a  book  than  to  be  warped  by  its 
attraction  clean  out  of  my  own  orbit,  and  made  a  satellite  instead  of  a  system.  The 
one  thing  in  the  world,  of  value,  is  the  active  soul.  This  every  man  is  entitled  to; 
this  every  man  contains  within  him,  although  in  almost  all  men  obstructed,  and  as  f 
yet  unborn.  The  soul  active  sees  absolute  truth  and  utters  truth,  or  creates.  In 
this  action  it  is  genius ;  not  the  privilege  of  here  and  there  a  favorite,  but  the 
sound  estate  of  every  man."  —  Emerson,  The  American  Scholar,  Works,  Vol.  i. 
p.  91. 


APPROACHES    TO  INVENTION.  411 

with  Diligence  and  Attention."1  Let  us  take  up  these  sug- 
gestions in  inverse  order. 

i.  Reading  for  Discipline.  —  This  is  mentioned  first,  because 
it  is  the  practical  means,  so  far  as  external  culture  can  do  it, 
of  inducing  that  creative  current  in  the  mind  which  is  neces- 
sary to  make  any  way  of  reading  effective.  As  the  object 
implies,  it  is  reading  carried  on  as  a  habit  and  self-culture ; 
reading  pursued  with  the  express  purpose  of  feeding  and 
stimulating  inventive  power. 

If  the  question  rises,  Why  read  for  discipline  ?  the  answer 
is  suggested,  not  dimly,  by  a  consideration  of  the  two  objects 
that  in  our  day  govern  wellnigh  the  whole  field  of  general 
reading.  Men  read  either  for  information,  as  represented  by 
the  newspaper,  or  for  pastime,  as  represented  by  current  fic- 
tion ;  and  in  both  cases  not  only  is  the  manner  of  reading 
rapid  and  cursory  but  the  matter  ordinarily  provided  is  such 
as  bids  for  such  perusal,  —  light  in  weight,  catchy,  and  of 
transient  interest.  A  third  way  of  reading  is  needed,  then,  for 
this  if  for  no  other  reason :  in  order  to  put  on  the  brakes,  to 
stay  with  a  book  long  enough  to  get  some  flavor  of  culture,  to 
get  below  those  surface  points  which  merely  catch  a  casual 
attention,  to  the  undercurrents  of  thought  and  ideal  and  inven- 
tion that  have  swept  in  the  deep  personality  of  the  author. 

The  question  what  to  read  for  discipline  thus  very  nearly 
answers  itself.  Not  the  superficial  but  the  searching  books, 
the  works  of  creative  invention  and  of  great  men ;  more 
especially  the  books  that  are  recognized  as  the  great  master- 
pieces and  vital  springs  of  literature.  Not  many  such  books, 
but  few,  and  one  at  a  time ;  not  necessarily  or  preferably 
bulky  books,  but  those  wherein  much  is  said,  and  especially 
much  large  personality  revealed,  in  little  space.2    The  specific 

1  Bacon,  Essay  Of  Studies. 

2  It  was  literature  of  this  fibre  that  Milton  had  in  mind.-literatuie  such  as  he 
himself  would  create,  when  in  his  Areopagitica  he  wrote:  "  For  Books  are  not  abso- 
lutely dead  things,  but  doe  contain  a  potencie  of  life  in  them  to  be  as  active  as  that 


412  INVENTION  IN  ITS  ELEMENTS. 

books  of  this  sort  must  be  left  for  the  reader's  peculiar  ben 
to  find;  in  the  broad  field  of  our  seasoned  and  classical  litera 
ture  the  choice  is  large.  That  it  is  real  —  that  large  disci 
plinary  and  quickening  value  exists  in  works  of  this  sort  —  i 
shown  by  the  way  the  English  Bible,  and  Shakespeare,  am 
Dante,  and  Milton,  to  say  nothing  of  more  modern  writers 
have  reverberated  through  our  literature,  moulding  and  steady 
ing  generations  of  thought  and  style. 

The  answer  to  the  question  how  to  read  for  discipline  fall: 
into  line  with  the  rest.  When  you  have  chosen  a  work  thai 
rises  out  of  the  centre  of  a  deep  life,  read  until  you  are  ir 
possession  of  its  inner  secret.  That  is  what  disciplinar) 
reading  amounts  to ;  the  method  is  but  devising  detailed 
means  to  this.  Read  both  rapidly,  to  get  the  grand  sweep  ol 
it,  and  with  slow  studiousness,  to  resolve  phrase  and  allusion, 
and  to  fathom  the  involvements  of  thought  and  imagination. 
Read  analytically,  until  all  is  resolved  into  its  elements  ;  read 
synthetically,  until  all  the  elements  are  vitally  joined  again  ; 
read  so  many  times  that  the  spirit  and  substance  of  the  work 
become  a  part  of  your  own  mind's  tissue.  And  the  result 
will  be  that  the  writer's  power  of  invention  will  to  some  de- 
gree  be  infused  into  you  ;  having  submitted  thoroughly  to  his 
mind's  working,  you  will  find  your  own  mind  braced  and  stimu- 
lated to  work  inventively.  This  is  the  true  meaning  of  read- 
ing for  culture,  so  much  talked  of.  Few  pursue  it  far  enough, 
or  patiently  enough,  to  know  what  is  in  it ;  but  for  those  who 
do,  it  is  worth  all  the  time  and  meditation  devoted  to  it. 

The  question  when  to  read  for  discipline  must  not  be  dis- 
missed as  unimportant.  For  the  thinker  and  writer  such  read- 
ing should  be  the  custom  and  habit  of  every  day.  It  has  thus 
something  of  the  nutritive  power  of  daily  food.     By  authors 

soule  was  whose  progeny  they  are ;  nay  they  do  preserve  as  in  a  violl  the  purest 
efficacie  and  extraction  of  that  living  intellect  that  bred  them.  ...  A  good  Bookfll 
is  the  pretious  life-blood  of  a  master  spirit,  imbalm'd  and  treasur'd  up  on  purpose  to 
a  life  beyond  life." 


APPROACHES    TO   INVENTION.  413 

ancient  and  modern  it  has  been  pursued  especially  as  a  means 
of  giving  the  mind  tone  and  glow  preparatory  to  composition! 
A  short  season  of  meditation  over  the  pages  of  some  con- 
genial author  serves  to  transport  the  reader,  as  it  were,  into 
the  literary  atmosphere,  wherein  his  mind  begins,  by  the. 
discipline  it  has  imbibed,  to  strike  out  inventive  lines  for 
itself.1 

2.  Compendious  Reading.  —  This  way  of  reading,  for  which 
in  our  studious  age  there  is  great  occasion,  has  in  view  the 
rapid  gaining  of  large  and  general  masses  of  information,  the 
mastery  of  whole  books  and  whole  tracts  of  theory  or  story, 
as  a  kind  of  background  or  setting  for  the  writer's  own  more 
restricted  department  of  work.  It  supplies  the  kind  of  all- 
round  culture  that  Bacon  had  in  mind  when  he  said,  "  Read- 
ing maketh  a  full  man."  The  books  that  are  thus  read 
rapidly  and  in  the  large  are  the  practical  treatises :  history, 
science,  philosophy,  criticism,  as  also  travels  and  descriptive 
works,  and  for  a  less  strenuous  object,  works  of  fiction. 
Such  books  leave  in  the  reader's  mind  a  large  survey  of  their 
subject-matter  ;  they  represent  the  basis  of  liberal  information 
to  which  his  specialty  of  study  is  more  or  less  intimately 
related  and  by  which  it  is  oriented. 

Rapid  reading  can  be  done  well  only  by  an  alert  and 
quickened  mind ;  and  this  is  most  practically  secured  by  a 
previous  thorough  habituation   to  disciplinary  reading.     Let 

1  "  Let  it  be  added  .  .  .  that  the  method  in  question  is  supported  by  the  practice 
of  many  eminent  authors.  Voltaire  used  to  read  Massillon  as  a  stimulus  to  pro- 
duction. Bossuet  read  Homer  for  the  same  purpose.  Gray  read  Spenser's  Fairie 
Queene  as  the  preliminary  to  the  use  of  his  pen.  The  favorites  of  Milton  were 
Homer  and  Euripides.  Fenelon  resorted  to  the  ancient  classics  promiscuously. 
Pope  read  Dryden  as  his  habitual  aid  to  composing.  Corneille  read  Tacitus  and 
Livy.  Clarendon  did  the  same.  Sir  William  Jones,  on  his  passage  to  India. 
planned  five  different  volumes,  and  assigned  to  each  the  author  he  resolved  to  read  as 
a  j^uirle  and  an  awakener  to  his  own  mind  for  its  work.  Buff  on.  made  the  same  use 
of  the  works  of  Sir  Isaac  Newton.  With  great  variety  of  tastes,  successful  authors 
have  generally  agreed  in  availing  th  !  this  natural  and  facile  method  of 

educating  their  minds  to  the  work  of  original  creation." — PHELPS,  Men  ami  Books, 
P-  3°3- 


414  INVENTION  IN  ITS  ELEMENTS. 

the  mind  become  fully  accustomed  to  noting  the  finer  anc 
deeper  elements,  and  compendious  reading,  instead  of  bein£ 
the  surface  skimming  that  such  reading  too  generally  is,  wil 
yield  much  of  its  depth  at  a  glance.  This  is  an  accomplish 
ment  well  worth  working  for. 

As  thus  trained  for,  compendious  reading,  more  specifically 
defined,  is  the  application  of  the  acquired  ability  to  steer  the 
mind,  in  reading,  straight  from  or  through  details  and  color- 
ing to  the  central  current  of  thought.  It  requires,  as  it  also 
progressively  develops,  first,  grasp  of  the  vital  thread  of  dis- 
course ;  secondly,  an  instinctive  discrimination  between  what 
is  principal  and  what  subordinate,  so  that  in  the  idea  retained 
each  may  assume  its  fitting  rank  and  emphasis ;  and  thirdly, 
ability  to  think  in  the  large,  to  range  by  a  kind  of  interpre- 
tative imagination  over  the  whole  field  at  once  and  realize  its 
relations  and  perspectives.  All  this,  needless  to  say,  does  not 
come  of  itself ;  it  is  the  result  of  a  self-discipline  as  specific 
as  language  or  mathematics.1 

The  grand  practical  object  for  the  writer,  in  thus  reading 
compendiously,  is  the  large  effect  it  has  upon  his  own  inven- 
tive work.     Whatever   his   immediate   task,   he   should    read 

1  The  previous  discipline,  the  studious  basis,  is  here  insisted  on  because  without  it 
rapid  and  compendious  reading  is  a  source  of  harm  rather  than  good.  It  may  be- 
come only  another  form  of  that  mental  dissipation  already  described  on  page  409. 
De  Quincey  thus  analyzes  its  effect :  "  An  evil  of  modern  growth  is  met  by  a  modern 
remedy.  Every  man  gradually  learns  an  art  of  catching  at  the  leading  words,  and 
the  cardinal  or  hinge-joints  of  transition,  which  proclaim  the  general  course  of  a 
writer's  speculation.  Now  it  is  very  true,  and  is  sure  to  be  objected  —  that,  where  so 
much  is  certain  to  prove  mere  iteration  and  teasing  tautology,  little  can  be  lost  by 
this  or  any  other  process  of  abridgment.  Certainly,  as  regards  the  particular  sub- 
ject concerned,  there  may  be  no  room  to  apprehend  a  serious  injury.  Not  there,  not 
in  any  direct  interest,  but  in  a  far  larger  interest  —  indirect  for  the  moment,  but  the 
most  direct  and  absolute  of  all  interests  for  an  intellectual  being,  the  reader  suffers  a 
permanent  debilitation.  He  acquires  a  factitious  propensity,  he  forms  an  incorrigible 
habit  of  desultory  reading.  Now,  to  say  of  a  man's  knowledge  that  it  will  be  shal- 
low or  (which  is  worse  than  shallow)  will  be  erroneous  and  insecure  in  its  founda- 
tions, is  to  say  little  of  such  a  habit :  it  is  by  reaction  upon  a  man's  faculties,  it  is  by 
the  effects  reflected  upon  his  judging  and  reasoning  powers,  that  loose  habits  of 
reading  tell  eventually.     And  these  are  durable  effects.     Even  as  respects  the  minor 


APPROACHES   TO   INVENTION.  415 

more  broadly  and  deeply  than  the  subject  in  hand  calls  for. 
Too  many  when  thus  it  is  their  duty  to  read  up  for  a  subject, 
reid,  so  to  say,  merely  from  hand  to  mouth,  —  that  is,  only  so 
far  as  is  to  be  utilized  for  immediate  reproduction.  Such 
reading  is  sure  to  betray  itself ;  it  is  undigested  and  crude. 
Besides,  the  custom  is  narrowing,  fatal  to  originality,  and  pre- 
cludes improvement.  By  reading  always  broadly  and  deeply, 
the  writer  masters  not  only  his  immediate  subject,  but  such 
an  ample  sphere  of  thought  and  fact  as  contains  the  material 
and  suggestion  of  many  allied  subjects. 

The  value  of  such  broad  reading,  as  compared  with  the 
more  restricted  way,  is  twofold.  First,  the  immediate  subject 
is  better  understood  and  more  satisfactorily  presented,  when 
in  the  work  of  research  its  whole  department  of  thought,  with 
its  limits  and  relations,  has  been  studied.  Although  only  one 
small  aspect  may  be  given,  what  is  presented  takes  a  depth 
and  color  due  to  the  writer's  knowledge  of  its  connections 
with  more  comprehensive  thought ;  there  is  a  pervading  sense 
of  reserve  power  and  fulness.  Secondly,  by  reading  beyond 
and  below  each  subject  the  writer  stores  and  stimulates  his 
mind  for  future  work.  He  is  taking  measures  to  maintain  a 
reserve  of  resources.  There  is  thus  no  danger  of  his  writing 
himself  out,  because  the  fountain,  though  drawn  from  continu- 
ally, is  kept  full  by  the  very  preparation  for  drawing ;  while 
the  depth  and  quality  of  his  knowledge  improve  steadily  with 
use.     His  literary  work  is  thus  made  a  liberal  education. 

3.  Reading  by  Topics. — This  is  reading  with  your  own 
theme  in  mind  to  control ;  the  theme  serving  as  a  loadstone 

purpose  of  information,  better  it  is,  by  a  thousandfold,  to  have  read  threescore  of 
(looks  (chosen  judiciously)  with  severe  attention,  than  to  have  raced  through  the  library 
of  the  Vatican  at  a  newspaper  pace.  But,  as  respects  the  final  habits  acquired,  habits 
of  thinking  coherently,  and  of  judging  soundly  —  better  that  a  man  should  not  have 
lead  one  line  throughout  his  life,  than  have  travelled  through  the  journals  of  Europe 
by  this  random  process  of  '  reading  short.'  "  —  Dli  Quincev,  Essay  on  Style,  Works, 
Vol.  iv,  p.  2oy. 


416  INVENTION  IN  ITS  ELEMENTS. 

to  attract  congenial  material,  and  as  a  sieve  to  select  or  leave 
The  material  thus  gathered  seasons  and  strengthens  your  owi 
thinking,  and  fills  up  the  gaps.  Of  its  utility  in  the  genera 
outfit  of  a  writer,  there  can  be  of  course  no  question. 

The  books  that  require  such  consultation  by  topics  are  th( 
works  of  exhaustive  research,  yet  whose  subject-matter  $ 
more  in  the  form  of  materials  for  literature  than  the  finishec 
literature  itself ;  such  are  specialized  treatises,  reports,  docu- 
ments, and  in  general  the  original  sources  of  minute  and 
thorough  information.  To  read  such  works  through  would  be 
a  positive  disadvantage,  to  say  nothing  of  the  labor.  Their 
subject-matter  is  in  too  diffuse  and  chaotic  form  for  that. 
They  are  therefore  merely  to  be  interrogated  on  those  par- 
ticular points  which  in  other  reading,  or  in  the  process  of 
thought,  have  revealed  themselves  as  in  need  of  greater  ful- 
ness or  corroboration. 

The  art  of  reading  by  topics  is  the  art  of  finding  what  one 
wants,  and  disentangling  it,  and  letting  the  rest  go.  A  simple 
seeming  process  this,  yet  requiring  a  mind  very  sharply 
trained  and  intensely  directed.  It  calls  for  the  possession, 
first,  of  a  defined  idea  of  what  is  wanted ;  secondly,  a  swift 
instinct  to  select  out  what  will  serve  your  purpose ;  and 
thirdly,  quickness  to  expand  suggestions,  turns  of  phrase, 
hints,  implications.  It  is  but  one  more  application  of  the 
sharpness  of  mind  engendered  by  disciplinary  reading  and 
meditation,  the  habit  of  ready  and  accurate  analysis.1 


1  "  I  have  been  surprised  many  times,  after  I  have  diligently  gestated  a  subject 
myself  and  then  have  started  out  into  my  library  for  the  say-so  of  other  men  on  that 
subject,  to  notice  not  merely  in  what  a  lightsome  and  expert  way  I  handled  them, 
but  also  in  what  a  swift  facility  I  utilized  their  many  volumes;  —  sometimes  one 
glance  will  answer  —  and  if  I  encounter  a  book  wherein  the  entire  subject  is  opened - 
out  profoundly  and  in  a  complete  treatment,  considerable  portions  of  the  book  I 
catch  up  with  a  touch  and  go,  and  the  denser  parts  cannot  very  long  delay  me. 
This  sounds  boastful,  but  it  is  not.  Almost  any  man  may  make  the  experiment  for 
himself.  And  I  advise  you  all  to  make  it  —  and  to  keep  making  it  so  long  as  you 
live."  —  Burton,  Yale  Lectures,  p.  51. 


APPROACHES   TO   INVENTION.  417 

The  man  who  reads  by  topics  has  an  eye  for  the  make-up 
of  books.  From  an  index,  or  table  of  contents,  or  preface,  he 
can  guide  himself  unerringly  to  the  main  or  minor  point  that 
gives  the  consultation  present  significance.  He  comes  natur- 
ally, by  this  ability,  to  have  touch  with  bibliographical  matters, 
to  know  what  is  reputable  in  book-making,  to  have  acquaint- 
ance with  publishers  and  their  specialties,  to  discriminate 
between  the  authoritative  and  the  second-hand  in  authorship. 
In  addition  to  the  knowledge  he  already  possesses  he  comes 
insensibly  to  be  aware  where  knowledge  is  to  be  looked  for 
and  found.1  He  is  at  home  in  a  library,  and  can  accumulate 
rapid  information  from  a  large  number  of  books  as  easily  as 
from  one.  Books,  in  short,  become  his  companions  and 
familiar  friends. 


IV. 

Disposal  of  Results.  —  As  one's  meditation  and  reading 
become  more  quickened  by  the  inventive  spirit,  some  method 
of  preserving  results  is  naturally  sought.  This  leads  to  the 
taking  of  notes,  the  devising  of  indexes  for  reference*  the  pre- 
serving of  cuttings,  the  keeping  of  commonplace  books,  and 
the  like.  The  tendency  to  such  things,  and  the  ability  to 
carry  on  a  system  once  adopted  or  to  profit  by  what  is  thus 

1  "  No  sooner  had  we  made  our  bow  to  Mr.  Cambridge,  in  his  library,  than  John- 
son ran  eagerly  to  one  side  of  the  room,  intent  on  poring  over  the  backs  of  the  books. 
Sir  Joshua  observed,  (aside),  '  He  runs  to  the  books,  as  I  do  to  the  pictures  :  but  I 
have  the  advantage.  I  can  see  much  more  of  the  pictures  than  he  can  of  the  books.' 
Mr.  Cambridge,  upon  this,  politely  said,  '  Dr.  Johnson,  I  am  going,  with  your  pardon, 
to  accuse  myself,  for  I  have  the  same  custom  which  I  perceive  you  have.  But  it 
seems  odd  that  one  should  have  such  a  desire  to  look  at  the  backs  of  books.'  John- 
Son,  ever  ready  for  contest,  instantly  started  from  his  reverie,  wheeled  about,  and 
answered,  '  Sir,  the  reason  is  very  plain.  Knowledge  is  of  two  kinds.  We  know  a 
subject  ourselves,  or  we  know  where  we  can  find  information  upon  it.  When  we 
enquire  into  any  subject,  the  first  thing  we  have  to  do  is  to  know  what  books  have 
treated  of  it.  This  leads  us  to  look  at  catalogues,  and  the  backs  of  books  in  libra- 
ries.' "  —  Uoswell,  Life  of  Johnson  (G.  B.  1 1  ill's  edition;,  Vol  H,  p.  417. 


418  INVENTION  IN  ITS  ELEMENTS. 

preserved,  is  so  largely  a  matter  of  temperament  that  nothing 
whatever  can  be  prescribed  for  all.  Some  read  and  meditatt 
for  immediate  use,  and  carry  their  stores  of  information  ir 
more  or  less  digested  form  in  memory.  Others  trust  much  tc 
accumulated  materials  and  to  systematic  storing.  As  in  style 
and  planning,  so  here,  every  one  must  evolve  his  own  besl 
way,  from  his  powers  and  habits  of  mind. 

Some  practical  remarks  may,  however,  here  be  given,  espe- 
cially to  indicate  the  relation  of  these  customs  to  invention. 

Taking  Notes.  — Two  objects,  in  the  main,  are  had  in  view 
in  the  taking  of  notes :  the  recording  of  suggestions  that 
come  to  one's  own  mind  at  times  when  finished  composition 
is  not  practicable  ;  and  the  securing,  in  abstract  or  in  par- 
ticular data,  of  material  read  or  heard.  This  latter  material 
may  best  be  cared  for  in  the  same  system  as  are  references  and 
citations,  to  be  mentioned  presently ;  it  belongs  like  them  to 
the  unworked  data  of  the  writer's  mind.  The  former,  the 
record  of  one's  own  thoughts,  is  of  special  value  as  a  stimulus 
and  practical  support  to  one's  processes  of  thought ;  a  tangible 
means  of  developing  the  habit  of  seeking  clearness  and  order. 
A  note-book  may  thus  be  a  workshop,  where  lines  of  thought 
have  their  germination  and  first  shaping,  and  where  currents 
of  obscure  meditation  run  themselves  clear.  Of  course  one 
is  continually  outgrowing  such  a  record  ;  but  this  is  one  great 
element  of  its  value,  —  the  inventive  mind  is  thus  kept  in 
a  state  of  growth,  and  has  something  to  outgrow. 

An  important  feature  of  utility  in  the  taking  of  notes  is 
this  :  notes  should  not  be  heedlessly  taken,  or  consist  merely 
of  catchwords.  They  should  have  all  the  finish  that  the  time 
permits.  Then  if  they  are  referred"  to  afterward,  they  will  be 
formed  enough  to  yield  their  original  flavor  without  painful 
and  doubtful  supplementing  from  memory;  and  further,  the 
very  putting  of  them  down  will  have  marked  a  step  forward  in 
composition.     It  is  doubtful  if  an  original  note  which  does 


APPROACHES   TO  INVENTION.  419 

not  represent  the  author's  best  is  worth  preserving  ;  doubtful, 
too,  if  the  inventive  ardor  will  continue  to  attend  it  if  the 
note-taking  evinces  less  than  the  high  water  mark  of  his  think- 
ing at  the  time. 

References  and  Citations.  —  The  keeping  of  some  'kind  of 
index  rerum,  for  fugitive  notes,  references,  and  citations,  is 
sure  to  commend  itself  at  some  time  in  a  writer's  career;  and 
not  unlikely  many  starts  and  failures  may  be  made  before  the 
writer  finds  his  most  practicable  method.  This  perhaps  can- 
not well  be  avoided,  nor  is  it  necessarily  a  reproach.  It  will 
probably  be  found,  however,  that  the  method  that  works  best 
at  last  is  the  simplest.  To  plan  for  as  little  machinery  as 
possible  has  the  best  promise  of  success  ;  even  though  the 
plan  adopted  may  be  very  imperfect,  as  compared  with  others 
advocated. 

Whatever  the  system,  the  success  of  it  depends  mainly  on 
the  writer's  closeness  of  touch  with  it.  For  this  reason  the 
kind  of  material  preserved  is  most  fitly  such  as  belongs  to  the 
writer's  most  specialized  sphere  of  study,  the  kind  of  fact  and 
truth  with  which  his  mind  is  most  constantly  occupied. 

Commonplace  books,  on  account  of  the  labor  of  transcrib- 
ing passages,  are  much  more  liable  than  any  other  undertaking 
to  be  discontinued.  The  same  value  attaches  to  them  as  to 
indices  rerum ;  there  is  the  necessity  also  of  keeping  in  touch 
with  them,  —  in  fact,  more  good  comes,  probably  from  the 
making  of  them  than  from  their  contents  when  they  are 
made.  For  this  reason  no  one  can  make  a  commonplace  book 
for  another  ;  it  must  have  something  of  the  personal  quality 
of  a  journal  intime.  Like  a  note-book,  a  commonplace  book 
is  speedily  outgrown  ;  but  likewise  it  may  when  wisely  used  be 
made  a  practical  instrument.  Its  value  consists  in  keeping 
one's  readings  vital ;  and  this  is  undeniably  great. 


CHAPTER    XIII. 
THE    COMPOSITION    AS    A    WHOLE. 

Before  entering  upon  the  discussion  of  the  specific  forms 
that  invention  may  adopt  in  literary  discourse,  we  need  to 
note  the  typical  framework,  or  inventive  system,  that,  with 
whatever  modifications,  exists  under  all  forms.  The  principle 
of  this  has  already  been  anticipated  on  the  smaller  scale  of 
the  single  paragraph ! ;  it  remains  here  to  consider  the  prob- 
lems and  procedures  that  come  into  view  when  the  field  of 
operations  is  broader. 

In  two  opposite  directions  invention,  as  a  devising  act, 
works  to  bring  its  design  to  pass.  It  is  first  concentrative  ;  it 
thinks  its  material  inward  to  one  controlling,  comprehensive 
proposition,  which  we  call  the  theme.  Then,  secondly,  it  is 
distributive :  from  this  theme  as  a  centre  it  thinks  outward 
along  the  various  lines  and  radiations  of  the  thought,  —  in 
other  words,  it  makes  the  outline  or  plan.  So  much  for  the 
inventive  process  in  its  severe  narrow  sense.  But,  having 
proceeded  thus  -far,  this  same  devising  activity,  still  at  the 
work  of  rounding  its  design,  takes  to  its  aid  imagination, 
emotional  glow,  and  the  sense  of  style,  in  the  finishing  process 
called  amplification.  Here  at  last  the  artistic  enterprise  is 
complete ;  invention  and  style,  no  longer  separate,  have 
united  in  one  vital  yet  ordered  product. 

These  three  stages  of  work  determine  the  articulation  of 
the  present  chapter. 


1  See  The  Paragraph  in  Structure,  pp.  364  sqq.,  above. 
420 


THE    COMPOSITION  AS  A    WHOLE.  421 


I.     THE   THEME. 

Definition. — The  theme,  or  thesis,  which  in  some  form  under- 
lies the  structure  of  every  literary  work,  may  be  briefly  defined 
as  the  working-idea  of  the  discourse. 

As  a  working-idea,  that  is,  as  something  to  serve  for  point 
of  departure  and  nucleus  of  organism,  the  theme  is  not  a  thing 
caught  up  arbitrarily  ;  it  gets  its  status  as'  the  result  of  a  vigor- 
ous mental  process  of  concentration  and  packing,  reducing 
what  at  first  was  vague  and  diffused  from  nebulous  to  orbic 
form.  When,  therefore,  it  is  thus  determined,  it  has  derived 
suggestion  from  a  large  tract  of  thought ;  it  is,  in  fact,  the 
whole  discourse  reduced  to  one  comprehensive  proposition. 
When  the  body  of  thought  has  been  called  in  from  its  diffused 
state  to  this  organic  centre,  and  not  before,  it  is  in  condition 
for  working.1 

I. 

As  related  to  the  Subject.  —  What  is  thus  concentrated  must 
begin  somewhere,  must  have  something  to  condense.  This 
something  from  which  the  theme  is  derived  presents  itself  to 
the  mind  first  in  that  large  and  unshaped  mass  of  material 
which  we  call  the  subject. 

The  subject,  then,  may  be  defined  as  the  material  of  dis- 
course before  meditation  ;  the  theme  as  the  phrase  or  propo- 
sition that  represents  the  material  after  the  first  stage  of 
meditation,  when  the  range  and  bounds  of  treatment  are 
determined.  Subject  and  theme  stand  to  each  other  much 
in    the   relation  of  class  and  individual.     The  theme  is  not 

1  "  To  give  the  phrase,  the  sentence,  the  structural  member,  the  entire  composition, 

or  essay,   a  similar  unity  with  its  subject   and  with   itself:  —  style  is  in  the 

right  way  when    it  tends   toward  that.     All   depends  upon  the  original  unity,  the 

vital  wholeness  and  identity,  of   the  initiatory   apprehension  or  view."  —  Pater, 

Appreciations,  p.  19. 


422  INVENTION  IN  ITS  ELEMENTS. 

a  part  of  the  subject,  because  as  an  individual  it  retains  all 
the  traits  of  its  class  ;  rather  it  is  the  whole  subject  turned 
in  a  certain  determinate  direction. 

Note. —  In  Cardinal  Newman's  lecture  on  Elementary  Studies  (Idea  of 
a  University,  pp.  355-361),  there  is  a  very  lucid  distinction  made  between  what 
are  here  called  subject  and  theme.  It  occurs  in  a  discussion  of  a  student 
essay  on  Fortes  Fortuna  Adjuvat  (Fortune  favors  the  brave).  "  Now  look 
here,  the  subject  [theme]  is  'Fortes  fortuna  adjuvat';  now  this  is  a  propo- 
sition ;  it  states  a  certain  general  principle.  .  .  .  '  Fortuna '  was  not  his  sub- 
ject [theme]  ;  the  thesis  was  intended  to  guide  him,  for  his  own  good.  .  .  . 
It  would  have  been  very  cruel  to  have  told  a  boy  to  write  on  'fortune '  ;  it 
would  have  been  like  asking  him  his  opinion  of  '  things  in  general.'  For- 
tune is  'good,'  'bad,'  'capricious,'  'unexpected,'  ten  thousand  things  all  at 
once,  .  .  .  and  one  of  them  as  much  as  the  other.  Ten  thousand  things  may 
be  said  of  it ;  give  me  one  of  them,  and  I  will  write  upon  it ;  I  cannot  write 
on  more  than  one." 

What  this  direction,  this  working  thrust  of  the  subject  shall 
be,  may  depend  on  a  variety  of  considerations :  its  timeliness, 
for  instance  ;  its  adaptedness  to  the  public  for  which  it  is 
designed  and  to  the  occasion  and  limitations  of  treatment ; 
the  literary  form  in  which  the  writer  chooses  to  work, — essay, 
oration,  story,  or  treatise.  Most  of  all,  however,  it  depends 
on  the  special  discovery  which  the  writer  has  made  concern- 
ing the  subject.  He  has  come  to  view  it  in  a  certain  light, 
or  from  a  certain  point  of  view ;  and  the  theme  is  just  the 
accurate  formulation,  for  his  own  guidance  in  treatment,  of 
the  way  the  subject  looks  thus  viewed.  He  recognizes,  in 
other  words,  that  not  everything,  not  every  important  thing, 
can  be  said  about  any  subject.  What  is  said  must  be  rigor- 
ously selected,  both  for  the  occasion  and  in  view  of  the  par- 
ticulars that  belong  together.  The  theme  is  the  principle  of 
selection,  put  into  such  form  that  the  writer  can  use  it  as  a 
point  of  departure  and  mental  reference. 

Thus  the  theme  becomes  a  point  of  outlook  toward  all  the 
divisions  of  the  discourse,  and  has  the  life  of  it  all  in  crystalliza- 


THE   COMPOSITION  AS  A    WHOLE.  423 

tion,  while  also  it  determines  the  scale  and  the  selection  that 
shall  control  every  part.  This  implies,  and  ideally  requires, 
so  fine  a  relation,  that  in  a  well-invented  paper  an  analysis 
can  condense  its  various  stages  back  into  a  theme  again,  and 
thus  test  the  unity  and  mutual  consistency  of  the  whole  in  a 
single  utterance. 

Examples.  —  This  relation  of  theme  to  subject  may  be' illustrated  by 
taking  some  standard  essays  which  are  well  enough  planned  to  bear  it,  and 
reducing  them  to  their  nucleus  thought. 

i.  Of  Macaulay's  Essay  on  History  x  the  large  subject  is  obvious: 
history.  So  far  forth,  however,  we  have  no  limitation  of  it,  not  even  enough 
to  fit  its  form  ;  it  might  be  a  voluminous  treatise  on  universal  history;  it 
might  define  history  in  a  few  paragraphs.  A  little  examination  suffices  to 
show  that  Macaulay  has  in  mind  a  treatment  suited  to  the  project  that  he 
was  then  beginning  to  cherish  of  writing  a  history  ;  it  is  his  thought  on  The 
Art  of  Writing  History.  This  restricts  the  original  subject  materially, 
though  as  thus  stated  it  is  rather  more  properly  a  subsidiary  subject  than 
a  developed  theme  ;  it  still  lacks  specific  direction.  On  further  study  of 
the  essay  we  find  that  its  whole  course  conforms  to  and  is  controlled  by 
some  such  proposition  as  this :  The  art  of  writing  history,  which, 

BEGINNING  ANCIENTLY  IN  PURE  NARRATION,  HAS  WITH  ADVANCING 
POWER  OF  GENERALIZATION  COME  IN  MODERN  TIMES  TO  THE  OPPOSITE 
EXTREME  OF  PURE  PHILOSOPHIZING,  HAS  NEVER  YET  PRODUCED  A  PER- 
FECT MASTERPIECE,  NOR  CAN  IT  DO  SO,  EXCEPT  BY  BLENDING  AND 
BALANCING   THESE   TWO    ELEMENTS. 

2.  Professor  Woodrow  Wilson,  writing  nearly  a  lifetime  after  Macaulay, 
has  written  an  essay  on  the  same  subject,  The  Art  of  Writing  History, 
though  his  title  is  different,2  —  an  essay  which  virtually  calls  a  halt  to  the 
extreme  reaction  against  Macaulay's  method  that  prevails  in  historical 
presentation.      Its  controlling  proposition   is   this  :    History  is  not   a 

RECORD    OF    ALL   THE    FACTS  :    THAT   WERE    IMPOSSIBLE.       IT    IS   A  RECORD 


1  Macaulay,  Essays,  Vol.  i,  p.  376. 

'2  Wilson,  The  Truth  of  the  Matter,  in  Mere  Literature  and  Other  Essays, 
p.  161.  By  kind  permission  of  the  author  I  am  enabled  to  illustrate  various  stages 
and  processes  in  essay-writing  by  this  essay.  The  references  made  to  it  are:  how 
the  plan  grew,  p.  405,  footnote;  its  theme,  p.  423  ;  its  title,  p.  431  ;  its  plan,  p.  439; 
its  stages  of  progress,  p.  441  ;  its  use  of  an  associational  law,  p.  445  ;  its  inductive 
structure,  p.  447;  its  introduction,  p.  453;  its  conclusion,  p.  455;  its  transition, 
P-457- 


424  INVENTION  IN  ITS  ELEMENTS 

OF  SOME  OF  THE  FACTS,  SELECTED  FOR  THEIR  SIGNIFICANCE,  AND  SEl 
FORTH  IN  SUCH  ORDER  AND  COMBINATION,  WITH  SUCH  A  TOUCH  OB 
REALIZING  IMAGINATION,  WITH  SUCH  COLOR  AND  LIFE,  AS  SHALL  CAUSE 
THEM,  IF  POSSIBLE,  TO  MAKE  THE  SAME  IMPRESSION  UPON  US  THAT 
THEY    MUST    HAVE    MADE    ON    THOSE   WHO    WERE   ACTORS    IN    THE    MIDST 


OF   THEM 


3.  John  Morley's  Essay  on  Macaulay  2  is  a  good  example  of  a  theme 
that  seizes  an  occasion ;  it  was  written  in  1876,  just  before  the  appearance  of 
Trevelyan's  biography  of  Macaulay,  for  which  everybody  was  looking  with 
keen  interest.  It  was  not  intended,  however,  to  be  at  all  biographical,  but 
critical;  its  object  was  to  deal  with  that  very  interest  which  was  so  in  the 
air.  The  article  states  its  own  object  in  theme  form,  thus:  "To  ask 
ourselves  shortly  what  kind  of  significance  or  value  belongs 
to  Lord  Macaulay's  achievements,  and  to  what  place  he  has  a 

CLAIM     AMONG    THE    FORCES    OF    ENGLISH    LITERATURE."       This    restricts 

the  subject  to  a  line  of  treatment  suited  to  the  limits  of  a  review  article, 
and  gives  it  a  specific  direction. 

Significance  of  Theme  as  deduced.  —  As  thus  deduced  from 
the  subject,  the  theme  is  the  result  of  two  opposite  mental 
powers :  a  large  grasp,  wherein  the  writer  carries  a  sense  of  the 
whole  range  of  the  subject-matter ;  and  a  vigorous  concen- 
trative  effort,  wherein  every  line  and  limitation  of  thought  is 
represented  by  some  word  or  shading  of  expression.  The 
whole  formulation,  then,  presents  perhaps  the  purest  occa- 
sion in  the  whole  discourse  for  that  aspect  of  clearness  called 
precision3;  —  an  occasion  all  the  purer  because  the  theme  is 
not  made  up  at  all  with  reference  to  readers  but  for  the  guid- 
ance and  steadying  of  the  writer  himself.  The  more  minutely 
accurate  this  formulation  on  the  part  of  the  writer,  the  greater 
the  chance  of  unity,  consistency,  and  non-distraction  of  effect 
as  the  reader  receives  it.  The  study  to  bring  all  the  material 
under  one  miniature  view  has  banished  whatever  is  extraneous 


1  This  statement  of  the  proposition  was  kindly  made,  at  my  request,  by  the  author 
of  the  essay. 

2  Morley,  Critical  Miscellanies,  Vol.  i,  p.  253. 

3  See  above,  pp.  29  sqq. 


THE   COMPOSITION  AS  A    WHOLE.  425 

to  present  treatment,  and  laid  out  the  straight  road  for  the 
thought  to  travel.1 

This  matter  is  insisted  on  here,  because  so  much  depends 
upon  it.  Thinking  to  a  theme  at  the  outset,  and  then  stick- 
ing with  absolute  surrender  to  it  when  it  is  once  determined, 
is  the  only  way  to  make  one's  writing  accomplish  a  definite 
end.  Neglect  or  carelessness  in  this  one  matter  is  the  most 
fruitful  cause  of  slipshod  and  sloppy  writing.  The  flood  of 
writing  that  is  born  and  dies,  leaving  no  definite  impression 
on  men,  is  more  than  all  else  the  result  of  that  haste  or  indo- 
lence which  will  not  take  the  trouble  to  grasp  and  follow  a 
theme. 

Example  of  the  Process  of  Deduction.  —  In  the  following,  which 
is  the  opening  paragraph  of  a  sermon,  we  see  the  relation  of  the  text  to  the 
theme,  and  also  the  whole  process  of  deduction  from  the  narrative  of  which 
the  text  is  a  part.  The  whole  is  provided  also  with  a  title. 
Title  :  Duty  not  measured  by  our  own  ability.2 
Text:  Luke  ix.  13  —  "  But  he  said  unto  them,  Give  ye  them  to  eat." 
"  When  Christ  lays  it  thus  upon  his  disciples,  in  that  solitary  and  desert 
place,  to  feed  five  thousand  men,  he  cannot  be  ignorant  of  the  utter  impossi- 
bility that  they  should  do  it.  And  when  they  reply  "that  they  have  only 
five  loaves  and  two  fishes,  though  the  answer  is  plainly  sufficient,  he  is  nowise 
diverted  from  his  course  by  it,  but  presses  directly  on  in  the  new  order,  that 
they  make  the  people  sit  down  by  fifties  in  a  company,  and  be  ready  for  the 
proposed  repast.  Debating  in  themselves,  probably,  what  can  be  the  use 
of  such  a  proceeding,  when  really  there  is  no  supply  of  food  to  be  distributed, 
they  still  execute  his  order.  And  then  when  all  is  made  ready,  he  calls  for 
the  five  loaves  and  two  fishes,  and,  having  blessed  them,  begins  to  break, 
and  says  to  them  —  Distribute.  Marvellous  loaves!  broken,  they  are  not 
diminished  !  distributed,,  they  still  remain  !  And  so  returning,  again  and 
again,  to  replenish  their  baskets,  they  continue  the  distribution,  till  the 
hungry  multitude  are  all  satisfied  as  in  a  full  supply.     In  this  manner  the 

1  As  a  means  of  self-discipline  in  this  respect  the  writer  will  get  no  harm  from 
incurring  in  some  degree  the  tendency  which  Joubert  confesses  of  himself:  "  If  there 
he  a  man  tormented  by  the  cursed  ambition  to  put  a  whole  book  into  a  page,  a 
Whole  page  into  a  phrase,  and  that  phrase  into  a  word,  I  am  that  man."'  —  JOUB1  R  1 , 
Thoughts^  p.  275. 

2  Bushnell,  Sermons  for  the  New  Life,  p.  364. 


426  INVENTION  IN  ITS  ELEMENTS. 

original  command  —  Give  ye  them  to  eat  —  is  executed  to  the  letter.  They 
have  made  the  people  sit  down,  they  have  brought  the  loaves,  they  have 
distributed,  and  he  at  every  step  has  justified  his  order,  by  making  their 
scanty  stock  as  good  as  a  full  supply. 

"  This  narrative  suggests  and  illustrates  the  following  important  prin- 
ciple — 

"  That  men  are  often,  and  properly,  put  under  obligation 
to   do  that  for   which  they  have,   in  themselves,   no  present 

ABILITY." 

Here  the  text  expresses  merely  the  kernel  or  lesson  of  the  passage  in 
which  it  occurs,  and  its  teaching  is  made  clear  by  a  summary  of  the  whole 
narrative,  which  summary  is  concentrated  upon  the  lesson.  The  example 
is  a  more  formal  deduction  of  theme  than  is  usual  in  sermons  nowadays ; 
but  the  definiteness  with  which  it  directs  the  discourse  to  one  idea  is  no 
greater  than  ought  to  obtain  in  every  discourse,  however  the  statement 
of  the  theme  may  be  concealed. 

II. 

As  related  to  Form  of  Discourse.  —  No  form  of  discourse 
can  dispense  with  the  theme ;  it  exists  and  must  be  carefully- 
determined  in  all ;  but  in  some  forms  it  exists  as  it  were  in 
solution,  pervading  and  coloring  the  whole,  while  the  purpose 
of  other  forms  makes  necessary  a  more  formal  expression  of 
it.1  In  general  the  theme  stands  out  more  in  proportion  as 
the  discourse  is  more  of  the  brain,  the  thinking  power ;  it  is 
more  hidden  and  pervasive  as  the  discourse  is  more  addressed 
to  the  imagination  or  the  emotions.  This  fact  leads  to  three 
distinctions  in  themes,  as  related  to  form  of  discourse. 

i.  The  diffused  or  pervading  theme  belongs  predominantly 
to  description  and  narration.  Least  marked  in  description, 
it  is  perceived  through  a  general  congruity  of  details  and  style 
which  gradually  builds  up  in  the  reader's  mind  one  unitary 
and  homogeneous  character ;  this  character,  so  centrally  con- 
ceived, is  the  theme.     Narration,  evolving  its  idea  by  means 

1  Analogous  in  this  respect  to  the  paragraph,  with  its  different  ways  of  embodying 
the  topic ;  see  above,  p.  359. 


THE    COMPOSITION  AS  A    WHOLE.  427 

of  concrete  events,  is  working  all  the  while  to  a  large  concep- 
tion of  things,  —  a  truth,  a  moral  virtue,  a  sentiment,  which 
is  to  survive  as  a  total  effect  of  the  whole ;  this  large  con- 
ception, this  total  effect,  is  its  theme.  In  both  forms  there 
must  be  this  focus  of  consistent  effect ;  else  the  story  or 
description,  cheerfully  and  briskly  as  it  may  move,  does  not 
advance  but  merely  marks  time. 

Examples.  —  i.  Of  descriptive  theme.  In  giving  account  of  these 
descriptive  themes  we  may  best  adopt,  perhaps,  Stevenson's  favorite  figure 
of  a  key  in  music.  Ruskin's  description  of  St.  Mark's,  Venice,  bewildering 
as  it  is  in  its  richness,  is  thus  keyed  consistently  to  the  associated  thought 
of  variegated,  discordant  human  life.1  Stevenson's  description  of  the  Oise 
in  flood  is  keyed  to  life  and  turbulence,  and  all  the  details  harmonize.2 
Shakespeare's  description  of  Dover  Cliff  is  keyed  to  one  characteristic,  its 
dizzy  height.3  Carlyle's  description  of  Silesia  is  more  matter-of-fact,  being 
keyed  to  such  topographical  characteristics  as  are  needed  to  explain  a 
military  campaign  carried  on  there.4 

2.  Of  narrative  themes.  Balzac's  Pere  Goriot  follows  the  very  palpable 
theme  of  paternal  love  as  an  overmastering  and  invincible  passion.  His 
Cesar  Birotteau  follows  the  idea  of  simple  business  integrity  which  will 
take  no  subterfuges  of  law.  Howells,  in  his  Rise  of  Silas  Lapham,  deals 
in  his  way  with  a  very  similar  theme.  Coppee's  short  story,  The  Substi- 
tute, deals  with  the  theme  of  self-sacrifice.5 

2.  The  expressed  theme  belongs  to  exposition  and  argu- 
ment, forms  of  discourse  in  which  the  reader  is  conducted 
along  logical  lines,  from  thought  to  thought,  and  so  on  to  a 
conclusion  of  all.  In  exposition,  whose  business  it  is  to 
explain  things,  this  theme  may  be  expressed  in  the  form  of  a 
phrase  or  elaborated  title,  sometimes  more  fully  as  the  subject- 
matter  is  more  abstruse.  In  argumentation  the  theme  is  a 
proposition,  something  like  a  resolution  for  debate,  and  having 

1  Ruskin,  Stones  of  Venice,  Vol.  ii,  p.  70. 

2  Stevenson,  An  Inland  Voyage,  Works,  Vol.  .xii,  p.  59. 
;!  SHAKB8PEARB,  King  Lear,  Act  iv,  Scene  6. 

4  Carlyle,  Frederick  the  Great,  Vol.  iv,  p.  1. 
&  Ten  Talcs  by  Francois  Coppcc,  p.  91. 


428  INVENTION  IN  ITS  ELEMENTS. 

a  similar  object,  —  to  fix  an  assertion  of  truth  to  a  definite 
conclusion.  In  both  cases  a  careful  formulation  of  the  work- 
ing-idea is  necessary,  both  for  writer  and  for  reader. 

Examples.  —  i.  Of  expository  themes.  In  Herbert  Spencer's  Essay  on 
The  Social  Organism,  the  theme  is  thus  given  :  "  That  under  all  its  aspects 
and  through  all  its  ramifications,  society  is  a  growth  and  not  a  manu- 
facture." 1  Mutton's  Essay  on  The  Spiritual  Fatigue  of  the  World  begins 
by  a  quoted  remark  on  the  modern  malady  of  imagination  and  then  says, 
"  Such  a  malady  of  imagination  there  no  doubt  is,  and  it  shows  itself 
in  morbid  activity ;  but  this  morbid  activity  is  more  often,  I  believe,  the 
inability  to  rest  which  is  due  to  over-fatigue,  than  the  inability  to  rest 
which  is  due  to  abundance  of  life,  —  the  restlessness  of  fever,  not  the 
restlessness  of  overflowing  vitality." 2 

2.  Of  argumentative  themes.  It  is  only  necessary  to  call  attention 
to  the  avpwal  of  principles  made  in  every  argument;  as,  for  instance,  in 
Burke's  Speech  on  Conciliation  with  America,  which  sets  out,  "  The  propo- 
sition is  Peace.  Not  Peace  through  the  medium  of  War;  not  Peace,  etc. 
It  is  Peace  sought  in  the  Spirit  of  Peace  ;  and  laid  in  principles  purely 
pacific." 3  Or  Schurz's  speech  on  General  Amnesty,  which  makes  this 
avowal :  "  I  beg  leave  to  say  that  I  am  in  favor  of  general,  or,  as  this  word 
is  considered  more  expressive,  universal  amnesty,  believing,  as  I  do,  that 
the  reasons  which  make  it  desirable  that  there  should  be  amnesty  granted 
at  all,  make  it  also  desirable  that  the  amnesty  should  be  universal."4 

3.  A  peculiar  modification  of  the  theme  belongs  to  oratory, 
as  befitting  perhaps  the  relation  of  this  form  of  discourse 
equally  to  the  intellect  and  to  the  emotion.  As  a  working- 
idea  for  an  argument  or  plea,  the  theme  may  either  be 
expressed  or  more  or  less  diffused ;  but  in  fact  this  discus- 
sion of  a  subject  is  not  the  chief  unifying  principle.  What 
makes  it  an  oration  instead  of  an  essay  is  the  fact  that  rather 
than  a  subject  it  chooses  an  object,  a  point  to  which  the 
conduct  and  will  maybe  adjusted;  and  this  object — which 

1  Spencer,  Essays,  p.  147. 

2  Hutton,  Aspects  of  Religious  and  Scientific  Thotight,  p.  17. 
8  Burke,  Select  Works,  Vol.  i,  p.  165. 
4  Ringwalt,  American  Oratory,  p.  94. 


THE    COMPOSITION  AS  A    WHOLE.  429 

is  generally  left  unavowed  —  so  absolutely  controls  the  treat- 
ment that  its  whole  effect  may  be  summed  up  in  an  imperative 
precept  or  dictate. 

Example.  —  Thus,  the  early  preachers  said  not  merely,  "The  kingdom 
of  heaven  is  at  hand,"  but  "  Repent " ;  and  this  imperative  was  the  real 
upshot  of  their  message.  The  modern  statesman,  while  he  labors  to  con- 
vince his  audience  that  this  or  that  view  of  a  public  measure  is  the  right 
one,  throws  the  whole  power  of  his  address  into  the  imperative,  "  Give 
your  allegiance,  your  influence,  your  vote  to  this  truth." 


III. 

As  distinguished  from  the  Title.  —  The  theme  is  distin- 
guished from  the  title  as  inner  from  outer.  The  theme  is 
intended  to  concentrate  the  writer's  invention  ;  the  title  to 
attract  the  reader.  The  theme  creates  a  unity  and  organism  ; 
the  title  creates  an  anticipation.  Choosing  the  title,  then,  is 
choosing  a  name  which,  whatever  else  it  does,  shall  make  the 
most  truthful  and  favorable  impression  possible. 

Characteristics  of  the  Title.  —  Three  considerations  may 
govern  the  choice  of  title ;  all  present  in  each  case,  but 
working  in  various  proportions. 

i.  It  must  be  truthful,  that  is,  as  far  as  it  goes  it  must  give 
a  correct  clue  to  the  main  idea  of  the  work.  This  main  idea, 
however,  may  present  itself  in  two  aspects,  and  be  named 
according  to  the  aspect  that  dominates.  As  controlling  a 
course  of  thought  the  main  idea  is  didactic ;  as  controlling 
an  appeal  to  motive  or  taste  the  emotional  idea,  that  is,  the 
spirit  or  animus  of  the  work,  may  be  in  dominance.  The  prob- 
lem of  the  title  is  to  name  the  aspect  in  which  the  supreme 
significance  of  the  work  centres. 

Mi'i.F.s. —  r.    of  titles   naming  the   didactic   idea.     The    Principles 
of  Sociology  ;  The  Ilist-.ry  of  European  Morals,  from  Augustus  to  Charle- 
;  The  Working  Principles  of  Rhetoric;  The  Conception  of  Immor- 
tality.     Such  titles  as  these  aim  not  to  allure  listless   ir;nlcr,  hut  to  guide 


430  INVENTION  IN  ITS  ELEMENTS. 


interested  ones ;  they  are  concerned  not  with  how  the  reader  feels  aboir 
the  subject  but  with  what  he  thinks  about  it. 

2.  Of  titles  naming  the  spirit  of  a  book.  A  Century  of  Dishonor  i< 
the  title  of  a  book  which  gives  the  history  of  the  United  States  govern 
ment's  dealings  with  the  Indians ;  the  book  is  evidently  an  indictment  as 
well  as  a  history.  Put  Yourself  in  his  Place  is  the  title  of  a  story 
intended  to  inculcate  a  moral  lesson.  The  Seven  Lamps  of  Architec- 
ture is  not  a  technical  treatise;  the  title  directs  readers  to  certain  moral 
principles  that  should  illuminate  and  dignify  this  art.  Such  titles  are 
concerned  with  how  the  reader  shall  feel  and  act  as  the  result  of  the 
book's  idea. 

2.  According  to  the  significance  of  its  theme  it  must  be 
attractive ;  creating  by  whatever  wording  a  pleasurable  antici- 
pation of  its  contents.  This  object  is  sought  by  bringing  into 
use  all  the  felicity  that  may  lie  in  graceful  phrase,  figure,  epi- 
gram, subtle  allusion  or  suggestion,  and  the  like.  All  this, 
while  still  an  endeavor  to  name  the  work  truthfully,  is  an 
endeavor  to  get  at  its  idea  by  a  way  whose  indirectness  shall 
enhance  its  zest. 

Examples. —  i.  The  graceful  turning  of  phrase,  which  is  perhaps  the 
main  object  in  these  attractive  titles,  is  secured  in  various  ways.  The  Spec- 
tator, Mosses  from  an  Old  Manse,  A  Paradise  of  Dainty  Devices,  are 
figurative  suggestions,  helped  by  alliteration.  Sartor  Resartus,  Fors 
Clavigera,  Suspiria  de  Profundis,  take  their  phrase  from  a  foreign  lan- 
guage. Sights  and  Insights,  Buds  and  Bird-Voices,  Pligh-Ways  and  By- 
Ways  of  Yorkshire,  avail  themselves  of  graceful  word-play.  All 's  Well 
that  Ends  Well,  A  Counterfeit  Presentment,  Far  from  the  Madding  Crowd, 
The  Choir  Invisible,  use  scraps  of  quotation  or  proverb. 

2.  Often  the  phrase  may  convey  a  graceful  or  epigrammatic  hint. 
How  to  be  Happy  though  Married  derives  point  from  the  word  though. 
Travels  with  a  Donkey  in  the  Cevennes  is  made  piquant  by  the  word 
with,  which  slyly  conveys  information  of  the  actual  way  of  travelling. 
The  Innocents  Abroad  is  a  delicate  double  entendre.  The  Crown  of 
Wild  Olive,  the  title  appended  to  lectures  on  Work,  Traffic,  and  War,  hints 
at  a  whole  lesson  of  the  book,  —  the  real  reward  of  life's  endeavors. 

3.  A  quality  of  a  title  so  desirable  that  it  may  be  regarded 
as  essential   is   a   degree  of   understatement,   or  at   least    of 


THE   COMPOSITION  AS  A    WHOLE.  431 

tempered  suggestion.  It  should  not  promise  more  than  the 
work  will  perform ;  it  is  unwisely  chosen  if  it  reveals  too  much 
of  the  coming  thought,  or  as  the  phrase  is  "gives  the  plot 
away."  On  account  of  this,  multitudes  of  titles  consist  merely 
of  proper  names,  or  of  some  locution  whose  implication  is 
remote ;  yet  even  these  are  chosen  with  much  study  of  the 
sounds  and  natural  associations  of  words. 

Examples.  —  i.  An  interesting  example  of  the  study  given  to  the  name 
that  should  have  just  the  accurate  shade  of  association  is  described  by  Sir 
Walter  Scott  in  the  introductory  chapter  to  Waverley.  He  contrasts  it 
with  chivalrous  names,  such  as  Howard,  Mordaunt,  Mortimer,  Stanley ; 
with  sentimental  names,  such  as  Belmour,  Belville,  Belfield,  and  Belgrave  ; 
then  goes  on  to  say,  "  I  have,  therefore,  like  a  maiden  knight  with  his 
white  shield,  assumed  for  my  hero,  Waverley,  an  uncontaminated  name, 
bearing  with  its  sound  little  of  good  or  evil,  excepting  what  the  reader  shall 
hereafter  be  pleased  to  affix  to  it." 

2.  Sometimes,  as  in  the  case  just  given,  the  first  title  says  or  intimates  so 
little  that  a  supplementary  title,  somewhat  more  explanatory,  is  necessary. 
In  this  introduction  to  Waverley  the  writer  continues  his  discussion  of  his 
title  by  saying  why,  instead  of  "  Waverley,  a  Tale  of  Other  Days,"  or 
"  Waverley,  a  Romance  from  the  German,"  or  "  Waverley,  a  Tale  of  the 
Times,"  he  chose  Waverley,  or  'Tis  Sixty  Years  Since.  Sometimes  the 
supplementary  title  is  necessary  to  fix  and  elucidate  the  suggestion  of 
the  first  title.  Jevons's  Principles  of  Science  might  be  misleading  or 
blind  without  the  addition,  A  Treatise  on  Logic  and  Scientific  Method ; 
so  also  The  Unseen  Universe  needs  the  supplement  given  to  it,  Or 
Physical  Speculations  on  a  Future  State. 

3.  This  modest  kind  of  title  may  nevertheless  get  at  a  form  of  the  main 
idea.  The  essay  whose  theme  is  quoted  on  p.  423,  for  instance,  though 
on  the  subject  The  Writing  of  History,  presents  only  the  non-committal 
title  The  Truth  of  the  Matter ;  but  how  vitally  close  to  the  central 
thought  this  is,  after  all,  may  be  seen  from  the  following  sentence  at  the 
outset:  "To  tell  the  truth  simply,  openly,  without  reservation,  is  the 
unimpeachable  first  principle  of  all  right  dealing;  and  historians  have  no 
license  to  be  quit  of  it,"  and  the  following  summary  at  the  end  :  "  It  is  thus 
and  only  thus  we  shall  have  the  truth  of  the  matter :  by  art,  —  by  the  most 
difficult  of  all  arts." 


432  INVENTION  IN  ITS  ELEMENTS. 


II.     THE   MAIN    IDEAS. 

By  the  process  of  determining  the  theme  the  subject-matter 
has  been  reduced  to  a  working-idea ;  it  is  concentrated,  and 
turned  in  a  certain  specific  direction.  Not  yet  is  it  ana- 
lyzed; not  yet  are  its  parts  coordinated  and  distributed.  This 
belongs  to  the  next  stage  of  procedure,  the  making  of  the 
plan ;  which,  as  the  heading  here  intimates,  is  the  finding 
and  placing  of  the  main  ideas. 

It  is  well  to  bear  in  mind  here  that  what  we  are  now 
contemplating  is  only  a  framework,  and  that  there  are  minor 
ideas,  ideas  that  give  the  rounding,  the  life,  the  color,  yet  to 
come.  For  any  determination  of  main  ideas  that  we  make  is 
subject  to  revision  in  the  light  of  amplification  ;  changes  in 
wording,  in  order,  in  manner  of  approach,  are  likely  to  suggest 
themselves  in  the  greater  glow  of  final  composition.  None 
the  less  the  plan,  the  cold-blooded  order  laid  down  before- 
hand, is  an  invaluable  guide  as  giving  the  logical  mind  the 
general  control ;  and  this  is  its  purpose :  to  guide  and  keep 
within  bounds,  but  not  to  enslave. 


I. 


I 


The  Making  of  the  Plan.  —  To  begin  with,*  the  plan  of  a 
work  must  be  made,  and  with  slow  unsatisfactory  painstaking  ; 
it  cannot  be  trusted  to  make  itself.  Many  young  writers, 
many  fluent  writers,  mistake  here,  and  think  the  glow  of  inter- 
est in  their  subject  will  make  its  own  plan  ;  an  idea  which  for 
a  while  their  awkward  attempts  at  planning  will  only  seem  to 
confirm.  But  in  truth  this  learning  to  plan  is  the  practical  way 
of  training  the  mind  into  the  habit  of  seeking  order1;  and  when 
the  habit  is  fully  formed,  the  act  of  planning,  which  at  the  begin- 
ning seemed  arbitrary  and  mechanical,  will  resolve  itself  into 

1  See  above,  p.  404. 


THE   COMPOSITION  AS  A    WHOLE.  433 

the  discovery  of  the  natural  movement  of  a  thought.  Plan- 
ning must  begin  awkwardly.  It  is  well  for  the  writer  if  he 
sticks  to  the  work  until  he  is  at  home  in  it.  He  may  have 
to  work  through  a  period  more  or  less  wooden ;  he  may  be 
tempted  to  odd  or  fanciful  structures  of  thought ;  he  may  at 
some  stage  be  bitten  with  the  craving  for  mere  ingenuity,  — 
strange  if  he  is  not.  But  gradually  he  will  reach  a  point 
where  with  every  subject  the  vision  of  a  plan  will  rise  before 
him ;  he  will  come  to  see  it  not  vaguely  but  as  an  articulated 
whole ;  and  by  and  by  he  can  surrender  himself  to  the  natural 
working  of  his  mind,  because  the  artistic,  the  finely  logical, 
has  become  nature.  When  this  point  is  reached,  the  process 
of  planning,  which  to  begin  with  was  a  separate  thing  carried 
on  painfully  beforehand,  may  be  united  with  the  final  work 
of  composition,  the  thought  growing  in  a  proportioned  and 
self-justifying  way  as  guided  by  an  orderly  moving  mind. 

The  Skeleton  Outline.  —  This,  a  list  of  the  main  thoughts 
drawn  up  in  tabular  form,  and  with  the  divisions  so  expressed 
and  numbered  that  their  relation  to  the  theme  and  to  each 
other  is  clearly  determined,  is  made  first  of  all  for  the  writer's 
sake ;  but  also  as  a  framework,  however  covered  up  and  dis- 
guised, it  is  no  less  necessary  to  the  reader,  as  giving  dis- 
tinction, balance,  and  progress  to  the  several  stages  of  the 
argument. 

Writers  should,  especially  at  the  beginning  of  their  art, 
devote  much  care  to  drawing  up  their  plans  in  skeleton  out- 
line. All  the  time  devoted  to  it  is  in  the  long  run  both  time 
and  power  gained.  When  the  divisions  and  subdivisions  are 
thus  displayed  in  condensed  form,  they  can  be  revised  and 
rearranged ;  gaps  in  the  thought  can  be  detected  and  filled ; 
obscure  and  elusive  lines  of  thought  can  be  brought  to 
light  and  to  book;  the  whole  chain  of  thought  can  be 
made  continuous  and  symmetrical.  This  is  the  practical 
object  in  making  the  skeleton. 


434  INVENTION  IN  ITS  ELEMENTS. 


As  to  the  manner  of  tabulating  thoughts,  no  rules  but 
merely  a  few  practical  suggestions  may  be  given. 

i.  Work  for  simplicity,  —  that  is,  make  the  main  divisions 
and  their  subdivisions  as  few,  and  at  the  same  time  as  weighty, 
as  the  subject  will  bear.  To  attain  this  object  is  worth  many 
recasts  of  the  plan. 

Note.  —  The  old-fashioned  sermon  custom  of  making  a  large  number 
of  propositions,  with  their  portentous  numberings  of  twelfthly  and  thir- 
teenthly,  is  now  discarded  ;  not  because  it  is  uncouth  but  because  it  makes 
too  great  demands  on  the  reader's  or  hearer's  thinking  powers,  and  because 
it  spreads  out  the  thought  too  minutely.  Two  or  three  main  stages  of  the 
thought,  well  supported  and  articulated,  are  enough  for  an  ordinary  essay 
or  sermon. 

2.  A  distinct  form  of  notation  for  each  rank  of  the  thought, 
—  division  or  subdivision,  —  also  a  like  margin,  should  be 
adopted  in  the  tabulation.  In  this  way  the  relative  dis- 
tances from  the  central  thought,  and  the  parallelisms  with 
each  other,  may  be  kept  clear. 

Note. — A  large  variety  of  letters,  numerals,  and  ways  of  expression 
may  become  necessary  in  articulating  a  complex  or  extended  plan,  as,  for 
instance,  the  plan  of  this  book.     These  need  not  be  recounted. 

In  an  ordinary  essay  the  most  common  and  lucid  notation,  perhaps,  is 
to  put  the  main  divisions  in  Roman  numerals  (I,  II,  III) ;  the  subdivisions 
in  Arabic  numerals  (i,  2,  3)  ;  and  the  sub-subdivisions  in  letters  of  the 
alphabet  (a,  b,  c).  Further  than  these  three  ranks  of  thought  it  is  not 
ordinarily  necessary  to  push  the  outline  in  a  work  of  the  limited  range  of 
the  essay. 

3.  The  introduction  and  the  conclusion,  as  they  relate  not 
to  the  individual  stages  of  the  thought  but  to  the  whole  work, 
should  not  be  numbered  in  the  series  of  divisions.  To  do  so 
gives  them  a  false  coordination. 

Note.  —  The  numbering  begins  with  the  body  of  the  work,  to  which 
presumably  the  introduction  supplies  the  briefest  and  directest  possible 
approach.  When  the  introduction  is  in  more  than  one  stage  its  sub- 
divisions may,  of  course,  be  marked ;  preferably  by  some  notation  of  its 


THE    COMPOSITION  AS  A    WHOLE.  435 

own,   or   by  the  notation   used  for  subdivision,    as   small    letters  of   the 
alphabet. 

4.  A  single  subordinated  thought  need  not  be  marked  by 
a  numeral  or  letter  ;  it  is  only  when  there  is  more  than  one 
division  that  the  mark  of  distinction  has  significance,  or 
indeed  that  there  is  division  at  all. 

Note.  —  When  we  number  a  heading  1  wre  imply  that  there  is  a  2  and 
perhaps  more  numbers  to  set  over  against  it ;  else  there  is  no  series,  no 
advance  from  thought  to  related  thought. 

Landmarks  of  Structure  in  the  Completed  Work.  —  How  far 
the  skeleton  plan  should  be  visible  in  the  completed  work  is 
a  point  to  be  determined  partly  by  the  nature  of  the  thought, 
and  partly  by  the  manner  of  presentation. 

Thus  the  more  abstruse  the  thought  is,  and  the  more  it 
taxes  the  mind,  the  greater  should  be  the  care  that  all  its 
Unkings  and  sequences  should  be  made  obvious  by  the  use 
of  numerals  and  other  such  means.  It  is  in  recognition  of 
this  that  thought  moving  in  a  logical  order,  as  an  argument 
or  exposition,  has  to  show  more  of  its  bony  structure  than 
thought  moving  in  a  chronological  order,  like  a  narrative. 
As  to  manner  of  presentation,  spoken  discourse  has  to  be 
more  scrupulous  than  written  to  keep  its  plan  in  evidence, 
because  it  has  to  be  gathered  from  a  single  hearing.  The 
much-parodied  "fourthly"  and  "  finally  my  brethren"  of  old- 
fashioned  sermons,  clumsy  though  it  may  be,  is  a  sound 
recognition  of  the  requirements  of  oral  presentation.1 

1  Of  the  sermon  plan,  which  may  be  regarded  as  fairly  typical  of  the  plan  of  dis- 
course in  general,  Dr.  Burton  says :  "  The  question  is  sometimes  raised,  how  plainly 
a  preacher  had  better  show  to  his  congregation  the  skeleton  in  his  sermons.  I  should 
say,  as  a  rule,  just  about  as  plainly  as  he  shows  his  own  skeleton.  If  there  should  ever 
come  up  a  serious  doubt  among  a  people  whether  their  minister  has  any  skeleton,  he 
h  i'l  better  show  one.  A  purely  unformulated  and  gelatinous  physique  in  a  public 
man    were    di  and    fitted    to   give   his   congregation   a  painful    sense  of 

trity.  .  .  .  Perhaps  preachers  do  well  to  show  their  skeletons  often  enough  to 
create  a  general  feeling  that  they  always  have  them.  In  some  instances  it  may  l>e 
desirable,  for  some  reason,  that  the  people  cany  away  the  sermon  in  a  form  to  report 


436  INVENTION  IN  ITS  ELEMENTS. 


The  ideal  plan  of  any  course  of  thought  is  best  patterned 
on  the  analogy  of  narrative,  wherein  event  rises  out  of  event 
as  a  natural  sequence,  and  there  is  no  sense  of  a  manufac- 
tured structure.  If  the  writer  so  conducts  his  subject  that 
his  reader  may  receive  it  complete  and  be  clearly  aware  of  its 
progress  without  thinking  of  its  framework,  he  has  reached 
this  ideal.  But  to  this  end  he  must  spare  his  reader  all  dis- 
locations and  abruptness ;  the  turnings  and  transitions  of  the 
thought  must  be  easily  perceivable ;  and  much  care  must  be 
given  to  preparatory  and  introductory  thoughts.  These  quali- 
ties secured,  external  marks  may  then  be  superinduced  merely 
so  far  as  they  are  indispensable.1 

The  various  means  used  to  advertise  the  stages  of  the  plan 
are  not  arbitrary.  They  should  correspond  not  only  to  the 
order  but  to  the  logical  nature  and  relation  of  the  thoughts 
they  distinguish.  Thus,  when  numerical  recounting  is  made, 
it  denotes  a  series  wherein  one  fact  or  truth  coordinates  with 
another  to  make  up  a  sum-total  in  steps  or  stages.  Where 
connective  phrases  are  used,  they  denote  the  relative  rank  of 
the  added  thought,  or  the  kind  of  sequence.  When  successive 
headings  are  put  in  parallel  construction  they  betoken  a  kind 
of  likeness,  or  at  least  parity  of  significance,  between  the 
members  thus  marked.  The  naturalness  of  a  displayed  plan 
depends  very  largely  on  the  choice  of  connectives  with  nice 
reference  to  their  interdependence,  rather  than  to  their  func- 
tion in  a  framework.2 

upon  ;  in  those,  let  your  plan  come  forward  into  unmistakable  visibility  —  the  heads 
and  all  the  members,  italicized  and  full-spoken.  But  more  often  than  any  way  I  think  it 
is  just  as  well  to  keep  your  framework  a  little  retired." —  Burton,  Yale  Lectures,  p.  58. 

1  "  It  is  doubtless  unpleasant  to  have  the  hard  framework  of  logical  divisions 
showing  too  distinctly  in  an  argument,  or  to  have  a  too  elaborate  statement  of  dates 
and  places  and  external  relations  in  a  romance.  But  such  aids  to  the  memory  may 
be  removed  too  freely.  The  building  may  be  injured  in  taking  away  the  scaffold- 
ing."—  Stephen,  Hours  in  a  Library,  Vol.  ii,  p.  319. 

2  The  notation  of  the  parts  of  a  plan  is  in  fact  merely  an  extension  of  the  principles 
of  reference,  explicit  and  implicit,  as  laid  down  in  the  chapter  on  The  Paragraph, 
PP- 37°-375>  ab°ve. 


THE   COMPOSITION  AS  A    WHOLE.  437 

It  is  of  importance  that  headings  expressing  the  same  rank 
of  thought  —  whether  main  divisions  or  subdivisions  —  should 
have  a  similar  form  of  expression,  as  related  to  each  other, 
and  different  from  the  form  adopted  for  other  ranks.  This  is 
a  valuable  means  of  keeping  the  reader  aware  in  what  part 
and  connection  of  the  subject  he  is  moving. 

Examples.  —  The  following  examples  were  both  gathered  from  an  oral 
hearing  of  the  sermons  here  represented,  and  may  be  regarded  therefore  as 
good  examples  of  a  lucidly  indicated  plan. 

i.  A  sermon  by  Dr.  Herrick  Johnson,  on  Proverbs  xxiii.  23,  —  "  Buy  the 
truth,  and  sell  it  not,"  —  is  built  on  a  series  of  brief  affirmations,  or  proposi- 
tions, almost  epigrammatic  in  character. 

I.    Truth  costs ;  it  must  be  bought. 
II.    Truth  is  worth  all  it  costs. 
III.    Though  truth  is  worth  so  much,  it  is  sometimes  sold. 

2.  The  following  plan,  gathered  from  Rev.  Newman  Hall's  sermon  on 
The  Penitent  Thief,  Luke  xxiii.  42-43,  illustrates  how  divisions  and  sub- 
divisions may  employ  different  forms  of  notation.  The  sermon  is  in  two  main 
divisions,  each  of  which  has  a  heading  in  the  form  of  a  title.  Then  under 
each  of  these  titles  is  gathered  a  series  of  assertions,  or  propositions,  giving 
the  various  lessons  of  the  subject.  The  second  series  of  subdivisions  are 
expressed  in  a  parallel  construction.     The  sermon  thus  abruptly  begins  :  — 

"  These  words  bring  before  us  a  remarkable  illustration  both  of  a  sin- 
ner's repentance  and  of  the  Saviour's  grace.     Let  us  consider  — 
I.   The  repentance  of  the  dying  thief.     How  indicated  :  — 

1.  He  manifested  reverence  toward  God. 

2.  He  manifested  contrition  for  sin,  and  confessed  it. 

3.  He  appreciated  the  goodness  of  Christ. 

4.  He  bore  public  witness  to  Christ. 

5.  He  manifested  strong  faith. 

6.  He  prayed. 

7.  He  exhibited  zealous  concern  for  others. 

II.    The  Saviour's  grace.     How  shown  in  his  promise  :  — 

1.  The  promise  referred  to  place  —  'in  Paradise.' 

2.  The  promise  related  to  companionship  — '  with  me.' 

3.  The  promise  related  to  time  —  *  to-day.'  "  * 

1  This  sermon,  whose  plan  was  originally  taken  down  from  hearing,  may  be  found 
in  full,  Fish,  Pulpit  Eloqucnct  of  the  Nineteenth  Century,  p.  830. 


438  INVENTION  IN  ITS  ELEMENTS. 

The  advantage  of  such  a  strongly  marked  plan  for  thought  of  this  kind 
is  obvious.  An  expository  discourse,  following  the  various  suggestions 
involved  in  a  passage,  it  does  something  to  create  system  in  a  sequence 
which  otherwise  would  not  be  very  plain. 

II. 

Principles  of  Relation  and  Arrangement.  —  It  would  be 
neither  possible  nor  desirable  to  lay  down  any  universal 
or  even  predominating  scheme  to  govern  the  ordering  of 
thoughts  in  the  plan  of  discourse.  Free  play  must  be 
accorded,  in  structure  as  in  style,  to  that  infinite  variety 
which  temperament  and  occasion  dictate,  and  which  is  the 
life  of  literature.  In  dealing  with  the  same  subject-matter, 
while  one  man  or  one  set  of  circumstances  may  make  a  certain 
order  best,  another  man  or  occasion  may  give  equal  power 
to  the  opposite  order.1     All  this  must  be  left  to  the  writer. 

To  say  this,  however,  is  not  equivalent  to  saying  that  the 
design  of  a  work  is  an  arbitrary  matter,  or  that  it  may  at 
pleasure  be  lawless.  It  must  in  fact  obey  very  imperative 
laws,  first,  in  securing  a  natural  and  lucid  movement  of 
thought,  and,  secondly,  in  maintaining  such  a  rapport  with 
the  reader  that  he  may  follow  and  retain  it  as  if  it  were  his 
own  mind's  working.  It  must  have  method  and  progress 
devised  with  a  view  to  cooperation  on  his  part. 

Illustrative  Plan.  — As  a  basis  of  exemplification,  here  is  appended 
the  plan  of  Professor  Woodrow  Wilson's  Essay  on  The  Truth  of  the  Matter, 
carried  out  to  divisions  and  subdivisions;  which  plan  may  be  referred  t 
point  by  point  as  we  go  along.2 


• 


1  "  Of  all  homogeneous  truths  at  least,  of  all  truths  respecting  the  same  general 
end,  in  whatever  series  they  may  be  produced,  a  concatenation  by  intermediate 
ideas  may  be  formed,  such  as,  when  it  is  once  shown,  shall  appear  natural ;  but  if 
this  order  be  reversed,  another  mode  of  connection  equally  specious  may  be  found  or 
made.  ...  As  the  end  of  method  is  perspicuity,  that  series  is  sufficiently  regular 
that  avoids  obscurity  ;  and  where  there  is  no  obscurity  it  will  not  be  difficult  to  dis- 
cover method." —  Johnson,  Lives  of  the  Poets  (Pope),  Vol.  v,  p.  85. 

2  This  plan,  though  drawn  out  by  me,  has  been  revised  and  approved  by  the 
author  of  the  essay. 


THE   COMPOSITION  AS  A  'WHOLE.  439 


The  Truth  of  the  Matter. 

Introduction:  —  The  ideal  of  writing  history  is  to  make  a  narrative  that 
out  of  the  profusion  of  actual  facts  so  selects  the  few  it  can  handle 
as  to  convey  an  impression  of  the  whole  truth  and  of  every  order  of 
truth. 
I.    The  defect  of  the  present-day  "  dispassionate  "  ideal. 

i.    While  it  gives  facts,  it  does  not  adequately  impress  truth. 
2.   And  this  because  it  lacks  the  art  necessary  to  this  latter  object. 
II.    The  historian's  art  and  its  end  analyzed. 

i.  From  Macaulay's  art,  masterly  but  lacking,  we  learn  that,  while  our 
very  narrative  must  contain  in  solution  a  judgment  of  things,  that 
judgment  must  not  be  imposed  from  without  as  an  advocate's  plea 
but  evolved  from  within  as  a  discovered  impression. 

2.  From  Carlyle's  and  Gibbon's  lack,  respectively,  we  learn  that,  while 
the  impression  must  be  unitary,  it  must  be  neither  too  lurid  and 
passionate  nor  too  pale  and  remote. 

3.  From  Green's  lack  we  learn  that,  while  scholarship  and  artistry 
may  be  in  masterly  combinatiori,  the  result  will  fail  unless  the  plan 
and  variety  of  the  telling  answer  to  the  plan  and  variety  of  fact. 

III.    The  supreme  requirements  that  this  analysis  suggests. 

1.  That  impressions  be  conveyed  in  the  fresh  and  living  spirit  of 
impression,  not  in  the  severe  spirit  of  scholarly  accumulation. 

2.  That  the  color  and  proportion  of  such  impressions  be  conceived  as 
they  must  have  come  to  the  actors  in  the  midst  of  the  events. 

Conclusion  :  —  This  art  of  telling  the  truth  requires  imagination  as  well 
as  scholarship,  literary  art  as  well  as  candor  and  honesty. 

1.  For  Universal  Observance.  —  While  therefore  entire  free- 
dom is  left  for  individuality  to  assert  itself  in  the  ordering  of 
a  work,  there  are  certain  requisites,  deeper  than  individuality, 
that  must  be  had  in  mind  in  every  organized  plan  of  thought, 
and  cannot  safely  be  dispensed  with.  These  relate  to  the 
manner  in  which  the  thought  should  make  its  way,  and  to 
the  natural  stages  of  progress. 

Manner  of  Progress.  —  In  every  body  of  thought  certain 
traits  of  relation  and  progress  should  be  sought  first  of  all,  as 
fundamental. 


440  INVENTION  IN  ITS*  ELEMENTS. 

i.  The  several  stages  of  the  thought,  divisions  and  subdi 
visions  alike,  must  have  distinction  ;  that  is,  they  must  in 
their,  range  be  exclusive  of  each  other,  not  running  and  mix- 
ing together.  This  does  not  preclude  following  a  thought  by 
its  corollary  or  immediate  consequence,  for  these  are  natu- 
rally distinguished  as  such. 

Note.  —  It  is  this  quality  of  distinction,  especially,  that  is  had  in  view 
and  promoted  by  working  out  a  skeleton  plan.  Of  course  the  existence  of 
the  quality  is  quite  apart  from  the  displaying  of  it ;  the  thoughts  may  be 
distinct  and  mutually  exclusive  while  the  reader,  getting  all  the  benefit  of 
the  fact,  may  be  unaware  how  they  come  to  be  so. 

2.  The  several  stages  of  the  thought  must  have  coherent 
sequence  ;  they  must,  while  working  as  members  of  a  whole  and 
members  of  each  other,  grow  by  steady  progress  one  out  of 
the  other.  The  ideal  is  to  make  such  a  thread  of  continuity 
extend  through  the  whole  ^.s  will  give  it  a  kind  of  narra- 
tive movement,  with  a  like  obviousness  of  cause  and  effect  or 
other  associative  affinities  between  the  members.1 

Note.  —  As  laid  down  in  tabular  form  the  headings  have  the  disadvan- 
tage of  seeming  like  a  catalogue ;  this,  however,  is  not  really  the  case  if 
they  have  been  thought  with  constant  reference  to  a  theme.  They  are 
more  truly  links  in  a  chain;  and  this  is  the  ideal  to  have  in  view.  In  the 
finished  form  such  marks  of  transition  and  continuity  are  supplied  as  will 
disguise,  as  far  as  the  necessary  distinction  in  the  thought  will  permit,  the 
disagreeable  catalogue  effect. 

3.  The  several  stages  of  the  thought  must  move  in  climax  ; 
that  is,  they  must,  in  some  determinate  sense,  gather  momen- 
tum as  they  advance,  and  reach  a  culmination  of  interest.  A 
thought  is  planned  not  only  from,  or  rather  in  obedience  to, 
a  theme,  but  toward  an  end ;  and  it  is  the  increasing  attrac- 
tion of  approach  to  this  end  which  produces  climax. 

1  See  above,  p.  436.  In  the  Illustrative  Plan,  note  how  I,  2  supplies  a  thought 
which  by  direct  sequence  suggests  II. 


THE   COMPOSITION  AS  A    WHOLE.  441 

Note.  —  This  climax,  which  is  a  broad  principle,1  may  be  apparent  in 
many  forms,  some  of  which  will  come  up  for  future  mention.  It  may 
express  itself  in  greater  rapidity  or  intensity  of  style  ;  it  may  show  merely 
in  the  significance  of  the  thought,  —  always  as  estimated  by  the  writer's 
supreme  purpose.  In  any  case  the  object  is,  while  determining  what  the 
supreme  point  of  importance  shall  be,  to  make  the  interest  grow  toward 
that  as  an  end. 

Natural  Stages  of  Progress.  — Whatever  intricacies  of  plot 
or  plan  may  be  necessary  to  set  forth  the  subject-matter,  one 
plain  current  of  progress  must  be  kept  in  mind  and  provided 
for,  —  the  same  current  already  indicated  in  small  in  the 
scheme  of  paragraph  structure,2  a  scheme  representing,  as 
there  stated,  the  logical  progress  that  obtains  in  all  ordered 
thinking.  On  this  we  need  not  dwell  here,  further  than  to 
explain  in  a  few  words  how  the  same  essential  stages  of  prog- 
ress reappear  in  the  larger  composition,  that  give  informal 
structure  to  the  paragraph. 

i.  In  every  composition  there  is  needed  first  of  all  a  defin- 
ing stage,  in  which  the  meaning,  range,  limits,  and  occasion 
of  the  thought  in  hand  are  determined  so  far  as  is  needed  for 
the  due  setting-forth  of  what  succeeds.  The  example  of  this 
in  narrative  is  the  setting  of  the  scene  and  period,  and  the 
introduction  of  main  characters  and  situation,  —  in  a  word, 
getting  the  story  started.  In  argumentation  it  shows  itself 
in  fixing  the  nature,  limits,  and  general  significance  of  the 
question.  As  preliminary  to  the  others,  this  stage  requires 
such  brevity  and  vigor  of  treatment  as  will  enable  the  reader 
as  pleasurably  as  possible  to  tide  over  what  it  essentially  is,  — 
a  waiting  stage. 

2.  Every  composition  has  a  stage,  and  that  the  most  cen- 
tral and  momentous,  wherein  the  subject-matter  is  established 
by  such  lines   of   detail  or  explication   or   reasoning   as   are 

1  For  climax  as  an  organic  principle  of  style,  see  above,  p.  292. 

2  See  above,  p.  365. 


442  INVENTION-  IN  ITS  ELEMENTS. 


necessary  to  make  the  view  of  it  round  and  complete.  Ir 
this  stage,  so  to  say,  the  problem  is  worked  out  in  its  various 
involvements ;  a  typical  example  of  it  is  what  is  called  the 
tying  of  the  knot  in  the  plot  of  a  story.  It  is  the  part  of 
the  work  on  which  the  writer  naturally  lays  out  his  originality 
and  strength. 

3.  Then  finally  there  is  the  solution  stage,  wherein  the 
lines  of  thought  are  disengaged  from  their  involvements  and 
directed  to  their  application,  —  the  knot  is  untied.  This, 
according  to  the  nature  of  the  thought  and  of  the  object  had 
in  view,  may  be  by  summary,  appeal,  or  practical  result.  As 
compared  with  the  preceding,  this  section  is  ordinarily  short, 
yet  contains  the  clearest  and  most  pointed  kind  of  work.  It 
is  the  part  wherein  the  object  and  upshot  of  it  all  comes 
into  view. 

Illustration.  —  The  plan  given  on  p.  439  well  illustrates  these  three 
stages,  its  main  divisions  fairly  corresponding  to  them  respectively.  The 
Introduction  and  first  division  are  definitive,  serving  to  give  the  state  of  the 
question  and  contrast  the  prevailing  ideal  with  the  ideal  to  be  established. 
Thus  the  exact  status  and  occasion  of  the  subject  are  determined  as  a  pre- 
liminary. The  second  main  division,  with  its  review  of  standard  historians, 
brings  before  the  reader  the  several  aspects  of  the  question,  the  particulars 
that  need  solution,  with  a  general  indication  of  what  solution  is  needed. 
The  third  main  division,  with  conclusion,  then  takes  up  the  suggestions  of 
these  aspects  and  applies  them  to  the  supreme  outcome  of  the  inquiry,  — 
the  one  means  by  which  historical  truth  can  be  adequately  told. 

It  is  not  to  be  gathered  from  the  foregoing  remarks  that 
every  plan  should  appear  under  three  headings.  As  a  matter 
of  fact  these  stages,  and  especially  the  middle  one,  may 
require  several  divisions  for  their  working-out,  while  yet  all 
these  are  coordinated  under  the  general  duty  of  defining, 
establishing,  or  enforcing.  Or  again,  the  opening  stage  may 
shrink  to  the  dimensions  of  a  mere  introduction,  and  the  solu- 
tion stage  to  a  brief  conclusion.  All  this  depends  on  the 
amount    and    kind    of   work  each  part  has  to  do.     What  is 


THE   COMPOSITION  AS  A    WHOLE.  443 

contended  here  is,  that  the  nature  and  need  of  these  kinds  of 
work  must  be  interrogated,  and  each  according  to  the  call 
for  it  have  place  in  the  plan. 

2.  For  Choice  according  to  Character  of  Thought. — With 
these  fundamental  requisites  thus  defined,  we  may  now  go 
on  to  consider  various  laws  and  principles  of  structure. 
These,  as  truly  as  the  preceding,  must  enter  into  every  plan, 
but  the  character  of  the  thought  determines  what  aspect  of 
them  shall  be  chosen. 

Laws  of  Thought-Association. — The  principles  most  deeply 
underlying  the  interrelations  of  a  well-ordered  scheme  are  just 
the  principles  by  which  things  are  remembered,  the  so-called 
laws  of  association.  Making  a  plan  is  thus  merely  designing 
a  practical  aid  to  the  reader's  memory,  and  this  by  making 
the  thought  move  in  the  lines  that  his  mind  will  naturally 
follow  in  the  endeavor  to  recall.  The  prosperity  of  a  plan 
depends  very  largely  on  rigid  obedience  to  these  laws. 

The  general  laws  of  association,  as  enumerated  by  psy- 
chologists, are  three.  In  literary  planning  they  seldom  work 
in  absolute  singleness ;  their  interplay  is  very  constant  and 
varied ;  yet  the  predominance  of  some  one  of  them  is  pretty 
sure  to  give  a  prevailing  strain  to  the  thought  in  hand. 

i.  The  law  of  contiguity.  A  great  many  facts  are  remem- 
bered together  simply  because  they  lie  side  by  side  and  touch 
each  other.  Such  are  facts  existing  in  space,  as  the  details 
of  a  house  or  landscape ;  and  facts  existing  in  time,  as  the 
successive  events  in  a  transaction.  To  make  a  plan  for  such 
details  is  for  the  most  part  to  follow  a  framework  already 
in  the   mind l ;   we  all   know  in  what  order  to   look  for  the 

1  In  the  following  quotation  is  recognized  how  contiguity  helps  toward  making  its 
own  plan:  "Considered  as  an  Author,  llerr  Teufelsdrdckh  has  one  scarcely  pardon- 
able  fault,  doubtless  his  worst :  an  almost  total  want  of  arrangement.  In  this  rem-.u  li- 
able Volume,  it  is  true,  his  adherence  to  the  mere  com  se  of  Time  produces,  through  the 
Narrative  portions,  a  certain  show  of  outward  method;  but  of  true  logical  method 
and  sequence  there  is  too  little."  —  CARLYLB,  Sartor  Rcsarlns,  Chap.  iv. 


444  INVENTION  IN  ITS  ELEMENTS. 

particulars  of  a  building  or  a  human  face  or  a  day's  events  01 
a  man's  life.  So  although  contiguity  is  the  loosest  law  of  asso- 
ciation, things  are  recalled  by  it  with  most  pleasure  and  with 
least  expenditure  of  brain.  This  is  what  makes  narrative  and 
description,  in  which  this  law  predominates,  the  most  popular 
forms  of  literature. 

Example.  —  A  biographical  or  historical  essay  naturally  groups  its  facts 
on  the  principle  of  contiguity,  events  following  each  other  in  the  order  of 
time.  Macaulay  in  his  Essay  on  History  x  builds  for  the  most  part  on  this 
order,  both  in  the  main  divisions,  which  are 

I.    Characteristics  of  ancient  historical  composition, 
II.    Characteristics  of  modern  historical  composition, 
and  in  the  stages  of  the  first  part,  which,  following  the  development  of 
history  from  novel  to  essay,  mentions  authors  in  the  main  chronologically, 
—  Herodotus,  Thucydides,  Xenophon,  Polybius,  Plutarch,  Livy,  Tacitus, 
etc.     In  the  second  division  a  different  principle  is  adopted. 

2.  The  law  of  similarity,  with  its  correlate  the  law  of  con- 
trast. The  characteristics  of  things,  both  objects  of  sense 
and  logical  concepts,  are  in  great  part  remembered  from 
their  likeness  or  their  striking  oppositeness  to  something 
else  ;  hence,  in  grouping  thoughts  much  recourse  is  had  to 
this  law,  —  it  underlies  the  whole  work  of  illustration  and 
explanation.  Exposition,  as  a  literary  type,  is  founded  pre- 
dominantly on  this  kind  of  association. 

Example.  —  i.  An  instance  of  a  plea  developed  on  the  principle  of 
similarity  occurs  in  Burke's  Bristol  speech.2  The  charge  that  he  sets  him- 
self to  answer  is  thus  worded :  "  It  has  been  said,  and  it  is  the  second 
charge,  that  in  the  question  of  the  Irish  trade  I  did  not  consult  the  interests 
of  my  constituents,  —  or,  to  speak  out  strongly,  that  I  rather  acted  as  a 
native  of  Ireland  than  as  an  English  member  of  Parliament."  The  answer 
to  this  charge  is  a  plea  that  his  action  has  been  like  his  action  in  the  Ameri- 
can war;  and  to  make  this  more  lucid  he  makes  the  plan  of  the  Irish  part 
and  of  the  American  studiously  alike  in  divisions  and  subdivisions.  The 
following  plan  will  show  this  :  — 

1  See  the  theme  of  this  given,  p.  423,  above. 

2  Burke,  Speech  to  the  Electors  of  Bristol  {Select  British  Eloquence,  p.  295). 


THE    COMPOSITION  AS  A    WHOLE.  445 

I.    My  conduct  in  the  Irish  matter  itself. 

i.    True  to  my  invariable  principle,  I  advocated  conciliation. 

2.  This  conciliatory  policy  was  rejected  by  the  English. 

3.  The  sequel  —  Irish  demands  and  English  disgraceful  concessions. 

4.  Conduct  that  such  a  state  of  affairs  demanded. 

II.    My  similar  conduct  in  connection  with  the  American  war. 

1.  Toward  America  likewise  I  advocated  conciliation. 

2.  This  conciliation  was  likewise  rejected  by  the  English. 

3.  The  sequel  —  American  scorn  and  English  ignominious  proposals 

of  concession. 

4.  My  conduct  in  such  a  state  of  affairs  vindicated. 

The  aim  of  this  section  was  avowedly  "  to  read  what  was  approaching  in 
Ireland  in  the  black  and  bloody  characters  of  the  American  war  " ;  that  is, 
to  read  principles  and  events  by  their  analogues. 

2.  In  Professor  Wilson's  plan,  p.  439,  the  first  and  second  main  divisions 
are  conceived  in  a  simple  contrast,  the  present  "  dispassionate  "  school  rep- 
resenting what  historical  art  is  not,  the  succeeding  discussion  opposing  to 
it  what  historical  art  is.  Carlyle  and  Gibbon,  too,  in  II,  2,  are  grouped 
as  representing  contrasted  kinds  of  impression.  The  two  main  divisions  of 
Macaulay's  essay,  as  given  on  p.  444,  are  not  only  chronological,  but  in 
a  way  antithetic  in  suggestion,  —  ancient  opposed  to  modern. 

3.  The  law  of  cause  and  effect.  The  most  spontaneous 
logical  inquiry  is  after  the  cause  of  things ;  the  most  natural 
impulse,  if  we  are  dealing  with  an  active  principle,  to  trace  it 
onward  to  its  effects.  Accordingly,  in  matters  requiring  close 
and  logical  thinking,  as  for  instance  argumentation,  this,  the 
most  intimate  of  associative  laws,  is  depended  on  to  make  the 
chain  strong  and  coherent.  In  narrative,  too,  there  is  a  con- 
stant effort  to  reinforce  the  mere  chronological  order,  which 
as  such  is  the  loose  order  of  contiguity,  by  the  revealing  of 
cause  and  effect,  —  to  show  events  as  occurring  not  only  post 
hoc  but  propter  hoc. 

Examples.  —  In  the  Illustrative  Plan,  p.  439,  the  two  subdivisions  under 
I  are  given,  the  second  as  the  cause  of  the  first.  The  third  main  division 
is  virtually  the  effect  following  on  the  second, —  the  result  of  the  analysis, 
as  expressed  in  the  requirements  it  reveals.  This  law  of  cause  and  effect 
may  of  course  be  applied  very  broadly. 


446  INVENTION  IN  ITS  ELEMENTS. 


i  to 


To  work  with  these  laws  of  association  in  mind,  and 
make  the  sequence  as  clearly  in  obedience  to  them  as  pos- 
sible, is  the  most  effectual  way  to  make  the  thought  a  nat- 
urally moving  current ;  while  neglect  of  them  inevitably 
makes  it  seem  crude  and  arbitrary.  These  laws  are  merely 
names  for  the  most  fundamental  and  universal  affinities  of 
thought,  which  must  be  consulted  first  as  a  kind  of  current 
standard. 

Orders  of  Thought-Building. — The  same  principle  already 
traced  in  the  sentence  applies  on  its  larger  scale  to  the  whole 
composition  ;  namely,  that  the  plan  should  begin  with  what 
is  nearest  to  the  reader  and  the  occasion,  as  being  best  known 
or  most  in  the  air,  and  end  with  what  is  newest,  whether  as  a 
discovery  or  an  application.  The  following  out  of  this  prin- 
ciple leads  us  to  note  two  opposite  ways  in  which  it  may 
work,  according  to  the  object  had  in  view ;  or,  as  we  may 
call  them,  two  orders  of  thought-building. 

i.  The  inductive  order,  — what  may  be  called  the  order  of 
investigation ;  wherein  the  final  goal  is  a  new  and  hitherto 
undiscovered  truth,  and  wherein  the  steps  that  lead  to  it  are 
details  or  particulars  that  go  to  build  up  the  proof  of  it. 
Thus  this  order  works  from  particulars  to  generals,  from 
facts  to  principles,  from  what  is  known  and  accepted  to  what 
is  unknown  and  sought. 

In  a  single  sentence  we  may  define  this  order  of  thought- 
building  as  that  in  which  the  central  truth  of  all  is  the  point 
of  approach. 

The  advantage  of  this  order  is  that  it  takes  the  reader,  as  it 
were,  into  partnership,  and  goes  over  with  him  the  same  course 
that  one  takes  in  finding  out  a  truth.  This  fact  suggests  the 
kind  of  truths  to  which  the  inductive  order  is  best  adapted ; 
namely,  truths  that  would  seem  strange,  or  rouse  opposition 
unless  their  proof  preceded  them,  compelling  the  conclusion. 
Such,  especially,  are  new  results  of  science,  investigation,  or 


THE    COMPOSITION  AS  A    WHOLE.  447 

verified  thought ;  it  is  for  this  reason  that  the  order  is  called 
the  order  of  investigation.1 

Examples.  —  i.  The  Illustrative  Plan,  which  concerns  itself  with  a 
matter  of  investigation  —  how  to  tell  the  truth  of  the  matter  —  is  essentially 
inductive  ;  it  sets  out  with  an  obvious  truth,  and  by  successive  considera- 
tions, positive  and  negative,  gradually  builds  up  its  culminating  proposi- 
tion, that  the  impression  made  should  be  the  same  as  that  which  was  made 
on  the  actors  in  history  themselves.  It  is  for  this  conclusion,  this  new 
statement  of  principle,  that  the  essay  exists. 

2.  A  section  in  the  middle  of  Macaulay's  Essay  on  History11  is  built  very 
strikingly  on  the  inductive  plan.  It  concerns  itself  with  investigating  the 
chief  cause  why  modern  historians  far  surpass  the  ancients  in  the  philosophy 
of  history,  —  a  cause  which  at  first  is  only  hinted  at,  thus  :  "  There  was,  we 
suspect,  another  cause,  less  obvious,  but  still  more  powerful."  The  writer 
then,  beginning  at  a  remote  point,  accumulates  facts  from  which  he  draws 
successive  partial  conclusions,  until  the  whole  cause  is  made  apparent.  The 
following  plan  will  show  this  :  — 

I.    The  spirit  of  ancient  nations  was  exclusive. 

The  Greeks  cared  only  for  themselves. 


"*  b.  The  Romans  cared  only  for  themselves  and  the  Greeks. 

(  a.  This  produced  narrowness  and  monotony  of  thought. 
2.    Effects :  \  b.  Aggravated    to  intellectual   torpor  by  despotism    of 

(  Caesars. 

II.    The  torpor  of  intellect  was  broken  by  two  revolutions. 

/  a.  The  moral  revolution  —  Christianity. 
i.    Facts:     )  b.  Relapse  into  worse  intellectual  barrenness. 

(  c.  The  political  revolution — invasion  of  northern  nations. 

1  "If  my  object  is  to  convince  you  of  a  general  truth,  or  to  impress  you  with  a 
feeling,  which  you  are  not  already  prepared  to  accept,  it  is  obvious  that  the  most 
effective  method  is  the  inductive,  which  leads  your  mind  upon  a  culminating  wave  of 
evidence  or  emotion  to  the  very  point  I  aim  at." —  Lewes,  Principles  of  Success  in 
Literature,  p.  145.  —  "  But  knowledge  that  is  delivered  as  a  thread  to  be  spun  on, 
ought  to  be  delivered  and  intimated,  if  it  were  possible,  in  tlic  same  method  wherein  it 
was  invented :  and  so  is  it  possible  of  knowledge  induced.  ...  A  man  may  revisit 
and  descend  unto  the  foundations  of  his  knowledge  and  consent ;  and  so  transplant  it 
into  another,  as  it  grew  in  his  own  mind.  For  it  is  in  knowledges  as  it  is  in  plants  : 
if  you  mean  to  use  the  plant,  it  is  no  matter  for  the  roots ;  but  if  you  mean  to  remove 
it  to  grow,  then  it  is  more  assured  to  rest  upon  roots  than  slips.  So  the  delivery  of 
knowledges  (as  it  is  now  used)  is  as  of  fair  bodies  of  trees  without  the  roots;  good  for 
the  carpenter,  but  not  for  the  planter.  But  if  you  will  have  sciences  grow,  it  is  less 
matter  for  the  shaft  or  body  of  the  tree,  so  you  look  well  to  the  taking  up  of  the 
roots." —  Bacon,  Advancement  of  Learning,  Book  ii,  p.  171. 

2  Extending  from  p.  411  to  419  in  Riverside  edition  Essays,  Vol.  i. 


448  '         INVENTION  IN  ITS  ELEMENTS. 

<  a.  Invasion  threw  the  countries  open  to  each  other. 

\  b.  Thus  opening  a  field  and  motive  for  philosophy. 
"  Hence  it  is  that,  in  generalization,  the  writers  of  modern  times  have  far 
surpassed  those  of  antiquity." 

2.  The  deductive  order,  —  what  may  be  called  the  order  of 
enforcement ;  wherein  the  goal  is  not  so  much  new  principles 
as  new  applications  or  illustrations  of  principles  already  known 
and  conceded.  Beginning  with  the  large  truth  or  principle 
which  informs  the  whole,  it  moves  on  to  the  minor  principles, 
examples,  facts,  which  give  it  vital  effect  in  the  present  dis- 
cussion. Thus  this  order  is  from  generals  to  particulars, 
from  principles  to  facts,  from  a  known  truth  to  novel  and 
unexpected  applications  in  familiar  experience. 

In  a  single  sentence  we  may  define  this  order  of  thought- 
building  as  that  wherein  the  central  truth  is  a  point  of 
departure. 

The  advantage  of  this  order  is,  that  while  it  deals  with 
concrete  facts  and  illustrations  the  reader  is  all  the  while 
aware  of  their  bearings  and  consenting  to  them.  It  is  espe- 
cially adapted,  therefore,  to  the  treatment  of  important  prac- 
tical truths  of  life  and  conduct,  truths  that  men  are  not  so 
much  inclined  to  deny  as  to  neglect,  and  that  are  brought 
home  by  personal  application.  The  order  is  most  purely 
illustrated  in  oratory.1 

Examples. —  r.  The  plan  from  Newman  Hall,  given  on  p.  437,  above, 
is  essentially  deductive ;  it  begins  with  a  statement  of  the  truth  it  proposes 
to  illustrate  and  then  specifies  its  concrete  applications  one  by  one.  Thus 
the  interest  centres  in  the  particulars  of  illustration,  as  they  successively 
identify  themselves  with  the  initial  truth. 

1  "  The  deductive  method  is  best  when  I  wish  to  direct  the  light  of  familiar 
truths  and  roused  emotions  upon  new  particulars,  or  upon  details  in  unsuspected 
relation  to  those  truths ;  and  when  I  wish  the  attention  to  be  absorbed  by  these 
particulars  which  are  of  interest  in  themselves,  not  upon  the  general  truths  which  are 
of  no  present  interest  except  in  as  far  as  they  light  up  these  details.  A  growing 
thought  requires  the  inductive  exposition,  an  applied  thought  the  deductive."  — 
Lewes,  Principles  of  Success  in  Literature,  p.  145. 


THE    COMPOSITION  AS  A    WHOLE.  449 

2.    The  following  section  from  Burke's  Speech  on  the  East  India  Bill 1 
illustrates  the  deductive  order,  by  beginning  with   the  most  general  and 
inclusive  consideration,  which  it  divides  into  headings  less  general,  and 
these  again  into  still  less  general,  until  it  reaches  the  concrete  facts :  — 
I.    The  East  India  Company  was  guilty  of  an  atrocious  abuse  of  trust. 

A.  Their  conduct  viewed  in  its  political  light. 

i.   As  to  abuse  of  external  federal  trust. 

a.  They  have  sold  the  native  princes,  states,  and  officials. 

b.  They  have  broken  every  treaty. 

c.  They  have  ruined  all  who  confided  in  them. 
2.    As  to  abuse  of  internal  administration. 

a.  They  have  been  purely  a  curse,  not  an  advantage,  to  the 

country. 

b.  Their  rule  has  reacted  to  the  hurt  of  society  at  home. 

c.  Their  rule  has  been  an  abuse  to  tributary  governments. 

B.  Their  conduct  viewed   in   its   commercial  light.  —  The   tests   of 

mercantile  dealing  by  which  they  have  failed :  — 

i.  Buying  cheap  and  selling  dear. 

2.  Strictness  in  driving  bargains. 

3.  Watchfulness  over  honesty  of  clerks. 

4.  Exactness  in  accounts. 

5.  Care  in  estimating  and  providing  for  profits. 

6.  Care  in  readiness  to  meet  bills. 

Here    all    the    subdivisions    lead   out   toward    individual    applications    or 
exemplifications  of  the  inclusive  assertion  at  the  beginning. 

III. 

Appendages  of  the  Plan.  —  The  articulation  of  the  plan, 
and  its  movement  from  inception  to  culmination,  are  pro- 
vided for  in  the  central  body  of  discourse.  The  other  parts 
—  introduction,  conclusion,  transitions  —  though  in  their 
occasion  necessary,  are  to  be  regarded  and  designed  as 
appendages,  as  devices  for  making  the  body  of  procedure 
effective,  rather  than  as  having  independent  significance. 
To  treat  them  as  mere  conventional  flourishes  is  to  ignore 
their  practical  value  and  introduce  an  air  of  trifling  into 
the  work. 

1  Select  British  Eloquence,  pp.  316-320. 


450  INVENTION  IN  ITS  ELEMENTS. 

Note.  —  Accordingly,  as  pointed  out  on  p.  434,  3,  the  introduction  and 
conclusion  are  not  numbered  in  the  body  of  the  discourse.  Of  course, 
however,  when  they  coordinate  with  the  others,  as  introductory  and  conclud- 
ing stages  of  the  thought,  they  may  be  so  numbered  ;  it  is  a  case  where 
the  formal  introduction  and  conclusion  are  omitted. 

/ 

The  Introduction.  —  The  introduction  comprises  whatever 
is  necessary  to  make  proper  approach  to  the  theme,  or  to 
the  point  where  the  theme  begins  its  work  and  power. 

Note.  —  This  last  remark  is  made  for  those  cases  where  the  theme  is 
not  expressed  in  a  proposition,  but  diffused  through  the  body  of  the  work.1 
The  natural  place  to  state  the  theme,  therefore,  when  it  is  stated,  is  at  the 
end  of  the  introduction.  This  is  exemplified,  typically,  though  somewhat 
formally,  in  the  introduction  quoted  from  Dr.  Bushnell,  p.  425,  where  the 
introduction  leads  up  to  and  culminates  in  an  elaborate  status  of  the  theme. 
Sometimes  to  such  a  statement  there  is  added  a  brief  indication  of  the  plan 
by  its  leading  heads. 

1.  The  rationale  of  the  introduction,  while  essentially  the 
same  for  all  cases,  differs  somewhat  in  procedure  according 
as  the  reader  is  to  be  introduced  to  a  way  of  thinking  or  to 
a  way  of  feeling,  —  in  other  words,  according  as  the  work  is 
predominantly  didactic  or  emotional. 

When  the  work  is  intellectual  or  didactic,  that  is,  when  the 
writer's  object  is  to  inform,  instruct,  or  convince,  it  is  gen- 
erally sufficient  for  the  introduction  to  determine  the  setting 
of  the  theme :  in  time,  if  the  work  is  historical  ;  in  space,  if 
descriptive  ;  in  some  system  of  ideas,  if  expository.  It  enters 
the  general  region  of  fact  or  thought  to  which  the  work 
belongs,  disengages  the  subject  from  the  various  associations 
extraneous  to  present  treatment,  and  furnishes  such  prelimi- 
nary information  as  is  needed  to  put  the  reader  in  possession 
of  subject,  point  of  view,  and  manner  of  treatment. 

Example.  —  This  typical  object  of  the  introduction  is  well  illustrated  in 
the  opening  paragraph  of  Gibbon's  History  2 :  — 

1  See  above,  p.  426. 

2  Gibbon,  History  of  the  Decline  and  Fall  of  the  Roman  Empire,  VoL  i,  p.  1 


THE    COMPOSITION  AS  A    WHOLE.  451 

"  In  the  second  century  of  the  Christian  Era,  the  empire  of  Rome  com- 
prehended the  fairest  part  of  the  earth,  and  the  most  civilized  portion  of 
mankind.  The  frontiers  of  that  extensive  monarchy  were  guarded  by 
ancient  renown  and  disciplined  valor.  The  gentle  but  powerful  influence 
of  laws  and  manners  had  gradually  cemented  the  union  of  the  provinces. 
Their  peaceful  inhabitants  enjoyed  and  abused  the  advantages  of  wealth 
and  luxury.  The  image  of  a  free  constitution  was  preserved  with  decent 
reverence :  the  Roman  senate  appeared  to  possess  the  sovereign  authority, 
and  devolved  on  the  emperors  all  the  executive  powers  of  government. 
During  a  happy  period  of  more  than  fourscore  years,  the  public  administra- 
tion was  conducted  by  the  virtue  and  abilities  of  Nerva,  Trajan,  Hadrian, 
and  the  two  Antonines.  It  is  the  design  of  this,  and  of  the  two  succeeding 
chapters,  to  describe  the  prosperous  condition  of  their  empire  ;  and  after- 
wards, from  the  death  of  Marcus  Antoninus,  to  deduce  the  most  important 
circumstances  of  its  decline  and  fall ;  a  revolution  which  will  ever  be  remem- 
bered, and  is  still  felt  by  the  nations  of  the  earth." 

This  gives  in  brief  sketch  the  era  from  which  the  history  takes  its  rise, 
the  characteristics  of  that  supreme  point  of  the  Roman  history  from  which 
the  only  progress  was  decline.  In  so  voluminous  a  work  three  chapters  are 
needed  to  fill  in  the  description  thus  sketched  in  the  opening  paragraph. 

When  the  work  is  set  in  a  more  emotional  key,  as  for 
instance  in  the  case  of  oratory,  the  setting  is  sometimes  more 
complex:  to  make  the  hearer  feel  rightly  toward  the  subject 
it  may  have  to  arouse  interest,  overcome  prejudice,  make 
personal  explanations,  and  the  like.1  The  prevailing  senti- 
ment nowadays  is  to  say  as  little  as  possible  about  one's  self 
and  trust  to  the  intrinsic  importance  of  the  subject  for  inter- 
est and  emotional  power.  Whatever  is  said  about  circum- 
stances is  by  way  of  securing  some  connection  with  the 
particular  occasion  of  speaking. 

Example.  —  The  following,  which  is  the  introduction  to  Ruskin's  lecture 
on  War,2  exemplifies  about  what  an  orator  of  present-day  taste  ventures  to 
say  in  a  preliminary  way  about  himself  and  his  subject :  — 

1  Cicero's  definition  of  the  introduction  (and  he  refers  to  the  oratorical  introduc- 
tion) is,  that  its  object  is  "  rcddcrc  audUores  baicvolos,  attentos,  dociles" —  to  make 
the  auditors  well-disposed,  i.c.  to  the  speaker,  attentive,  i.e.  interested  in  the  subject- 
matter,  and  teachable,  i.e.  freed  from  prejudice  and  opposition  to  the  cause. 

2  Ruskin,  Crown  of  Wild  Olive,  p.  115. 


452  INVENTION  IN  ITS  ELEMENTS. 

"  Young  Soldiers,  I  do  not  doubt  but  that  many  of  you  came  unwill- 
ingly to-night,  and  many  in  merely  contemptuous  curiosity,  to  hear  what  a 
writer  on  painting  could  possibly  say,  or  would  venture  to  say,  respecting 
your  great  art  of  war.  You  may  well  think  within  yourselves  that  a  painter 
might,  perhaps  without  immodesty,  lecture  younger  painters  upon  painting, 
but  not  young  lawyers  upon  law,  nor  young  physicians  upon  medicine  — 
least  of  all,  it  may  seem  to  you,  young  warriors,  upon  war.  And,  indeed, 
when  I  was  asked  to  address  you,  I  declined  at  first,  and  declined  long  ; 
for  I  felt  that  you  would  not  be  interested  in  my  special  business,  and  would 
certainly  think  there  was  small  need  for  me  to  come  to  teach  you  yours. 
Nay,  I  knew  that  there  ought  to  be  no  such  need,  for  the  great  veteran  soldiers 
of  England  are  now  men  every  way  so  thoughtful,  so  noble,  and  so  good,  that 
no  other  teaching  than  their  knightly  example,  and  their  few  words  of  grave 
and  tried  counsel,  should  be  either  necessary  for  you,  or  even,  without 
assurance  of  due  modesty  in  the  offerer,  endured  by  you. 

"  But  being  asked*  not  once  nor  twice,  I  have  not  ventured  persistently 
to  refuse  ;  and  I  will  try,  in  very  few  words,  to  lay  before  you  some  reason 
why  you  should  accept  my  excuse,  and  hear  me  patiently.  You  may 
imagine  that  your  work  is  wholly  foreign  to,  and  separate  from,  mine.  So 
far  from  that,  all  the  pure  and  noble  arts  of  peace  are  founded  on  war  ;  no 
great  art  ever  yet  rose  on  earth,  but  among  a  nation  of  soldiers." 

By  the  time  he  has  reached  this  point  the  speaker,  in  the  most  natural 
way  possible,  has  his  subject  fairly  well  suggested. 

2.  In  style,  the  introduction  should  aim  at  two  main 
qualities :  vigor,  in  order  to  stimulate  and  secure  attention  at 
once  ;  and  plain  directness,  in  order  at  once  to  get  a  nucleus 
round  which  the  thought  may  cluster.  The  introduction  is 
not  the  place  for  elaborate  or  pretentious  expression  ;  nor  on 
the  other  hand  can  it  bear  languid  or  labored  expression. 
Not  a  little  depends  on  the  lucid  vigor  of  the  opening 
sentence,  which  ought  to  be  so  constructed  as,  while  not 
amplifying  at  all,  to  give  a  distinct  push  to  the  whole  subject, 
like  pushing  a  boat  out  from  shore.  For  this  reason  a  favor- 
ite way  is  to  set  out  with  a  quotation,  or  a  figure,  or  an  anec- 
dote, so  chosen  as  to  embody  the  preliminary  consideration 
in  concrete  form.  Whatever  the  device,  its  aim  from  the  first 
word  is  to  foster  anticipation  and  secure  a'  hearing. 


THE   COMPOSITION  AS  A    WHOLE.  453 

Examples.  —  The  introduction  to  The  Truth  of  the  Matter,  which 
essay  takes  its  occasion  from  the  prevailing  sentiment  in  historical  compo- 
sition, sets  out  abruptly  with  a  quotation  which  embodies  the  whole  case, 
and  comments  on  this  :  — 

" '  Give  us  the  facts,  and  nothing  but  the  facts,'  is  the  sharp  injunction 
of  our  age  to  its  historians.  Upon  the  face  of  it,  an  eminently  reasonable 
requirement.  To  tell  the  truth  simply,  openly,  without  reservation,  is  the 
unimpeachable  first  principle  of  all  right  dealing;  and  historians  have  no 
license  to  be  quit  of  it.  Unquestionably  they  must  tell  us  the  truth,  or  else 
get  themselves  enrolled  among  a  very  undesirable  class  of  persons,  not  often 
frankly  named  in  polite  society.  But  the  thing  is  by  no  means  so  easy  as 
it  looks.  The  truth  of  history  is  a  very  complex  and  very  occult  matter. 
It  consists  of  things  which  are  invisible  as  well  as  of  things  which  are 
visible.  It  is  full  of  secret  motives,  and  of  a  chance  interplay  of  trivial  and 
yet  determining  circumstances  ;  it  is  shot  through  with  transient  passions, 
and  broken  athwart  here  and  there  by  what  seem  cruel  accidents  ;  it  can- 
not all  be  reduced  to  statistics  or  newspaper  items  or  official  recorded 
statements.  And  so  it  turns  out,  when  the  actual  test  of  experiment  is 
made,  that  the  historian  must  have  something  more  than  a  good  conscience, 
must  be  something  more  than  a  good  man.  He  must  have  an  eye  to  see 
the  truth ;  and  nothing  but  a  very  catholic  imagination  will  serve  to  illumi- 
nate his  matter  for  him  :  nothing  less  than  keen  and  steady  insight  will 
make  even  illumination  yield  him  the  truth  of  what  he  looks  upon.  Even 
when  he  has  seen  the  truth,  only  half  his  work  is  done,  and  that  not  the 
more  difficult  half.  He  must  then  make  others  see  it  just  as  he  does:  only 
when  he  has  done  that  has  he  told  the  truth."     Etc. 

By  the  time  the  introduction  has  proceeded  thus  far  it  has  its  subject 
fairly  launched,  wi.th  the  occasion  and  call  for  it  suggested.  Of  the  figura- 
tive outset,  the  well-known  introduction  of  Webster's  Reply  to  Hayne  is 
an  example. 

3.  Though  written  in  its  order,  the  introduction  to  a  work 
is  not  the  first  thing  designed  ;  or  at  least  if  so  it  is  apt  to 
be  too  rambling  and  remote  from  the  subject.  The  design 
of  it  should  be  delayed  until  the  course  of  thought  is  so  fully 
in  mind  that  only  this  one  connecting  link  with  reader  and 
occasion  remains  to  be  supplied ;  then  its  plain  and  direct 
office  will  be  obvious.1 

1  "  The  last  thing  that  we  find  in  making  a  book  is  to  know  what  we  must  put  first." 
—  Pascal,  Thoughts,  p.  240. 


454  INVENTION  IN  ITS  ELEMENTS. 

The  Conclusion.  —  The  object  of  a  formal  conclusion  at  the 
end  of  a  literary  work  is  to  gather  together  the  various  threads 
of  argument,  thought,  or  appeal,  and  so  to  apply  them  as  to 
leave  on  the  reader's  mind  a  unity  of  impression  correspond- 
ing to  the  aim  of  the  discourse.  It  is  essential  that  there  be 
one  comprehensive  effect,  one  focal  truth,  by  which  the  work 
shall  be  remembered. 

i.  The  relation  of  the  conclusion  to  the  rest  of  the  work 
needs  a  word  of  notice.  While  the  body  of  the  argument  has 
tended  to  diversity,  following  as  it  did  the  radiations  of  the 
thought  into  its  various  divisions  and  aspects,  the  conclusion, 
like  the  introduction,  works  to  a  unity.  Thus,  in  a  sense,  the 
discourse  ends  where  it  began.  But  it  does  not  end  as  it 
began.  The  introduction,  as  we  have  seen,  called  in  the 
thought  from  extraneous  associations  and  concentrated  it  on 
the  theme ;  the  conclusion  now  gathers  up  the  theme  anew 
from  its  various  components,  and  concentrates  it  on  an  appli- 
cation, or  dynamic  point,  corresponding  to  the  spirit  and 
design  of  the  whole  work. 

2.  What  form  this  application  shall  assume  depends  some- 
what, as  in  the  case  of  the  introduction,  on  whether  the  su- 
preme effect  desired  is  intellectual  or  emotional. 

When  the  work  is  purely  of  the  intellect,  the  conclusion  is 
naturally  either  a  recapitulation,  more  or  less  formal,  of  the 
main  stages  of  the  argument,  or  a  summary  embodying  the 
essential  theme.  In  this  latter  case  it  may  be  merely  the  last 
stage  of  a  series ;  but  when  such,  the  other  stages  should  show 
as  successive  steps  in  an  inductive  order,  so  that  when  this 
appears  it  may  be  the  key  and  culmination  of  the  whole. 

When  the  work  is  one  to  be  felt  and  acted  upon,  the  con- 
clusion becomes  a  sort  of  appeal  to  motive  and  duty, 
gathering  into  itself  the  spirit  of  the  discourse,  and  giv- 
ing it  a  thrust  toward  conduct.  In  tone  it  may  be 
either  soberly   practical    or  strenuous   and   impassioned ;    in 


THE    COMPOSITION  AS  A    WHOLE.  455 

this   respect   obeying   the   momentum  of    the   discourse  that 
has  preceded  it. 

Examples. —  i.  Of  the  summarizing  conclusion.  The  essay  on  The 
Truth  of  the  Matter  summarizes  its  argument  in  the  idea  of  art  :  — 

"  It  is  thus  and  only  thus  we  shall  have  the  truth  of  the  matter :  by  art, 
—  by  the  most  difficult  of  all  arts;  by  fresh  study  and  first-hand  vision ;  at 
the  mouths  of  men  who  stand  in  the  midst  of  old  letters  and  musty  docu- 
ments and  neglected  records,  not  like  antiquarians,  but  like  those  who  see 
a  distant  country  and  a  far-away  people  before  their  very  eyes,  as  real,  as 
full  of  life  and  hope  and  incident,  as  the  day  in  which  they  themselves  live. 
Let  us  have  done  with  humbug  and  come  to  plain  speech.  The  historian 
needs  an  imagination  quite  as  much  as  he  needs  scholarship,  and  consum- 
mate literary  art  as  much  as  candor  and  common  honesty.  Histories  are 
written  in  order  that  the  bulk  of  men  may  read  and  realize ;  and  it  is  as 
bad  to  bungle  the  telling  of  the  story  as  to  lie,  as  fatal  to  lack  a  vocabulary 
as  to  lack  knowledge.  In  no  case  can  you  do  more  than  convey  an 
impression,  so  various  and  complex  is  the  matter.  If  you  convey  a  false 
impression,  what  difference  does  it  make  how  you  convey  it  ?  In  the 
whole  process  there  is  a  nice  adjustment  of  means  to  ends  which  only  the 
artist  can  manage.  There  is  an  art  of  lying  ;  —  there  is  equally  an  art,  —  an 
infinitely  more  difficult  art,  — of  telling  the  truth." 

2.  Of  the  impassioned  conclusion.  Ruskin,  concluding  his  lecture  on 
The  Deteriorative  Power  of  Conventional  Art  over  Nations  1  with  an  appeal 
to  motive  and  character,  at  once  summarizes  the  two  main  sides  of  his 
thought  and  gives  their  moral  significance :  — 

"  Make,  then,  your  choice,  boldly  and  consciously,  for  one  way  or  other 
it  must  be  made.  On  the  dark  and  dangerous  side  are  set  the  pride  which 
delights  in  self-contemplation  —  the  indolence  which  rests  in  unquestioned 
forms  —  the  ignorance  that  despises  what  is  fairest  among  God's  creatures, 
and  the  dulness  that  denies  what  is  marvellous  in  his  working:  there  is  a 
life  of  monotony  for  your  own  souls,  and  of  misguiding  for  those  of  others. 
And,  on  the  other  side,  is  open  to  your  choice  the  life  of  the  crowned  spirit, 
moving  as  a  light  in  creation  —  discovering  always  —  illuminating  always, 
gaining  every  hour  in  strength,  yet  bowed  down  every  hour  into  deeper 
humility;  sure  of  being  right  in  its  aim,  sure  of  being  irresistible  in  its 
progress;  happy  in  what  it  has  securely  done  —  happier  in  what,  day  by 
day,  it  may  as  securely  hope  ;  happiest  at  the  close  of  life,  when  the  right 
hand  begins  to  forget  its  cunning,  to  remember,  that  there  was  never  a 

1  Ruskin,  The  Two  Paths,  p.  53. 


456  INVENTION  IN  ITS  ELEMENTS. 


I 


touch  of  the  chisel  or  the  pencil  it  wielded,  but  has  added  to  the  knowledge 
and  quickened  the  happiness  of  mankind." 

3.  The  actual  culmination  of  an  impassioned  discourse  is 
not  always,  perhaps  not  ideally,  at  the  very  end.  There  is 
needed  a  kind  of  cadence,  a  letting  down  to  earth  from  a  sus- 
tained and  lofty  flight,  a  gentle  provision  for  the  revulsion 
that  may  follow  in  the  hearer's  mind.  This  need  is  the  occa- 
sion of  the  cadence  conclusion,  —  a  final  passage  in  more 
quiet  and  subdued  style,  giving  some  thought  related  to  the 
argument  though  not  directly  aimed  at. 

Apart  from  this  graduated  ending,  the  conclusion  as  a 
whole  has  not  the  motive  for  restraint  in  style  that  has  been 
noted  of  the  introduction.  It  takes  influence  from  the  char- 
acter of  the  discourse  preceding  it ;  and  thus,  if  there  is  emo- 
tion or  depth  of  thought  to  warrant,  it  may  fittingly  adopt 
imagery,  rhythm,  a  somewhat  more  spacious  and  rolling  sen- 
tence structure.  This  is  not  inconsistent  with  its  general 
character  as  a  cadenced  effect ;  it  merely  specifies  a  particu- 
lar kind  of  cadence. 

Examples.  —  Of  the  heightened  and  eloquent  conclusion,  the  quotation 
just  given  from  Ruskin  is  an  example.  A  long  suspensive  structure  used 
as  a  conclusion  may  be  seen  in  the  quotation  from  Cardinal  Newman, 
p.  284,  above.  A  familiar  classical  example  is  the  peroration  of  Webster's 
Reply  to  Hayne. 

The  closing  paragraph  of  Ruskin's  Seven  Lamps  of  Architecture  is  a 
good  example  of  a  cadence  conclusion,  with  its  subdued  tone :  — 

"  I  have  paused,  not  once  nor  twice,  as  I  wrote,  and  often  have  checked 
the  course  of  what  might  otherwise  have  been  importunate  persuasion,  as 
the  thought  has  crossed  me,  how  soon  all  Architecture  may  be  vain,  except 
that  which  is  not  made  with  hands.  There  is  something  ominous  in  the 
light  which  has  enabled  us  to  look  back  with  disdain  upon  the  ages  among 
whose  lovely  vestiges  we  have  been  wandering.  I  could  smile  when  I  hear 
the  hopeful  exultation  of  many,  at  the  new  reach  of  worldly  science,  and 
vigor  of  worldly  effort ;  as  if  we  were  again  at  the  beginning  of  days. 
There  is  thunder  on  the  horizon  as  well  as  dawn.  The  sun  was  risen  upon 
the  earth  when  Lot  entered  into  Zoar."1 

1  Ruskin,  Seven  Lamps  of  Architecture,  p.  388. 


THE   COMPOSITION  AS  A    WHOLE.  457 

Transitions.  —  A  transition,  as  the  name  indicates,  is  a 
passage  over  from  one  division  of  the  thought  to  another.  It 
is  an  intermediate  statement,  in  which  is  found  something 
retained  from  what  precedes,  and  something  anticipatory  of 
what  follows.  But  in  addition  to  this,  it  is  essential  that  the 
transition  be  a  distinct  thought  in  itself,  a  statement  worth 
making.  To  make  the  turn  on  a  mere  catch-word  is  merely 
to  force  thoughts  together  by  arbitrary  association. 

Example  of  a  Catch- Word  Transition.  —  In  the  following,  from 
a  student  essay,  the  new  stage  of  the  thought  is  tacked  on  by  the  chance 
suggestion  of  a  word  :  — 

"  The  people  have  now  a  much  warmer  interest  in  college  base-ball  games 
than  even  in  the  best  professional  league  games. 

"  And  that  is  what  we  must  keep  out  of  our  college  athletics,  profession- 
alism, which  has  crept  into  some  of  our  sports,  but  which  we  must 
earnestly  strive  to  abolish." 

A  transition  is  merely  a  form  of  explicit  reference,1  made 
more  marked  and  extended  because  the  thoughts  it  connects 
have  more  important  rank  in  the  composition.  The  problem 
of  transition  —  how  to  make  one  stage  of  thought  pass  nat- 
urally into  the  next  —  is  always  present  in  literary  compo- 
sition, and  is  especially  to  be  satisfied  between  the  main 
divisions.  The  most  important  transition  of  all  occurs  natu- 
rally between  the  introduction  and  the  body  of  discussion; 
the  next  in  importance,  which  however  is  much  easier  to 
effect,  occurs  between  the  discussion  and  the  conclusion.  In 
any  case  the  aim  is,  while  not  impairing  the  perfect  distinc- 
tion of  the  connected  thoughts,  to  give  them  a  genuine,  not 
forced  or  arbitrary,  sequence.2 

Example  of  Transition  Thought.— Referring  to  the  Illustrative  Plan, 
p.  439,  it  will  be  seen  that  there  is  a  gap  between  the  introductory  thought, 
as  there  expressed,  and  the  subject  of  the  first  main  heading.  The  intro- 
duction (see  p.  453),  portraying  the  ideal,  has  led  up  to  this  statement : 

1  For  which,  see  above,  p.  370. 

2  For  these  qualities,  as  necessary  requisites,  see  above,  p.  440. 


45S  INVENTION  IN  ITS  ELEMENTS. 

"  The  thing  is  infinitely  difficult.  The  skill  and  strategy  of  it  cannot 
be  taught."  Then  follows  this  transition  thought :  "  And  so  historians 
take  another  way,  which  is  easier :  they  tell  part  of  the  truth,  —  the  part 
most  to  their  taste,  or  most  suitable  to  their  talents,  —  and  obtain  readers 
to  their  liking  among  those  of  similar  tastes  and  talents  to  their  own." 
Going  on  through  an  intermediate  paragraph  of  amplification,  in  which  are 
described  some  of  the  partial  histories  that  deal  with  the  kinds  of  truth 
they  like  and  let  the  rest  go,  this  transition  thought  leads  finally  to  the 
inquiry  :  "  Is  there  no  way  in  which  all  the  truth  may  be  made  to  hold 
together  in  a  narrative  so  strongly  knit  and  so  harmoniously  colored  that 
no  reader  will  have  either  the  wish  or  the  skill  to  tear  its  patterns  asunder, 
and  men  will  take  it  all,  unmarred  and  as  it  stands,  rather  than  miss  the 
zest  of  it  ? "  The  answer  to  this  is  the  first  stage  of  the  discussion,  which 
(a  negative  stage)  is  opened  by  the  sentence  :  "  It  is  evident  the  thing 
cannot  be  done  by  the  '  dispassionate '  annalist." 


III.     THE    AMPLIFYING   IDEAS. 

In  the  making  of  the  plan,  the  course  and  movement  of  the 
thought  have  been  charted  out ;  the  relations  of  the  main 
ideas  to  the  theme  and  to  each  other  have  been  determined ; 
but  as  yet  these  ideas  have  been  expressed  only  as  headings, 
and  together  they  have  formed  only  a  skeleton,  a  bony  struc- 
ture. As  the  next  and  final  stage  of  composition  now,  this 
bony  structure  must  be  clothed  with  the  rounded  fulness  of 
life  ;  the  core  ideas  must  take  to  themselves  a  fitting  body  of 
explanatory,  illustrative,  and  vivifying  thought.  To  supply 
this,  with  all  the  finishing  touches  necessary  to  make  the 
composition  complete,  is  the  work  of  amplification  ;  a  process 
in  which  invention  and  style  are  equally  concerned,  being 
their  final  meeting-ground. 

Amplification  is  often  regarded  with  suspicion,  as  if  it  were 
merely  spreading  the  thought  out  thin,  or  putting  in  what  is 
called  "padding";  and  no  advice  about  writing  is  more  pop- 
ular than  the  advice  to  "boil  it  down."  This  suspicion  is 
directed,  however,  only  to  the  abuse  of  amplification,  which 


THE   COMPOSITION  AS  A    WHOLE.  459 

may  be  easy  and  great  ;  but  rightly  managed  amplification  is 
simply  the  most  vital  and  necessary  process  in  all  composi- 
tion, it  is  in  fact  the  summit  of  composition  itself,  approached 
from  the  inventive  side.1 

The  Glow  of  Composition.  —  As  we  enter  upon  the  study  of 
this  final  stage  of  the  work,  we  need  to  take  practical  note  of 
the  fact  that  amplification  is  a  more  fervid  process  than  plan- 
ning. The  writer  is  in  a  more  exalted  mood.  From  a  mood 
of  severe  discriminating  thought,  whose  task  it  was  to  gather, 
weigh,  and  distribute  ideas  so  as  to  satisfy  the  logical  sense, 
he  has  passed,  so  to  say,  into  an  ardor  of  thinking,  wherein 
the  spirit  of  the  work  is  acting;  he  is  living  through  some- 
thing of  the  vigor,  the  clear  vision,  the  emotion,  that  he  is 
trying  to  awaken  in  his  reader.  Thought  and  thinking 
—  both  these  enter  into  the  work ;  and  it  is  important  to  use 
the  energy  of  the  latter  for  what  it  is  worth. 

For  this  glow  of  composition  sharpens  his  faculties  and 
gives  him  clearer  insight  into  all  his  work.  It  reacts  also  on 
the  plan  that  he  has  made.  New  wordings  are  suggested, 
new  distinctions  and  points  of  effect,  and  not  infrequently 
changes  of  order.  This  does  not  mean  that  the  plan  has 
become  useless  ;  too  many  think  it  does  and  throw  away  the 
plan  here  ;  it  simply  means  that  the  course  of  thought  has 
become  a  more  vital  thing,  more  self-justifying  and  natural. 
It  suggests  also  that  plan-making  is  not  something  to  be  done 
once  for  all  and  closed  ;  rather,  the  plan  should  be  kept  open 
and  flexible,  to  gain  all  it  may  from  the  quickened  mood  of 
composition.  A  useful  maxim  to  bear  in  mind  is,  Do  not  be 
the  slave  of  your  own  prearranged  plan  of  discourse.2 

1  "  Amplification,  I  say,  which  in  strict  definition  is  not  making  a  few  thoughts  go 
a  long  way,  by  powerful  inflation,  but  clothing  your  outlined  [discourse]  in  a  full- 
rounded  corporeity  of  actual,  ponderable  thoughts,  all  of  them  relational,  of  course,  to 
that  outline  with  its  first,  second,  third  and  fourth,  of  main  thoughts."  —  BUK  ion, 
Yale  Lectures ,  \>.  59. 

9  This  conclusion  lias  been  anti<  ipated  above,  p.  432. 


460  INVENTION  IN  ITS  ELEMENTS. 

Of  amplification,  it  is  the  business  of  the  present  section, 
after  first  glancing  at  its  opposite,  to  discuss  its  objects,  its 
means,  and  its  accessories. 


The  Province  of  Unamplified  Expression.  —  It  is  to  be  con- 
ceded that  not  all  enunciations  of  thought  need  amplification. 
There  are  cases  where  the  most  condensed  and  pointed 
expression  is  to  be  devised  as  final  and  best,  —  where  any 
enlargement  or  elucidation  is  apt  to  result  in  weakening  and 
dilution.1     Such  cases  a  sound  literary  instinct  will  recognize. 

For  this  reason,  along  with  the  ability  to  amplify,  the 
writer  should  no  less  diligently  cultivate  the  exact  opposite 
—  the  ability  to  compress  thought  into  the  telling  and  preg- 
nant form  of  aphorism.  An  aphorism  is  not  merely  a  short 
sentence.  It  is  a  short  sentence  crowded  so  full  of  thought 
that  it  overflows.2  For  its  end  of  sententiousness  it  may  be 
somewhat  sweeping,  one-sided,  paradoxical ;  still,  when  the 
reader  has  thought  beyond  its  bounds,  as  its  art  of  putting 
things  makes  him  do,  it  corrects  itself.3  To  write  aphoris- 
tically  is  a  native  gift,  largely,  but  it  may  also  be  worked  for 
and  developed.  And  its  value  is  that  it  not  only  promotes 
the  habit  of  thinking  much  in  little  compass  ;  it  enables  one 
better  to  fix  his  landmarks  of  thought,  its  cardinal  and  its 

1  From  the  side  of  style  this  liability  has  been  touched  upon  under  Condensation 
for  Vigor,  p.  295,  above. 

2  "  Aphorisms,  except  they  should  be  ridiculous,  cannot  be  made  but  of  the  pith 
and  heart  of  sciences ;  for  discourse  of  illustration  is  cut  off ;  recitals  of  examples 
are  cut  off  ;  discourse  of  connexion  and  order  is  cut  off ;  descriptions  of  practice  are 
cut  off.  So  there  remaineth  nothing  to  fill  the  Aphorisms  but  some  good  quantity  of 
observation :  and  therefore  no  man  can  suffice,  nor  in  reason  will  attempt,  to  write 
Aphorisms,  but  he  that  is  sound  and  grounded." —  Bacon,  Advancement  of  Learn- 
ing, Book  ii,  p.  172. 

3  "  The  very  essence  of  an  aphorism  is  that  slight  exaggeration  which  makes  it 
more  biting  while  less  rigidly  accurate."  —  Stephen,  Hours  in  a  Library,  Vol.  ii, 
p.  3.  —  The  danger  to  be  guarded  against  in  such  writing  is  spoken  of,  p.  276,  above. 


THE    COMPOSITION  AS  A    WHOLE.  461 

subordinate  points,  by  putting  a  fit  share  of  his  expression 
into  unamplified  form.1 

It  is  well  in  any  discourse  to  steer  the  thought  now  and 
then  to  some  sententious  conclusion,  which  shall  summarize 
what  has  gone  before,  or  nucleize  what  is  to  come,  or  enunci- 
ate some  memorable  lesson  of  life.  It  is  in  such  utterances 
that  the  weighty  and  important  points  should  be  found  ;  this 
is  the  special  value  of  unamplified  thought  in  the  body  of  a 
work. 

Aphoristic  Literature.  —  An  indication  of  the  estimate  people 
set  on  unamplified  thought  is  seen  in  the  fact  that  every  nation 
has  its  distinct  body  of  gnomic  or  aphoristic  literature,  in  the 
shape  of  popular  maxims,  bons  mots,  felicitous  phrases,  and  the 
like.  The  existence  of  these  everywhere  is  a  standing  testi- 
mony to  the  value  men  put  upon  "the  art  of  putting  things." 
Relatively  small  in  quantity,  these  weighty  utterances  have 
access  and  influence  far  beyond  what  their  bulk  betokens  ; 
they  represent  the  packed  thought  of  all  classes,  and  circulate 
like  current  coin. 

One  of  the  oldest  philosophies  of  the  world,  the  Hebrew, 
which  was  a  philosophy  of  practical  life,  adopted  this  sen- 
tentious form,  which  is  called  the  mas/ia/,  for  its  vehicle  of 
instruction  ;  thus  showing  a  fine  sense  of  what  the  form  is 
especially  good  for,  —  a  lesson  of  life,  which  none  can  mis- 
understand and  which  therefore  needs  no  elucidation.  In 
pointed,  balanced,  often  antithetic  enunciation  it  gathers  into 
one  utterance  the  result  of  seasoned  observation,  experience, 
wisdom.     And  so,  both  for  its  yield  of  truth  and  for  its  good 

1  "  Every  expedient  which  reduces  circumlocutory  expression  promotes  the  power 
and  the  habit  of  condensed  thinking.  A  taste  for  short  words,  for  Saxon  words,  for 
unqualified  substantives,  for  crisp  sentences,  helps  the  thinking  power  to  work  in  close 
quarters.  A  writer  who  acquires  a  fondness  for  speaking  brevities  learns  to  think  in 
brevities.  Happy  is  the  man  whose  habit  it  is  to  think  laconically.  There  are  few 
tilings  in  which  the  reaction  of  style  on  thought  and  on  the  thinking  force  is  so  obvi- 
ous as  in  the  growth  of  this  condensing  power."  —  Phelps,  Theory  of  Pre  a  cli  nig, 
p.  447- 


462  INVENTION  IN  ITS  ELEMENTS. 

effect  on  one's  own  way  of  thinking,  conversance  with  this 
kind  of  literature  has  great  charm  and  value. 

Note.  —  The  classic  and  model  of  aphoristic  literature  is  the  Book  of 
Proverbs.  Other  collections  are:  Pascal's  Thoughts,  The  Maxims  of  La 
Rochefoucauld,  f Gilbert's  Thoughts,  Poor  Richard's  Sayings,  Hare's  Guesses 
at  Truth,  and  Helps's  Thoughts  in  the  Cloister  and  the  Crowd.  Besides 
these  some  standard  authors — Shakespeare,  Bacon,  Pope,  Landor,  and 
Emerson  —  are  noted  for  their  sententious  style,  rich  in  wise  and  pithy 
sayings. 

II. 

Objects  for  which  Amplification  is  employed.  —  The  question 
here  naturally  rising,  Why  amplify  at  all?  is  answered  by 
recurrence  to  the  shape  in  which  the  outline  plan  has  left  the 
thought.  It  is  all  there,  essentially,  but  its  condensed  form, 
as  mere  headings,  does  not  avail,  except  perhaps  in  some 
individual  sayings,  to  make  it  effect  its  end.  In  some  places 
it  is  too  sweeping  and  absolute,-  in  others  too  crowded  or 
brief,  in  others  still  too  flat  and  spiritless.  To  read  it  in  that 
form  is  like  taking  food  that  is  condensed  into  tablets. 

Three  principal  objects  of  amplification  may  thus  be  de- 
duced and  exemplified. 

i.  To  give  proper  range,  limits,  and  present  application  to 
an  idea.  In  unamplified  form  an  assertion  may  be  too  sweep- 
ing ;  or  while  true  it  may  be  only  a  half  truth  needing  to  be 
guarded  and  supplemented  ;  or  its  present  application  may 
be  unusual,  needing  therefore  to  be  fixed.  The  first  impulse 
of  amplification,  therefore,  is  toward  a  kind  of  definition  of 
terms,  a  making  sure  how  much  or  how  little  our  assertion 
shall  mean. 

2.  To  give  body  to  an  idea,  by  dwelling  on  it  long  enough 
for  the  reader's  mind  to  feel  round  it  and  grasp  it  and  realize 
it.  It  takes  time  to  get  the  bearings  of  an  idea,  and  to  get  it 
settled  and  as  it  were  at  home  in  the  mind  ;  so  the  very  object 


THE    COMPOSITION  AS  A    WHOLE,  463 

of  devoting  time  to  it,  giving  it  bulk,  is  one  justifying  reason 
for  amplification.1 

3.  To  give  an  idea  its  proper  coloring  or  atmosphere  ;  that 
is,  to  express  it  in  a  style  adapting  it  to  act,  according  to  its 
intrinsic  power,  upon  the  sensibilities,  or  the  understanding, 
or  the  will.  Some  thoughts  that  reasoned  out  would  have  com- 
paratively little  effect  might  appeal  strongly  to  the  imagination. 
Some  need  merely  the  white  light  of  clear  presentation.  Others 
still  are  full  of  latent  eloquence  and  power  on  motive.  It  is  on 
the  appropriate  amplification  that  we  must  depend,  to  make 
each  thought  do  its  predestined  work  in  the  reader's  mind.2 

Illustration. — All  the  above-mentioned  objects  of  amplification  are 
clearly  illustrated  in  the  following  paragraphs,3  as  may  be  seen  by  help  of 
the  appended  notes  :  — 

"The  healthy  know  not  of  their  health,  but  only  the  Sententia,  or 
sick  :  this  is  the  Physician's  Aphorism  ;  and  applicable  ground  assertion. 
in  a  far  wider  sense  than  he  gives  it.  We  may  say,  it  1.  To  fix  its 
holds  no  less  in  moral,  intellectual,  political,  poetical,  application,  by 
than  in  merely  corporeal  therapeutics  ;  that  wherever,  taking  it  in  wider 
or  in  what  shape  soever,  powers  of  the  sort  which  can  sense, 
be  named  vital  are  at  work,  herein  lies  the  test  of  their 
working  right  or  working  wrong. 

1  "  Time  must  be  given  for  the  intellect  to  eddy  about  a  truth,  and  to  appropriate  its 
bearings.  There  is  a  sort  of  previous  lubrication,  such  as  the  boa  constrictor  applies 
to  any  subject  of  digestion,  which  is  requisite  to  familiarize  the  mind  with  a  startling 
or  a  complex  novelty."  —  De  Quincey,  Essay  on  Style,  Works,  Vol.  iv,  p.  180. — 
"  It  is  remarked  by  Anatomists,  that  the  nutritive  quality  is  not  the  only  requisite  in 
food,  —  that  a  certain  degree  of  distension  of  the  stomach  is  required,  to  enable  it  to 
act  with  its  full  powers ;  —  and  that  it  is  for  this  reason  hay  or  straw  must  be  given  to 
horses,  as  well  as  corn,  in  order  to  supply  the  necessary  bulk.  Something  analogous 
to  this  takes  place  with  respect  to  the  generality  of  minds ;  which  are  incapable  of 
thoroughly  digesting  and  assimilating  what  is  presented  to  them,  however  clearly,  in 
a  very  small  compass.  ...  It  is  necessary  that  the  attention  should  be  detained  for 
a  certain  time  on  the  subject."  —  Whately,  Elements  of  Rhetoric,  p.  302. 

2  "  Matter  as  allied  to,  in  'electric  affinity '  with,  peculiar  form,  and  working  in  all 
cases  by  an  immediate  sympathetic  contact,  on  which  account  it  is  that  it  may  be 
called  soul,  as  opposed  to  mind,  in  style.  And  this  too  is  a  faculty  of  choosing  and 
rejecting  what  is  congruous  or  otherwise,  with  a  drift  towards  unity  —  unity  of 
atmosphere  here,  as  there  of  design  —  soul  securing  color  (or  perfume,  might  we  say  ?) 
as  mind  secures  form."  —  PATEM,  Appreciations,  p.  23. 

3  Carlyle,  Essay  on  Characteristics,  Essays,  Vol.  iii,  p.  1. 


464 


INVENTION  IN  ITS  ELEMENTS. 


"  In  the  Body,  for  example,  as  all  doctors  are  agreed,         2.    To    dwell 
the  first  condition  of  complete  health  is,  that  each  organ     upon  it  until  the 
perform  its  function  unconsciously,  unheeded ;  let  but     reader  realizes  its 
any  organ  announce  its  separate  existence,  were  it  even     extent   of   mean- 
boastfully,  and  for  pleasure,  not  for  pain,  then  already     ing. 
has  one  of  those  unfortunate  'false  centres   of  sensi- 
bility '  established  itself,  already  is  derangement  there. 
The  perfection  of  bodily  well-being  is,  that  the  collective 
bodily  activities  seem  one ;    and  be  manifested,  more- 
over, not  in  themselves,  but  in  the  action  they  accom- 
plish.    If  a  Dr.  Kitchiner  boast  that  his  system  is  in 
high  order,  Dietetic  Philosophy  may  indeed  take  credit ; 
but  the  true  Peptician  was  that  Countryman  who  an- 
swered that,  'for  his  part,  he  had  no  system.'     In  fact,         3.   To  give  the 
unity,  agreement,  is  always  silent,  or  soft-voiced ;  it  is     spiritual  and  po- 
only  discord  that  loudly  proclaims  itself.     So  long  as     etic     significance 
the  several  elements  of  Life,  all  fitly  adjusted,  can  pour     of    it,  — the    im- 
forth  their  movement  like   harmonious   tuned  strings,     aginative     color- 
it  is  a  melody  and  unison ;    Life,  from  its  mysterious     ing. 
fountains,  flows  out  as  in  celestial  music  and  diapason, 
—  which  also,  like  that  other  music  of  the  spheres,  even 
because  it  is  perennial  and  complete,  without  interrup- 
tion and  without  imperfection,  might  be  fabled  to  escape 
the  ear.     Thus  too,  in  some  languages,  is  the  state  of 
health  well  denoted  by  a  term  expressing  unity ;  when 
we  feel  ourselves  as  we  wish  to  be,  we  say  that  we  are 
whole" 


III. 


Means  of  Amplification.  —  To  amplify  a  thought  so  that  it 
shall  indeed  be  more  ample,  —  shall  be  enriched,  not  diffused 
or  diluted,  —  is  at  bottom  an  affair  not  of  means  and  methods 
but  of  the  man.  He  must  be  a  man  of  full  mind,  in  whom 
the  subject  in  hand  is  so  mastered  and  matured  that  his 
thought  upon   it   is   active   and  germinant.1     This    must  be 

1  "  Where  then  do  amplifications  come  from,  and  how  can  a  poor,  dry-minded, 
constipated  mortal  get  them  ?  I  answer  :  there  is  only  one  way,  and  that  is  to 
amplify  the  man."  —  Burton,  Yale  Lectures,  p.  60.  —  See  also  the  fine  passage 
from  Cardinal  Newman  quoted  as  a  footnote,  p.  287,  above. 


THE    COMPOSITION  AS  A    WHOLE.  465 

presupposed.  Without  such  grounding  no  methods  can  do 
more  than  produce  a  semblance  of  amplification.  With  it, 
the  means  here  to  be  described  are  the  natural  ways  of  work- 
ing, according  to  the  intrinsic  suggestiveness  of  ideas  and 
the  needs  of  the  reader. 

The  leading  means  of  amplification  reduce  themselves  to 
three  ;  each  of  which,  however,  has  various  lines  of  working. 

i.  By  employing  Some  Form  of  Repetition.  —  This  is  the 
means  naturally  employed  in  fixing  the  meaning  of  a  term,  or 
in  treading  in,  so  to  say,  some  enunciation  of  truth.  Essen- 
tially it  is  definition  ;  and  its  virtue  consists  in  so  varying  the 
repeat  that  it  will  not  seem  iterative  and  yet  in  changed 
aspects  will  bring  the  same  idea  again  and  again  to  light. 
The  old  technical  name  for  this  broad  use  of  repetition  was 
interpretatio} 

i.  The  obvious  forms  of  this  repetition  have  already  been 
recounted2:  representing  a  term  in  the  repeat  by  a  defining 
term  or  phrase ;  putting  a  literal  term  or  assertion  in  place 
of  a  figurative,  and  vice  versa;  putting  a  concrete  for  a  gen- 
eral term  ;  and  the  like.  All  this  may  be  done  without  seem- 
ing to  go  out  of  the  way  to  do  it. 

Examples.  —  The  example  quoted  from  Burke,  p.  306,  above,  is  very 
plain  and  striking.  Note  also  how,  in  the  following  sentence,  the  figurative 
assertion,  "we  must  ascend,"  is  defined  by  more  literal  repetition  :  "  I  say 
then,  if  we  would  improve  the  intellect,  first  of  all,  we  must  ascend;  we 
cannot  gain  real  knowledge  on  a  level ;  we  must  generalize,  we  must  reduce 
to  method,  we  must  have  a  grasp  of  principles,  and  group  and  shape 
our  acquisitions  by  means  of  them.  It  matters  not  whether  our  field  of 
operation  be  wide  or  limited  ;  in  every  case,  to  command  it  is  to  mount 
above  it."  3 

1  Payne,  Burke's  Select  Works,  Vol.  i,  p.  xl.  He  defines  it  from  Whately, 
Elements  qf  Rhetoric,  p.  302  :  "  to  repeat  the  same  sentiment  and  argument  in 
many  different  forms  of  expression ;  each,  in  itself  brief,  but  all,  together,  affording 
such  an  expansion  of  the  sense  to  be  conveyed,  and  so, detaining  the  mind  upon  it, 
as  the  case  may  require." 

2  See  above,  pp.  305  sqq.  8  Newman,  Idea  of  a  University,  p.  139. 


466  INVENTION  IN  ITS  ELEMENTS. 

How  such  repetition,  unskilfully  managed,  may  seem  to  mark  time  with- 
out advancing,  may  be  felt  from  the  following:  "No  individual  can  be 
happy  unless  the  circumstances  of  those  around  him  be  so  adjusted  as  to 
conspire  with  his  interest.  For,  in  human  society,  no  happiness  or  misery 
stands  unconnected  and  independent.  Our  fortunes  are  interwoven  by 
threads  innumerable.  We  touch  one  another  on  all  sides.  One  man's 
misfortune  or  success,  his  wisdom  or  his  folly,  often  by  its  consequences 
reaches  through  multitudes."  1 

2.  Another  device,  essentially  though  not  so  obviously  repe- 
tition ary,  is  the  employment  of  the  obverse,  that  is,  some 
consideration  negative  to  the  proposition  in  hand.  This  may 
take  a  variety  of  forms.  In  the  exposition  of  ideas  the  nega- 
tive is  generally  direct  —  what  the  conception  is  not,  set  over 
against  what  it  is.  In  the  setting  forth  of  events  it  may  take 
more  complex  forms,  as  for  instance,  contrasting  what  oc- 
curred with  what  might  have  been  expected,  or  with  what 
would  have  occurred  had  circumstances  been  different.  In 
any  case  the  principle  is  that  of  antithesis,  employed  to  repeat 
the  idea  in  another  aspect.2 

Examples.  —  A  simple  obverse  occurs  in  the  sentence  quoted  above 
from  Cardinal  Newman :  "  we  cannot  gain  real  knowledge  on  a  level." 
This  is  the  first  restatement  of  the  proposition. 

In  the  following  the  writer  is  speaking  of  unpardonable  mannerism  in 
writing,  and  he  begins  with  describing  its  contrast,  pardonable  mannerism: 
"  Mannerism  is  pardonable,  and  is  sometimes  even  agreeable,  when  the 
manner,  though  vicious,  is  natural.  Few  readers,  for  example,  would  be 
willing  to  part  with  the  mannerism  of  Milton  or  of  Burke.  But  a  manner- 
ism which  does  not  sit  easy  on  the  mannerist,  which  has  been  adopted  on 
principle,  and  which  can  be  sustained  only  by  constant  effort,  is  always 
offensive.     And  such  is  the  mannerism  of  Johnson."  3 

1  Quoted  from  Blair"1  s  Sermons,by  Payne,  Burke's  Select  Works,  Vol.  i,  p.  xli. 
On  the  passage  he  remarks :  "  Here  the  same  proposition  is  repeated  five  times, 
without  any  material  addition  or  illustration,  the  impression  left  being  that  of  great 
poverty  of  thought." 

2  For  Antithesis  as  a  law  of  style,  see  above,  p.  271 ;  as  a  law  of  thought-associa- 
tion, p.  444. 

3  Macaulay,  Essay  on  BoswelPs  Life  of  Johnson,  Essays,  Vol.  ii,  p.  423.  See 
remarks  on  Macaulay's  treatment  of  the  obverse,  Minto,  Manual  of  English  Prose 
Literature,  p.  99. 


THE    COMPOSITION  AS  A    WHO  IE.  467 

An  example  of  the  contrast  between  the  actual  and  what  one  would 
expect  may  be  seen  in  the  quotation  from  Deutsch,  on  p.  341,  above. 

3.  A  very  serviceable  management  of  this  kind  of  repetition 
consists  in  expanding  the  sense  until  the  thought  is  exhibited 
on  its  various  sides,  and  then  contracting  it  into  its  most 
pointed  and  striking  form.  An  application  of  this  has 
already  been  noted,  in  the  apothegmatic  ending  of  the  para- 
graph.1 Its  utility  is,  after  elucidating  the  thought  for  the 
reader  to  understand,  to  sum  up  with  a  statement  for  him  to 
remember.2 

2.  By  reducing  Generals  to  Particulars.  —  This  is  perhaps  the 
most  direct  and  spontaneous  form  of  amplification,  obeying 
as  it  does  the  natural  impulse  to  prove  an  assertion  once 
made.  It  is  from  the  particulars  that  the  writer's  generaliza- 
tion is  derived  in  the  first  place  ;  and  now,  to  make  it  good, 
he  separates  it  into  its  components  before  the  reader's  eyes, 
that  the  reader  may  have  in  possession  the  same  ground  of 
judgment. 

This  means  of  amplification  may  take  somewhat  different 
forms,  according  as  it  deals  with  facts  or  with  principles. 

1.  A  general  fact  is  most  naturally  amplified  by  enumera- 
tion. It  is  a  case  where  something  depends  on  accumulating 
a  goodly  store  of  particulars ;  they  must  be  numerous  enough 
to  substantiate  the  assertion  as  an  actual  fact. 

Illustrations.  —  In  writing  of  the  times  of  Edmund  Burke,  John 
Morley  makes  this  comprehensive  statement  of  its  signs  of  progress  :  "  In 
every  order  of  activity  a  fresh  and  gigantic  impulse  was  given,  the  tide  of 
national  life  widened  and  swelled  under  the  influence  of  new  and  flushed 
tributaries,  the  springs  and  sources  were  unsealed  of  modern  ideas,  modern 
systems,  and  of  ideas  and  systems  that  are  still  to  be  developed."  3    To  the 

1  See  above,  p.  378. 

2  "  The  hearers  will  lie  struck  by  the  forciblcness  of  the  sentence  which  they  will 
have  lx±en  prepared  to  comprehend  ;  they  will  understand  the'longtr  expression,  and 
remember  the  shorter."  —  WHATBLY,  Elements  of  Rhetoric,  p.  351.  Foi  Balance 
Structure  as  an  aid  to  this  aphoristic  summary,  see  pp.  309,  352,  above. 

3  IfORLBY,  Edmund  Burke,  a  Historical  Study,  p.  63. 


468  INVENTION  IN  ITS  ELEMENTS. 

amplification  of  this  statement  he  devoted  four  paragraphs,  whose  topics 
are  In  the  Spiritual  order,  In  the  Industrial  order,  In  the  Speculative  and 
Scientific  order,  Fourthly,  and  finally,  in  the  Political  order.  This  is  a 
simple  enumeration.  Another  plain  example  may  be  seen  in  Ecclesiastes 
iii.  1-8,  where  the  verses  after  i  simply  reduce  to  particulars  the  opening 
assertion. 

2.  A  general  principle  is  most  naturally  amplified  by  exem- 
plification, in  which  the  object  is  not  so  much  to  substantiate 
by  the  number  of  details  as  to  illustrate  by  their  character. 
The  example  shows  the  truth  in  question  in  the  concrete. 

Example.  —  In  the  following  the  principle  enunciated  at  the  beginning 
is,  after  it  has  been  enlarged  by  some  definitive  sentences,  exemplified  by 
several  names  chosen  casually:  "The  fermentative  influence  of  geniuses 
must  be  admitted  as,  at  any  rate,  one  factor  in  the  changes  that  constitute 
social  evolution.  The  community  may  evolve  in  many  ways.  The  acci- 
dental presence  of  this  or  that  ferment  decides  in  which  way  it  shall  evolve. 
Why,  the  very  birds  of  the  forest,  the  parrot,  the  mino,  have  the  power  of 
human  speech,  but  never  develop  it  of  themselves  ;  some  one  must  be  there 
to  teach  them.  So  with  us  individuals.  Rembrandt  must  teach  us  to  enjoy 
the  struggle  of  light  with  darkness,  Wagner  to  enjoy  peculiar  musical  effects  ; 
Dickens  gives  a  twist  to  our  sentimentality,  Artemus  Ward  to  our  humor; 
Emerson  kindles  a  new  moral  light  within  us." * 

3.  It  is  to  be  noted  here  that  the  order  of  amplification  in 
this  form  may  sometimes  be  reversed,  the  general  coming  in 
as  a  summary  to  interpret  a  body  of  particulars.  This  is 
analogous,  on  a  small  scale,  to  the  order  of  investigation, 
mentioned  above.2 

3.  By  adding  Descriptive  Details.  —  Not  all  amplification  is 
in  the  nature  of  proof  or  example ;  nor  is  it  always  employed 
merely  in  the  interests  of  the  understanding.    The  imagination, 

1  James,  The  Will  to  Believe,  and  Other  Essays,  p.  229. 

2  See  above,  p.  446.  "  The  examples  which  we  take  to  prove  other,  things,  if  we 
wish  to  prove  the  examples,  we  should  take  the  other  things  to  be  their  examples ; 
for,  as  we  always  believe  that  the  difficulty  is  in  what  we  wish  to  prove,  we  find  the 
examples  more  clear,  and  they  aid  us  in  proving  it.  Thus  when  we  wish  to  illustrate 
a  general  principle,  we  must  exhibit  the  particular  rule  of  a  case :  but  if  we  wish  to 
illustrate  a  particular  case,  we  must  begin  with  the  general  rule."  —  Pascal, 
Thoughts,  p.  232. 


THE   COMPOSITION  AS  A    WHOLE.  469 

too,  has  its  claim.  On  the  scaffolding  of  formal  plan  or  logical 
movement  there  must,  in  a  large  proportion  of  material,  be 
erected  a  structure  such  as  may  be  seen  and  felt,  —  realized 
as  it  were  by  the  senses ;  and  the  amplification  used  for  this 
end  must  be  of  a  heightening  and  vivifying  character.1 

i.  Narrative  and  descriptive  writing  is  the  special  field  for 
such  imaginative  amplification  ;  there  the  motive  of  the  work, 
largely,  is  to  give  life  and  concrete  reality,  and  details  are 
observed  or  invented  to  this  end. 

Example  of  its  Recognized  Importance.  —  As  a  mere  historical 
event  the  discovery  of  the  Wisconsin  River  might  have  been  dispatched  in 
a  few  words ;  Parkman  chooses  rather  to  make  its  importance  more  vividly 
perceived  by  describing  the  scenery  of  the  river  as  it  must  have  looked  to 
the  explorers,  Joliet  and  Marquette  :  — 

"  The  perplexed  and  narrow  channel  .  .  .  brought  them  at  last  to  the 
portage  ;  where,  after  carrying  their  canoes  a  mile  and  a  half  over  the 
prairie  and  through  the  marsh,  they  launched  them  on  the  Wisconsin,  bade 
farewell  to  the  waters  that  flowed  to  the  St.  Lawrence,  and  committed  them- 
selves to  the  current  that  was  to  bear  them  they  knew  not  whither,  —  perhaps 
to  the  Gulf  of  Mexico,  perhaps  to  the  South  Sea  or  the  Gulf  of  California. 
They  glided  calmly  down  the  tranquil  stream,  by  islands  choked  with  trees 
and  matted  with  entangling  grapevines ;  by  forests,  groves,  and  prairies,  — 
the  parks  and  pleasure-grounds  of  a  prodigal  nature  ;  by  thickets  and 
marshes  and  broad  bare  sand-bars  ;  under  the  shadowing  trees,  between 
whose  tops  looked  down  from  afar  the  bold  brow  of  some  woody  bluff. 
At  night,  the  bivouac, — the  canoes  inverted  on  the  bank,  the  flickering  fire, 
the  meal  of  bison-flesh  or  venison,  the  evening  pipes,  and  slumber  beneath 
the  stars:  and  when  in  the  morning  they  embarked  again,  the  mist  hung 
on  the  river  like  a  bridal  veil ;  then  melted  before  the  sun,  till  the  glassy 
water  and  the  languid  woods  basked  breathless  in  the  sultry  glare."  a 

1  "  Invention  determines  that  such  events  shall  happen ;  but  in  the  case  of  the 
finest  work  it  attempts  to  go  no  further.  It  has  proposed  the  scene  :  the  power  which 
sets  the  scene  like  life  before  the  inward  eye,  the  graphic  touch  which  makes  it  unfor- 
gettable, belong,  of  right,  to  the  imagination  alone."  —  Article  on  Invention  and 
Imagination,  Macmillarts  Magazine,  Vol.  lvi,  p.  275. 

2  Parkman,  Discovery  of  the  Great  West,  p.  54.  Not  only  the  historian's  sense 
of  its  importance,  but  the  pains  he  was  at  to  get  this  imagined  scene  authentic,  may 
be  indicated  in  the  footnote  appended  to  this  paragraph  of  description  :  "  The  abova 
traits  of  the  scenery  of  the  Wisconsin  are  taken  from  personal  observation  of  the 
river  during  midsummer." 


470  INVENTION  IN  ITS  ELEMENTS. 

2.  In  many  cases  where  the  idea  is  abstruse,  or  where  it 
needs  to  be  keenly  realized  as  a  truth  of  life,  some  figure  of 
analogy  or  metaphor  is  employed  to  make  it  more  apprehen- 
sible to  the  imagination. 

Example.  —  In  the  following  the  attempt  is  made,  by  figurative  descrip- 
tion, to  make  more  apprehensible  to  imagination  the  mystery  of  our  world 
as  a  dwelling-place  :  — 

"  Although  the  world  and  life  have  in  a  sense  become  commonplace  to 
our  experience,  it  is  but  in  an  external  torpor;  the  true  sentiment  slumbers 
within  us  ;  and  we  have  but  to  reflect  on  ourselves  or  our  surroundings  to 
rekindle  our  astonishment.  No  length  of  habit  can  blunt  our  first  surprise. 
Of  the  world  I  have  but  little  to  say  in  this  connection  ;  a  few  strokes  shall 
suffice.  We  inhabit  a  dead  ember  swimming  wide  in  the  blank  of  space, 
dizzily  spinning  as  it  swims,  and  lighted  up  from  several  million  miles  away 
by  a  more  horrible  hell-fire  than  was  ever  conceived  by  the  theological 
imagination.  Yet  the  dead  ember  is  a  green,  commodious  dwelling-place  ; 
and  the  reverberation  of  this  hell-fire  ripens  flower  and  fruit  and  mildly 
warms  us  on  summer  eves  upon  the  lawn.  Far  off  on  all  hands  other  dead 
embers,  other  flaming  suns,  wheel  and  race  in  the  apparent  void ;  the  near- 
est is  out  of  call,  the  farthest  so  far  that  the  heart  sickens  in  the  effort 
to  conceive  the  distance.  Shipwrecked  seamen  on  the  deep,  though  they 
bestride  but  the  truncheon  of  a  boom,  are  safe  and  near  at  home  compared 
with  mankind  on  its  bullet.  Even  to  us  who  have  known  no  other,  it  seems 
a  strange,  if  not  an  appalling,  place  of  residence." x 

3.  Incidents,  anecdotes,  apologues,  are  a  frequent  means 
of  illustrative  amplification,  especially  in  popular  discourse. 
They  may  be  regarded  as  a  free  form  of  exemplification.  As 
to  the  management  of  them,  they  are  to  be  regarded  as  a 
story  told  not  for  its  details  but  for  its  point ;  which  latter 
must  be  so  identified  with  the  idea  illustrated  that  the  illus- 
tration will  not  be  remembered  by  itself.  To  make  a  dis- 
course of  stories  that  illustrate  nothing  or  only  insignificant 
things  is  to  degrade  literature  from  a  worthy  use  to  a  mere 
entertainment. 

l  Stevenson,  Lay  Morals,  Works,  Vol.  xxii,  p.  552. 


THE    COMPOSITION  AS  A    WHOLE.  471 

Example.  —  In  the  article  on  Invention  and  Imagination,  already  quoted 
from,  the  argument  is  thus  concluded  and  summed  up  by  apologue :  — 

"Are  we,  then,  to  conclude,  from  these  considerations,  that  invention  is 
to  be  despised  ?  Far  from  it.  In  its  own  domain  it  is  a  power.  We  owe 
the  Arabian  Nights  almost  to  it  alone.  Gulliver,  Robinson  Crusoe,  The 
Pilgrim's  Progress,  could  not  have  been  produced  without  its  active  aid ; 
nor,  indeed,  could  some  far  mightier  works,  Paradise  Lost  or  The  Inferno. 
But  when  it  comes  to  making  men  and  women,  Centaurs  and  archangels, 
breathe  and  live,  invention  either  stands  aside  in  modesty,  or  toils  and  fails. 

"  Solomon  (so  runs  the  apologue)  was  one  day  musing  in  his  garden,  at 
the  fifth  hour  of  the  day,  when  there  appeared  to  him  two  Spirits,  who 
bowed  down  before  him,  and  besought  him  to  judge,  by  his  wisdom,  which 
of  them  was  the  most  powerful.  Solomon  consented,  and  commanded  the 
first  Spirit  to  display  his  might.  The  Spirit  took  a  piece  of  rock,  and  smote 
with  it  upon  a  larger  block ;  again,  and  yet  again,  the  blows  fell ;  and 
slowly,  as  the  Spirit  toiled,  the  block  assumed  the  figure  of  a  man.  And 
the  man  sat  motionless  and  moved  not ;  because  he  was  of  rock.  Then 
Solomon  signed  with  his  finger  to  the  other  Spirit.  And  he  stepped 
towards  the  man  of  rock,  and  breathed  upon  his  eyes,  and  upon  his  feet, 
and  upon  his  heart.  And  the  man  rose  up  as  if  from  sleep,  and  moved, 
and  bowed  down  at  the  feet  of  Solomon  ;  for  he  had  become  a  living  thing. 
Then  the  first  Spirit  drooped  and  trembled;  but  the  eyes  of  the  other 
shone  like  light,  and  he  laughed  so  gloriously  with  triumph,  that  at  the 
sound  of  his  laughter  Solomon  awoke  ;  and  behold,  it  was  a  dream." 1 

IV. 

Accessories  of  Amplification.  —  Besides  the  direct  means  of 
amplification,  there  are  to  be  noted  certain  accessories  that, 
rightly  employed,  do  much  to  give  fulness  and  interest  to  the 
thought. 

Quotation.  —  For  corroborating  one's  own  statements,  or  for 
giving  them  the  pointedness  of  felicitous  phrase,  quotation 
may  be  made  a  valuable  accessory  to  amplification.2^  The 
right  use  of  it,  however,  is  an  art,  which  modern  habits  of 

1  Macmillarts  Magazine,  Vol.  lvi,  p.  278. 

2  "  He  that  borrows  the  aid  of  an  equal  understanding  doubles  his  own  ;  he  that 
uses  that  of  his  superior  elevates  his  own  to  the  stature  of  that  he  contemplates."  — 
Remark  quoted  from  Burke,  by  Emerson,  Works,  Vol.  viii,  p.  170. 


472  INVENTION  IN  ITS  ELEMENTS. 

thought  in  literature  have  made  somewhat  exacting.     One  or 
two  features  of  the  art  we  may  here  note. 

i.  To  be  rightly  employed  a  quoted  thought  must  be  thor- 
oughly assimilated  in  one's  own  thinking,  and  lie  in  the  direct 
line  of  it.  If  it  is  a  little  aside,  or  looks  toward  a  different 
conclusion  —  and  all  the  more  if  only  a  little  out  of  the  way  — 
it  confuses  the  unity  and  impairs  the  tissue  of  the  work. 

Example  of  the  Fault.  —  The  following  quotations,  especially  the 
one  in  verse,  which  occur  in  the  midst  of  a  passage  inculcating  painstaking 
in  composition,  turn  the  thought  aside  and  confuse  it :  — 

"  Our  best  poets  have  been  equally  painstaking.  Ben  Jonson  declared, 
contrary  to  the  popular  opinion, '  that  a  good  poet 's  made,  as  well  as  born.' 
So,  also,  Wordsworth  :  — 

'  O  many  are  the  poets  that  are  sown 
By  nature,  men  endowed  with  highest  gifts, 
The  vision  and  the  faculty  divine ; 
Yet  wanting  the  accomplishment  of  verse, 
Which  in  the  docile  season  of  their  youth, 
It  was  denied  them  to  acquire  through  lack 
Of  culture,  and  the  inspiring  aid  of  books.'  " 

From  this  point  onward  the  subject  of  painstaking,  which  has  waited  for 
these  irrelevant  quotations,  is  resumed. 

2.  The  modern  sense  of  honesty  in  composition  demands 
that  a  quotation  be  given  in  the  exact  words,  grammatical 
construction,  and  punctuation  of  the  author  quoted ;  the  quo- 
tation marks  guarantee  that.  To  this  end,  if  any  construc- 
tion must  be  modified  to  suit  the  quotation,  it  must  be  the 
writer's  own. 

Examples  of  the  Fault.  —  The  following,  from  a  student  essay, 
involves  the  writer  in  an  impossible  grammatical  construction  :  "  Not  very 
far  from  my  home  the  Charles,  the 

1  River !  that  in  silence  wendest,' 

flows  onward,  pursuing  its  course  to  the  sea." 

The  following,  from  a  similar  source,  compels  the  quoted  expression  to 
use  the  wrong  grammatical  case  :  "  Yet  he  did  know  that  '  Christ  and  Him 


i  to 
Vim 


THE    COMPOSITION  AS  A    WHO  IE.  473 

crucified  '  was  now  his  all  in  all ;  and  this  knowledge  thrilled  every  fibre 
of  his  body."  If  he  had  written,  "  Yet  he  did  know  that  his  all  in  all  was 
summed  up  in '  Christ  and  Him  crucified,'  "  etc.,  the  clash  in  grammar  would 
have  been  avoided  without  invading  the  accuracy  of  the  quotation. 

3.  As  to  manner  of  quoting.  If  a  quoted  passage  is  a  para- 
graph by  itself  it  should  occupy  a  paragraph  in  the  citation  ; 
if  only  a  sentence  or  a  phrase,  it  may  be  run  into  the  text.  — 
Poetry  should  be  quoted  in  lines,  if  more  than  one  line  is 
quoted  ;  if  only  one  line,  or  part  of  a  line,  the  writer  should 
judge  whether  from  its  closer  or  looser  connection,  it  will 
better  appear  in  the  body  of  his  own  thought  or  in  a  line  by 
itself.  —  It  is  a  pretty  general  and  commendable  custom  now- 
adays not  to  put  quotation  marks  to  well-known  passages  and 
phrases,  as  from  the  Bible  and  Shakespeare  ;  they  may  be 
treated  as  common  stock  of  language. 

Note.  —  In  one  case  of  quoting  Matthew  Arnold  runs  verse  into  prose, 
in  part,  it  would  seem,  to  express  his  silent  contempt  for  it  as  poetry: 
"  He  may  disobey  such  indications  of  the  real  law  of  our  being,  in  other 
spheres  besides  the  sphere  of  conduct.  He  does  disobey  them,  when  he 
sings  a  hymn  like :  My  Jesus  to  know,  and  feel  his  blood  flow,  or,  indeed, 
like  nine-tenths  of  our  hymns,  —  or  when  he  frames  and  maintains  a  blun- 
dering and  miserable  constitution  of  society,  —  as  well  as  when  he  commits 
some  plain  breach  of  the  moral  law."  l  To  quote  the  italicized^  passage  as 
poetry  would  be  to  dignify  it  unduly. 

Allusion  and  Suggestion.  —  The  amount  of  thought  actually 
conveyed  through  literature  is  not  to  be  measured  by  what  is 
said,  but  by  what  the  reader  is  made  to  think  and  feel.  And 
so  beyond  the  definite  impartations  of  language  there  is  a 
whole  realm  of  vaguer  elements :  allusions,  turns  of  phrase, 
colorings  of  figure,  subtleties  of  rhythm  and  assonance,  which 
have  their  effect  in  enriching  both  the  thought  and  the  emo- 
tional power  of  the  discourse.  Sometimes  an  abrupt  leaving- 
off,  or  a  silence  about  something  that  the  reader  may  be  left 

1  Arnold,  Literature  and  Dogma,  p.  39. 


474  INVENTION  IN  ITS  ELEMENTS. 

to  think  for  himself,  may  amplify  better  than  expression.  All 
these  vague  elements  are  beyond  the  sphere  of  rules  or  even 
discipline  ;  they  must  be  left  to  the  native  literary  sense  using 
the  powers  of  a  full-stocked  mind.  Under  various  topics  of 
style  they  have  already  been  sufficiently  exemplified. 

Note.  —  For  Implicatory  Words  and  Coloring,  see  above,  pp.  87-94; 
for  Animus  of  Word  and  figure,  pp.  102-106;  for  the  suggestion  of  sound 
in  language,  pp.  153-162;  for  picturing  power  of  language,  pp.  146-153. 
A  suggestive  article  on  this  subject  is,  The  Vague  Elements  in  Language^ 
Burton,  Yale  Lectures,  p.  222. 


BOOK  V.     THE    LITERARY   TYPES. 


In  our  study  of  inventive  processes  hitherto,  we  have  con- 
templated the  laws  of  invention  as  they  avail  for  any  and 
every  kind  of  material.  But  material,  as  it  is  of  widely  varied 
kinds,  must  apply  these  laws  variously.  Each  kind  has  its 
own  handling  of  theme,  its  own  ordering  or  movement  of 
main  ideas,  its  own  natural  current  of  amplification.  Each 
kind  of  material,  therefore,  according  to  its  prevailing  inven- 
tive attitude,  conforms  to  a  specific  literary  type,  by  which 
the  whole  composition  is  known  and  classified. 

Four  leading  types  thus  take  their  rise  ;  named  from  the 
processes  concerned  respectively  in  the  production  of  them. 
These,  with  the  kinds  of  material  with  which  they  deal,  are 
as  follows :  — 

Description  ;  invention  dealing  with  observed  objects. 
Narration  ;  invention  dealing  with  events. 
Exposition  ;  invention  dealing  with  generalized  ideas. 
Argumentation  ;    invention  dealing  with  truths,  and  with 
issues  of  conviction. 

To  the  study  of   these   the    coming   four    chapters   will   be 
devoted. 

Though,  as  above  said,  a  finished  literary  work  is  known 
and  classified  under  some  one  type,  yet  it  is  to  be  noted  that 
these  types  are  combined  in  a  great  many  ways,  one  helping 
and   reinforcing   another.     Some  of  the   most    important  of 

475 


476  THE  LITERARY  TYPES. 

these  combinations  will  be  pointed  out.  Beyond  this,  how 
ever,  and  in  general  beyond  the  study  of  the  unmixec 
types,  it  is  not  in  the  scope  of  a  rhetorical  text-book  to  go, 
The  completed  literary  forms  call  for  a  more  advanced  course 
of  investigation. 


CHAPTER    XIV. 
DESCRIPTION. 

Beyond  doubt  the  most  primitive  and  natural  impulse  to 
literary  utterance  manifests  itself  in  men's  effort  to  report 
what  they  observe  in  the  world  around  them.  This  impulse 
is  equally  spontaneous  whether  the  objects  observed  be  at 
rest  or  in  action,  whether  persons  and  things  or  events  ;  and 
thus  this  simplest  inventive  effort  results  in  two  types  of  dis- 
course, description  and  narration ;  types  generally  found  in 
some  proportion  together,  but  distinct  in  principle,  and  there- 
fore needing  to  be  studied  separately. 

Definition  of  Description.  —  Description  is  the  portrayal  of 
concrete  objects,  material  or  spiritual,  by  means  of  language. 

Some  points  of  this  definition  need  special  explication. 
Observe  :  — 

i.  Definition  centres  in  portrayal.  This  is  a  painter's  term, 
and  represents  an  analogous  thing,  —  picturing.  Merely  to 
enumerate  the  parts  and  qualities  of  an  object  would  be  giv- 
ing information,  and  for  some  purposes  this  would  be  enough  ; 
but  this  would  be  a  prosy  thing,  a  catalogue,  a  report,  not  a 
description.  To  describe  is  to  enlist  the  imagination  in  the 
work,  making  the  reader  see  or  otherwise  realize  the  object 
with  something  of  the  writer's  vigor  of  conception.  This 
means  making  a  kind  of  word-picture,  wherein  is  something 
answering  to  the  draughtsmanship,  the  coloring,  the  light 
and  shade,  the  perspective,  that  give  artistry  to  an  actual 
picture. 

2.  The  objects  with  which  description  deals  are  concrete, 
that  is,  not  perceived  as  members  of  a  class,  and  by  class 

477 


478  THE  LITERARY   TYPES. 

characteristics,  but  as  unique  objects,  and  by  individual  char 
acteristics.  In  this  respect  description  is  the  contrast  tc 
exposition,  as  will  be  more  fully  explained  later.  The  signifi- 
cance of  this  distinction  here  is,  that  description,  as  soon  as 
the  object's  class  is  named,  leaves  thought  of  this,  and  seeks 
to  give  the  traits,  not  wherein  the  object  is  like  others,  but 
wherein  it  is  different,  wherein  it  is  individually  impressive. 

3.  The  range  of  objects  amenable  to  description  is  so  great 
as  to  include  not  only  objects  of  sense,  as  persons  and  things, 
which  are  adapted  to  portrayal,  but  spiritual  objects,  as  for 
instance  character,  states  of  mind,  and  the  like,  which  con- 
tain little  or  no  pictorial  suggestiveness.  This  fact  makes  it 
important,  especially  in  the  case  of  the  latter  class  of  objects, 
to  know  what  style  or  treatment  is  most  realizable,  most  like 
portrayal. 

In  following  out  the  requirements  of  this  definition  we 
encounter  difficulties  of  a  peculiar  kind,  which  make  it  neces- 
sary in  description  to  rely  not  only  on  its  intrinsic  principles, 
but  equally  on  various  accessories  of  description.  To  these 
two  subjects  the  chapter  is  mainly  devoted. 

I.     THE   UNDERLYING   PRINCIPLES. 

The  distinguishing  principles  of  description  rise  from  its 
analogy  to  the  picturing  idea.  A  picture  produces  its  effect 
as  a  whole,  and  produces  it  at  once.  Toward  a  like  end 
description  aims,  so  far  as  its  somewhat  intractable  material 
will  allow.  Accordingly  its  theme,  or  working-idea,  is  not 
formulated  but  diffused  through  the  course  and  details  of  the 
whole  1 ;  its  logical  framework,  or  plan,  appears  as  little  like 
a  framework,  as  much  like  a  vital  unity,  as  possible  ;  its  texture 
of  amplification  works  to  a  homogeneous  scale  and  color- 
scheme,  in  the  effort  after  a  self-consistent  sum  of  impression, 
l  For  the  descriptive  theme,  see  above,  p.  426. 


DESCRIPTION.  479 

Thus  from  beginning  to  end  the  construction  lines  of  the 
composition,  though  present,  are  hidden  and  unobtrusive, 
being  fused,  as  it  were,  in  the  glow  and  spirit  of  the  por- 
trayal. 

I. 

Problems  of  Material  and  Handling.  —  The  difficulties  of 
description  are  such  as  rise  from  making  some  beautiful 
thing  out  of  unplastic  material  and  with  an  unwieldy  work- 
ing-tool. The  working-tool  is  language,  employed  to  do  what 
more  naturally  belongs  to  the  brush  or  the  chisel.  The  mate- 
rial is  just  the  multitude  of  parts  and  details  that  we  are 
aware  of  in  contemplating  any  object.  In  the  object  as 
observed  all  these,  great  and  small,  are  in  perfect  union  and 
relation  ;  but  when  it  comes  to  making  a  word-picture,  they 
have  to  be  taken  up  one  by  one  and  so  named  or  insinuated 
as  to  create  a  realizable  image  in  the  reader's  imagination.1 
It  is  evident  that  to  do  this  efficiently  requires  no  small  skill ; 
it  is  in  fact  one  of  the  acknowledged  triumphs  of  literature. 

Two  of  the  hardest  problems  that  confront  us  in  this  kind 
of  work  may  here  be  mentioned. 

i.  The  Problem  of  Selection. — This  problem  presents  diffi- 
culty on  two  sides.  On  the  one  hand,  the  number  of  details 
belonging  to  any  object,  all  seeming  to  clamor  for  recogni- 
tion, is  very  great.  On  the  other  hand,  to  enumerate  more 
than  a  very  limited  number  crowds  and  confuses,  not  vivifies, 
the  portrayal.  It  is  as  imperative,  then,  that  the  writer  omit 
or  suppress  details  as  that  he  express  them ;  he  must  know 
what  aids  the  life  of  his  picture,  what  clogs  and  stifles  it. 

As  regards  copiousness  of  selection,  then,  a  safe  rule  is, 

1  "  Marble,  paint,  and  language,  the  pen,  the  needle,  and  the  brush,  all  have  their 
grossnesses,  their  ineffable  impotences,  their  hours,  if  I  may  so  express  myself,  of 
insubordination.  It  is  the  work  and  it  is  a  great  part  of  the  delight  of  any  artist  to 
contend  with  these  unruly  tools,  and  now  by  brute  energy,  now  by  witty  expedient, 
to  drive  and  coax  them  to  effect  his  will."  —  Stevenson,  A  Note  on  Realism, 
Works,  Vol.  xxii,  p.  270, 


480  THE  LITERARY   TYPES. 

choose  the  smallest  number  of  details  that  will  adequately 
present  your  design  ;  but  see  that  they  make  up  in  impor- 
tance and  character-giving  quality  for  what  they  sacrifice  in 
number.  To  this  end  they  should  be  chosen  with  reference 
to  their  power  on  the  imagination  ;  if  you  cannot  tell  the 
whole,  tell  that  most  outstanding  and  distinctive  thing  which 
is  likeliest  to  make  the  reader  think  the  whole. 

2.  The  Problem  of  Total  Effect. — This  problem  rises  from  the 
fact  that  the  describing  must  take  time,  must  give  details  of 
the  object  in  succession,  while  the  object  itself,  being  at  rest, 
must  produce  its  impression  all  at  once.  This  is  the  disad- 
vantage of  language  as  a  picturing  medium  ;  it  has  to  go  on 
continually  to  new  things,  and  yet  the  things  it  has  left  must, 
for  the  integrity  of  the  picture,  remain  as  vivid  as  ever.1 

To  meet  this  difficulty,  it  is  essential  that  the  description 
be  modelled  on  a  well-marked  basis  of  structure ;  there  must 
be,  so  worded  as  to  concentrate  attention,  a  core  or  framework 
of  description,  to  which,  as  he  goes  along,  the  reader's  memory 
and  imagination  may  continually  refer,  thus  building  a  body 
of  details  around  it.  In  this  way  the  character  or  scheme 
of  the  portrayal  may  give  interrelation  to  the  details,  so  that 
they  may  be  realized  together. 

1  "  How  do  we  obtain  a  clear  idea  of  a  thing  in  space  ?  First  we  observe  its  sepa- 
rate parts,  then  the  union  of  these  parts,  and  finally  the  whole.  Our  senses  perform 
these  various  operations  with  such  amazing  rapidity  as  to  make  them  seem  but  one. 
This  rapidity  is  absolutely  essential  to  our  obtaining  an  idea  of  the  whole,  which  is 
nothing  more  than  the  result  of  the  conception  of  the  parts  and  of  their  connection 
with  each  other.  Suppose  now  that  the  poet  should  lead  us  in  proper  order  from  one 
part  of  the  object  to  the  other ;  suppose  he  should  succeed  in  making  the  connection 
of  these  parts  perfectly  clear  to  us ;  how  much  time  will  he  have  consumed  ? 

"  The  details,  which  the  eye  takes  in  at  a  glance,  he  enumerates  slowly  one  by  one, 
and  it  often  happens  that,  by  the  time  he  has  brought  us  to  the  last,  we  have  forgot- 
ten the  first.  Yet  from  these  details  we  are  to  form  a  picture.  When  we  look  at  an 
object  the  various  parts  are  always  present  to  the  eye.  It  can  run  over  them  again  and 
again.  The  ear,  however,  loses  the  details  it  has  heard,  unless  memory  retain  them. 
And  if  they  be  so  retained,  what  pains  and  effort  it  costs  to  recall  their  impressions 
in  the  proper  order  and  with  even  the  moderate  degree  of  rapidity  necessary  to  the 
obtaining  of  a  tolerable  idea  of  the  whole."  —  Lessing,  Laocoon,  p.  102. 


DESCRIPTION.  481 


II. 


Mechanism  of  Description.  —  However  disguised,  and  how- 
ever variously  proportioned,  there  must  be  a  mechanical  ele- 
ment, a  matter-of-fact  structure,  underlying  any  portrayal  ;  it 
must  be  there,  to  work  its  purpose  and  be  felt,  whether  the 
reader  consciously  analyzes  it  or  not.  The  following  are  its 
cardinal  stages. 

i.  Determining  the  Point  of  View.  —  Before  the  description 
is  begun,  the  writer  must  have  determined  in  his  mind  from 
what  point  the  object  is  to  be  contemplated  ;  and  to  this 
imagined  point  he  must  hold  throughout,  or  at  least  not  shift 
it  without  due  warning.  On  this  point  of  view  depends  the 
scale  of  the  description.  A  river  fifteen  rods  away  would  not 
have  been  described  as  "  like  a  silver  thread  running  through 
the  landscape,"  if  the  writer  had  been  mindful  where  he  was 
standing.  The  distance,  near  or  remote,  regulates  the  num- 
ber and  minuteness  of  details,  the  masses  of  color,  shading, 
and  the  like  ;  the  relative  position  to  the  object  regulates  its 
shape  and  perspective,  and  in  general  the  impression  it 
makes.  The  whole  composition  is  articulated  and  balanced 
by  the  point  of  view. 

Examples.  —  i.  The  description  of  the  continent  of  Europe,  quoted 
from  Ruskin  on  pp.  168,  169,  above,  is  very  careful  in  its  choice  of  point  of 
view.  The  writer  wishes  first  to  describe  very  general  features  of  scenery, 
mountain  ranges,  and  vegetation,  such  features  as  a  bird  would  see ;  so, 
having  mentioned  the  stork  and  swallow,  he  says :  "  Let  us,  for  a  moment, 
try  to  raise  ourselves  even  above  the  level  of  their  flight,  and  imagine  the 
Mediterranean  lying  beneath  us  like  an  irregular  lake,"  etc.  Turn  to  the 
description,  and  see  what  kind  and  scale  of  details  this  point  of  view  makes 
visible.  Having  thus  traversed  the  continent  from  south  to  north,  he  then 
proposes  a  nearer  point  of  view :  "  And  having  once  traversed  in  thought  this 
gradation  of  the  zoned  iris  of  the  earth  in  all  its  material  vastness,  let  us  go 
down  nearer  to  it,  and  watch  the  parallel  change  in  the  belt  of  animal  life," 
etc.  This  enables  him  to  describe  the  animals,  the  men,  and  the  works  of 
men,  as  he  is  in  imagination  near  enough  to  see  the  more  particular  details. 


482  THE  LITERARY  TYPES. 

2.  In  the  following,  Stevenson :  chooses  not  only  a  point  of  literal  view 
but  a  time  in  his  life  and  a  time  in  the  season  of  the  year,  to  describe  a  cer 
tain  river.     Observe  how  each  point  influences  the  description :  — 

"  I  have  named,  among  many  rivers  that  make  music  in  my  memory, 
that  dirty  Water  of  Leith.  Often  and  often  I  desire  to  look  upon  it  again  ; 
and  the  choice  of  a  point  of  view  is  easy  to  me.  It  should  be  at  a  certain 
water-door,  embowered  in  shrubbery.  The  river  is  there  dammed  back  for 
the  service  of  the  flour-mill  just  below,  so  that  it  lies  deep  and  darkling, 
and  the  sand  slopes  into  brown  obscurity  with  a  glint  of  gold ;  and  it  has 
but  newly  been  recruited  by  the  borrowings  of  the  snuff-mill  just  above, 
and  these,  tumbling  merrily  in,  shake  the  pool  to  its  black  heart,  fill  it 
with  drowsy  eddies,  and  set  the  curded  froth  of  many  other  mills  solemnly 
steering  to  and  fro  upon  the  surface.  Or  so  it  was  when  I  was  young ;  for 
change,  and  the  masons,  and  the  pruning-knife,  have  been  busy  ;  and  if  I 
could  hope  to  repeat  a  cherished  experience,  it  must  be  on  many  and 
impossible  conditions.  I  must  choose,  as  well  as  the  point  of  view,  a  cer- 
tain moment  in  my  growth,  so  that  the  scale  may  be  exaggerated,  and  the 
trees  on  the  steep  opposite  side  may  seem  to  climb  to  heaven,  and  the  sand 
by  the  water-door,  where  I  am  standing,  seem  as  low  as  Styx.  And  I  must 
choose  the  season  also,  so  that  the  valley  may  be  brimmed  like  a  oup  with 
sunshine  and  the  songs  of  birds  ;  —  and  the  year  of  grace,  so  that  when  I 
turn  to  leave  the  riverside  I  may  find  the  old  manse  and  its  inhabitants 
unchanged." 

•  • 

It  is  not  always  necessary  that  the  point  of  view  be  explic- 
itly mentioned.  What  is  of  more  importance  than  the  men- 
tion, is  that  the  details  should  be  so  graduated  to  one  point 
of  view  that  the  reader  may  instinctivelyy^?/  his  position  with 
reference  to  the  object.  It  is,  after  all,  in  this  medium  of 
portrayal,  not  a  point  of  view  but  a  point  of  thought,  from 
which,  according  to  the  data  supplied,  the  reader  has  to 
imagine  a  self-consistent  picture. 

Note.  —  In  the  following,  notice  how  the  whole  impression,  with  its 
scale  and  appearance  of  details,  is  determined  by  the  observer's  position, 
assumed  casually  as  a  point  of  view :  — 

"  The  little  square  that  surrounds  it  [the  cathedral  of  Chartres]  is  deplor- 
ably narrow,  and  you  flatten  your  back  against  the  opposite  houses  in  the 

1  Memories  and  Portraits,  Works,  Vol.  xiii,  p.  241. 


DESCRIPTION.  483 

vain  attempt  to  stand  off  and  survey  the  towers.  The  proper  way  to  look 
at  them  would  be  to  go  up  in  a  balloon  and  hang  poised,  face  to  face  with 
them,  in  the  blue  air.  There  is,  however,  perhaps  an  advantage  in  being 
forced  to  stand  so  directly  under  them,  for  this  position  gives  you  an  over- 
whelming impression  of  their  height.  I  have  seen,  I  suppose,  churches  as 
beautiful  as  this  one,  but  I  do  not  remember  ever  to  have  been  so  fasci- 
nated by  superpositions  and  vertical  effects.  The  endless  upward  reach  of 
the  great  west  front,  the  clear,  silvery  tone  of  its  surface,  the  way  three  or 
four  magnificent  features  are  made  to  occupy  its  serene  expanse,  its  sim- 
plicity, majesty,  and  dignity  —  these  things  crowd  upon  one's  sense  with  a 
force  that  makes  the  act  of  vision  seem  for  the  moment  almost  all  of  life."1 

This  point  of  thought  is  as  real  in  the  delineation  of  spirit- 
ual objects  as  of  material.  It  is  another  name  for  the  attitude 
that  we  assume,  whether  deliberately  or  through  limitation, 
toward  an  object ;  as  when  we  view  a  character  through  crit- 
ical or  sympathetic  eyes,  or  as  when  we  judge  a  mental 
endowment  from  the  standing-point  of  skill  or  its  opposite. 

Note.  —  A  significant  example  of  the  mental  point  of  view  is  seen  in 
Browning's  poem  How  it  strikes  a  Contemporary,  which  is  a  description 
of  a  poet  as  seen  and  judged  in  Spain  by  an  ordinary  man  of  the  people 
ignorant  of  poetry.  To  him  a  poet,  with  his  clear-seeing,  inquiring  eyes, 
was  a  man  who  took  note  of  everything  and  reported  to  the  king :  — 

"  He  took  such  cognizance  of  men  and  things, 
If  any  beat  a  horse,  you  felt  he  saw ; 
If  any  cursed  a  woman,  he  took  note  ; 
Yet  stared  at  nobody,  —  you  stared  at  him, 
And  found,  less  to  your  pleasure  than  surprise, 
He  seemed  to  know  you  and  expect  as  much."  2 

Here  the  point  of  view  brings  out  an  unusual  element,  though  not  an 
unreal  one,  of  the  poet-character. 

2.  Making  the  Nucleus  of  Description.  —  Having  determined 
his  point  of  view,  and  with  it  the  general  scale  of  the  por- 
trayal, the  writer's  next  step  is  to  give  in  a  brief  outline  the 
most    comprehensive    or    characterizing    trait    of   the   object 

1  James,  Portraits  of  Places,  p.  123. 

2  Robert  BROWNING,  Poems  (Cambridge  edition),  p.  336. 


484  THE  LITERARY  TYPES. 

described,  as  a  kind  of  core  or  framework  for  the  whole  pic 
ture.  Round  this  the  reader  may  in  imagination  group  tru 
various  details  as  they  come  up. 

The  kind  of  features  that  constitute  such  nucleus  are :  in  a 
material  object,  the  name  of  its  class,  its  shape,  size,  position, 
or  some  indication  of  what  it  is  like  ;  in  a  spiritual  object, 
the  predominating  motive,  summary  of  qualities,  character- 
izing trait.  These,  according  to  the  tone  of  the  description, 
may  be  recounted  in  a  matter-of-fact  way,  or  by  figure  and 
epithet. 

Examples.  —  i.  Victor  Hugo's  description  of  the  battle  of  Waterloo 
is  modelled  on  the  following  elaborate  nucleus  of  description :  — 

"  Those  who  wish  to  form  a  clear  idea  of  the  battle  of  Waterloo,  need 
only  imagine  a  capital  A  laid  on  the  ground.  The  left  stroke  of  the  A  is 
the  Nivelles  road,  the  right  one  the  Genappe  road,  while  the  cross  of  the  A 
is  the  sunken  road  from  Ohain  to  Braine  l'Alleud.  The  top  of  the  A  is 
Mont  Saint  Jean;  Wellington  is  there  ;  the  left-hand  lower  point  is  Hougo- 
mont ;  Reille  is  there  with  Jerome  Bonaparte ;  the  right-hand  lower  point 
is  la  Belle  Alliance;  Napoleon  is  there.  A  little  below  the  point  where 
the  cross  of  the  A  meets  the  right  stroke,  is  La  Haye  Sainte ;  in  the  centre 
of  this  cross  is  the  precise  point  where  the  final  battle-word  was  spoken. 
It  is  here  that  the  lion  is  placed,  the  involuntary  symbol  of  the  supreme 
heroism  of  the  Imperial  Guard. 

"  The  triangle  contained  at  the  top  of  the  A  between  the  two  strokes 
and  the  cross,  is  the  plateau  of  Mont  Saint  Jean.  The  dispute  for  this 
plateau  was  the  whole  battle."1 

2.  Green's  famous  description  of  the  character  of  Queen  Elizabeth  is 
modelled  on  the  following  antithetic  nucleus,  which,  from  one  point  or 
another,  gives  color  to  all  the  details  of  character  and  policy:  — 

"  She'was  at  once  the  daughter  of  Henry  and  of  Anne  Boleyn.  From 
her  father  she  inherited  her  frank  and  hearty  address,  her  love  of  popularity 
and  of  free  intercourse  with  the  people,  her  dauntless  courage  and  her 
amazing  self-confidence.  Her  harsh,  man-like  voice,  her  impetuous  will, 
her  pride,  her  furious  outbursts  of  anger  came  to  her  with  her  Tudor 
blood.  .  .  .  But  strangely  in  contrast  with  the  violent  outlines  of  her 
Tudor  temper  stood  the  sensuous,  self-indulgent  nature  she  derived  from 
Anne  Boleyn.     Splendor  and  pleasure  were  with  Elizabeth  the  very  air  she 

1  Hugo,  Les  Miscrablcs,  Cosette,  Book  i,  Chap,  iv, 


DESCRIPTION.  485 

breathed.  Her  delight  was  to  move  in  perpetual  progresses  from  castle  to 
castle  through  a  series  of  gorgeous  pageants,  fanciful  and  extravagant  as  a 
caliph's  dream.-"  l 

In  cases  where  the  description  is  not  the  main  element  of 
the  composition,  as  for  instance  in  those  bits  of  portrayal 
found  imbedded  in  works  of  history  or  fiction,  the  description 
is  generally  carried  no  farther  than  this  nucleus  ;  to  which, 
however,  is  sometimes  added  a  more  detailed  account  of  the 
part  or  quality  that  is  of  special  significance  for  the  main 
work. 

Examples. —  i.  Carlyle  thus  summarizes  the  environs  of  Zorndorf, 
where  Frederick  is  to  fight  one  of  his  battles  :  "  Such  is  the  poor  moorland 
tract  of  Country;  Zorndorf  the  centre  of  it,  —  where  the  Battle  is  likely  to 
be:  —  Zorndorf  and  environs  a  bare  quasi-island  among  these  woods; 
extensive  bald  crown  of  the  landscape,  girt  with  a  frizzle  of  firwoods  all 
round."2  To  this  outline,  as  important  for  his  military  operations,  he  adds 
a  more  detailed  account  of  the  swamps  and  small  streams  around. 

2.  The  following  condensed  description  of  a  person,  "  the  brown  old 
seaman,  with  the  sabre-cut,"  is  a  fair  specimen  of  the  kind  of  description 
introduced  into  works  of  fiction :  "  I  remember  him  as  if  it  were  yesterday, 
as  he  came  plodding  to  the  inn  door,  his  sea-chest  following  behind  him  in 
a  hand-barrow ;  a  tall,  strong,  heavy,  nut-brown  man;  his  tarry  pigtail  fall- 
ing over  the  shoulders  of  his  soiled  blue  coat ;  his  hands  ragged  and  scarred, 
with  black,  broken  nails ;  and  the  sabre-cut  across  one  cheek,  a  dirty,  livid 
white."  3  So  much  of  description  is  sufficient  to  arouse  imagination  and 
interest,  and  this  in  fact  is  its  object. 

3.  Adding  the  Amplifying  Matter.  —  The  nature  of  descrip- 
tive amplification  and  the  manner  of  its  arrangement  depend 
largely  on  the  object  of  the  portrayal,  and  whether  it  is  made 
for  information  or  for  the  imagination.  Its  various  aspects 
will  be  taken  up  in  the  next  section.  One  remark,  however, 
may  be  made  here.  The  ruling  aim  is  to  make  the  details 
homogeneous.     They  should  have  a  keeping  with  each  other 

1  Green,  A  Short  History  of  the  English  People,  Chap,  vii,  Section  3. 

2  Carlylk,  Frederick  the  Great,  Vol.  vi,  p.  381. 
8  Stevenson,  Treasure  Island,  Chap.  i. 


486  THE  LITERARY  TYPES. 

and  with  the  tone  and  key  of  discourse,  so  that  all  may  wor 
together  to  produce  one  harmonious  effect.  An  incongruou 
feature  is  to  the  imagination  what  a  false  progression  is  ii 
music ;  it  destroys  the  artistic  illusion. 

It  is  in  this  respect  that  description  is  invention.  Follow 
ing  truth  and  nature,  as  it  does,  yet  it  is  selected  truth,  trutl 
moulded  into  organic  and  speaking  character  by  the  point  o 
view,  the  core  of  suggestion,  and  the  imaginative  color in| 
that  controls  the  whole. 

•  Note.  —  Here  the  key  of  words  becomes  significant  (see  above,  p.  104) 
and  the  level  of  language  must  be  conformed  to  the  elevation  of  the  object 
To  describe  a  dignified  object  or  action  in  vulgar  terms,  or  with  occasiona 
lapse  into  vulgarism,  on  the  one  hand  ;  to  bedizen  a  simple  or  delicate  sub 
ject  with  fine  writing,  on  the  other;  is  equally  an  offense  against  thai 
descriptive  art  which  so  depends  on  an  unerringly  guided  imagination.1 

III. 

Subdual  of  Descriptive  Details.  —  By  this  term,  subdual,  as  con- 
noting the  seriousness  of  the  problem,  we  may  designate  the 
management  of  the  numerous  and  loosely  connected  details 
that  go  to  make  up  a  body  of  description.  To  the  writer 
these  details  come  up  in  succession,  as  a  catalogue ;  they  are 
to  reach  the  reader  as  an  organic  unity.  The  problem,  as 
already  intimated,2  is  mainly  one  of  parsimony :  how  to  effect 
the  result  with  the  fewest  particulars  possible,  and  how  to 
make  each  particular  count,  in  its  place,  for  the  most  possible. 


1  The  following  passage  suggests  the  contrast  in  effect  that  could  easily  be  mad 
by  employing  more  prosaic  or  vulgarized  terms.  It  supposes  Homer's  heroes  fight- 
ing naked  rather  than  in  armor.  "  Instead  of  the  clash  of  helmets,  and  the  rushing 
of  chariots,  and  the  whizzing  of  spears,  and  the  glancing  of  swords,  and  the  cleaving 
of  shields,  and  the  piercing  of  breast-plates,  why  not  represent  the  Greeks  and  Tro- 
jans like  two  savage  tribes,  tugging  and  tearing,  and  kicking  and  biting,  and  gnash 
ing,  foaming,  grinning,  and  gouging,  in  all  the  poetry  of  martial  nature,  unencumbered 
with  gross,  prosaic,  artificial  arms  ;  an  equal  superfluity  to  the  natural  warrior,  and 
his  natural  poet?" —  Byron,  on  Bowles's  Strictures  on  the  Life  and  Writings  of 
Pofe,  Literary  Pamphlets,  Vol.  ii,  p.  189. 

2  See  above,  p.  479,  1. 


DESCRIPTION.  487 

According  to  the  result  in  view,  and  the  exactions  of  the 
object,  three  types  of  description  may  be  distinguished,  cov- 
ering the  various  ways  of  subduing  details. 

i.  Description  by  Charted  Order.  —  By  this  is  meant  descrip- 
tion that  follows  the  visible  lines  of  the  object,  as  if  it  were 
mapped  out  from  part  to  part ;  thus  going  over  the  ground  in 
the  order  suggested  by  nature. 

Such  description  seeks  the  matter-of-fact  result  of  giving 
information ;  it  is  only  subordinately  concerned  with  making 
the  reader  imagine,  because  the  object  is  one  of  which  he 
wishes  to  know  parts,  dimensions,  materials,  relations  in 
space.  It  applies  to  common  objects  of  nature  and  art : 
landscapes,  tracts  of  country,  buildings,  pictures,  machinery, 
and  the  like.  It  will  not  bear  great  reduction  of  details,  for 
these  are  a  part  of  the  information ;  it  is  at  best  a  catalogue, 
arranged  according  to  the  scheme  of  nature ;  and  its  unitary 
effect  depends  largely  on  accentuating  this  scheme. 

Examples.  —  i.  The  description  of  Chartres  cathedral,  of  which  the 
point  of  view  is  indicated  on  p.  482,  follows  this  order  and  type  as  far 
as  can  be  done  from  its  point  of  view  ;  naturally,  too,  it  begins  at  the 
ground  and  goes  upward  as  one  would  do  standing  directly  at  the  base 
of  the  edifice. 

"  The  doors  are  rather  low,  as  those  of  the  English  cathedrals  are  apt  to 
be,  but  (standing  three  together)  are  set  in  a  deep  framework  of  sculpture 
—  rows  of  arching  grooves,  filled  with  admirable  little  images,  standing 
with  their  heels  on  each  other's  heads.  The  church,  as  it  now  exists, 
except  the  northern  tower,  dates  from  the  middle  of  the  thirteenth  cen- 
tury, and  these  closely-packed  figures  are  full  of  the  grotesqueness  of 
the  period.  Above  the  triple  portals  is  a  vast  round-topped  window,  in 
three  divisions,  of  the  grandest  dimensions  and  the  stateliest  effect.  Above 
this  window  is  a  circular  aperture,  of  huge  circumference,  with  a  double 
row  of  sculptured  spokes  radiating  from  its  center  and  looking  on  its  lofty 
field  of  stone  as  expansive  and  symbolic  as  if  it  were  the  wheel  of  Time 
itself.  Higher  still  is  a  little  gallery  with  a  delicate  balustrade,  supported 
on  a  beautiful  cornice  and  stretching  across  the  front  from  tower  to  tower; 
and  above  this  is  a  range  of  niched  statues  of  kings  —  fifteen,  I  believe,  in 
number.     Above  the  statues  is  a  gable,  with  an  image  of  the  Virgin  and 


4SS  THE   LITERARY   TYPES. 

Child  on  its  front,  and  another  of  Christ  on  its  apex.  In  the  relation  of 
all  these  parts  there  is  such  a  high  felicity  that  while  on  the  one  side  the 
eye  rests  on  a  great  many  large  blanks  there  is  no  approach  on  the  other 
to  poverty."  1 

So  far  as  to  the  facade  ;  when  the  towers  are  described  accessories  of 
metaphor  and  personification  are  resorted  to. 

2.  The  following  description  of  a  face,  though  its  nucleus  sentence  indi- 
cates a  description  by  impression,  is  mainly  on  this  charted  order :  — 

"  He  thought,  as  she  knelt  there,  that  he  had  never  seen  how  lovely  and 
how  charged  with  mystery  her  features  were;  the  dark  large  eyes  full  on 
the  brows  ;  the  proud  line  of  a  straight  nose  in  right  measure  to  the  bow 
of  the  lips ;  reposeful  red  lips,  shut,  and  their  curve  of  the  slumber-smile  at 
the  corners.  Her  forehead  was  broad  ;  the  chin  of  a  sufficient  firmness  to 
sustain  that  noble  square ;  the  brows  marked  by  a  soft  thick  brush  to  the 
temples  ;  her  black  hair  plainly  drawn  along  her  head  to  the  knot,  revealed 
by  the  mantilla  fallen  on  her  neck."*2 

2.  Description  by  Impression.  —  In  this  kind  of  description 
the  details  are  chosen  and  massed  according  to  the  impression 
they  are  adapted  to  make  on  the  reader's  imagination.  As 
the  details  are  selected  with  reference  to  some  characterizing 
quality  common  to  them  all,  they  are  thus  congruous  with  one 
another,  and  work  together  to  heighten  the  vividness  of  the 
picture.3 

Note.  —  Professor  Pryde's  illustration,  taken  from  a  familiar  scene  of 
nature,  will  make  this  method  of  choosing  details  clear  :  — 

"  As  an  instance,  let  us  suppose  that  a  writer  is  out  in  the  country  on  a 
morning  toward  the  end  of  May,  and  wishes  to  describe  the  multitudinous 
objects  which  delight  his  senses.  First  of  all,  he  ascertains  that  the  gen- 
eral impressions  produced  on  his  mind  by  the  summer  landscape  are  the 
ideas  of  luxuriance,  brightness,  and  joy.     He  then  proceeds  to  describe  in 

1  James,  Portraits  of  Places,  p.  123. 

2  Meredith,  Diana  of  the  Crossways,  p.  84. 

8  "  In  studying  any  interesting  scene,  let  your  mind  look  carefully  at  all  the  details. 
You  will  then  become  conscious  of  one  or  more  effects  or  impressions  that  have  been 
made  upon  you.  Discover  what  these  impressions  are.  Then  group  and  describe  in 
order  the  details  which  tend  to  produce  each  of  the  impressions.  You  will  then  find 
that  you  have  comprised  in  your  description  all  the  important  details  of  the  scene." 
—  Pryde,  Highways  of  Literature,  p.  158. 


DESCRIPTION.  4&9 

these  groups  the  details  which  produce  these  impressions.  He  first  takes 
up  the  luxuriant  features  :  the  springing  young  crops  of  grain  completely 
hiding  the  red  soil ;  the  rich,  living  carpet  of  grass  and  flowers  covering  the 
meadow;  the  hedge-rows  on  each  side  of  the  way,  in  their  bright  summer 
green  ;  the  trees  bending  gracefully  under  the  full  weight  of  their  foliage  ; 
and  the  wild  plants,  those  waifs  of  nature,  flourishing  everywhere,  smother- 
ing the  woodland  brook,  filling  up  each  scar  and  crevice  in  the  rock,  and 
making  a  rich  fringe  along  the  side  of  every  highway  and  footpath.  He 
then  descants  upon  the  brightness  of  the  landscape :  the  golden  sun- 
shine ;  the  pearly  dew-drops  hanging  on  the  tips  of  every  blade  of  grass, 
and  sparkling  in  the  morning  rays ;  the  clusters  of  daisies  dappling  the 
pasture-land  ;  the  dandelion  glowing  under  the  very  foot  of  the  traveller; 
the  chestnut  trees,  like  great  candelabra,  stuck  all  over  with  white  lights, 
lighting  up  the  woodlands;  and  lilacs,  laburnums,  and  hawthorns  in  full 
flower,  making  the  farmer's  garden  one  mass  of  variegated  blossom.  And 
last  of  all,  he  can  dwell  upon  the  joy  that  is  abroad  on  the  face  of  the  earth  : 
the  little  birds  so  full  of  one  feeling  that  they  can  only  thrill  it  forth  in  the 
same  delicious  monotone ;  the  lark  bounding  into  the  air,  as  if  eager  and 
quivering  to  proclaim  his  joy  to  the  whole  world;  the  humble-bee  humming 
his  satisfaction  as  he  revels  among  the  flowers ;  and  the  myriads  of  insects 
floating  in  the  air,  and  poising,  and  darting  with  drowsy  buzz  through  the 
floods  of  golden  sunshine.  Thus  we  see  that,  by  this  habit  of  generalizing, 
the  mind  can  grasp  the  details  of  almost  any  scene." 

As  in  this  treatment  of  details  the  writer  becomes  aware  of 
his  impression  by  interrogating  his  own  imagination,  so  the 
details  that  thus  become  vivid  to  him  are  such  as  are  adapted 
to  awaken  the  reader's  imagination.  Strictly  speaking,  this 
describes  not  the  object  but  qualities  of  the  object ;  a  legiti- 
mate portrayal,  however,  because  it  is  qualities,  vitalized 
traits,  that  are  concerned.1 

1  It  is  much  the  fashion  nowadays  to  inveigh  against  multiplying  detail  in  descrip- 
tion ;  and  indeed  this  is  a  great  peril  in  the  hands  of  unimaginative  writers.  But  sup- 
pose the  masses  of  detail  are  strongly  controlled  by  their  key  of  impression?  And 
suppose  the  impression  one  wishes  to  convey  be,  for  instance,  bewilderment  and  con- 
fusion, may  not  a  tumbled  wealth  of  detail  be  accurately  in  place?  One  is  tempted  to 
think  this  impression  was  largely  in  Ruskin's  mind  when  he  described  the  interior  of 
St.  Mark's  (Kuskin,  Stones  of  Venice,  Vol.  ii,  p.  78).  The  following  passage  from 
Henry  James  recognizes  a  similar  object  as  legitimate:  "Indeed  nothing  could  well 
be  more  difficult  than  to  add  up  the  items  —  the  column  would  be  altogether  too 
long.    One  may  have  dreamed  of  turning  the  glow  —  if  glow  it  be —  of  one's  lantern 


490  THE  LITERARY  TYPES. 

The  subjects  treated  may  be  the  same  as  have  been  speci- 
fied under  the  former;  but  the  purpose  in  view  makes  the 
description  more  intense  and  pictorial,  hence  more  congenial 
to  the  higher  reaches  of  literature.  It  is  in  fact  this  kind  of 
description  that  prevails  in  poetry  and  fiction. 

Examples.  —  In  the  following  description  of  a  house,  all  the  details  go 
to  bring  out  two  impressions  :  (i)  bulging  out;  (2)  cleanliness:  — 

"  At  length  we  stopped  before  a  very  old  house  bulging  out  over  the 
road;  a  house  with  long  low  lattice  windows  bulging  out  still  farther,  and 
beams  with  carved  heads  on  the  ends  bulging  out  too,  so  that  I  fancied  the 
whole  house  was  leaning  forward,  trying  to  see  who  was  passing  on  the 
narrow  pavement  below.  It  was  quite  spotless  in  its  cleanliness.  The  old- 
fashioned  brass-knocker  on  the  low  arched  door,  ornamented  with  carved 
garlands  of  fruit  and  flowers,  twinkled  like  a  star  ;  the  two  stone  steps 
descending  to  the  door  were  as  white  as  if  they  had  been  covered  with  fair 
linen  ;  and  all  the  angles  and  corners,  and  carvings  and  mouldings,  and 
quaint  little  panes  of  glass,  and  quainter  little  windows,  though  as  old  as 
the  hills,  were  as  pure  as  any  snow  that  ever  fell  upon  the  hills."  x 

Here,  though  quite  a  list  of  details  is  given,  all  are  bound  together  into 
homogeneous  effect  by  their  relation  to  the  double  impression. 

2.  In  the  following,  the  key  to  the  whole  description  is  given  in  the  one 
word  ruinous,  which  imparts  character  to  every  detail  :  — 

"  Then  rode  Geraint  into  the  castle  court, 
His  charger  trampling  many  a  prickly  star 
Of  sprouted  thistle  on  the  broken  stones. 
He  look'd  and  saw  that  all  was  ruinous. 
Here  stood  a  shatter'd  archway  plumed  with  fern ; 
And  here  had  fall'n  a  great  part  of  a  tower, 
Whole,  like  a  crag  that  tumbles  from  the  cliff, 
And  like  a  crag  was  gay  with  wilding  flowers : 
And  high  above  a  piece  of  turret  stair, 
Worn  by  the  feet  that  now  were  silent,  wound 
Bare  to  the  sun,  and  monstrous  ivy-stems 
Claspt  the  gray  walls  with  hairy-fibred  arms, 
And  suck'd  the  joining  of  the  stones,  and  look'd 
A  knot,  beneath,  of  snakes,  aloft,  a  grove."  2 

on  each  successive  facet  of  the  jewel ;  but,  after  all,  it  may  be  success  enough  if  a  con- 
fusion of  brightness  be  the  result." — James,  Essays  in  London  and  Elsewhere, 
p.  26.  !  Dickens,  David  Copperfield,  Chap.  xv. 

2  Tennyson,  The  Marriage  of  Geraint,  11.  312-325. 


description:  491 

The  descriptions  that  have  become  renowned  in  literature  are  mostly  of 
this  impression  type.  Two  such  may  here  be  mentioned  :  Shakespeare's 
description  of  Dover  cliff,  King  Lear,  Act  iv,  Scene  6,  which  impresses 
merely  its  dizzy  height ;  and  Shelley's  description  of  the  ravine  near  Petrella, 
The  Cenci,  Act  hi,  Scene  i,  which  impresses  its  terrific  gloom. 

3.  Portrayal  without  Detail.  —  Of  any  common  object  the 
great  mass  of  characteristics  is  already  so  familiar  that  the 
object  has  only  to  be  named  to  call  to  the  reader's  mind  an 
image  of  something  that  he  recollects  from  his  own  observa- 
tion. If  then  the  part  or  quality  especially  concerned  can  be 
named  by  some  live  word  or  phrase  or  figure,  the  whole  matter 
of  detail  becomes  superfluous. 

Strictly  speaking,  this  is  not  description  at  all ;  it  is  sugges- 
tion. But  the  thing  described  must  be  in  the  writer's  mind 
and  heart,  so  intense  and  inspiring  that  he  can  see  it  in  solu- 
tion in  one  vivid  trait.  To  find  this,  and  to  fit  to  it  the  one 
apt  word,  is  perhaps  the  rarest  power  in  literature.1 

Examples.  —  1.  A  good  illustration  of  this  kind  of  portrayal  applied  to 
objects  of  sight  is  found  in  a  series  of  stanzas  in  Tennyson's  Palace  of 
Art,  descriptive  of  the  arras  paintings  of  its  rooms  :  — 

"  One  seem'd  all  dark  and  red  —  a  tract  of  sand, 
And  some  one  pacing  there  alone, 
Who  paced  for  ever  in  a  glimmering  land, 
Lit  with  a  low  large  moon. 

"  One  show'd  an  iron  coast  and  angry  waves. 
You  seem'd  to  hear  them  climb  and  fall 
And  roar  rock-thwarted  under  bellowing  caves, 
Beneath  the  windy  wall. 

"  And  one,  a  full-fed  river  winding  slow 
By  herds  upon  an  endless  plain, 
The  ragged  rims  of  thunder  brooding  low, 
With  shadow-streaks  of  rain. 

1  Of  Coleridge's  Ancient  Mariner  Lowell  says :  "  And  how  picturesque  it  is  in 
the  proper  sense  of  the  word.  I  know  nothing  like  it.  There  is  not  a  description  in 
it.  It  is  all  picture.  Descriptive  poets  generally  confuse,  us  with  multiplicity  of 
detail ;  we  cannot  see  their  forest  for  the  trees  ;  but  Coleridge  never  errs  in  this  way. 
With  instinctive  tact  he  touches  the  right  chord  of  association,  and  is  satisfied,  as  we 
also  are." —  Lowell,  Prose  Works,  Vol.  vi,  p.  74. 


492  THE  LITERARY  TYPES. 

"  And  one,  the  reapers  at  their  sultry  toil. 
In  front  they  bound  the  sheaves.     Behind 
Were  realms  of  upland,  prodigal  in  oil, 
And  hoary  to  the  wind. 

11  And  one  a  foreground  black  with  stones  and  slags, 
Beyond,  a  line  of  heights,  and  higher 
All  barr'd  with  long  white  cloud  the  scornful  crags, 
And  highest,  snow  and  fire. 

"  And  one,  an  English  home  —  gray  twilight  pour'd 
On  dewy  pastures,  dewy  trees, 
Softer  than  sleep  —  all  things  in  order  stored, 
A  haunt  of  ancient  Peace."  1 

2.  This  kind  of  portrayal  is  equally  good  for  objects  of  sound  ;  as  in 
the  following:  "The  rush  of  the  water,  and  the  booming  of  the  mill,  bring 
a  dreamy  deafness,  which  seems  to  heighten  the  peacefulness  of  the  scene. 
They  are  like  a  great  curtain  of  sound,  shutting  one  out  from  the  world 
beyond."  2 

And  the  following,  wherein  both  sight  and  sound  are  vividly  indicated  : 
"The  stars  were  clear,  colored,  and  jewel-like,  but  not  frosty.  A  faint  sil- 
very vapour  stood  for  the  Milky  Way.  All  around  me  the  black  fir-points 
stood  upright  and  stock  still.  By  the  whiteness  of  the  pack-saddle,  I  could 
see  Modestine  walking  round  and  round  at  the  length  of  her  tether;  I  could 
hear  her  steadily  munching  at  the  sward  ;  but  there  was  not  another  sound, 
save  the  indescribable  quiet  talk  of  the  runnel  over  the  stones."  3  This  is 
descriptive  of  a  still  night  in  the  open  air. 

The  objects  to  which  portrayal  of  this  type  is  adapted  are, 
first  of  all,  such  as  make  direct  and  literal  appeal  to  the 
senses,  —  common  objects  of  sight  and  sound.  But  in  a 
figurative  way,  too,  it  is  adapted  to  objects  which,  because 
the  literal  description  of  them  is  apt  to  be  both  tedious  and 
futile,  need  as  it  were  to  be  translated  into  sensible  image. 
Such  are  states  and  moods  of  mind,  experiences,  traits  of 
character,  emotions,  and  the  like.  In  the  deepest  sense  these 
are  indescribable  ;  they  can  be  made  real  only  to  those  to 
whom  they  are  native,   and   then   only  by  the  touch  which 

1  Tennyson,  Works  (Globe  edition),  p.  45. 

2  George  Eliot,  The  Mill  on  the  Floss,  Chap.  i. 

8  Stevenson,  Travels  with  a  Donkey,  Works,  Vol.  xii,  p.  221. 


DESCRIPTION.  493 

recalls,  not  by  a  labored  history.  The  only  resource  for  them 
is  to  work  for  brevity,  and  to  work  in  the  concrete  and  visible, 
—  which  is  virtually  another  way  of  saying  portrayal  without 
detail.1 

II.     ACCESSORIES  OF  DESCRIPTION. 

In  spite  of  all  care  in  selection  and  grouping,  description 
remains  the  kind  of  discourse  most  liable  to  be  tedious,  on 
account  of  the  difficulty  of  managing  a  multitude  of  loosely 
connected  details.  Some  ways  of  subduing  this  intractable 
material  we  have  just  noticed.  The  same  need  of  subdual  it 
is  that  gives  importance  to  the  accessories  of  description, 
which,  though  auxiliary,  belong  to  the  essential  working-tools 
of  the  art. 

Continuing  the  analogy  of  the  painting  art,  we  may  say 
that  while  the  mechanism  of  description  supplies  the  drawing, 
the  perspective,  the  composition,  the  accessories  of  description 
are  resorted  to  for  that  coloring  in  which  reside  the  life  and 
finish  of  the  work.  We  may  classify  these  accessories  under 
three  somewhat  comprehensive  heads. 

I. 

Avails  of  Imaginative  Diction.  —  That  descriptive  language 
is  heightened  language,  because  imagination  is  in  it  grasping 
spontaneously  after  all  the  picturing  power  of  which  language 
is  capable,  has  been  abundantly  intimated  in  the  part  of  our 
book  relating  to  diction.2     The  presence  of  this  imaginative 

1  "  A  few  words  will  often  paint  the  precise  state  of  emotion  as  faithfully  as  the 
most  voluminous  essay ;  and  in  this  department  condensation  and  brevity  are  to  be 
carefully  studied.  Conduct  us  to  the  cavern,  light  the  torch,  and  startle  and  awe  us 
by  what  you  reveal,  —  but  if  you  keep  us  all  day  in  the  cavern,  the  effect  is  lost,  and 
our  only  feeling  is  that  of  Impatience  and  desire  to  get  away.". —  Bulwer-Lytton, 
On  Art  in  Fiction,  Pamphlets  and  Sketches,  p.  343. 

2  For  elevated  diction  and  its  motive,  see  p.  140,  above  ;  for  approach  of  prose  to 
poetry,  p.  163  j  for  the  Imaginative  type  of  prose  diction,  p.  168;  for  descriptive 
terms  as  aid  to  vigorous  condensation,  p. 


494  THE  LITERARY  TYPES. 

element,  in  fact,  produces  a  type  of  prose  distinctly  approach 
ing,  in  word  and  imagery,  to  poetry.  Of  this,  however,  noth 
ing  further  need  be  said  here ;  except  to  mention  anc 
exemplify  some  of  the  practical  ways  in  which  peculiarities 
of  diction  may  aid  the  mechanism  of  description. 

Graphic  Uses  of  Figures.  —  Figurative  language  has  of  course 
its  beautifying  uses  as  it  works  in  with  the  general  heightened 
tissue  of  description  ;  but  more  deeply  than  this,  as  the  word 
graphic  is  here  used  to  express,  it  renders  practical  support  to 
the  drawing  and  body  of  the  portrayal.  Let  us  trace  this  in 
a  few  prominent  cases. 

i.  Simile  is  especially  a  practical  figure;  it  is  much 
employed  in  making  the  nucleus  of  description,  to  give  an 
outline  for  succeeding  amplification ;  also  where  the  descrip- 
tion stops  with  the  nucleus. 

Examples.  —  i.  The  following  similes  (here  italicized)  illustrate  Car- 
lyle's  care  in  constructing  a  realizable  basis  for  an  extended  description  of 
a  country :  — 

"  Schlesien,  what  we  call  Silesia,  lies  in  elliptic  shape,  spread  on  the  top 
of  Europe,  partly  girt  with  mountains,  like  the  crown  or  crest  to  that  part 
of  the  Earth;  —  highest  table-land  of  Germany  or  of  the  Cisalpine  Coun- 
tries ;  and  sending  rivers  into  all  the  seas.  ...  It  leans  sloping,  as  we 
hinted,  to  the  East  and  to  the  North  ;  a  long  curved  buttress  of  mountains 
( '  Riesengebirge,  Giant  Mountains,'  is  their  best-known  name  in  foreign 
countries)  holding  it  up  on  the  South  and  West  sides.  This  Giant-Moun- 
tain Range  .  .  .  shapes  itself  like  a  bill-hook  (or  elliptically,  as  was  said ) : 
handle  and  hook  together  may  be  some  200  miles  in  length.  ...  A  very 
pretty  Ellipsis,  or  irregular  Oval,  on  the  summit  of  the  European  Con- 
tinent ;  —  '  like  the  palm  of  a  left-hand  well  stretched-out,  with  the  Riesen- 
gebirge for  thumb ! '  said  a  certain  Herr  to  me,  stretching  out  his  arm  in 
that  fashion  towards  the  northwest.  Palm,  well  stretched-out,  measuring 
250  miles;  and  the  cross-way  100." x 

2.  The  following,  from  the  description  of  Rab,  condenses  the  successive 
qualities  into  a  series  of  comparisons  :  "  He  was  brindled  and  grey,  like 
Rubislaw  granite  ;  his  hair  short,  hard,  and  close,  like  a  lion's  ;  his  body 

1  Carlyle,  Frederick  the  Great,  Vol.  iv,  pp.  1-3. 


description:  495 

thick-set  like  a  little  bull  —  a  sort  of  compressed  Hercules  of   a  dog."1 
The  comparisons  are  partly  literal,  partly  figurative. 

2.  Metaphor  and  personification  are  valuable  for  the  sug- 
gested action  and  human  interest  that  they  impart  to  an 
object  or  scene  otherwise  inert.  The  need  of  such  enlivening 
is  inherent  in  descriptive  objects,  —  a  part  of  their  native 
untowardness.2 

Example.  —  In  the  following,  which  describes  the  taking  away  of  a  long 
venerated  bell,  the  ascribing  of  life  to  the  bell  intensifies  the  description  to 
a  poignant  pathos :  — 

"  And  there  before  our  eyes,  obeying  the  order  of  the  Commissioners, 
the  workmen  were  taking  that  bell  away  forever — because  the  Comtat 
was  a  part  of  France  again,  and  the  power  of  the  Popes  over  Avignon  was 
gone! 

"In  the  dead  silence  we  could  hear  the  clicking  of  pincers  and  the 
tapping  of  hammers  and  the  grating  of  files ;  and  then  a  single  sharp  sweet 
clang  —  which  must  have  come  when  the  bell,  cut  loose  from  its  fastenings, 
was  lifted  away.  Having  it  thus  free  from  the  setting  where  it  had  rested 
for  so  long  a  while,  the  workmen  brought  it  to  the  battlements  ;  and  in  plain 
sight  of  all  of  us,  down  the  whole  great  depth  of  the  Palace  walls,  lowered 
it  by  a  cord  to  the  ground.  And  the  poor  little  bell,  glittering  like  a  jewel 
in  the  sunshine,  tinkled  faintly  and  mournfully  at  every  jar  and  jerk  of  the 
cord  as  though  it  knew  that  its  end  had  come  :  now  giving  out,  as  it 
swayed  and  the  clapper  struck  within,  a  sweet  clear  sound ;  and  again,  as 
it  jarred  against  the  wall,  a  sound  so  harsh  and  so  sad  that  to  hear  it  cut 
one's  heart.  All  the  way  down  those  great  walls  it  uttered  thus  its  sad 
little  plaint ;  until  we  seemed  to  feel  as  though  it  were  a  child  some  one 
was  hurting  ;  as  though  it  were  a  living  soul.  And  I  know  that  the  pain 
that  was  in  my  heart  was  in  the  hearts  of  all  that  crowd.  The  silence,  save 
for  the  mourning  of  the  bell,  was  so  deep  that  one  could  have  heard  the 
flight  of  a  butterfly  —  and  through  it,  now  and  then,  would  come  from  some 
one  a  growling  whisper:  '  Liberty  and  the  Rights  of  Man  are  all  very  well, 
but  they  might  have  left  our  little  bell  alone  ! '  "  8 

1  Urown,  Rab  and  his  Friends,  in  Spare  Hours,  Vol.  i,  p.  30.  There  is  a  very 
interesting  analysis  of  this  description,  Burton,  Yale  Lectures,  pp.  110-112. 

'2  See  above,  p.  479.  The  use  of  narrative  action  is  closely  akin  to  this  in  object ; 
see  below,  p.  503. 

8  Gras,  77ie  Reds  of  the  Midi,  p.  76, 


496  THE  LITERARY   TYPES. 

3.  Antithesis,  in  its  broader  sense  of  contrast  between 
situations  or  between  appearance  and  reality,  is  valuable  for 
accentuating  what  is  distinctive  or  centrally  significant  in  a 
complex  object  of  description.1  It  is  an  effective  instrument  in 
portraying  such  objects  as  character  and  scenes  of  mental  or 
moral  significance,  being  a  means  of  both  pointedness  and 
interpretation. 

Examples.  —  The  antithetic  nucleus  or  basis  for  Green's  description  of 
Queen  Elizabeth's  character  has  already  been  given  on  p.  484. 

The  following  owes  its  depth  of  pathos  and  moral  sentiment  entirely  to 
its  contrasted  scenes  :  "  There  was  a  certain  elderly  gentleman  who  lived 
in  a  court  of  the  Temple,  and  was  a  great  judge  and  lover  of  port  wine. 
Every  day,  he  dined  at  his  club  and  drank  his  bottle  or  two  of  port  wine, 
and  every  night  came  home  to  the  Temple  and  went  to  bed  in  his  lonely 
chambers.  This  had  gone  on  many  years  without  variation,  when  one 
night  he  had  a  fit  on  coming  home,  and  fell  and  cut  his  head  deep,  but 
partly  recovered  and  groped  about  in  the  dark  to  find  the  door.  When  he 
was  afterwards  discovered,  dead,  it  was  clearly  established  by  the  marks  of 
his  hands  about  the  room  that  he  must  have  done  so.  Now,  this  chanced 
on  the  night  of  Christmas  Eve,  and  over  him  lived  a  young  fellow  who  had 
sisters  and  young  country-friends,  and  who  gave  them  a  little  party  that 
night,  in  the  course  of  which  they  played  at  Blindman's  Buff.  They  played 
that  game,  for  their  greater  sport,  by  the  light  of  the  fire  only;  and  once 
when  they  were  all  quietly  rustling  and  stealing  about,  and  the  blindman 
was  trying  to  pick  out  the  prettiest  sister  (for  which  I  am  far  from  blaming 
him),  somebody  cried,  '  Hark  !  The  man  below  must  be  playing  Blind- 
man's  Buff  by  himself  to-night ! '  They  listened,  and  they  heard  sounds  of 
some  one  falling  about  and  stumbling  against  furniture,  and  they  all  laughed 
at  the  conceit,  and  went  on  with  their  play,  more  light-hearted  and  merry 
than  ever.  Thus,  those  two  so  different  games  of  life  and  death  were  played 
out  together,  blindfold,  in  the  two  sets  of  chambers."  2 

4.  Hyperbole  is  used,  often  in  a  humorous  vein,  to  make 
some  one  quality  strike  the  reader's  realizing  power  before  all 
others.  It  rouses  in  a  vivid  manner  the  spirit  in  which  the 
object  is  to  be  most  truly  viewed.3 

1  For  antithesis  in  general,  see  above,  p.  271  ;  in  exposition,  p.  566,  below. 

2  Dickens,  Uncommercial  Traveller,  p.  203. 

3  For  hyperbole  in  general,  see  above,  p.  99. 


DESCRIPTION.  497 

Examples.  —  The  following  sets  off  the  object  partly  by  hyperbole, 
partly  by  simile:  "'Just  so,'  said  the  notary,  pulling  out  his  old  watch, 
which  was  two  inches  thick  and  looked  like  a  Dutch  man-of-war."  1 

Macaulay's  description  of  Nares's  work  on  Burleigh  is  conceived  in  the 
spirit  of  hyperbole.  Here  is  a  passage  from  it :  "  Compared  with  the 
labor  of  reading  through  these  volumes,  all  other  labor,  the  labor  of  thieves 
on  the  treadmill,  of  children  in  factories,  of  negroes  in  sugar  plantations, 
is  an  agreeable  recreation.  ...  It  is  not  merely  in  bulk,  but  in  specific 
gravity  also,  that  these  memoirs  exceed  all  other  human  compositions.  On 
every  subject  which  the  professor  discusses,  he  produces  three  times  as 
many  pages  as  another  man ;  and  one  of  his  pages  is  as  tedious  as 
another  man's  three."2 

Various  Utilizations  of  Poetic  Traits.  —  The  fact  that  the 
information  conveyed  by  description  is  information  to  be 
imagined,  gives  to  its  language  something  at  once  of  the 
elevated  tone  of  poetry  and  of  the  utilitarian  tone  of  prose. 
Hence  the  poetic  traits  that  appear  in  a  portrayal  are  as 
practical  as  they  are  ornate ;  their  elegance  is  their  utility.3 

i.  Epithet,  with  its  point  and  its  pervading  vigor  of  trope, 
is  perhaps  the  most  common  and  serviceable  means  of  con- 
densing a  whole  picture,  or  scene,  or  spiritual  trait,  into  a 
word.  It  is  better  than  pages  of  inventory  description  in 
cases  where  vividness  of  conception  is  needed.4 

Examples.  —  Epithet  is  Ruskin's  prevailing  means  of  describing  natu- 
ral scenery  ;  see  the  quotation  from  him  on  p.  168,  with  the  remark  suc- 
ceeding. It  is  also  Carlyle's  principal  resource  in  the  personal  portrayals 
of  which  he  is  an  acknowledged  master.  In  1839  he  wrote  to  Emerson 
the  following  description  of  Daniel  Webster  :  — 

"  Not  many  days  ago  I  saw  at  breakfast  the  notablest  of  all  your  Nota- 
bilities, Daniel  Webster.  He  is  a  magnificent  specimen  ;  you  might  say  to 
all  the  world,  This  is  your  Yankee  Englishman,  such  limbs  we  make  in 
Yankeeland  !  As  a  Logic-fencer,  Advocate,  or  Parliamentary  Hercules, 
one  would  incline  to  back  him  at  first  sight  against  all  the  extant  world. 

1  Balzac. 

2  ftfACAULAY,  Burleigh  and  his  Times,  Essays,  Vol.  iii,  p.  2. 
8  See  this  fact  exemplified  above,  p.  III. 

4  For  classes  and  uses  of  epithet,  see  above,  pp.  147-151. 


498  THE  LITERARY  TYPES. 

The  tanned  complexion,  that  amorphous  crag-like  face  ;  the  dull  black  eye 
under  their  precipice  of  brows,  like  dull  anthracite  furnaces,  needing  onh 
to  be  blown;  the  mastiff-mouth,  accurately  closed:  —  I  have  not  traced  a: 
much  of  silent  Berserkir-rage,  that  I  remember  of,  in  any  other  man." 1 

2.  As  befits  picturing,  all  the  qualities  that  give  language 
suggestiveness  for  the  eye  and  the  ear  are  common  to  descrip 
tion  and  poetry :  word-painting,  onomatopoeia,  imitative 
words,  alliteration,  subtle  effects  of  consonant  and  vowel 
sounds,  and  the  like.  Most  of  these  have  been  fully  denned 
and  exemplified.2 

Note.  —  The  delicacies  of  technique  in  the  subtle  colorings  of  conso- 
nantal and  vowel  sounds  belong  to  a  region  of  study  for  the  most  part 
beyond  the  scope  of  this  book ;  for  some  interesting  remarks  on  the  sub- 
ject, with  citations,  see  Stevenson's  article  on  Technical  Elements  of  Style 
in  Literature,  Works,  Vol.  xxii,  pp.  257-264.  That  truth  and  fineness  of 
description  are  enhanced  by  such  sound-relations  may  be  felt,  even  without 
analysis,  from  some  of  his  quoted  passages.  For  instance,  note  the  pre- 
vailing key  of  the  sounds  KANDLSR  in  the  following, — 

"  In  Xanadu  did  Kubla  Khan 

A  stately  pleasure  dome  decree, 
Where  Alph  the  sacred  river  ran, 
Through  caverns  measureless  to  man, 

Down  to  a  sunless  sea,  " —  8 

and  the  very  different  effect  of  BRNPUR  in  the  following, — 

"  The  barge  she  sat  in,  like  a  burnish'd  throne 
Burn'd  on  the  water  :  the  poop  was  beaten  gold  ; 
Purple  the  sails,  and  so  perfumed  that 
The  winds  were  love-sick  with  them."  * 

3.  In  an  equally  spontaneous  way  the  rhythmic  flow  of  the 
descriptive    sentence   and   paragraph   answers   to   the   object 

1  Correspondence  of  Carlyle  and  Emerson,  Vol.  i,  p.  247. 

2  For  word-painting,  see  p.  151,  above;  for  onomatopoetic  words  and  phrasing, 
p.  160  ;  for  sounds  in  sequence  and  repetition,  p.  156. 

3  Coleridge,  Kubla  Khan. 

4  Shakespeare,  Anthony  and  Cleopatra,  Act  ii,  Scene  2. 


DESCRIPTION.  499 

described ;  thus  the  movement  may  be  stirring  and  intense, 
I  or  light  and  graceful,  or  rolling  and  ample.  All  this  belongs 
I  to  the  artistry  of  a  living  imagination.. 

Examples.  —  The  impetuous  movement  of  a  passage  full  of  vigorous 
description  has  been  exemplified  in  the  quotation  from  Thomas  Hughes  on 
p.  162,  above. 

In  the  following,  which  is  written  mostly  in  a  light  conversational  tone, 
notice  the  greater  roll,  as  wrell  as  the  more  copious  use  of  poetic  words, 
when  the  passage  becomes  descriptive  :  — 

"  The  attractions  of  this  spot  are  not  numerous.  There  is  surf-bathing 
all  along  the  outer  side  of  the  beach,  and  good  swimming  on  the  inner. 
The  fishing  is  fair;  and  in  still  weather  yachting  is  rather  a  favorite  amuse- 
ment. Further  than  this  there  is  little  to  be  said,  save  that  the  hotel  is 
conducted  upon  liberal  principles,  and  the  society  generally  select. 

"  But  to  the  lover  of  nature  —  and  who  has  the  courage  to  avow  himself 
aught  else?  —  the  seashore  can  never  be  monotonous.  The  swirl  and 
sweep  of  ever-shifting  waters,  the  flying  mist  of  foam  breaking  away  into 
a  gray  and  ghostly  distance  down  the  beach,  the  eternal  drone  of  ocean, 
mingling  itself  with  one's  talk  by  day  and  with  the  light  dance-music  in  the 
parlors  by  night  —  all  these  are  active  sources  of  a  passive  pleasure.  And 
to  lie  at  length  upon  the  tawny  sand,  watching,  through  half-closed  eyes, 
the  heaving  waves,  that  mount  against  a  dark  blue  sky  wherein  great  sil- 
very masses  of  cloud  float  idly  on,  whiter  than  the  sunlit  sails  that  fade  and 
grow  and  fade  along  the  horizon,  while  some  fair  damsel  -sits  close  by,  read- 
ing ancient  ballads  of  a  simple  metre,  or  older  legends  of  love  and  romance 
—  tell  me,  my  eater  of  the  fashionable  lotus,  is  not  this  a  diversion  well 
worth  your  having  ?  "  * 

II. 

The  Human  Interest. — As  is  partly  shown  in  the  employ- 
ment of  personification,2  there  is  a  natural  and  wholesome 
tendency  to  introduce  a  human  element  of  life  or  feeling  into 
description  ;  the  object  is  seen  not  in  dead  objective  form, 
but  through  the  medium  or  atmosphere  of  sympathy  or 
experience.     In   this  way  the  share  of   the  observer  in  the 

1  GEOftGE    ARNOLD,  In  Stories  by  American  Authors,  Vol.  v,  p.  142. 

2  See  above,  p.  495. 


500  THE   LITERARY   TYPES. 

thing  described  is  made  intimate  and  real ;  he  is  provided 
so  to  say,  with  a  human  standard  to  estimate  it  by.1 

Thus  the  mind  of  a  supposed  spectator  mingles  subtly  with 
the  point  of  view ;  the  reader  thinks  himself  into  a  position 
not  only  of  space  but  of  feeling,  —  to  look  through  eyes 
young  or  old,  sympathetic  or  hostile,  of  wonder  or  of  fear, 
according  to  the  human  element  that  is  infused  into  the 
scene.  And  all  this  of  course  makes  a  much  more  living  thing 
of  the  object  itself. 

Note.  —  Scenic  artists  and  photographers  understand  the  value  of  the 
human  element;  they  introduce  men  into  the  view  of  a  building  or  of  a 
landscape,  both  as  a  convenient  standard  of  measurement  and  as  a  sugges- 
tion of  life. 

The  description  quoted  on  p.  17,  above,  with  the  note  thereon,  p.  19, 
shows  how  much  a  description  may  owe  to  the  human  interest. 

This  resort  to  the  human  interest  has  two  opposite  extremes 
of  application,  both  of  which  on  occasion  are  relied  on  for 
certain  strong  impressions. 

Suggestion  by  Effects.  —  In  this  extreme  the  human  subject 
is  everything,  the  object  of  description  nothing.  In  other 
words,  by  describing  merely  the  demeanor  of  the  spectator  — 
his  kindled  eye,  his  suffused  cheek,  his  blanched  face,  his 
clenched  hand  —  we  convey  to  the  reader,  as  by  a  kind  of 
mirror  reflection,  a  powerful  notion  of  the  quality  in  the 
object  that  we  wish  to  impress,  —  its  sublimity,  or  grewsome- 
ness,  or  hurtfulness,  or  marvelousness.     This  is  obviously  a 

1  Of  Tennyson's  descriptive  method  Stopford  Brooke  writes :  "  Tennyson  rarely 
painted  a  landscape  without  humanity,  and  he  places  his  figures  with  all  the  skill  of  a 
painter.  He  knew  that  Nature  alone  was  not  half  as  delightful  as  Nature  and  man 
together.  Lover  of  Nature  as  he  was,  he  avoided  the  crowning  fault  of  modern 
poetry — the  unmitigated  merciless  description  of  Nature,  trickling  on  for  fifty  and 
a  hundred  lines  together,  without  one  touch  of  human  interest.  ...  It  is  from  this 
impassioned  mingling  of  the  soul  and  sight  of  man  with  the  soul  and  sight  of  Nature 
that  the  specialized  loveliness  arises  which  charms  us,  and  dignifies  itself,  in  the 
descriptions  of  Tennyson." — Brooke,  Tennyson,  his  Art  and  Relation  to  Modern 
Life,  p.  288. 


DESCRIPTION.    ■  501 

very  potent  means  of  suggesting  the  great  elemental  traits  of 
things,  such  as  need  no  analysis  or  minute  detailing.1 

Examples.  —  A  celebrated  Bible  description,  P^liphaz's  vision,  does  not 
portray  the  object  at  all,  but  merely  its  effect  on  the  beholder:  — 

"  In  wandering  thoughts  from  visions  of  the  night, 
When  deep  sleep  falleth  upon  men, 
Fear  came  upon  me,  and  trembling, 
Which  made  all  my  bones  to  shake. 
Then  a  spirit  glided  before  my  face,  — 
The  hair  of  my  flesh  rose  up,  — 
It  stood  still,  but  its  form  I  could  not  discern, 
A  figure  before  mine  eyes  ; 
—  Silence  —  and  I  heard  a  voice  : 
'  Shall  mortal  man  be  just  before  God? 
Shall  the  strong  man,  before  his  Maker,  be  pure  ?  "'2 

Shakespeare  employs  this  kind  of  suggestion  in  his  supernatural  scenes, 
as  for  instance  in  Macbeth,  where  the  ghost  of  Banquo  appears.3  It  is 
Macbeth's  strange  words  and  acts  which  produce  the  effect,  nothing  that 
is  seen.  A  touch  of  such  suggestion  comes  at  the  end  of  the  Dover  cliff 
description,  to  indicate  the  terror-producing  height :  — 

"  I  '11  look  no  more ; 
Lest  my  brain  turn,  and  the  deficient  sight 
Topple  down  headlong."  4 

But  we  may  stop  a  step  short  of  this,  too,  and  in  a  man's 
face  and  bodily  acts  read  his  mind,  especially  in  its  more 
profoundly  stirred  moods.  Thus,  though  nothing  but  what 
is  visible  may  be  mentioned,  the  reader  is  guided  to  what  is 
deep  within,  and  the  most  difficult  descriptive  object,  man's 
mind,  stands  out  revealed,  like  an  object  of  sense. 

1  "  One  of  the  strongest  and  most  successful  modes  of  describing  any  powerful 
object,  of  any  kind,  is  to  describe  it  in  its  effects.  When  the  spectator's  eye  is  daz- 
zled, and  he  shades  it,  we  form  the  idea  of  a  splendid  object  ;  when  his  face  turns 
pale,  of  a  horrible  one  ;  from  his  quick  wonder  and  admiration  we  form  the  idea  of 
gre.it  beauty ;  from  his  silent  awe,  of  great  majesty."  —  Mozley,  Essays  Historical 
and  Theological,  Vol.  ii,  p.  190. 

2  Job  iv.  13-17.     Translation  by  the  author  of  this  book. 
8  Macbeth,  Act  iii,  Scene  4, 

4  King  Lear,  Act  iv,  Scene  6.     Sec  p,  491,  above. 


502  THE  LITERARY  TYPES. 


Examples.  —  The  descriptive  effect  of  the  following  is  not  in  what  the 
subject  does;  all  serves  rather  to  portray  a  mind  unhinged  by  reverse  and 
despair :  — 

"  A  sad  reverse  it  was  for  him  who  long 
Had  filled  with  plenty,  and  possessed  in  peace, 
This  lonely  Cottage.     At  the  door  he  stood, 
And  whistled  many  a  snatch  of  merry  tunes 
That  had  no  mirth  in  them  ;  or  with  his  knife 
Carved  uncouth  figures  on  the  heads  of  sticks  — 
Then,  not  less  idly,  sought,  through  every  nook 
In  house  or  garden,  any  casual  work 
Of  use  or  ornament  ;  and  with  a  strange, 
Amusing,  yet  uneasy,  novelty, 
He  mingled,  where  he  might,  the  various  tasks 
Of  summer,  autumn,  winter,  and  of  spring."  1 


Subjective  Description.  —  In  this  opposite  extreme  the  object 
contemplated  is  so  nearly  everything  that  the  observer's 
personality  is  blended  with  it.  That  is,  his  mood  or  emotion 
of  joy  or  sadness,  his  general  state  of  health  or  morbidness, 
operates  to  robe  the  world  in  the  qualities  of  his  own  soul ; 
so  that  the  scene  is  dismal  or  genial,  not  necessarily  as  so  in 
itself,  but  because  he  is.  Of  the  same  principle  it  is  to  make 
nature  partake  in  some  described  action,  as  if  things  inani- 
mate were  endowed  with  sympathy.  This  kind  of  description, 
though  in  a  literal  sense  it  takes  liberties  with  nature,  is 
obviously  full  of  power  and  intensity,  and,  read  with  proper 
emotional  allowance,  does  not  mislead.2 

1  Wordsworth,  Excursion,  Book  i,  Works  (Globe  edition),  p.  423. 

2  Ruskin  inveighs  against  such  attribution  of  sympathy  to  nature,  which  he  thus 
illustrates  and  defines :  "  I  want  to  examine  the  nature  of  the  other  error,  that  which 
the  mind  admits,  when  affected  strongly  by  emotion.  Thus,  for  instance,  in  Alton 
Locke :  — 

'  They  rowed  her  in  across  the  rolling  foam  — 
The  cruel,  crawling  foam.' 

The  foam  is  not  cruel,  neither  does  it  crawl.  The  state  of  mind  which  attributes  to 
it  these  characters  of  a  living  creature  is  one  in  which  the  reason  is  unhinged  by 
grief.  All  violent  feelings  have  the  same  effect.  They  produce  in  us  a  falseness  in 
all  our  impressions  of  external  things,  which  1  would  generally  characterize  as  the 
'  Pathetic  Fallacy.'  "  —  Ruskin,  Modem  Painters,  Vol.  iii,  p.  159. 


DESCRIPTION.  503 

Examples.  —  i.  Of  nature  colored  by  the  describer's  mind.  Tenny- 
son's Maud,  which  is  meant  to  be  a  portrayal  of  a  morbid  mind,  may  be 
read  throughout  as  a  masterly  work  of  subjective  description.  This  is  the 
way,  in  the  first  stanza,  that  a  certain  ravine  is  described :  — 

"  I  hate  the  dreadful  hollow  behind  the  little  wood, 
Its  lips  in  the  field  above  are  dabbled  with  blood-red  heath, 
The  red-ribb'd  ledges  drip  with  a  silent  horror  of  blood, 
And  Echo  there,  whatever  is  ask'd  her,  answers  '  Death.' " 

In  Hamlet  occurs  an  interesting  example  of  resistance  to  the  tendency  to 
make  description  subjective.  Hamlet  is  determined  to  see  things  as  they 
are,  not  as  colored  by  his  disordered  mind :  "  I  have  of  late  —  but  where- 
fore I  know  not  —  lost  all  my  mirth,  forgone  all  custom  of  exercises  ;  and 
indeed  it  goes  so  heavily  with  my  disposition  that  this  goodly  frame,  the 
earth,  seems  to  me  a  sterile  promontory  ;  this  most  excellent  canopy,  the 
air,  look  you,  this  brave  o'erhanging  firmament,  this  majestical  roof  fretted 
with  golden  fire,  why,  it  appears  no  other  thing  to  me  than  a  foul  and 
pestilent  congregation  of  vapors." * 

2.  Of  nature  in  sympathy  with  human  action.  Of  the  great  sin  which 
caused  the  loss  of  Paradise,  Milton  thus  describes  the  accompaniments  in 
nature  :  — 

"  Earth  trembled  from  her  entrails,  as  again 

In  pangs,  and  Nature  gave  a  second  groan ; 

Sky  loured,  and,  muttering  thunder,  some  sad  drops 

Wept  at  completing  of  the  mortal  Sin 

Original."  2 

III. 

Aid  from  Narrative  Movement.  —  Description  is  so  closely 
allied  to  narration  that  the  two  are  very  spontaneously  used 
as  accessories  of  each  other.  Some  forms  of  discourse  there 
are,  indeed,  wherein  narrative  and  descriptive  elements  are  so 
blended  and  balanced  that  it  is  difficult  to  determine  which 
has  the  predominance. 

It  is  a  natural  tendency,  when  an  object  is  vividly  con- 
ceived, to  endow  it  with  life  and  motion.  We  see  this  in 
personification  and  in  allegory.     We  see  it  also  in  numerous 

i  Shakksi'i:aki:,  Hamlet,  Act  ii,  Scene  2. 

2  Milton,  Paradise  Lost,  Book  ix,  11.  1000-1004. 


504  THE   LITERARY  TYPES. 

narrative  touches,  such  as  trope-words  involving  action,  verbs 
of  motion  used  to  portray  objects  at  rest,  and  the  like ;  which 
things,  of  which  every  lively  description  is  full,  serve  to 
invigorate  the  scene  more   than  the  reader  is  aware. 

Illustration.  —  Observe  how  the  words  here  italicized,  which  are  at 
once  personification  (or  at  least  animization)  and  verbs  of  action,  enliven 
the  description  in  the  following :  — 


"  So  till  the  dusk  that  follow'd  evensong 
Rode  on  the  two,  reviler  and  reviled ; 
Then  after  one  long  slope  was  mounted,  saw, 
Bowl-shaped,  thro'  tops  of  many  thousand  pines 
A  gloomy-gladed  hollow  slowly  sink 
To  westward  —  in  the  deeps  whereof  a  mere, 
Round  as  the  red  eye  of  an  Eagle-owl, 
Under  the  half -dead  sunset  glared."  1 


Apart  from  these  minor  narrative  suggestions  there  are  two 
classes  of  descriptive  objects  wherein  narrative  movement 
becomes  necessary. 

i.  Time-Conditioned  Portrayal. —  Something  of  narrative 
character  in  description  is  compelled  by  the  element  of 
time  entering  in.  The  description  of  a  storm,  for  instance, 
or  of  a  sunrise,  must  recognize  the  changes  of  aspect  during 
the  continuance  of  the  scene  ;  and  thus  the  portrayal,  released 
from  the  awkward  limitation  of  an  inert  object,2  assumes  at 
once  the  movement  of  story.  A  battle  may  be  treated  either 
descriptively  or  narratively ;  that  is,  the  principle  of  treat- 
ment may  lie  predominantly  in  the  picturing  of  scenes  or  in 
the  development  of  action ;  but  in  either  case  there  must 
necessarily  be  large  recourse  to  the  other  literary  type. 

Example.  —  The  following  description  is  introduced  into  an  oration  to 
give  point  to  some  truths  in  astronomy:  — 

"  I  had  occasion,  a  few  weeks  since,  to  take  the  early  train  from  Provi- 
dence to  Boston ;  and  for  this  purpose  rose  at  two  o'clock  in  the  morning. 
Everything  around  was  wrapt  in  darkness  and  hushed  in  silence,  broken 

1  Tennyson,  Gareth  and  Lynette,  11.  773-780. 

2  See  the  second  problem  of  material  and  handling,  p.  480,  above. 


DESCRIPTION:  505 

only  by  what  seemed  at  that  hour  the  unearthly  clank  and  rush  of  the  train. 
It  was  a  mild,  serene,  midsummer's  night,  —  the  sky  was  without  a  cloud,  — 
the  winds  were  whist.  The  moon,  then  in  the  last  quarter,  had  just  risen, 
and  the  stars  shone  with  a  spectral  lustre  but  little  affected  by  her  presence. 
Jupiter,  two  hours  high,  was  the  herald  of  the  day;  the  Pleiades,  just 
above  the  horizon,  shed  their  sweet  influence  in  the  east ;  Lyra  sparkled 
near  the  zenith  ;  Andromeda  veiled  her  newly-discovered  glories  from  the 
naked  eye  in  the  south ;  the  steady  pointers,  far  beneath  the  pole,  looked 
meekly  up  from  the  depths  of  the  north  to  their  sovereign. 

"  Such  was  the  glorious  spectacle  as  I  entered  the  train.  As  we  pro- 
ceeded, the  timid  approach  of  twilight  became  more  perceptible ;  the 
intense  blue  of  the  sky  began  to  soften  ;  the  smaller  stars,  like  little  chil- 
dren, went  first  to  rest;  the  sister-beams  of  the  Pleiades  soon  melted 
together;  but  the  bright  constellations  of  the  west  and  north  remained 
unchanged.  Steadily  the  wondrous  transfiguration  went  on.  Hands  of 
angels,  hidden  from  mortal  eyes,  shifted  the  scenery  of  the  heavens ;  the 
glories  of  night  dissolved  into  the  glories  of  the  dawn.  The  blue  sky  now 
turned  more  softly  gray  ;  the  great  watch-stars  shut  up  their  holy  eyes  ;  the 
east  began  to  kindle.  Faint  streaks  of  purple  soon  blushed  along  the  sky ; 
the  whole  celestial  concave  was  filled  with  the  inflowing  tides  of  the  morn- 
ing light,  which  came  pouring  down  from  above  in  one  great  ocean  of  radi- 
ance ;  till  at  length,  as  we  reached  the  Blue  Hills,  a  flash  of  purple  fire 
blazed  out  from  above  the  horizon,  and  turned  the  dewy  tear-drops  of 
flower  and  leaf  into  rubies  and  diamonds.  In  a  few  seconds,  the  everlast- 
ing gates  of  the  morning  were  thrown  wide  open,  and  the  lord  of  day, 
arrayed  in  glories  too  severe  for  the  gaze  of  man,  began  his  state."  x 

As  to  battle-scenes,  Stephen  Crane,  in  The  Red  Radge  of  Courage,  is 
prevailingly  descriptive,  lending  interest  more  to  the  scene  than  to  the  result. 
Captain  Charles  King,  whose  description  of  Pickett's  charge  at  Gettys- 
burg2 Lord  Wolesley,  Lord  William  Beresford,  and  General  Fitzwygram 
agreed  to  call  "  the  most  perfect  picture  of  a  battle-scene  in  the  English 
language,"  treats  his  subject  more  as  a  plotted  narrative. 

2.  Panoramic  Portrayal. — The  element  of  comprehensiveness 
in  a  scene  may  also  compel  the  use  of  narrative  movement ;  as 
in  an  extended  landscape,  or  tract  of  country,  whose  features 
of  interest  cannot  all  be  seen  from  one  point  of  view.  In 
such   a   case    the'  description,   which    becomes    virtually   the 

1  Everett,  Orations  and  Speeches,  Vol.  iii,  p.  457. 

2  King,  Between  the  Lines,  pp.  268-282. 


506  THE  LITERARY   TYPES. 

account  of  a  journey,  is  regulated  by  what  is  called  "  the 
traveller's  point  of  view " ;  that  is,  the  describer  is  repre- 
sented as  going  from  one  point  to  another  and  portraying 
successive  aspects. 

Examples.  —  i.  In  his  description  of  the  river  Oxus,  at  the  end  of 
Sohrab  and  Rustum,  Matthew  Arnold,  instead  of  postulating  a  traveller 
to  follow  its  course,  personifies  the  river  itself. 

2.  The  following  shows  how  naturally  the  reader  adjusts  his  point  of 
view,  and  thus  follows  the  fortunes  of  the  portrayal  like  those  of  a  story :  — 

"Just  on  the  brow  of  the  hill,  where  I  paused  to  look  before  me,  the 
series  of  stone  pillars  came  abruptly  to  an  end ;  and  only  a  little  below,  a 
sort  of  track  appeared  and  began  to  go  down  a  breakneck  slope,  turning 
like  a  corkscrew  as  it  went.  It  led  into  a  valley  between  falling  hills, 
stubbly  with  rocks  like  a  reaped  field  of  corn,  and  floored  further  down 
with  green  meadows.  I  followed  the  track  with  precipitation ;  the  steep- 
ness of  the  slope,  the  continual  agile  turning  of  the  line  of  descent,  and  the 
old  unwearied  hope  of  finding  something  new  in  a  new  country,  all  con- 
spired to  lend  me  wings.  Yet  a  little  lower  and  a  stream  began,  collecting 
itself  together  out  of  many  fountains,  and  soon  making  a  glad  noise  among 
the  hills.  Sometimes  it  would  cross  the  track  in  a  bit  of  waterfall,  with  a 
pool,  in  which  Modestine  refreshed  her  feet. 

"  The  whole  descent  is  like  a  dream  to  me,  so  rapidly  was  it  accom- 
plished. I  had  scarcely  left  the  summit  ere  the  valley  had  closed  round 
my  path,  and  the  sun  beat  upon  me,  walking  in  a  stagnant  lowland  atmos- 
phere. The  track  became  a  road,  and  went  up  and  down  in  easy  undula- 
tions. I  passed  cabin  after  cabin,  but  all  seemed  deserted  ;  and  I  saw  not 
a  human  creature,  nor  heard  any  sound  except  that  of  the  stream."  x     Etc. 

III.     DESCRIPTION    IN    LITERATURE. 

In  the  body  of  literature  description  occupies  a  place  of  its 
own,  which  needs  to  be  accounted  for  by  a  few  words  of 
explanation. 

I. 

General  Status  and  Value.  — While  to  a  greater  or  less  extent 
description    pervades    all  the   great  forms  of  literature,  and 

1  Stevenson,  Travels  with  a  Donkey,  Works,  Vol.  xii,  p.  230. 


DESCRIPTION.  507 

does  much  in  aid  of  the  other  literary  types,  comparatively 
little  is  made  of  it  as  a  form  by  itself.  In  its  more  elaborate 
and  picturesque  work,  it  is  to  be  found  mostly  in  passages  or 
sections  of  productions  mainly  narrative  or  oratorical.  Yet 
this  fact  is  no  indication  of  slight  esteem  for  it ;  rather  the 
contrary.  It  is  often  regarded  and  estimated  as  if  it  were  a 
jewel  in  a  setting ;  pointed  out  and  quoted  by  readers  and 
critics,  and  by  writers  worked  up  with  most  painstaking  care. 
On  the  whole,  no  more  delicate  indication  of  a  writer's  skill 
and  taste  is  afforded  than  by  his  management  of  description  ; 
and  so  the  general  judgment  regards  the  matter.1 

One  reason  for  this  peculiar  status  of  description  in  litera- 
ture has  already  been  repeatedly  suggested 2 :  the  wealth  of 
detail  in  the  object,  the  unhandiness  of  language  in  picturing 
it.  Whatever  is  done  with  it,  then,  must  be  done  quickly  and 
strikingly,  —  it  cannot  run  into  volumes,  or  even  into  chapters. 
Yet  the  very  difficulty  of  the  problem  has  such  fascination  for 
the  born  artist,  and  so  calls  out  his  powers,  that  his  work,  if 
it  survives,  is  shrined  among  the  treasures  of  literature. 

1  The  care  and  study  of  novelists  in  working  up  what  is  called  "  local  color  "  for 
the  scenes  and  atmosphere  of  their  works  have  become  almost  a  proverb.  Of  Scott's 
visit  to  the  place  where  he  was  to  lay  the  scene  of  Rokeby  we  have  the  following 
account :  u  The  morning  after  he  arrived  he  said, '  You  have  often  given  me  materials 
for  romance  —  now  I  want  a  good  robber's  cave  and  an  old  church  of  the  right  sort.' 
We  rode  out,  and  he  found  what  he  wanted  in  the  ancient  slate  quarries  of  Brignal 
and  the  ruined  Abbey  of  Eggleston.  I  observed  him  noting  down  even  the  peculiar 
little  wild  flowers  and  herbs  that  accidentally  grew  round  and  on  the  side  of  a  bold 
crag  near  his  intended  cave  of  Guy  Denzil ;  and  could  not  help  saying,  that  as  he  was 
not  to  be  upon  oath  in  his  work,  daisies,  violets,  and  primroses  would  be  as  poetical 
as  any  of  the  humble  plants  he  was  examining.  I  laughed,  in  short,  at  his  scrupu- 
lousness ;  but  I  understood  him  when  he  replied,  '  that  in  nature  herself  no  two 
scenes  were  exactly  alike,  and  that  whoever  copied  truly  what  was  before  his  eyes, 
would  possess  the  same  variety  in  his  descriptions,  and  exhibit  apparently  an  im- 
agination as  boundless  as  the  range  of  nature  in  the  scenes  he  recorded  ;  whereas  — 
whoever  trusted  to  imagination,  would  soon  find  his  own  mind  circumscribed,  and 
contracted  to  a  few  favorite  images,  and  the  repetition  of  these  would  sooner  or  later 
produce  that  very  monotony  and  barrenness  which  had  always  haunted  descriptive 
poetry  in  the  hands  of  any  but  the  patient  worshippers  of  truth.'" — LOCKHART, 
Life  of  Scott,  Vol.  iv,  p.  20. 

2  See  above,  pp.  479,  493. 


508  THE   LITERARY   TYPES. 

Another  reason  that  may  guide  the  describer  is  men's  ten- 
dency to  make  practical  demands.  They  are  impatient  of  por- 
trayals, however  vivid  or  artistic,  that  stop  with  themselves ; 
their  unspoken  demand  is  that  a  description  shall  contribute 
to  explain  or  enforce  or  prove  something.  As  long  as  it  is  an 
amplification,  making  some  goal  of  thought  more  sightly,  it  is 
interesting ;  but  let  it  exist  for  itself  alone,  and  plain  people 
will  regard  it  as  an  unpractical  trifling.  This  general  demand, 
which  is  not  unwholesome,  is  to  be  reckoned  with  by  any  one 
who  seeks  a  status  for  his  work  in  literature. 


II. 

Forms  of  which  Description  is  the  Basis.  —  The  few  forms  that 
employ  description  as  their  prevailing  type  are,  so  to  speak, 
frankly  outspoken  as  to  their  limitations :  they  are  for  the 
most  part  either  unrestrainedly  aesthetic,  appealing  to  the  few 
who  are  their  fit  audience,  or  downright  practical,  appealing 
to  the  many  who  want  plain  unimaginative  facts. 

Descriptive  Poetry.  —  Poetry,  as  it  rises  so  largely  out  of  the 
imagination,  is  a  more  descriptive  art  than  prose.  Its  imagery, 
its  concreteness,  its.  liberty  to  revel  in  beautiful  forms  undis- 
turbed by  utilitarian  exactions,  all  contribute  to  make  its 
picturing  power  a  main  feature.  And  it  is  largely  for  its 
world  of  imagery  that  readers  go  to  poetry  and  value  it. 

In  spite  of  this  fact,  however,  works  distinctly  descriptive 
form  a  comparatively  small  class,  even  in  poetry  ;  though  it 
should  be  noted  that  no  class  is  choicer.  The  same  prejudice 
against  the  non-utilizable  seems  to  be  encountered  here  as  in 
prose  ;  accordingly  the  imagery  and  description  are  valued 
mostly  as  they  are  concentrated  into  some  sentiment,  or 
lesson,  or  emotion,  in  which  the  poem's  true  significance 
resides.  Hence  the  special  field  of  description  is  in  short 
lyric    poems,   where  some  image  or   suggestion   of  nature  is 


DESCRIPTION.  509 

taken  up  and  applied  to  some  truth  of  life.  A  small  and 
much-valued  body  of  longer  descriptive  poems,  also,  are 
counted  high  among  the  stores  of  English  literature. 

Examples  of  Longer  Descriptive  Poems. —  Thompson's  Seasons 
and  Castle  of  Indolence  ;  Milton's  L' Allegro  and  II  Penseroso  ;  Keats's 
Endymion ;  Beattie's  Minstrel ;  Burns's  Cotter's  Saturday  Night ;  Gold- 
smith's Traveller  and  Deserted  Village;  Tennyson's  Palace  of  Art,  and 
Dream  of  Fair  Women  ;  Browning's  Childe  Roland  to  the  Dark  Tower 
came,  and  How  they  brought  the  Good  News  from  Ghent  to  Aix. 

Informative  Treatises  and  Articles.  —  Description  is  employed 
with  the  purpose  of  imparting  plain  information,  and  with  no 
attempt  to  shun  what  is  statistical  and  inventory-like,  in  books 
and  periodical  articles  whose  object  is  to  give  an  account  of 
some  building,  work  of  art  or  mechanism,  natural  phenome- 
non, or  country's  resources.  In  such  descriptions  the  pictorial 
element  is  little  regarded :  interest  centres  in  dimensions, 
accurate  details,  statistics,  and  the  like.  Thoroughness  and 
clearness  are  the  predominating  aims  ;  the  subject  is  supposed 
to  contain  its  own  interest,  and  not  to  need  the  vivifying 
power  of  language  to  create  or  heighten  it.  Such  work  may 
indeed  profit  by  vigor  and  lightness  of  style,  so  far  as  these 
qualities  do  not  interfere  with  its  practical  aim ;  but  the  prac- 
tical aim  must  first  be  satisfied. 

Examples.  —  Standard  books  of  this  kind  are  Wallace's  Russia  and 
Williams's  The  Middle  Kingdom.  In  periodical  literature  may  be  men- 
tioned the  numerous  articles  continually  appearing  on  some  projected 
or  completed  public  work,  as  the  Congressional  Library,  the  Sub-way  in 
Boston,  the  Columbia  University  Buildings;  as  also  papers  on  the  resources 
of  some  state  or  district,  art  exhibitions,  and  the  like.  It  is  distinctively 
the  class  of  useful  literature. 

Sketches  of  Travel  and  Observation.  —  Intermediate  in  tone 
between  the  forms  just  named,  and  inclining  sometimes  to  the 
purely  literary,  sometimes  to  the  informative,  is  a  valued  body 
of  books  and  sketches  of  travel  and  observation.     In  these 


510  THE  LITERARY   TYPES. 

works  description,  while  remaining  the  element  for  which  the 
book  or  article  exists,  employs  also  narrative  elements,  in  the 
shape  of  incidents  and  details  of  travel,  popular  traditions, 
and  the  like.  The  style  aimed  at  is  light,  lively,  conversa- 
tional. The  aim  is  to  impart  information  in  the  guise  of 
charm  and  amusement.  It  does  not  ordinarily  seek  minute- 
ness of  information  ;  being  occupied  rather  with  the  endeavor 
to  sketch  scenery,  towns,  customs,  and  national  types,  in  an 
enjoyable  and  realistic  manner. 

Examples. —  Stevenson's  Inland  Voyage,  Travels  with  a  Donkey,  and 
The  Amateur  Emigrant  are  good  examples  of  the  rather  more  literary 
treatment  of  this  kind  of  material.  Kinglake's  Eothen  is  a  brilliant  book 
of  Eastern  travel.  Borrow's  The  Bible  in  Spain  is  a  noted  book  of  this 
class ;  not  purely  descriptive.  A  rather  thoughtful  and  philosophic 
example  is  Emerson's  English  Traits.  Hawthorne's  Our  Old  Home  is 
lighter  and  more  graceful.  Of  works  less  ambitiously  literary  may  be 
mentioned  Du  Chaillu's  The  Land  of  the  Midnight  Sun,  and  the  works 
of  Mrs.  Isabella  Bird  Bishop  on  Oriental  travel. 


CHAPTER   XV. 
NARRATION. 

Of  men's  natural  impulse,  mentioned  at  the  beginning  of  the 
last  chapter,  to  report  what  they  observe  in  the  world  around 
them,  narration,  the  report  of  action,  is  by  far  the  most 
prolific  outcome.  Its  congenial  subject  makes  it  the  most 
spontaneous  of  literary  types.  When  we  inquire  what  ordi- 
nary men,  men  of  the  street  and  of  common  life,  are  interested 
in  and  talk  about,  we  find  it  invariably  something  involving 
action  and  its  result,  —  a  race,  a  contest,  a  feat  of  bodily 
prowess,  a  casualty.  When  we  ask  what  men  are  readiest  to 
relate  about  themselves,  we  find  it  to  be  something  that  they 
have  lived  through,  and  that  has  become  an  event  in  their 
experience.  Thus  wellnigh  everything  in  life  comes  to  expres- 
sion in  story;  and  the  story,  narrative,  is  the  form  of  literature 
that  comes  nearest  to  making  itself.1 

It  will  not  do  to  conclude  from  this,  however,  that  narrative 
is  the  easiest  to  make  or  the  least  artistic  when  made.  Very 
nearly  the  opposite  is  the  truth.  Of  all  the  literary  types 
narration  demands  perhaps  the  most  finely  adjusted  art;  but 
because  the  chief  capability  for  it  is  supplied  by  natural  inven- 
tion,2 the  art,  while  not  less  exacting,  gets  itself  into  form  by 

1  "  Our  very  speech  is  curiously  historical.  Most  men,  you  may  observe,  speak 
only  to  narrate ;  not  in  imparting  what  they  have  thought,  which  indeed  were  often 
a  very  small  matter,  but  in  exhibiting  what  they  have  undergone  or  seen,  which  is  a 
quite  unlimited  one,  do  talkers  dilate.  Cut  us  off  from  Narrative,  how  would  the 
stream  of  conversation,  even  among  the  wisest,  languish  into  detached  handfuls,  and 
among  the  foolish  utterly  evaporate!  Thus,  as  we  do  nothing  but  enact  History,  we 
say  little  but  recite  it."  —  Carlyle ,  On  History,  Essays,  Vol.  ii,  p.  84. 

>  See  above,  p.  yjo. 

5" 


512  THE  LITERARY   TYPES. 

a  kind  of  native  instinct  discovering  its  own  laws  of  working 
More  must  be  allowed  to  nature  in  proportion  as  more  i 
involved  in  art.  The  principles  here  traced,  therefore,  must 
to  an  extent  beyond  the  ordinary,  wait  upon  those  who  are  fi 
to  apply  them. 

Definition  of  Narration.  —  Narration  is  the  recounting,  ir 
succession,  of  the  particulars  that  together  make  up  < 
transaction. 

A  brief  analysis  of  this  definition  will  reveal  some  of  tru 
special  aims  in  making  a  narrative. 

i.  The  word  transaction,  which  designates  the  subject-mat- 
ter of  narration,  implies  not  a  mere  agglomeration  of  particu- 
lars but  a  series,  rounded  and  self-contained,  with  a  character 
as  a  whole  in  which  all  the  particulars  share;  nor  does  this 
series  merely  go  on  and  stop  but  rather  is  shaped  to  a  culmi- 
nation in  which  the  whole  trend  of  significance  comes  to  light 
and  solution. 

2.  By  the  particulars  that  make  up  the  transaction  are 
meant  not  any  and  all  the  things  that  take  place,  but  merely 
such  as  have  affinities  with  each  other  in  working  toward  the 
end  in  view.  This  implies  rigid  selection,  and  careful  weigh- 
ing of  what  are  retained ;  it  implies  also  that  no  particular 
exists  for  itself  alone,  but  merely  as  part  of  a  larger  event. 

3.  These  particulars  are  related  in  succession;  that  is  to 
say,  they  have  a  movement,  one'  growing  out  of  another  and 
preparing  for  a  third,  and  all  together  making  a  chain  which 
in  its  large  result  is  remembered  in  the  order  of  time.  This 
gives  the  effect  of  the  simplest  associative  law  of  thought,  — 
contiguity1;  but  the  masterliness  of  its  art  consists  largely  in 
giving  the  particulars  a  closer  interrelation  —  of  similarity,  of 
cause  and  effect  —  without  seeming  to  do  so;  so  that  a  suc- 
cession apparently  casual  and  artless  becomes  really  a  finely 
adjusted  order  of  events. 

l  See  above,  p.  443. 


NARRA  TION.  513 


I.     THE    ART   OF   NARRATION. 

The  procedure  in  narrative  is  essentially  the  same  whether 
the  transaction  to  be  narrated  is  real  or  fictitious.  If  real,  it 
is  still  to  be  related  with  skilful  progression  and  proportion 
of  parts;  if  fictitious,  it  is  still  to  have  verisimilitude,  as  if  it 
were  real.  And  in  either  case  the  story,  as  a  story,  is  an 
invention,  an  art-product;  it  is  to  follow  the  lines  of  construc- 
tion that  obtain  in  fiction,  with  such  selection  and  proportion- 
ing, even  of  fact,  as  will  give  the  result  all  the  freedom  and 
fulness  of  an  absolute  creation.1 

As  a  built  composition,  the  quality  to  which  narration  mani- 
fests special  allegiance  is  continuity.  Its  events  so  obviously 
rise  out  of  each  other  that  no  emphasis  of  a  skeleton  plan  is 
needed;  its  particulars  are  so  homogeneous  that  the  theme 
which  they  support  is  revealed  not  as  an  affirmation  but  as 
an  unfolded  progress.2  Narration  is  thus  ideally  the  type  of 
finished  order  in  thinking  toward  which  every  good  thought 

1  "  The  art  of  narrative,  in  fact,  is  the  same,  whether  it  is  applied  to  the  selection 
and  illustration  of  a  real  series  of  events  or  of  an  imaginary  series.  Boswell's  Life 
of  Johnson  (a  work  of  cunning  and  inimitable  art)  owes  its  success  to  the  same 
technical  manoeuvres  as  (let  us  say)  Tom  Jones:  the  clear  conception  of  certain 
characters  of  man,  the  choice  and  presentation  of  certain  incidents  out  of  a  great 
number  that  offered,  and  the  invention  (yes  invention)  and  preservation  of  a  certain 
key  in  dialogue."  —  Stevenson,  A  Humble  Remonstrance,  Works,  Vol.  xiii,  p.  346. 

Of  Macaulay's  narrative  method  it  is  said :  "  No  historian  before  him  ever 
regarded  his  task  from  the  same  point  of  view,  or  aimed  with  such  calm  patience 
and  labor  at  the  same  result ;  no  one,  in  short,  had  ever  so  resolved  to  treat  real 
events  on  the  lines  of  the  novel  or  romance.  Many  writers  before  Macaulay  had 
done  their  best  to  be  graphic  and  picturesque,  but  none  ever  saw  that  the  scattered 
fragments  of  truth  could,  by  incessant  toil  directed  by  an  artistic  eye,  be  worked  into 
a  mosaic,  which  for  color,  freedom,  and  finish,  might  rival  the  creations  of  fancy." 
—  M  orison,  Macaulay  {English  Men  of  Letters),  p.  143. 

*  above,  pp.  426,  436.  "The  art  of  narration  is  the  art  of  writing  in  hooks 
and  eyes.  The  principle  consists  in  making  the  appropriate  thought  follow  the  appro- 
priate thought,  the  proper  fact  the  proper  fact ;  in  first  preparing  the  mind  for  what 
is  to  come,  and  then  letting  it  come.  This  can  only  be  achieved  by  keeping  con- 
tinually and  insensibly  before  the  mind  of  the  reader  some  one  object,  character,  or 
variation!  are  the  events  of  the  story,  whose  unity  is  the  unity  of 
it." —  Bagbhot,  Literary  studies,  Vol  ii,  p,  253. 


514  THE   LITERARY   TYPES. 

sequence  tends ;    its  art  being  so  perfect  as  to   conceal   it  . 
processes,  and  to  seem  artless.1 

I. 

The  End :  to  which  all  is  Related  as  Forecast.  —  The  prim  : 
requisite  in  narration  is  that  the  end  be  kept  in  view  from  th< 
beginning,  and  that  every  part  be  shaped  and  proportione< 
with  more  or  less  direct  reference  to  it.  A  culmination  o 
some  kind  always  impends,  exerting  its  attraction  on  every  stage 
of  progress.  Thus,  in  its  larger  field  of  invention,  narratioi 
suggests  the  analogy  of  the  suspended  sentence2;  it  is  suspen 
sion,  expectancy,  on  a  large  scale,  and  expressed  in  events.3 

i.  As  Influence  to  subdue  Details.  —  The  most  practical  resuli 
of  keeping  an  end  in  view  is,  that  thereby  a  criterion  of  choice 
and  rejection  is  always  present,  and  the  details  fall  into  bal- 
ance and  proportion  according  as  they  obey  the  attraction  o\ 
the  end.  From  the  plan  as  thus  controlled  some  things  natu- 
rally fall  out  as  extraneous,  some  receive  rapid  or  subdued  treat- 
ment as  unimportant,  some  are  put  in  emphasis  as  cardinal 
elements  of  the  composition.  Of  all  these  the  foreseen  end  is 
the  silent  controller.4 

1  Thus  best  realizing  the  Manner  of  Progress  laid  down  for  universal  observance, 
p.  439,  above.  2  See  above,  pp.  279,  350. 

3  "  Our  art  is  occupied,  and  bound  to  be  occupied,  not  so  much  in  making  stories 
true  as  in  making  them  typical ;  not  so  much  in  capturing  the  lineaments  of  each 
fact,  as  in  marshalling  all  of  them  towards  a  common  end.  For  the  welter  of 
impressions,  all  forcible  but  all  discreet,  which  life  presents,  it  substitutes  a  certain 
artificial  series  of  impressions,  all  indeed  most  feebly  represented,  but  all  aiming  at 
the  same  effect,  all  eloquent  of  the  same  idea,  all  chiming  together  like  consonant 
notes  in  music  or  like  the  graduated  tints  in  a  good  picture.  From  all  its  chapters, 
from  all  its  pages;  from  all  its  sentences,  the  well-written  novel  echoes  and  re-echoes 
its  one  creative  and  controlling  thought ;  to  this  must  every  incident  and  character 
contribute ;  the  style  must  have  been  pitched  in  unison  with  this ;  and  if  there  is 
anywhere  a  word  that  looks  another  way,  the  book  would  be  stronger,  clearer,  and 
(I  had  almost  said)  fuller  without  it."  —  Stevenson,  A  Humble  Remonstrance, 
Works,  Vol.  xiii,  p.  349. 

4  "  Keeping  the  beginning  and  the  end  in  view,  we  set  out  from  the  right  starting- 
place  and  go  straight  towards  the  right  destination ;  we  introduce  no  event  that 


NARRA  TION.  515 

This  influence  of  the  end  may  be  illustrated  both  directly 
and  by  contrast. 

i.  The  contrast  —  failure  to  keep  an  end  in  view  —  is  seen 
in  the  narratives  of  the  untutored;  to  whom  it  has  never 
occurred  that  one  fact  is  more  important  than  another;  who 
waste  time  in  fixing  some  date  or  circumstance  that  is  of  no 
consequence ;  who  take  as  much  pains  with  utterly  irrele- 
vant details  as  with  essential;  who  cannot  skip  anything  that 
occurred  without  losing  their  reckoning.  All  this  is  mainly 
because  they  have  not  set  before  them  some  end,  some  goal, 
to  which  the  course  of  their  story  is  to  be  steered.1 

Example.  —  In  the  following  a  person  of  this  cast  of  mind  sets  out  to 
tell  how  she  had  just  received  a  note  containing  a  bit  of  news  :  — "'  But 
where  could  you  hear  it?'  cried  Miss  Bates.  '  Where  could  you  possibly 
hear  it,  Mr.  Knightley  ?  For  it  is  not  five  minutes  since  I  received  Mrs. 
Cole's  note —  no,  it  cannot  be  more  than  five  —  or  at  least  ten  — for  I  had 
got  my  bonnet  and  spencer  on,  just  ready  to  come  out  —  I  was  only  gone 

does  not  spring  from  the  first  cause,  and  tend  to  the  great  effect;  we  make  each 
detail  a  link  joined  to  the  one  going  before  and  the  one  coming  after ;  we  make,  in 
fact,  all  the  details  into  one  entire  chain,  which  we  can  take  up  as  a  whole,  carry- 
about  with  us,  and  retain  as  long  as  we  please."  —  Pryde,  Studies  in  Cotnposition, 
p.  26. 

1  "  In  the  narrations  of  uneducated  people  .  .  .  there  is  a  want  of  prospectiveness 
and  a  superfluous  amount  of  regressiveness.  People  of  this  sort  are  unable  to  look 
a  long  way  in  front  of  them,  and  they  wander' from  the  right  path.  They  get  on  too 
fast  with  one  half,  and  then  the  other  hopelessly  lags.  They  can  tell  a  story  exactly 
as  it  is  told  to  them,  .  .  .  but  they  can't  calculate  its  bearings  beforehand,  or  see  how 
it  is  to  be  adapted  to  those  to  whom  they  are  speaking,  nor  do  they  know  how  much 
they  have  thoroughly  told  and  how  much  they  have  not.  '  I  went  up  the  street,  and 
then  I  went  down  the  street;  no,  first  went  down  and  then  —  but  you  do  not  follow 
me ;  I  go  before  you,  sir.'  Thence  arises  the  complex  style  usually  adopted  by  persoi* 
not  used  to  narration.  They  tumble  into  a  story  and  get  on  as  they  can."  —  B age- 
hot,  F.ilcrary  Studies,  Vol.  i,  p.  145. 

"  Those  insufferably  garrulous  old  women,  those  dry  and  fanciless  beings  who 
spare  you  no  detail,  however  petty,  of  the  facts  they  are  recounting,  and  upon  the 
thread  of  whose  narrative  all  the  irrelevant  items  cluster  as  pertinaciously  ae  the 
essential  ones,  the  slaves  of  literal  fact,  the  stumblers  over  the  smallest  abrupt  step 
in  thought,  are  figures  known  to  all  of  us.  Comic  literature  has  made  her  profit 
out  of  them.  Juliet's  nurse  is  a  classical  example.  George  Eliot's  village  characters 
and  some  of  Dickens's  minor  personages  supply  excellent  instances."  —  James, 
Psychology,  Vol.  i,  p.  570. 


516  THE  LITERARY   TYPES. 

down  to  speak  to  Patty  again  about  the  pork  —  Jane  was  standing  in  th< 
passage  —  were  not  you,  Jane  ?  —  for  my  mother  was  so  afraid  that  w< 
had  not  any  salting-pan  large  enough.  So  I  said,  I  would  go  down  anc 
see,  and  Jane  said,  "  Shall  I  go  down  instead  ?  for  I  think  you  have  i 
little  cold,  and  Patty  has  been  washing  the  kitchen."  —  "  Oh,  my  dear,"  — 
said  I  —  well,  and  just  then  came  the  note.'  "  x 

2.  The  most  palpable  illustration  of  masterly  skill  in  mak- 
ing the  end  absolutely  control  the  course  and  proportion  ol 
the  story  is  seen  in  the  anecdotes  of  the  professional  raconteur, 
who  may  be  regarded  as  representing  the  art  of  story-telling 
in  its  prime  essentials.  His  stories  are  frankly  told,  not  for 
the  story's  sake,  but  for  the  sake  of  some  point  or  sentiment 
in  which  their  whole  significance  is  focalized;  and  to  this 
point  he  subordinates  everything,  passing  over  preliminaries 
with  a  rapid  touch,  cutting  out  everything  that  is  not  indis- 
pensable to  the  main  interest,  using  description  with  utmost 
parsimony ;  so  that  the  end  for  which  the  story  exists  strikes 
the  hearers  with  all  possible  clearness  and  directness.2 

Example.  —  The  following  anecdote  is  told  to  illustrate  the  truth  that 
"  through  the  physical  horrors  of  warfare,  Poetry  discerns  the  redeeming 
nobleness."  Notice  by  the  parsimony  of  introduction  and  description,  by 
the  steady  forward  movement,  and  by  the  way  descriptive  explanations 
are  introduced  piecemeal  and  just  where  needed,  how  subservient  every- 
thing is  to  the  foreseen  end. 

"  A  detachment  of  troops  was  marching  along  a  valley,  the  cliffs  over- 
hanging which  were  crested  by  the  enemy.  A  serjeant,  with  eleven  men, 
chanced  to  become  separated  from  the  rest  by  taking  the  wrrong  side  of  a 
ravine,  which  they  expected  soon  to  terminate,  but  which  suddenly  deep- 
ened into  an  impassable  chasm.  The  officer  in  command  signalled  to  the 
party  an  order  to  return.  They  mistook  the  signal  for  a  command  to 
charge ;  the  brave  fellows  answered  wTith  a  cheer,  and  charged.  At  the 
summit  of  a  steep  mountain  was  a  triangular  platform,  defended  by  a 
breastwork,  behind  which  were  seventy  of  the  foe.  On  they  went,  charg- 
ing up  one  of  those  fearful  paths,  eleven  against  seventy.     The  contest 

1  Jane  Austen,  Emma,  Chap.  xxi. 

2  For  anecdotes  told  compendiously  as  a  means  of  amplification,  see  above,  p.  470. 


NARRA  TION.  517 

could  not  long  be  doubtful  with  such  odds.  One  after  another  they  fell; 
six  upon  the  spot,  the  remainder  hurled  backward;  but  not  until  they  had 
slain  nearly  twice  their  own  number. 

"  There  is  a  custom,  we  are  told,  among  the  bailsmen,  that  when  a 
great  chieftain  of  their  own  falls  in  battle,  his  wrist  is  bound  with  a  thread 
either  of  red  or  green,  the  red  denoting  the  highest  rank.  According  to 
custom,  they  stripped  the  dead,  and  threw  their  bodies  over  the  precipice. 
When  their  comrades  came,  they  found  their  corpses  stark  and  gashed ; 
but  round  both  wrists  of  every  British  hero  was  twined  the  red  thread  ! "  x 

When,  however,  we  speak  of  the  end  of  a  story,  we  may- 
have  two  different  things  in  mind;  or,  as  may  be  otherwise 
expressed,  a  twofold  interest :  the  interest  of  workmanship  or 
plot,  and  the  interest  of  purpose  or  motive.  In  every  seriously 
meant  story  these  two  distinct  ends  exist,  both  equally  essen- 
tial to  its  integrity. 

2.  The  Constructive  End,  or  Denouement.  —  The  forecast  of 
this  end,  with  the  steps  necessary  to  bring  it  about,  is  the 
artistic  interest  of  the  story,  the  interest  derived  from  a  skilful 
piece  of  invention.  Quite  apart  from  the  characters  revealed, 
or  the  scenery  and  atmosphere  described,  or  the  moral  senti- 
ment enforced,  the  reader  is  aware  first  of  all  of  a  chain  of 
incident  and  event  which  supports  and  conducts  all  the  other 
elements  of  the  story,  and  in  which  its  artistry  is  concentred. 
This  is  called  the  plot.  It  is  to  the  story  what  plan  is  to  an 
essay.  It  requires  steady  movement  to  an  end,  or  denouement, 
yet  through  enough  intricacy  of  incident  and  motive  to  main- 
tain interest  in  the  novelty  of  its  situations  and  to  give  an 
unexpected  turn  to  its  final  solution. 

Note.  —  As  a  piece  of  invention  a  plot  must  strike  a  just  balance 
between  novelty  and  verisimilitude  :  on  the  one  hand,  it  must  be  new  and 
strange  enough  to  enliven  interest,  not  offending  by  dulness  or  common- 
place ;  on  the  other,  it  must  assume  itself  to  be  real,2  and  produce  the  effect 

1  An  incident  of  Sir  Charles  Napier's  campaign  against  the  robber  tribes  of  Upper 
Scinde,  cited  in  Robkrtson,  Lectures  and  Addresses,  p.  804. 

2  "  It  is  impossible  to  imagine  what  a  novelist  takes  himself  to  be  unless  he 
regard  himself  as  an  historian  and  his  narrative  as  a  history.     It  is  only  as  an 


518  THE  LITERARY  TYPES. 

of  what  might  reasonably  take  place,  not  offending  by  an  assumption  c 
fiction  or  by  an  ingenuity  so  great  as  to  seem  arbitrary.  As  soon  as  th 
strings  and  levers  by  which  the  mechanism  is  worked  become  visible,  th 
illusion  is  lost  and  the  real  art  goes  with  it ;  as  soon  as  the  interest  of  pic 
becomes  the  sole  interest,  we  are  reading  a  puzzle,  not  a  living  story. 

3.  The  Didactic  End,  or  Purpose.  —  What  raises  the  plo 
above  the  character  of  a  mere  puzzle  or  ingenious  contriv 
ance  is  the  fact  that  a  seriously  meant  story  exists  in  order  t( 
embody  a  truth  ;  it  has  an  end  important  enough  to  justif) 
all  the  preparation  made  to  reach  it,  and  to  survive  the  read 
ing  as  a  lesson  of  life.  Despite  the  popular  clamor  againsi 
stories  with  a  moral  purpose,  this  is  the  unspoken  demand  oi 
every  reader;  we  are  impatient  of  a  story  that  merely  uses  up 
time  and  leaves  no  impression  of  wisdom  or  moral  vigor.1 
The  failure  to  conduct  the  action  to  a  worthy  culmination  is 
what  Horace  satirizes  in  his  well-known  lines:  — 


Quid  dignum  tanto  feret  hie  promissor  hiatu  ? 
Parturiunt  montes,  nascetur  ridiculus  mus."  2 


I 


It  is  not,  in  fact,  against  the  existence  of  a  purpose  that  the 
popular  criticism  is  directed;  rather  against  its  obtrusiveness 
and  insistency,  —  as  if  the  story  were  conceived  as  a  sermon 
or  a  moral  apologue.  The  didactic  end  must  be  so  inwrought 
with  the  story  —  never  absent,  never  asserting  itself  —  that  it 
will  be  received  as  a  matter  of  course.  It  is  by  some  called 
the  "soul  of  the  story";  by  others  the  conception.     It  is  to 

historian  that  he  has  the  smallest  locus  standi.  As  a  narrator  of  fictitious  events  he  is 
nowhere;  to  insert  into  his  attempt  a  back-bone  of  logic,  he  must  relate  events  that 
are  assumed  to  be  real.  This  assumption  permeates,  animates  all  the  work  of  the  most 
solid  story-tellers."  —  James,  Partial  Portraits,  p.  116.  This  is  said  in  the  course  of 
a  criticism  on  Anthony  Trollope,  who,  as  the  critic  says,  "took  a  suicidal  satisfac- 
tion in  reminding  the  reader  that  the  story  he  was  telling  was  only,  after  all,  a 
make-believe." 

1  "  Some  central  truth  should  be  embodied  in  every  work  of  fiction,  which  cannot 
indeed  be  compressed  into  a  definite  formula,  but  which  acts  as  the  animating  anc 
informing  principle,  determining  the  main  lines  of  the  structure  and  affecting  even  its 
most  trivial  details."  —  Stephen,  Hours  in  a  Library,  Vol.  i,  p.  204  (first  edition). 

2  Horace,  Epistola  ad  Pisones  de  Arte  Poetica,  1.  138. 


NARRATION.  519 

the  story  what  the  theme  is  to  an  essay1:  an  influence  to  give 
character,  worth,  dignity  to  every  part.  By  its  working  pres- 
ence the  story  is  motived,  that  is,  kept  to  a  justifying  level  of 
conception,  and  closed  to  elements  that  have  no  sufficient  basis 
in  human  nature  or  that  offend  refined  instincts.  It  is  in  this 
pervading  sense  that  the  story  is  shaped  to  a  didactic  end.2 

Examples.  —  Hawthorne's  avowed  purpose  in  The  House  of  the  Seven 
Gables  is  to  teach  the  truth  "  that  the  wrong-doing  of  one  generation  lives 
into  the  successive  ones,  and  divesting  itself  of  every  temporary  advantage, 
becomes  a  pure  and  uncontrollable  mischief."  The  footnote  below,  how- 
ever, will  indicate  how  he  makes  the  purpose  pervasive  rather  than  out- 
standing.    See  also  the  examples  of  narrative  themes  on  p.  427,  above. 

Instances  of  stories  with  purpose  strongly  emphasized  though  not  quite 
impairing  the  artistic  structure,  are  found  in  Mrs.  Stowe's  Uncle  Tom's 
Cabin,  and  Mrs.  Helen  Hunt  Jackson's  Ramona.  In  some  of  the  novels 
of  Dickens  and  Charles  Reade  the  moral  purpose  is  so  prominent  as  to 
incur  the  reproach  of  being  lugged  in  ;  as  instanced  in  Bleak  House,  which 
attacks  the  defects  of  the  English  Chancery  courts,  and  Little  Dorrit, 
which  in  a  similar  way  attacks  the  English  red-tape  system  in  matters  of 
government  and  justice. 

4.  Preliminary  Ends,  or  Situations.  —  The  final  end,  or  denoue- 
ment, is  not  the  only  solution  point  toward  which  the  course 
of  a  story  tends.  Generally  some  more  immediate  goal  is  in 
view,  some  dramatic  point  or,  as  it  is  called,  situation,  which 
for  the  time  being  serves  as  a  landmark  of  progress.  Thus 
the  story  advances  not  equably  but  by  stages,  and  never  on  a 
dead  level;  there  is  always  to  be  fostered  in  the  reader's  mind 

1  See  above,  p.  426. 

2  "  When  romances  do  really  teach  anything,  or  produce  any  effective  operation, 
it  is  usually  through  a  far  more  subtile  process  than  the  ostensible  one.  The  author 
has  considered  it  hardly  worth  his  while,  therefore,  relentlessly  to  impale  the  story 
with  its  moral  as  with  an  iron  rod,  —  or,  rather,  as  by  sticking  a  pin  through  a  butter- 
fly,—  thus  at  once  depriving  it  of  life,  and  causing  it  to  stiffen  in  an  ungainly  and 
unnatural  attitude.  A  high  truth,  indeed,  fairly,  finely,  and  skilfully  wrought  out, 
brightening  at  every  step,  and  crowning  the  final  development  of  a  work  of  fiction, 
may  add  an  artistic  glory,  but  is  never  any  truer,  and  seldom  any  more  evident,  at 
the  last  page  than  at  the  first." — HAWTHORNS,  The  House  of  the  Screii  Gables, 
Preface,  p.  14. 


520  THE  LITERARY  TYPES. 


a  sense  either  of  a  crest  of  event  reached  or  of  approach  tc 
something  important.  This  shows  itself,  as  will  be  pointec 
out  in  the  next  section,  in  the  character  of  the  movement 
which,  with  greater  or  less  intensity,  is  always  aware  of  some 
end,  principal  or  preliminary. 

Note.  —  How  much  both  of  the  artistic  skill  and  of  the  moral  signifi- 
cance of  a  story  may  reside  in  a  cardinal  situation  may  be  judged  from  the 
following  remark  on  a  situation  in  George  Eliot's  Middlemarch :  "  The 
great  act  of  Dorothea  in  paying  her  visit  to  Rosamond  to  counsel  and 
comfort  her,  and  to  save  Lydgate,  at  the  very  moment  when  her  own  life 
seemed  to  have  been  left  to  her  desolate  —  I  confess  that  it  affects  me  as 
a  stroke  of  pathos  hardly  less  than  sublime.  This  is  the  true  climax  of 
the  interest  of  the  novel.  And  it  is  worth  noting  that  the  climax  is  a 
moral  climax."  1 

II. 

The  Narrative  Movement.  —  If  the  aim  of  the  story,  always 
present  and  operative,  is  to  bring  about  some  end,  supreme 
or  subordinate,  the  course  of  the  story  must  always  be  vital 
with  action,  or  anticipation,  or  preparation,  shaping  itself  to 
the  solution  that  is  impending.  All  is  a  concatenation,  an 
interlinking,  with  this  outcome  in  view.  This  character  of 
the  narrative  is  called  its  movement;  and  some  of  its  main 
features  may  here  be  noted. 

i.  Continuity  of  Movement.  —  The  narrative  movement  is 
especially  exacting  with  regard  to  the  succession  of  details: 
its  parts  must  be  a  palpable  and  regularly  advancing  series 
from  beginning  to  end.  In  general,  therefore,  that  order  is  to 
be  observed  in  which  each  earlier  particular  will  best  prepare 
for  and  lead  to  what  succeeds. 

i.  The  most  natural  way  to  secure  this,  the  intrinsic  order, 
so  to  say,  of  narration,  is  the  chronological  —  the  order  of  time. 
Whatever  liberty  is  taken  with  this  order  in  minor  points,  this 
must  be  the  general  progress  recalled  by  the  reader,  as  he 
endeavors  to  recollect  the  whole. 

1  Wilkinson,  A  Free  Lance  in  the  Field  of  Life  and  Letters,  p.  33. 


NARRA  TION.  521 

Note.  —  The  type  of  narration,  then,  before  any  refinement  of  art  and 
selection  is  applied  to  it,  is  simply  annals  ;  setting  down  events  as  they 
occur,  as  in  a  diary  or  chronicle. 

2.  As,  however,  the  narrative  becomes  more  complex,  requir- 
ing more  art,  there  is  more  recognition  of  the  inner  connection 
of  events,  and  accordingly  an  increasing  effort  to  blend  the 
order  of  time  with  the  order  of  dependence.1  Sometimes,  too, 
the  order  of  dependence  becomes  so  significant  as  temporarily 
to  transgress  chronology ;  so  that  events  separated  by  a  con- 
siderable period,  being  really  cause  and  effect,  may  be  grouped 
together  as  belonging  to  the  same  series.  This  is  the  result 
of  a  more  vital  interpretation  of  the  elements  of  the  story. 

Note.  —  This  is  one  of  the  liberties  accorded  to  the  philosophic  way 
of  writing  history.  In  Motley's  Dutch  Republic  occurs  the  remark  :  "  To 
avoid  interrupting  the  continuity  of  the  narrative,  the  Spanish  campaign 
has  been  briefly  sketched  until  the  autumn  of  1557,  at  which  period  the 
treaty  between  the  Pope  and  Philip  was  concluded.  It  is  now  necessary 
to  go  back  to  the  close  of  the  preceding  year."2  —  Sometimes,  too,  the  story 
may  be  discarded,  and  events  be  traced  backward  step  by  step  toward  their 
source ;  this,  however,  is  not  so  much  narration  as  interpretation. 

3.  The  beginning  of  a  narrative  has  its  claims  of  vigor  and 
interest,  which  must  not  be  ignored.  To  make  this  inception 
more  effective,  it  is  a  not  uncommon  practice  to  begin  the 
story  at  some  dramatic  point  along  in  the  plot,  and  then  bring 
up  what  preceded  in  the  form  of  an  explanation,  or  as  related 
by  some  personage  of  the  story. 

Note.  —  In  Carlyle's  French  Revolution,  which  is  strictly  chronological, 
several  books  of  the  history  precede  that  incident  where  the  courtier 
answers  Louis  XVI :  "  No,  Sire,  it  is  a  revolution  " ;  while  M.  Taine,  on 
the  other  hand,  taking  this  incident  as  the  dramatic  beginning  to  his  his- 
tory of  the  same  epoch,  afterwards  brings  up  the  causes  of  the  Revolution 
to  that  point.  It  is  a  question  of  artistic  beginning. —  In  Homer's  Odyssey, 
Books  ix-xii  are  taken  up  with  Ulysses's  story  of  his  earlier  wanderings, 

1  See  above,  p.  445,  3. 

2  Motley.,  Rise  of  the  Dutch  A'r//t/>/h;  Vol.  i,  p.  t66. 


522  THE  LITERARY  TYPES. 

as  related  by  him  to  the  Phaeacians.  In  Virgil's  AZneid,  in  like  manner, 
^Eneas  relates,  in  Books  ii  and  hi,  his  previous  adventures,  to  Queen  Dido. 
—  George  Eliot,  at  the  beginning  of  Daniel  Deronda.  introduces  her  hirom«» 
at  a  gaming-table,  and  afterwards,  when  the  incidents  immediately  connected 
with  that  scene  are  disposed  of,  goes  back  and  relates  how  the  heroine 
came  to  such  a  position  ;  this  latter  history  forming  an  essential  though 
not  very  stirring  part  of  the  narrative. 

2.  Rate  of  Movement.  — The  life  of  the  narrative  as  a  whole 
and  the  relative  significance  of  its  parts  depend  largely  upon 
the  rate,  rapid  or  slow,  at  which  the  current  of  events  is  made 
to  move.  In  one  part  the  occurrences  of  a  considerable  period 
will  bear  to  be  dispatched  in  a  few  summarizing  words ;  in 
another,  deliberate  labor  of  recounting  is  devoted  to  the  action 
of  moments.  By  this  means  a  kind  of  descriptive  rapport  is 
maintained  with  events,  corresponding  to  their  importance,  or 
the  lack  of  it,  in  the  scheme  of  the  story. 

i.  Movement  is  retarded  by  giving  with  scrupulous  fulness 
all  the  parts  and  stages  of  the  action ;  also  by  giving  descrip- 
tive and  interpretative  details,  with  the  aim  of  making  its 
significance  stand  out,  filling  the  whole  field  of  vision.  Such 
slowness  of  movement  is  needed  to  impress  the  dramatic  points 
of  the  story,  the  cardinal  features  on  which  most  depends. 

Example.  —  In  Scott's  Talisman  1  is  related  how,  when  Richard  Cceur 
de  Leon  was  making  a  friendly  visit  to  Sultan  Saladin,  on  being  requested 
to  show  his  far-famed  strength,  he  clove  in  two  an  iron  bar  by  a  single 
blow  of  his  sword ;  whereupon  the  Sultan,  in  turn,  severed  with  his 
scimitar  first  a  cushion  of  down,  standing  unsupported  on  its  end,  and 
then  a  gauze  veil  laid  across  the  weapon  in  mid-air. 

Of  this  scene  evidently  the  cardinal  incidents  are  the  blows  with  sword 
and  scimitar.  Observe  in  what  slow  movement,  that  is,  with  what  accu- 
mulation of  circumstance  and  description,  these  are  related :  "  The  glit- 
tering broadsword,  wielded  by  both  his  hands,  rose  aloft  to  the  King's 
left  shoulder,  circled  round  his  head,  descended  with  the  sway  of  some 
terrific  engine,  and  the  bar  of  iron  rolled  on  the  ground  in  two  pieces,  as 
a  woodsman  would  sever  a  sapling  with  a  hedging-bill."     Similarly  the  act 

1  Scott,  The  Talisman,  Chap,  xxvii. 


NARRA  TION.  523 

of  Saladin  :  "  '  Mark,  then,'  said  Saladin  ;  and  tucking  up  the  sleeve  of  his 
gown,  showed  his  arm,  thin  indeed  and  spare,  but  which  constant  exercise 
had  hardened  into  a  mass  consisting  of  nought  but  bone,  brawn,  and  sinew. 
He  unsheathed  his  scimitar,  a  curved  and  narrow  blade,  which  glittered 
not  like  the  swords  of  the  Franks,  but  was,  on  the  contrary,  of  a  dull  blue 
color,  marked  with  ten  millions  of  meandering  lines,  which  showed  how 
anxiously  the  metal  had  been  welded  by  the  armorer.  Wielding  this 
weapon,  apparently  so  inefficient  when  compared  to  that  of  Richard,  the 
Soldan  stood  resting  his  weight  upon  his  left  foot,  which  was  slightly 
advanced ;  he  balanced  himself  a  little  as  if  to  steady  his  aim,  then  stepping 
at  once  forward,  drew  the  scimitar  across  the  cushion,  applying  the  edge 
so  dexterously,  and  with  so  little  apparent  effort,  that  the  cushion  seemed 
rather  to  fall  asunder  than  to  be  divided  by  violence." 

2.  Movement  is  accelerated  by  the  opposite  process  —  giv- 
ing only  the  main  outlines  or  specially  significant  aspects  of 
the  action,  and  omitting  descriptive  and  amplifying  details. 
Such  rapidity  of  movement  is  used  to  pass  lightly  and  com- 
pendiously over  parts  of  the  story  that,  while  they  may  not  be 
left  out  altogether,  have  only  a  subordinate  part  to  fill.1 

Examples.  —  i.  The  following  few  words  summarize  the  story  of  sev- 
eral months :  "  The  bedroom  which  she  shared  with  some  of  the  children 
formed  her  retreat  more  continually  than  ever.  Here,  under  her  few 
square  yards  of  thatch,  she  watched  winds,  and  snows,  and  rains,  gorgeous 
sunsets,  and  successive  moons  at  their  full.  So  close  kept  she  that  at 
length  almost  everybody  thought  she  had  gone  away." 2 

2.  The  following  illustrates  how  an  action  of  which  the  successive  stages 
are  less  important  than  the  general  effect  may  be  crowded  together  into 
rapidly  succeeding  pictures  :  "  A  redoubt,  which  has  fallen  into  the  enemy's 
hands,  must  be  recaptured  at  any  price,  and  under  circumstances  of  all 
but  hopeless  difficulty.  A  strong  party  has  volunteered  for  the  service ; 
there  is  a  cry  for  somebody  to  head  them ;  you  see  a  soldier  step  out  from 
the  ranks  to  assume  this  dangerous  leadership ;  the  party  moves  rapidly 
forward;  in  a  few  minutes  it  is  swallowed  up  from  your  eyes  in  clouds  of 
smoke;  for  one  half  hour,  from  behind  these  clouds,  you  receive  hiero- 
glyphic reports  of  bloody  strife  —  fierce  repeating  signals,  flashes  from 
the  guns,  rolling  musketry,   and  exulting  hurrahs  advancing  or  receding, 

1  For  the  manner  of  securing  rapidity,  sec  above,  pp.  299-302. 

2  Hardy,  Tcss  of  the  D'U.'forvi/Us,  p,  93. 


524  THE  LITERARY  TYPES. 

slackening  or  redoubling.  At  length  all  is  over  ;  the  redoubt  has  beei 
recovered  ;  that  which  was  lost  is  found  again;  the  jewel  which  had  beer 
made  captive  is  ransomed  with  blood."  l 

Some  further  remarks  on  the  rate  of  movement  and  the  part 
it  plays  in  narration  may  be  made  here. 

In  non-fictitious  narrative,  detailed  or  amplified  story, 
amounting  to  retarded  movement  on  a  large  scale,  set  off  by 
corresponding  rapidity  and  brevity  of  dispatch  in  less  impor- 
tant portions,  is  called  historical  perspective.  It  is,  as  the 
name  implies,  the  means  adopted  in  historical  writing  for 
making  events  appear  in  their  true  relative  rank,  as  viewed 
in  relation  to  the  end  or  standpoint  assumed  in  the  work. 

Note.  —  How  the  claims  of  historical  perspective  are  recognized  by 
historians  may  be  seen  from  the  following  remark  quoted  from  a  preface : 
"  The  materials  for  the  volumes  now  offered  to  the  public  were  so  abun- 
dant that  it  was  almost  impossible  to  condense  them  into  smaller  compass 
without  doing  injustice  to  the  subject.  It  was  desirable  to  throw  full  light 
on  these  prominent  points  of  the  history,  while  the  law  of  historical  per- 
spective will  allow  long  stretches  of  shadow  in  the  succeeding  portions,  in 
which  less  important  objects  may  be  more  slightly  indicated."  2 

In  scenes  wherein  the  activity  is  intense,  the  rate,  which  is 
at  once  rapid  and  detailed,  may  be  regarded  rather  as  vigor  than 
as  acceleration  of  the  movement;  the  sense  o.  rapidity  being 
produced  by  the  strongly  descriptive  character  of  the  language. 
This  vigor  of  portrayal,  in  fact,  which  is  something  quite  dis- 
tinct from  the  forward  movement  of  the  story,  may  make  the 
whole  scene  more  truly  a  description  than  a  narrative.3 


Example.  —  The  passage  quoted  from  Tom  Brown  at  Oxford,  on 
162,  above,  is  an  instance  of  this  vigor  of  descriptive  writing.  The  follow- 
ing, a  later  passage  from  the  same  scene,  is  of  the  same  character :  "  Then 
Miller,  motionless  as  a  statue  till  now,  lifts  his  right  hand  and  whirls  the 
tassel  round  his  head.     '  Give  it  her  now,  boys ;  six  strokes  and  we  're  into 

1  De  Quincey,  Autobiographic  Sketches,  p.  151. 

2  Motley,  History  of  the  United  Netherlands,  Preface. 

3  See  below,  p.  535,  on  Discursive  Narration. 


NARRA  TION.  525 

them.'  Old  Jervis  lays  down  that  great  broad  back,  and  lashes  his  oar 
through  the  water  with  the  might  of  a  giant,  the  crew  catch  him  up  in 
another  stroke,  the  tight  new  boat  answers  to  the  spurt,  and  Tom  feels 
a  little  shock  behind  him,  and  then  a  grating  sound,  as  Miller  shouts, 
'  Unship  oars,  bow  and  three  ! '  and  the  nose  of  the  St.  Ambrose  boat 
glides  quietly  up  the  side  of  the  Exeter,  till  it  touches  their  stroke  oa*."  * 
Here  it  is  not  the  omission  of  details  but  their  vigor  which  gives  the  sense 
of  accelerated  movement. 

Toward  the  end  of  a  narrative,  as  it  nears  its  culmination, 
as  also  in  corresponding  degree  toward  any  important  and 
clearly  approaching  crisis,  there  is  a  tendency  to  quicker 
movement,  which  the  writer  should  heed.  When  the  reader's 
anticipation  is  aroused,  the  action  should  hasten  by  the 
directest  route  to  the  promised  end.  At  the  same  time  it  will 
not  bear  to  be  summarized  too  baldly  and  compendiously;  it 
must  be  vigorous  as  well  as  rapid. 

Accordingly,  such  a  point  is  not  the  place  to  look  at  scenery, 
or  to  carry  on  a  discursive  conversation.  The  introduction  of 
a  new  character  in  order  to  untie  the  knot  is  regarded  as  bad 
art.  Nothing  that  turns  the  attention  aside  from  the  main 
current  of  action  should  be  admitted;  the  elements  necessary 
to  the  exposition  of  the  narrative  being  supposably  all  in  and 
ready  for  their  solution  in  event. 

Note.  —  By  this  it  is  not  necessarily  meant  that  a  new  vehicle  of  story 
should  be  adopted  ;  it  may  still  be  descriptive  or  conversational  as  before ; 
but  there  is  a  noticeable  motive  to  make  description  condensed  or  impli- 
catory,  if  it  must  be  used  at  all,  and  to  make  dialogue  crisp  and  pointed, 
as  the  goal  is  evidently  neared. 

3.  Preparative  Elements  in  Movement.2  —  The  principle  inher- 
ent in  narrative  art,  of  making  up  the  story  with  implicit 
reference  to  an  end,  operates  to  produce  a  constant  sense  of 

1  HUGHES,  Tom  Brown  at  Oxford,  Chap.  xiii. 

2  '•  The  great  source  of  pleasure  is  variety.  Uniformity  must  tire  at  last,  though 
it  be  uniformity  of  excellence.  We  love  to  expect;  and,  when  expectation  is  dis- 
ippointed  or  gratified,  we  want  to  be  again  expecting.  For  this  Impatience  of 
the  present,  whoever  would  please,  must  make  provision.    The  skilful  writer  irritut 


526  THE  LITERARY   TYPES. 


m 


expectancy;  and  this  naturally  sets  the  writer  to  studying  vari 
ous  means  of  preparing  for  approaching  events  or  situations 
Countless  shadings  and  combinations  of  these  are  available 
the  following  are  some  of  the  most  palpable. 

i.  The  element  of  contrast.  It  is  a  natural  impulse  tc 
make  calm  scenes  alternate  with  stormy  or  exciting  ones,  to  set 
people  of  contrasted  character  or  appearance  over  against  each 
other,  to  give  opposite  moods  of  the  same  person  in  dramatic 
succession.  Life  as  well  as  literature  is  full  of  such  antitheses, 
occurring  in  every  variety  of  shading  and  impressiveness. 

Example.  —  The  most  intense  situation  in  Kenilworth,  Queen  Eliza- 
beth's discovery  of  her  favorite  Leicester's  treachery  to  Amy  Robsart,  is 
prepared  for  by  a  contrasted  scene  wherein  her  favor  to  him  reaches  its 
most  flattering  expression.    The  following  paragraph  points  the  contrast :  — 

"If,  in  the  midst  of  the  most  serene  day  of  summer,  when  all  is  light 
and  laughing  around,  a  thunderbolt  were  to  fall  from  the  clear  blue  vault 
of  heaven,  and  rend  the  earth  at  the  very  feet  of  some  careless  traveller, 
he  could  not  gaze  upon  the  smouldering  chasm,  which  so  unexpectedly 
yawned  before  him,  with  half  the  astonishment  and  fear  which  Leicester 
felt  at  the  sight  that  so  suddenly  presented  itself.  He  had  that  instant 
been  receiving,  with  a  political  affectation  of  disavowing  and  misunder- 
standing their  meaning,  the  half  uttered,  half  intimated  congratulations  of 
the  courtiers  upon  the  favor  of  the  Queen,  carried  apparently  to  its  highest 
pitch  during  the  interview  of  that  morning;  from  which  most  of  them 
seemed  to  augur,  that  he  might  soon  arise  from  their  equal  in  rank  to 
become  their  master.  And  now,  while  the  subdued  yet  proud  smile  with 
which  he  disclaimed  those  inferences  was  yet  curling  his  cheek,  the  Queen 
shot  into  the  circle,  her  passions  excited  to  the  uttermost ;  and,  supporting 
with  one  hand,  and  apparently  without  an  effort,  the  pale  and  sinking 
form  of  his  almost  expiring  wife,  and  pointing  with  the  finger  of  the 
other  to  her  half  dead  features,  demanded  in  a  voice  that  sounded  to  the 
ears  of  the  astonished  statesman  like  the  last  great  trumpet-call,  that  is 
to  summon  body  and   spirit  to    the   judgment-seat,  '  Knowest  thou  this 


mulcet,  makes  a  due  distribution  of  the  still  and  animated  parts.  It  is  for  want  of 
this  artful  intertexture,  and  those  necessary  changes,  that  the  whole  of  a  book  may 
be  tedious,  though  all  the  parts  are  praised.*'  —  Johnson,  Lives  of  the  Poets,  Vol.  i, 
{,   219.  1  Scott,  Kenilworth,  Chap,  xxxiv. 


NARRA  TION.  527 

2.  The  element  of  climax.  This  shows  itself  in  narration 
by  increasing  intensity  of  movement,  or  some  accessory  of  dia- 
logue, description,  or  comment,  so  graduated  as  to  fasten 
attention  on  the  importance  or  the  distinctive  point  of  the 
approaching  event.  Thus  climax  is  a  kind  of  concentration  of 
interest  on  what  is  to  come,  by  means  of  preliminary  details. 

Example. —  In  the  scene  between  Richard  and  Saladin,  already  cited, 
the  following  bit  of  dialogue,  introduced  after  Richard  has  placed  the  iron 
bar  ready  for  the  blow  of  his  sword,  seems  intended  to  lead  up  to  a  more 
vivid  realization  of  the  King's  tremendous  feat :  — 

"  The  anxiety  of  De  Vaux  for  his  master's  honor  led  him  to  whisper  in 
English  — '  For  the  blessed  Virgin's  sake,  beware  what  you  attempt,  my 
liege  !  Your  full  strength  is  not  as  yet  returned  —  give  no  triumph  to  the 
infidel.' 

"  '  Peace,  fool  !  '  said  Richard,  standing  firm  on  his  ground,  and  casting 
a  fierce  glance  around  —  '  thinkest  thou  that  I  can  fail  in  his  presence  ? '  " 

The  similar  preparation  for  Saladin's  contrasted  feat  blends  with  the 
climax  effect  a  suggestion  of  contrast  :  — 

"  The  Soldan,  indeed,  presently  said  —  •  Something  I  would  fain 
attempt  —  though,  wherefore  should  the  weak  show  their  inferiority  in 
presence  of  the  strong  ?  Yet,  each  land  hath  its  own  exercises,  and  this 
may  be  new  to  the  Melech  Ric'  —  So  saying,  he  took  from  the  floor  a 
cushion  of  silk  and  down,  and  placed  it  upright  on  one  end.  — '  Can  thy 
weapon,  my  brother,  sever  that  cushion  ? '  he  said  to  King  Richard. 

'"No  surely,'  replied  the  King;  'no  sword  on  earth,  were  it  the 
Excalibar  of  King  Arthur,  can  cut  that  which  opposes  no  steady  resistance 
to  the  blow.' 

" '  Mark,  then,'  said  Saladin,"1  etc.  (see  p.  523,  above). 

3.  The  element  of  surprise.  Such  preparation  for  an  event 
as  is  implied  in  climax,  while  it  is  real  and  directive,  is  so 
to  be  managed  as  not  to  "give  away  the  case"  prematurely. 
There  is  an  art  of  leading  on  the  reader  without  letting  him 
guess  what  is  coming;  while  he  is  kept  alert  and  in  suspense, 
the  real  solution,  when  it  comes,  comes  as  a  surprise.  This 
is  an  aspect  of  contrast  or  antithesis. 

1  SCOTT,  The  Talis  man,  Chap,  xxvii. 


528  THE   LITERARY  TYPES. 

Example.  —  Sir  Gareth's  combat  with  the  four  bandit  knights  of  the 
fords,  each  fiercer  and  stronger  than  the  one  before,  ends  with  a  surprise 
which  every  circumstance  has  elaborately  prepared  to  heighten.  The  last 
knight  of  the  four  is  the  most  grewsome  and  dreaded  of  all;  here  is  the 
description  of  him  as  he  advances  to  battle :  — 

"  But  when  the  prince 
Three  times  had  blown  —  after  long  hush  —  at  last  — 
The  huge  pavilion  slowly  yielded  up, 
Thro'  those  black  foldings,  that  which  housed  therein. 
High  on  a  night-black  horse,  in  night-black  arms, 
With  white  breast-bone,  and  barren  ribs  of  Death, 
And  crown'd  with  fleshless  laughter  —  some  ten  steps  — 
In  the  half-light  —  thro'  the  dim  dawn  —  advanced 
The  monster,  and  then  paused,  and  spake  no  word." 

Here  is  the  issue  of  the  combat :  — 

"  At  once  Sir  Lancelot's  charger  fiercely  neigh'd, 
And  Death's  dark  war-horse  bounded  forward  with  him. 
Then  those  that  did  not  blink  the  terror  saw 
That  Death  was  cast  to  ground,  and  slowly  rose. 
But  with  one  stroke  Sir  Gareth  split  the  skull. 
Half  fell  to  right  and  half  to  left  and  lay. 
Then  with  a  stronger  buffet  he  clove  the  helm 
As  thoroughly  as  the  skull ;  and  out  from  this 
Issued  the  bright  face  of  a  blooming  boy 
Fresh  as  a  flower  new-born,  and  crying,  '  Knight, 
Slay  me  not :  my  three  brethren  bade  me  do  it, 
To  make  a  horror  all  about  the  house, 
And  stay  the  world  from  Lady  Lyonors. 
They  never  dream'd  the  passes  could  be  past.'  "  1 

4.  The  element  of  aposiopesis.  Sometimes,  when  an  impor- 
tant event  has  been  so  fully  anticipated  that  it  suggests  itself, 
it  is  left  to  the  reader's  imagination  to  complete.  This  is  espe- 
cially the  case  when  it  is  an  event  whose  details  would  be  dis- 
agreeable or  distasteful  or  harrowing.  But  apart  also  from 
what  it  spares  the  reader,  this  silence  throws  the  event  from 
its  repulsive  realistic  detail  back  upon  its  inner  significance, 
on  which  the  imagination  can  exercise  itself  unlimited. 

Examples.  —  The  following  suggests  the  carrying  out  of  the  execution 
of  a  criminal,  as  observed  by  friends  of  the  victim. 

1  Tennyson,  Gareth  and  lunette-  11.  1342-1350  ;  1365-1378, 


NARRA  TION.  529 

"  Upon  the  cornice  of  a  tower  a  tall  staff  was  fixed.  Their  eyes  were 
riveted  on  it.  A  few  minutes  after  the  hour  had  struck,  something  moved 
slowly  up  the  staff,  and  extended  itself  upon  the  breeze.     It  was  a  black  flag. 

"'Justice  '  was  done,  and  Time,  the  Archsatirist,  had  had  his  joke  out 
with  Tess.  The  two  speechless  gazers  bent  themselves  down  to  the  earth, 
as  if  in  prayer,  and  remained  thus  a  long  time,  absolutely  motionless; 
the  flag  continued  to  wave  silently.  As  soon  as  they  had  strength  they 
arose,  joined  hands  again,  and  went  on."  1 

The  death  of  Sydney  Carton,  a  self -sacrificed  victim  of  the  Terror  in 
France,  is  suggested  in  a  similar  way,  by  aposiopesis.  He  is  one  of .  a 
company  whose  successive  executions  are  numbered  off  one  by  one  by 
the  knitting  women.     Number  Twenty-Two,  a  woman,  precedes  him :  — 

"  She  kisses  his  lips ;  he  kisses  hers ;  they  solemnly  bless  each  other. 
The  spare  hand  does  not  tremble  as  he  releases  it ;  nothing  worse  than  a 
sweet,  bright  constancy  is  in  the  patient  face.  She  goes  next  before  him 
—  is  gone;  the  knitting  women  count  Twenty-Two. 

" '  I  am  the  Resurrection  and  the  Life,  saith  the  Lord :  he  that  believeth 
in  me,  though  he  were  dead,  yet  shall  he  live :  and  whosoever  liveth  and 
believeth  in  me  shall  never  die.' 

"  The  murmuring  of  many  voices,  the  upturning  of  many  faces,  the 
pressing  on  of  many  footsteps  in  the  outskirts  of  the  crowd,  so  that  it 
swells  forward  in  a  mass,  like  one  great  heave  of  water,  all  flashes  away. 
Twenty-Three.  .  .  . 

"  They  said  of  him  about  the  city  that  night,  that  it  was  the  peacefulest 
man's  face  ever  beheld  there.  Many  added  that  he  looked  sublime  and 
prophetic."  2 

II.     THE  VEHICLE  OF  THE  STORY. 

Of  any  ordinary  course  of  events  there  is,  and  must  be, 
more  in  the  story  than  the  telling  of  the  story.  A  plain 
recount  of  particulars  one  after  another,  in  the  manner  and 
spirit  of  annals,  leaves  the  narration  bald,  uncolored,  unsig- 
nalized;  and  it  is  only  events  of  commanding  or  sublime 
import  that  will  bear  such  simple  treatment.  Most  subjects 
of  narration  require  some  vehicle,  which  shall  convey  not  the 

1  HARDY,  Tess  of  the  D}  (Jrl>ervi//es,p.  455. 

2  Dickens,  A  Tale  of  Two  Cities,  Hk.  iii,  Chap.  xv. 


530  THE   LITERARY  TYPES. 

events  alone  but  the  shadings,  the  settings,  the  traits  of  human 
and  moral  interest  which  serve  to  make  events  stand  out  as 
worth  the  telling.  This  vehicle  of  the  story,  in  its  various 
aspects,  is  to  narration  what  accessories  are  to  description. 

Note.  —  Of  narrative  plot,  as  of  other  plans  of  discourse,  the  truth 
indeed  holds  that  "  the  greater  the  occasion  the  more  apt  men  are  to  be 
simple."  l  And  in  a  supremely  great  series  of  events,  as  for  instance  the 
story  of  Creation  in  the  first  chapter  of  Genesis,  the  use  of  any  but  the 
simplest  vehicle  of  language  would  be  an  impertinence ;  the  events  are  so 
large  as  to  scorn  any  outside  help.  But  most  stories  must  deal  with  the 
small  occurrences  of  life,  things  which  in  themselves,  without  some  deeper 
connotation,  would  have  hardly  more  interest  than  entries  in  a  diary.  It 
is'  not  in  these  alone,  but  in  what  the  vehicle  of  the  story  brings  along 
with  them,  that  readers  are  interested ;  while  as  soon  as  the  events  them- 
selves rise  into  greatness  and  importance,  the  accessory  vehicle  is  naturally 
toned  down,  or  kept  plain  and  severe. 

The  vehicle  of  the  story  may  be  some  medium  of  treatment, 
or  may  be  devised  from  a  subsidiary  use  of  narration  itself. 
Each  of  these  calls  here  for  notice. 


I. 

The  Supporting  Medium. — With  the  annalistic  recount  of 
particulars,  which  of  course  always  exists  as  the  inner  thread 
of  the  movement,  there  are  inwoven  various  processes  of  treat- 
ment, which  singly  or  in  combination  serve  to  give  depth  or 
zest  or  buoyancy  or  color.  These  constitute  a  medium  through 
which  the  story,  with  its  various  involvements,  gets  itself  told 
and  interpreted.  The  chief  of  these  are  the  working  of  char- 
acter, the  dialogue,  and  description. 

i.  The  Characters  of  a  Story.  —  Mere  skill  in  the  construction 
of  plot,  with  its  residual  impression  of  ingenuity  or  mystery, 
stirs  at  best  only  a  crude  and  transient  interest.     The  reader's 

1  Higginson.  Contemporaries,  p.  315. 


NARRA  TION.  531 

inner  demand  is  for  something  deeper.  The  story  must  rise 
out  of  real  life;  must  be  moulded  on  lines  of  human  motive, 
human  character;  must  be  a  transcript  from  the  natural  experi- 
ence of  a  soul.1  What  gives  it  a  plea  upon  men's  attention  is 
the  fact  that  its  events  are  compelled  by  laws  of  human  nature, 
and  estimated  by  the  moral  standards  that  obtain  in  ordered 
human  society.  All  this  is  best  embodied  in  the  characters 
of  the  story,  which,  by  living  their  life  before  our  eyes,  and 
interacting  with  each  other,  produce,  though  in  fiction,  a  true 
and  living  history.2 

The  importance  of  this  element  of  narration  is  seen  in  the 
fact  that  it  is  the  characters  of  a  story  that  are  most  vital, 
that  are  remembered  longest,  and  that  become  household 
names  and  companions.  And  writers  are  held  high  among 
the  world's  benefactors  who  succeed  in  adding  permanently 
to  the  company  some  new  name,  some  vital  strain  of  character 
portrayal. 

In  the  management  of  character  the  main  difficulty  is 
to  make  it  individual  and  natural.  Conceived,  as  it  must 
to  some  degree  be,  on  standards  of  motive  and  endowment,  it 
is  apt  to  become  a  mere  personified  abstraction,  or  a  mere 
vehicle  for  didacticism;  this  is  to  be  guarded  against.  The 
problem  is,  while  the  character  embodies  an  abstract  type,  to 
express  this  in  words  and  acts  of  an  individual;  to  make  a 
unique  experience  portray  some  trait  of  universal  recognizable 
human  nature.  The  ability  to  do  this  cannot  come  merely 
from  the  library  or  from  inner  consciousness;  it  requires  inti- 
mate sympathy  with  men  and  the  affairs  of  men,  and  imagina- 
tion to  put  one's  self  in  men's  place. 

1  "  The  historical  decoration  was  purposely  of  no  more  importance  than  a  back- 
ground requires;  and  my  stress  lay  on  the  incidents  in  the  development  of  a  soul: 
little  else  is  worth  study."—  Browning,  Dedication  of  Sordello. 

-••The  true  plot  (nines  out.  oi  the  (  haracter ;  that  is,  the  man  dees  not  result 
from  the  things  he  does,  but  the  things  he  does  result  from  the  man.  and  so  plot 
comes  out  of  character ;  plot  aforethought  does  not  characterize."  —  W.  D.  HOWELLS, 


532  THE  LITERARY   TYPES. 

Note.  —  The  great  characters  of  fiction  have  the  strange  quality  of 
becoming  more  real  and  companionable  than  the  personages  of  history ; 
we  have  their  words,  their  cast  of  mind,  their  impulses  of  heart,  and  these 
live  with  us  longer  than  the  things  they  are  represented  to  have  done. 
Think,  for  instance,  of  Hamlet  and  Othello  and  Lear,  and  what  they  stand 
for;  of  Sir  Roger  de  Coverley  and  Parson  Adams  and  My  Uncle  Toby;  of 
Sam  Weller  and  Micawber  and  Becky  Sharp  and  Colonel  Newcome.  It 
is  with  such  characters,  and  their  world  of  ideal  and  idiosyncrasy,  that  the 
deep  and  vital  elements  of  literature  are  inwoven. 

2.  The  Dialogue.  —  If  in  the  characters  is  involved  the 
profounder  fibre  of  the  story,  from  the  management  of  the 
dialogue  comes  largely  its  more  buoyant  and  popular  effect. 
Uncritical  readers  —  whose  preferences,  in  fact,  ought  to  be 
consulted  —  like  a  story  "with  lots  of  conversation  in  it." 
The  dialogue  serves,  as  it  were,  to  aerate  the  movement, 
which  else  might  grow  ponderous  and  slow.  In  the  give 
and  take  of  conversation,  too,  character  itself  appears,  to 
speak  for  itself ;  and  many  accessory  and  descriptive  ele- 
ments slip  in  lightly  and  unobtrusively  in  the  words  that 
are  said.  And  through  it  all  is  traceable  the  forward  move- 
ment and  the  approaching  end  or  crisis. 

The  prime  feature  to  note  in  dialogue  is  that  it  must  not 
exist  for  itself.  Its  office  is  solely  to  be,  in  some  direct  appli- 
cation, the  vehicle  of  a  story.  Though  it  may  seem,  and  ought 
to  seem,  as  casual  and  spontaneous  as  everyday  speech,  it 
is,  as  matter  of  fact,  managed  from  point  to  point,  and  steered 
to  an  end.  Any  word  of  conversation  that  does  not  contribute 
to  one  or  rnpre  of  these  three  things  —  to  advance  the  story,  to 
throw  light  on  character,  or  to  supply  some  necessary  descrip- 
tive element,  is  superfluous.  Brilliant  and  sprightly  as  it  may 
be  in  itself,  it  is  irrelevant,  and  so  a  blemish,  an  excrescence. 

As  to  the  style  of  dialogue,  the  fact  that  it  has  to  be  steered 
to  an  end  is  apt,  in  the  case  of  young  writers,  to  make  it  stiff 
and  didactic,  or  goody-goody.  It  is  in  fact  a  most  delicate 
working-tool  to  manage.    Two  elements  must  be  reconciled  in 


NARRA  TION.  533 

it :  its  literary  shaping,  and  its  truth  to  nature.1  In  the  first 
is  secured  its  office  in  the  development  of  the  story,  and  with 
this  a  certain  elevation  and  acceptability  as  composed  diction. 
In  the  second  is  secured  its  limpid  spontaneity,  and  with  this 
an  impression  of  natural  abandon.  Each  element  must  be 
tempered  by  the  other,  until  the  effect  of  studied  art  disap- 
pears and  only  the  flavor  of  nature  remains.2 

Note.  —  In  the  drama  the  whole  literary  vehicle  is  supplied  by  dialogue ; 
and  what  the  novelist  gives  by  recounting  and  description  is  supplied  by 
action,  costume,  and  stage  setting.  Character  bears  much  the  same  rela- 
tion to  both  drama  and  novel ;  the  inner  fibre  which  it  takes  action  and 
dialogue  alike  to  reveal. 

3.  What  Narration  owes  to  Description.  —  On  account  of  the 
intimate  connection  of  narration  and  description,  there  are, 
on  the  frontiers  of  the  two,  some  forms  of  discourse  wherein 
it  is  neither  easy  nor  practical  to  determine  which  predominates. 
In  general,  however,  it  may  be  said  that  where  the  narrative 
or  story-telling  consciousness  controls  it  leads  to  a  more  or 
less  carefully  constructed  plot;  while  the  descriptive  feeling 
in  predominance  is  content  with  the  vivid  portrayal  of  a  series 
of  scenes,  without  special  care  for  the  interaction  of  events. 

Throughout  the  story  narration  is  convoyed  by  description ; 

1  These  same  two  elements  have  been  discussed  as  applicable  to  the  various  kinds 
of  manufactured  diction  ;  see  p.  134,  above. 

2  "  The  ordinary  talk  of  ordinary  people  is  carried  on  in  short,  sharp,  expressive 
sentences,  which,  very  frequently,  are  never  completed,  the  language  of  which  even 
among  educated  people  is  often  incorrect.  The  novel-writer,  in  constructing  his 
dialogue,  must  so  steer  between  absolute  accuracy  of  language  —  which  would  give  to 
his  conversation  an  air  of  pedantry  —  and  the  slovenly  inaccuracy  of  ordinary  talkers 
—  which,  if  closely  followed,  would  offend  by  an  appearance  of  grimace  —  as  to 
produce  upon  the  ear  of  his  readers  a  sense  of  reality.  If  he  be  quite  real,  he  will 
seem  to  attempt  to  be  funny.  If  he  be  quite  correct,  he  will  seem  to  be  unreal. 
And,  above  all,  let  the  speeches  be  short.  No  character  should  utter  much  above 
a  dozen  words  at  a  breath,  unless  the  writer  can  justify  to  himself  a  longer  flood  of 
speech,  by  the  specialty  of  the  occasion.  —  In  nil  this  human  nature  must  be  the 
novel-writer's  guide.  .  .  .  But  in  following  human  nature  he  must  remember  that 
he  does  so  with  a  pen  in  his  hand,  ;m<l  that  the  reader  who  will  appreciate  human 
nature  will  also  demand  artistic  ability  and  literary  aptitude."  —  Trollopk,  Ai<to- 
biography,  p.  216. 


534  THE   LITERARY   TYPES. 

that  is,  it  relies  on  descriptive  comments  or  passages  for  some 
essential  features  of  its  structure.  The  main  contribution  that 
description  thus  makes  to  the  story  may  be  noted  under  two 
heads. 

i.  Description  prepares  the  scene.  The  introductory  part 
of  any  narrative,  whether  real  or  fictitious,  must  be  largely  an 
account  of  the  setting  of  dates,  places,  customs,  characters. 
Economy  requires  that  just  so  much  description  of  this  kind 
be  given  as  is  needed  to  explain  the  succeeding  narrative,  and 
no  more  than  can  be  fully  utilized  by  it.  Any  descriptive 
item  beyond  this  is  irrelevant. 

A  descriptive  beginning  labors  under  the  disadvantage  of 
delaying  the  action,  and  thus  not  seizing  promptly  on  the 
reader's  interest;  this  is  evinced  in  the  remark  often  made 
that  one  "cannot  get  started"  in  reading  a  story.  This 
disadvantage  cannot  always  be  avoided  without  greater  ones; 
but  sometimes  a  striking  beginning  is  made,  by  dialogue  or 
some  narrative  element,  and  the  story  is  carried  on  in  this 
way  until  interest  is  well  aroused;  whereupon  the  descrip- 
tive introduction  is  given  in  a  kind  of  pause,  or,  less  often, 
by  some  of  the  interlocutors.  Another  way  is  to  give  the 
descriptive  introduction  piecemeal,  in  connection  with  the 
successive  steps  of  the  action  or  dialogue. 

Note.  —  The  tendency  of  modern  narrative  is  to  leave  more  than  was 
formerly  done  for  the  reader  to  divine  at  the  beginning,  and  in  fact  often 
to  utilize  the  reader's  interest  in  making  him  conjecture  the  personages 
and  descriptive  surroundings,  and  supply  the  scenery  largely  for  himself. 
Browning's  inveterate  use  of  this  device  —  plunging  into  the  midst  of  some 
action  or  monologue  without  warning  —  is  a  well-known  source  of  his  alleged 
difficulty.     The  following  will  exemplify  his  manner  of  opening  a  story  :  — 

"  My  first  thought  was,  he  lied  in  every  word, 

That  hoary  cripple,  with  malicious  eye 

Askance  to  watch  the  working  of  his  lie 
On  mine,  and  mouth  scarce  able  to  afford 
Suppression  of  the  glee,  that  pursed  and  scored 

Its  edge,  at  one  more  victim  gained  thereby."  * 

1  Browning,  Childe  Roland  to  the  Dark  Tower  Came.  st.  i. 


NARRA  TION.  535 

Here  all  the  description  we  gather  is  that  "  he  "  is  a  gray-headed  cripple, 
who  has  all  the  appearance  of  trying  to  victimize  the  speaker.  Other 
elements  come  out  furtively  in  succeeding  stanzas,  until  the  situation  is 
gradually  made  tolerably  clear. 

2.  Description  is  the  expositor  of  the  narrative.  That  is, 
the  bearing  of  events  on  one  another,  the  significance  of  char- 
acters, the  junctures  and  turning-points  of  the  action,  the 
importance  of  minute  features  that  otherwise  would  escape 
notice  are  brought  out  mainly  by  means  of  description.  It 
is  thus  an  element  of  great  importance  for  keeping  the  per- 
spective and  proportion  of  the  whole,  and  for  maintaining  the 
power  of  the  didactic  end.1 

Authors  differ  greatly  in  the  prominence  they  give  to  this 
descriptive  element  in  narration.  With  some  it  is  the  strong 
point,  and  a  lack  of  completeness  in  the  plot  is  made  up  by 
its  means ;  with  others  it  assumes  a  very  subordinate  office, 
while  the  plot  absorbs  the  interest.  In  general  we  may  say 
that  while  pure  plot  is  more  immediately  absorbing,  and 
likelier  to  satisfy  the  technical  rules  of  narrative,  a  more 
descriptive  story,  with  its  deeper  study  of  character  and  moral 
involvements,  is  of  more  permanent  significance,  and  likelier 
to  become  a  valued  literary  possession. 

Note.  —  This  difference  may  be  illustrated  in  a  measure  by  Wilkie  Col- 
lins, who  was  a  master  of  intricate  and  exciting  plot,  but  whose  stories 
taught  very  little  of  life ;  and  his  contemporary,  William  Makepeace 
Thackeray,  who  constructed  poor  plots,  but  was  always  commenting  on 
his  characters  and  situations,  and  who  is  loved  as  a  kindly  counsellor  in 
life,  while  the  names  of  many  of  his  characters  are  household  words. 

II. 

Discursive  Narration.  —  An  important  part  in  the  vehicle  of 
the  story  may  on  occasion  be  taken  by  discursive  narration, 
that  is,  in  general,  narrative  in  which  the  descriptive  feeling 
1  For  the  didactic  end,  see  above,  p.  518. 


536  THE  LITERARY  TYPES. 


I 


predominates.  Introduced  into  plotted  narrative,  it  may  hav 
partially  the  effect  of  an  episode,  while  at  the  same  time  i 
may  contribute  by  some  secondary  incident  or  feature  to  th< 
progress  of  the  main  story. 

i.  The  characteristic  of  discursive  narration,  as  its  name 
implies,  is  that  the  story  is  not  plotted,  does  not  conduct  it: 
action  to  a  denouement,  but  goes  merely  where  the  descriptivt 
element  leads  it,  or  is  bounded  by  the  natural  lapse  of  time 
The  account  of  an  excursion,  or  a  race,  or  a  contest,  or  a 
day's  adventures  would  come  under  this  head.  Such  accounts 
are  popularly  called  descriptions  as  often  as  they  are  called 
narratives. 

2.  The  fact  that  in  such  narration  interest  centres  not  in  a 
plot  but  in  a  scene,  occasions  an  important  modification  of  the 
style.  When,  as  in  a  plot,  the  action  itself  is  exciting  and 
absorbing,  the  manner  of  recounting  is  naturally  simple ;  the 
interest  does  not  require  the  aid  of  highly  wrought  expression.1 
When,  however,  it  is  the  scene  that  absorbs  the  attention,  the 
language  has  to  be  more  the  language  of  description ;  it  needs 
to  be  rapid,  spirited,  picturesque,  to  answer  to  the  life  and 
intensity  of  the  scene,  or  to  give  the  sense  of  energy  in  action ; 
or  again  it  has  to  be  graceful,  flowing,  charged  with  sentiment, 
to  answer  to  the  more  tranquil  emotions.  Thus  what  the 
account  loses  in  plot  it  makes  up  in  vividness  or  in  imagina- 
tive power. 

Note.  —  How  discursive  or  descriptive  narration  may  enter  into  a  larger 
plot  may  be  seen  in  the  account  of  the  battle  of  Waterloo  in  Victor  Hugo's 
Cosette  (Les  Miserables),  whose  nineteen  chapters  contribute  to  the  main 
story  only  a  single  incident,  and  that  a  minor  one.  The  spirited  style  of 
discursive  narration  may  be  illustrated  from  the  account  of  the  boat  race 
already  quoted  from,2  in  Tom  Brown  at  Oxford,  Chap.  xiii. 

1  Compare  Note,  p.  530,  above. 

2  Pages  162,  524,  above. 


NARRA  TION.  537 


III. 

Combination  of  Narratives.  —  Not  only  description  and  dia- 
logue, but  also  distinct  lines  of  narrative,  with  their  varieties 
of  movement  and  coloring,  may  be  utilized  as  the  vehicle  of 
the  story  in  the  large  sense.  In  various  ways  these  subsidiary 
stories  may  work  in  with  the  main  current  of  events;  con- 
cerning which  ways  of  combining  narratives  some  cautions 
and  regulatives  need  here  to  be  noted. 

Episodes.  —  An  episode  (from  the  Greek  i-n-cLaoSos,  "  a  coming 
in  beside  ")  is  a  story  virtually  independent  of  the  main  story 
though  it  may  contribute  some  descriptive  or  character  ele- 
ment of  subordinate  import.  It  is  oftenest  managed,  perhaps, 
by  being  represented  as  told  by  one  of  the  personages  of  the 
main  action.  Its  artistic  object  is  to  offset  the  monotony 
or  strain  of  the  principal  action  by  an  action  of  different 
character.  This  purpose  demands  that  the  episode  be  so  dif- 
ferent in  tone  and  movement  as  to  afford  a  decided  relief; 
that  it  be  not  so  long  or  so  elaborate  as  to  usurp  the  interest 
of  the  main  story;  and  yet  that  it  be  so  carefully  finished  as 
to  compensate  by  some  element  of  beauty  or  moral  signifi- 
cance for  the  reader's  impatience  at  being  interrupted. 

Note.  —  An  episode,  like  a  digression  in  a  paragraph  (see  p.  376,  above), 
is  one  of  the  parenthetical  elements  of  discourse,  and  on  its  larger  scale 
is  to  be  treated  as  a  parenthesis,  —  its  range  of  action  smaller  and  simpler, 
its  coloring  subdued,  its  style  in  general  less  massive  and  elaborate,  than 
those  of  the  main  story.  All  this  does  not  hinder  it  from  having  a  beauty  of 
its  own  which  may  cause  it  to  be  remembered  with  special  pleasure,  even 
after  the  larger  plot  has  faded  from  the  mind. 

Episodes  are  an  old-fashioned  device,  found  mostly  in  epic 
poetry,  and  in  stories  from  the  times  when  looser  construc- 
tion and  leisurely  discursive  movement  were  regarded  as  a 
charm.     Modern  invented  narrative,  with  its  more  exacting 


53S  THE  LITERARY   TYPES. 

technique,  is  very  intolerant  of  them.1  It  demands  that  tht 
vehicle  of  the  story,  whatever  it  is,  shall  be  the  vehicle  of  <?//< 
story,  and  be  concerned  with  one  denouement.  And  whatevei 
good  effect  is  produced  by  the  employment  of  them  is  better 
promoted,  it  is  deemed,  by  means  more  consistent  with  unity 
of  interest. 

Note.  —  Instances  of  episode  in  epic  poetry  are  the  parting  of  Hectoi 
and  Andromache,  in  the  Iliad,  Book  vi,  a  beautiful  domestic  scene 
coming  in  and  relieving  scenes  of  warlike  contest ;  and  the  Archangel 
Michael's  prophecy  to  Adam  of  what  shall  befall  his  posterity,  in  Paradise 
Lost,  Books  xi  and  xii,  affording  consolation  for  the  bitter  agony  of  man's 
fall.  In  fiction  may  be  mentioned,  besides  the  two  examples  given  in  the 
footnote,  which  are  from  Cervantes's  Don  Quixote  and  Fielding's  Tom 
Jones,  respectively,  The  Confessions  of  a  Fair  Saint,  in  Goethe's  Wilhelm 
Aleister. 

The  stories  interspersed  in  Dickens's  Pickwick  Papers  are  episodes, 
but  the  whole  plan  of  the  story,  at  least  as  originally  conceived,  contem- 
plated a  work  of  loose  construction,  which  should  be  a  repository  of  all 
kinds  of  description  and  incident. 

Interwoven  Plots.  — What  the  old  writers  endeavored  to  effect 
by  episodes  is  in  modern  art  more  skilfully  accomplished  by 
interweaving  with  the  principal  plot  subsidiary  threads  of  story, 
which  by  their  different  character  shall  furnish  all  the  relief 
and  variety  needed.  The  advantage  of  this  over  episode  is  that 
all  the  lines  of  story  converge  to  a  common  end,  which  when 
it  comes  has  the  effect  of  having  been  enriched  from  various 
sources  of  character,  scene,  and  sentiment. 

The  subsidiary  plots  that  are  interwoven  with  the  main  one 
may  be  of  various  degrees  of  relative  significance.     In  general 

1  "  There  should  be  no  episodes  in  a  novel.  Every  sentence,  every  word,  through 
all  those  pages,  should  tend  to  the  telling  of  the  story.  Such  episodes  distract  the 
attention  of  the  reader,  and  always  do  so  disagreeably.  Who  has  not  felt  this  to  be 
the  case,  even  with  '  The  Curious  Impartinent,'  and  with  the  '  History  of  the  Man 
of  the  Hill '  ?  And  if  it  be  so  with  Cervantes  and  Fielding,  who  can  hope  to 
succeed  ?  Though  the  novel  which  you  have  to  write  must  b3  long,  let  it  be  all  one. 
And  this  exclusion  of  episodes  should  be  carried  down  into  the  smallest  details."  — 
Trollope,  Autobiography,  p.  214. 


NARRA  TION.  539 

they  are,  and  perhaps  ought  to  be,  of  quite  subordinate  import, 
being  hardly  more  than  an  occasional  glance,  so  to  say,  at  the 
extraneous  history  of  some  person  in  the  larger  story.  Some- 
times, however,  the  secondary  plot  may  be  so  important  as  to 
rank  almost  as  a  twin  plot  to  the  main  one;  though  this,  in 
modern  narration,  is  exceptional.1 

Examples.  —  Kipling's  well-known  trick  of  starting  a  new  suggestion 
of  events  and  breaking  off  with  the  remark  "  But  that  is  another  story  " 
is  a  hint  that  the  course  of  any  narrative  is  continually  glancing  at  other 
narratives,  and  that  in  many  ways  stories  are  crossing  and  intersecting  one 
another  in  life.  —  Of  twin  plots  a  typical  example  is  furnished  by  Shake- 
speare's Merchant  of  Venice,  where  the  story  of  Portia  and  the  caskets, 
and  the  story  of  Antonio  and  Shylock  have  entirely  different  scenes  and 
are  derived  from  widely  separate  sources,  their  sole  connecting  link,  at 
first,  being  the  character  of  Bassanio.  The  money  that  he  must  borrow, 
in  order  to  prosecute  his  suit  with  Portia,  is  made  the  ?notif  for  interweav- 
ing the  plots  ;  and  as  the  action  progresses,  various  characters  —  Lorenzo 
and  Jessica,  Gratiano  and  Salarino,  and  Launcelot  Gobbo  —  are  transferred 
from  one  scene  to  the  other,  until  at  the  end  the  two  stories  are  blended 
into  one  culmination,  with  characters  from  both  active  in  the  solution. 

In  order  to  secure  the  good  effect  of  interwoven  plots,  two 
especial  lines  of  constructive  skill  are  necessary.  First,  care 
is  to  be  taken  that  each  constituent  narrative  have  features 
that  give  it  some  character  of  contrast,  or  strong  offset,  to  the 
others,  a  different  tone  and  key.  Secondly,  the  transition  from 
one  scene  to  another  should  be  made  at  points  where  each  is 
in  its  most  characteristic  mood  or  significance,  its  object  being 
to  afford  relief  from  the  strain  of  too  long  continuance  in  one 
plane  of  emotion  and  interest.2 

1  "  There  may  be  subsidiary  plots,  which  shall  all  tend  to  the  elucidation  of  the 
main  story,  and  which  will  take  their  places  as  p  irt  of  one  and  the  same  work,  as 
there  may  be  many  figures  on  a  canvas,  which  shall  not  to  the  spectator  seem  to 
form  themselves  into  separate  pictures."  —  Trollope,  Autobiography,  p.  215. 

"Avoid  a  sub-plot,  unless,  as  sometimes  in  Shakespeare,  the  sub-plot  be  a  rever- 
sion or  complement  of  the  main  intrigue."  —  Stevenson,  A  Humble  Remon- 
strance, Works,  Vol.  xiii,  p.  356. 

2  Macaulay  applied  tins  skill,  with  consummate  effect,  to  the  interweaving  of 
different  threads  of  historical  narrative.    His  biographer  thus  describes  it:  "In 


540  THE  LITERARY   TYPES. 


Illustrations.  —  i.  Of  markedly  contrasted  stones,  a  good  exampl 
is  furnished  in  Shakespeare's  two  parts  of  King  Henry  IV,  where  on  on 
side  Falstaff  and  his  swaggering  companions  are  set  over  against  the  kin] 
and  his  nobles  on  the  other,  in  a  series  of  alternating  scenes. 

2.  Transition  from  one  kind  of  scene  to  another  is  frequently  exempli 
fied  in  Dickens's  Barnaby  Rudge.  The  main  story  of  this  novel  is  ar 
historic  episode  of  stormy  and  tragic  import  —  the  Gordon  Riots  oi 
1780.  With  this,  howrever,  is  interwoven  a  story  of  contrasted  character, 
illustrating  no  less  strikingly  all  that  is  good  and  simple  and  peaceful,  — 
the  story,  namely,  of  Barnaby  and  his  mother.  The  following  transition 
will  show  how  the  points  of  alternation  between  the  stories  were  chosen 
"  While  the  worst  passions  of  the  worst  men  were  thus  working  in  the 
dark,  and  the  mantle  of  religion,  assumed  to  cover  the  ugliest  deformities, 
threatened  to  become  the  shroud  of  all  that  was  good  and  peaceful  in 
society,  a  circumstance  occurred  which  once  more  altered  the  positions  of 
two  persons  [Barnaby  Rudge  and  his  mother]  from  whom  this  history  has 
long  been  separated,  and  to  whom  it  must  now  return."  1 

Synchronism  of  Events.  —  In  almost  every  narrative  work 
that  is  built  on  a  large  scale,  history  for  example,  the  writer 
has  to  meet  the  problem  how  to  manage  concurring  streams  of 
narrative;  a  problem  arising  from  the  fact  that  many  inci- 
dents taking  place  in  widely  separated  scenes,  and  many  char- 
acters wholly  unknown  to  each  other  may  yet  be  contributing 
at  one  and  the  same  time  to  bring  about  a  common  culmination 
of  events.  In  the  recounting  of  the  different  stories  one  must 
precede;  but  when  the  second  story  traverses  events  of  the 
same  period,  the  reader  must  in  some  way  be  made  to  realize 
this  fact,  and  think  the  two  not  in  succession  but  side  by  side. 
This  calls  for  the  synchronizing  of  events. 

the  '  ordering  of  parts,'  which  cost  him  so  much  labor,  his  equal  will  not  easily  be 
found.  Each  side  of  the  story  is  brought  forward  in  its  proper  time  and  place,  and 
leaves  the  stage  when  it  has  served  its  purpose,  that  of  advancing  by  one  step  the 
main  action.  Each  of  these  subordinate  stories,  marked  by  exquisite  finish,  leads 
up  to  a  minor  crisis  or  turn  in  events,  where  it  joins  the  chief  narrative  with  a 
certain  eclat  and  surprise.  The  interweaving  of  these  wellnigh  endless  threads, 
the  clearness  with  which  each  is  kept  visible  and  distinct,  and  yet  is  made  to  con- 
tribute its  peculiar  effect  and  color  to  the  whole  texture,  constitute  one  of  the  great 
feats  in  literature."  —  Morison,  Macaulay  {English  Men  of  Letters),  p.  145. 
1  Dickens,  Barnaby  Rudge,  Chap.  xlv. 


NARRA  TION.  541 

There  are  several  ways  in  which  the  events  of  different 
streams  of  narrative  may  concur.  In  fiction  the  concurrence 
is  a  work  of  pure  invention,  being  due  to  the  relations  of  inter- 
woven plots  to  each  other.  Of  this  something  has  already  been 
said.  In  history  a  transaction  may  have  antagonistic  sides, 
each  of  which,  for  completeness,  must  be  represented  in  turn; 
this  is  seen  when  opposed  forces  engage  in  battle,  or  when 
political  parties  are  arrayed  against  each  other  in  state  policy. 
A  broader  concurrence  is  seen  in  the  different  departments  of 
a  nation's  history,  as,  for  instance,  its  political  or  constitu- 
tional history,  its  social  development,  its  religious  progress, 
its  literature,  — each  of  which  has  a  distinct  story  by  itself,  yet 
also  many  points  of  relation  to  other  departments. 

In  the  endeavor  to  impart  the  sense  of  synchronism  in 
events  or  lines  of  history,  attention  should  be  given  both  to 
the  mechanical  and  to  the  more  literary  process,  somewhat  as 
to  plan  and  amplification. 

i.  Mechanical  means  of  synchronizing  are  often  used  to 
supplement  the  literary;  but  whether  so  or  not  they  should 
be  in  the  writer's  underlying  plan  as  a  nucleus  of  treatment. 
The  chief  of  these,  as  occasioned  by  the  needs  of  historical 
writing,   are  :  — 

The  careful  division  of  the  narrative  into  periods,  with 
boundaries  that  may  serve  as  landmarks  at  once  for  the 
several  departments  or  lines  of  events. 

The  frequent  construction  of  summaries  and  reviews  of 
progress,  with  reference  to  the  whole  field  of  view. 

The  display  of  events  in  charts,  tabular  views,  statistics, 
and  the  like,  which  serve  to  exhibit  many  parallel  lines  of 
history  in  one  survey. 

Illustration  of  Choice  of  Landmark.  —  For  the  beginning  of  the 
Elizabethan  period  in  English  literature  Green  chooses  the  point  of  time 
corresponding  with  the  defeat  of  the  Spanish  Armada.  In  a  paragraph 
too  long  to  be  quoted  in   full  here  he  summarizes  the  various  lines  of 


542  THE  LITERARY   TYPES. 

national  development — in  exploration,  in  science,  in  the  revival  of  learr 
ing,  in  national  triumph  —  and  then  goes  on  to  mention  the  great  name 
of  authors  which  graced  the  period  just  opening.  How  truly  the  date  i 
well  chosen  may  be  seen  from  the  close  of  his  summary :  "  With  its  nev 
sense  of  security,  of  national  energy  and  national  power,  the  whole  aspec 
of  England  suddenly  changed.  As  yet  the  interest  of  Elizabeth's  reigr 
had  been  political  and  material ;  the  stage  had  been  crowded  with  states 
men  and  warriors,  with  Cecils  and  Walsinghams  and  Drakes.  Literature 
had  hardly  found  a  place  in  the  glories  of  the  time.  But  from  the  moment 
when  the  Armada  drifted  back  broken  to  Ferrol,  the  figures  of  warriors 
and  statesmen  were  dwarfed  by  the  grander  figures  of  poets  and  philoso- 
phers. Amidst  the  throng  in  Elizabeth's  antechamber  the  noblest  form  is 
that  of  the  singer  who  lays  the  '  Faerie  Queen '  at  her  feet,  or  of  the  young 
lawyer  who  muses  amid  the  splendors  of  the  presence  over  the  problems 
of  the  '  Novum  Organum.'  The  triumph  at  Cadiz,  the  conquest  of  Ire- 
land, pass  unheeded  as  we  watch  Hooker  building  up  his  'Ecclesiastical 
Polity '  among  the  sheepfolds,  or  the  genius  of  Shakspere  rising  year  by 
year  into  supremer  grandeur  in  a  rude  theatre  beside  the  Thames."  1 

A  masterly  work  of  history,  conducted  throughout  on  synchronistic 
lines,  and  clearly  articulated  by  summaries  and  landmarks,  yet  all  fused 
into  one  homogeneous  narrative,  is  Professor  Barrett  Wendell's  Literary 
History  of  America. 

2.  The  literary  means  of  synchronizing  events  has  to  do 
mainly  with  the  proportioning  of  the  various  parallel  depart- 
ments and,  in  the  amplification,  with  the  management  of 
changes  of  scene. 

As  a  history  must  stand  predominantly  for  some  one  aspect 
of  life,  the  writer  chooses  as  basis  of  the  whole  the  narrative 
that  most  fully  represents  this.  To  this  narrative  he  gives 
the  fullest  movement;  noting  in  its  course,  however,  events 
that  stand  out  as  important  landmarks  for  more  than  one 
course  of  events,  and  personages  that  in  the  part  they  play 
serve  to  connect  one  story  with  another.  In  this  way  the 
groundwork  is  laid  for  constructing  history  from  more  than 
one  point  of  view.  When  now  another  narrative,  contem- 
poraneous with  the  first,  is  taken  up,  it  is  constructed  as  a 

1  Green,  Short  History  of  the  English  People,  Chap,  vii,  Section  7. 


NARRA  TION.  543 

kind  of  reverse,  —  giving  in  summary  or  rapid  reference  what 
the  other  has  given  in  full,  and  enlarging  on  those  points 
which  the  other  has  designated  as  landmarks.  In  this  way 
the  reader  is  kept  aware  how  the  different  lines  of  events 
touch  one  another. 

The  scene  should  not  be  transferred  from  one  narrative  to 
another  except  at  the  significant  turning-points  of  the  his- 
tory, where  one  narrative  is  so  finished  that  it  can  be  trusted 
to  wait,  and  so  rounded  as  to  be  retained  in  mind  as  a  story  of 
defined  character.  The  change  should  be  not  merely  assumed, 
but  distinctly  announced. 

Example  of  Transfer  of  Scene.  —  In  Carlyle's  account  of  the 
battle  of  Prag,  which  may  illustrate  what  may  be  called  synchronism  at 
close  quarters,  noticeable  care  is  evinced  in  the  changes  from  one  side  of 
the  account  to  the  other.  It  is  from  Friedrich's  point  of  view  that  he 
tells  the  story,  and  his  account  of  Friedrich's  preparations,  and  of  the 
ground  on  which  the  battle  is  to  be  fought,  is  given  as  seen  from  the 
Prussian  position.  Then,  in  order  to  describe  the  Austrian's  preparation, 
he  changes  scene,  in  the  following  words:  "Where  the  Austrian  Camp 
or  various  Tent-groups  were,  at  the  time  Friedrich  first  cast  eye  on  them,  is 
no  great  concern  of  his  or  ours;  inasmuch  as,  in  two  or  three  hours  hence, 
the  Austrians  were  obliged,  rather  suddenly,  to  take  Order  of  Battle ;  and 
that,  and  not  their  camping,  is  the  thing  we  are  curious  upon.  Let  us  step 
across,  and  take  some  survey  of  that  Austrian  ground,  which  Friedrich  is 
now  surveying  from  the  distance,  fully  intending  that  it  shall  be  a  battle- 
ground in  few  hours ;  and  try  to  explain  how  the  Austrians  drew-up  on  it, 
when  they  noticed  the  Prussian  symptoms  to  become  serious  more  and 
more."  At  the  end  of  this  description  he  returns  to  his  original  standing- 
point,  in  the  following  words :  "  Friedrich  surveys  diligently  what  he  can 
of  all  this,  from  the  northern  verge.  We  will  now  return  to  Friedrich ; 
and  will  stay  on  his  side  through  the  terrible  Action  that  is  coming."  x 

III.     NARRATION    IN    LITERATURE. 

Of  all  the  most  widespread  and  popular  forms  of  literature 
narration  is  the  basis,  furnishing  the  groundwork  and  main 

1  L'arlvlh,  Frederick  the  Great,  Vol.  vi,  pp.  126,  129. 


544  THE  LITERARY   TYPES. 

movement  by  which  they  are  estimated.  The  narrative  type, 
however,  rarely  appears  unmixed,  being  reinforced,  as  occasion 
rises,  by  other  types,  especially  description  and  exposition. 

The  following,  with  brief  indication  of  their  working  prin- 
ciples, are  the  leading  forms  of  literature  thus  founded  on 
narration. 

I. 

History.  —  This  is  to  be  regarded  as  first  in  importance, 
because,  being  the  recounting  of  actual  events,  it  represents 
the  primal  and  ideal  use  of  narration.  Dealing  with  the 
authentic  facts  of  the  world,  the  larger  facts  with  which  are 
connected  the  destiny  of  nations  and  communities,  its  art  is 
first  to  find  by  wise  investigation  what  is  authentic,  and  then 
so  to  interpret  this  that  its  truth  and  significance  shall  be 
clearly  manifest.  Whatever  historical  writing  fails  in  these, 
one  or  both,  fails  in  art;  it  remains  either  raw  material  or 
raw  judgment. 

The  Finding  of  Historic  Fact.  —  In  the  investigation  of  his- 
toric fact  two  endowments  of  mind  are  at  work,  very  different 
from  each  other,  yet  each  requiring  ideally  to  be  at  its  best: 
minute  accuracy  and  vigorous  imagination.1 

i.  Most  deeply  of  all,  and  long  before  he  begins  the  actual 
composition,  the  historian  must  have  the  most  unwearied 
patience  in  detail  and  investigation,  shrinking  not  from  the 
dryest  and  minutest  researches,  in  his  determination  to  ascer- 
tain and  verify  every  smallest  fact  that  may  throw  light  on 
his  story.  To  him  there  can  be  nothing  forbidding,  nothing 
unimportant.     If  a  small  and  obscure  incident  may  alter  the 

1  " '  Stern  Accuracy  in  inquiring,  bold  Imagination  in  expounding  and  filling-up ; 
these,'  says  friend  Sauerteig,  'are  the  two  pinions  on  which  History  soars,'  —  or 
flutters  and  wabbles."  —  Carlyle,  Essays,  Vol.  iii,  p.  259.  The  imagination  was 
what  Carlyle  especially  valued  in  his  own  work,  and  whenever  he  had  to  give 
statistics  or  prosaic  information  he  was  fond  of  introducing  them  apologetically,  as 
the  work  of  a  certain  Dryasdust. 


NARRA  TION.  545 

color  of  a  whole  epoch,  or  an  unobtrusive  date  be  the  key 
to  a  whole  series  of  facts,  it  will  not  do  to  call  any  detail 
superfluous.1 

Note.  —  The  extreme  of  accuracy  and  care  in  ascertaining  facts  is  the 
prevailing  characteristic  of  modern  historical  scholarship,  a  characteristic, 
indeed,  which  it  has  in  common  with  the  whole  scientific  method  and  spirit 
of  our  day.  First  eminently  exemplified,  perhaps,  in  Gibbon,  it  has  become 
the  indispensable  endowment  of  the  standard  historian,  and  is  well  illus- 
trated by  such  names  as  Hallam,  Carlyle,  Macaulay,  Motley,  Bancroft, 
and  Parkman. 

2.  The  facts  of  history  have  not  only  to  be  accumulated  by 
documentary  evidence;  they  have  also  to  be  restored  by  an 
imagination  powerful  enough  to  fill  the  gaps  of  evidence  and 
reproduce  the  past  in  a  living  portrayal.  Through  all  the 
patient  drudgery  of  research  the  writer  must  have  the  vision 
of  a  rounded  and  consistent  narrative,  as  the  sculptor  sees  the 
statue  in  the  stone.  It  is  only  so  that  he  can  reproduce  the 
very  form  and  body  of  past  events  as  they  really  are.  Thus 
the  penetrative  imagination,  in  its  creative  vigor,  becomes 
a  means  by  which  hidden  facts  are  divined  and  brought  to 
light.2 

1  Of  Macaulay's  masterly  faculty  of  packing  information  both  into  his  state- 
ments and  into  the  implications,  allusions,  and  figures  of  his  historical  works 
Thackeray  says  that  these  indicate  "  not  only  the  prodigious  memory  and  vast  learn- 
ing of  this  master,  but  the  wonderful  industry,  the  honest,  humble  previous  toil  of  this 
great  scholar.  He  reads  twenty  books  to  write  a  sentence ;  he  travels  a  hundred 
miles  to  make  a  line  of  description."  —  Thackeray,  Roundabout  Papers,  p.  198. 

2  One  of  Macaulay's  friends  thus  reports  his  method  of  retaining  and  coordinat- 
ing historic  facts  :  "  I  said  that  I  was  surprised  at  the  great  accuracy  of  his  informa- 
tion, considering  how  desultory  his  reading  had  been.  '  My  accuracy  as  to  facts,' 
he  said,  '  I  owe  to  a  cause  which  many  men  would  not  confess.  It  is  due  to  my 
love  of  castle-building.  The  past  is  in  my  mind  soon  constructed  into  a  romance.' 
He  then  went  on  to  describe  the  way  in  which  from  his  childhood  his  imagination 
had  been  filled  with  the  study  of  history.  '  With  a  person  of  my  turn,'  he  said,  '  the 
minute  touches  are  of  as  great  interest,  and  parhaps  greater,  than  the  most  impor- 
tant events.  Spending  so  much  time  as  I  do  in  solitude,  my  mind  would  have  rusted 
by  gazing  vacantly  at  the  shop  windows.  As  it  is,  I  am  no  sooner  in  the  streets 
than  I  am  in  Greece,  in  Rome,  in  the  midst  of  the  French  Revolution.  Precision 
in  dates,  the  day  or  hour  in  which  a  man   was  born  or  died,  becomes  absolutely 


546  THE   LITERARY  TYPES. 

Note.  —  It  is  through  the  imagination  that  the  real  life  and  relation  of 
facts  are  seen ;  and  of  course  the  personality  of  the  writer  must  to  greater 
or  less  extent  color  the  view  that  his  imagination  takes.  Some  historians, 
as  Froude  and  Carlyle,  have  been  charged  with  letting  their  imagination 
distort  or  discard  facts  ;  this  tendency  is,  of  course,  to  be  guarded  against. 
And  there  is  perhaps  no  better  safeguard  of  the  reconstructing  imagina- 
tion than  what  has  already  been  mentioned  as  its  complemental  quality,  — 
patient,  industrious  search  for  facts,  and  committal  to  them. 

The  Interpreting  of  Historic  Fact.  —  The  very  manner  of 
recounting  facts  once  found  is  an  interpretation  of  them,  a 
putting  of  them  into  such  order  and  relation  that  their  large 
significance  is  seen.  But  besides  this  mere  recounting  of 
them,  also,  two  other  of  the  literary  types  may  be  employed 
as  interpreting  agencies ;  and  from  the  broad  lines  of  treat- 
ment thus  adopted  rise  three  main  kinds  of  historic  writing.1 

i.  The  purely  narrative  form  of  history,  which  is  based  on 
annals  and  chronicles,  aims  to  give  merely  the  narrative  action 
of  the  story,  but  with  a  regard  to  proportion,  light  and  shade, 
and  the  interaction  of  events,  which  will  impart  to  the  work 
something  of  invented  plot.  It  is  this  constructive  skill  that 
raises  it  from  the  mere  raw  material  to  real  history;  makes  a 
readable  story  of  what  would  otherwise  be  the  disjecta  membra 
of  a  story. 

Examples.  —  Of  the  crude  journal  of  events  the  typical  example  is  the 
Anglo-Saxon  Chronicle.  Some  of  the  older  histories,  like  Clarendon's 
History  of  the  Rebellion,  and  Burnet's  history  of  my  Own  Time,  are  con- 
ceived in  this  type  of  unadorned  narrative.     More  modern  examples  are 

necessary.  A  slight  fact,  a  sentence,  a  word,  are  of  importance  in  my  romance.' " 
Trevelyan,  Life  of  Macaulay,  Vol.  i,  p. 172. —  The  extracts  from  Professor  Wilson's 
essay,  pp.  453  and  455,  above,  also  enforce  this  same  truth  of  the  service  of  imagina- 
tion to  history. 

1  This  classification  of  historic  writing  is  adopted  from  De  Quincey.  "  History, 
as  a  composition,"  he  says,  "  falls  into  three  separate  arrangements,  obeying  three 
distinct  laws,  and  addressing  itself  to  three  distinct  objects.  Its  first  and  humblest 
office  is  to  deliver  a  naked,  unadorned  exposition  of  public  events  and  their  circum- 
stances. This  form  of  history  may  be  styled  the  purely  Narrative ;  the  second  form 
is  that  which  may  be  styled  the  Scenical ;  and  the  third  the  Philosophic."  —  De 
Quincey,  Charlemagne,  Works,  Vol.  vi,  p.  138. 


NARRA  TION.  547 

Hume's  History  of  England  and  Help's  Spanish  Conquest.  The  part 
that  invention  or  plot  may  play  in  history  is  described  from  Macaulay's 
historical  skill,  pp.  513,  539,  above  ;  though  Macaulay's  own  work  was 
rather  more  comprehensive  than  mere  narrative  history. 

2.  Scenic  history  is  history  written  with  a  view  to  impress- 
ing the  story  on  the  imagination,  making  readers  realize,  if 
possible,  the  event  as  a  kind  of  picture  or  pageant.  To  effect 
this  purpose,  the  telling  scenes  of  history  are  selected  for  treat- 
ment, and  narration  is  combined  liberally  with  description.1 

Examples.  —  De  Quincey  himself  instances,  as  illustrative  of  this  class, 
Gibbon's  Decline  and  Fall  of  the  Roman  Empire,  a  stately  procession  of 
picturesque  events.  Other  examples  are  Carlyle's  French  Revolution, 
Kinglake's  Invasion  of  the  Crimea,  Macaulay's  History  of  England,  and 
the  several  histories  of  Prescott  and  Park  man.  How  vital  the  descriptive 
element  was  in  Macaulay's  conception  of  history  may  be  seen  from  the 
paragraph  quoted  from  him,  p.  380,  above. 

3.  Philosophic  history,  which  combines  with  the  fundamen- 
tal narrative  exposition  and  induction,  is  confessedly  something 
beyond  a  story  of  events;  it  is  a  commentary  on  events.  It 
views  the  course  of  its  narrative  in  the  relations  of  principles, 
motives,  cause  and  effect,  laws  of  human  and  physical  nature. 
This  manner  of  treating  history  is  distinctively  the  modern 
manner;  and  the  prevalence  of  scientific  method  in  all  depart- 
ments of  study  has  greatly  enhanced  the  esteem  in  which  it  is 
held.  A  favorite  characterization  of  history  is,  "philosophy 
teaching  by  example."2 

Examples.  —  Of  historic  works  predominantly  philosophic  may  be  men- 
tioned   Buckle's    History   of  Civilization,    Lecky's    History    of   European 

1  "  Histories  of  this  class  proceed  upon  principles  of  selection,  presupposing  in 
the  reader  a  general  knowledge  of  the  great  cardinal  incidents,  and  bringing  forward 
into  especial  notice  those  only  which  are  susceptible  of  being  treated  with  distin- 
guished effect."  —  De  Quincey. 

2  "  Under  whatever  name,  it  is  evident  that  philosophy,  or  an  investigation  of 
the  true  moving  forces  in  every  great  train  and  sequence  of  national  events,  and  an 
exhibition  of  the  motives  and  the  moral  consequences  in  their  largest  extent  which 
have  concurred  with  these  events,  cannot  be  omitted  in  any  history  above  the  level 
of  a  childish  understanding."  —  De  Quincey. 


548  THE  LITERARY   TYPES. 

Morals,  and  Hallam's  Constitutional  History  of  England.  Works  com- 
bining the  narrative  and  scenic  with  the  philosophic  are  Green's  History 
of  the  English  People,  Bancroft's  History  of  the  United  States,  and 
Motley's  History  of  the  Rise  of  the  Dutch  Republic. 


II. 

Biography.  —  What  the  living  characters  are  to  a  work  of 
fiction,  biography  is  to  history;  and  just  as  history  itself  is  of 
grander  import  than  fiction,  the  story  of  the  personages  who 
make  up  history  assumes  corresponding  nobility  of  rank  in 
literature.  Biography  is  one  of  the  most  valued,  as  well  as 
one  of  the  most  instructive  literary  forms. 

The  art  of  composing  biography  is  essentially  identical  with 
all  narrative  art1;  but  two  different  ways  of  treating  bio- 
graphic material,  with  their  good  points  and  their  cautions, 
need  here  to  be  considered. 

i.  Corresponding  best,  perhaps,  with  its  original  idea, 
biography  may  be  written  as  an  account  of  the  subject's 
life  in  the  biographer's  own  words  throughout,  embodying 
his  selection  and  proportioning  of  events,  and  his  judgments 
of  the  subject's  character  and  achievements.  The  advantage 
of  this  manner  of  treatment  is  that  it  is  most  favorable  to 
making  a  homogeneous  work  of  art,  and  gives  most  freedom 
in  what  may  be  called  the  action  of  the  narrative.  On  the 
other  hand,  it  is  liable  to  become  either  over-eulogistic  or  over- 
critical,  being  subject  to  the  author's  infirmities  of  judgment 
or  his  inability  rightly  to  estimate  his  subject's  character  and 
motives;  and  thus  it  may  fail  of  that  sane  balance  of  judg- 
ment which  is  rightly  demanded  in  portrayals  of  human  life. 

1  See  quotation  from  Stevenson  in  the  footnote,  p.  513,  above.  He  goes  on  to 
say :  "  Boswell's  is,  indeed,  a  very  spacial  case,  and  almost  a  generic ;  but  it  is  not 
only  in  Boswell,  it  is  in  every  biography  with  any  salt  of  life,  it  is  in  every  history 
where  events  and  men,  rather  than  ideas,  are  presented  —  in  Tacitus,  in  Carlyle,  in 
Michelet,  in  Macaulay  —  that  the  novelist  will  find  many  of  his  own  methods  most 
conspicuously  and  adroitly  handled." 


NARRA  TION.  549 

To  execute  the  task  well  is  an  achievement  as  valuable  as  it 
is  difficult. 

Examples.  —  This  treatment  of  biography  is  exemplified,  with  greater 
or  iess  success,  in  Plutarch's  Lives,  Johnson's  Lives  of  the  Poets,  Carlyle's 
Life  of  Sterling,  Lewes's  Life  of  Goethe. 

Our  literature  contains  also  some  notable  autobiographies  that  ought 
not  to  go  unmentioned  ;  among  them  are  Gibbon's  Autobiography,  Frank- 
lin's Autobiography,  and  the  Personal  Memoirs  of  General  Grant. 

2.  In  the  modern  ideal  of  biography,  however,  the  writer 
or  editor's  impulse  is  to  efface  himself  as  far  as  possible,  and 
employ  all  available  means  for  making  the  subject  tell  his 
own  story.  To  this  end  much  use  is  made  of  letters,  jour- 
nals, reports  of  conversation,  estimates  of  friends,  and  the  like. 
Such  biography  has  the  advantage  of  letting  the  subject's  own 
words  represent  him,  so  that  under  his  own  contemporary 
views  of  things  can  be  read  his  mind.1  It  is  apt  to  suffer 
correspondingly  in  being  less  homogeneous,  and  generally 
in  including  much  that  is  of  very  subordinate  interest.  The 
selection  of  material  imposes  a  very  delicate  task  on  the  writ- 
er's judgment,  in  excluding  what  would  give  offense,  or  what 
would  present  the  subject  in  an  unjust  or  unfortunate  light. 

Examples.  —  That  this  type  of  biography  is  susceptible  of  the  most 
masterly  art  is  shown  in  the  fact  that  Boswell's  Life  of  fohnson,  the 
acknowledged  prince  of  biographies,  is  of  this  class.  Other  noteworthy 
ones  are :  Lockhart's  Life  of  Sir  Walter  Scott,  Trevelyan's  Life  of 
Macaulay,  Stanley's  Life  of  Dr.  Arnold,  and  Lord  [Hallam]  Tennyson's 
Alfred  Lord  Tennyson  ;  a  Memoir. 

An  increasing  custom  is,  instead  of  a  formal  biography,  to  publish,  with 
connecting  sketch  of  life  and  circumstances,  a  collection  of  the  subject's 
letters  ;  as  instanced  in  the  letters  of  Matthew  Arnold,  James  Russell 
Lowell,  and  Robert  Louis  Stevenson.  These,  however,  are  not  to  be 
estimated  as  narrative. 

1  "  I  have  the  feeling  that  every  man's  biography  is  at  his  own  expense.  He 
furnishes  not  only  the  facts  but  the  report.  I  mean  that  all  biography  is 
autobiography.  It  is  only  what  he  tells  of  himself  that  comes  to  be  known  and 
believed."  —  Emerson,  Works,  Vol.  xi,  p.  267. 


550  THE  LITERARY  TYPES. 

III. 

Fiction.  — Under  this  head  are  included  all  the  varieties  of 
purely  invented  narrative,  narrative  free  to  construct  and 
modify  its  design  according  to  the  requirements  of  an  effec- 
tive plot.  As  fiction  is  the  especial  literary  art  of  modern 
times,  so  it  is  the  most  discussed  and  defined.  Only  its  most 
salient  features,  however,  can  come  up  for  mention  here. 

Liberties  and  Limits  of  Fiction.  — In  one  sense  no  writer  is  so 
free  as  the  inventor  of  fiction;  in  another,  as  the  progress  of 
the  art  has  increasingly  revealed,  no  one  is  more  rigidly  subject 
to  literary  law. 

i.  The  liberties  of  fiction  inhere  with  the  fact  that  its  whole 
design  is  a  pure  invention  directed  to  an  end.  According  to 
its  object,  —  which  may  be  merely  to  entertain,  as  in  the  ordi- 
nary novel,  to  enforce  some  lesson  or  advocate  some  cause, 
as  in  the  so-called  purpose  novel,  to  portray  the  depths  and 
springs  of  character,  as  in  the  psychological  novel,  — it  is  abso- 
lutely free  to  construct  such  a  story  as  will  embody  its  con- 
ception, and  to  group  the  parts  by  historical  perspective  so 
as  to  lay  stress  on  what  is  important  to  its  end.  There  are 
no  facts  of  actual  history  to  stand  in  its  way,  by  compelling 
insertion  or  omission  ;  fiction  is  the  inventor's  world,  which  he 
is  at  liberty  to  create  and  people  according  to  his  own  will.1 

2.  The  limitations  of  fiction,  however,  are  even  more  obvious. 
It  must  preserve  verisimilitude;  and  to  this  end  it  must  deal 
not  with  the  exceptional  but  with  the  probable.  It  may  choose 
its  own  world  of  action  and  scenery,  and  the  range  of  its  choice 

1  "  The  novel,  which  is  a  work  of  art,  exists,  not  by  its  resemblances  to  life, 
which  are  forced  and  material,  as  a  shoe  must  still  consist  of  leather,  but  by  its 
immeasurable  difference  from  life,  which  is  designed  and  significant,  and  is  both  the 
method  and  the  meaning  of  the  work."  —  Stevenson,  Works,  Vol.  xiii,  p.  350. 
"  A  good  story  and  real  life  are  such  that,  being  produced  in  either  direction  and 
to  any  extent,  they  never  meet.  The  distance  between  the  parallels  does  not  count : 
or  rather,  it  is  just  a  matter  for  the  author  to  choose."  —  Couch,  Adventures  in 
Criticism,  p.  378. 


NARRATION.  551 

is  limitless,  from  an  Oriental  fairy  scene  or  an  impossible  Gulli- 
ver land  to  the  commonplace  life  of  the  next  street;  but,  the 
scene  once  determined,  all  must  be  congruous  and  probable, 
effect  proceeding  clearly  from  cause.  Freaks  and  monstrosi- 
ties, of  being  or  action,  occur  only  in  actual  life  ;  if  they 
occur  in  the  course  of  invented  narrative,  they  destroy  the 
truth  of  the  portrayal.  The  aphorism  that  "  truth  is  stranger 
than  fiction  "  is  no  mere  epigram  but  a  literal  and  necessary 
fact.1 

Romance  and  Novel. — Both  of  these  forms  of  fiction  repre- 
sent natural  and  healthy  tendencies  of  human  nature.  Now 
one,  now  the  other  may  have  the  greater  vogue ;  each  finds 
its  own  order  of  mind  or  its  own  region  of  popularity;  but  to 
pronounce  a  preference  for  one  or  the  other,  as  some  think 
were  desirable,  would  be  simply  to  pronounce  on  the  tendency 
of  one's  own  mind. 

i.  Romance  obeys  the  tendency  to  emphasize  the  liberties 
of  fiction.  It  deals  with  scenes  and  events  more  striking 
and  wonderful  than  everyday  life, — with  adventure,  mystery, 
emphatic  contrasts,  surprising  incidents, — or  if  with  common 
scenes,  it  seeks  to  invest  them  with  a  hue  and  picturesqueness 
beyond  the  ordinary.  The  traits  with  which  it  deals  are 
not  so  much  minute  shades  of  motive  and  sentiment  as  the 
more  elemental  passions,  —  love,  revenge,  jealousy,  hatred,  self- 
sacrificing  courage. 

Thus  with  romance  is  especially  associated  another  much- 
discussed  matter  —  idealism.  Romance  is  more  idealistic  than 
the  novel;  it  conceives  of  life  as  a  kind  of  poetic  creation, 

1  "  The  common  saying,  that  truth  is  stranger  than  fiction,  should  properly  be 
expressed  as  an  axiom  that  fiction  ought  not  to  be  so  strange  as  truth.  A  marvellous 
event  is  interesting  in  real  life,  simply  because  we  know  that  it  happened.  In  a 
fiction  we  know  that  it  did  not  happen;  and  therefore  it  is  interesting  only  as  far 
as  it  is  explained.  Anybody  can  invent  a  giant  or  a  genius  by  the  simple  process 
of  altering  figures  or  piling  up  superlatives.  The  artist  has  to  make  the  existence 
of  the  giant  or  the  genius  conceivable."  —  Stephen,  Hours  in  a  Library,  Vol.  i, 
p.  217.     See  also  quotation  from  James,  footnote,  p.  517,  above. 


552  THE   LITERARY   TYPES. 

wherein  character  is  made  up  as  it  were  on  a  plan  and  prin- 
ciple, and  wherein  real  events  receive  a  new  light  from  their 
source  in  motive  and  their  goal  in  conduct.  In  idealism  char- 
acter is  suffused  to  greater  or  less  degree  by  the  portrayer's 
fancy. 

Examples.  —  Typical  examples  of  the  romantic  in  fiction  may  be  found 
in  Uumas's  D'Artagnan  cycle,  The  Three  Musketeers,  Twenty  Years  After, 
and  The  Vicotnte  de  Bragelonne.  In  English  Sir  Walter  Scott  is  the 
great  master  of  romance.  Other  examples  are  Cervantes's  Don  Quixote, 
Victor  Hugo's  Notre-Dame  and  Les  Miserables.  Examples  of  stories 
made  romantic  by  poetic  treatment  of  common  themes  are  found  in  Haw- 
thorne's The  Scarlet  Letter,  The  House  of  the  Seven  Gables,  and  The  Marble 
Faun.  See  the  preface  to  The  House  of  the  Seven  Gables  for  some  interest- 
ing remarks  on  romance. 

2.  The  novel  holds  itself  more  strictly  within  the  limitations 
of  fiction.  It  aims  to  produce  not  so  much  the  interest  of 
something  new  as  of  something  recognizable  as  true  to  ordi- 
nary experience.  Dealing  with  common  life  and  events,  it  yet 
penetrates  more  into  the  finer  motives  and  sentiments  of  char- 
acter, and  with  the  manners  of  the  society  in  which  we  all  move. 

As  romance  is  naturally  connected  with  idealism,  so  the 
novel  tends  to  the  realistic;  that  is,  in  recounting  the  elements 
of  common  life,  it  tends  to  give  them  as  they  appear,  uncolored 
by  fancy.  Realism  is  to  idealism  somewhat  as  photography 
is  to  painting:  it  aims  at  a  faithful  transcript  of  facts,  the 
small  and  homely  along  with  the  more  imposing.  Its  abuse 
is  to  think  too  much,  relatively,  of  dull  detail,  or  of  unsavory 
facts,  under  plea  of  faithfulness  to  nature,  —  an  abuse  to  be 
remedied  by  a  higher  estimate  of  values  in  life. 

Examples  of  Novel.  —  Typical  examples  of  the  novel,  as  distin- 
guished from  the  romance,  may  be  found  in  the  works  of  Jane  Austen, 
Pride  and  Prejudice,  Sense  and  Sensibility,  etc.  Other  examples  are  : 
George  Eliot's  Adam  Bede  and  The  Mill  on  the  Floss  ;  Thackeray's  Vanity 
Fair  and  The  Newcomes ;  Howells's  The  Rise  of  Silas  Lapham  and  A 
Hazard  of  New  Fortunes. 


NARRA  TION.  553 

Drama.  —  This  is  to  be  regarded  as  narrative  wherein  the 
characters  speak  and  act  for  themselves,  making  the  story 
before  the  spectators'  eyes;  while  all  the  descriptive  back- 
ground is  supplied  by  scenery  and  costume,  or  incidentally 
through  the  action  and  dialogue. 

i.  The  plot  of  the  drama  must  be  more  rigorous  and  inter- 
related, less  tolerant  of  episode,  than  that  of  any  other  form 
of  story.  Every  part  must  contribute  clearly  and  obviously 
to  the  completed  whole,  and  the  action  must  be  such  as  can 
be  displayed  on  a  stage.  Hence  drama  must  deal  with  the 
large  and  external  elements  of  character,  rather  than  with 
subtleties  of  sentiment  and  thought. 

2.  The  characters  reveal  themselves  more  quickly,  and  results 
come  about  by  directer  means  than  in  real  life.  This  comes 
of  course  from  the  limited  time  available  for  representation; 
the  result  is  that  they  reveal  themselves  in  more  pointed  and 
significant  terms  than  in  the  novel. 

3.  In  movement,  the  drama  must  keep  its  audience  aware 
of  the  working  of  cause  and  effect.  It  is  not  sufficient  that  an 
event  occur;  we  must  be  able  to  see  what  previous  conditions 
or  circumstances  brought  it  about.  This  excludes  the  element 
of  accident,  as  a  means  of  solving  a  plot;  any  event,  to  be  dra- 
matic, must  have  its  cause  and  agencies  in  some  way  indicated 
before  the  spectator's  eyes. 


CHAPTER   XVI. 
EXPOSITION. 

With  the  coming  two  chapters  we  enter  upon  an  important 
new  phase  of  invention.  We  make  transition  from  particu- 
larized objects  to  generalized, — from  things  seen,  heard, 
depicted,  as  matters  of  observation,  to  things  conceived, 
identified,  classified,  as  matters  of  penetrative  and  systema- 
tized thinking.  We  have  been  considering  traits  and  acts 
that  distinguish  objects  as  individuals  ;  we  are  now  to  look  for 
the  traits  and  acts  that  unite  individuals  into  classes.1  And  as 
we  did  in  description  and  narration,  so  here  we  consider  our 
subject  first,  so  to  say,  in  its  statical,  then  in  its  dynamical 
aspect,  first  as  something  at  rest,  to  be  set  forth  as  it  is,  and 
then  as  something  in  movement  to  an  end  ;  which  distinc- 
tion gives  rise  to  the  two  literary  types,  exposition  and 
argumentation. 

Definition  of  Exposition.  —  Exposition  is  the  fixing  of  mean- 
ings by  generalization,  that  is,  the  exhibiting  of  objects, 
material  or  spiritual,  as  conceived  and  organized  in  thought. 

Let  us  briefly  analyze  this  definition. 

i.  It  is  solely  with  the  exhibiting  of  objects  —  that  is, 
setting  forth  their  meaning,  without  taking  sides  —  that 
exposition  is  concerned.  It  does  not  raise  the  question  of 
the  truth  or  falsity  of  a  thing ;  that  belongs  to  another  proc- 
ess ;  it  seeks  rather  what  the  thing  is,  what  is  its  real 
nature,  its  purport,  its  range  and  bounds.  It  is  time  enough, 
when  this  is  ascertained,  to  consider  whether  the  thing,  as 

1  Compare  what  is  said  about  description,  p.  477,  2,  above. 
554 


EXPOSITION.  555 

thus  fully  revealed,  proves  itself,  or  whether  further  proof  of 
argument  is  needed. 

Note.  —  As  related  to  argumentation,  exposition  is  like  preparing  a 
term  or  question  for  debate  ;  or,  to  use  another  comparison,  like  coming 
to  an  understanding  on  a  question  of  litigation,  without  bringing  it  into 
court.  How  important  this  preliminary  may  be,  can  be  seen  from  the  fol- 
lowing description  of  Abraham  Lincoln's  method  as  a  jury  lawyer:  "His 
more  usual  and  more  successful  manner  was  to  rely  upon  a  clear,  strong, 
lucid  statement,  keeping  details  in  proper  subordination  and  bringing  for- 
ward, in  a  way  which  fastened  the  attention  of  court  and  jury  alike,  the 
essential  point  on  which  he  claimed  a  decision.  '  Indeed,'  says  one  of  his 
colleagues,  '  his  statement  often  rendered  argument  unnecessary,  and  often 
the  court  would  stop  him  and  say,  "if  that  is  the  case,  w7e  will  hear  the 
other  side."  '  " » 

2.  The  objects  of  exposition,  like  those  of  description,  are 
material  or  spiritual ;  but  while  in  description  we  look  for 
unique  traits,  here  we  look  for  general.  Exposition  is  merely 
a  different  approach  to  its  object,  an  approach  by  way  of  the 
class  rather  than  by  way  of  the  individual.  Not  the  thing 
itself,  in  fact,  but  the  notion  of  the  thing,  with  all  the  essen- 
tial parts  and  qualities  covered  by  the  name,  is  what  expo- 
sition deals  with. 

Examples  of  Contrasted  Treatment.  —  The  difference  of  principle 
in  description  and  exposition  may  be  illustrated  by  the  following  extracts, 
which  both  deal  with  the  same  object,  —  the  one  treating  it  as  an  individ- 
ual, the  other  as  a  generalized  notion. 

i.  Tennyson  thus  describes  an  oak  :  — 

"  A  storm  was  coming,  but  the  winds  were  still, 
And  in  the  wild  woods  of  Broceliande, 
Before  an  oak,  so  hollow,  huge,  and  old, 
It  look'd  a  tower  of  ivied  mason-work, 
At  Merlin's  feet  the  wily  Vivien  lay."  2 

Here  the  qualities  selected  for  mention  are  only  such  as  can  be  attributed 
to  some  one  oak  —  true  of  some  oaks,  but  not  necessarily  true;  an  oak  is 
just  as  truly  an  oak  if  it  is  neither  hollow,  huge,  old,  nor  like  an  ivied  tower. 

1  Nicolay  and  IIay,  Life  of  Lincoln,  Vol.  i,  p.  307. 

2  Tennyson,  Merlin  and  Vivien,  11.  1-5. 


556  THE  LITERARY   TYPES. 

2.  A  scientific  article  on  the  oak  thus  begins  :  — 

"Oak  {Querais),  a  genus  of  trees  and  shrubs  of  the  natural  orde 
Cupuliferae,  having  monoecious  flowers,  the  male  in  slender  catkins  o 
spikes,  the  female  solitary  or  clustered ;  the  fruit  a  nut  or  acorn,  oblong 
ovoid,  or  globular,  protruding  from  a  woody  cup  formed  by  the  enlargec 
scales  of  the  involucre;  the  leaves  are  deciduous  or  evergreen,  alternate 
entire,  lobed,  or  sinuate.  The  species,  of  which  there  are  about  300,  an 
spread  over  nearly  the  whole  of  the  northern  hemisphere,  except  the 
extreme  north.  They  are  more  numerous  in  America  than  in  Europe;  £ 
few  are  found  in  Asia,  none  in  tropical  Africa,  in  Australia,  or  in  South 
America  except  about  the  Andes."1 

Here  the  information  given  pertains  to  any  and  every  oak  tree  ;  it  must 
be  like  this  to  be  an  oak.  Further,  the  information  pertains  not  to  how 
the  tree  looks,  but  to  its  essential  nature,  the  notion  we  are  to  form  as 
corresponding  to  the  name. 

3.  Because  the  object  of  exposition  is  exhibited  as  con- 
ceived and  organized  in  the  mind,  that  is,  as  a  notion,  not  as 
an  individual,  the  effectiveness  of  its  presentation  depends 
on  mind-qualities,  —  on  acumen,  clear  thinking,  breadth.  A 
logical  notion  is  a  human  creation,  not  an  object  of  nature. 
By  this  it  is  not  meant  to  imply  that  generalization  is  a  con- 
ventional or  arbitrary  process.  The  qualities  and  resem- 
blances from  which  it  is  made  up  really  exist,  and  it  is  an 
authentic  interpretation  of  what  is  in  the  nature  of  things. 
But  the  detecting  of  these,  and  the  grouping  or  separating 
by  vital  traits,  is  the  work  of  a  scientifically  trained  mind, 
requiring  ideally  the  patience  and  judicial  temper  of  science. 

Note. — Not  less  truly  in  exposition  than  in  description,  "the  eye  sees 
only  what  it  brings  with  it  the  power  of  seeing";  but  while  in  the  describee 
object  there  is  something  outstanding  to  strike  on  the  sight,  in  th 
expounded  object  the  power  behind  the  sight  must  go  forth  to  discovei 
and  virtually  to  create,  its  concept.  It  is  mind  smiting  itself  into  nature 
and  on  its  own  plans  reconstructing  nature. 

As  exposition,  though  dealing  with  real  objects,  is  so 
largely  a  matter  of  terms  and  logical  distinctions,    it   takes 

1  Chambers's  Cyclofcedia,  s.v. 


EXPOSITION.  557 

two  very  different  aspects,  according  as  the  things  themselves 
or  the  terms  which  represent  them  are  in  mind.  This  primal 
distinction  between  notions  and  names  furnishes  the  basis 
on  which  the  present  chapter  is  divided. 

I.     EXPOSITION    OF   THINGS. 

A  logical  notion,  though  created  and  ordered  by  the  mind, 
has  its  basis  in  the  nature  of  things ;  it  is  a  reality  to  be 
interpreted  independently  of  the  symbols  or  terms  which 
name  it.  The  interpretation  of  symbols,  to  be  considered 
later,  is  an  affair  of  language  and  literary  criticism ;  the 
exposition  of  things,  though  it  has  to  use  language  as  a  ter- 
minology, is  an  affair  of  intrinsic  analysis  and  classification. 

Two  directions  there  are  in  which  the  exposition  of  things 
may  be  carried.  They  may  be  exhibited  intensively,  that  is, 
in  the  direction  of  their  depth  ;  or  extensively,  that  is,  in 
the  direction  of  their  breadth.  In  the  first  case  they  are 
treated  as  species  in  a  class  ;  the  business  of  the  exposition 
being  to  exhibit  the  specific  traits  common  to  all  the  indi- 
viduals. In  the  second  case  they  are  treated  as  a  whole 
class ;  the  business  of  the  exposition  being  to  assemble  and 
name  the  various  species  that  together  make  up  the  class. 
These  processes,  it  will  be  observed,  are  opposite,  or  rather 
complementary,  to  each  other.  The  general  term  to  denote 
the  first  is  definition ;  to  denote  the  second,  division. 

Note.  —  The  relation  of  the  terms  genus,  species,  and  individual  should 
here  be  noted.  They  make  a  logical  series,  the  species  being  intermediate 
between  the  genus  and  the  individual.  With  the  genus,  or  class,  exposi- 
tion by  division  deals ;  and  the  traits  it  assembles,  because  they  apply  to 
the  whole  class,  are  called  general.  With  the  species  exposition  by  defini- 
tion deals ;  and  the  traits  it  names,  because  they  are  confined  to  the  species, 
are  called  specific ;  in  like  manner  an  individual  used  to  exemplify  specific 
traits  is  called  a  specimen.  As  for  the  individual,  and  its  traits  or  acts,  not 
exposition  but  description  deals  with  those  ;  see  above,  pp.  477,  2,  and  555,  2. 


558  THE  LITERARY   TYPES. 


I. 


Exposition  Intensive ;  Definition.  —  Adopting  the  broad 
meaning  suggested  in  the  derivation  of  the  word,  we  may 
say  that  to  define  a  thing  is  to  determine  its  limits  or 
bounds  (Jines),  to  exhibit  the  characteristics  that  set  it  off 
from  other  things.  Whatever  goes  to  determine  in  language 
the  limits  of  an  idea,  whether  it  be  strict  logical  definition 
or  the  literary  amplifications  and  similitudes  that  serve  to 
make  those  limits  clear  to  unscientific  minds,  belongs  in  the 
large  sense  to  the  definition  of  the  idea. 

An  object  so  defined  is  viewed  as  one  of  a  class,  not  as  a 
class  in  itself;  the  qualities  sought  by  the  definition,  there- 
fore, are  such  as  distinguish  it  from  all  others  in  the  class 
assumed  for  it. 

Example.  —  If,  for  instance,  our  endeavor  is  to  define  an  animal,  we 
think  of  the  broad  class  of,  say,  material  things ;  in  which  case  we  have 
vegetables  and  minerals  in  the  same  class  to  compare  it  with  and  to  dis- 
tinguish it  from.  Whatever  we  take  as  a  defining  quality  must  not  belong 
to  these.  At  the  same  time  our  defining  quality  must  belong  to  all  ani- 
mals, must  be  deep  enough  to  characterize  alike  an  elephant,  a  human 
being,  an  eagle,  a  crawfish,  —  it  takes  no  account  of  classes  inside  its  term. 
If  we  find  the  qualities  to  be  life,  organism,  sensation,  voluntary  motion, 
these  traits  have  presumably  been  tested  with  reference  to  the  other  species 
of  the  class,  and  found  not  to  belong  to  minerals  and  vegetables.  Two  of 
the  qualities,  indeed,  life  and  organism,  an  animal  shares  with  a  vegetable, 
but  the  mineral  does  not  have  them  ;  and  when  it  comes  to  sensation  and 
voluntary  motion,  the  vegetable  in  turn  is  excluded,  leaving  these  as  the 
specific  qualities  of  the  animal.  Thus,  as  related  to  each  other  species  of 
the  class,  the  animal  maintains  its  separateness.  Some  such  process  of 
comparison  and  exclusion  as  this,  more  or  less  comprehensive,  obtains  in 
the  making  of  every  definition. 

In  the  effort  to  make  this  kind  of  exposition  complete,  and 
especially  to  give  it  literary  acceptability,  several  stages  or 
processes  of  defining  have  here  to  be  noted* 


EXPOSITION. 


559 


i.  The  Core  of  Definition.  —  With  the  broad  range  of  defi- 
nition in  mind,  this  is  the  term  by  which  we  may  designate 
its  inner  mould,  what  is  otherwise  called  logical  definition. 
By  this  is  meant  a  concise  statement  of  the  trait  or  traits 
most  essential  to  an  object.  In  its  strict  construction  it  is 
reducible  to  two  processes.  First,  the  object  to  be  denned 
is  identified  with  a  class  of  objects.  Secondly,  its  particular 
place  in  the  class  is  determined  by  some  distinguishing  trait 
or  traits.  Another  name  for  logical  definition  is,  definition 
by  genus  and  differentia,  these  Latin  terms  denoting  what  is 
determined,  respectively,  in  these  two  stages  of  the  state- 
ment. 

Examples.  —  The  common  definition  of  mathematics  as  "the  science 
of  quantity  "  represents  each  of  these  stages  by  a  single  word.  Its  class 
or  genus,  "  science,"  ranks  it  alongside  of  biology,  physics,  and  the  numer- 
ous other  sciences  ;  its  species,  "  quantity,"  differentiates  it  from  all  other 
sciences  by  giving  it  a  field  all  its  own. 

Some  other  accepted  definitions  may  here  be  tabulated  by  genus  and 
differentia. 


Elasticity  is  . 
Literature  is 

A  circle  is  .  . 


Faith  is 


Genus, 
the  power  of  bodies 

the  written  record  . 


a  plane  figure 


certitude 


Differentia. 

to  recover  their  form  after 
compression. 

of  valuable  thought  having 
other  than  merely  prac- 
tical purposes. 

contained  by  one  line  every- 
where equally  distant 
from  a  point  within  called 
the  centre. 

with  respect  to  matters 
in  which  verification  is 
unattainable. 


Such  are  strict  logical  definitions;  but  also  under  the  more  extended 
and  literary  definitions  may  generally  be  found  a  recognition  of  genus  and 
species,  each  of  which  is  carefully  determined.  Take  for  example  the 
following:  — 


560 


THE  LITERARY  TYPES. 


"  By  Conservatism 
is  meant 


that   preference  for  and 

indulgence  to 

that  faith  in 

that  distrust  of 


what  is  already  established, 
what  has  been  tried, 
and   that  distrust  of what  exists  only  in  specu- 
lation, 
which    never    wholly    forsakes    every    sound 
politician,  of  whatever  party."  * 

Here  the  genus  is  determined  not  by  a  single  term,  but  by  a  cumulative 
employment  of  related  terms2;  while  the  successive  terms  of  the  differ- 
entia are  chosen  according  to  their  fitness  to  the  genus. 

Of  a  logical  definition  there  are  four  necessary  requisites:  — 
i.    It   should   cover  all    cases   or   individuals   of   the   idea 
denned. 

2.  It  should  exclude  all  objects  not  bearing  the  same  name.3 

3.  It  should  not  introduce  for  denning  purposes  the  name 
of  the  thing  to  be  defined,  or  any  direct  derivation  of  it. 

Note.  —  This  crude  use  of  names  in  definition  has  sometimes  been 
shown  up  humorously;  as  when  an  archdeacon  was  defined  by  Punch  as 
"  a  man  who  performs  archdiaconal  functions."  Shakespeare4  thus  makes 
Bardolph  define  accoynmodated:  "  Accommodated  :  that  is,  when  a  man  is, 
as  they  say,  accommodated;  or  when  a  man  is,  being,  whereby  a'  may  be 
thought  to  be  accommodated;  which  is  an  excellent  thing." 

4.  It    should    be    expressed    in    terms    simpler    and    more 
familiar  than  the  term  that   designates   the   defined   object. 
This    applies   also   to  a  definition   for   scientific   distinctior 
which,   though  employing    technical    terms,   is    essentially 
simplification  in  the  vocabulary  of  that  science. 

Note. — The  definition  of  Oak,  on  p.  556,  above,  exemplifies  the  scie 
tific  manner  of  defining  in  technical  terms. 

1  Payne,  Burke,  Select  Works,  Vol.  i,  Introd.,  p.  xi. 

2  See  under  Finding  the  Right  Shade  of  Meaning,  p.  47,  above. 

3  "  A  complete  definition  distinguishes  the  thing  defined  from  everything  else ; 
it  denotes,  as  you  know,  'the  species,  the  whole  species,  and  nothing  but  the 
species.'  "  —  Stedman,  The  Nature  and  Elements  of  Poetry,  p.  20. 

4  King  Henry  IV,  Act  iii,  Scene  2. 


EXPOSITION.  561 

Of  definitions  not  sufficiently  mindful  of  simplifying  terms,  Dr.  Johnson's 
famous  definition  of  Network  has  caused  much  amusement :  "  Network 
(net  and  work).  Anything  reticulated  or  decussated,  at  equal  distances, 
with  interstices  between  the  intersections." 

To  these  should  ordinarily  be  added,  as  a  secondary  requi- 
site, brevity.  That  is,  the  expositor  should  name  the  smallest 
number  of  attributes  that  will  be  adequate  to  distinguish  the 
thing,  and  these  should  be  the  most  essential,  the  most  char- 
acteristic possible. 

Nothing  in  literature  is  more  difficult  to  originate,  or  when 
originated  a  more  valued  achievement,  than  an  accurate  defi- 
nition. A  good  definition  takes  its  place  at  once  in  the  stand- 
ard currency  of  thinking  minds ;  and  the  keenest  intellects 
are  at  work  all  the  while  in  the  endeavor  to  get  the  great 
objects  of  thought  in  every  department  into  closer  and 
clearer  bounds  of  definition. 

Note.  —  Many  of  the  largest  and  commonest  concepts,  —  as,  for  instance, 
poetry,  inspiration,  revelation,  eloquence,  nature,  imagination,  humor,  — 
are  the  despair  of  logical  definers,  not  because  they  are  vague,  but  because 
they  are  so  complex  and  inclusive.  Of  a  certain  large  concept  of  this  kind 
the  answer  once  made  by  a  thinker  who  was  asked  to  define  it  was :  "  I 
know  when  you  do  not  ask  me." 

A  felicitous  definition  may  become  famous  and  make  its  author  famous. 
Such  is  Buffon's  epigrammatic  definition  of  style,  "  The  style  is  the  man 
himself,"  and  Dean  Swift's  definition  of  it  as  "  proper  words  in  proper 
places."  Nothing  is  said  here,  by  the  way,  of  the  adequacy  of  these  defini- 
tions,—  only  of  their  celebrity.  Matthew  Arnold  in  his  day  had  an  emi- 
nently defining  mind  ;  and  some  of  his  definitions  were  the  centres  of  much 
discussion  among  thinkers,  for  and  against.  As  instances,  take  his  defi- 
nition of  criticism,  "  a  disinterested  endeavor  to  learn  and  propagate  the 
best  that  is  known  and  thought  in  the  world";  and  his  definition  of  God 
as  "  the  enduring  power  not  ourselves,  which  makes  for  righteousness." 
His  prose  is  valuable  reading  to  stimulate  clear-cut  and  discriminated 
thinking. 

2.  Analysis  of  Definition.  —  For  literary  and  popular  pur- 
poses logical  definition  constitutes  only  a  core  or  nucleus  of 


562  THE  LITERARY  TYPES. 


the  exposition  ;  and,  important  though  it  is,  it  is  too  severe 
and  compact  to  be  impressive.  Some  means  of  detaining  the 
reader's  mind  upon  it,  and  of  making  him  suitably  aware  of 
what  in  it  is  distinctive  and  vital,  have  to  be  adopted.1  The 
core  is  still  there,  but  around  it  has  to  be  built  a  body  of 
literary  and  amplifying  tissue,  which  in  a  liberal  sense  we 
may  call  the  analysis  of  the  definition. 

The  following  are  the  most  salient  ways  in  which  such 
analysis  is  conducted. 

i.  By  explaining  the  terms  in  which  the  definition  is 
expressed ;  which,  though  presumably  more  simple  than  the 
name  of  the  notion,  may  still  need  exegesis  in  order  that 
their  exact  shading,  or  inclusion,  or  distinction  from  other 
terms,  may  be  exhibited.  The  means  employed  thus  to  deter- 
mine the  significance  of  words  are  given  on  p.  576,  below. 

2.  By  explication  of  the  definition  as  a  proposition  ;  that 
is,  by  enlarging  on  its  statements,  pointing  out  what  it 
implies  or  involves,  and  concentrating  attention  on  what  is 
of  special  importance.     This  kind  of  explication  is  treated  of, 

PP-  578~582>  below. 

3.  By  what  is  called  genetic  definition  (from  ycVco-ts,  gener- 
ation,  genesis) ;  that  is,  instead  of  treating  the  object  by  genus 
and  differentia,  giving  rather  its  causes  or  agencies  and  then 
describing  how  it  is  produced ;  as  when,  for  instance,  in 
defining  a  circle,  the  expositor  does  not  say  what  it  is  but 
shows  how  to  draw  one.  This  way  of  defining,  while  for  ordi- 
nary uses  equally  accurate,  is  much  more  lucid  and  suggestive 
than  the  severe  logical  definition. 

Examples.  —  1.  For  examples  of  the  exegesis  of  terms,  see  p.  577, 
below.  Not  all  terms  have  to  be  thus  fixed;  and  it  is  poor  economy  to 
explain  terms  that  do  not  contribute  something  vital  to  the  exposition,  or 
that  are  not  utilized.     This  is  a  matter  for  the  expositor's  good  sense. 

2.  Examples  of  explication  occur  at  the  beginning  of  all  these  chapters 

1  For  these  as  objects  of  amplification  in  general,  see  above,  pp.  462-464. 


EXPOSITION.  563 

on  The  Literary  Types,  where  first  the  definition  is  given,  then  a  series  of 
paragraphs  singling  out  its  vital  points;  see,  for  instance,  the  definition  of 
Description,  on  pp.  477  sq.,  above. 

3.  The  following  account  of  the  Grand  Style  is  a  genetic  definition; 
that  is,  it  goes  to  the  causes  and  describes  how  the  grand  style  is  pro- 
duced; further,  when  this  is  done,  it  goes  on  to  explicate  the  definition 
step  by  step,  fixing  chief  attention  finally  on  one  particular  stage  of  it :  — 
"  Let  us  try,  however,  what  can  be  said,  controlling  what  we  say  by  exam- 
ples. I  think  it  will  be  found  that  the  grand  style  arises  in  poetry,  when  a 
noble  nature,  poetically  gifted,  treats  with  sifnplicity  or  with  severity  a  serious 
subject.  I  think  this  definition  will  be  found  to  cover  all  instances  of  the 
grand  style  in  poetry  which  present  themselves.  I  think  it  will  be  found 
to  exclude  all  poetry  which  is  not  in  the  grand  style.  And  I  think  it  con- 
tains no  terms  which  are  obscure,  which  themselves  need  defining.1  Even 
those  who  do  not  understand  what  is  meant  by  calling  poetry  noble,  wTill 
understand,  I  imagine,  what  is  meant  by  speaking  of  a  noble  nature  in  a 
man.  But  the  noble  or  powerful  nature  —  the  bedeutendes  Individuum  of 
Goethe  —  is  not  enough.  For  instance,  Mr.  Newman  has  zeal  for  learning, 
zeal  for  thinking,  zeal  for  liberty,  and  all  these  things  are  noble,  they 
ennoble  a  man ;  but  he  has  not  the  poetical  gift :  there  must  be  the  poet- 
ical gift,  the  '  divine  faculty,'  also.  And  besides  all  this,  the  subject  must 
be  a  serious  one  (for  it  is  only  by  a  kind  of  license  that  we  can  speak  of 
the  grand  style  in  comedy) ;  and  it  must  be  treated  with  simplicity  or  sever- 
ity. Here  is  the  great  difficulty :  the  poets  of  the  world  have  been  many ; 
there  has  been  wanting  neither  abundance  of  poetical  gift  nor  abundance 
of  noble  natures  ;  but  a  poetical  gift  so  happy,  in  a  noble  nature  so  cir- 
cumstanced and  trained,  that  the  result  is  a  continuous  style,  perfect  in 
simplicity  or  perfect  in  severity,  has  been  extremely  rare.  One  poet  has 
had  the  gifts  of  nature  and  faculty  in  unequalled  fulness,  without  the  cir- 
cumstances and  training  which  make  this  sustained  perfection  of  style  pos- 
sible. Of  other  poets,  some  have  caught  this  perfect  strain  now  and  then, 
in  short  pieces  or  single  lines,  but  have  not  been  able  to  maintain  it  through 
considerable  works ;  others  have  composed  all  their  productions  in  a  style 
which,  by  comparison  with  the  best,  one  must  call  secondary."  2 

3.  Supplementation  of  Definition.  —  Exposition  intensive,  in 
its  search  for  the  whole  depth  or  inclusion  of  an  idea,  is  far 

1  Observe  that  the  definition,  as  soon  as  made,  is  tested  for  three  of  the  requi- 
sites of  definition  given  on  p.  560,  above. 

2  ARNOLD,  On  Translating  Homer,  p.  265. 


564  THE  LITERARY   TYPES. 

from  satisfied  with  logical  definition,  however  enlarged  or 
analyzed.  Various  supplemental  processes  there  are,  which 
on  occasion  are  resorted  to,  either  as  an  aid  to  unskilled 
minds  or  as  a  means  of  bringing  the  object  explained  into 
the  sphere  of  everyday  ideas.  The  following  are  the  most 
prominent  of  these. 

i.  Logical  description,  taking  an  object  which  severe 
definition  would  leave  too  compendious  or  abstruse,  labors  to 
make  it  plain  and  familiar.  In  its  mechanism  and  accessories 
it  is  not  unlike  other  description ;  only,  being  an  instrument 
of  exposition,  it  deals  with  a  generalized  object  and  gives 
not  individual  but  class  details.1  These  details,  however,  in 
accordance  with  the  descriptive  spirit,  are  selected  for  their 
picturing  or  simplifying  quality ;  and  thus  they  supplement 
the  definition  by  giving  derived  and  secondary  character- 
istics,  in  addition  to  the  primitive  and  generative  ones. 

Examples.  —  Logical  description  can  best  be  exemplified  by  comparing 
it  with  a  definition.  Take  for  instance  the  scientific  definition  of  a  steam- 
engine,  and  put  by  the  side  of  it  a  description  of  the  same :  — 


Definition  :  "  A 
steam-engine  is  a  ma- 
chine in  which  the 
elastic  force  of  steam 
is  the  motive  power."2 


Description  :  "  The  name  steam-engine 
most  persons  brings  the  idea  of  a  machine  of  the 
most  complex  nature,  and  hence  to  be  understood 
only  by  those  who  will  devote  much  time  to  the 
study  of  it;  but  he  that  can  understand  a  common 
pump  may  understand  a  steam-engine.  It  is,  in 
fact,  only  a  pump  in  which  the  fluid  passing  through 
it  is  made  to  impel  the  piston  instead  of  being 
impelled  by  it,  that  is  to  say,  in  which  the  fluid 
acts  as  the  power,  instead  of  being  the  resistance."3 

Here  is  selected  the  characteristic  that  may  be  most  universally  under- 
stood, "  a  pump,"  and  this  serves  both  to  picture  and  to  explain  the 
steam-engine,  while  it  helps  rather  than  interferes  with  the  definition. 

Logical  description  is  of  special  service  in  the  exposition  of  processes. 

1  Compare  p.  477,  2,  above. 

2  Gage,  Text-Book  of  the  Elements  of  Physics,  p.  175. 

3  Arnott,  Elements  of  Physics,  Vol.  i,  p.  y]^. 


■I 


EXPOSITION.  565 

A  good  example  is  Dr.  Andrew  Wilson's  description  of  the  process  of 
inflammation,  and  the  function  of  the  white  blood  corpuscles  (leucocytes) 
therein,  under  the  analogy  of  a  battle.     Here  are  a  few  sentences  :  — 

"  The  leucocytes  are  the  defending  army,  their  roads  and  lines  of  com- 
munications the  blood-vessels.  Every  composite  organism  maintains 
a  certain  proportion  of  leucocytes  as  representing  its  standing  army. 
When  the  body  is  invaded  by  bacilli,  bacteria,  micrococci,  chemical  or 
other  irritants,  information  of  the  aggression  is  telegraphed  by  means  of 
the  vaso-motor  nerves  (those  governing  the  movements  of  blood-vessels), 
and  leucocytes  rush  to  the  attack;  re-enforcements  and  recruits  are  quickly 
formed  to  increase  the  standing  army,  sometimes  two,  three,  or  four  times 
the  normal  standard.  In  the  conflict  cells  die,  and  often  are  eaten  by  their 
companions  ;  frequently  the  slaughter  is  so  great  that  the  tissue  becomes 
burdened  by  the  dead  bodies  of  the  soldiers  in  the  form  of  pus,  the  activity 
of  the  cell  being  testified  by  the  fact  that  its  protoplasm  often  contains 
bacilli,  etc.,  in  various  stages  of  destruction."1 

2.  Exemplification,  as  an  expository  process,  stands  next 
in  importance  to  definition  itself.  It  is  the  selection  of  an 
individual  object  to  represent  the  species  ;  for  which  reason  a 
scientific  example  is  called  a  specimen.  The  obvious  utility 
of  exemplification,  to  translate  from  abstract  to  concrete,  is 
seen  in  the  extensive  use  of  pictures  and  models,  in  the  quoted 
sentences  appended  to  definitions  of  words  in  dictionaries, 
and  the  like. 

Note.  —  It  seems  almost  superfluous  to  give  examples  of  exemplifica- 
tion here,  because  all  the  principles,  usages,  and  processes  treated  of  in 
the  present  text-book  are  illustrated  by  exemplification.  This,  as  follow- 
ing immediately  on  definition,  makes  the  whole  book  a  work  of  exposition, 
employing  these  two  processes  as  its  paramount  instruments. 

Two  qualities  should  be  had  in  mind,  in  choosing  an 
example.  First,  its  embodiment  of  the  idea  or  property  in 
question  should  be  salient  and  striking,  as  it  is  selected 
for  this  particular  thing.  Secondly,  it  should  be  as  pure 
and    typical    as    possible,    and    as    free    from    extraneous    or 

1  The  Battle  of  the  Cells,  Harper's  Magazine,  Vol.  xciii,  p.  143.  These  particular 
sentences,  however,  are  quoted  by  J)r.  Wilson  from  Mr.  J.  Bland  Sutton. 


566  THE   LITERARY   TYPES. 

exceptional  elements.  A  perfect  exemplification  is  wellnigh 
as  valuable,  in  the  realm  of  interpretation,  as  a  perfect 
definition. 

Note.  —  If,  for  instance,  we  were  seeking  to  exemplify  crystallization 
by  exhibiting  a  real  crystal,  we  should  look  for  one  as  free  as  possible  from 
imperfections,  and  we  should  leave  out  of  account  the  breaks  and  disloca- 
tions that  are  found  in  the  majority  of  specimens.  These  are  individual 
and  accidental ;  they  do  not  belong  to  the  class.  In  like  manner,  especially 
in  exemplifying  intricate  subjects,  it  is  advisable  to  illustrate,  as  far  as  may 
be,  one  thing  at  a  time ;  an  example  may  easily  be  confusing  by  being  too 
complex. 

3.  Antithesis,  in  exposition,  is  a  very  lucid  means  of 
exhibiting  important  distinctions  between  ideas  that  super- 
ficially are  much  alike.  Its  use,  therefore,  is.  not  so  much  in 
displaying  contrary  ideas,  —  which  contrast,  in  fact,  is  obvious 
without  explanation,  —  as  in  finding  the  point  where  two  like 
ideas  are  in  sharp  distinction ;  which  point  will  be  found  to 
contain  the  most  distinctive  feature  of  each. 

Examples.  —  The  following,  drawing  a  distinction  between  poetry  and 
eloquence,  ideas  in  large  proportion  alike,  reduces  this  distinction  to  a  ser- 
viceable antithesis  :  — 

"  Poetry  and  eloquence  are  both  alike  the  expression  or  utterance  of 
feeling:  but,  if  we  may  be  excused  the  antithesis,  we  should  say  that  elo- 
quence is  heard ;  poetry  is  overheard.  Eloquence,  supposes  an  audience. 
The  peculiarity  of  poetry  appears  to  us  to  lie  in  the  poet's  utter  uncon- 
sciousness of  a  listener.  Poetry  is  feeling  confessing  itself  to  itself  in 
moments  of  solitude,  and  embodying  itself  in  symbols  which  are  the  near- 
est possible  representations  of  the  feeling  in  the  exact  shape  in  which  it 
exists  in  the  poet's  mind.  Eloquence  is  feeling  pouring  itself  out  to  other 
minds,  courting  their  sympathy,  or  endeavoring  to  influence  their  belief,  or 
move  them  to  passion  or  to  action."  * 

The  following,  by  a  skilful  exegesis  of  terms,  shows  that  happiness 
and  joy,  though  ideas  almost  wholly  coincident,  have  a  point  of  exact 
antithesis  :  — 

"  Now  there  is  even  a  distinction  of  kind  between  the  two,  a  distinction 
beautifully  represented  in  the  words  themselves.    Thus  happiness,  according 

I  Mill,  Dissertations  and  Discussions,  Vol.  i,  p.  97. 


EXPOSITION.  SGI 

to  the  original  use  of  the  term,  is  that  which  happens,  or  comes  to  one 
by  a  hap,  that  is,  by  an  outward  befalling,  or  favorable  condition.  Some 
good  is  conceived,  out  of  the  soul,  which  comes  to  it  as  a  happy  visitation, 
stirring  in  the  receiver  a  pleasant  excitement.  It  is  what  money  yields,  or 
will  buy;  dress,  equipage,  fashion,  luxuries  of  the  table;  or  it  is  settlement 
in  life,  independence,  love,  applause,  admiration,  honor,  glory,  or  the  more 
conventional  and  public  benefits  of  rank,  political  standing,  victory,  power. 
All  these  stir  a  delight  in  the  soul,  which  is  not  of  the  soul,  or  its  quality, 
but  from  without.  Hence  they  are  looked  upon  as  happening  to  the  soul 
and,  in  that  sense,  create  happiness.  ...  But  joy  differs  from  this,  as 
being  of  the  soul  itself,  originating  in  its  quality.  And  this  appears  in 
the  original  form  of  the  word ;  which,  instead  of  suggesting  a  hap,  literally 
denotes  a  leap,  or  spring.  .  .  .  The  radical  idea  then  of  joy  is  this;  that 
the  soul  is  in  such  order  and  beautiful  harmony,  has  such  springs  of  life 
opened  in  its  own  blessed  virtues,  that  it  pours  forth  a  sovereign  joy  from 
within.  The  motion  is  outward  and  not  toward,  as  we  conceive  it  to  be  in 
happiness.  It  is  not  the  bliss  of  condition,  but  of  character.  There  is,  in 
this,  a  well-spring  of  triumphant,  sovereign  good,  and  the  soul  is  able  thus 
•to  pour  out  rivers  of  joy  into  the  deserts  of  outward  experience.  It  has  a 
light  in  its  own  luminous  centre,  where  God  is,  that  gilds  the  darkest  nights 
of  external  adversity,  a  music  charming  all  the  stormy  discords  of  outward 
injury  and  pain  into  beats  of  rhythm,  and  melodies  of  peace."1 

Here  the  antithesis  is  :  happiness  comes  from  without ;  joy  springs  up 
from  within. 

Another  application  of  antithesis  in  exposition  is  the 
employment  of  the  obverse,  as  means  of  exhibiting  what 
the  idea  is  by  setting  over  against  it  what  it  is  not.  This  has 
been  sufficiently  explained  and  exemplified  above,  p.  466,  2. 

4.  Analogy,  by  which  is  meant  similarity  of  relation  in 
diverse  subjects,  is  a  much-valued  means  of  making  clear 
the  relations  between  ideas.  Taking  obscure  and  remote 
principles  of  things,  it  makes  them  familiar  by  identifying 
them  with  principles  that  we  see  all  around  us  ;  and  thus 
the  abstruse  becomes  simple. 

Examples.  —  The  following  is  an  illustration,  and  so  an  exposition, 
of  the  sudden  outbreak  of  the  French  Revolution :  "  But  thus  may  any 
chemical   liquid,  though  cooled   to   the  freezing-point,   or  far  lower,  still 

1  Bushnell,  Sermons  for  the  New  Life,  p.  226. 


563  THE   LITERARY   TYPES. 

continue  liquid;  and  then,  on  the  slightest  stroke  or  shake,  it  at  once  rushes 
wholly  into  ice.  Thus  has  France,  for  long  months  and  even  years,  been 
chemically  dealt  with ;  brought  below  zero  ;  and  now,  shaken  by  the  Fall 
of  a  Bastille,  it  instantaneously  congeals :  into  one  crystallised  mass,  of 
sharp-cutting  steel !  "  l 

The  following  analogy  is  used  to  illustrate  how  one's  own  egoism  is  the 
centre  of  its  peculiar  world  of  events :  "  An  eminent  philosopher  among 
my  friends,  who  can  dignify  even  your  ugly  furniture  by  lifting  it  into  the 
serene  light  of  science,  has  shown  me  this  pregnant  little  fact :  Your  pier 
glass  or  extensive  surface  of  polished  steel,  made  to  be  rubbed  by  a  house- 
maid, will  be  minutely  and  multitudinously  scratched  in  all  directions;  but 
place  now  against  it  a  lighted  candle  as  a  centre  of  illumination,  and  lo ! 
the  scratches  will  seem  to  arrange  themselves  in  a  fine  series  of  concentric 
circles  round  that  little  sun.  It  is  demonstrable  that  the  scratches  are 
going  everywhere  impartially,  and  it  is  only  your  candle  which  produces 
the  nattering  illusion  of  a  concentric  arrangement,  its  light  falling  with  an 
exclusive  optical  selection.  These  things  are  a  parable.  The  scratches 
are  events,  and  the  candle  is  the  egoism  of  any  person  now  absent  —  of 
Miss  Vincy,  for  example.  Rosamond  had  a  Providence  of  her  own,  who 
had  kindly  made  her  more  charming  than  other  girls,  and  who  seemed  to 
have  arranged  Fred's  illness  and  Mr.  Wrench's  mistake  in  order  to  b 
her  and  Lydgate  within  effective  proximity."2 

It  is  often  remarked  that  analogy,  as  a  form  of  argument, 
is  precarious.  This  is  true ;  in  the  next  chapter  we  shall  see 
why.8  As  an  instrument  of  exposition,  however,  analogy  is 
of  great  value.  Its  distinctive  function  is  to  illustrate ;  in 
argument,  too,  this  is  so.  While  we  must  be  cautious  about 
depending  on  it  as  establishing  the  truth  of  a  position,  yet 
not  infrequently  it  may  so  clearly  elucidate  the  relations  of 
the  question  that  the  truth  of  it  becomes  self-evident. 

II. 

Exposition  Extensive:  Division.  — Treating  an  object  not  as 
a  specific  thing  or  member  of  a  class  but  as  a  whole  class  in 
itself  —  determining,  that  is,  the  breadth  or  range  over  which 

1  Carlyle,  French  Revolution,  Vol.  i,  p.  205. 

2  George  Eliot,  Middlemarch,  Chap,  xxvii. 

8  See  below,  p.  615.     For  analogy  in  general,  see  above,  p.  77. 


jnt, 


EXPOSITION.  569 

its  application  extends  —  results  in  a  process  complementary 
to  definition,  the  process,  namely,  of  division. 

Note.  —  In  defining  an  animal,  on  p.  558,  above,  the  qualities  sought 
were  what  belonged  to  the  object  before  any  thought  of  its  different  kinds 
was  considered.  The  animal  was  simply  viewed  as  a  species  in  the  larger 
class  of  material  things,  and  the  features  that  distinguished  it  from  other 
material  things  were  singled  out.  But  now,  in  turn,  we  may  take  this 
same  object  as  a  class,  and  institute  inquiry  how  many  kinds  of  animals 
there  are,  and  on  what  principles  they  are  distinguished  from  each  other; 
this  leads  to  determining  the  various  classes,  orders,  genera,  and  species 
that  make  up  the  vast  animal  kingdom. 

Division,  as  a  literary  process,  and  classification,  as  a 
scientific  process,  are  in  principle  exactly  the  same,  requiring 
the  same  mental  acumen  and  accuracy.  The  literary  view  is 
here  adopted  because  the  capacities  of  average  readers  must 
be  kept  in  mind,  and  therefore  not  thoroughness  alone  but 
simplicity  must  be  worked  for.  In  literary  presentation  the 
processes  of  division  and  subdivision  are  not  ordinarily  car- 
ried to  so  minute  stages  as  scientific  severity  requires  ;  though 
as  far  as  they  go  they  are  subject  to  the  same  laws. 

For  the  requirements  of  a  rhetorical  outfit  there  are  to  be 
distinguished  two  aspects  of  division. 

1.  Logical  Division.  —  This  is  the  core  of  exposition  exten- 
sive, as  logical  definition  is  of  exposition  intensive.  On  its 
scale,  large  or  minute,  it  works  for  thoroughness ;  seeking, 
that  is,  to  cover  a  whole  range  of  concepts  in  such  way  that 
no  distinction  of  that  scale  be  left  unaccounted  for.  Its 
highest  problem  is  to  make  its  work  self-verifying  ;  that  is, 
to  secure  such  mutual  relation  between  the  members,  and 
such  covering  of  the  field  traversed,  as  shall  be  a  guarantee 
to  the  mind  of  writer  and  reader  of  a  complete  and  closed 
circuit.  For  this,  rules  go  only  a  little  way  ;  it  must  come 
mostly  by  logical  tact. 

The  following  details  of  logical  division,  with  the  laws 
governing  them,  must  be  kept  in  mind. 


570  THE  LITERARY  TYPES. 

i.  The  principle  of  division.  By  this  is  meant  a  certain 
definite  character  attributed  to  the  whole  field  of  view,  tc 
which  all  the  dividing  members  are  equally  related.  It  is 
analogous  to  the  point  of  view  as  determining  the  details  of 
a  field  of  description.1 

Note.  —  It  is  obvious,  then,  that  the  same  field  of  concepts  may  be 
divided  in  many  different  ways,  according  to  the  principle  adopted.  Thus, 
on  the  principle  of  race,  mankind  would  be  divided  into  Caucasians,  Mon- 
golians, Malays,  etc. ;  on  the  principle  of  religion,  into  Christians,  Jews, 
Mohammedans,  etc.;  on  the  principle  of  language,  into  Aryans,  Semites, 
Turanians,  etc.  So,  too,  the  people  of  any  nation  are  popularly  divided 
on  the  principle  of  social  orders,  into  the  aristocracy  (or  upper  classes),  the 
middle  class,  the  lower  classes. 

In  the  beginning  of  his  Introduction  to  the  Classification  of  Animals 
Professor  Huxley,  after  mentioning  several  principles  of  classification 
adopted  by  others  —  as  the  principle  of  physiological  function,  the  principle 
of  geographical  distribution,  the  principle  of  succession  in  time  (as  control- 
ling in  Paleontology)  —  avows  as  his  principle  of  classification,  anatomical 
structure. 

Two  things  are  requisite  in  the  character  taken  as  the 
principle  of  division  :  first,  it  must  be  the  same  for  all  the 
members  —  in  other  words,  one  principle — otherwise  cross- 
division  and  therefore  confusion  results ;  secondly,  it  must 
be  a  literal  character,  that  is,  not  based  on  figure  or  fancy, 
and  essential,  that  is,  not  put  on  arbitrarily  without  regard  to 
the  object's  nature. 

Examples. —  i.  Of  mixed  principles  of  division.  If  we  should  divide 
literature  into  prose,  verse,  history,  fiction,  and  religious  literature,  the 
first  two  divisions  would  be  on  the  principle  of  expression,  the  third  and 
fourth  on  the  principle  of  kind  of  material,  and  the  fifth  on  the  principle 
of  aim  or  sentiment.  But  fiction  may  also  be  verse,  and  must  be  either 
verse  or  prose,  and  any  of  these  kinds  may  be  religious  ;  —  in  fact,  the 
cross-divisions  are  so  numerous  that  the  whole  list  is  really  no  division  of 
the  subject  at  all. 

1  See  above,  p.  481. 


EXPOSITION.  571 

2.  Of  fanciful  or  arbitrary  principles.  The  following  divisions  are  per- 
haps true  enough  on  other  grounds,  but  they  suffer  from  the  fact  that  they 
seem  to  be  based  on  a  mere  analogy  or  fancy  :  — 

"  For  civil  history,  it  is  of  three  kinds ;  not  unfitly  to  be  compared  with 
the  three  kinds  of  pictures  or  images.  For  of  pictures  or  images,  we  see 
some  are  unfinished,  some  are  perfect,  and  some  are  defaced.  So  of  histo- 
ries we  may  find  three  kinds,  memorials,  perfect  histories,  and  antiquities; 
for  memorials  are  history  unfinished,  or  the  first  or  rough  drafts  of  history; 
and  antiquities  are  history  defaced,  or  some  remnants  of  history  which 
have  casually  escaped  the  shipwreck  of  time."  1 

If,  instead  of  this  analogy,  he  had  avowed  the  principle  of  state 
of  material,  his  division  would  have  had  the  authenticity  of  logical 
classification. 

"  The  knowledge  of  man  is  as  the  waters,  some  descending  from  above, 
and  some  springing  from  beneath  ;  the  one  informed  by  the  light  of  nature, 
the  other  inspired  by  divine  revelation.  The  light  of  nature  consisteth  in 
the  notions  of  the  mind  and  the  reports  of  the  senses  :  for  as  for  knowledge 
which  man  receiveth  by  teaching,  it  is  cumulative  and  not  original ;  as  in 
a  water  that  besides  his  own  springhead  is  fed  with  other  springs  and 
streams.  So  then,  according  to  these  two  differing  illuminations  or  origi- 
nals, knowledge  is  first  of  all  divided  into  divinity  and  philosophy."  2 

In  this  last  sentence  the  logical  principle,  the  principle  of  origin,  is 
brought  out;  but  the  analogy  of  waters,  while  giving  imaginative  zest  to 
the  division,  obscures  its  logical  soundness. 

2.  The  members  of  the  division.  By  these  are  meant  the 
several  parts  or  distinctions  which  add  together  to  make  up 
the  whole.  Of  these  it  is  requisite :  first,  that  no  one  member 
cover  the  whole  field  of  division, — there  must  be  more  than 
one  member,  otherwise  there  is  no  division  at  all ;  secondly, 
that  all  the  members  together  cover  the  whole  field,  no  more 
and  no  less ;  thirdly,  that  each  member  exclude  from  its  par- 
ticular field  each  and  every  other. 

Note.  —  If,  for  example,  a  classification  of  geometrical  figures  should 
contain  plane  figures,  parallelograms,  rectangles,  and  polygons,  the  mem- 
bers would  not  be  mutually  exclusive,  for  plane  figures  would  include  all 
the  others,  and  parallelograms  would  include  also  rectangles.     Nor  would 

1  Bacon,  Advancement  of  Learning,  Book  ii,  p.  90. 

2  lb.,  p.  105. 


572  THE  LITERARY  TYPES. 


the  members  taken  together  equal  the  whole,  because  solid  figures  are  no 
included  under  the  dividing  members  at  all.  In  fact,  the  first  division  o 
all,  which  should  be  into  plane  and  solid,  is  neglected,  and  the  member; 
given  are  really  .^divisions  of  plane  figures. 

A  sense  of  the  need  of  exclusion  between  dividing  members  is  recog 
nized  in  the  commonest  thinking.  For  example,  the  old  colloquia'. 
description  of  something  nondescript  or  anomalous  as  "  neither  fish  noi 
flesh  nor  good  red  herring  "  derives  its  point  from  the  fact  that  the  first 
member  includes  also  the  third. 

3.  The  completeness  of  the  division.  The  requisite  that 
the  dividing  members  taken  together  shall  equal  the  divided 
whole  gives  rise  to  the  chief  difficulty  in  logical  division,  the 
difficulty,  namely,  of  making  sure  that  all  the  coordinate  dis- 
tinctions of  the  case  are  mentioned.  Any  distinction  left 
out  might,  if  supplied,  invalidate  the  whole  process ;  hence 
the  necessity  of  covering  the  whole  field. 

The  simplest  guarantee  of  completeness  in  division  is  what 
is  called  bifurcate  classification,  wherein  each  superior  class 
is  divided  into  two  inferior  classes  distinguished  by  the 
possession  or  non-possession  of  the  quality  taken  as  basis. 
While  in  some  cases  this  manner  of  division  is  barren,  even 
absurd,  it  is  especially  useful  in  preparing  a  question  for 
indirect  argument ! ;  useful  also  in  determining  the  relative 
rank  of  a  quality,  whether  immediate  or  mediate,  — whether 
a  main  division  or  a  subdivision.2 

Examples.  —  Thus,  by  this  method  angles  would  be  classified  as 
follows  :  — 

1.  Right  Angles. 

Acute  (less  than  right). 


2.  (Not  right)  Oblique  Angles  , 

v  &     '  4  (  Obtuse  (more  than  right). 

1  See  below,  p.  623. 

2  "  It  would  be  a  great  mistake  to  regard  this  arrangement  as  in  any  way  a  pecu- 
liar or  special  method ;  it  is  not  only  a  natural  and  important  one,  but  it  is  the  inevi- 
table and  only  system  which  is  logically  perfect,  according  to  the  fundamental 
laws  of  thought."  —  Jevons,  Principles  of  Science,  Vol.  ii,  p.  371.  Another  name 
for  this  manner  of  division  is  dichotomy.  In  ancient  Greek  logic  the  illustration  of 
it,  as  it  was  carried  out  to  successive  subdivisions,  was  called  the  Tree  of  Porphyry. 
See  Hyslop,  Elements  of  Logic,  p.  97. 


EXPOSITION.  573 

Here  evidently  the  whole  field  is  covered.  So  also  Lord  Bacon's  classi- 
fication of  natural  history,  though  given  by  him  in  fhree  divisions,  reduces 
itself  to  the  bifurcate  division  with  subdivision  :  — 


Nature  in  course  —  creatures 
Nature  not  in  course 


<  Perverted  —  marvels. 


(  Improved  —  arts. 

For  literary  purposes,  however,  the  taking  of  a  larger 
number  of  divisions  has  the  advantage  of  obviating  the 
necessity  of  so  minute  subdivision ;  while  in  many  cases 
such  a  range  or  circuit  of  thinking  may  be  devised  as  to 
contain  a  guarantee  of  completeness.  The  divisions  worked 
for,  in  any  case,  in  order  to  cover  the  field,  must  be  few  and 
fundamental,  not  numerous  or  minute. 

Examples. —  Lord  Bacon's  triplicate  division  of  philosophy  contains 
by  its  very  expression  a  sense  of  completeness  :  "  In  philosophy  the  con- 
templations of  man  do  either  penetrate  unto  God,  or  are  circumferred  to 
nature,  or  are  reflected  or  reverted  upon  himself.  Out  of  which  several 
inquiries  there  do  arise  three  knowledges :  divine  philosophy,  natural  phi- 
losophy, and  human  philosophy  or  humanity.  For  all  things  are  marked 
and  stamped  with  this  triple  character,  of  the  power  of  God,  the  difference 
of  nature,  and  the  use  of  man."1 

Similarly,  the  division  reduced  to  bifurcate  above,  by  its  simple  passing 
over  one  stage  of  subdivision  leaves  the  triple  division  as  complete  in 
sense  as  the  other :  "  History  of  nature  is  of  three  sorts :  of  nature  in 
course ;  of  nature  erring  or  varying ;  and  of  nature  altered  or  wrought ; 
that  is,  history  of  creatures,  history  of  marvels,  and  history  of  arts."  2 

2.  Literary  Division,  or  Partition.  —  The  partition  of  a  sub- 
ject for  literary  treatment,  while  the  same  in  essential  method 
as  expository  division,  differs  in  its  object,  which  is  not  so 
much  exhaustive  classification  as  convenience  and  pointed- 
ness.  It  seeks,  that  is,  so  to  display  the  articulation  of  an 
idea  as  to  help  the  reader's  memory  and  realizing  power  in 
retaining  it. 

On  this  aspect  of  division,  two  remarks  are  important. 

1  Bacon,  Advancement  of  Learning,  Book  ii,  p.  105. 

2  lb.,  p.  86. 


574  THE   LITERARY   TYPES. 

i.  While  the  partition  may  or  may  not,  on  its  chosen  scale, 
exhaust  the  aspects  of  the  subject,  it  is  made  as  an  enumera- 
tion of  topics  for  present  treatment,  and  lays  no  claim  to 
completeness.  Its  divisions,  too,  do  not  necessarily  relate 
to  the  subject  as  species  to  genus;  they  are  conceived  merely 
as  a  way  of  sweeping  broadly  over  the  field  of  discussion. 
Fulness  of  treatment  requires  that  no  obvious  department  of 
the  subject,  and  especially  none  whose  presence  would  modify 
or  invalidate  the  rest,  be  left  out.  At  the  same  time,  its 
distinctness  from  the  stricter  exposition  should  be  apparent ; 
it  should  show  for  what  it  is,  a  partition.  This  fact  is  gen- 
erally made  clear  by  an  expressed  or  implied  disavowal  of 
complete  classification,  amounting  to  a  limitation  of  the 
writer's  claim. 

2.  The  divisions  thus  made  have  not  the  necessity  of 
severity  which  strict  exposition  has ;  they  may  be  expressed 
in  epigram,  or  figure,  or  be  determined  by  analogy,  as  the 
pointedness  of  the  thought  may  gain  thereby.  At  the  same 
time,  this  kind  of  division  will  no  more  bear  to  be  fanciful 
or  arbitrary  than  will  logical  division  ;  it  still  aims  to  be 
logically  sound,  though  the  severity  of  the  process  is  covered 
up ;  and  these  literary  forms  of  expression  are  intended  as 
aids  in  displaying  and  enforcing  a  natural  current  of  thought. 

Examples. —  I.  Of  the  subject,  the  plan  of  which  is  given  on  p.  449, 
above,  Burke  thus  announces  the  partition,  also  justifying  the  pains  he 
has  taken  in  thus  dividing  it:  — 

"  My  second  condition,  necessary  to  justify  me  in  touching  the  char- 
ter, is,  whether  the  Company's  abuse  of  their  trust,  with  regard  to  this 
great  object,  be  an  abuse  of  great  atrocity.  I  shall  beg  your  permission 
to  consider  their  conduct  in  two  lights:  first,  the  political,  and  then  the 
commercial.  Their  political  conduct  (for  distinctness)  I  divide  again  into 
two  heads :  the  external,  in  which  I  mean  to  comprehend  their  conduct  in 
their  federal  capacity,  as  it  relates  to  powers  and  states  independent,  or 
that  not  long  since  were  such  ;  the  other  internal,  namely,  their  conduct  to 
the  countries  either  immediately  subject  to  the  Company,  or  to  those  who, 


EXPOSITION.  575 

under  the  apparent  government  of  native  sovereigns,  are  in  a  state  much 
lower,  and  much  more  miserable,  than  common  subjection. 

M  The  attention,  sir,  which  I  wish  to  preserve  to  method  will  not  be 
considered  as  unnecessary  or  affected.  Nothing  else  can  help  me  to  selec- 
tion, out  of  the  infinite  mass  of  materials  which  have  passed  under  my  eye, 
or  can  keep  my  mind  steady  to  the  great  leading  points  I  have  in  view."1 

2.  We  can  rightly  estimate  now  the  divisions  from  Bacon  which  are 
criticised  on  p.  571,  above.  As  determining  a  principle  of  division,  the 
analogies  there  given  are  fallacious;  we  cannot  lean  weight  upon  them; 
but  as  mere  illustration  and  mnemonic  to  aid  in  the  literary  expression  of 
the  division  they  have  their  value. 

II.     EXPOSITION    OF   THE    SYMBOLS    OF   THINGS. 

Distinction  must  be  made  between  actual  objects  on  the 
one  side  and  the  terms  that  name  them  on  the  other.  These 
latter  are  not  things,  but  only  the  symbols  of  things,  serving 
as  the  means  of  bringing  the  things  themselves  into  con- 
sciousness and  comprehension.  As  such  they  are  subject  to 
the  infirmities  of  every  vehicle  of  expression.  Language  is  a 
potent  working-tool,  but  not  perfect ;  and  its  imperfection  is 
most  felt,  naturally,  where  it  has  the  finest  and  exactest  work 
to  do.  On  the  expositor's  side  it  may  not  name  all  that  he 
has  in  mind ;  on  the  reader's  side  it  may  fail  to  convey  a  just 
or  full  conception.  Accordingly,  an  essential  branch  of  expo- 
sition—  half  of  it,  we  may  say  —  has  to  be  taken  up  with 
these  more  or  less  inadequate  symbols  of  things ;  their  mean- 
ing has  to  be  fixed,  sources  of  error  have  to  be  eliminated, 
simplifying  and  elucidative  terms  have  to  be  adduced. 

To  some  extent  this  kind  of  exposition  points  back  over 
the  road  that  we  have  come :  it  takes  up  again  the  use  of 
words,  syntax,  emphasis,  connotation, — the  various  ways  of 
conveying  and  implying  thought.  But  this  it  does  in  inverse 
approach ;  not  now  in  the  attitude  of  creativeness,  but  rather 
of  criticism  and  interpretation.     The  work  that  other  minds 

1  Burke,  Speech  on  The  East  India  Bill,  Select  British  Eloquence,  p.  316, 


576  THE  LITERARY  TYPES. 

have  done,  or  that  our  mind  is  in  act  to  do,  has  by  sucl 
exposition  to  be  revised  and  tested. 


Exegesis  of  Terms.  —  For  exposition  applied  to  words,  as 
they  are  in  themselves  and  as  they  are  deepened  or  colored 
by  association  with  other  words,  we  adopt  here  the  name 
exegesis,  from  the  Greek  e^yeo/xat,  "to  lead  out"  —  a  word 
quite  appropriate  to  our  purpose,  though  heretofore  its  use 
has  been  confined  mostly  to  interpretation  of  Scripture. 

Observe,  such  exegesis  is  applied  not  to  the  bare  and  sim- 
ple word,  but  to  the  word  as  a  term,  that  is,  as  representing  a 
notion  already  in  mind  and  struggling,  as  it  were,  for  recog- 
nition. How  the  word  recognizes  and  portrays  the  notion, 
what  traits  of  the  notion  it  brings  out,  and  wherein,  if  at  all, 
it  falls  short  of  its  idea,  —  such  inquiry  as  this,  an  inquiry 
always  comparing  symbol  and  thing,  is  the  work  of  exegesis. 

Lines  of  Inquiry.  —  A  great  many  lines  of  inquiry  are  open 
to  exegesis  ;  for  the  purpose  of  literary  exposition  we  may 
name  merely  the  three  most  natural  and  important. 

i.  Interrogating  the  source  and  derivation  of  the  word  in 
question.  Almost  all  English  words  that  express  generalized 
ideas  come  ultimately  from  some  language  not  English ;  and 
further,  in  their  source  they  are  more  concrete,  often  express- 
ing visible  objects  or  acts.  To  trace  their  derivation  and 
history  is  the  most  direct  way  to  build  up  the  notion  itself 
from  its  foundation. 

2.  Examining  the  synonymy  of  the  word,  that  is,  bring- 
ing into  comparison  words  which,  while  they  present  various 
degrees  of  likeness,  must  of  necessity  express  various  shades 
of  difference.  This  is  a  valuable  way  to  disengage  the  notion 
from  obscuring  or  extraneous  ideas  and  fix  its  exact  limits 
and  range. 


EXPOSITION.  577 

3.  Reducing  the  ambiguities  that  inhere  in  the  word. 
Few  abstract  words  are  absolutely  single  in  meaning;  and 
the  words  that  express  the  most  used  notions  are  hardest  to 
fix  to  one  application  or  to  a  sharp  application.  The  sense 
in  which  a  word  is  used  has  often  to  be  singled  out  with 
much  care  and  pains.  Only  so  can  a  closely  discriminated 
notion  be  transferred  in  its  integrity  from  one  mind  to 
another. 

Examples.  —  The  examples  here  adduced  are  purposely  taken  from 
works  wherein  such  exegesis  is  employed  not  for  itself  but  in  a  literary 
way,  as  a  casual  enrichment  of  the  thought. 

1.  Of  the  use  of  derivation.  On  p.  51,  above,  there  are  examples  of 
this  kind  of  exegesis  in  literature.  The  following  is  an  additional  example, 
from  a  lecture  on  Literature :  "  Here,  then,  in  the  first  place,  I  observe, 
Gentlemen,  that  Literature,  from  the  derivation  of  the  word,  implies 
writing,  not  speaking;  this,  however,  arises  from  the  circumstance  of  the 
copiousness,  variety,  and  public  circulation  of  the  matters  of  which  it  con- 
sists. What  is  spoken  cannot  outrun  the  range  of  the  speaker's  voice, 
and  perishes  in  the  uttering.  When  words  are  in  demand  to  express  a 
long  course  of  thought,  when  they  have  to  be  conveyed  to  the  ends  of  the 
earth,  or  perpetuated  for  the  benefit  of  posterity,  they  must  be  written 
down,  that  is,  reduced  to  the  shape  of  literature."  1 

2.  Of  the  use  of  parallel  and  synonymous  terms.  In  the  following,  the 
corresponding  terms  from  other  languages  are  made  use  of  :  "  But  what 
do  we  mean  by  this  fine  word  Culture,  so  much  in  vogue  at  present  ? 
What  the  Greeks  naturally  expressed  by  their  Traidela,  the  Romans  by 
their  humanitas,  we  less  happily  try  to  express  by  the  more  artificial  word 
Culture.  The  use  of  it  in  its  present  sense  is,  as  far  as  I  know,  recent 
in  our  language,  forced  upon  us,  I  suppose,  by  the  German  talk  about 
'  Bildung.'  And  the  shifts  we  have  been  put  to,  to  render  that  German 
word,  seem  to  show  that  the  thing  is  with  us  something  of  an  exotic,  rather 
than  native  to  the  soil.  When  applied  to  the  human  being,  it  means,  I 
suppose,  the  '  educing  or  drawing  forth  all  that  is  potentially  in  a  man,' 
the  training  all  the  energies  and  capacities  of  his  being  to  the  highest  pitch, 
and  directing  them  to  their  true  ends."  2 

3.  Of  reducing  ambiguity  in  words.      John    Stuart    Mill,   one  of    the 

1  Newman,  Idea  of  a  University,  p.  273. 
i  Siiaiki',  Culture  and  Religion,  p.  18, 


578  THE  LITERARY  TYPES. 

clearest  thinkers  of  our  century,  was  fond  of  examining  terms  for  thei 
ambiguities  of  meaning,  and  selecting  out  a  meaning  for  his  purpose 
The  following  is  an  example  :  "  The  word  '  civilization,'  like  many  othe 
terms  of  the  philosophy  of  human  nature,  is  a  word  .of  double  meaning 
It  sometimes  stands  for  human  improvement  in  general,  and  sometime: 
for  certain  kinds  of  improvement  in  particular.  [After  two  paragraphs  o 
explication,  he  says :]  We  shall  on  the  present  occasion  use  the  word  '  civi 
lization '  only  in  the  restricted  sense;  not  that  in  which  it  is  synonymous 
with  improvement,  but  that  in  which  it  is  the  direct  converse  or  contrarj 
of  rudeness  or  barbarism."  1 

■< 

Explication  of  Propositions.  —  An  object  of  exposition  appears 
either  as  a  notion  or  as  the  relation  between  notions ;  hence 
its  form  is  either  a  term  which  names  the  notion,  or  a  propo- 
sition which  makes  an  assertion  regarding  it.  For  the  inter- 
pretation of  this  latter  form,  and  in  general  for  exposition 
applied  to  any  finished  expression,  we  may  here  adopt  the 
term  explication. 

This  kind  of  exposition  may  of  course  be  applied,  by  way 
of  simplification,  to  one's  own  statements,  but  oftenest  it  deals 
with  the  thought  of  others.  In  this  latter  case  it  takes  upon 
itself  all  the  obligations  implied  in  dealing  fairly.  Not  only 
sound  criticism  but  common  justice  depends  on  this.  The 
interpretation  of  another's  thought  is  too  momentous  a  thing 
to  be  trusted,  as  it  too  prevailingly  is,  to  vague  and  general 
impressions.  The  thought  must  be  treated  with  all  the  respect 
due  to  a  man's  personal  possessions.  According  to  the  need 
therefor,  it  must  be  —  as  the  derivation  of  the  word  explica- 
tion suggests  —  unfolded,  unwoven  ;  and  in  this  idea  is  con- 
noted not  only  the  general  process  but  the  patience,  the 
candor,  the  honesty  requisite  to  disengage  the  author's  real 
thought  from  the  close-plaited,  idiosyncratic,  not  seldom 
complex  web  of  his  expression.     The  obvious  need   of  this 

1  Mill,  Dissertations  and  Discussions,  Vol.  i,  pp.  186,  187. 


EXPOSITION.  579 

judicial  fairness  makes  the  work  of  criticism,  which  is  only 
explication  writ  large,  second  in  importance  only  to  the 
highest  creative  achievement. 

We  need  therefore  to  recount  the  most  important  phases 
of  this  work  of  explication. 

The  Beginnings  in  Literary  Analysis.  —  Such  explication 
begins  with  the  most  elementary  processes  of  composition  ; 
it  does  not  disdain  or  neglect  any  smallest  turn,  phrase,  or 
intimation  that  throws  light  on  the  working  of  the  author's 
mind.  The  object  is  thus  to  follow  from  their  source  the 
steps  by  which  his  thought  gets  itself  into  form,  and  thus  be 
in  position  to  give  it  a  fair  verdict.  This  requires  that  such 
aspects  of  his  assertion  as  the  following  be  passed  in  analytic 
review :  — 

i.  What  is  actually  and  literally  said.  Every  sentence  has 
a  certain  net  amount  of  definite  predication,  determinable 
by  laws  of  grammar ;  also  its  attendant  elements,  which 
strengthen,  or  limit,  or  shade  the  assertion.  To  ascertain 
these  is  obviously  the  critic's  first  duty. 

2.  What  is  conveyed  indirectly.  Many  things  are  packed 
in  by  implication,  that  is,  by  pregnant  wording  and  turns  of 
expression  ;  many  things,  too,  are  conveyed  by  connotation, 
that  is,  by  some  illustrative  idea  or  emotional  turn  added  to 
the  literal.     No  thorough  critic  can  ignore  these. 

3.  What  relative  weight  and  rank  are  to  be  attributed 
to  various  parts  of  the  thought.  Some  words  or  clauses  are 
emphasized,  others  passed  over  lightly ;  some  are  of  princi- 
pal import,  others  subordinate ;  some  merely  repetitionary 
and  illustrative,  others  striking  out  the  new  advances  of 
thought.  No  critical  outfit  is  complete  which  does  not 
accurately  judge  such  distinctions  as  these. 

All   this   is   to   the   criticism  of  uttered  thought   precisely 
analogous  to  a  historian's  ascertainment  of  facts1;   it  is,  in 
1  See  above,  p.  544. 


580  THE  LITERARY  TYPES. 

truth,  a  systematic  evolvement  of  the  facts  of  expression, 
made  in  the  same  spirit  that  dictates  honesty  to  facts  every- 
where, and  calling  for  the  same  patience,  the  same  stern 
accuracy,  the  same  refusal  to  pass  any  fact  by  as  irksome  or 
immaterial. 

Note.  —  This  stage  of  criticism  is  regarded  as  the  dryest  and  most 
repulsive,  and  a  grammarian,  with  his  care  for  minutiae,  as  the  dullest  of 
all  created  beings.  As  a  consequence,  most  of  the  criticism  of  the  day  is 
content  to  be  off-hand,  flippant,  impressionistic;  it  amounts  to  little,  and 
lasts  hardly  at  all.  But  the  fact  is,  the  close  grammatical  research  is  dry 
only  in  one  who  is  a  grammarian  and  nothing  else;  the  ideal  is  to  make  the 
explicatory  stage  merely  the  basis,  on  which,  as  on  a  hidden  substructure, 
the  fairer  edifice  of  interpretation  may  be  solidly  erected. 

The  Higher  Criticism.  —  By  this  term,  which,  it  may  be 
noted,  applies  equally  to  all  literary  interpretation,1  we  may 
designate,  in  general,  the  answer  to  the  question  how  the 
work  under  investigation  came  to  be  what  it  is.  In  this 
research  are  included  questions  relating  to  the  author  him- 
self,—  his  powers,  his  limitations,  his  prevailing  bent,  his 
bias ;  and  questions  relating  to  the  environment  and  circum- 
stances of  his  utterance. 

Grammatical  explication,  indispensable  though  it  is,  can 
carry  the  critic  only  a  little  way.  It  still  leaves  out  the 
sympathetic  human  element  by  which  under  a  man's  words 
is  discerned  a  man's  soul.  Nothing  short  of  this  latter  insight 
can  satisfy  the  vital  requisite  of  interpretation. 

By  the  rapport  thus  established  with  the  writer's  mind  the 
understanding  of  his  words  is  carried  inward  from  the  letter 
to  the  spirit ;  we  make  allowance  for  their  motive  and  senti- 
ment, their  basis  of  impulse,  mood,  character ;  we  submit 
ourselves  for  the  time  to  the  current  of  his  convictions,  or 
his   poetic   imagination,  or  to  the  influence  of   his  point  of 

1  The  term  Higher  Criticism  is  nowadays  understood  so  predominantly  of  Biblical 
scholarship  that  the  clause  above  has  to  be  added  ;  the  term  cannot  be  monopolized 
thus  by  one  department  of  study. 


EXPOSITION.  581 

view.  By  the  study  of  environment  and  circumstances  the 
understanding  of  his  words  is  carried  onward  from  the  spirit 
of  the  man  to  the  spirit  of  his  age  or  his  neighborhood  or  his 
party  or  his  occupation ;  we  are  enabled  thus  to  realize  what 
is  called  their  atmosphere,  and  what  gives  them  hold  on 
universal  truth. 

Examples.  —  How  environment  and  personality  are  used  in  criticism 
may  be  hinted  at  in  the  following  quotations,  which,  however,  are  too  brief 
to  give  any  idea  of  the  range  and  masterliness  of  the  book  from  which 
they  are  taken. 

Of  the  time  of  the  romantic  movement  this  is  said :  "  The  age  was  an 
age  of  expansion.  The  human  spirit  was  reaching  out  delicately  or  stren- 
uously in  many  ways  for  new  forms  of  experience.  It  was  emancipating 
itself  once  and  for  all  from  the  hard  and  fast  restrictions  of  prosaic  eight- 
eenth-century life.  ...  In  short,  the  whole  nature  of  man  was  once  more 
vitalized  into  free,  confident  play  after  the  long  period  of  paralyzing  over- 
intellectualism  which  had  so  curiously  prevailed  since  the  days  of  Descartes 
and  Hobbes.  And  as  the  result  of  this  mysticism  and  passion  and  auda- 
cious dreaming,  the  human  spirit  won  many  new  aptitudes  and  new  powers 
and  acquired  a  new  range  of  sensitiveness  to  a  myriad  hitherto  unperceived 
shades  of  beauty  and  feeling." —  Of  the  environment  of  Charlotte  Bronte's 
work  it  is  said:  "  It  was  not  for  nothing  that  she  lived  for  so  many  years  a 
lonely,  introspective  life  between  an  overcrowded  graveyard  and  the  deso- 
late expanses  of  the  Yorkshire  moors.  The  world,  as  she  conceived  of 
it,  was  not  the  world  of  conventional  intrigue  in  drawing-rooms  or  pump- 
rooms  or  gossiping  country-side  towns;  and  the  news  of  the  world  that 
she  sent  out  through  her  novels  was  news  that  had  come  to  her  not  by 
hearsay  or  tittle-tattle,  or  authenticated  by  painstaking  watchfulness  in 
the  midst  of  tea-drinkers  and  scandal-mongers,  but  news  that  could  bear 
the  comment  of  the  sweep  of  the  moors  by  day  and  of  the  host  of  stars  by 
night."  * 

The  Personal  Equation.  —  This  term,  imported  from  astro- 
nomical science,  is  here  adopted  to  designate  the  allowance 
that  must  be  made,  in  interpretation,  for  tendency  to  error  on 
the  part  of  the  interpreter,  —  a  tendency  due  to  bias  or  one- 
sidedness,  or  lack  of  thorough  induction  of  facts.     It  is  largely 

1  GATES,  Studies  anil  Appreciations,  pp.  24,  131. 


582  THE  LITERARY  TYPES. 

by  the  control  or  elimination  of  this  tendency  that  we  estimate 
the  trustworthiness  of  a  critic. 

Note.  —  In  astronomical  observations  made  by  different  persons,  allow- 
ance has  to  be  made  for  the  fact  that  some  have  a  quicker  eye  than  others, 
and  consequently  can  note  the  instant  of  a  star's  transit  more  exactly;  and 
this  allowance  for  discrepancies  between  different  observers  is  called  the 
personal  equation.  For  a  fuller  account,  see  the  Century  Dictionary,  s.v. 
equation,  in  the  list  of  phrases  at  the  end. 

The  matter  is  brought  up  here  for  the  sake  of  what  the 
critic  owes  to  himself.  In  his  study  of  another's  thought  he 
must  keep  watch  of  a  tendency,  which  perhaps  no  one  can 
wholly  gainsay  in  himself,  to  read  into  the  original  one's  own 
ideas,  or  to  give  the  original  a  coloring  not  accurately  its  own, 
by  prejudices  and  preconceptions.  Some  imaginative  critics 
are  wholly  untrustworthy  on  this  account.  And  no  interpre- 
ter can  be  unerring  without  some  determinate  culture  designed 
to  efface  his  own  conceptions  in  the  presence  of  his  author's. 
The  conscientious  critic  will  carefully  interrogate  himself,  and 
labor  to  reduce  the  personal  error  to  a  minimum.  The  ideal 
for  him  is  to  be  a  perfectly  transparent,  unrefracting  medium 
for  the  transmission  of  the  original  author's  ideas ;  and  in 
making  an  interpretation  not  infrequently  he  may  have  to 
work  over  his  transcript  many  times,  with  utmost  solicitude, 
in  order  to  make  sure  of  retaining  no  distorting  elements  due 
to  his  own  personality. 

Note.  —  The  true  critic,  like  the  poet,  is  born,  not  made ;  but  the  ideal 
of  balance  and  sanity  of  judgment,  of  cautious  temperance  in  statement 
without  falling  below  the  greatness  of  the  thing  interpreted,  is  an  ideal 
that  it  is  most  valuable  for  every  one  to  seek ;  the  whole  potency  of  sound 
and  permanent  literature  resides  in  it. 

III. 

Forms  of  Reproduction.  —  The  interpretation  applied  to 
words,  propositions,  and  larger  ranges  of  expressed  thought 
is  not  always  given  to  readers  in  the  form  of  explication  or 


EXPOSITION.  583 

comment.  There  is  a  severity  and  hardness  in  commentary 
writing  which  detracts  from  its  interest  as  literature ;  besides, 
not  always  does  the  occasion  of  interpretation  call  for  the 
minuteness  implied  in  verbal  or  grammatical  exegesis.  In 
the  majority  of  cases,  perhaps,  the  interpretation  is  conveyed 
in  some  parallel  form  of  expression,  which  serves  to  reproduce 
the  original  in  a  manner  more  clear  or  better  adapted  to  the 
present  purpose.  These  forms,  as  belonging  to  some  of  the 
most  commonly  employed  processes  of  literature,  call  here 
for  notice. 

Abstract.  —  Abstract,  or  precis-writing,  is  the  name  given 
to  that  process  of  discourse  wherein  the  thought  of  a  literary 
work  is  reproduced  in  narrower  compass.  Employed  mainly 
to  report  public  discourse,  or  to  put  others'  thought  in  shape 
for  answer  or  comment,  it  is  the  kind  of  exposition  which  is 
concerned  not  with  elaborated  graces  of  style  but  with  the 
core  and  gist  of  the  thought.  Its  value  depends  upon  its 
maker's  ability  to  get  below  minor  considerations  to  the 
essential  point  of  the  argument  represented. 

Two  working  processes,  in  the  main,  are  resorted  to  in 
making  abstract :  selection  and  condensation.  By  selection 
are  eliminated  those  thoughts  whose  office  is  merely  to 
amplify,  —  that  is,  which  merely  repeat,  or  particularize,  or 
illustrate ;  and  thus  the  nucleus  thoughts  are  left  to  stand  out 
by  themselves.  This  process  is  most  naturally  employed  in 
cases  where  the  original  is  developed  by  propositions  and 
proofs,  or  by  comprehensive  statements  and  details,1  as  in 
argumentation  or  exposition.  By  condensation  the  effort  is 
not  so  much  to  eliminate  matter  as  to  reduce  the  scale ; 
which  is  done  by  packing  elucidative  thought  into  epithets, 
pregnant  words  equivalent  to  clauses,  and  implicatory  terms.2 
This  process  is  especially  useful  in  cases  wherein  the  thought 

1  For  methods  of  amplification,  see  above,  pp.  465  sqq. 

2  For  aspects  and  means  of  condensation,  see  above,  pp.  295  sqq. 


584 


THE   LITERARY  TYPES. 


must  be  gathered  not  from  nucleus  propositions  but  from  the 
general  bearing  of  the  whole  ;  as  in  narration. 

Both  these  processes  are  ordinarily  employed  together ; 
though  according  to  the  nature  of  the  thought  one  will  nat- 
urally take  predominance  of  the  other.  The  general  aim  in 
abstract  is  an  exposition  distinct,  clear-cut,  concise,  without 
repetition  and  without  ornament. 

Examples.  —  The  following  quotations  will  illustrate  how  abstract  is 
employed  in  literature. 

i.  Selective  abstract.  It  was  a  custom  of  Carlyle's  to  give  at  the  end 
of  his  books  a  brief  abstract  of  his  chapters  by  way  of  summary.  The 
method,  which  was  mainly  selective,  gave  only  the  nucleus  of  each  para- 
graph. The  following  will  exhibit  the  general  proportion  of  original  and 
abstract :  — 

"Of  Rousseau  and*  his  Heroism  I  cannot  say  so  Rousseau  a 
much.  He  is  not  what  I  call  a  strong  man.  A  mor-  morbid,  excitable, 
bid,  excitable,  spasmodic  man  ;  at  best,  intense  rather  spasmodic  man 
than  strong.  He  had  not  'the  talent  of  Silence,' an  intense  rather  than 
invaluable  talent ;  which  few  Frenchmen,  or  indeed  strong.  Had  not 
men  of  any  sort  in  these  times,  excel  in !  The  suffer-  the  invaluable  '  tal- 
ing  man  ought  really  'to  consume  his  own  smoke';  ent  of  Silence.' 
there  is  no  good  in  emitting  smoke  till  you  have  made 
it  into  Jire,  —  which,  in  the  metaphorical  sense  too,  all 
smoke  is  capable  of  becoming  !  Rousseau  has  not 
depth  or  width,  not  calm  force  for  difficulty;  the  first 
characteristic  of  true  greatness.  A  fundamental  mis- 
take to  call  vehemence  and  rigidity  strength  !  A  man 
is  not  strong  who  takes  convulsion-fits;  though  six 
men  cannot  hold  him  then.  He  that  can  walk  under 
the  heaviest  weight  without  staggering,  he  is  the  strong 
man.  We  need  for  ever,  especially  in  these  loud- 
shrieking  days,  to  remind  ourselves  of  that.  A  man 
who  cannot  hold  his  peace,  till  the  time  come  for  speak- 
ing and  acting,  is  no  right  man."  1 

Here,  by  way  of  condensation,  the  single  word  invaluable  stands  for  the 
amplifying  part  of  the  paragraph. 


1  Carlyle,  Heroes  a?id  Hero-Worship,  pp.  184,  250. 


EXPOSITION.  58$ 

2.  Condensive  abstract.  In  the  following  a  whole  narrative,  the  gist  of 
which  is  to  be  used  in  a  speech,  is  condensed  into  a  very  brief  space:  — 

"  You  remember  Gulliver's  adventures.  First  he  is  shipwrecked  in  a 
country  of  little  men;  and  he  is  a  Colossus  among  them.  He  strides  over 
the  walls  of  their  capital :  he  stands  higher  than  the  cupola  of  their  great 
temple  :  he  tugs  after  him  a  royal  fleet :  he  stretches  his  legs  ;  and  a  royal 
army,  with  drums  beating  and  colors  flying,  marches  through  the  gigantic 
arch:  he  devours  a  whole  granary  for  breakfast,  eats  a  herd  of  cattle  for 
dinner,  and  washes  down  his  meal  with  all  the  hogsheads  of  a  cellar.  In 
his  next  voyage  he  is  among  men  sixty  feet  high.  He  who,  in  Lilliput, 
used  to  take  people  up  in  his  hand  in  order  that  he  might  be  able  to  hear 
them,  is  himself  taken  up  in  the  hands  and  held  to  the  ears  of  his  masters. 
It  is  all  that  he  can  do  to  defend  himself  with  his  hanger  against  the  rats 
and  mice.  The  court  ladies  amuse  themselves  with  seeing  him  fight  wasps 
and  frogs:  the  monkey  runs  off  with  him  to  the  chimney-top:  the  dwarf 
drops  him  into  the  cream  jug  and  leaves  him  to  swim  for  his  life.  Now, 
was  Gulliver  a  tall  or  a  short  man  ?  Why,  in  his  own  house  at  Rotherhithe 
he  was  thought  a  man  of  the  ordinary  stature.  Take  him  to  Lilliput ;  and 
he  is  Quinbus  Flestrin,  the  Man  Mountain.  Take  him  to  Brobdingnag, 
and  he  is  Grildrig,  the  little  Manikin."  * 

Paraphrase.  — Paraphrase  is  the  reproduction  of  an  author's 
thought,  both  main  and  subordinate,  in  other  language.  When 
it  is  also  a  change  from  the  poetic  form  to  prose,  it  is  called 
Metaphrase. 

Paraphrase  is  often  disparaged,  as  if  its  necessary  effect 
must  be  to  dilute  the  thought  and  flatten  the  style.  But 
it  must  be  remembered  that  paraphrase  is  not  employed  in 
the  interest  of  style.  If  style  is  wanted,  it  already  exists  in 
the  original.  Paraphrase  has  one  clear  object,  —  namely,  to 
explain.  It  is  essentially  a  means  of  interpretation.  And  for 
this  the  occasion,  even  in  works  of  high  rank  as  style,  is 
often  very  real.  The  material  may  be  too  condensed  for  easy 
comprehension  ;  its  abstruseness  may  call  for  simplifying  treat- 
ment ;  its  poetic  form  may  cover  up  its  kernel  of  thought  in 
imagery ;  it  may  be  an  old  work  and  expressed  in  a  diction 
too  archaic  for  present  usage.      To  such  characteristics  as 

1  Macaulay,  The  Literature  of  Britain,  Speeches,  Vol.  ii,  p.  35. 


586  THE  LITERARY  TYPES. 


■ 


these  paraphrase  naturally  addresses  itself.  Its  prime  object, 
then,  is  to  bring  out  the  latent  sense  or  significance  of  a 
passage,  by  stating  in  new  terms  points  that  otherwise  would 
be  missed  or  misunderstood. 

To  the  proper  making  of  paraphrase  two  requisites  are 
essential.  First,  all  changes  should  be  made  for  the  sake  of 
greater  clearness.  For  this  purpose  phrasal  epithets  may 
have  to  be  slightly  expanded,  tropes  and  implications  literal- 
ized,  allusions  resolved ;  though  none  of  these  should  be 
touched  unless  the  substituted  form  may  be  made  thereby 
to  focus  more  definitely  on  the  idea  for  which  the  change 
is  made.  Secondly,  the  writer  should  guard  against  weaken- 
ing the  thought  or  lowering  the  tone  and  spirit  of  the  original. 
To  this  end  no  paraphrase  should  be  made  in  cold  blood  or 
as  a  perfunctory  task.  It  should  be  undertaken  with  the  same 
interest  that  inspired  the  original ;  thinking  the  same  thought 
and  lending  the  aid  of  a  new  contemplation. 

Examples  of  Paraphrase  and  Metaphrase.  —  i.  The  utility  of 
paraphrase  as  a  means  of  drawing  out  in  more  available  terms  the  mean- 
ing of  a  passage  may  be  seen  in  a  single  sentence :  "  '  I  was  alive  without 
the  law  once,'  says  Paul;  the  natural  play  of  all  the  forces  and  desires  in 
me  went  on  smoothly  enough  so  long  as  I  did  not  attempt  to  introduce 
order  and  regulation  among  them."  1  Here  the  paraphrase  is  devoted  to 
literalizing  the  metaphor  "  I  was  alive,"  and  to  putting  into  apprehensible 
modern  terms  the  Hebrew  concept  law. 

2.  The  following  metaphrase  is  made  in  order  to  clarify  the  thought 
which  the  original  contains  about  memory  in  another  world. 


"  We  ranging  down  this  lower  track, 

The  path  we  came  by,  thorn  and  flower, 
Is  shadow'd  by  the  growing  hour, 
Lest  life  should  fail  in  looking  back. 


"  So  be  it :  there  no  shade  can  last 

In  that  deep  dawn  behind  the  tomb, 
But  clear  from  marge  to  marge  shall  bloom 
The  eternal  landscape  of  the  past ; 

1  Arnold,  St.  Paul  and  Protestantism,  p.  41. 


The  gradual  dimming  of 
memory  here  is  a  necessity 
in  the  formation  of  charac- 
ter; 


but  there,  where  character  is 
perfected,  memory  takes  in 
the  whole  life  perfectly  and 
at  once. 


EXPOSITION. 


587 


"  A  lifelong  tract  of  time  reveal'd  ; 

The  fruitful  hours  of  still  increase ; 
Days  order'd  in  a  wealthy  peace, 
And  those  five  years  its  richest  field. 

"  O  Love,  thy  province  were  not  large, 
A  bounded  field,  nor  stretching  far ; 
Look  also,  Love,  a  brooding  star, 
A  rosy  warmth  from  marge  to  marge." 


The  lifetime  which  Arthur 
now  remembers  may  perhaps 
show  those  five  years  of  friend- 
ship as  its  richest  period, 


lending  a  starlike  radiance  to 
all  the  rest.1 


Here  no  attempt  is  made  to  paraphrase  what  falls  outside  the  objective 
purpose,  as,  for  instance,  "The  fruitful  hours  of  still  increase";  our  con- 
cern is  only  with  the  subject  proposed. 

Translation.  —  In  translation  the  writer's  task  is  to  repro- 
duce the  thought  in  exactly  equivalent  expression,  neither 
expanded  nor  abridged,  in  another  language. 

The  reproduction  of  style,  in  translation,  is  something  which 
at  its  best  can  be  only  approximately,  not  perfectly,  accom- 
plished. The  substance  can  be  transferred  from  language  to 
language ;  the  flavor,  the  haunting  quality,  of  the  original,  all 
that  comes  from  the  delicate  rhythms  and  correspondences 
of  sound,  remains  untranslatable.2 

Note.  —  The  great  monument  of  the  ages  in  translation,  the  Author- 
ized Version  of  the  English  Bible,  is  indeed  a  masterpiece  of  English  style, 
not  inferior  perhaps  to  the  original ;  this,  partly  because  in  this  case  the 
English  language  was  able  to  enrich  itself  from  Hebrew  idiom  and  make 
the  result  prevail,  partly  because  the  original  lent  itself  unusually  well  to 
English  idiom.  In  another  instance  wherein  the  translation  has  the  charm 
of  an  original  work,  Fitzgerald's  Omar  Khayyam,  this  feat  has  been 
accomplished  less  by  literal  translation  than  by  masterly  paraphrase ; 
besides,  it  is  suspected  that  of  the  two  the  translator  was  an  incomparably 
finer  poet,  who  could  contribute  a  charm  that  the  original  lacked. 

Our  concern  here,  however,  is  not  with  the  flavors  of 
translated  style,  but  with  translation  as  a  form  of  exposi- 
tion.     The  translator  must  of   necessity  be   an   interpreter; 

1  Metaphrase  of  Tennyson's  In  Mcmoriam  (xlvi)  by  Gonung   (Tennyson's  In 
Memoriam:  a  Study,  p.  133). 
2  See  footnote,  p.  589,  below. 


588  THE  LITERARY  TYPES. 

he  cannot  be  a  colorless  medium  of  expression,  —  at  least,  in 
so  far  as  he  is,  he  leaves  the  result  colorless.  Every  problem 
of  the  force  and  tone  of  words,  of  the  bearing  of  particles,  of 
the  comparative  effects  of  order  between  the  two  languages 
is  a  pure  problem  of  choosing  an  exactly  interpretative  equiva- 
lent of  the  original.  An  interpreter  the  translator  must  be 
at  every  turn ;  his  literary  ideal  is  to  produce  a  work  which, 
through  his  perfect  assimilation  of  two  languages,  shall  have 
the  same  effect  on  its  newer  readers  that  the  original  had  on 
its  day  and  public. 

Three  requisites,  in  the  main,  are  necessary  to  translation. 
First,  of  course,  to  choose  exact  and  literal  equivalents  for 
all  that  can  be  literally  transferred.  This  applies  to  all  the 
denotative  elements  of  language :  concrete  and  everyday 
words,  matter-of-fact  description,  recounting  of  plain  events. 
Secondly,  to  reproduce  in  some  equivalent  form  the  spirit  and 
feeling  of  the  original ;  a  task  increasingly  difficult  according 
to  the  original  writer's  individuality  and  the  prevalence  of  the 
emotional  or  imaginative  element  in  the  production.  This 
requisite  applies  to  all  that  is  conveyed  by  connotation, 
whether  in  implied  idea  or  in  animus  of  word  and  figure ; 
also  to  the  irregularities  of  speech,  roughness,  ellipses,  and 
the  like,  so  far  as  an  intended  impression  is  made  by  them. 
It  is  lack  of  skill  in  these  fine  powers  of  language  that  pro- 
duces the  prevailing  flat  effect  of  which  we  are  conscious  in 
ordinary  translation.1  Thirdly,  and  growing  out  of  this  last 
requisite,  to  translate  the  idioms  of  one  language  not  literally 

1  "  The  two  constituent  elements  of  every  thought  thus  expressed  are  the  idea 
and  the  emotion.  Both  must  be  transferred,  the  one  neither  enlarged  nor  dimin- 
ished, the  other  neither  strengthened  nor  weakened.  They  are  addressed  to  two 
departments  of  the  soul,  the  one  to  the  intellect  as  something  to  be  known,  the 
other  to  the  affections  as  something  to  be,  felt.  They  are  logically  separable,  though 
indivisible  in  fact.  The  idea  can  never  be  clearly  given  without  the  emotion ; 
the  emotion  can  never  ba  felt  in  its  spiritual  heartiness  without  accuracy  in  the 
accompanying  idea/'  —  Tayler  Lewis,  On  the  Emotional  Element  in  Hebrew 
Translation ,  Methodist  Quarterly  Review,  1862,  p.  85. 


EXPOSITION.  589 

but  into  what  is  correspondingly  idiomatic  of  the  other.  Not 
always  can  this  be  done,  for  different  languages  do  not  often 
have  parallel  idioms ;  but  when  a  just  impression  of  the  racy 
native  flavor  of  the  original  can  be  conveyed  the  translator 
achieves  his  highest  triumph  in  the  mastery  of  his  art.1 

1  The  following  passage,  though  long,  will  abundantly  justify  insertion  for  the 
light  it  throws  on  an  important  aspact  of  this  subject,  —  the  untranslatable  :  — 

"  Several  times  in  these  pages  I  have  felt  called  upon  to  protest  against  the 
adequacy  of  all  translation  of  poetry.  In  its  happiest  efforts,  translation  is  but 
approximation ;  and  its  efforts  are  not  often  happy.  A  translation  may  be  good  as 
translation,  but  it  cannot  be  an  adequate  reproduction  of  the  original.  It  may  be  a 
good  poem ;  it  may  be  a  good  imitation  of  another  poem ;  it  may  be  better  than  the 
original ;  but  it  cannot  be  an  adequate  reproduction ;  it  cannot  be  the  same  thing  in 
another  language,  producing  the  same  effect  on  the  mind.  And  the  cause  lies  deep 
in  the  nature  of  poetry.  '  Melody,'  as  Beethoven  said  to  Bettina,  '  gives  a  sensuous 
existence  to  poetry ;  for  does  not  the  meaning  of  a  poem  become  embodied  in 
melody  ? '  The  meanings  of  a  poem  and  the  meanings  of  the  individual  words  may 
be  reproduced ;  but  in  a  poem  meaning  and  form  are  as  indissoluble  as  soul  and 
body ;  and  the  form  cannot  be  reproduced.  The  effect  of  poetry  is  a  compound  of 
music  and  suggestion  ;  this  music  and  this  suggestion  are  intermingled  in  words,  to 
alter  which  is  to  alter  the  effect.  For  words  in  poetry  are  not,  as  in  prose,  simple 
representatives  of  objects  and  ideas:  they  are  parts  of  an  organic  whole  —  they  are 
tones  in  the  harmony  ;  substitute  other  parts,  and  the  result  is  a  monstrosity,  as  if  an 
arm  were  substituted  for  a  wing ;  substitute  other  tones  or  semitones,  and  you  produce 
a  discord.  Words  have  their  music  and  their  shades  of  meaning  too  delicate  for 
accurate  reproduction  in  any  other  form ;  the  suggestiveness  of  one  word  cannot  be 
conveyed  by  another.  Now  all  translation  is  of  necessity  a  substitution  of  one 
word  for  another :  the  substitute  may  express  the  meaning,  but  it  cannot  accurately 
reproduce  the  music,  nor  those  precise  shades  of  suggestiveness  on  which  the  delicacy 
and  beauty  of  the  original  depend. 

"  Words  are  not  only  symbols  of  objects,  but  centres  of  associations ;  and  their 
suggestiveness  depends  partly  on  their  sound.  Thus  there  is  not  the  slightest  differ- 
ence in  the  meaning  expressed  when  I  say 

The  dews  of  night  began  to  fall, 
or 

The  nightly  dews  commenced  to  fall. 

Meaning  and  metre  are  the  same ;  but  one  is  poetry,  the  other  prose.  Wordsworth 
paints  a  landscape  in  this  line : 

The  river  wanders  at  its  own  sweet  will. 
Let  us  translate  it  into  other  words : 

The  river  runneth  free  from  all  restraint. 
We  preserve  the  meaning,  but  where  is  the  landscape  ?     Or  we  may  turn  it  thus : 

Tin-  river  (lows,  now  lure,  now  there,  at  will, — 


590  THE  LITERARY   TYPES. 

Note.  —  The  difficulties  of  translation  are  still  greater,  not  to  say  insu 
perable,  in  the  translation  of  poetry,  which  cannot  well  produce  an  effeci 
like  the  original  without  a  corresponding  metrical  form,  and  yet  which 
cannot  be  at  once  metrical  and  literal. 

which  is  a  very  close  translation,  much  closer  than  any  usually  found  in  a  foreign 
language,  where  indeed  it  would  in  all  probability  assume  some  such  form  as  this : 

The  river  self-impelled  pursues  its  course. 

In  these  examples  we  have  what  is  seldom  found  in  translations,  accuracy  of  meaning 
expressed  in  similar  metre ;  yet  the  music  and  the  poetry  are  gone ;  because  the 
music  and  the  poetry  are  organically  dependent  on  certain  peculiar  arrangements  of 
sound  and  suggestion.  Walter  Scott  speaks  of  the  verse  of  a  ballad  by  Mickle 
which  haunted  his  boyhood;  it  is  this: 

The  dews  of  summer  night  did  fall ; 

The  moon,  sweet  regent  of  the  sky, 
Silvered  the  walls  of  Cumnor  Hall, 

And  many  an  oak  that  grew  thereby. 

This  verse  we  will  rearrange  as  a  translator  would  rearrange  it : 

The  nightly  dews  commenced  to  fall; 

The  moon,  whose  empire  is  the  sky, 
Shone  on  the  sides  of  Cumnor  Hall, 

And  all  the  oaks  that  stood  thereby. 

Here  is  a  verse  which  certainly  would  never  have  haunted  any  one ;  and  yet  upon 
what  apparently  slight  variations  the  difference  of  effect  depends !  The  meaning, 
metre,  rhymes,  and  most  of  the  words,  are  the  same  ;  yet  the  difference  in  the  result 
is  infinite.     Let  us  translate  it  a  little  more  freely : 


Sweetly  did  fall  the  dews  of  night ; 

The  moon,  of  heaven  the  lovely  queen, 
On  Cumnor  Hall  shone  silver  bright, 

And  glanced  the  oaks'  broad  boughs  between. 


I 


I  appeal  to  the  reader's  experience  whether  this  is  not  a  translation  which  in  anot 
language  would  pass  for  excellent ;  and  nevertheless  it  is  not  more  like  the  original 
than  a  wax  rose  is  like  a  garden  rose. 

"  To  conclude  these  illustrations,  I  will  give  one  which  may  serve  to  bring  into 
relief  the  havoc  made  by  translators  who  adopt  a  different  metre  from  that  of  the 
original.     Wordsworth  begins  his  famous  Ode  : 

There  was  a  time  when  meadow,  grove,  and  stream, 
The  earth,  and  every  common  sight, 

To  me  did  seem 

Apparelled  in  celestial  light, 
The  glory  and  the  freshness  of  a  dream. 
It  is  not  now  as  it  hath  been  of  yore  ; 

Turn  wheresoe'er  I  may, 

By  night  or  day, 
The  things  which  I  have  seen  I  now  can  see  no  mor§. 


EXPOSITION.  591 

A  good  example  of  recent  translation  that  for  racy  flavor  and  grace 
reads  "like  an  original,"  is  Catherine  A.  Janvier's  translation  of  Felix 
Gras.'s  The  Reds  of  the  Midi,  passages  from  which  are  quoted  above, 
pp.  17  and  495. 

III.     EXPOSITION   IN    LITERATURE. 

As  description  and  narration  cover  broadly  the  work  of 
arousing  and  satisfying  the  imagination,  so  exposition,  which 
in  some  form  is  their  chief  rival  in  literary  prevalence,  covers 
broadly  the  work  of  informing  the  intellect.  The  great  body 
of  literature  that  imparts  knowledge,  opinion,  and  counsel 
may  be  included  under  the  comprehensive  term  exposition. 

It  would  serve  no  practical  purpose  to  catalogue  the 
various  forms  and  aspects  that  exposition  may  take  in  lit- 
erature. Some  of  its  more  prominent  phases  only  will  here 
be  mentioned. 


Criticism.  —  This  represents  the  broad  popular  use  of  expo- 
sition, as  it  is  adapted  to  the  interests  and  capacities  of 
readers  in   general.     Its   aim  is   to  find  the  principles   that 

The  translator,  fully  possessed  with  the  sense  of  the  passage,  makes  no  mistakes, 
but  adopting  another  metre,  we  will  suppose,  paraphrases  it  thus : 

A  time  there  was  when  wood,  and  stream,  and  field, 

The  earth,  and  every  common  sight,  did  yield 

To  me  a  pure  and  heavenly  delight, 

Such  as  is  seen  in  dream  and  vision  bright. 

That  time  is  past ;  no  longer  can  I  see 

The  things  which  charmed  my  youthful  reverie. 

"  These  are  specimens  of  translating  from  English  into  English,  and  show  what 
effects  are  produced  by  a  change  of  music  and  a  change  of  suggestion.  It  is  clear 
that  in  a  foreign  language  the  music  must  incessantly  be  changed,  and  as  no  complex 
words  are  precisely  equivalent  in  two  languages,  the  suggestions  must  also  be  dif- 
ferent. Idioms  are  of  course  untranslatable.  Felicities  of  expression  are  the  idioms 
of  the  poet ;  but  as  on  the  one  hand  these  felicities  are  essential  to  the  poem,  and  on 
the  other  hand  untranslatable,  the  vanity  of  translation  becomes  apparent.  I  do  not 
say  that  a  translator  cannot  produce  a  fine  poem  in  imitation  of  an  original  poem; 
but  I  utterly  disbelieve  in  the  possibility  of  his  giving  us  a  work  which  can  be  to  us 
what  the  original  is  to  those  who  read  it."  —  Lewks,  Life  of  Goethe,  pp.  466-468. 


592  THE  LITERARY   TYPES. 

should  determine  a  work  of  literature  or  art  or  polity,  and 
pass  judgment  on  such  work,  or  on  tendencies  that  influence 
it,  according  as  it  fulfils  or  transgresses  those  principles. 

Criticism,  at  bottom,  is  neither  eulogy  nor  fault-finding ; 
it  is  intelligent  analysis  of  a  work  according  to  some  standard 
which  critic  and  reader  alike  recognize  as  just.  According  as 
it  is  of  this  character  criticism  is  one  of  the  great  educational 
agencies  of  an  age. 

Its  Prevailing  Ways  of  Publication.  —  In  two  ways,  which 
may  be  called  the  ephemeral  and  the  permanent,  criticism 
meets  the  ordinary  reader. 

i.  The  first  comprises  the  accounts  of  literary,  artistic, 
musical,  and  dramatic  works  which  are  prepared  every  day 
for  newspapers  and  magazines.  Such  criticisms,  are  a  kind 
of  news  announcement,  their  object  being  primarily  to 
describe,  and  then  by  some  rapid  strokes  of  judgment  to 
help  the  reader  decide  whether  the  work  under  review  is 
worthy  of  his  further  attention.  While  this  work  is  ordinarily 
only  a  rough  and  broad  analysis,  it  should  be  deep  and  vital, 
and  made  without  fear  or  favor ;  beyond  this,  that  is,  as 
puffery  or  invective,  it  is  not  criticism ;  it  is  merely  business 
or  prejudice. 

2.  The  second  and  higher  kind  is  one  of  the  younger 
departments  of  literature,  having  come  in  and  been  developed 
alongside  the  increased  general  culture  of  men.  It  appears 
often  in  reviews,  and  then,  according  to  its  permanent  interest 
is  republished  in  book  form.  It  is  the  product  of  good 
scholarship,  imagination,  sound  and  clear  thinking,  broad 
comparative  and  penetrative  study.  The  body  of  literature 
thus  produced  belongs  to  the  most  valuable  reading  of  an 
age, 

1  "  At  its  best,  this  is  one  of  the  most  exquisite  of  intellectual  products,  and  only 
a  little  below  the  creative  work  of  the  novelist  or  poet.  It  has  come  into  existence 
much  later  than  the  other  forms  of  belles-lettres ;  it  is  hardly  two  hundred  years 


EXPOSITION.  593 

Note.  —  Macaulay  and  Carlyle  did  much  of  their  earlier  work  in  the 
form  of  critical  articles  for  reviews;  which  work  was  afterward  reissued  in 
their  collected  writings.  Some  of  the  earlier  critics  of  note  are  Francis 
Jeffrey,  William  Hazlitt,  Sydney  Smith,  Lord  Brougham,  and  Thomas 
De  Quincey.  Some  of  the  men  whose  work  has  contributed  to  make  criti- 
cism a  highly  valued  department  of  literature  are  Saint-Beuve,  Matthew 
Arnold,  Walter  Bagehot,  Edward  Dowden,  Leslie  Stephen,  Richard  Holt 
Hutton ;  in  art  criticism,  John  Ruskin,  who  has  almost  created  the  sphere 
in  which  his  artistic  knowledge  expresses  itself,  and  Walter  Pater. 

Its  Requisites.  —  The  requisites  "of  good  criticism,  which 
are  really  qualifications  of  the  critic,  may  be  summarized  in 
three  leading  traits. 

i.  Intelligence.  The  critic  must  have  a  large  and  propor- 
tioned knowledge  not  only  of  what  he  criticises,  but  of  its 
whole  sphere  of  ideas  and  technicalities ;  this  because  the 
critique  itself  must  judge  the  work  under  review  by  both 
intrinsic  and  comparative  standards. 

2.  Sympathy.  The  critic  must  have  the  ability  to  enter, 
without  disturbing  prepossessions,  into  the  thought  and  feel- 
ing of  others,  so  as  to  see  through  their  eyes,  and  judge  from 
their  point  of  view  ;  this  because  the  critique,  even  though  it 
deals  with  an  erroneous  or  detested  work,  must  show  some 
insight  as  to  how  it  reached  its  position. 

3.  Individuality.  The  critic  must  with  all  his  sympathy 
have  a  fixed  standard  of  his  own,  which,  while  it  does  not 
preclude  fair  judgment,  gives  all  his  utterances  conviction  and 
consistency  ;  this  because  the  critique  itself  should  be  as  vital 
and  personal  as  the  work  it  criticises.1 

old.  Yet  it  takes  every  day  a  greater  prominence,  and  it  becomes  more  and  more 
desirable  to  insist  on  its  importance  and  to  ensure  its  welfare."  —  Edmund  Gosse 
in  The  New  Revietv,  Vol.  iv,  p.  409. 

1  For  the  processes  involved  in  criticism,  see  above,  pp.  578-582.  See  also 
Wilkinson,  A  Free  Lance  in  the  Field  of  Life  and  Letters,  pp.  108-m, 


594  THE  LITERARY  TYPES. 

II. 

Forms  of  Expository  Work. — The  work  of  exposition  ir 
literature  takes  two  principal  forms,  the  treatise  and  the  essay. 

The  Treatise.  —  This,  which  generally  takes  the  compass 
of  a  volume  or  more,  aims  to  present  its  subject  in  all  parts, 
and  with  a  thorough  and  finished  treatment.  This  leads  gen- 
erally to  an  exhaustive  setting-forth  not  only  of  the  results  of 
thought,  but  of  all  the  processes  by  which  those  results  are 
obtained.  The  treatise,  then,  is  the  great  means  of  getting 
the  deepest  investigation  of  the  age,  in  all  questions  scientific, 
philosophical,  political,  so  before  the  minds  of  men  that  it 
may  be  preserved  and  further  promoted. 

In  such  work  the  thought  or  theory  is  first,  and  literary 
embellishment,  if  added,  is  incidental  and  secondary.  To 
literature  in  the  narrower  sense,  therefore,  the  treatise  belongs 
only  indirectly,  and  according  as  the  writer  has  or  has  not  a 
trained  literary  method ;  and  at  its  best  the  literary  virtues  it 
displays  are  clearness  of  statement  and  lucidity  of  ordering, — 
the  fundamental  qualities  that  subserve  practical  use. 

Note.  —  The  various  text-books  in  science  and  all  departments  of 
learning  are  familiar  representatives  of  the  treatise.  The  part  that  treat- 
ises play  in  the  progress  of  investigation  may  be  judged  from  such  massive 
and  standard  works  as  Darwin's  Origin  of  Species,  Herbert  Spencer's  philo- 
sophical works,  Bacon's  Advancement  of  Learning  and  Novum  Orgauum, 
Newton's  Principia,  Hooker's  Ecclesiastical  Polity,  Hobbes's  Leviathan, 
Butler's  Analogy,  Locke's  Essay  concerning  Human  Understanding,  and 
many  others. 

The  Essay.  —  Of  all  literary  forms  the  most  opportune  and 
practical,  on  the  whole,  is  the  essay  ;  and  this  for  two  reasons: 
it  is  the  most  convenient  for  the  prevailing  custom  of  periodi- 
cal publication ;  and  it  is  the  form  best  adapted  to  the  use  of 
those  who  write  only  occasionally  and  not  as  a  profession.  In 
general  esteem  it  stands  next  to  the  novel ;  while  often  it  may 
attain  a  literary  grace  and  elegance  denied  to  the  novel. 


EXPOSITION.  595 

The  modest  name  originally  given  to  this  form  of  composi- 
tion—  essay,  trial  or  attempt  —  still  retains  something  of  its 
significance  in  both  types  of  essay  presently  to  be  distin- 
guished. The  significance  relates  especially  to  what  is 
promised  in  the  paper :  not  an  exhaustive  treatment,  but 
suggestive,  giving  rather  results  than  processes,  and  expressed 
in  a  style  adapted  to  popular  apprehension.  The  office  of  the 
essay,  as  John  Morley  defines  it,  is  "merely  to  open  ques- 
tions, to  indicate  points,  to  suggest  cases,  to  sketch  outlines." 
If  in  any  case  an  essay  does  more  than  this,  it  does  what  any 
one  has  the  right  to  do,  namely,  more  than  it  promises. 

The  modern  facility  of  publication  in  periodical  form  and 
the  tendency  to  exploit  all  kinds  of  knowledge  and  research 
in  this  popular  way  have  developed  the  essay  in  a  new  direc- 
tion, so  that  now  it  exists  in  two  distinct  types. 

i.  The  prevailing  modern  type,  found  in  reviews,  maga- 
zines, and  volumes  of  miscellaneous  writings,  may  be  called 
the  didactic.  It  is  virtually  a  short  treatise.  It  aims  at 
careful  and  ordered  working-up  of  a  subject,  centres  about 
a  definite  proposition  to  be  maintained  by  exposition  and 
reasoning,  and  addresses  itself  prevailingly  to  the  intellect. 
In  such  a  work  the  interest  is  directed  to  the  subject-matter, 
and  the  writer's  own  personality  is  kept  in  the  background. 

Note.  — Various  names,  more  or  less  non-committal,  are  given  to  essays 
of  this  type ;  of  which  perhaps  the  most  popular  nowadays  is  the  simple 
name  paper.  Articles,  reviews,  monographs,  appreciations,  studies  are 
other  designations  for  the  same  general  thing.  The  names  of  men  who 
have  achieved  distinction  in  this  kind  of  writing  have  been  given  in  the 
note  on  p.  590,  above. 

2.  The  original  type  of  essay,  which  still  survives  in  some 
of  the  most  exquisite  literary  work,  may  be  called  the  personal. 
In  it  the^  writer  is  as  it  were  conversing  with  his  reader ;  he 
freely  reveals,  and  ordinarily  in  familiar  language,  his  own 
fancies  and  feelings,  whims,  and  idiosyncrasies.     Studied  plan 


596  THE  LITERARY   TYPES. 


and  formal  processes  of  exposition  and  argument  are  avoided 
the  essay  imitates  rather  the  freedom  and  seeming  wayward 
ness  of  private  conversation.  At  the  same  time,  by  its  sug- 
gestiveness  and  packed  connotation  of  style,  this  kind  of  essay 
often  contributes  more  to  solid  thinking  than  it  promises  ;  this 
is  its  privilege. 

Examples.  —  The  most  noted  representative  of  this  personal  type  of 
essay  is  Montaigne,  who  is  regarded  as  the  father  of  the  essay.  In  modern 
literature  the  type,  introduced  by  the  genial  essays  of  Addison  and  Steele 
in  the  Spectator,  is  carried  on  by  Charles  Lamb  in  his  Essays  of  Elia, 
Thackeray  in  his  Roundabout  Papers,  Christopher  North  (Professor 
Wilson)  in  his  Nodes  Ambrosianw,  and  Robert  Louis  Stevenson  in  his 
Virginibus  Puerisque  and  Across  the  Plains. 

A  modification  of  the  original  type,  in  the  direction  of  more  condensed 
and  severe  utterance,  while  still  without  the  formalism  of  a  treatise,  is  seen 
in  the  essays  of  Bacon  and  Emerson,  and  in  the  Imaginary  Conversations 
of  Landor. 


CHAPTER  XVII. 
ARGUMENTATION. 

In  our  study  of  literary  types  hitherto,  what  we  have 
contemplated  has  been  various  ways  of  exhibiting  material : 
concrete  portrayal  in  description ;  time-succession  in  nar- 
ration ;  generalized  interpretation  in  exposition.  But  there 
are  some  objects  sought  to  which  all  these  processes,  while 
important  or  even  essential,  are  only  preliminary.  The  real 
truth  of  the  case,  as  distinguished  from  its  meaning,  may  be 
still  to  seek ;  or  there  may  be  weighty  consequences  for  the 
reader  to  believe  or  act  upon.  To  the  mere  exhibiting  of 
thought,  therefore,  must  be  added  some  process  of  establishing 
or  enforcing  it  as  truth,  as  something  on  which  conviction  and 
conduct  may  be  based.     Hence  the  need  of  argumentation. 

Definition  of  Argumentation.  —  Argumentation  is  the  ordering 
ofjthe  facts  and  principles  relating  to  a  subject  in  question, 
with  the  view  to  inducing  belief  as  to  its  truth  or  error. 

The  analysis  of  this  definition  will  bring  to  light  some 
fundamental  traits  of  argumentation  as  a  literary  type. 

i.  The  subject,  observe,  is  in  question  ;  that  is,  by  the  very 
fact  that  reasoning  is  employed  to  establish  it,  the  subject  is 
conceded  to  have  two  sides,  each  of  which  has  validity  enough 
at  least  to  exist,  and  to  one  of  which  committal  is  sought. 
The  outcome  of  this  fact  is  that  the  truth  of  the  matter  is  con- 
ceived as  a  proposition,  a  rigorously  formulated  statement,which 
the  course  of  argument  aims  to  make  clear  and  convincing. 

2.  In  the  ordering  of  facts  and  principles  is  implied  a 
scheme  of  reasoning,  of  greater  or  less  extent ;  and  because 

597 


598  THE  LITERARY  TYPES. 


critical 


this  is  concerned  with  a  truth,  it  must  at  every  step  be 
as  well  as  constructive,  — must  guard  its  processes  from  fallacy 
and  error.  This  makes  argumentation  an  affair  at  once  of 
attack  and  defense ;  and  negative  forms  of  argument  have 
importance  side  by  side  with  positive. 

3.  The  belief,  which  it  is  the  reasoner's  aim  to  induce, 
may  be  of  various  depths,  according  to  the  issue  involved. 
With  the  mere  conviction  of  the  intellect  argumentation 
proper  is  concerned ;  when,  however,  it  comes  to  stirring 
the  feelings  and  moving  the  will,  on  some  vital  question  of 
conduct,  character,  or  policy,  a  more  impassioned  and  per- 
sonal style  of  argumentation  is  employed,  called  persuasion 
or  appeal ;  its  finished  outcome  is  seen  in  oratory. 

In  so  capital  a  matter  as  inducing  belief  in  truth,  a  belief 
which  on  occasion  may  pass  into  conviction  and  action,  it  is 
not  individual  arguments  alone  that  can  be  relied  on  for  the 
result.  These  have  their  part ;  but  so,  equally,  has  the  body 
of  argumentation,  the  whole  current  of  the  plea  as  a  system. 
On  these  two  subjects,  then,  rests  the  first  division  of  the 
present  chapter. 

SECTION    FIRST. 
Argumentation  in  its  Type  Forms. 

It  has  been  said  in  connection  with  the  definition  that  a 
thoughtfully  adduced  argument  is  at  once  constructive  and 
critical ;  while  it  maintains  one  side  it  must,  to  be  valid,  be 
aware  of  the  other  side,  and  make  itself  good  in  defense  as 
well  as  in  attack.  This  gives  importance  to  two  types  of  argu- 
mentation, the  constructive  and  the  destructive ;  the  direct 
proof  of  truth,  and  the  disproof  of  error. 


ARG  UMENTA  TION.  599 

I.     ARGUMENTATION    CONSTRUCTIVE. 

By  this  is  meant  the  proof  of  truth  directly  ;  that  is,  setting 
a  conclusion  plainly  before  the  mind,  to  be  verified  or  enforced, 
and  then  adducing  the  facts  and  principles  that  go  to  sub- 
stantiate it. 

In  devising  an  order  in  which  to  consider  the  various  types 
of  argumentation  constructive,  we  may  best  follow,  perhaps, 
the  logical  order  in  which  knowledge  is  obtained.  There  are 
"three  principal  ways,  or  stages.  First  of  all  there  is  the 
direct  observation  and  discovery  of  facts  ;  secondly,  from  the 
accumulation  of  these  facts  there  is  the  inference  of  other  facts 
or  of  general  truths ;  and  finally,  there  is  inference  from  gen- 
eral truths  or  principles  to  other  truths,  general  or  particular. 
These  three  ways  of  obtaining  knowledge  are  the  basis  of 
three  types  of  argument,  which,  sometimes  singly,  but  gen- 
erally in  mixture  and  combination,  make  up  a  course  of 
argumentation. 

I. 

Direct  Discovery  of  Facts.  —  In  strictness  the  discovery  of 
facts  by  direct  inquiry  is  rather  a  preliminary  to  argument 
than  argument  itself ;  but  it  is  so  necessary  to  inference,  and 
the  spirit  in  which  it  is  conducted  is  so  truly  at  one  with 
the  spirit  of  sound  reasoning,  that  it  cannot  be  left  out  of  the 
account. 

Of  the  primal  means  of  discovering  facts,  our  own  personal 
observation,  something  has  already  been  said.1  It  is,  however, 
only  a  small  proportion  of  the  facts  we  must  use,  that  we  can 
obtain  in  this  way.  We  must  depend,  for  the  most  part,  on 
what  others  report  to  us ;  under  which  is  included,  of  course, 
what  is  obtained  through  books  and  written  reports,  as  well 
as  what  is  obtained  orally.  The  same  means  of  testing  and 
appraising  it,  in  principle,  is  applicable  to  all. 
1  See  above,  pp.  397-402. 


600  THE   LITERARY   TYPES. 

Of  the  evidence  thus  obtained  we  discern  two  kinds.  There 
is  first  the  affirmation  of  what  the  witness  has  observed,  which 
we  name  Testimony ;  and  secondly,  there  is  the  report  of  what 
the  observer,  a  specialist  in  some  field  of  research  or  skill,  can 
bring  as  the  result  of  trained  judgment  or  opinion ;  and  this 
we  name  Authority. 

Testimony.  —  At  first  thought  it  would  seem  a  very  simple 
matter  to  obtain  the  report  of  a  witness  as  to  what  he  has 
seen  and  heard.  There  are  involved  in  it,  however,  questions 
of  no  little  intricacy,  which  suggest  themselves  on  one  point 
or  another,  and  must  be  solved,  before  the  real  truth  can  be 
evolved  from  a  body  of  testimony. 

Such  questions  range  themselves  into  three  lines  or  stages 
of  inquiry. 

i.  The  first  line  of  inquiry  concerns  itself  with  the  witness. 
His  personal  character,  to  begin  with  :  is  he  by  common  repute 
a  man  of  honesty  and  veracity,  whose  word  can  be  trusted  ? 
Then,  his  ability  to  testify :  how  accurately  can  he  observe, 
how  truly  can  he  remember,  how  clear  and  straight  a  report 
can  he  make  of  what  he  has  observed  ?  The  answer  to  these 
questions,  it  will  be  seen,  reveals  many  degrees  of  value  in  the 
results  obtained.  Finally,  his  relation  to  the  thing  testified : 
what  is  there  in  his  own  predilections  or  prejudices,  what  is 
there  in  the  circumstances,  to  make  his  testimony  more,  or 
less,  trustworthy  ?  A  reluctant  testimony,  or  a  testimony  that 
makes  against  the  interests  of  the  witness  himself,  is  regarded 
as  especially  likely  to  be  true.  Many  centuries  ago,  the  ideal 
citizen  was  characterized  as  one  "that  sweareth  to  his  own 
hurt,  and  changeth  not." 

Illustrations.  —  The  way  in  which  witnesses'  characters  and  circum- 
stances are  sifted  in  courts  of  law  may  be  seen  from  the  following :  — 

"  These  two  witnesses,  Mr.  Coleman  and  N.  P.  Knapp,  differ  entirely. 
There  is  no  possibility  of  reconciling  them.  No  charity  can  cover 
both.     One  or  the  other  has  sworn  falsely.     If  N.  P.  Knapp  be  believed, 


ARGUMENTATION.  601 

Mr.  Coleman's  testimony  must  be  wholly  disregarded.  It  is,  then,  a  ques- 
tion of  credit,  a  question  of  belief  between  the  two  witnesses.  As  you 
decide  between  these,  so  you  will  decide  on  all  this  part  of  the  case. 

"  Who  is  Mr.  Coleman  ?  He  is  an  intelligent,  accurate,  and  cautious 
witness  ;  a  gentleman  of  high  and  well-known  character,  and  of  unques- 
tionable veracity;  as  a  clergyman,  highly  respectable;  as  a  man,  of  fair 
name  and  fame.  ...  It  is  a  misconstruction  of  Mr.  Coleman's  motives, 
at  once  the  most  strange  and  the  most  uncharitable,  a  perversion  of  all 
just  views  of  his  conduct  and  intentions  the  most  unaccountable,  to  repre- 
sent him  as  acting,  on  this  occasion,  in  hostility  to  any  one,  or  as  desirous 
of  injuring  or  endangering  any  one.  He  has  stated  his  own  motives,  and 
his  own  conduct,  in  a  manner  to  commend  universal  belief  and  universal 
respect. 

"  The  relation  in  which  the  other  witness  stands  deserves  your  careful 
consideration.  He  is  a  member  of  the  family.  He  has  the  lives  of  two 
brothers  depending,  as  he  may  think,  on  the  effect  of  his  evidence ;  depend- 
ing on  every  word  he  speaks.  I  hope  he  has  not  another  responsibility 
resting  upon  him.  .  .  .  Compare  the  situation  of  these  two  witnesses.  Do 
you  not  see  mighty  motive  enough  on  the  one  side,  and  want  of  all  motive 
on  the  other  ?  I  would  gladly  find  an  apology  for  that  witness,  in  his 
agonized  feelings,  in  his  distressed  situation  ;  in  the  agitation  of  that  hour, 
or  of  this.  I  would  gladly  impute  it  to  error,  or  to  want  of  recollection,  to 
confusion  of  mind,  or  disturbance  of  feeling.  I  would  gladly  impute  to  any 
pardonable  source  that  which  cannot  be  reconciled  to  facts  and  to  truth  ;  but, 
even  in  a  case  calling  for  so  much  sympathy,  justice  must  yet  prevail,  and 
we  must  come  to  the  conclusion,  however  reluctantly,  which  that  demands 
from  us." 1 

2.  The  second  line  of  inquiry  is  concerned  with  the  testi- 
mony. Is  it,  to  begin  with,  probable  on  the  face  of  it,  that  is, 
consistent  with  ordinary  experience  and  observation  ?  Then, 
how  does  it  square  with  the  body  of  facts  already  known  in 
the  case  ?  Finally  —  a  matter  of  much  moment  —  is  the  testi- 
mony consistent  with  itself  ?  that  is,  does  the  witness  tell  a 
straightforward  and  homogeneous  story,  or  does  he  contradict 
himself  ?  and  when  he  repeats  statements,  how  does  the  repeat 
compare  with  the  original  assertion  ?     It  is  for  the  purpose  of 

1  WEBSTER,  The  Murder  of  Captain  Joseph  White,  Webster's  Great  Speeches, 

p.  221. 


602  THE   LITERARY   TYPES. 

testing  the  witness's  evidence  for  self-consistency  that  cross- 
examination  is  instituted  in  the  courts. 

Some  kinds  of  testimony  are  regarded  as  of  special  value. 
Such  are :  undesigned  testimony ;  what  the  witness  inadver- 
tently lets  out,  without  realizing  its  possible  bearing  on  the 
case  ;  negative  testimony,  or  failure  to  mention  a  circumstance 
so  striking  that  he  must  have  noticed  it  had  it  occurred ;  and 
hostile  testimony,  the  honest  concession  of  some  fact  that 
makes  against  the  witness's  interests  or  sympathies. 

Illustration.  —  The  following  shows  the  kind  of  scrutiny  a  testimony 
is  subjected  to  in  cross-examination  :  — 

"  Attend  to  his  cross-examination.  He  was  sure  he  had  seen  Lord 
George  Gordon  at  Greenwood's  room  in  January  ;  but  when  Mr.  Kenyon, 
who  knew  Lord  George  had  never  been  there,  advised  him  to  recollect  him- 
self, he  desired  to  consult  his  notes.  First,  he  is  positively  sure,  from  his 
memory,  that  he  had  seen  him  there :  then  he  says,  he  cannot  trust  his 
memory  without  referring  to  his  papers.  On  looking  at  them,  they  contra- 
dict him ;  and  he  then  confesses  that  he  never  saw  Lord  George  Gordon 
at  Greenwood's  room  in  January,  when  his  note  was  taken,  nor  at  any  other 
time.  But  why  did  he  take  notes  ?  He  said  it  was  because  he  foresaw 
what  would  happen.  How  fortunate  the  Crown  is,  gentlemen,  to  have 
such  friends  to  collect  evidence  by  anticipation !  When  did  he  begin  to 
take  notes?  He  said, on  the  21st  of  February,  which  was  the  first  time  he 
had  been  alarmed  at  what  he  had  seen  and  heard,  although,  not  a  minute 
before,  he  had  been  reading  a  note  taken  at  Greenwood's  room  in  January, 
and  had  sworn  that  he  had  attended  their  meetings,  from  apprehensions  of 
consequences,  as  early  as  December."1 

In  a  similar  way  statements  of  fact,  as  published  in  books,  are  subjected 
to  minute  comparison,  examination  of  dates  and  circumstances,  and  the 
like,  in  order  to  settle  the  value  and  authenticity  of  their  details  by  internal 
evidence. 

3.  The  third  line  of  inquiry  is  concerned  with  the  truth  as 
something  to  be  evolved  from  a  body  of  testimony.  When 
there  is  more  than  one  witness  to  the  same  facts,  and  their 

1  Erskine,  Speech  in  Behalf  of  Lord  George  Gordon,  Select  British  Eloquence, 
p.  644. 


ARG  UMENTA  TION:  603 

statements  cannot  be  reconciled  with  each  other,  resort  must  be 
had  to  the  characters  and  motives  of  witnesses,  as  already 
illustrated.  If  the  testimonies  agree  in  all  essential  particu- 
lars, the  presumption  of  their  substantial  truth  is  strong.  As 
soon,  however,  as  we  get  beyond  essentials  to  minute  and 
secondary  details,  we  must  look  for  disagreement  enough  to 
correspond  with  differences  in  observing  power  and  point  of 
view.  Too  minute  agreement  weakens  the  testimony  ;  because 
it  raises  the  suspicion,  or  even  certainty,  of  collusion  between 
witnesses. 

Illustration.  —  Some  years  ago  Professor  Greenleaf,  of  the  Harvard 
Law  School,  treated  the  accounts  of  the  Four  Evangelists  as  if  they  were 
evidence  of  facts  to  be  examined  according  to  the  procedures  in  courts  of 
justice.     The  following  are  some  of  his  remarks  by  way  of  summary  :  — 

"  The  character  of  their  narratives  is  like  that  of  all  other  true  witnesses, 
containing,  as  Dr.  Paley  observes,  substantial  truth,  under  circumstantial 
variety.  There  is  enough  of  discrepancy  to  show  that  there  could  have  been 
no  previous  concert  among  them ;  and  at  the  same  time  such  substantial 
agreement  as  to  show  that  they  all  were  independent  narrators  of  the  same 
great  transaction,  as  the  events  actually  occurred.  .  .  .  The  discrep- 
ancies between  the  narratives  of  the  several  evangelists,  when  carefully 
examined,  will  not  be  found  sufficient  to  invalidate  their  testimony.  Many 
seeming  contradictions  will  prove,  upon  closer  scrutiny,  to  be  in  substantial 
agreement ;  and  it  may  be  confidently  asserted  that  there  are  none  that  will 
not  yield,  under  fair  and  just  criticism.  If  these  different  accounts  of  the 
same  transactions  were  in  strict  verbal  conformity  with  each  other,  the 
argument  against  their  credibility  would  be  much  stronger.  All  that  is 
asked  for  these  witnesses  is,  that  their  testimony  may  be  regarded  as  we 
regard  the  testimony  of  men  in  the  ordinary  affairs  of  life."  x 

Authority.  —  It  is  not  only  for  the  facts  that  we  cannot  per- 
sonally observe  that  we  must,  in  our  obtaining  of  knowledge, 
depend  on  the  word  of  others.  For  the  interpretation  of  facts, 
also,  for  the  estimate  to  be  made  or  the  judgment  passed  on 
facts,  we  must,  in  many  a  sphere  of  special  knowledge,  inter- 
rogate those  who  have  gained  special  insight  therein.     The 

1  Greenleak,  Testimony  of  the  Four  Evangelists,  p.  28. 


604  THE  LITERARY  TYPES. 

aid    thus    furnished    us    we    call    authority.      The    man    whc 
embodies  this  authority  is  not  strictly  a  witness ;  rather  he 
takes  the  place,  in  this  particular  inquiry,  of  the  judge  or  the  j 
jury,  drawing  a  generalized  conclusion  concerning  something 
beyond  their  competency  to  judge. 

Of  this  subject  of  authority,  what  we  need  here  to  note  is, 
the  qualifications  of  the  person,  and  the  forms  that  authority 
in  statement  may  take. 

i.  Of  the  person,  the  inquiry  centres  not  in  his  veracity,  as 
in  a  question  of  observed  fact,  but  in  the  depth  and  range  of 
his  judgment ;  nor  is  his  power  to  observe  so  much  in  question 
as  his  wisdom  to  generalize  from  what  he  has  observed.  He 
represents,  in  fact,  the  work  of  exposition ;  he  is  a  generalizer, 
whose  conclusion  is  a  statement  of  educated  opinion ;  and 
we,  depending  on  him  as  an  expositor,  require  of  him  the 
expositor's  qualifications  of  acumen,  accuracy,  soundness  and 
balance  of  judgment.1 

1  For  the  traits  evinced  in  a  piece  of  exposition,  see  above,  p.  556,  3.  The  dis- 
tinction between  the  sphere  of  Testimony  and  that  of  Authority  is  thus  given  by 
Archbishop  Whately :  1"  When  the  question  is  as  to  a  Fact,  it  is  plain  we  have  to 
look  chiefly  to  the  honesty  of  a  witness,  his  accuracy,  and  his  means  of  gaining  infor- 
mation. When  the  question  is  about  a  matter  of  Opinion,  it  is  equally  plain  that 
his  ability  to  form  a  judgment  is  no  less  to  be  taken  into  account.  But  though  this 
is  admitted  by  all,  it  is  very  common  with  inconsiderate  persons  to  overlook,  in  prac- 
tice, the  distinction,  and  to  mistake  as  to,  what  it  is,  that,  in  each  case,  is  attested. 
Facts,  properly  so  called,  are,  we  should  remember,  individuals ;  though  the  term  is 
often  extended  to  general  statements ;  especially  when  these  are  well  established. 
And  again,  the  causes  or  other  circumstances  connected  with  some  event  or  phenom- 
enon, are  often  stated  as  a  part  of  the  very  fact  attested.  If  for  instance,  a  person 
relates  his  having  found  coal  in  a  certain  stratum  ;  or  if  he  states,  that  in  the  East 
Indies  he  saw  a  number  of  p3rsons  who  had  been  sleeping  exposed  to  the  moon's  rays, 
afflicted  with  certain  symptoms,  and  that  after  taking  a  certain  medicine  they  recov- 
ered, —  he  is  bearing  testimony  as  to  simple  matters  of  fact :  but  if  he  declares  that 
the  stratum  in  question  constantly  contains  coal ;  —  or,  that  the  patients  in  question 
were  so  affected  in  consequence  of  the  moon's  rays,  —  that  such  is  the  general  effect 
of  them  in  that  climate,  and  that  that  medicine  is  a  cure  for  such  symptoms,  it  is 
evident  that  his  testimony  —  however  worthy  of  credit  —  is  borne  to  a  different  kind 
of  conclusion  ;  namely,  not  an  individual,  but  a  general,  conclusion,  and  one  which 
must  rest,  not  solely  on  the  veracity,  but  also  on  the  judgment,  of  the  witness."  — 
Whately,  Elements  of  Rhetoric,  p.  81. 


ARG OMENTA  TION.  605 

Example.  —  It  is  on  the  ground  of  such  inquiries  that  Macaulay  as  an 
historian  is  discredited,  —  not  for  his  inability  to  gather  and  state  facts,  but 
for  a  bias  which  invalidates  his  interpretation  of  facts,  and  thus  makes  him 
uncertain  as  an  authority.  The  ground  of  distrust  is  thus  given  :  "  Then 
it  is  that  we  become  aware  that  there  were  two  Macaulays  :  Macaulay  the 
artist,  with  an  exquisite  gift  for  telling  a  story,  filling  his  pages  with  little 
vignettes  it  is  impossible  to  forget,  fixing  these  with  an  inimitable  art  upon 
the  surface  of  a  narrative  that  did  not  need  the  ornament  they  gave  it,  so 
strong  and  large  and  adequate  was  it;  and  Macaulay  the  Whig,  subtly 
turning  narrative  into  argument,  and  making  history  the  vindication  of  a 
party.  The  mighty  narrative  is  a  great  engine  of  proof.  It  is  not  told  for 
its  own  sake.  It  is  evidence  summed  up  in  order  to  justify  a  judgment. 
We  detect  the  tone  of  the  advocate,  and  though  if  we  are  just  we  must 
deem  him  honest,  we  cannot  deem  him  safe.  The  great  story-teller  is  dis- 
credited ;  and,  willingly  or  unwillingly,  we  reject  the  guide  who  takes  it  upon 
himself  to  determine  for  us  what  we  shall  see.  That,  we  feel  sure,  cannot  be 
true  which  makes  of  so  complex  a  history  so  simple  a  thesis  for  the  judg- 
ment. There  is  art  here ;  but  it  is  the  art  of  special  pleading,  misleading 
even  to  the  pleader." 1 

2.  The  forms  in  which  authority  meets  us  and  is  appealed 
to  concern  every  pursuit  in  life. 

In  the  endeavor  to  determine  questions  of  fact  and  right, 
as  in  the  courts,  much  dependence  is  placed  on  what  is  called 
expert  testimony ;  that  is,  testimony  not  as  to  the  actual  facts 
in  the  case  but  as  to  such  interpretation  of  facts  as  could  be 
made  only  by  a  specialist  in  the  sphere  of  knowledge  to  which 
the  facts  belong.  Thus  physicians  are  interrogated  as  to 
symptoms,  the  working  of  drugs,  the  infliction  of  wounds ; 
chemists  are  employed  to  examine  adulterations  or  compo- 
sition of  compounds;  builders  are  asked  about  strength  of 
materials  and  value  of  workmanship ;  specialists  are  set  to 
examining  handwriting;  and  many  other  such  things. 

Every  profession  and  pursuit,  too,  has  its  body  of  pro- 
cedures, doctrines,  or  traditions,  which  constitute  its  author- 
ity.    Thus,  in   law,   recourse    is  had  -to   recorded  cases  and 

1  Wilson,  Mere  Literature  and  other  Essays,  p.  168. 


606  THE  LITERARY   TYPES. 

opinions  of  judges,  a  body  of  authority  increasing  enormous! 
every  year;  in  theology,  to  the  Bible  and  to  denominationa 
standards  ;  in  politics  to  the  constitution  of  the  nation  am 
to  the  acknowledged  wisdom  of  statesmen ;  in  science,  t( 
the  researches  and  experiments  of  men  who  have  devotee 
themselves  to  specialized  study. 

Illustration.  —  The  following  exemplifies  appeal  to  authority  on  £ 
national  and  political  subject:  — 

"  This  being  admitted,  can  it  be  denied  that  the  education  of  the  commor 
people  is  a  most  effectual  means  of  securing  our  persons  and  our  property : 
Let  Adam  Smith  answer  that  question  for  me.  His  authority,  always  high, 
is,  on  this  subject,  entitled  to  peculiar  respect,  because  he  extremely  dis- 
liked busy,  prying,  interfering  governments.  He  was  for  leaving  literature 
arts,  sciences,  to  take  care  of  themselves.  He  was  not  friendly  to  ecclesi- 
astical establishments.  He  was  of  opinion  that  the  State  ought  not  to 
meddle  with  the  education  of  the  rich.  But  he  has  expressly  told  us  that 
a  distinction  is  to  be  made,  particularly  in  a  commercial  and  highly  civilized 
society,  between  the  education  of  the  rich  and  the  education  of  the  poor. 
The  education  of  the  poor,  he  says,  is  a  matter  which  deeply  concerns  the 
commonwealth.  Just  as  the  magistrate  ought  to  interfere  for  the  purpose 
of  preventing  the  leprosy  from  spreading  among  the  people,  he  ought  to 
interfere  for  the  purpose  of  stopping  the  progress  of  the  moral  distempers 
which  are  inseparable  from  ignorance.  Nor  can  this  duty  be  neglected 
without  danger  to  the  public  peace.  If  you  leave  the  multitude  uninstructed, 
there  is  serious  risk  that  religious  animosities  may  produce  the  most  dread- 
ful disorders.  The  most  dreadful  disorders  !  Those  are  Adam  Smith's 
own  words;  and  prophetic  words  they  were."1 


II. 

Inference  from  Particulars.  —  To  discover  facts,  by  obser- 
vation, testimony,  or  authority,  indispensable  though  it  be  to 
knowledge,  is  only  a  beginning,  and  seldom  is  left  as  the  sole 
process.  The  facts  thus  discovered  are  to  be  put  together, 
and  from  them  some  inference  is  to  be  drawn,  either  of  some 

1  MACAULAY,  Speech  on  Education,  Speeches,  and  Poems,  Vol.  ii,  p.  45. 


A  R  G  UMENTA  TION.  607 

other  facts  yet  unknown,  or  of  some  larger  truth  to  which  all 
the  facts  have  relation,  as  particulars  in  evidence. 

Such  inference  from  particulars  is  called  Induction.  It  is 
the  process  of  arguing  from  what  is  known  to  what  is  at  the 
beginning  unknown  or  problematical ;  or  of  establishing  some 
conclusion  by  accumulating  and  weighing  all  the  particulars 
that  work  together  to  make  it  probable.1 

The  Hypothesis.  —  The  basis  of  every  inductive  argument  is 
an  hypothesis  ;  by  which  we  mean  a  provisional  conclusion, 
theory,  or  conjecture.  It  is  adopted  to  explain  the  likeliest 
ox  prima  facie  indication  of  the  particulars,  and  thereafter  held 
subject  to  confirmation,  modification,  or  abandonment  in 
favor  of  another  hypothesis,  as  further  particulars  come  in. 
An  hypothesis,  then,  is  an  inductive  conclusion  not  fully 
verified. 

Note.  —  Thus,  in  accounting  for  a  death  by  violence,  the  most  satis- 
factory hypothesis,  to  begin  with,  may  be  that  the  deceased  committed 
suicide.  Adopting  this  provisionally,  then,  and  carefully  scrutinizing  all  the 
facts  and  indications  known,  the  observer  is  finally  either  fully  confirmed 
in  his  theory,  or  compelled  to  adopt  a  new  one  to  account  for  facts  that 
the  suicide  theory  could  not  explain. 

An  hypothesis  is  something  adopted  not  so  much  that  it  may 
be  believed  as  that  it  may  be  doubted  until  it  is  subjected  to 
every  available  test.  The  proper  attitude  of  the  inductive 
reasoner,  in  other  words,  is  caution  and  thoroughness ;  his 
gravest  error,  jumping  at  the  conclusion  before  the  evidence 
is  all  in.  The  particulars,  therefore,  from  which  his  induction 
is  made,  are  not  to  be  regarded  as  proofs  of  the  conclusion ; 
they  are  merely  indications,  good  as  far  as  they  go,  and  some 
going  farther  than  others,  to  show  that  such  a  conclusion  is 
on  the  whole  probable.  They  are  to  be  weighed,  then,  as  well 
as  numbered  ;  for  they  may  have  all  degrees  of  conclusiveness. 

1  For  the  order  of  investigation  in  the  plan,  which  is  merely  an  inductive 
process  carried  on  informally,  see  above,  pp.  446,  447. 


608  THE   LITERARY   TYPES. 

Some  may  be  so  slight  and  indirect  as  to  have  no  real  valu 
alone,  but  only  in  connection  with  stronger  ones  ;  others  ma1 
have  so  determinative  a  connection  with  the  conclusion  a: 
almost  to  amount  to  proof.  In  any  case  it  is  safer  to  esti 
mate  indications  low  and  crave  more,  than  to  overrate  anc 
leave  gaps  in  the  evidence. 

Note.  —  Thus,  the  redness  of  the  evening  sky  is  a  commonly  acceptec 
indication,  but  by  no  means  a  proof,  that  the  weather  will  be  fair  to-morrow 
the  weight  of  the  atmosphere,  as  shown  by  the  barometer,  is  another  inch 
cation,  but  not  a  proof  ;  the  two  indications  taken  together  make  fail 
weather  probable,  and  more  probable  than  one  indication  alone  would  do ; 
still  they  do  not  prove  fair  weather.  A  large  number  of  indications  would 
put  the  conjectured  fact  beyond  reasonable  doubt,  and  still  more  certain  it 
would  be  if  in  a  long  series  of  observations  these  phenomena  were  followed, 
without  exception,  by  fair  weather.  Thus  in  time  this  conjunction  of  facts 
might  come  to  be  regarded  as  invariable,  and  even  trusted  as  a  general  law ; 
still,  strictly  speaking,  it  is  only  a  probable  conclusion,  not  absolute,  and  its 
certainty  depends  on  the  completeness  of  the  induction.  The  same  may 
be  said  of  every  inductive  argument,  and  especially  of  every  inquiry  dealing 
with  the  future. 

Grades  and  Species  of  Inductive  Argument.  —  The  degree  of 
conclusiveness  that  an  indication  may  have  is  measured 
mainly  by  the  closeness  of  its  relation  to  the  conclusion 
sought ;  and  there  are  kinds  of  such  relation  which  are 
depended  on  not  only  for  the  truth  in  view,  but  for  the  gen- 
eral use  to  which  the  argument  is  put.  The  following  three 
classes,  or  grades,  beginning  with  the  most  intimate  and  con- 
clusive, will  serve  to  classify  the  various  kinds  of  inductive 
argument. 

i.  Particulars  viewed  as  Cause  or  Effect.  — Some  indications 
belong,  as  far  as  they  go,  to  the  class  of  causes,  that  is,  they 
tend  to  produce,  as  an  effect,  the  conclusion  we  have  in  mind. 
Others,  viewed  as  effects,  are  pushed  back  in  thought  or  com- 
putation to  the  cause  that  must  be  postulated  as  their  producer, 
which  latter  may  be  taken  as  the  conclusion  sought.     The 


ARG  UMENTA  TION.  609 

two  directions  of  investigation,  from  cause  to  effect  and  from 
effect  to  cause,  are  precisely  the  same  in  principle,  and  subject 
to  the  same  tests.  In  any  inquiry  involving  a  conclusion  of 
fact,  this  kind  of  relation  is  the  first  thing  sought,  and  when 
established  constitutes,  according  to  its  weight,  what  is  called 
antecedent  probability. 

The  kind  of  argument  that  takes  a  known  cause  and  from 
it  infers  a  determinate  effect  is  called  a  priori. 

The  kind  of  argument  that  takes  a  known  effect  and  from 
it  infers  the  producing  cause  is  called  a  posteriori. 

Examples.  —  i.  Of  a  priori  argument.  In  seeking  to  locate  the  respon- 
sibility for  an  act,  e.g.  a  crime,  one  of  the  first  things  sought  is  a  motive, 
which,  as  far  as  it  goes,  is  clearly  to  be  regarded  as  a  cause.  The  follow- 
ing use  of  motive  as  an  a  priori  argument  will  exemplify  this :  "Joseph 
Knapp  had  a  motive  to  desire  the  death  of  Mr.  White,  and  that  motive  has 
been  shown.  He  was  connected  by  marriage  with  the  family  of  Mr.  White. 
His  wife  was  the  daughter  of  Mrs.  Beckford,  who  was  the  only  child  of  a 
sister  of  the  deceased.  The  deceased  was  more  than  eighty  years  old,  and 
had  no  children.  His  only  heirs  were  nephews  and  nieces.  He  was  sup- 
posed to  be  possessed  of  a  very  large  fortune,  which  would  have  descended, 
by  law,  to  his  several  nephews  and  nieces  in  equal  shares ;  or,  if  there  was 
a  will,  then  according  to  the  will.  But  as  he  had  but  two  branches  of 
heirs,  the  children  of  his  brother,  Henry  White,  and  of  Mrs.  Beckford,  each 
of  these  branches,  according  to  the  common  idea,  would  have  shared  one 
half  of  his  property.  This  popular  idea  is  not  legally  correct.  But  it  is 
common,  and  very  probably  was  entertained  by  the  parties.  According  to 
this  idea,  Mrs.  Beckford,  on  Mr.  White's  death  without  a  will,  would  have 
been  entitled  to  one  half  of  his  ample  fortune;  and  Joseph  Knapp  had 
married  one  of  her  three  children."1 

2.  Of  a  posteriori  argument.  The  induction  by  which  the  planet  Nep- 
tune was  discovered  is  a  good  example  of  tracing  effects  back  to  their  cause. 
The  following  outlines  the  story  of  it:  "The  motions  of  Uranus,  the 
outermost  then-known  planet,  had  been  carefully  watched  since  its  dis- 
covery by  Sir  W.  Herschel,  and  an  orbit  was  speedily  assigned  it.  For 
about  fourteen  years  the  planet  kept  to  this  path,  and  then  began  to  gain 
on  its  predicted  place,  continuing  to  do  so  for  about  twenty-seven  years, 

1  WBB8TER,  The  Mtirdcr  of  Captain  Joseph  White,  Webster1  s  Great  Speeches, 

p.  201. 


610  THE  LITERARY   TYPES. 

when  it  ceased  to  advance  and  soon  began  to  fall  behind,  continuinj 
steadily  to  do  so.  It  was  seen  by  Leverrier,  a  young  French  astronomer 
and  Adams,  then  a  student  at  Cambridge,  that  these  movements  could  b< 
explained  by  the  action  of  a  planet  exterior  to  Uranus,  and  they  both  inde 
pendently  tried  to  solve  the  problem  thus  presented,  and  indicate  the  dis 
turbing  planet's  place.  This  problem  .  .  .  was  treated  differently  by  the 
two  investigators.  Both  assigned  certain  probable  values  to  the  distance 
and  periodic  time  of  the  unknown  body,  which  made  their  work  possible 
Each  wrought  out  his  solution,  and  found  the  elements  of  the  unknown 
body's  orbit.  Adams  sent  word  to  Professor  Challis  of  Cambridge,  and 
Leverrier  later  advised  Dr.  Galle  of  Berlin  where  to  look  for  it.  Dr.  Galle 
first  saw  it,  on  September  23,  1846,  within  a  degree  of  Leverrier's  calculated 
place,  and  three  degrees  of  Adams's." 1 

Concerning  any  argument  involving  cause  and  effect,  three 
facts  must  be  established,  by  way  of  test,  before  it  can  be 
regarded  as  conclusive.     It  must  be  shown  :  — 

That  an  actual  cause  exists ; 

That  it  is  sufficient  to  produce  the  effect  contemplated ; 

That  opposing  circumstances  or  probabilities  are  not 
sufficient  to  hinder  its  working. 


I 


Note.  —  The  motive  ascribed  in  the  quotation  from  Webster  abo 
while  a  proved  cause,  ought  not  to  be  regarded  as  sufficient  in  itself  to 
prove  the  prisoner's  guilt ;  other  causes,  or  traits  of  character,  or  positive 
circumstances,  must  be  adduced  to  corroborate  what  at  this  stage  is  only  a 
starting-point  of  probability. 

*  The  discovery  of  Neptune,  described  above,  turned  out  to  be,  after  all,  an 
accident ;  the  cause  of  the  perturbations  was  inferred,  and  so  accurately 
that  actual  observation  did  the  rest,  but  the  effect  might  have  been  pro- 
duced by  some  other  cause.  "  This  problem,"  says  the  author  of  the 
article,  "  could  be  solved  so  as  to  indicate  any  one  of  an  infinite  number 
of  planets,  each  of  which  would  produce  the  observed  disturbance  of 
Uranus.  ...  It  is  true  the  planet  was  found  to  have  a  different  orbit  from 
that  assigned  by  the  calculators.  Their  planets  were  in  fact  not  identical, 
nor  were  they  the  planet  Neptune.  But  they  must  ever  have  credit  for  the 
sagacity  and  ability  with  which,  aiming  at  so  indefinite  a  target,  they  so 
nearly  struck  the  centre." 

1  Chambers' 's  Cyc/o/cedia,  s.v.  Astronomy. 


ARC  UMENTA  TION.  61 1 

2.  Particulars  viewed  as  Concomitants.  —  Indications  not  con- 
nected with  the  conclusion  as  cause  or  effect  belong  evidently 
to  a  secondary  rank ;  they  accompany  the  fact  or  event  in 
question,  but  do  not  produce  it.  Such  indications  taken  singly 
may  be  small  and  of  little  weight ;  but  taken  together  they 
may  so  help  and  color  each  other  as  to  create  a  high  degree 
of  probability.  For  secondary  and  preliminary  conclusions  — 
for  which  they  are  oftenest  used  —  they  are  of  high  value  :  they 
may  so  define  the  thing  to  be  proved  that  the  inquirer  may 
know  just  what  primary  evidence  to  look  for. 

Note.  —  The  redness  of  the  evening  sky  is  no  cause  of  fair  weather;  it 
is  merely  a  secondary  indication,  as  is  also  the  height  of  the  barometer. 
For  a  conclusive  indication  we  must  find  that  determining  state  of  the 
atmosphere  which  is  the  cause  at  once  of  fair  weather  and  of  the  evening 
redness. 

Inference  from  such  secondary  data  is  technically  called 
the  argument  from  sign  ;  the  facts  discovered  being  taken 
as  signs,  so  far  as  they  go,  of  the  fact  or  event  in  question. 
The  practical  employment  of  such  inference  in  the  courts, 
which  is  very  extensive,  is  called  circumstantial  evidence  ; 
and  is  more  relied  upon,  ordinarily,  to  prove  the  circumstances 
of  a  case  than  to  establish  its  main  issue.  In  any  use  of  it 
this  kind  of  inference  is  naturally  concerned  that  the  data 
make  up  in  number  and  cumulative  power,  as  combined,  fcr 
what  they  lack  separately  in  conclusiveness. 

Examples. —  I.  Of  argument  from  sign.  In  an  argument  constructed 
to  show  what  signs  there  are  that  Shakespeare  was  the  author  of  a  certain 
sonnet  prefatory  of  one  of  John  Florio's  books,  entitled  "  Phaeton  to  his 
Friend  Florio,"  the  use  of  words,  the  circle  of  expressions,  the  circle  of 
ideas,  are  minutely  compared  with  those  of  Shakespeare's  known  works, 
and  a  very  plausible  case  made  out  ;  which,  however,  the  author  of  the 
argument  thus  estimates:  "Such  an  identification,  of  course,  does  not 
admit  of  demonstrative  proof:  all  that  we  can  possibly  provide  in  the 
absence  of  authentic  contemporary  testimony  that  Shakespeare  and  Phaeton 


612  THE   LITERARY  TYPES. 

were  the  same,  is  a  concurrence  of  presumptions,  separately  feeble 

ally  open  to  banter,  but  together  affording  as  firm  a  ground  for  belief  as 

can  be  had  in  such  matters."  * 

2.  Of  circumstantial  evidence.  In  the  case  of  the  murder  of  Captain 
Joseph  White,  already  cited,  circumstances  are  accumulated  to  prove  an 
accessory  question,  namely,  that  the  murder  was  the  result  of  a  conspiracy, 
a  question  which  circumstantial  evidence  could  be  relied  on  to  decide : 
"  Let  me  ask  your  attention,  in  the  first  place,  to  those  appearances,  on  the 
morning  after  the  murder,  which  have  a  tendency  to  show  that  it  was  done 
in  pursuance  of  a  preconcerted  plan  of  operation.  What  are  they  ?  A 
man  wTas  found  murdered  in  his  bed.  No  stranger  had  done  the  deed,  no 
one  unacquainted  with  the  house  had  done  it.  It  was  apparent  that  some- 
body within  had  opened,  and  that  somebody  without  had  entered.  There 
had  obviously  and  certainly  been  concert  and  cooperation.  The  inmates 
of  the  house  were  not  alarmed  when  the  murder  wras  perpetrated.  The 
assassin  had  entered  without  any  riot  or  any  violence.  He  had  found 
the  way  prepared  before  him.  The  house  had  been  previously  opened. 
The  window  was  unbarred  from  within,  and  its  fastening  unscrewed. 
There  was  a  lock  on  the  door  of  the  chamber  in  which  Mr.  White 
slept,  but  the  key  was  gone.  It  had  been  taken  away  and  secreted. 
The  footsteps  of  the  murderer  were  visible,  out-doors,  tending  toward  the 
window.  The  plank  by  which  he  entered  the  window  still  remained.  The 
road  he  pursued  had  been  thus  prepared  for  him.  The  victim  was  slain, 
and  the  murderer  had  escaped.  Everything  indicated  that  somebody 
within  had  cooperated  with  somebody  without.  Everything  proclaimed 
that  some  of  the  inmates,  or  somebody  having  access  to  the  house,  had 
had  a  hand  in  the  murder.  On  the  face  of  the  circumstances,  it  was 
apparent,  therefore,  that  this  was  a  premeditated,  concerted  murder  ;  th 
there  had  been  a  conspiracy  to  commit  it."2 


I 


3.  Particulars  used  as  Parallels.  —  A  third  class  of  inductive 
data  have  no  direct  connection  with  the  case  at  all,  whether 
of  cause  or  of  accompaniment ;  they  are  merely  circumstances 
of  some  parallel  state  of  things.  Such  indications  cannot  be 
used,  of  course,  to  decide  a  question  of  fact.  But  for  ques- 
tions of  principle,  policy,  conduct,  —  questions  on  which  hang 
some  future  procedure,  —  considerations  of  this  kind  are  very 

1  Minto,  Characteristics  of  English  Poets,  Appendix  B. 

2  Webster,  The  Murder  of  Ca/tain  Joseph  White}  Webster's  Great  Speeches, 
p.  20Q. 


ARG  UMENTA  TION.  613 

extensively  used,  by  way  of  example  or  analogy,  and  are  the 
ground  of  the  most  popular  and  pleasing  styles  of  argument. 

The  argument  from  example,  taking  instances  of  what 
has  occurred  at  other  times  or  in  other  places,  infers  from 
them  what  is  likely  to  occur  again  under  similar  conditions, 
or  inculcates  some  action  modelled  on  them  as  a  lesson.  The 
validity  of  this  argument  depends  not  only  on  the  parallel 
state  of  things  but  more  truly  on  the  parallel  conditions,  which 
must  be  so  evident  as  to  remove  the  conclusion  from  the 
reproach  of  being  an  accidental  parallel,  or  coincidence.  The 
laws  governing  the  events,  in  fact,  should  be  no  less  clear 
than  the  like  events  themselves. 

The  most  cogent  form  of  the  argument  from  example,  called 
the  argument  a  fortiori,  reasons  that  if  a  certain  thing  is 
true  in  a  given  case,  much  more  will  it  be  true  in  a  supposed 
case  where  the  conditions  are  more  favorable. 

Examples.  —  i.  Of  the  argument  from  example.  The  following  familiar 
passage  from  Patrick  Henry  illustrates  not  only  the  argument  from  example 
but,  in  its  outcome,  the  masterly  transfer  of  its  implication  from  a  seeming 
question  of  fact  to  a  question  of  policy  and  conduct:  "  It  was  sometime  in 
the  course  of  this  tremendous  fight,  extending  through  the  29th  and  30th 
of  May,  that  the  incident  occurred  which  has  long  been  familiar  among  the 
anecdotes  of  the  Revolution,  and  which  may  be  here  recalled  as  a  reminis- 
cence not  only  of  his  own  consummate  mastery  of  the  situation,  but  of  a 
most  dramatic  scene  in  an  epoch-making  debate.  Reaching  the  climax  of 
a  passage  of  fearful  invective,  on  the  injustice  and  the  impolicy  of  the 
Stamp  Act,  he  said  in  tones  of  thrilling  solemnity,  •  Caesar  had  his  Brutus ; 
Charles  the  First,  his  Cromwell ;  and  George  the  Third  ['  Treason,'  shouted 
the  speaker.  'Treason,'  'treason,'  rose  from  all  sides  of  the  room.  The 
orator  paused  in  stately  defiance  till  these  rude  exclamations  were  ended, 
and  then,  rearing  himself  with  a  look  and  bearing  of  still  prouder  and 
fiercer  determination,  he  so  closed  the  sentence  as  to  baffle  his  accusers, 
without  in  the  least  flinching  from  his  own  position,] — and  George  the 
Third  may  profit  by  their  example.  If  this  be  treason,  make  the  most 
of  it.'"i 

1  Tyler,  Patrick  Henry  (American  Statesmen),  p.  64.  The  "fight"  referred 
to  is  a  debate  that  took  place  in  the  Virginia  House  of  Burgesses,  in  1765. 


614  THE  LITERARY  TYPES. 

2.  Of  the  argument  a  fortiori.  Many  of  the  assertions  of  Scripture  arc 
put  in  this  form  of  argument  ;  for  example,  "  Wherefore,  if  God  so  clothi 
the  grass  of  the  field,  which  to-day  is,  and  to-morrow  is  cast  into  the  oven 
shall  he  not  much  more  clothe  you,  O  ye  of  little  faith  ?" 1  —  The  following 
is  the  plea  by  which  Burke  advocates  sympathy,  on  the  part  of  England 
with  the  Irish  Roman  Catholics:  "I  confess  to  you  freely,  that  the  suffer 
ings  and  distresses  of  the  people  of  America  in  this  cruel  war  have  at  times 
affected  me  more  deeply  than  I  can  express.  I  felt  every  gazette  of  triumph 
as  a  blow  upon  my  heart,  which  has  a  hundred  times  sunk  and  fainted 
within  me  at  all  the  mischiefs  brought  upon  those  who  bear  the  whole 
brunt  of  war  in  the  heart  of  their  country.  Yet  the  Americans  are  utter 
strangers  to  me  ;  a  nation  among  whom  I  am  not  sure  that  I  have  a  single 
acquaintance.  Was  I  to  suffer  my  mind  to  be  so  unaccountably  warped; 
was  I  to  keep  such  iniquitous  weights  and  measures  of  temper  and  of  rea- 
son, as  to  sympathize  with  those  who  are  in  open  rebellion  against  an 
authority  which  I  respect,  at  war  with  a  country  which  by  every  title  ought 
to  be,  and  is  most  dear  to  me  ;  and  yet  to  have  no  feeling  at  all  for  the 
hardships  and  indignities  suffered  by  men,  who,  by  their  very  vicinity,  are 
bound  up  in  a  nearer  relation  to  us;  who  contribute  their  share,  and  more 
than  their  share,  to  the  common  prosperity ;  who  perform  the  common 
offices  of  social  life,  and  who  obey  the  law,  to  the  full  as  well  as  I  do  ? "  2 
Here  the  argument  is :  If  I  could  sympathize  with  the  Americans,  unknown, 
distant,  and  in  rebellion,  much  more  should  I  sympathize  with  the  Irish, 
well-known,  near,  and  loyal. 

The  argument  from  analogy,  taking  relations  that  exist 
in  one  sphere  of  life,  action,  or  nature,  infers  from  them  what 
will  be  true  of  events  in  another  sphere  wherein  relations  are 
similar.  Its  validity  as  an  argument  depends  on  the  true 
similarity  of  relations,  which  must  be  deep  and  real,  not 
merely  striking  or  fanciful. 

Example.  —  In  the  following  the  analogy  between  mind  and  body  is 
urged  as  an  argument  for  cultivation  of  the  intellect  as  mere  discipline, 
apart  from  the  practical  results  :  "  You  will  see  what  I  mean  by  the  parallel 
of  bodily  health.  Health  is  a  good  in  itself,  though  nothing  came  of 
it,  and  is  especially  worth  seeking  and  cherishing ;  yet,  after  all,  the  bless- 
ings which  attend  its  presence  are  so  great,  while  they  are  so  close  to  it  and 

1  Matthew  vi.  30. 

2  Burke,  Bristol  Speech,  Select  British  Eloquence,  p.  304. 


ARG  UMENTA  TWIST.  61 5 

so  redound  back  upon  it  and  encircle  it,  that  we  never  think  of  it  except  as 
useful  as  well  as  good,  and  praise  and  prize  it  for  what  it  does,  as  well  as 
for  what  it  is,  though  at  the  same  time  we  cannot  point  out  any  definite 
and  distinct  work  or  production  which  it  can  be  said  to  effect.  And  so  as 
regards  intellectual  culture,  I  am  far  from  denying  utility  in  this  large  sense 
as  the  end  of  Education,  when  I  lay  it  down,  that  the  culture  of  the  intellect 
is  a  good  in  itself  and  its  own  end ;  I  do  not  exclude  from  the  idea  of  intel- 
lectual culture  what  it  cannot  but  be,  from  the  very  nature  of  things ;  I 
only  deny  that  we  must  be  able  to  point  out,  before  we  have  any  right  to 
call  it  useful,  some  art,  or  business,  or  profession,  or  trade,  or  work,  as 
resulting  from  it,  and  as  its  real  and  complete  end.  The  parallel  is  exact : 
—  As  the  body  may  be  sacrificed  to  some  manual  or  other  toil,  whether 
moderate  or  oppressive,  so  may  the  intellect  be  devoted  to  some  specific 
profession  ;  and  I  do  not  call  this  the  culture  of  the  intellect.  Again,  as  some 
member  or  organ  of  the  body  may  be  inordinately  used  and  developed,  so 
may  memory,  or  imagination,  or  the  reasoning  faculty ;  and  this  again  is 
not  intellectual  culture.  On  the  other  hand,  as  the  body  may  be  tended, 
cherished,  and  exercised  with  a  simple  view  to  its  general  health,  so  may  the 
intellect  also  be  generally  exercised  in  order  to  its  perfect  state ;  and  this  is 
its  cultivation." J 

The  value  both  of  example  and  analogy  is  after  all  rather  illus- 
trative than  argumentative  ;  they  are  in  reality  instruments  of 
exposition,  employed  to  make  the  subject  so  clear,  in  all  its 
relations,  that  men  can  see  the  truth  or  error  of  it  for  them- 
selves. The  truths  to  which  they  apply,  therefore,  are  not 
doubtful  truths  but  self-evidencing  principles  of  life,  which 
need  rather  to  be  clarified  than  established  by  proof. 

Of  the  two  kinds  of  reasoning,  example  is  likelier  to  have 
real  argumentative  validity,  because  the  parallel  relations  on 
which  it  depends  are  more  easily  traced  and  sounded.  Analogy, 
resting  as  it  does  on  similarities  in  different  spheres,  can  hardly 
be  more  than  an  illustration,  because,  even  if  seeming  identity 
of  relation  can  be  urged,  the  causes  and  laws  of  things  are 
so  different  that  the  likeness  may  be  merely  superficial  or 
accidental.     As    illustration,    however,    analogy   has    all    the 

1  Newman,  Idea  of  a  University,  p.  164. 


616  THE  LITERARY  TYPES. 

elucidative  value  of  a  connoted  idea,  while  also  by  its  beauty 
it  gives  rhetorical  pleasure ;  hence  its  great  value  in  popular 
demonstration.1 

III. 

Inference  from  Generals.  —  The  starting-point  of  an  inference 
is  not  always  an  individual  fact.  Going  deeper  than  the  con- 
crete thing  or  event,  we  can  take  some  general  principle,  or  uni- 
versal truth  —  for  our  minds  are  so  endowed  and  developed 
that  a  world  of  such  abstract  truth  is  evident  to  us,  —  and 
from  it  infer  something  further,  either  abstract  or  concrete. 

Such  inference  from  general  truths  is  called  Deduction.  It 
is  the  process,  by  reasoning,  not  so  much  of  finding  new  truths 
as  of  applying  old  truths  to  new  cases,  or  of  bringing  facts  into 
line  with  established  principles.  This  is  done  by  means  of 
intermediate  principles  or  judgments  called  premises  (from 
praemitto,  "to  send  before"),  which  are  simply  preliminary 
grounds  or  reasons  for  concluding  that  something  else  is 
true.  As  to  its  principle,  then,  the  deductive  form  of  argu- 
mentation may  be  defined  as  the  proof  of  truth  by  premise 
and  conclusion. 

Note.  —  Thus  —  to  use  again  the  example  already  cited  —  if  we  predict 
that  there  will  be  fair  weather  to-morrow  because  the  sky  this  evening  is 
red,  we  take  the  present  fact  of  redness  as  our  premise  for  predicting  what 
to-morrow's  weather  will  be.  A  process  of  reasoning  is  involved,  of  which 
this  fact  is  one  element.2 

1  For  Analogy  in  Exposition,  see  above,  p.  567. 

2  The  use  of  this  same  fact  on  p.  608  as  a  particular  from  which  to  build  an 
induction  shows  that  premises,  that  is,  reasons,  enter  as  truly  into  inductive  argu- 
ments as  into  deductive.  In  logical  usage,  however,  we  do  not  call  such  a  fact  a 
premise  so  long  as  it  is  regarded  as  a  mere  indication,  among  others,  to  determine 
an  hypothesis.  To  be  a  premise  a  fact  must  be  significant  enough  to  be  in  itself  a 
sufficient  proof  of  the  conclusion.  And  this  depends  upon  the  validity  of  some  other 
premise.  In  the  present  case  the  prediction  is  made  because  the  truth  of  a  major 
premise  —  to  wit:  whenever  the  evening  sky  is  red  fair  weather  ensues  —  is  taken 
for  granted  ;  let  this  be  true,  and  the  conclusion  must  follow.  But  in  induction  it  is 
just  this  hidden  premise,  or  at  least  the  universality  of  it,  that  is  doubted ;  hence,  as 
a  matter  of  scientific  caution,  more  reasons  for  expecting  fair  weather  are  sought. 


ARG  UMENTA  TZOAT.  61 7 

The  Syllogism. — The  basis  of  deductive  reasoning,  which 
indeed  is  more  or  less  implicated  as  a  norm  in  all  processes 
of  argumentation,  is  the  syllogism.  This  is  merely  a  frame- 
work made  by  putting  together  two  premises,  called  major 
and  minor,  and  drawing  a  conclusion  from  them.  The  major 
premise  is  a  truth  affirmed  as  universal,  that  is,  as  covering 
all  cases.  The  minor  premise  affirms  something  as  a  case 
under  the  major.  The  conclusion  draws  the  inference  appar- 
ent from  the  identification  of  the  two  premises. 

Example.  —  The  well-worn  example  will  serve  as  well  as  any  to  display 
the  framework  of  the  syllogism  so  that  its  parts  may  be  examined  :  — 

Major  Premise:  All  men  are  mortal. 

Minor  Premise:  Augustus  is  a  man. 

Conclusion  :  Therefore  Augustus  is  mortal. 
There  are  in  logic  many  orders  and  forms  of  statement  for  the  syllogism, 
and  many  tests  to  be  applied  to  keep  it  from  various  tendencies  to  fallacy  ; 
but  for  rhetorical  argumentation  this  outline  will  suffice. 

Such  is  the  syllogism  in  its  bald  logical  form,  the  inner 
framework  of  every  argument  that  is  founded  on  a  general 
truth.  To  keep  this  framework  in  mind,  therefore,  in  every 
process  of  reasoning,  to  be  clearly  aware  of  the  function  and 
validity  of  every  element,  whatever  its  position  or  manner  of 
statement,  is  the  surest  guarantee  of  a  sound  argument.  This 
kind  of  logical  parsing  is  the  more  important,  because  in  lit- 
erature the  syllogism  seldom  appears  fully  stated  or  undis- 
guised ;  its  elements  are  obscured,  even  while  they  are  made 
rhetorically  more  effective,  by  the  various  amplifications  and 
embellishments  of  which  literary  expression  is  full. 

Examples.  —  The  mere  position  of  the  parts  of  a  statement,  though  it 
be  a  complete  and  valid  syllogism,  may  operate  for  the  moment  to  disguise 
the  character  of  it.  Take,  for  instance,  this  :  "  Comets  consist  of  matter, 
for  they  obey  the  law  of  gravitation,  and  whatever  obeys  the  law  of  gravi- 
tation is  matter."  Here  a  moment's  logical  parsing  reveals  the  fact  that  the 
syllogism  is  completely  inverted,  the  conclusion  being  first  and  the  major 
premise  last. 


618  THE  LITERARY   TYPES. 

The  following  is  a  somewhat  rare  example  of  the  syllogism  fully  stated 
in  literature,  and  even  this  disguises  the  conclusion  by  the  figure  interro- 
gation, and  by  amplifying  terms  :  "  It  is  the  fashion  just  now,  as  you  very 
well  know,  to  erect  so-called  Universities,  without  making  any  provision  in 
them  at  all  for  Theological  chairs.  Institutions  of  this  kind  exist  both 
here  [Ireland]  and  in  England.  Such  a  procedure,  though  defended  by 
writers  of  the  generation  just  passed  with  much  plausible  argument  and 
not  a  little  wit,  seems  to  me  an  intellectual  absurdity ;  and  my  reason  for 
saying  so  runs,  with  whatever  abruptness,  into  the  form  of  a  syllogism :  — 
A  University,  I  should  lay  down,  by  its  very  name  professes  to  teach  uni- 
versal knowledge  :  Theology  is  surely  a  branch  of  knowledge :  how  then 
is  it  possible  for  it  to  profess  all  branches  of  knowledge,  and  yet  to  exclude 
from  the  subjects  of  its  teaching  one  which,  to  say  the  least,  is  as  important 
and  as  large  as  any  of  them  ?  I  do  not  see  that  either  premise  of  this 
argument  is  open  to  exception."1 

The  ways  in  which  the  syllogism  may  be  involved  in  lit- 
erature, to  secure  both  its  argumentative  power  on  the  one 
hand  and  its  literary  acceptability  on  the  other,  may  be 
examined  under  two  heads : — 

i.  The  Syllogism  in  Enthymeme.  —  This  is  the  name  given 
to  the  syllogism  when  it  is  condensed,  as  it  very  generally  is, 
by  the  omission  of  one  of  its  premises. 

In  almost  any  statement  sufficiently  certain  to  be  put  into 
syllogistic  form,  one  of  the  premises  will  be  obvious  enough 
to  be  safely  taken  for  granted.  If  such  is  the  case,  it  would 
be  a  literary  disadvantage  to  express  it,  for  it  would  have  the 
flat  and  commonplace  effect  of  a  truism.  Either  of  the 
premises,  the  major  or  the  minor,  may  according  to  its 
obviousness  be  omitted ;  though  in  the  majority  of  cases, 
perhaps,  it  is  the  major  that  is  dispensed  with,  —  this  because 
universal  truths  are  most  unquestioned. 

Example.  —  Thus,  to  illustrate  from  the  syllogism  given  above:  it  is  so 
obviously  true  that  all  men  are  mortal  that  we  may  let  it  go  without  saying, 
and  assert  that  Augustus  will  die  because  he  is  a  man,  —  thus  omitting  the 
major  premise.     Or  again,  the  fact  that  Augustus  is  a  man  is  so  evident 

1  Newman,  Idea  of  a  University,  p.  19. 


ARC  UMENTA  TION.  619 

a  truism  that  we  may  say  Augustus  will  die  because  all  men  are  mortal,  — 
thus  omitting  the  minor  premise.  In  the  historic  attempt  to  deify  Augustus, 
the  minor  premise,  that  Augustus  was  a  man,  was  virtually  denied ;  that  is, 
the  attempt  was  made  to  treat  him  as  if  he  were  not  a  case  under  the 
general  rule,  and  therefore  not  mortal. 

Literature  is  so  full  of  arguments  with  one  premise  omitted 
that  the  fully  expressed  syllogism,  as  we  have  seen,  is  the  rare 
exception.  And  yet  all  reasoning  should  be  conducted  with 
such  caution  that  the  reasoner  may  be  able  to  trace  all  his 
involved  premises,  whether  expressed  or  not ;  otherwise  an 
honest  reasoner  is  liable  to  take  some  fallacy  for  granted, 
while  a  dishonest  man  may  use  the  artful  suppression  to 
mislead.  This  is  where  the  importance  of  logical  analysis, 
or  parsing,   comes  in. 

How  then  may  an  enthymeme  be  recognized,  in  the  ordi- 
nary current  of  literature  ?  In  general,  we  may  answer  when- 
ever an  assertion  is  made  with  the  reason  for  it  {because 
so-and-so),  or  whenever  an  assertion  is  made  with  an  inference 
from  it  {therefore  so-and-so),  there  is  pretty  sure  to  be  involved  a 
syllogism  in  which  one  premise  is  assumed  as  unquestionable. 

Examples. —  i.  The  following  exhibits  how  a  syllogistic  argument  may 
be  involved  in  a  statement  with  its  reason :  "  I  have  always  deprecated 
universal  suffrage,  not  so  much  on  account  of  the  confusion  to  which  it 
would  lead,  as  because  I  think  that  we  should  in  reality  lose  the  very 
object  which  we  desire  to  obtain  ;  because  I  think  it  would,  in  its  nature, 
embarrass  and  prevent  the  deliberative  voice  of  the  country  from  being 
heard.  I  do  not  think  that  you  augment  the  deliberative  body  of  the 
people  by  counting  all  the  heads  ;  but  that,  in  truth,  you  confer  on  indi- 
viduals, by  this  means,  the  power  of  drawing  forth  numbers,  who,  without 
deliberation,  would  implicitly  act  upon  their  will." l 

The  syllogism  involved  in  this  argument  may  be  expressed  thus  :  — 

Major  Premise:  Whatever  enables  demagogues  to  wield  an  undeliber- 
ative  mass  of  men  as  a  power  in  the  state  to  be  regarded  as  a  danger. 

Minor  Premise:    Universal  suffrage  makes  possible  such  ability. 

Conclusion  :    Hence,  universal  suffrage  is  to  be  regarded  as  a  danger. 

1  Fox,  Speech  on  Parliamentary  Reform,  Select  British  Eloquence,  p.  525. 


620  The  literary  types. 

2.  The  following  exhibits  how  a  syllogism  may  be  involved  in  a  state- 
ment with  its  inference :  "  Generosity  is  more  tried  by  an  equal  than  it  is 
by  an  inferior,  for  the  same  reason  that  it  is  so  with  humility  —  viz.,  that 
you  are  in  competition  with  your  equals,  and  are  not  in  competition  with 
your  inferiors.  We  know  that  the  great  obstruction  to  generosity  in  our 
nature  is  jealousy  —  at  least  with  regard  to  such  advantages  as  touch  our 
pride.  It  would  be  easy  to  be  generous  to  the  intellectual  claims  of  other 
people,  to  their  merits,  to  their  character,  were  there  no  element  of  jealousy 
in  ourselves.  But  compassion  is  relieved  from  this  trial ;  compassion  can- 
not be  jealous  ;  its  work  is  with  one  who  lies  at  its  feet,  who  deprecates 
the  slightest  comparison.  How  generous  then  will  a  man  be  to  the  fallen ; 
but  let  the  man  get  on  his  legs  again,  and  it  will  sometimes  be  hard  to  him 
who  has  been  so  superabundantly  generous  even  to  be  barely  just.  It  is 
thus  that  generosity  to  an  equal  is  more  difficult  than  generosity  to  an 
inferior."  x 

The  enthymeme  here  given  (or  one  of  them,  for  several  are  involved)  is 
something  like  this  :  Equals  are  liable  to  be  jealous,  and  therefore  it  is  hard 
for  them  to  be  generous.     Expressed  in  syllogism  this  would  be  :  — 

Major  Premise:  Where  jealousy  is  prevalent  generosity  is  difficult. 

Minor  Premise:  Jealousy  is  prevalent  between  equals. 

Conclusion  :  Hence  generosity  to  equals  is  difficult. 

2.  The  Syllogism  in  Enlargement.  —  By  this  we  refer  not 
to  the  natural  amplifications  and  graces  that  are  employed 
to  make  any  discourse  interesting,  whether  argumentative  or 
other,  but  to  the  ways  in  which  syllogistic  reasoning  may  be 
followed  up  as  argumentation.  Two  lines  of  enlargement 
may  be  noted. 

The  most  important  reinforcement  of  the  syllogism  is  the 
careful  testing  and  establishment  of  the  premises.  While  on 
the  one  hand  a  premise  that  is  a  truism  ought  to  be  omitted, 
on  the  other  no  premise  can  be  safely  passed  over  whose 
meaning  or  truth  is  open  to  question.  No  syllogism  is  more 
conclusive  than  its  weakest  premise.  Hence  much  of  the 
strength  in  lines  of  argument  is  laid  out  in  subsidiary  reason- 
ing and  exposition  designed  to  prove  or  elucidate  the  various 
premises  on  which  all  depends.     The  most  practical  rule  that 

1  Mozley,  University  Sermons,  p.  194. 


ARGUMENTA  TION.  621 

can  be  laid  down  is  :  Be  careful  of  your  premises  ;  be  cautious 
as  to  what  you  assume. 

Examples. — The  syllogism  propounded  by  Cardinal  Newman  on  p.  618, 
above,  has  probably  struck  the  reader  as  questionable  on  account  of  its 
premises;  we  are  not  certain  that  his  definition  of  a  University  is  the  true 
one ;  and  not  all  are  certain  that  Theology  is  to  be  regarded  as  a  real 
branch  of  knowledge.  Cardinal  Newman  is  himself  aware  of  this,  and  his 
object  in  laying  down  the  syllogism  is  really  not  to  use  its  conclusion  but  to 
examine  and  maintain  its  premises. 

The  first  premise,  "A  University,  ...  by  its  very  name,  professes  to  teach 
universal  knowledge,"  which  provokes  the  question,  Is  this  the  true  defini- 
tion ?  is  enlarged  by  exposition.  If  we  take  the  term  in  its  popular  sense, 
as  denoting  a  place  where  the  whole  circle  of  knowledge  is  taught,  we  have 
abundant  authority  (from  which  he  quotes  Dr.  Johnson  and  the  historian 
Mosheim)  for  taking  this  as  the  real  definition  of  a  university ;  and  if  we 
take  it  in  a  less  prevalent  but  still  occasional  sense,  as  denoting  merely  a 
place  where  invitation  is  given  to  students  of  every  kind,  it  still  comes  to 
the  same  thing,  for  "  if  certain  branches  of  knowledge  were  excluded,  those 
students  of  course  would  be  excluded  also  who  desired  to  pursue  them." 

The  second  premise,  "Theology  is  a  branch  of  knowledge,"  is  held  to 
require  a  more  elaborate  proof  by  further  deductive  reasoning.  He  thus 
lays  out  the  argument :  "  But  this,  of  course,  is  to  assume  that  Theology 
is  a  science,  and  an  important  one :  so  I  will  throw  my  argument  into  a 
more  exact  form.  I  say,  then,  that  if  a  University  be,  from  the  nature  of 
the  case,  a  place  of  instruction,  where  universal  knowledge  is  professed, 
and  if  in  a  certain  University,  so  called,  the  subject  of  Religion  is  excluded, 
one  of  two  conclusions  is  inevitable,  —  either,  on  the  one  hand,  that  the 
province  of  Religion  is  very  barren  of  real  knowledge,  or,  on  the  other 
hand,  that  in  such  University  one  special  and  important  branch  of  knowl- 
edge is  omitted.  I  say,  the  advocate  of  such  an  institution  must  say  this, 
or  he  must  say  that ;  he  must  own,  either  that  little  or  nothing  is  known 
about  the  Supreme  Being,  or  that  his  seat  of  learning  calls  itself  what  it  is 
not.  This  is  the  thesis  which  I  lay  down,  and  on  which  I  shall  insist  as 
the  subject  of  this  discourse."  The  discourse  accordingly  is  taken  up  with 
proving  that  theology  is  a  science. 

Another  means  of  enlarging  the  syllogism,  dealing  with 
successive  conclusions,  is  called  a  chain  of  reasoning.  It 
consists  in  making  one  argument,  either  fully  or  in  enthymeme, 


622  THE  LITERARY   TYPES. 

and  taking  its  conclusion  as  the  premise  of  a  second 
and  the  conclusion  of  this  for  a  third,  and  so  on  through  i 
succession  of  steps  to  a  final  supreme  conclusion.  Such  z 
chain  of  reasoning,  involving  as  it  does  the  thorough  confir 
mation  of  every  step,  produces  a  peculiar  effect  of  cogency 
and  soundness. 

Example.  —  Macaulay  thus  constructs  a  chain  of  reasoning,  which 
indeed  he  does  not  hold  to  be  valid,  but  it  is  as  valid  as  the  argument  that 
he  is  engaged  by  parity  of  reasoning  in  refuting :  — 

"The  doctrine  of  reprobation,  in  the  judgment  of  many  very  able  men, 
follows  by  syllogistic  necessity  from  the  doctrine  of  election. 

Others  conceive  that  the  Antinomian  heresy  directly  follows  from  the 
doctrine  of  reprobation ; 

and  it  is  very  generally  thought  that  licentiousness  and  cruelty  of 
the  worst  description  are  likely  to  be  the  fruits,  as  they  often  have 
been  the  fruits,  of  Antinomian  opinions. 
This  chain  of  reasoning,  we  think,  is  as  perfect  in  all  its  parts  as  that 
which  makes  out  a  Papist  to  be  necessarily  a  traitor."  * 


II.     ARGUMENTATION    DESTRUCTIVE. 

By  this  is  meant  argumentation  intended  to  dislodge  the 
reader  or  hearer  from  some  false  position ;  argumentation 
that  tears  down,  whether  for  the  purpose  of  building  up  the 
truth  anew,  by  some  more  valid  reasoning,  or  with  the 
effect,  by  clearing  the  ground,  of  leaving  the  truth  free  to 
assert  itself.  It  has  naturally  further  steps  in  view,  being 
in  the  nature  of  the  case  unfinished ;  but  this  is  an  after 
consideration. 

For  constructive  and  affirmative  ends,  no  less  than  the  con- 
trary, it  is  important  to  keep  the  possibilities  of  this  negative 
argumentation  in  view.  For  an  essential  half  of  every  argu- 
mentative process  is  to  guard  itself  from  fallacy,  to  forestall 
attack,  to  see  that  no  step  is  taken   inconsiderately ;  this  is 

l  Macauxay,  On  Hallam  '/  Constitutional  History,  Essays,  Vol.  i,  p.  443. 


ARG  UMENTA  TION.  623 

involved  in  the  very  caution  which  weighs  premises  and  tests 
every  hypothesis.  Every  endeavor  to  establish  a  truth  is  as 
truly  critical  as  constructive.1 

Argumentation  destructive,  and  its  forms,  may  be  presented 
under  two  general  processes. 

I. 

Analyzing  by  Alternative.  —  The  various  forms  of  argument 
employed  for  negative  ends  have  as  a  common  preparation 
the  reduction  of  the  issue  to  an  alternative ;  that  is,  to  a 
statement  of  the  question  in  a  limited  number  of  aspects, 
usually  two,  of  which  only  one,  if  one,  can  be  true.  It  is 
essential,  then,  that  these  possible  aspects  be  accurately 
determined,  and  be  all  the  aspects  in  which  the  question 
may  be  presented.  The  finding  of  them  is  really  exposition 
by  division,  in  which  the  bifurcate  classification  is  oftenest 
employed,  as  being  the  most  obviously  complete,  but  in  which 
also  more  than  two  dividing  members  may  be  taken,  if  they 
are  so  related  as  clearly  to  cover  the  ground.2 

Reductio  ad  Absurdum. — This  argument,  first  stating  an 
alternative  one  member  of  which  must  be  false,  assumes  that 
the  false  one  is  true,  and  proceeds  to  exhibit  the  untenable 
conclusion  that  will  result.  It  establishes  no  direct  truth, 
therefore ;  it  merely  clears  away  the  error,  leaving  the  truth, 
on  whatever  other  grounds,  to  stand  for  itself. 

As  compared  with  the  constructive  form  of  reasoning,  the 
reductio  ad  absurdum  is  likely  to  be  fully  as  strong,  sometimes 
stronger,  because  it  shows  where,  if  anywhere,  the  truth  must 
be.  On  the  other  hand,  the  constructive  argument  is  richer 
in  content  because  with  the  conclusion  it  exhibits  all  the 
premises  and  consideration  that  go  to  establish  it. 

1  See  above,  p.  597,  2. 

2  For  completeness  of  division,  see  above,  p.  572, 


624  THE  LITERARY  TYPES. 

Example.  —  The  following,  applied  to  the  testimony  of  the  Evangelists, 
shows  how  this  kind  of  argument  appears  in  informal  literary  expression. 
The  alternative  on  which  it  is  based  is  this  :  Either  they  wrote  what  they 
knew  to  be  true  or  what  they  knew  to  be  false.  Assuming  that  they  were 
consciously  false  witnesses,  the  following  results  would  follow:  — 

"  It  [namely  the  supposition  of  falsehood]  would  also  have  been  irrecon- 
cilable with  the  fact  that  they  were  good  men.  But  it  is  impossible  to 
read  their  writings,  and  not  feel  that  we  are  conversing  with  men  eminently 
holy,  and  of  tender  consciences,  with  men  acting  under  an  abiding  sense 
of  the  presence  and  omniscience  of  God,  and  of  their  accountability  to 
him,  living  in  his  fear,  and  walking  in  his  ways.  Now,  though,  in  a  single 
instance,  a  good  man  may  fall,  when  under  strong  temptations,  yet  he  is 
not  found  persisting,  for  years,  in  deliberate  falsehood,  asserted  with  the 
most  solemn  appeals  to  God,  without  the  slightest  temptation  or  motive, 
and  against  all  the  opposing  interests  which  reign  in  the  human  breast.  If, 
on  the  contrary,  they  are  supposed  to  have  been  bad  men,  it  is  incredible 
that  such  men  should  have  chosen  this  form  of  imposture ;  enjoining,  as  it 
does,  unfeigned  repentance,  the  utter  forsaking  and  abhorrence  of  all  false- 
hood and  of  every  other  sin,  the  practice  of  daily  self-denial,  self-abase- 
ment and  self-sacrifice,  the  crucifixion  of  the  flesh  with  all  its  earthly 
appetites  and  desires,  indifference  to  the  honors,  and  hearty  contempt  of 
the  vanities  of  the  world ;  and  inculcating  perfect  purity  of  heart  and  life, 
and  intercourse  of  the  soul  with  heaven.  It  is  incredible,  that  bad  men 
should  invent  falsehoods,  to  promote  the  religion  of  the  God  of  truth.  The 
supposition  is  suicidal.  If  they  did  believe  in  a  future  state  of  retribution, 
a  heaven  and  a  hell  hereafter,  they  took  the  most  certain  course,  if  false 
witnesses,  to  secure  the  latter  for  their  portion.  And  if,  still  being  bad 
men,  they  did  not  believe  in  future  punishment,  how  came  they  to  invent 
falsehoods,  the  direct  and  certain  tendency  of  which  was  to  destroy  all 
their  prospects  of  worldly  honor  and  happiness,  and  to  ensure  their  misery 
in  this  life  ?  From  these  absurdities  there  is  no  escape,  but  in  the  perfect 
conviction  and  admission  that  they  were  good  men,  testifying  to  that  which 
they  had  carefully  observed  and  considered,  and  well  knew  to  be  true." 1 

Dilemma. — When  the  issue  is  reduced  to  an  alternative 
both  members  of  which  are  untenable,  the  argument  is  called 
a  dilemma,  and  the  two  untenable  conclusions  are  called  the 
horns  of  the  dilemma. 

The  dilemma  is  thus  wholly  negative ;  so  far  as  it  goes  it 

^Greenleaf,  Testimony  of  the  Four  Evangelists,  p.  27. 


ARGUMENTATION.  625 

merely  refutes,  and  leaves  no  room  for  positive  argument. 
The  only  recourse,  in  the  face  of  it,  is  either  to  abandon  the 
position,  or  to  show  that  the  alternative  was  not  correctly 
taken. 

Examples.  —  In  the  argument  from  Greenleaf  just  cited  the  part  begin- 
ning, "  If  they  did  believe  in  a  future  state  of  retribution,"  is  a  dilemma, 
showing  the  incredible  results  that  would  follow  if  they  were  supposed  to 
have  given  such  testimony  as  they  did,  whether  as  believers  or  as  dis- 
believers in  the  doctrine. 

Burke's  attack  on  the  Acts  of  Grace  prevalent  in  his  time,  which  were 
merely  an  arbitrary  release  of  debtors  from  prison  when  the  prison  became 
overcrowded,  is  a  dilemma;  its  basis  of  alternative  being,  either  the  creditor 
had  a  right  to  the  body  of  his  debtor  or  he  had  not :  "  If  the  creditor  had 
a  right  to  those  carcasses  as  a  natural  security  for  his  property,  I  am  sure 
we  have  no  right  to  deprive  him  of  that  security.  But  if  the  few  pounds  of 
flesh  wTere  not  necessary  to  his  security,  we  had  not  a  right  to  detain  the 
unfortunate  debtor,  without  any  benefit  at  all  to  the  person  who  confined 
him.     Take  it  as  you  will,  we  commit  injustice."1 

The  Method  of  Residues.  —  This  name  is  given  to  that  form 
of  argument  which,  first  enumerating  all  the  possible  aspects 
of  the  question,  then  proceeds  to  eliminate,  one  by  one,  until 
only  the  one  tenable  aspect  is  left.  Its  principle  is  the 
same  as  in  the  other  forms  of  analysis  by  alternative,  the  only 
difference  being  that  its  basal  division  is  not  bifurcate  but 
ternary  or  more. 

For  the  successful  employment  of  this  method  the  aspects 
should  be  limited  in  number  and  exhaustive  of  the  idea.  To 
clear  away  too  many  false  positions  complicates  the  argu- 
ment, and  gives  rise  to  a  feeling  of  insecurity  lest  the  true 
state  of  the  case  should,  after  all,  have  been  overlooked. 

Example.  —  Burke  employs  a  method  of  residues  in  proposing  what  to 
do  with  the  American  colonies;  and  one  point  of  interest  in  it  is,  that  a 
fourth  possibility,  which  he  is  unwilling  to  include  in  the  enumeration, 
became  the  event,  when  the  English  rejected  the  one  he  proposed:  — 

"  Sir,  if  I  were  capable  of  engaging  you  to  an  equal  attention,  I  would 

1  Burke,  Bristol  Speech,  Select  British  Eloquence,  p.  299. 


626  THE   LITERARY   TYPES. 

state,  that,  as  far  as  I  am  capable  of  discerning,  there  are  but  three  ways  o. 
proceeding  relative  to  this  stubborn  Spirit,  which  prevails  in  your  Colonies 
and  disturbs  your  Government.  These  are  —  To  change  that  Spirit,  as 
inconvenient,  by  removing  the  Causes.  To  prosecute  it  as  criminal.  Or 
to  comply  with  it  as  necessary.  I  would  not  be  guilty  of  an  imperfeci 
enumeration  ;  I  can  think  of  but  these  three.  Another  has  indeed  beer 
started,  that  of  giving  up  the  Colonies ;  but  it  met  so  slight  a  reception 
that  I  do  not  think  myself  obliged  to  dwell  a  great  while  upon  it.  It  is 
nothing  but  a  little  sally  of  anger ;  like  the  frowardness  of  peevish  chil- 
dren ;  who,  when  they  cannot  get  all  they  would  have,  are  resolved  to  take 
nothing."  [The  first  two  named  of  these  are  then  examined  in  an  argu- 
ment of  several  pages  and  dismissed  as  impracticable ;  whereupon  he  thus 
summarizes  :]  "  If  then  the  removal  of  the  causes  of  this  Spirit  of  American 
Liberty  be,  for  the  greater  part,  or  rather  entirely,  impracticable  ;  if  the 
ideas  of  Criminal  Process  be  inapplicable,  or  if  applicable,  are  in  the  highest 
degree  inexpedient ;  what  way  yet  remains  ?  No  way  is  open,  but  the  third 
and  last  —  to  comply  with  the  American  Spirit  as  necessary;  or,  if  yo 
please,  to  submit  to  it  as  a  necessary  Evil." * 


II. 

Exposure  of  Fallacies. — This,  the  name  of  a  process,  is 
employed  here  for  what  is  otherwise  called  refutation  ;  all 
refutation  being  concerned,  in  one  way  or  another,  with 
the  detection  and  exposure  of  fallacies.  It  is  making  the 
actual  criticism  that  in  proof  constructive  ought  to  have  been 
forestalled  and  guarded  against. 

A  fallacy  is  any  error  by  which  reasoning  is  made  incon- 
clusive or  invalid.  It  may  lurk  anywhere  :  in  the  fact  alleged, 
or  in  the  use  of  terms,  or  in  the  course  of  reasoning ;  and  the 
means  employed  to  expose  it  may  be  expository  or  argumenta- 
tive, —  more  prevailingly  the  former,  because  what  is  generally 
needed  is  simply  to  interpret. 

Two  comprehensive  processes  are  in  use  in  exhibiting  the 
fallacies  of  an  opponent's  position  or  arguments ;  the  first 
more  ostensibly  logical,  the  second  more  literary,  more  adapted 
to  popular  apprehension. 

1  Burke,  Conciliation  -with  America,  Select  Works,  Vol.  i,  pp.  187,  195. 


' 


ARG  UMENTA  TION.  627 

i.  By  Detailed  Analysis. — This  is  going  back,  as  it  were, 
over  the  ground  of  the  reasoning,  examining  every  step  until 
the  source  of  error  is  discovered.  It  is  often  a  matter  of 
much  intricacy,  because  in  the  literary  form  that  the  argument 
takes,  in  a  speech  or  paper,  the  underlying  course  of  the 
thought  is  generally  so  overlaid  with  repetition,  illustration, 
and  digression,  that  the  central  movement  cannot  well  be  dis- 
cerned. Out  of  all  this  the  argument  is  to  be  extricated, 
its  line  of  reasoning  simplified,  its  emphasis,  proportion, 
presuppositions  made  evident  and  plain.1 

i.  Of  this  analysis  the  first  thing  we  may  note  is  the  means 
employed  to  locate  the  fallacy,  whatever  it  is. 

First  of  all,  the  natural  course  is  to  examine  the  purport  and 
tendency  of  the  opponent's  plea.  Often  this  is  translatable 
into  plainer  terms,  which  bring  to  light  the  tendency  that 
is  its  natural  outcome,  or  the  view  of  things  that  really  under- 
lies it ;  and  as  soon  as  this  is  made  clear  no  counter  argument 
is  needed  ;  the  very  plea  refutes  itself. 

A  favorite  way  of  following  out  a  fallacious  plea  to  its 
logical  results  is  by  a  chain  of  reasoning,2  whereby  the  exact 
purport  of  each  step  may  be  made  manifest. 

Examples. —  r.  The  following  condenses  into  one  epigrammatic  sen- 
tence the  real  significance  of  the  opponent's  plea:  — 

"He  asserts,  that  retrospect  is  not  wise;  and  the  proper,  the  only 
proper,  subject  of  inquiry,  is  'not  how  we  got  into  this  difficulty,  but 
how  we  are  to  get  out  of  it.'  In  other  ivords,  we  are,  according  to  him,  to 
consult  our  invention,  and  to  reject  our  experience.  The  mode  of  delibera- 
tion he  recommends  is  diametrically  opposite  to  every  rule  of  reason  and 
every  principle  of  good  sense  established  amongst  mankind.  For  that 
sense  and  that  reason  I  have  always  understood  absolutely  to  prescribe, 
whenever  we  are  involved  in  difficulties  from  the  measures  we  have  pur- 
sued, that  we  should  take  a  strict  review  of  those  measures,  in  order  to 
correct  our  errors,  if  they  should  be  corrigible;  or  at  least  to  avoid  a  dull 

1  For  the  process  of  exposition  necessary  to  this,  see  above,  pp.  578-582. 

2  See  above,  p.  621. 


628  THE  LITERARY   TYPES. 

uniformity  in  mischief,  and  the  unpitied  calamity  of  being  repeatedly  caught 
in  the  same  snare." 1 

2.  The  following  is  the  chain  of  reasoning  by  which  Webster  attacks  the 
position  of  his  opponents  on  the  interpretation  of  the  Constitution  :  — 

"  Such,  Sir,  are  the  inevitable  results  of  this  doctrine.  Beginning  with 
the  original  error,  that  the  Constitution  of  the  United  States  is  nothing  but 
a  compact  between  sovereign  States ;  asserting,  in  the  next  step,  that  each 
State  has  a  right  to  be  its  own  sole  judge  of  the  extent  of  its  own  obliga- 
tions, and  consequently  of  the  constitutionality  of  laws  of  Congress ;  and, 
in  the  next,  that  it  may  oppose  whatever  it  sees  fit  to  declare  unconstitu- 
tional, and  that  it  decides  for  itself  on  the  mode  and  measure  of  redress, 
—  the  argument  arrives  at  once  at  the  conclusion,  that  what  a  State  dis- 
sents from,  it  may  nullify ;  what  it  opposes,  it  may  oppose  by  force ;  what 
it  decides  for  itself,  it  may  execute  by  its  own  power;  and  that,  in  short,  it 
is  itself  supreme  over  the  legislation  of  Congress,  and  supreme  over  the 
decisions  of  the  national  judicature ;  supreme  over  the  constitution  of  the 
country,  supreme  over  the  supreme  law  of  the  land."  2 

The  second  step,  if  analysis  is  carried  further,  is  to  examine 
the  opponent's  course  of  reasoning,  with  intent  to  see  if,  his 
premises  being  admitted,  the  conclusion  naturally  or  neces- 
sarily follows.  A  fallacy  in  the  construction  of  argument  is 
called  a  non  sequitur. 

Example.  —  In  his  refutation  of  the  Nullification  doctrine  Webster  thus 
shows  that  the  right  of  individual  states  to  nullify  does  not  follow  from  the 
doctrine,  even  if  held,  that  the  constitution  is  only  a  compact  between 
states  :  — 

"  I  have  admitted,  that,  if  the  Constitution  were  to  be  considered  as  the 
creature  of  the  State  governments,  it  might  be  modified,  interpreted,  or 
construed  according  to  their  pleasure.  But,  even  in  that  case,  it  would  be 
necessary  that  they  should  agree.  One  alone  could  not  interpret  it  con- 
clusively ;  one  alone  could  not  construe  it ;  one  alone  could  not  modify  it. 
Yet  the  gentleman's  doctrine  is,  that  Carolina  alone  may  construe  and 
interpret  that  compact  which  equally  binds  all,  and  gives  equal  rights  to  all. 

"  So,  then,  Sir,  even  supposing  the  Constitution  to  be  a  compact 
between  the  States,  the  gentleman's  doctrine,  nevertheless,  is  not  maintain- 
able ;  because,  first,  the  general  government  is  not  a  party  to  that  compact, 

1  Burke,  American  Taxation,  Select  Works,  Vol.  i,  p.  96. 

2  Webster  Js  Great  Speeches,  p.  282. 


ARGUMENTATION.  629 

but  a  government  established  by  it,  and  vested  by  it  with  the  powers  of 
trying  and  deciding  doubtful  questions ;  and  secondly,  because,  if  the  Con- 
stitution be  regarded  as  a  compact,  not  one  State  only,  but  all  the  States, 
are  parties  to  that  compact,  and  one  can  have  no  right  to  fix  upon  it  her 
own  peculiar  construction." 1 

Thus  far  the  premises  have  been  assumed  sound ;  but  a 
third  step,  if  the  erroneous  argument  requires  and-  invites  it, 
is  to  attack  the  premises  themselves.  If  these  can  be  proved 
invalid,  of  course  the  argument  must  fall. 

Example.  —  Thus,  Webster  follows  up  the  refutation  just  cited  by 
retracting  the  admission  that  he  had  made  for  the  purpose  of  argument, 
and  showing  that  even  that  premise  is  untenable  :  — 

"  So  much,  Sir,  for  the  argument,  even  if  the  premises  of  the  gentleman 
were  granted,  or  could  be  proved.  But,  Sir,  the  gentleman  has  failed  to 
maintain  his  leading  proposition.  He  has  not  shown,  it  cannot  be  shown, 
that  the  Constitution  is  a  compact  between  State  governments.  The  Con- 
stitution itself,  in  its  very  front,  refutes  that  idea;  it  declares  that  it  is 
ordained  and  established  by  the  people  of  the  United  States.  So  far  from 
saying  that  it  is  established  by  the  governments  of  the  several  States,  it 
does  not  even  say  that  it  is  established  by  the  people  of  the  several  States ; 
but  it  pronounces  that  it  is  established  by  the  people  of  the  United  States, 
in  the  aggregate.  The  gentleman  says,  it  must  mean  no  more  than  the 
people  of  the  several  States.  Doubtless,  the  people  of  the  several  States, 
taken  collectively,  constitute  the  people  of  the  United  States  ;  but  it  is  in 
this,  their  collective  capacity,  it  is  as  all  the  people  of  the  United  States, 
that  they  establish  the  Constitution.  So  they  declare;  and  words  cannot 
be  plainer  than  the  words  used."2 

2.  The  kind  or  extent  of  fallacy  to  be  looked  for,  in  analyz- 
ing the  premises  or  elements  of  the  various  forms  of  argument, 
may  here  to  some  extent  be  noted. 

In  deductive  argument,  the  major  premise,  which  is  oftenest 
omitted  as  self-evident,  is  perhaps,  through  the  ignoring  of  it, 
the  most  prevalent  seat  of  fallacy.  Purporting  to  be  a  uni- 
versal truth,  it  may  be  invalid  by  failing  to  cover  all  cases,  or 

1  Webster,  Reply  to  Hayne,  Webster's  Great  Speeches,  p.  271. 

2  See  reference  of  last  citation. 


630  THE  LITERARY  TYPES. 


the  case  in  question  j  or  it  may  be  so  sweeping  as  to  prove  too 
much. — The  minor  premise,  purporting  to  be  a  case  under 
the  general  truth  assumed  as  major,  may  be  refuted  by  show- 
ing that  it  is  not  truly  such  a  case. 

Illustrations. —  i.  Of  the  universality  of  a  major.  Dr.  Johnson's 
famous  retort  to  a  man  of  dishonorable  calling  who,  on  being  remonstrated 
with,  urged  as  if  it  were  an  incontrovertible  truth,  "  But  a  man  must 
live  !  "  —  "  Sir,  I  do  not  see  the  necessity  of  it,"  —  is  really  a  denial  of  the 
universality  of  the  major  premise,  as  may  be  seen  by  filling  out  the  syllo- 
gism :  'Whatever  a  man's  calling,  the  world  owes  him  a  living;  I  am  a 
man  with  a  calling  ;  therefore  the  world  owes  me  a  living.'  Here  the  hurt- 
fulness  of  the  calling  destroys  the  universality  of  the  major. 

2.  Of  a  major  that  proves  too  much.  In  a  refutation  of  Gladstone's 
essay  on  Church  and  State  Macaulay  thus  points  out  a  major  premise  that 
proves  too  much :  "  Mr.  Gladstone's  whole  theory  rests  on  this  great 
fundamental  proposition,  that  the  propagation  of  religious  truth  is  one  of 
the  principal  ends  of  government,  as  government.  If  Mr.  Gladstone  has 
not  proved  this  proposition,  his  system  vanishes  at  once."  This  is  refuted 
by  showing  that  if  true  it  is  as  true  of  every  body  of  men  organized  for  a 
particular  purpose^ — of  a  scientific  society,  for  instance,  or  a  mercantile 
concern  —  as  it  is  of  a  government.  The  succeeding  comment  points 
an  error  common  among  reasoners:  "The  truth  is,  that  Mr.  Gladstone  has 
fallen  into  an  error  very  common  among  men  of  less  talents  than  his  own. 
It  is  not  unusual  for  a  person  who  is  eager  to  prove  a  particular  proposition 
to  assume  a  major  of  huge  extent,  which  includes  that  particular  proposi- 
tion, without  ever  reflecting  that  it  includes  a  great  deal  more.  .  .  .  He  first 
resolves  on  his  conclusion.  He  then  makes  a  major  of  most  comprehen- 
sive dimensions,  and  having  satisfied  himself  that  it  contains  his  conclu- 
sion, never  troubles  himself  about  what  else  it  may  contain  :  and  as  soon 
as  we  examine  it  we  find  that  it  contains  an  infinite  number  of  conclusions, 
every  one  of  which  is  a  monstrous  absurdity."  x 

3.  Of  a  minor  premise.  Webster's  refutation  cited  on  p.  629  is  really 
a  refutation  of  the  minor  premise,  as  we  may  see  by  reconstructing  the 
syllogism :  A  compact  between  equal  parties  is  subject  to  the  pleasure  of 
all  or  each,  to  interpret,  construe,  or  modify;  the  Constitution  is  such  a 
compact  between  equal  and  sovereign  States ;  hence,  the  Constitution  is 
subject  to  the  pleasure  of  the  individual  States,  to  interpret,  construe,  or 
modify.     On  this  minor  premise,  having  conceded  the  major,  he  lays  out 

1  Macaulay,  Essays,  Vol.  iv,  pp.  122,  132. 


ARG UMENTA  TION.  63 1 

his  strength  of  refutation,  by  showing  that  it  is  established  by  the  people, 
not  by  the  States  as  such  ;  and  in  another  speech  he  maintains  that  it  is 
not,  strictly  speaking,  a  contract. 

In  an  inductive  argument,  the  inquiry  of  the  refuter  relates 
in  some  form  to  the  completeness  of  the  induction :  whether 
the  particulars  adduced  are  weighty  enough,  or  numerous 
enough,  to  establish  the  hypothesis.  —  Is  an  alleged  example 
real,  —  that  is,  does  it  apply  to  the  present  case,  and  if  so, 
is  it  a  type  example  or  merely  a  coincidence  ?  An  example 
adduced  to  prove  one  side  in  a  controversy  may  often  be  offset 
by  an  equally  cogent  example  on  the  other.  It  is  for  this 
reason  that  facts  are  so  often  said  to  be  fallacious ;  you  can- 
not always  use  them  as  examples  to  establish  general  cases. 
—  An  argument  from  analogy  provokes  this  inquiry :  is  there 
a  cause  or  a  relation  so  similar  to  the  present  case  as  to  be 
decisive,  or  is  it  merely  an  illustration,  which  might  be  offset 
by  counter  analogies  ?  The  answer  to  this  question  is  gen- 
erally easy,  because  analogy  is  not  really  argument. 

Testimony  and  authority  are  refuted  either  by  adducing 
counter  evidence,  or  by  showing  dishonesty,  incompetency,  or 
inconsistency  on  the  part  of  the  witness.  Cross-examination 
in  courts  of  justice  is  essentially  an  instrument  of  refutation. 

Illustrations.  —  I.  Many  popular  superstitions  are  merely  circum- 
stances too  vague  and  inconclusive  to  form  a  real  induction,  yet  they  are  so 
used.  For  instance,  seeing  the  new  moon  over  the  left  shoulder  was  doubt- 
less first  noticed  in  connection  with  ill  luck  ;  then  several  coincident  occur- 
rences of  this  kind  gave  rise  to  a  general  belief  that  ill  luck  was  necessarily 
portended. 

2.  Macaulay  thus  demolishes  an  argument  from  example :  "  What  facts 
does  my  honorable  friend  produce  in  support  of  his  opinion  ?  One  fact 
only;  and  that  a  fact  which  has  absolutely  nothing  to  do  with  the  question. 
The  effect  of  this  Reform,  he  tells  us,  would  be  to  make  the  House  of 
Commons  all  powerful.  It  was  all  powerful  once  before,  in  the  beginning 
of  1649.  Then  it  cut  off  the  head  of  the  King,  and  abolished  the  I  louse  of 
l'eers.     Therefore,  if  it  again  has  the  supreme  power,  it  will  act  in  the  same 


632  THE  LITERARY  TYPES. 


manner.  Now,  Sir,  it  was  not  the  House  of  Commons  that  cut  off  the 
head  of  Charles  the  First ;  nor  was  the  House  of  Commons  then  all  powerful. 
It  had  been  greatly  reduced  in  numbers  by  successive  expulsions.  It  was 
under  the  absolute  dominion  of  the  army.  A  majority  of  the  House  was 
willing  to  take  the  terms  offered  by  the  King.  The  soldiers  turned  out  the 
majority;  and  the  minority,  not  a  sixth  part  of  the  whole  House,  passed 
those  votes  of  which  my  honorable  friend  speaks,  votes  of  which  the  middle 
classes  disapproved  then,  and  of  which  they  disapprove  still." 1 

3.  George  Henry  Lewes  thus  refutes  an  analogical  argument  of  Dr.  John- 
son :  "  Dr.  Johnson  was  guilty  of  a  surprising  fallacy  in  saying  that  a  great 
mathematician  might  also  be  a  grea't  poet :  '  Sir,  a  man  can  walk  east  as  far 
as  he  can  walk  west.'  True,  but  mathematics  and  poetry  do  not  differ  as 
east  and  west ;  and  he  would  hardly  assert  that  a  man  who  could  walk 
twenty  miles  could  therefore  swim  that  distance."  2 

2.  By  Parity  of  Reasoning.  —  Detailed  analysis,  dealing  as 
it  does  with  premises,  subtle  distinctions,  abstruse  lines  of 
argumentation,  while  it  may  be  good  for  thinkers  conversant 
with  such  things,  is  ill  adapted  to  popular  apprehension. 
Hence  many  cases  rise,  especially  in  public  debate,  wherein 
if  a  refutation  is  to  effect  its  purpose,  and  reach  the  persons 
who  are  to  profit  by  it,  it  must  be  so  pointed  as  to  show  its 
drift  at  once ;  its  distinctions  must  be  so  broad  that  no  one 
can  fail  to  see  them  ;  and  technicalities  must  as  far  as  possible 
be  avoided. 

The  great  means  of  popular  refutation,  therefore,  is  parity 
of  reasoning  ;  that  is,  constructing  a  parallel  argument  wherein 
like  premises  are  involved,  and  the  same  line  of  reasoning, 
but  applied  to  more  familiar  subjects  and  leading  to  mani- 
festly untenable  conclusions.  In  this  way  the  reader  or 
hearer  is  not  bewildered  with  unravelling  fallacies ;  he  simply 
sees  the  lameness  of  the  argument  refuted.  Parity  of  reason- 
ing takes  especially  the  scheme  of  reductio  ad  absurdum, 
dilemma,  and  chain  of   reasoning.     Analogy,  also,  from  its 

1  Macaulay,  Speeches,  Vol.  i,  p.  32. 

2  Lewes,  Principles  of  Success  in  Literature,  p.  59.  The  remark  of  Dr.  John- 
son's may  be  found  in  Boswell's  Life  offohnson,  Vol.  v,  p.  38,  Hill's  edition. 


ARGUMENTATION.  633 

lucidity,  is  a  favorite  instrument  of  popular  refutation  ;  the 
power  of  analogy  as  an  argument  is  much  greater  in  negative 
than  in  positive  application. 

Examples.  —  It  will  be  noted  that  the  examples  of  chain  of  reasoning 
quoted  from  Macaulay  and  Webster  on  pp.  622  and  628,  above,  are  both 
employed  as  instruments  of  refutation. 

In  the  following  the  plea  for  foreign  idiom  in  English  is  refuted  by  an 
analogy  :  "  It  has  been  maintained  that  the  censure  of  foreign  idiom  as 
un-English  has  something  unreasonable  about  it,  for  if  such  idioms  had 
not  been  freely  imported,  our  language  could  never  have  become  the  com- 
prehensive instrument  which  it  now  is.  The  fact  is  unquestionable,  but  the 
inference  is  weak.  As  reasonably  might  it  be  argued  that  because  a  grow- 
ing boy  could  eat  apples  and  nuts  and  raw  turnips,  and  thrive  upon  such 
fare,  the  same  individual  could  digest  crude  victuals  at  every  subsequent 
stage  of  his  life  !  There  are  times  and  seasons  in  the  economy  of  language 
quite  as  truly  as  in  the  physiology  of  animal  life.  The  English  Language 
has  had  its  omnivorous  period,  or  rather  periods,  in  which  it  has  taken  in 
foreign  nutriment  to  the  verge  of  satiety.  We  have  already  more  variety  of 
phrase  than  we  can  well  find  employment  for,  and  the  demand  of  the  present 
time  is  rather  that  we  should  work  up  what  we  have  than  import  more 
raw  material."1 

SECTION   SECOND. 
Argumentation  in  Ordered  System. 

Corresponding  to  what  in  the  other  types  has  appeared  as 
description,  narration,  and  exposition  in  literature,  we  here 
consider  argumentation  as  it  is  made  into  a  body  of  argu- 
ments, with  the  system,  the  balance,  the  literary  distinction 
necessary  to  make  it  duly  effective  of  its  purpose.  Argumen- 
tation in  literature  this  may  indeed  be  called ;  it  belongs, 
however,  for  the  most  part  to  the  literature  of  public  speaking, 
and  is  expressed  in  the  order  and  diction  of  spoken  discourse.2 
When  it  appears  in  printed  form,  it  is  merely  as  a  palpable 

1  EARLB,  English  Prose,  p.  304. 

■  For  Spoken  Diction  and  its  Characteristics,  see  above,  pp.  1 18-126. 


634  THE  LITERARY   TYPES. 

imitation  of  speech  or,  more  often,  as  a  report  or  publicatioi 
of  what  was  originally  delivered  orally. 

As  a  finished  whole,  this  ordered  body  of  arguments  is,  s< 
to  say,  greater  than  the  sum  of  its  parts ;  this  because  th( 
parts  in  juxtaposition  so  color,  reinforce,  and  augment  each 
other  that  each  gathers  power  from  the  rest.  The  full  effect 
ing  of  this  is  an  achievement  of  literary  skill  beyond  the 
reach  of  rules  ;  only  a  few  suggestions,  principally  of  the  ends 
to  be  attained,  can  be  given. 

I.     DEBATE. 

In  this  kind  of  public  discourse  the  interest,  centering 
entirely  in  the  subject-matter,  — its  terms,  propositions,  under- 
lying grounds,  —  takes  little  account  of  hearers  except  as 
thinking  beings  needing  to  see  an  intellectual  object  clearly 
and  fully.  The  trenchancy  of  oratory  is  present ;  not,  how- 
ever, to  marked  degree,  its  graces  or  its  emotional  element. 
The  ordering  is  intellectual ;  that  is,  all  its  parts  are  planned 
not  to  entertain,  or  even  to  inspire,  but  to  secure  the  assent 
of  the  mind  to  a  proposition. 

By  debate,  then,  we  mean  a  body  of  arguments  and  expla- 
nations designed  to  produce  intellectual  conviction  regarding 
some  truth  in  question.  It  may  take  place  between  opponents, 
with  the  various  sides  of  the  question  maintained  by  cham- 
pions, or  it  may  be  merely  an  individual  discussion.  In  any 
case,  the  debater's  duty  is  rather  to  the  truth  he  is  handling 
than  to  the  hearer  or  the  occasion;  and  though  there  is  a  zest 
in  achieving  a  victory,  yet  this  is  ill  gained  if  gained  by  doubt- 
ful means  or  at  any  expense  to  honest  conviction.  In  other 
words,  as  truth  is  worth  more  than  victory,  the  procedures 
and  tactics  of  debate  are  to  be  determined  by  the  demands  of 
truth  first,  and  only  secondarily  by  the  temporary  claims 
of  contest. 


ARGUMENTA  T/OAT.  635 


I. 


Preparation  of  the  Question.  —  All  that  may  be  said  about 
the  determination  of  the  theme1  in  general  literary  work  is 
raised  to  its  highest  degree  of  importance  in  debate.  The 
preparation  of  the  question  is  the  determination  of  the  theme 
or  working-idea ;  only  here  the  theme  is  to  be  cleared  of  all 
vagueness  and  discursiveness,  to  be  not  an  idea  merely,  but  a 
definitely  worded,  clear-cut  proposition,  in  which  the  truth 
evolved  from  the  question  at  issue,  as  the  debater  sees  it,  is 
reduced  to  an  assertion.  In  formal  discussions  this  statement 
of  the  theme  is  put  as  a  resolution  ;  which  then,  either  posi- 
tively or  negatively,  each  speaker  construes,  explains,  and 
submits  to  argument. 

After  the  statement  of  the  question  as  resolved,  much 
depends  on  the  construing  of  it,  which  is  a  work  of  expo- 
sition.    Two  aspects  or  stages  of  this  are  to  be  noted. 

i.  By  exposition  the  question  is  to  be  subjected  to  every 
serviceable  means  of  exegesis  and  explication.  Whatever  is 
obscure  is  to  be  put  into  accurate  and  lucid  language ;  what- 
ever is  hard  is  to  be  simplified  and  defined ;  whatever  is  of 
subordinate  importance  is  to  be  distinguished  from  the  main 
issue  ;  and  thus,  in  a  word,  the  case  at  issue  is  to  be  concen- 
trated to  a  statement  whereon,  if  possible,  all  the  parties  to 
the  discussion  may  agree.2 

Note.  —  How  important  and  serviceable  the  mere  exhibiting  of  the  case 
may  be,  even  to  the  extent  sometimes  of  making  argument  superfluous,  is 
illustrated  from  Lincoln's  manner  of  preparing  a  question  described  in  the 
note  on  p.  555,  above. 

2.  By  exposition  the  nature  and  extent  of  the  question  are 
to  be  determined,  as  the  case  demands.     Whether  the  issue  is 

1   For  the  theme  in  general  and  its  character,  see  above,  pp.  421  sqq. 

9  For  the  applications  of  Exposition  involved  in  this,  see  pp.  576  s</</.,  above. 


636  THE  LITERARY  TYPES. 


one  of  fact  or  of  principle  ;  whether  of  right  or  of  expediency 
whether  admitting  of  certain  decision  or  only  probable 
whether  of  universal  or  of  limited  application  ;  —  such  ques 
tions  as  these,  questions  to  be  answered  by  a  kind  of  large 
exposition,  do  much  to  determine  on  what  lines  the  propo  i 
sition  is  to  be  argued,  and  what  range  of  result  is  to  b( 
sought. 

Illustration.  —  The  following,  on  the  legislative  question  of  Copy 
right,  shows  how  such  considerations  as  these  affect  the  discussion. 

"  The  first  thing  to  be  done,  Sir,  is  to  settle  on  what  principles  the 
question  is  to  be  argued.  Are  we  free  to  legislate  for  the  public  good,  01 
are  we  not?  Is  this  a  question  of  expediency,  or  is  it  a  question  of  right! 
Many  of  those  who  have  written  and  petitioned  against  the  existing  state 
of  things  treat  the  question  as  one  of  right.  The  law  of  nature,  according 
to  them,  gives  to  every  man  a  sacred  and  indefeasible  property  in  his  own 
ideas,  in  the  fruits  of  his  own  reason  and  imagination.  The  legislature  has 
indeed  the  power  to  take  away  this  property,  just  as  it  has  the  power  to 
pass  an  act  of  attainder  for  cutting  off  an  innocent  man's  head  without  a 
trial.  But,  as  such  an  act  of  attainder  would  be  legal  murder,  so  would  an 
act  invading  the  right  of  an  author  to  his  copy  be,  according  to  these 
gentlemen,  legal  robbery. 

"  Now,  Sir,  if  this  be  so,  let  justice  be  done,  cost  what  it  may.  I  am  not 
prepared,  like  my  honorable  and  learned  friend,  to  agree  to  a  compromise 
between  right  and  expediency,  and  to  commit  an  injustice  for  the  public  con- 
venience. But  I  must  say,  that  his  theory  soars  far  beyond  the  reach  of 
my  faculties.  It  is  not  necessary  to  go,  on  the  present  occasion,  into  a 
metaphysical  inquiry  about  the  origin  of  the  right  of  property  ;  and  cer- 
tainly nothing  but  the  strongest  necessity  would  lead  me  to  discuss  a  subject 
so  likely  to  be  distasteful  to  the  House."     Etc. 

By  a  paragraph  of  such  exposition  he  fixes  the  exact  issue,  and  then  says : 
"  We  may  now,  therefore,  I  think,  descend  from  these  high  regions,  where 
we  are  in  danger  of  being  lost  in  the  clouds,  to  firm  ground  and  clear  light. 
Let  us  look  at  this  question  like  legislators."1  In  other  words,  this 
question  is  of  such  nature  as  to  demand  practical,  not  theoretical, 
procedure. 

1  Macaulay,  Speeches,  p.  279. 


ARC  UMENTA  TION.  637 


II. 


Measures  looking  to  Attack  and  Defense.  — For  the  question's 
sake  and  for  the  progress  of  thought,  no  less  than  for  the  sake 
of  contest,  it  is  of  practical  value  to  treat  the  issue  on  the 
military  plan,  as  something  calling  for  attack  and  defense. 
For  not  only  may  an  alert  opponent  draw  away  one's  energies 
to  side  issues;  the  question  itself,  also,  has  many  digressions 
and  subordinate  involvements  to  solicit  an  unwary  debater 
away  from  the  main  line  of  procedure.  He  must  keep  the 
main  truth  in  mind,  a  cause  that  must  emerge  clear  from  every 
confusion  of  discussion  ;  must  be  watchful  also  of  everything 
that  would  make  against  or  obscure  it. 

The  following  are  some  of  the  things  to  be  provided  for,  as 
occasion  calls,  in  the  tactics  of  debate. 

The  Burden  of  Proof.  — The  question  which  side  in  a  debate 
has  the  burden  of  proof,  that  is,  must  lead  the  attack  and 
make  its  contention  good  by  positive  argument,  is  answered 
by  ascertaining  which  side  has  the  presumption  of  things 
with  it.  The  prevailing  order  of  custom  or  opinion  holds  the 
field,  and  has  merely  the  defensive.  Whoever  proposes  an 
innovation,  or  maintains  some  proposition  not  generally  held, 
must  take  upon  himself  the  labor,  or  burden,  of  proving  it.  A 
man  is  presumed  innocent  until  he  is  proved  guilty.  A  cus- 
tom, statute,  or  prevailing  opinion  is  presumed  good  until  it 
is  demonstrated  to  be  bad.  An  important  step  it  is,  therefore, 
bringing  out  as  it  does  the  intrinsic  strength  of  the  cause, 
and  dictating  the  method  of  procedure,  to  locate  rightly  the 
burden  of  proof. 

In  some  merely  speculative  discussions  the  question  of  the 
burden  of  proof  is  not  of  enough  significance  to  pay  for  rais- 
ing. Such  cases  of  course  are  to  be  discovered  and  allowed 
for  by  the  debater ;  they  belong  to  the  question  of  essentials 
and  non-essentials  for  his  purpose. 


638  THE  LITERARY  TYPES. 

Points  to  be  conceded.  —  A  great  promotive  both  of  fairnes 
in  discussion  and  of  clearness  in  fixing  the  issue  is  the  conced  ; 
ing  of  points  on  which  there  is  no  contest.  A  debater  who  wil 
yield  nothing  is  liable  to  incur  the  odium  not  -only  of  being  obsti 
nate  and  wrong-headed  but  of  having  a  lame  cause.  A  debatei 
who  concedes  broadly  and  generously,  on  points  of  commor 
agreement,  secures  a  fairer  hearing,  while  also  the  spirit  oi 
concession  betokens  a  broader  and  wiser  mastery  of  the 
question.  As  a  matter  of  clever  procedure  it  is  not  infre- 
quently wise  to  yield  to  One's  opponent  in  every  point 
except  the  o?ie  wherein  he  would  make  his  opponent  yield 
to  him. 

Points  to  be  waived.  —  To  waive  is  not  the  same  as  to  con- 
cede. It  is  simply  to  set  aside  or  postpone  some  consider- 
ation which,  though  not  yielded,  is  not  relevant,  not  in  place 
here.  This  belongs  to  the  watchful  business  of  keeping  the 
course  of  argument  simple  and  clear.  The  consideration 
thus  waived  may  come  up  afterward,  when  the  way  is  opened 
for  it  by  argument.  Or  it  may,  if  admitted,  merely  complicate 
or  befog  the  case.  An  unscrupulous  opponent  may  seek  no 
better  escape  from  a  lame  cause  than  to  involve  the  debater 
in  some  irrelevant  discussion.  It  is  important,  therefore,  to 
have  an  alert  sense  for  what  should,  or  may,  be  waived  as  not 
to  the  present  purpose. 

Fairness  of  Encounter.  —  Fairness,  largeness,  honesty  of 
encounter  applies  both  to  the  statement  of  an  opponent's 
views  and  to  the  estimate  of  an  opponent's  argument. 

i.  Fair  and  full  statement  of  the  opponent's  position,  with- 
out attempt  to  modify  his  words  in  order  to  favor  your  own 
side,  is  the  only  procedure  that  pays  in  the  long  run.  It  pays 
for  your  own  argument;  for  if  the  opponent's  position  is 
strong,  to  whittle  at  it  is  only  to  attempt  evasion,  and  thus 
indirectly  to  confess  yourself  baffled.  It  pays  also  in  fortify- 
ing your  own  position ;  for  if  in  representing  your  antagonist 


ARG UMENTA  TION.  639 

you  leave  some  unappreciated  point,  some  underrated  principle, 
it  will  work  to  your  discomfiture. 

2.  While  of  course  an  opponent's  weak  argument  is  to  be 
shown  as  weak,  on  the  other  hand,  when  an  opponent's  argu- 
ment is  found  impregnable,  honesty  requires  that  the  fact  be 
fairly  acknowledged.  Subterfuge  and  evasion  in  the  face  of 
an  evident  truth  may  be  the  natural  impulse  of  a  wounded 
pride,  but  they  are  ruinous  tactics  for  a  broad  and  noble 
cause.  As  to  the  treatment  of  an  opponent's  argument  recog- 
nized as  strong,  —  if  its  strength  is  evident  and  yet  you  sur- 
pass, you  have  the  greater  honor ;  the  stronger  foe  gives  the 
nobler  victory. 

III.       • 

Order  of  Arguments. — Although  the  order  in  which  a  body 
of  arguments  is  arranged  is  a  matter  of  cardinal  importance, 
little  can  be  laid  down  by  way  of  rule.  It  must  be  left  for 
the  most  part  to  the  tact  of  the  reasoner,  the  character  of  the 
audience,  the  state  of  feeling  and  knowledge  regarding  the 
question,  the  presuppositions  to  be  encountered,  and  many 
other  considerations  that  can  be  determined  only  in  the 
individual  case. 

All  that  can  be  done  here,  therefore,  is  to  note  a  few  ways 
in  which  arguments  of  various  types  and  characters  derive 
advantage  from  the  relative  order  in  which  they  are  placed. 

As  regards  Kind  of  Argument.  —  Some  types  of  argument 
contain  intrinsically  a  suggestion  of  the  relative  position  they 
should  occupy  in  the  discussion. 

In  an  inductive  investigation,  concerned  with  a  question, 
the  leading  place  is  naturally  due  to  considerations  that  estab- 
lish an  antecedent  probability,  —  the  a  priori  type  of  argu- 
ment.1 This  becomes  the  basis  of  procedure,  the  hypothesis; 
and  whatever  is  added  by  testimony  comes  in  then  either  to 

1  See  above,  p.  608  sq. 


640  THE  LITERARY   TYPES. 


strengthen  the  probability  or  to  compel  modification.  Thu 
the  order  is  from  the  more  general  to  the  more  particular  an< 
circumstantial.  If  the  argument  from  probability  came  ii 
after  the  other,  it  would  seem  to  betray  the  reasoner's  sens* 
that  positive  testimony  is  inadequate  and  must  be  buttressec 
up  by  something  else. 

The  deductive  type  of  argument,  based  as  it  is  on  acknowl 
edged  truths  and  principles,  has  something  of  a  clinching  anc 
enforcing  nature,  and  hence,  in  a  series  of  arguments,  woulc 
naturally  occupy  a  place  well  along  in  the  discussion,  aftei 
the  preliminaries  are  disposed  of,  and  the  course  of  thought 
draws  toward  its  summary  and  conclusion.  So  much  of  sug- 
gestion, not  absolute  but  to  be  taken  for  what  the  individual 
case  makes  it  worth,  may  be  drawn  from  the  intrinsic  character 
of  the  type. 

Arguments  from  example  and  analogy,  being  of  more  exposi- 
tory and  illustrative  nature,1  come  naturally  near  the  begin- 
ning or  near  the  end,  according  as  they  define  the  issue  and 
lay  it  out,  or  summarize  and  clinch  it. 

As  to  Relative  Strength  of  Arguments.  —  A  body  of  argu- 
ments, of  all  literary  works,  is  especially  susceptible  to  climax, 
—  an  order  growing  to  greater  strength  and  cogency.  Yet 
also,  so  much  depends  on  the  vigor  of  the  first  impression, 
that  it  will  not  do  to  begin  with  an  argument  obviously  weak, 
however  its  effect  may  be  retrieved.  The  resource  seems  to 
be,  to  begin  with  arguments  that  are  strong  in  the  sense  of 
being  clear,  explanatory,  self-evident,  —  in  other  words,  argu- 
ments that  contain  most  of  the  expository  virtue.  On  the 
same  principle,  the  final  argument,  which  gathers  up  the  con- 
clusiveness of  the  whole,  should  be  strong  in  the  sense  of  being 
comprehensive,  summarizing,  containing  most  of  consequence 
and  enforcement. 

Arguments  relatively  weak,  while  they  are  to  occupy  the 
1  See  above,  p.  615. 


ARGUMENTATION.  641 

intermediate  position,  with  bulk  and  prominence  graduated 
to  their  intrinsic  value,  may  derive,  as  to  placing,  much 
advantage  from  their  companion  arguments.  Not  infre- 
quently an  argument  that  does  no  more  than  open  a  prob- 
ability for  another  to  utilize,  or  add  a  coloring  to  its 
predecessor,  may  by  its  juxtaposition  both  receive  and 
lend,  till  each  has  the  strength  of  two.  This  fact  dictates 
that  a  minor  consideration  should  ally  itself  with  pleas  of 
more  importance,  so  as  to  gain  the  advantage  of  fellowship 
and  position. 

Order  of  Refutation.  —  The  order  that  refutation  should 
occupy  in  debate  depends  on  the  strength  of  the  position 
refuted,  and  on  the  prominence  it  already  has  in  the  mind 
of  the  public  addressed.  When  the  opposed  idea  holds  full 
possession  of  the  field,  the  first  business  must  be  to  dislodge 
it ;  there  is  no  room  for  a  new  argument  until  the  old  view 
is  cleared  away.  On  the  other  hand,  when  the  refuted  posi- 
tion is  insignificant,  the  order  of  refutation  may  recognize  its 
insignificance ;  the  refutation  may  come  in  incidentally  as  a 
corollary  of  the  argument  most  potent  to  overthrow  the 
error. 

All  this  is  merely  one  aspect  of  the  wisdom  that  is  needed 
in  refutation,  manifest  in  the  estimate  placed  upon  the 
opponent's  strength.  In  strength  also,  as  well  as  in  posi- 
tion, the  refutation  should  be  wisely  adapted  to  the  exact 
significance  of  the  opposed  argument,  neither  belittling  nor 
exaggerating  it.  It  is  manifestly  unwise  to  underrate  the 
opponent's  position ;  the  refutation  must  be  stronger  if  it 
is  to  act  as  a  real  refutation.  On  the  other  hand,  it  is 
manifestly  unwise  to  spend  superfluous  energy  in  refuting  a 
weak  position  ;  the  very  exertion  put  forth  advertises  it  for 
strong.  To  put  forth  just  the  power  requisite  to  dispossess 
the  hearer  of  an  erroneous  view  is  the  work  of  nice  calcu- 
lation and  tact. 


642  THE  LITERARY   TYPES. 

Note.  —  In  Webster's  speech  on  "The  Constitution  not  a  Compacl 
between  Sovereign  States,"  already  quoted  from  to  illustrate  negative  argu- 
ment, the  first  half  is  devoted  to  an  elaborate  refutation  of  the  widely 
prevalent  Nullification  doctrine.  In  Burke's  Bristol  Speech,  where  the 
refutation  is  merely  an  incidental  answer  to  objections,  it  comes  in  as  a 
supplementary  part  added  in  the  interests  of  completeness. 

II.     ORATORY. 

From  debate,  that  comparatively  simple  body  of  arguments 
wherein  ordering,  tone,  and  style  are  determined  by  the  sub- 
ject-matter, we  pass  now  to  a  far  more  complex  kind  of 
discourse,  wherein  not  the  subject-matter  alone  but  the  per- 
son apprehending  it,  not  the  brain  alone  but  the  emotions 
and  the  whole  man,  have  their  proportioned  share  in  the 
appeal.  In  oratory,  on  account  of  the  issues  involved,  we 
may  fitly  conceive  all  the  elements  of  discourse  raised,  as  it 
were,  to  a  higher  power,  suffused  with  the  glow  of  immediate 
personal  interest,  and  vitalized  from  the  inner  world  of  motive. 
Thus  we  have  reached  the  summit  and  crown  of  the  rhetorical 
art,  the  utterance  wherein  style  and  invention,  wherein  sub- 
ject, author,  and  audience,  all  come  to  typical  relation  and 
expression. 

I. 

The  Essence  of  Oratory.  —  Every^  hearer  for  whom  oratory  is 
designed  has  a  vague  ideal  of  what  it  should  be ;  and  if  what 
he  hears  turns  out  to  be  merely  a  thing  in  oratory's  cloth- 
ing,—  a  lecture,  an  essay  read  aloud,  or  a  severely  reasoned 
speech,  —  he  is  aware  that  something  is  wrong,  though  he 
cannot  define  it ;  the  spoken  delivery  has  not  made  it  ora- 
tory. It  is  important,  then,  to  inquire  what  are  the  distin- 
guishing qualities,  the  attributes  essential  to  oratory. 

By  oratory  we  mean  public  discourse  of  the  argumenta- 
tive type,  in  which  truth  of  personal  import  and  issue  is 
presented  and  enforced. 


ARGUMENTATION.  643 

Let  us  analyze  this  definition. 

i.  The  truth  with  which  oratory  deals  is  of  personal 
import ;  that  is,  it  so  touches  the  hearer's  life-interests  that 
his  active  impulses  may  be  enlisted  in  it ;  and  it  is  of  per- 
sonal issue  ;  that  is,  it  has  a  trend  of  imperative,  it  contem- 
plates more  or  less  nearly  an  outcome  in  will  and  conduct. 
In  its  sphere,  therefore,  is  comprised  all  the  truth  by  which 
men  live  and  devise  action ;  the  truth  underlying  conduct, 
character,  faith,  enterprise,  righteousness. 

Note.  —  A  reasoner  who  is  endeavoring  to  demonstrate  that  the  planet 
Mars  is  inhabited  is  indeed  handling  an  intricate  argumentative  problem  ; 
he  is  seeking  to  find  a  truth,  or  at  least  a  balance  of  probability;  but  if  he 
solves  the  problem  ever  so  clearly  the  answer  cannot  in  the  smallest  degree 
appeal  to  the  hearer's  will.  An  interesting  thing  it  is  to  know,  but  there  is 
no  point  that  can  be  a  claim  on  him  to  do.  On  the  other  hand,  when 
Demosthenes  ceases  presenting  to  his  audience  a  truth  which  is  also  an 
appeal,  and  has  given  it  the  requisite  power  of  diction  and  delivery,  his 
hearers  cry,  "  Up  !  let  us  march  against  Philip  !  "  The  truth  has  taken 
possession  of  their  will,  and  wrought  its  purpose  in  an  impulse  to  action. 
And  such  an  impulse,  more  or  less  immediate,  is  what  vitalizes  the  truth 
presented  in  oratory. 

2.  The  literary  type  to  which  oratory  predominantly 
belongs  is  the  argumentative ;  but  the  imperative  cast  of  its 
theme  causes  the  argumentation  to  assume  a  modified,  more 
impassioned  character,  which  we  term  persuasion ;  instead 
of  moving  in  the  formal  lines  of  logical  reasoning  it  may 
on  occasion  have  the  tone  and  order  of  emotion  and  appeal. 
All  this,  however,  far  from  impairing  its  argumentative 
force,  rather  gives  it  greater  elevation  and  freedom. 

NOTE.  —  The  other  literary  types  also,  as  will  be  specified  later,  are 
freely  drawn  upon  for  the  purposes  of  oratory;  each  giving  its  distinctive 
power  where  it  will  best  aid. 

3.  The  diction  of  oratory,  like  that  of  debate,  is  spoken 
diction,  with  its  fulness  and  freedom1;  but  as  it  is  addressed 

1  See  Spoken  Diction,  pp.  118-126,  above. 


644  THE  LITERARY  TYPES. 

not  merely  to  the  brain  but  to  the  emotions,  and  througr 
these  to  the  will,  its  general  tone  is  more  impassioned  anc 
fervid.  By  this  is  not  meant  that  oratorical  diction  mus, 
assume  these  strenuous  qualities,  for  it  may  be  as  plain  and 
familiar  as  conversation ;  but  also  it  rises  freely  with  its 
theme,  and  answers  to  the  glow  of  emotion  or  sublimity  01 
imagination  that  enters  into  it.  The  ideal  of  oratorical 
style,  in  its  general  compass  and  effect,  is  called  elo- 
quence. 

Working  Essentials  of  Eloquence.  —  No  definition  of  elo- 
quence is  needed  here,  nor  directions  for  acquiring  it.  It  is 
not  something  to  be  inculcated ;  one  might  as  well  be  com- 
manded to  write  poetry.  Nor  is  it  to  be  acquired  by  work- 
ing directly  for  it ;  one  can  by  effort  become  declamatory 
and  turgid,  not  truly  eloquent.  For  eloquence  subsists  as 
well  with  the  homely  as  with  the  sublime ;  and  into  it  enter 
not  words  alone  but  the  character  of  the  orator,  his  skill  over 
subject  and  audience,  his  response  to  the  occasion,  —  many 
things  too  elusive  to  bind  into  rules.1 

1  Daniel  Webster's  famous  description  of  eloquence,  description  and  example  in 
one,  may  here  stand  in  lieu  of  definition :  "  When  public  bodies  are  to  be  addressed 
on  momentous  occasions,  when  great  interests  are  at  stake,  and  strong  passions 
excited,  nothing  is  valuable  in  speech  farther  than  as  it  is  connected  with  high  intel- 
lectual and  moral  endowments.  Clearness,  force,  and  earnestness  are  the  qualities 
which  produce  conviction.  True  eloquence,  indeed,  does  not  consist  in  speech.  It 
cannot  be  brought  from  far.  Labor  and  learning  may  toil  for  it,  but  they  will  toil  in 
vain.  Words  and  phrases  may  be  marshalled  in  every  way,  but  they  cannot  compass 
it.  It  must  exist  in  the  man,  in  the  subject,  and  in  the  occasion.  Affected  passion, 
intense  expression,  the  pomp  of  declamation,  all  may  aspire  to  it ;  they  cannot  reach 
it.  It  comes,  if  it  come  at  all,  like  the  outbreaking  of  a  fountain  from  the  earth,  or 
the  bursting  forth  of  volcanic  fires,  with  spontaneous,  original,  native  force.  The 
graces  taught  in  the  schools,  the  costly  ornaments  and  studied  contrivances  of  speech, 
shock  and  disgust  men,  when  their  own  lives,  and  the  fate  of  their  wives,  their  chil- 
dren, and  their  country,  hang  on  the  decision  of  the  hour.  Then  words  have  lost 
their  power,  rhetoric  is  vain,  and  all  elaborate  oratory  contemptible.  Even  genius 
itself  then  feels  rebuked  and  subdued,  as  in  the  presence  of  higher  qualities.  Then 
patriotism  is  eloquent ;  then  self-devotion  is  eloquent.  The  clear  conception,  outrun- 
ning the  deductions  of  logic,  the  high  purpose,  the  firm  resolve,  the  dauntless  spirit, 
spaaking  on  the  tongue,  beaming  from  the  eye,  informing  every  feature,  and  urging 
the  whole  man  onward,  right  onward  to  his  object,  —  this,  this  is  eloquence ;  or  rather, 


ARG  UMENTA  TION.  645 

On  account  of  prevalent  misconceptions,  however,  we  may 
here  make  a  few  discriminations,  principally  by  way  of  saying 
what  eloquence  is  not. 

i.  Eloquence  is  not  grandiloquence  ;  not  synonymous  with 
ambitious  or  pretentious  style.  It  is  simply  wise  to  respond 
to  occasion.  When  the  occasion  itself  is  eloquent,  then  its 
best  expression  may  be  silence ;  and  it  knows  when  plainness 
and  even  bareness  of  statement  works  with  the  occasion  to 
have  power  on  men. 

2.  Eloquence  does,  however,  exclude  considerations  that 
are  subtle  and  far-fetched,  hair-splitting  discriminations  of 
thought,  fine-spun  threads  of  reasoning,  ultra-literary  phrase 
and  imagery ;  because  these  are  ill-adapted  to  spoken  dis- 
course, and  dissipate  earnestness  in  subtlety  of  thought. 

3.  Eloquence,  dealing  with  common  men,  moves  among 
the  interests  and  motives  that  are  common  to  all.  Its  realm 
of  truth  is  common  sense,  we  may  almost  say  commonplace  ; 
its  close  touch  with  life,  however,  clothes  common  ideas  with 
newness  of  interest. 

4.  When  on  occasion  eloquence  rises  into  splendor  of 
style,  rhythm,  imagery,  as  it  has  full  liberty  to  do,  still  its 
basis  of  structure  and  phrase  remains  as  plain  as  ever.  Its 
great  efforts  are  not  complexity  but  largeness,  and  greater  for 
being  more  simple  and  close  to  common  men.1 

II. 

The  Basis  of  Relation  with  the  Audience.  —  The  orator's 
relation  with  his  audience  is  best  conceived  as  an  alliance, 
wherein,  although  the  audience  yield  to  his  views  and  argu- 
ments, they  yield  because  they  are  glad  to  yield,  and  see  it 

it  is  something  greater  and  higher  than  all  eloquence,  —  it  is  action,  noble,  sublime; 
godlike  action." — Webster,  Oration  on  Adams  and  Jefferson,  Webster' 's  Great 
Speeches,  p.  167. 

1  For  approach  of  impassioned  prose  to  poetry,  see  above,  pp.  166-168. 


646  THE  LITERARY  TYPES. 


tsis 


for  their  interest  to  do  so.  He  makes,  in  other  words,  com- 
mon cause  with  them ;  comes  to  them  as  a  friend  and 
comrade  who,  if  he  is  to  benefit  by  convincing  them,  is  to 
do  so  only  as  he  partakes  with  them  in  a  benefit  common 
to  all.  He  may  indeed  gain  a  great  victory  over  their  preju- 
dices and  opinions  ;  but  it  is  the  victory  not  of  siege  and 
conquest  but  of  friendliness  and  favor.  It  is  on  this  basis 
that  all  oratorical  achievements  of  value  are  made. 

The  Initiative.  —  Of  this  friendly  relation  the  initiati 
which  must  be  taken  by  the  speaker,  must  be  such  as  to 
inspire  confidence  both  in  him  as  an  able  and  honest  man, 
and  in  his  subject  as  he  presents  it.  This,  in  modern  ora- 
tory, is  not  done  by  speaking  about  one's  self,  or  by  a  display 
of  personal  sentiments  and  motives  1 ;  rather  by  that  sincerity 
of  word  and  bearing  which  evinces  the  same  trust  that  it 
would  awaken. 

i.  This  initiative  sums  up  best  in  manly,  self-respecting 
frankness.  Audiences  resent  being  talked  down  to,  as  from 
a  loftier  station  of  learning  or  society  ;  equally  they  resent 
flattery  or  effusiveness.  He  is  as  good  as  they ;  but  also 
they  have  rights,  abilities,  opinions,  that  are  to  be  respected. 
A  man  who  takes  such  attitude  to  his  audience  has  their  ear 
not  only  for  agreeable  things  but  for  sharp  and  searching, 
even  reproving  truths,  so  long  as  they  are  aware  of  his 
honesty  and  friendliness. 

Note.  —  This  friendly  relation  with  the  audience  may  be  strikingly  illus- 
trated from  the  career  of  Abraham  Lincoln  as  a  public  speaker.  Of  his 
method  he  himself  once  said :  "  I  always  assume  that  my  audience  are  in 
many  things  wiser  than  I  am,  and  I  say  the  most  sensible  thing  I  can  to 
them.  I  never  found  that  they  did  not  understand  me."  His  biographers, 
Nicolay  and  Hay,  say  of  him  :  "  He  assumed  at  the  start  a  frank  and 
friendly  relation  with  the  jury  which  was  extremely  effective.  He  usually 
began,  as  the  phrase  ran,  by  '  giving  away  his  case  ' ;  by  allowing  to  th 
opposite  side  every  possible  advantage  that  they  could  honestly  and  justl 

1  See  above,  p.  451. 


; 


ARGUMENTATION.  647 

:laim.     Then  he  would  present  his  own  side  of  the  case,  with  a  clearness, 
candor,  an  adroitness  of  statement  which  at  once  flattered  and  convinced 
the  jury,  and  made  even  the  bystanders  his  partisans." * 

2.  The  effectual  bar  to  such  alliance  with  the  audience 
is  any  kind  of  artifice.  The  average  men  composing  an  audi- 
ence, naturally  responsive  to  plain  good  sense,  are  apt  to 
become  suspicious  of  tricks  of  reasoning,  extreme  plausibility' 
of  statement,  labored  ingenuity  of  thought,  an  ironical  or 
cynical  manner,  or  any  way  of  speaking  that  does  not  repre- 
sent the  orator's  station  and  advantages  in  life.  What  they 
resent  is,  being  worked  upon,  or  made  the  target  of  artful 
skill ;  what  best  secures,  if  not  their  admiration,  at  least  their 
practical  assent,  is  a  sensible,  straightforward  approach  which 
seems  to  have  in  it  no  art  at  all.2 

Note.  —  The  following  anecdote,  related  by  Professor  Phelps,  will  illus- 
trate the  futility  of  an  evident  artifice  :  — 

"  Patrick  Henry  thought  to  win  the  favor  of  the  backwoodsmen  of 
Virginia  by  imitating  their  colloquial  dialect,  of  which  his  biographer  gives 
the  following  specimen  from  one  of  his  speeches :  '  All  the  larnin  upon  the 
yairth  are  not  to  be  compared  with  naiteral  pairts.'  But  his  hearers,  back- 
woodsmen though  they  were,  knew  better  than  that;  and  they  knew  that  a 
statesman  of  the  Old  Dominion  ought  to  speak  good  English.  They  were 
his  severest  critics."  3 

The  Handling  of  Human  Nature.  —  An  accomplished  orator 
has  by  native  endowment,  and  heightens  by  determinate 
culture,  a  power  to  read  his  audience,  and  to  adapt  himself 
instinctively  to  them.  In  its  higher  exercise  this  power 
becomes  a  rapport,  a  magnetism,  which  cannot  be  acquired 
by  rule  and  whose  source  is  not  fully  understood.     But  apart 

1  Nicolay  and  Hay,  Life  of  Lincoln,  Vol.  i,  p.  307. 

2  "  If  the  orator  can  make  his  hearers  believe  that  he  is  not  only  a  stranger  to  all 
unfair  artifice,  but  even  destitute  of  all  persuasive  skill  whatever,  he  will  persuade 
them  the  more  effectually  ;  and  if  there  ever  could  be  an  absolutely  perfect  orator,  no 
one  -would  {at  the  time,  at  least)  discover  that  he  was  so."  —  Mathews,  Oratory 
and  Orators,  p.  208. 

8  Phelps,  English  Style  in  Public  Discourse,  p.  18. 


648  THE  LITERARY  TYPES. 

from  this,  there  is  a  sagacity,  a  tact,  an  insight, 
employed  in  approaching  men,  which  is  no  mystery,  but  a 
part  of  the  good  sense  requisite  in  every  man  who  is  engaged 
in  the  work  of  persuasion. 

This  power  to  deal  with  human  nature  may  be  noted  under 
two  aspects. 

i.  It  is  manifest  in  an  intuitive  knowledge,  gathered  from 
the  physiognomy  and  general  appearance  of  the  audience, 
what  is  their  intellectual  capacity,  their  grade  of  culture, 
their  cast  of  mind,  their  sphere  of  prepossession  and  preju- 
dice. The  skilful  orator,  as  he  goes  on,  is  quick  to  see  the 
assent,  or  the  bewilderment,  or  the  disagreement,  or  the 
stolidity,  that  meets  his  words,  and  shapes  or  modifies  his 
procedure  accordingly.  Thus,  by  the  signs  that  he  has  by 
long  conversance  learned  to  read  in  men,  he  adapts  his  ideas 
and  influence  to  them.1 

Note.  —  The  following  is  related  of  Ruf us  Choate  and  his  skill  with  an 
audience  :  "  No  advocate  ever  scanned  more  watchfully  the  faces  of  his 
hearers  while  speaking.  By  long  practice  he  had  learned  to  read  their  senti- 
ments as  readily  as  if  their  hearts  had  been  throbbing  in  glass  cases.  In 
one  jury  address  of  five  hours,  he  hurled  his  oratorical  artillery  for  three 
of  them  at  the  hard-headed  foreman,  upon  whom  all  his  bolts  seemed 
to  be  spent  in  vain.  At  last,  the  iron  countenance  relaxed,  the  strong  eyes 
moistened,  and  Choate  was  once  more  master  of  the  situation."2 

2.  It  is  shown  secondly  in  the  sagacity  to  approach  men 
according  to  the  motives  and  sentiments  most  operative  with 
them ;  to    enter    their   sphere  of    ideas,  to    appreciate    their 

1 "  Him  we  call  an  artist  who  shall  play  on  an  assembly  of  men  as  a  master  on  the 
keys  of  a  piano,  —  who,  seeing  the  people  furious,  shall  soften  and  compose  them, 
shall  draw  them,  when  he  will,  to  laughter  and  to  tears.  Bring  him  to  his  audience, 
and,  be  they  who  they  may,  —  coarse  or  refined,  pleased  or  displeased,  sulky  or  sav- 
age, with  their  opinions  in  the  keeping  of  a  confessor,  or  with  their  opinions  in  their 
bank-safes,  —  he  will  have  them  pleased  and  humored  as  he  chooses ;  and  they  shall 
carry  and  execute  that  which  he  bids  them."  —  Emerson,  Eloquence,  Works,  Vol.  vii, 
p.  67. 

2  Mathews,  Oratory  and  Orators,  p.  372. 


ARGUMENTA  T/OAT.  649 

standards  of  life,  to  strike  the  chord  of  their  sympathies  and 
interests  in  accordance  with  their  station,  intelligence,  or  pur- 
suit. Thus  the  orator  finds  them,  and  makes  the  connection 
between  their  interests  and  his  cause.1 

Note.  —  Shakespeare  illustrates  this  knowledge  of  human  nature,  and 
the  lack  of  it,  in  the  way  the  speeches  of  Brutus  and  Antony,  respectively, 
are  received  by  the  hearers. 

Brutus  has  eloquence  but  neither  knowledge  of  men  nor  sympathy  with 
his  mob  audience.  He  presents  to  them  high  considerations  of  patriotism 
and  honor,  and  all  the  response  he  gets  is  a  vague  admiration  for  his 
person :  — 

"  All.     Live,  Brutus  !  live,  live  ! 

First  Cit.    Bring  him  with  triumph  home  unto  his  house. 

Sec.  Cit.    Give  him  a  statue  with  his  ancestors. 

Third  Cit.    Let  him  be  Caesar. 

Fourth  Cit.  Caesar's  better  parts 

Shall  be  crown'd  in  Brutus. 

First  Cit.    We  '11  bring  him  to  his  house  with  shouts  and  clamors." 

Antony,  who  knows  what  chords  to  strike  in  a  mob,  dwells  on  Caesar's 
kindness  and  regard  for  them,  rouses  pity  for  his  wounds,  which  he  points 
out  and  describes,  and  appeals  to  their  cupidity  by  mentioning  his  will,  in 
which  they  are  remembered.  For  response,  he  raises  in  them  a  fury  that 
only  desperate  deeds  can  quell :  — 

"All.  Revenge!  About!  Seek!  Burn!  Fire!  Kill!  Slay!  Let 
not  a  traitor  live !  .  .  . 

First  Cit.  Come,  away,  away ! 

We  '11  burn  his  body  in  the  holy  place, 

1 "  Persuasion  implies  that  some  course  of  conduct  shall  be  so  described,  or 
expressed,  as  to  coincide,  or  be  identified,  with  the  active  impulses  of  the  individuals 
addressed,  and  thereby  command  their  adoption  of  it  by  the  force  of  their  own  nat- 
ural dispositions.  A  leader  of  banditti  has  to  deal  with  a  class  of  persons  whose 
ruling  impulse  is  plunder;  and  it  becomes  his  business  to  show  that  any  scheme  of 
his  proposing  will  lead  to  this  end.  A  people  with  an  intense,  overpowering  patriot- 
ism, as  the  old  Romans,  can  be  acted  on  by  proving  that  the  interests  of  country  are 
at  stake.  The  fertile  oratorical  mind  is  one  that  can  identify  a  case  in  hand  with 
a  great  number  of  the  strongest  beliefs  of  an  audience ;  and  more  especially  with 
those  that  seem,  at  first  sight,  to  have  no  connection  with  the  point  to  be  carried. 
The  discovery  of  identity  in  diversity  is  never  more  called  for,  than  in  the  attempts 
to  move  men  to  adopt  some  unwonted  course  of  proceeding."  —  Bain,  The  Senses 
and  the  Intellect,  p.  542. 


650  THE  LITERARY  TYPES. 

And  with  the  brands  fire  the  traitors'  houses. 

Take  up  the  body. 

Sec.  Cit.   Go  fetch  fire. 

Third  Cit.    Pluck  down  benches. 

Fourth  Cit.    Pluck  down  forms,  windows,  anything. 
[Exeunt  Citizens  with  the  body. 

Ant.    Now  let  it  work.  —  Mischief,  thou  art  afoot, 

Take  thou  what  course  thou  wilt."  l 

Here  the  greater  and  better  man  lost  his  cause  through  lack  of  sagacity : 
the  unscrupulous  man  gained  his  end  by  skill.  But  there  is  no  reason  for 
divorcing  skill  and  tact  from  a  noble  cause. 

III. 

Forms  and  Agencies  of  Appeal.  —  The  conciliatory  relation 
with  the  audience,  and  the  ruling  tone  of  persuasion,  give  to 
oratory  the  character  of  appeal ;  its  surge  of  influence  sums 
up  in  a  plea  addressed  to  the  active  impulses  of  men,  and 
with  a  more  or  less  immediate  solution  in  action.  This  plea 
is  none  the  less  real  for  being  implicit.  A  modern  literary 
tendency  to  subdue  the  expression  of  emotion  has  been 
mentioned  2 ;  to  be  less  didactic  and  hortatory  is  a  phase  of 
the  same  tendency.  This,  however,  is  rather  a  matter  of 
form  than  of  intrinsic  character.  The  plea,  the  appeal,  still 
exists,  albeit  in  disguise ;  it  does  its  work  all  the  more  surely 
for  being  not  overt  and  advertised  but  an  unsuspected 
power  infused  through  the  whole.  It  is  the  literary  recog- 
nition of  Pope's  wise  precept, 

"  Men  must  be  taught  as  if  you  taught  them  not, 
And  things  unknown  propos'd  as  things  forgot."  3 

This  pervasive  power  of  appeal  is  secured  most  fundamen- 
tally of  all  by  the  imperative  character  of  the  theme,  as  con- 
ceived and  worked  to  throughout  the  discourse.     As  already 

1  Quotations  from  Shakespeare,  Julius  Ccesar,  Act  iii,  Scene  2. 

2  See  above,  p.  96,  footnote,  and  p.  102. 
8  Pope,  Essay  on  Criticism,  Pt.  iii,  1.  15. 


A  R  G  UMENTA  TWIST.  65 1 

said,1  the  orator  chooses  an  object  rather  than  a  subject  ;  he 
is  concerned  in  creating  or  augmenting  some  wave  of  active 
impulse;  the  information  he  imparts  and  the  entertainment 
he  affords  is  all  subservient  to  this.  So,  having  conceived  his 
theme  in  this  form  of  precept  or  dictate,  his  whole  discourse 
works  to  make  the  object  clear  and  cogent. 

In  order  to  achieve  such  an  object,  the  speaker  must  enlist 
the  whole  man  in  his  cause,  must  make  him  at  once  see,  feel, 
and  will  the  truth.  In  discussing,  therefore,  the  procedures 
necessary  to  this  end,  we  will  take  up  each  side  of  human 
nature  in  turn,  and  consider  what  phase  of  the  appeal  is 
naturally  adapted  to  it. 

i.  The  Appeal  to  the  Intellect.  — This,  of  course,  in  the  ora- 
tory of  an  educated,  self-governed  people,  is  the  controlling 
element.  Action  must  be  intelligent  action,  proposed  and 
grounded,  its  means  and  ends  determined,  through  the  think- 
ing powers,  the  brain.  To  be  sure,  thought  in  itself  does  not 
furnish  impulse  ;  but  when  by  other  means  impulse  is  stirred 
and  enthusiasm  roused,  the  thought  is  there  to  guide  and 
temper,  making  the  outcome  sane  and  wise.  The  intellectual 
control  it  is  that  rescues  emotion  from  the  maudlin  or  frivo- 
lous, and  united  action  from  the  wild  frenzy  of  a  mob. 

Illustrations  of  Action  without  Intellectual  Regulative.  — 
Mark  Antony,  in  the  scene  already  cited,  was  but  too  willing  to  rouse 
passions  without  thought.  The  mob  rushed  blindly  forth  to  destroy,  fell 
upon  Cinna  the  poet  and  tore  him  in  pieces  merely  because  he  bore  the  same 
name  with  Cinna  the  conspirator,  —  were,  in  short  wholly  uncontrollable  in 
their  mad  fury;  while  Antony,  well  pleased,  satisfied  himself  with  saying, — 

"  Now  let  it  work.  —  Mischief,  thou  art  afoot, 
Take  thou  what  course  thou  wilt." 

Another  remarkable  instance  of  passions  aroused  without  a  basis  of  rea- 
son is  recorded  in  Acts  xix.  23-41,  where  certain  designing  people  lash  a 
mob  to  frenzy  by  an  appeal  to  their  cupidity.  "  Some  therefore  cried  one 
thing,  and  some  another :  for  the  assembly  was  confused  ;  and  the  more 

1  See  above,  p.  428,  3. 


652  THE  LITERARY  TYPES. 

part  knew  not  wherefore  they  were  come  together."     And  when  Ale? 
attempted  to  explain  matters  to  them,  "  all  with  one  voice  about  the  space 
of  two  hours  cried  out,  '  Great  is  Diana  of  the  Ephesians.'  " 

i.  This  appeal  to  the  intellect,  however,  has  different 
degrees  of  explicitness,  according  to  the  nature  of  the  issue  ; 
and  this  fact  it  is  which  causes  the  great  variety  in  the  seem- 
ing fervidness  of  public  speech.  To  put  it  in  other  words : 
in  every  persuasive  discourse  there  are  two  elements,  the 
didactic  and  the  hortatory.  In  old-fashioned  oratory  these 
two  elements,  as  argument  and  application,  occupied  different 
sections  of  the  discourse  ;  nowadays,  however,  it  is  generally 
deemed  better  to  blend  the  two,  giving  fact  or  argument  the 
attitude  of  appeal,  and  appeal  the  solidity  of  information  or 
truth.  At  the  same  time,  these  elements  may  have  varying 
emphasis  and  proportion,  according  as  the  address  is  con- 
cerned more  with  the  end  of  action  or  with  the  means.  When 
men  are  slow  to  commit  themselves  to  the  end  proposed, 
exhortation  is  needed  to  awaken  a  sense  of  its  importance  ; 
when,  though  earnest  in  allegiance  to  the  end,  men  are  not 
sufficiently  informed  as  to  the  means,  the  didactic  element 
must  predominate,  in  order  to  make  their  allegiance  rational 
and  wise. 

Note. —  In  the  late  Civil  War,  for  instance,  when  throughout  the  land 
orators  were  urging  men  to  enlist  and  serve  their  country's  need,  the  ques- 
tion of  means  was  but  subordinate,  and  the  principal  element  of  discourse 
was  exhortation.  On  the  other  hand,  in  a  large  proportion  of  pulpit  dis- 
course, that  which  is  addressed  to  those  who  have  already  complied  with 
the  general  end  of  obeying  Christ  as  Lord,  the  predominating  element  must 
be  educative,  — setting  forth  the  means  and  involvements  of  a  Christian  life. 

2.  Of  the  literary  types  concerned  in  the  appeal  to  the 
intellect,  the  argumentative,  predominating,  determines  the 
classification  of  oratory ;  it  is  in  the  liberal  sense  argumenta- 
tion. Exposition,  with  its  passion  for  clearness  and  fulness 
of  conception,  has  a  function  scarcely  second  in  importance. 


ARG UMENTA  T/OJV.  65 3 

If  the  other  types,  narration  and  description,  are  employed 
in  this  kind  of  appeal,  it  is  in  the  interests  of  these,  —  to  fur- 
nish help  in  explaining  and  establishing  a  theory,  not  for 
their  picturesque  or  stirring  power. 

Note.  —  In  courts  of  justice,  for  instance,  the  elaborate  machinery  of 
taking  testimony,  cross-examination,  and  so  forth,  may  in  one  light  be 
regarded  as  accumulating  material  for  a  story  of  the  event  in  question ; 
and  the  lawyer's  plea  often  consists  largely  in  reconstructing  the  story 
according  to  his  interpretation  of  the  evidence.  An  example  of  such  a 
narrative  may  be  found  in  the  beginning  of  Webster's  speech  on  the  murder 
of  Captain  Joseph  White.1 

3.  As  to  style-qualities,  two  things  in  the  appeal  to  the 
intellectual  powers  of  the  hearer  are  imperative,  constituting 
in  fact  the  practical  summary  of  oratorical  style. 

First,  it  should  aim,  with  especial  rigor,  to  economize  the 
hearer's  interpreting  power.2  Words  from  the  every-day 
vocabulary,  simplicity  and  directness  of  phrase,  a  strong  and 
pointed  sentence  structure,  an  ordering  of  parts  made  lucid 
by  marked  indications  of  plan  and  consecutiveness,  reasoning 
where  there  is  only  one  step  from  premise  to  conclusion  and 
no  solution  is  left  obscure  or  in  long  suspense,  — these  are  the 
economizing  agencies  which  adapt  oratorical  style  to  popular 
apprehension.  The  ideal  is  to  use  up  as  little  of  the  hearer's 
energy  as  possible  in  merely  understanding,  because  it  is  a 
case  wherein  the  stress  comes  on  realizing  and  on  committal 
to  the  issue. 

Secondly,  for  purposes  of  persuasion  thought  should  be 
presented  copiously.  It  is  a  case  wherein  repetition  of 
thought  in  many  aspects  and  phases,  and  body  of  ampli- 
fication secured  by  detail  and  illustration,  are  of  especial 
service.3     For  the   hearer's    mind    has   not   merely   to   catch 

1  How  narrative  may  be  turned  into  argument  is  illustrated  above,  p.  605,  note. 

2  See  above,  p.  24. 

3  For  this  method  of  amplification  and  its  uses,  see  above,  pp.  462,  2,  465. 


654  THE  LITERARY   TYPES. 

and  apprehend  the  thought;  he  needs  to  be,  so  to  say, 
rated  with  it,  so  that  he  may  carry  it  with  him  as  an  impulse 
and  working  consciousness. 

Note.  —  The  first  of  these  requisites  will  help  us  to  understand  why  a 
fine-drawn  style,  as  mentioned  on  p.  645,  2,  above,  is  unfavorable  to 
eloquence.  And  on  account  of  the  second  requisite  a  condensed  and  epi- 
grammatic style,  though  charming  for  other  reasons,  is  not  favorable  to 
persuasion,  at  least  as  the  staple  of  the  discourse  ;  its  office  is  to  give  point 
and  rememberable  quality  to  what  is  elsewhere  amplified  (compare  p.  353, 
above).  The  comparative  futility  of  this  condensed  style  is  illustrated  in 
the  speech  of  Brutus,  in  Shakespeare's  Julius  Ccesar. 

2.  The  Appeal  to  the  Emotions.  —  By  this  element  of  ora- 
tory, which  like  the  others  is  not  to  be  thought  of  as  set  off 
by  itself  but  as  pervasive  and  implicit,  the  hearer  is  roused 
from  apathy  or  indifference,  or  from  the  passiveness  of 
contemplative  thought,  and  his  sympathies  are  made  to 
respond  to  the  pathos  or  humor,  the  sublimity  or  beauty, 
the  inspiring  or  exasperating  influence  of  the  occasion,  so 
^\as  not  merely  to  contemplate  but  to  enter  into  and  realize 
the  nature  of  the  issue  at  stake.  This  appeal  is  not  yet  per- 
suasion ;  nor  does  the  power  to  make  men  weep  or  laugh 
mean  oratorical  power.  It  bears  the  same  relation  to  actual 
persuasion  that  overcoming  inertia  does  to  the  working  of 
a  machine :  once  get  the  wheels  in  motion,  and  it  is  com- 
paratively easy  to  keep  them  going  until  the  motion  is 
directed  to  a  useful  function.  Once  rouse  the  man  to  feel 
the  issue,  and  the  way  is  clear  to  translate  enthusiasm  into 
duty. 

1.  For  this  kind  of  appeal  the  portraying  and  vivifying 
forms  of  discourse  are  called  into  play :  the  picturing  agency 
of  description,  imagery,  illustration  ;  the  telling  scenes,  situa- 
tions, dramatic  points  of  narration  ;  the  trenchant  vigor  of 
antithesis,  epigram,  trope,  interrogation.  These  are  here 
recounted  as  if  they  could  be  used   as  directed  and  produce 


ARGUMENTA  TION.  655 

the  emotion  ;  but  behind  them,  of  course,  and  without  which 
they  are  vain,  is  the  speaker's  personality,  possessed  of  the 
same  emotion,  and  reinforcing  all  these  with  voice  and 
action. 

Illustration.  —  Antony's  speech  over  Caesar's  dead  body,  as  given 
by  Shakespeare,  illustrates  the  concrete,  vivid,  amplified  portrayal  adapted 
to  awaken  the  hearer's  realizing  power;  it  reaches  the  crowd  through  their 
imagination  and  sympathy.     Here  is  part  of  it  :  — 

"  If  you  have  tears,  prepare  to  shed  them  now. 
You  all  do  know  this  mantle :  I  remember 
The  first  time  ever  Caasar  put  it  on; 
'Twas  on  a  summer's  evening,  in  his  tent, 
That  day  he  overcame  the  Nervii : 
Look,  in  this  place  ran  Cassius'  dagger  through : 
See  what  a  rent  the  envious  Casca  made : 
Through  this  the  well-beloved  Brutus  stabb'd ; 
And  as  he  pluck'd  his  cursed  steel  away, 
Mark  how  the  blood  of  Caesar  follow'd  it, 
As  rushing  out  of  doors,  to  be  resolved 
If  Brutus  so  unkindly  knock'd,  or  no : 
For  Brutus,  as  you  know,  was  Caesar's  angel: 
Judge,  O  you  gods,  how  dearly  Caesar  loved  him! 
This  was  the  most  unkindest  cut  of  all ; 
For,  when  the  noble  Cassar  saw  him  stab, 
Ingratitude,  more  strong  than  traitors'  arms, 
Quite  vanquish'd  him :  then  burst  his  mighty  heart ; 
And,  in  his  mantle  muffling  up  his  face, 
Even  at  the  base  of  Pompey's  statua, 
Which  all  the  while  ran  blood,  great  Caesar  fell."  1 

2.  In  employing  the  means  that  rouse  emotion,  the  speaker 
has  to  consult  wisely  the  taste,  the  culture,  the  familiar  ideas, 
of  the  persons  addressed.  What  to  him  is  funny  may  leave 
them  stolid ;  what  to  him  is  cheap  pathos  may  rouse  their 
liveliest  feelings  of  sympathy  or  grief.  Uneducated  people 
.  are  more  easily  swayed  by  pathos,  humor,  or  impassioned 
phrase  ;  but  at  the  same  time  more  palpable  and  striking, 
more  coarse-grained  means  must  be  used.  The  jokes  must  be 
of  the  knock-down  kind,  with  a  point  like  a  bludgeon,  and 
1  Shakespeare,  Julius  Ccesar.  Act  iii,  Scene  2. 


656  THE   LITERARY   TYPES. 

must  turn  not  so  much  on  words  as  on  acts  and  situations 
The  emotional  figures  must  be  overt  and  emphatic,  verging  to 
declamation  and  rant.  Educated  people,  on  the  other  hand, 
acting  more  from  judgment  than  from  sympathy,  are  less  sus- 
ceptible to  direct  emotional  appeal ;  but  when  they  are  moved 
it  is  by  more  delicate  means,  —  by  a  pathetic  touch,  by  some 
stroke  on  the  subtler  chords  of  human  nature,  rather  than  by 
horse-play  or  melodrama.  It  is  part  of  the  orator's  handling 
of  human  nature  to  enter  the  sphere  where  his  audience's 
tastes  and  sympathies  are,  and  by  his  wisely  chosen  words 
give  moving  voice  to  them. 

Note.  —  The  greater  delicacy  and  subdual  of  modern  literary  methods, 
already  mentioned,  is  an  aspect  of  this ;  a  transfer  to  the  more  educated 
and  tasteful  sphere  into  which  the  culture  of  the  age  is  moving.  It  betokens 
not  less  emotion,  but  emotion  concerned  with  other  objects, — which  latter 
may  be  deeper  and  more  vital  though  less  demonstrative. 

3.  Emotion  cannot  be  manufactured ;  it  must  exist  in 
genuine  depth  and  fulness  in  the  orator  himself,  and  flow  to 
his  hearers  by  the  natural  channel  of  truth.  At  the  same 
time  our  modern  standard,  at  least  among  the  more  culti- 
vated classes,  is  not  favorable  to  a  great  show  of  emotion. 
The  signs  of  emotion,  in  voice  and  manner,  and  to  a  great 
extent  in  style,  are  better  suppressed,  or  rather  subdued  to 
understatement,  in  order  that  the  grounds  and  provocatives 
of  emotion  may  be  kept  in  advance  of  them.  Then  if  in 
spite  of  repressive  effort  they  break  bounds,  they  are  exhibited 
to  real  purpose.1 

1  "  It  was  a  maxim  of  Webster's,  that  violence  of  language  was  indicative  of 
feebleness  of  thought  and  want  of  reasoning  power,  and  it  was  his  practice  rather  to 
understate  than  overstate  the  strength  of  his  confidence  in  the  soundness  of  his 
own  arguments,  b-'d  the  logical  necessity  of  his  conclusions.  He  kept  his  auditor 
constantly  in  advance'of  him,  by  suggestion  rather  than  by  strong  asseveration,  by  a 
calm  exposition  of  considerations  which  ought  to  excite  feeling  in  the  heart  of  both 
speaker  and  hearer,  not  by  an  undignified  and  theatrical  exhibition  of  passion  in 
himself,"  —  Marsh,  Lectures  on  the  English  Language,  p.  235, 


ARG  UMENTA  TION.  659 

them.  To  say  then  that  it  is  desirable  to  appeal  to  motives 
is  not  enough ;  it  is  futile  and  suicidal  not  to  base  a  plea 
%n  some  way  on  motive. 

Note.  —  Hence  it  is  that  in  investigating  the  actions  of  men,  motives 
;*are  necessarily  taken  for  granted.  In  criminal  cases,  for  instance,  argu- 
ments from  sign  and  circumstance  seek  to  substantiate  themselves  by  find- 
ing some  tendency  in  the  man,  good  or  bad,  sufficient  to  cause  the  deed ; 
and  if  a  sufficient  motive  to  a  strange  act  cannot  be  found,  or  is  obviously 
wanting,  the  fact  throws  doubt  on  the  sanity  of  the  perpetrator.  Thus  in 
the  universal  practical  mind  of  men,  motiveless  ideas  either  belong  to  the 
irresponsible  vagaries  of  madness,  or  are  the  mere  riot  of  invention, — 

"  Fantastic  beauty  ;  such  as  lurks 
In  some  wild  Poet,  when  he  works 
Without  a  conscience  or  an  aim" 

2.  Motives  are  not  appealed  to  as  good  and  bad  ;  for  few 
if  any  will  own  to  being  actuated  by  bad  motives,  and  it 
would  be  the  ruin  of  any  cause  to  appeal  to  such  grounds  of 
action.  There  is,  however,  an  intuitive  recognition  of  motives 
as  lower  and  higher;  the  lower,  beginning  with  some  phase 
of  self-interest,  being  more  universal  and  practical,  the  higher, 
while  it  may  be  more  speculative,  being  more  complimentary 
to  human  nature,  and  more  in  the  line  of  highest  character. 
Not  always  can  the  highest  motives,  though  acknowledged,  be 
counted  on  to  bring  things  to  pass ;  but  the  appeal  should  be 
to  the  highest  that  can  be  counted  on  for  effect. 

Note.  —  No  classification  of  motives  can  here  be  attempted;  but  three 
planer  of  motive,  from  lower  to  higher,  may  here  be  noted  :  — 

i.  Self-Interest:  passing  upward  from  profit,  prudence,  ambition  to 
rise,  and  the  like,  to  the  finer  sentiments  of  integrity,  self-expression, 
self-respect. 

2.  DUTY  :  to  self,  which  is  identified  with  many  motives  of  the  lower 
plane  ;  then  to  immediate  dependents,  to  laws  and  customs,  to  society,  to 
country,  to  God. 

3.  BENEVOLENCE:  which  is  unselfish,  working  in  philanthropy,  self- 
abnegation  and  sacrifice,  love  to  neighbor,  love  to  humanity,  love  of  the 
highest  ideals. 


660  THE  LITERARY  TYPES. 

Any  higher  motive  may  enter  into  and  refine  a  lower  ;  any  lower  motive, 
when  interrogated,  is  prone  to  estimate  itself  on  a  higher  plane.  And  edu- 
cation in  motive,  always  making  higher  planes  and  standards  more  operative 
and  practical,  is  the  supreme  education  of  humanity. 

3.  Three  ways  of  appealing  to  motive  —  which  we  may 
regard  as  urging  and  enforcing  the  premises  of  persuasive 
argument  —  may  here  be  noted. 

First,  and  most  clearly,  the  motive  is  named,  and  the  pro- 
posed action  identified  with  it.  This  is  the  most  palpably 
argumentative  phase  of  oratory. 

Example.  —  In  the  following  the  motive  appealed  to  is  solicitude  for 
the  nation's  stability  and  welfare  :  — 

"  I  am  far  indeed  from  wishing  that  the  Members  of  this  House  should 
be  influenced  by  fear  in  the  bad  and  unworthy  sense  of  that  word.  But 
there  is  an  honest  and  honorable  fear,  which  well  becomes  those  who  are 
intrusted  with  the  dearest  interests  of  a  great  community ;  and  to  that  fear 
I  am  not  ashamed  to  make  an  earnest  appeal.  It  is  very  well  to  talk  of 
confronting  sedition  boldly,  and  of  enforcing  the  law  against  those  who 
would  disturb  the  public  peace.  No  doubt  a  tumult  caused  by  local  and 
temporary  irritation  ought  to  be  suppressed  with  promptitude  and  vigor. 
Such  disturbances,  for  example,  as  those  which  Lord  George  Gordon  raised 
in  1780,  should  be  instantly  put  down  with  the  strong  hand.  But  woe  to 
the  Government  which  cannot  distinguish  between  a  nation  and  a  mob! 
Woe  to  the  Government  which  thinks  that  a  great,  a  steady,  a  long  con- 
tinued movement  of  the  public  mind  is  to  be  stopped  like  a  street  riot ! 
This  error  has  been  twice  fatal  to  the  great  House  of  Bourbon.  God  b 
praised,  our  rulers  have  been  wiser.  The  golden  opportunity  which,  if 
once  suffered  to  escape,  might  never  have  been  retrieved,  has  been  seized 
Nothing,  I  firmly  believe,  can  now  prevent  the  passing  of  this  noble  law, 
this  second  Bill  of  Rights." x 

Secondly,  as  a  more  implicit  and  literary  mode  of  appeal, 
the  presence  of  the  motive  may  be  so  taken  for  granted  that, 
as  when  a  premise  is  left  unmentioned,  the  motive  is  treated 
as  not  needing  identification  ;  its  power  is  pervasive,  coloring 
thought  and  style,  keeping  the  whole  key  of  words  harmonious 
1  Macaulay,  Speeches,  Vol.  i,  p.  56. 


ARG  UMENTA  TION.  661 

with  it,  and  thus  acting  as  a  kind  of  inspiration.  This  is  the 
effective  way  with  educated  audiences,  who  are  more  respon- 
sive to  the  finer  shadings  of  thought  and  sentiment ;  it  is  the 
prevailing  one  also  in  demonstrative  and  memorial  oratory. 

Example.  — The  following,  for  those  to  whom  the  oration  is  addressed, 
has  all  the  power  of  appeal,  though  there  is  no  explicit  naming  of 
motives:  — 

"  Despite  Napoleon  even  battles  are  not  sums  in  arithmetic.  Strange 
that  a  general,  half  of  whose  success  was  due  to  a  sentiment,  the  glory  of 
France,  which  welded  his  army  into  a  thunderbolt,  and  still  burns  for  us 
in  the  fervid  song  of  Beranger,  should  have  supposed  that  it  is  numbers 
and  not  conviction  and  enthusiasm  which  win  the  final  victory.  The  career 
of  no  man  in  our  time  illustrates  this  truth  more  signally  than  Garibaldi's. 
He  was  the  symbol  of  the  sentiment  which  the  wise  Cavour  molded  into  a 
nation,  and  he  will  be  always  canonized  more  universally  than  any  other 
Italian  patriot,  because  no  other  represents  so  purely  and  simply  to  the 
national  imagination  the  Italian  ideal  of  patriotic  devotion.  His  enthusiasm 
of  conviction  made  no  calculation  of  defeat,  because  while  he  could  be 
baffled  he  could  not  be  beaten.  It  was  a  stream  flowing  from  a  mountain 
height,  which  might  be  delayed  or  diverted,  but  knew  instinctively  that  it 
must  reach  the  sea.  •  Italia  fara  da  se.'  Garibaldi  was  that  faith  incar- 
nate, and  the  prophecy  is  fulfilled.  Italy,  more  proud  than  stricken,  bears 
his  bust  to  the  Capitol,  and  there  the  eloquent  marble  will  say,  while  Rome 
endures,  that  one  man  with  God,  with  country,  with  duty  and  conscience, 
is  at  last  the  majority."1 

Thirdly,  such  appeal  may  in  strong  cases  take  the  form  of 
invective.  This  is  simply  appeal  in  negative  ;  that  is,  it 
endeavors  to  shame  the  hearers  out  of  unworthy  motives,  in 
favor  of  motives  more  consonant  with  the  cause  and  more 
worthy  of  the  men.  Just  as  one  may  appeal  to  justice,  patri- 
otism, honesty,  benevolence,  so,  as  a  reverse,  he  may  inveigh 
against  wrong,  cowardice,  meanness,  selfishness.  The  urgency 
of  the  occasion,  together  with  the  vehemence  or  tact  of  the 
speaker,  determines  the  method.  It  should  be  observed,  that 
from  the  beginning  the  drift  of  sentiment  in  oratory  has 
1  George  William  Curtis,  Orations  and  Addresses,  Vol.  i,  p.  233' 


I 


662  THE  LITERARY   TYPES. 


been  increasingly  against  using  personalities  ;  it  is  principles 
rather  than  men,  that  should  be  attacked. 


Example.  —  The  following,  as  an  instrument  of  refutation,  accuses 
Pitt  of  public  dishonesty  and  lack  of  faith  :  — 

"  Sir,  I  will  not  say  that  in  all  this  he  was  not  honest  to  his  own  purpose 
and  that  he  has  not  been  honest  in  his  declarations  and  confessions  this 
night  ;  but  I  cannot  agree  that  he  was  honest  to  this  House  or  honest  to  t)u 
people  of  this  country.     To  this  House  it  was  not  honest  to  make  them 
counteract  the  sense  of  the  people,  as  he  knew  it  to  be  expressed  in  th 
petitions  upon  the  table,  nor  was  it  honest  to  the  country  to  act  in  a  di: 
guise,  and  to  pursue  a  secret  purpose  unknown  to  them,  while  affecting  t 
take  the  road  which  they  pointed  out.     I  know  not  whether  this  may  not  be 
honesty  in  the  political  ethics  of  the  right  honorable  gentlemen  ;  but  I  know 
that  it  would  be  called  by  a  very  different  name  in  the  common  transactions 
of  society,  and  in  the  rules  of  morality  established  in  private  life.     I  know 
of  nothing  in  the  history  of  this  country  that  it  resembles,  except,  perhaps, 
one  of  the  most  profligate  periods  —  the  reign  of  Charles  II. ,  when  the  sale 
of   Dunkirk  might  probably  have  been    justified  by  the   same  pretens 
That   monarch  also  declared  war  against  France,  and   did  it  to  cover 
negotiation  by  which,  in  his  difficulties,  he  was  to  gain  a  '  solid  system  oj 
finance.''  " 

1  Fox,  Rejection  of  Bonaparte 's  Overtures,  Select  British  Eloquence,  p.  542. 


INDEX  OF  SUBJECTS. 


[The  titles  of  main  divisions,  books,  chapters,  and  sections  are  in  small  capitals.] 


Abbreviation  and  condensation  of  words 

in  poetic  diction,  142. 
Abstract,  583. 

Accelerated  movement  in  narration,  523. 
Accurate  use  of  words,  46. 
Adaptation  in  rhetoric,  1 ;  Lines  of,  3. 
Additive  conjunctions,  260. 
Adjective  and  adverb  in  prose,  The,  149. 
Adjustments  of  style,  20. 
Adverb,  Placing  of  the,  245. 
Adversative  conjunctions,  261. 
A  fortiori  argument,  613. 
Alertness  of  mind,  398. 
Alexandrine  verse,  182. 
Alienisms,  59. 
Allegory,  85. 

Alliance  with  audience  in  oratory,  645. 
Alliteration,  156;  in  prose,  159. 
Allusion,  90  ;  in  amplification,  473. 
Alternation  of  kinds  of   sentence,  348; 

of  kinds  of  paragraph,  382. 
Alternative,  Analyzing  by,  623. 
Ambiguity,   Measures   against,  241 ;   in 

exposition,  577. 
Americanisms,  55. 
Amphibrach  measure,  177. 
Amphimacer  measure,  178. 
Amplification,    Objects  of ,  462 ;    Means 

of,  464  ;  Accessories  of,  471. 
Amplifying  ideas,  The,  458. 
Amplifying  matter  of  description,  485. 
Amplifying  paragraph,  The,  380. 
Amplitude,  287. 


663 


Analogy,  yy ;  in  exposition,  567 ;  in 
argumentation,  614. 

Analysis,  in  exposition,  579;  by  alterna- 
tive, 623  ;  for  refutation,  627. 

Anapestic  measure,  176. 

Anecdotes  in  amplification,  470;  as  type 
of  narrative,  516. 

Animus  of  word  and  figure,  102. 

Antecedent  probability,  609. 

Antecedent,  246;  Preparing  the,  for 
reference,  249. 

Anticipative  it  and  there,  254. 

Anticlimax,  294. 

Antique  diction,  133. 

Antithesis,  271 ;  Errors  of,  274 ;  as  ob- 
verse, 466 ;  in  description,  496 ;  in  nar- 
ration, 526,  527  ;  Exposition  by,  566. 

Aphorism,  460. 

Aphoristic  literature,  461. 

Aposiopesis,  in  narrative,  528. 

A  posteriori  argument,  609. 

Apostrophe,  97. 

Apothegmatic  ending  of  paragraph,  378 ; 
summary  of  thought,  467. 

Appeal,  Forms  and  agencies  of,  650;  to 
the  intellect,  651;  to  the  emotions, 
654;  to  the  will,  657;  to  motives, 
660;  by  invective,  661. 

Appendages  of  the  plan,  449. 

Approaches  of  prose  to  poetry, 
The,  163. 

Approaches  to  invention  (Chap. 
xii),  389. 


664 


INDEX  OF  SUBJECTS. 


A  priori  argument,  609. 

Archaic  vocabulary,  Employment  of,  66. 

Archaisms,  poetic,  144. 

Argument,  inductive,  Grades  and  species 
of,  608  ;  a  priori,  609  ;  a  posteriori, 
609;  from  sign,  611 ;  from  example, 
613;  a  fortiori,  613;  from  analogy, 
614. 

Argumentation  (Chap,  xvii),  597; 
definition  of,  597 ;  in  its  type 
forms  (Section  First),  598;  Con- 
structive, 599;  Destructive, 
622 ;  in  ordered  system  (Section 
Second),  633. 

Arguments,  Order  of,  639. 

Arrangement  of  words,  prose,  113;  in 
plan,  principles  of  relation  and, 
438. 

Art  and  science  discriminated,  4 ;  fine 
and  mechanical,  in  discourse,  7 ;  of 

NARRATION,  513. 

Association,  Figures  of,  77 ;  of  thoughts, 

Laws  of,  443. 
Assonance,  157. 
Asyndeton,  318  footnote. 
Attack  and  defense  in  debate,  637. 
Attenuation  of  stress,  339. 
Audience,  Orator's  relation  with,  645. 
Authority,  603. 

Balanced  structure,  309 ;  sentence,  The, 

352- 
Ballad  measure,  180. 
Bathos,  294. 

Beauty,  as  quality  of  style,  37. 
Beginnings   and  endings   in  paragraph 

construction,  ^7^- 
Bifurcate  classification,  572,  623. 
Biography,  548. 
Blending  and  interchange  of  measures, 

198. 
Body,  by  amplification,  462. 
Brevity,  Tendency  to,  in  poetic  diction, 

141. 
Burden  of  proof,  The,  637. 


. 


Cadence,  219;  as  conclusion,  456. 

Caesura,  The,  202. 

Cant,  72. 

Casual  topics  of  meditation,  408. 

Causal  conjunctions,  264. 

Cause  and  effect,  Law  of,  in  thought- 
association,  445 ;  Particulars  viewed 
as,  608. 

Chain  of  reasoning,  621,  627. 

Characters  in  a  story,  The,  530. 

Charted  order,  Description  by,  487. 

Choice  of  words  for  denotation 
(Chap,  iii),  46. 

Circumlocution,  291. 

Circumstantial  evidence,  611. 

Citations,  References  and,  419. 

Classical  or  recitative  measures,  The,  174. 

Classification,  569;  Bifurcate,  572. 

Clause  in  prose  rhythm,  The,  217. 

Clearness,  29 ;  in  the  thought,  29 ;  in 
the  construction,  3 1 ;  The  habit  of 
seeking,  403. 

Climax,  292 ;  in  stages  of  plan,  440 ; 
in  narration,  527. 

Coinage  for  occasion,  64. 

Collocation,  240. 

Colloquialisms,  Non-,  in  poetic  diction, 
145. 

Colon,  The,  330. 

Coloring  by  amplification,  463 ;  due  to 
association,  93. 

Combinations  and  proportions  in  sen- 
tences, 354. 

Comma,  The,  328. 

Commonplace  books,  419. 

Comparison  not  simile,  78 ;  Spirit  of  a, 
103;  Cautions  in,  257. 

Compendious  reading,  413. 

Completeness  of  division,  572. 

Composita  type  of  sentence,  317. 

Composition  (Book  iii),  221. 

Composition  as  a  whole,  The  (Chap, 
xiii),  420. 

Compounding  of  words  in  poetic  diction, 
143- 


INDEX  OF  SUBJECTS. 


665 


Concentration,  Tendency  to,  in   poetic 

diction,  141. 
Concession  in  debate,  638. 
Conclusion  of  a  literary  work,  The,  454  ; 

relation  to  body  of  work,  454 ;  forms 

of,  454  ;  style  of,  456. 
Concomitants,    Particulars    viewed    as, 

611. 
Concord  of  subject  and  verb,  223. 
Condensation,  295  ;   for  vigor,   295 ; 

for    rapidity,   299;    as    abstracting 

process,  583. 
Condensation  of  words  in  poetic  diction, 

142. 
Conditional  conjunctions,  265. 
Conjunctional  relation,  259. 
Connotation,   as    related    to   force,   34; 

Words  and  figures  for  (Chap. 

iy)>  75  '■>  OF  idea,  76 ;  of  emotion, 

94 ;  of  the  relative,  236. 
Constructive,  Argumentation,  599. 
Constructive  end,  in  narration,  The,  517. 
Contiguity,  Law  of,  in  thought-associa- 
tion, 443. 
Continuity  of   movement,  in  narration, 

520. 
Contrast,  Law  of,  in  thought-association, 

444 ;  element  of,  in  narrative  move- 
ment, 526. 
Coordinating  class  of  conjunctions,  260. 
Copious  presentation,  in  oratory,  653. 
Core  of  definition,  The,  559. 
Correlation,  257. 
Couplet,  The  heroic,  185. 
Creative  reading,  409. 
Criticism,  591 ;  ways  of  publication,  592; 

requisites  of,  593;  The  higher,  580. 
Cross-examination,  601,  631. 
Cue,  The  stress-point  as  a,  340. 
Culture  promoting  adjustments  of  style, 

The,  21,  22,  23. 
Cumulative  conjunctions,  260. 

Dactylic  measure,  176;  hexameter,  183. 
Dash,  The,  331 ;  double,  130 ;  single,  130. 


Debate,  634. 

Decorative  epithets,  147. 

Deduction,  616. 

Deductive  order  of  thought-building, 
The,  448. 

Definition,  558  ;  The  core  of,  559 ;  Analy- 
sis of,  561;  genetic,  562;  Supple- 
mentation of,  563. 

Degree  of  meaning,  50. 

Demonstratives  and  numerals  in  pro- 
spective reference,  255. 

Denotation,  Choice  of  words  for 
(Chap,  iii),  46. 

Denouement  in  narrative,  The,  517. 

Derivation  and  history  of  words,  50;  in 
exposition,  576. 

Description  (Chap,  xiv),  477;  Defini- 
tion of,  477;  underlying  prin- 
ciples of,  The,  478  ;  Mechanism  of, 
481  ;  by  charted  order,  487 ;  by  im- 
pression, 488;  Accessories  of, 
493 ;  Subjective,  502  ;  in  litera- 
ture, 506;  what  narration  owes  to, 
533  5  Logical,  564. 

Descriptive  details,  Subdual  of,  486 ;  in 
amplification,  468. 

Descriptive  words,  162,  296;  poetry, 
508. 

Details,  in  amplification,  468;  Subdual 
of  descriptive,  486. 

Dialect,  55,  56,  134. 

Dialogue,  The,  in  narrative,  532. 

Diction  (Book  ii),  44 ;  Definition  of, 
44;  Prose,  standard  and  oc- 
casional (Chap,  v),  107;  spoken, 
118;  of  written  discourse,  126; 
Manufactured,  132  ;  Poetic,  and 
its  interactions  with  prose 
(Chap,  vi),  139;  The  sentence 
in,  345- 

Didactic  end,  in  narration,  518. 

Digressions,  375.. 

Dilemma,  624. 

Discipline,  as  aid  to  invention,  392; 
Reading  for,  411. 


666 


INDEX  OF  SUBJECTS. 


Discourse,  definition  of,  i  ;  written  for 
public  delivery,  122  ;  tone  of,  The, 

135- 

Discursive  narration,  535. 

Disposal  of  results  of  reading,  417. 

Distinction,  in  plan  headings,  440. 

Diversity  of  interest,  in  invention,  399. 

Division,  568 ;  Logical,  569 ;  principle 
of,  570;  members  of,  571 ;  complete- 
ness of,  572;  Literary,  573. 

Double  negative,  270;  paragraph  topic, 

Drama,  The,  553. 
Dynamic  stress,  340. 

Economy,  Principle  of,  23 ;   in  oratory, 

653. 

Effects,  Suggestion  by,  500. 

Elegiac  stanza,  The,  186. 

Elements  of  poetic  rhythm,  172. 

Ellipsis,  298,  301. 

Eloquence,  Working  essentials  of,  644. 

Emotion,  in  rhetorical  adaptation,  4 ; 
and  will,  as  basis  of  force,  36 ;  Con- 
notation of,  94;  Overt  figures 
of,  95. 

Emotions,  The  appeal  to  the,  654. 

Emphasis,  as  element  of  force,  35  ;  Dis- 
tribution of,  335. 

Enforcement,  Order  of,  in  thought-build- 
ing, 448. 

Enlargement  of  syllogism,  620. 

Enthymeme,  The  syllogism  in,  618. 

Enumeration,  as  instrument  of  amplifi- 
cation, 467. 

Epigram,  273. 

Episodes,  537. 

Epithet,  in  poetic  diction,  147 ;  The 
phrasal,  or  packed,  149;  in  descrip- 
tion, 497. 

Epithets,  decorative,  147;  essential,  148. 

Equation,  The  personal,  581. 

Essay,  The,  594. 

Essential  epithets,  148. 

Euphemism,  292. 


Euphonious  words  and  combinations  in 
poetic  diction,  154. 

Euphony,  as  component  of  beauty,  38; 
Rank  of,  in  prose  diction,  114. 

Euphuism,  353  note. 

Evoluta  type  of  sentence,  318. 

Example,  Argument  from,  613. 

Exclamation,  95. 

Exegesis  of  terms,  562,  576. 

Exemplification,  as  instrument  of  am- 
plification, 468 ;  as  instrument  of 
exposition,  565. 

Expert  testimony,  605. 

Explication  of  propositions,  562,  578. 

Explicit  reference,  370. 

Exposition  (Chap,  xvi),  554;  Defini- 
tion of,  554;  intensive,  558;  exten- 
sive, 568  ;  OF  THINGS,  557;  OF  THE 
SYMBOLS  OF  THINGS,  575  ;  IN 
ERATURE,   591. 

Expository  work,  Forms  of,  594. 
Extensive,  Exposition,  568. 

Fact,  historic,  The  finding  of,  544 ; 

interpreting  of,  546. 
Facts,   Discovery  of,  in  argumentation, 

599- 

Fairness,  of  encounter,  in  debate,  638. 

Fallacies,  Exposure  of,  626. 

Fiction,  550 ;  Liberties  and  limits  of,  550. 

Figures,  Words  and,  for  connota- 
tion (Chap,  iv),  75  ;  Practical  value 
of,  75  ;  of  association,  Overt,  77;  of 
emotion,  Overt,  95  ;  in  prose  diction, 
1 1 1 ;  Graphic  uses  of,  in  description, 
494. 

Finding  of  historic  fact,  The,  544. 

"  Fine  writing,"  71. 

Foot,  The,  in  poetic  rhythm,  172. 

Force,  as  quality  of  style,  ^3  ',  Massing 

OF  ELEMENTS  FOR,  335. 

Forecast  of  end,  in  narration,  514. 
Foreign  words  and  idioms,  59. 
Foreigner's  English,  133. 
Form,  the  sense  of  literary,  390. 


INDEX  OF  SUBJECTS. 


667 


Generals,  Inference  from,  616;  to  par- 
ticulars, in  order,  448 ;  in  amplifi- 
cation, 467. 

Genetic  definition,  562. 

Genus   and    differentia,    Definition    by, 

559- 

Grammar,  as  foundation  of  rhetoric,  2. 
Graphic  uses  of  figures,  in  description, 
494. 

Habits  of  meditation,  402 ;  of  seeking 
clearness,  403 ;  of  seeking  order, 
404 ;  of  seeking  independent  con- 
clusions, 405. 

Harmony,  as  component  of  beauty,  39. 

Heroic  couplet,  The,  185. 

Heterogeneous  sentence,  The,  320. 

Hexameter,  iambic,    182 ;  dactylic,  183. 

Hiatus,  in  rhythm,  218. 

Higher  criticism,  The,  580. 

Historic  present,  98,  227  ;  fact,  The  find- 
ing of,  544;  The  interpreting  of, 
546. 

Historical  perspective,  524. 

History,  544  ;  narrative,  546 ;  scenic,  547 ; 
philosophic,  547. 

History  of  words,  50. 

Human  nature,  The  handling  of,  by  the 
orator,  647. 

Hymn  stanzas,  187. 

Hyperbole,  99 ;  in  description,  496. 

Hypothesis,  The,  607. 

Iambic  measure,  1 74 ;  pentameter,  1 79  ; 
tetrameter,  180. 

Idea,  Connotation  of,  76. 

Idealism,  in  fiction,  551. 

Idiom,  Tissue  of,  53. 

Idioms,  Foreign,  59,61 ;  Three,  232. 

Illative  conjunctions,  264. 

Imagination  and  taste,  as  basis  of  beauty, 
40. 

Imaginative  diction,  Avails  of,  in  descrip- 
tion, 493  ;  type  of  prose  diction,  i'.S. 

Impassioned  type  of  prose  diction,  166. 


Implicatory  words  and  coloring,  8y. 

Implicit  reference,  in  paragraphs,  372. 

Impression,  Description  by,  488. 

Independent  conclusions,  Habit  of  seek- 
ing, 405. 

Induction,  607. 

Inductive  Argument,  Grades  and  spe- 
cies of,  608 ;  order  in  thought- 
building,  446. 

Inference  from  particulars,  606 ;  from 
generals,  616. 

Infinitive,  The,  230. 

Informative  description,  509. 

Initiative  taken  by  orator,  646. 

Insignificant  sentence,  The,  321. 

Intellect,  in  rhetorical  adaptation,  3 ;  as 
basis  of  clearness,  32  ;  The  appeal  to 
the,  in  oratory,  651. 

Intellectual  type  of  prose  diction,  164. 

Intelligible  use  of  words,  52. 

Intensive,  Exposition,  558. 

Interchange  and  blending  of  measures, 
in  poetic  rhythm,  198. 

Interest,  Diversity  of,  in  invention,  399. 

Interior  and  outlying  tracts  of  sentence, 

339- 

Interpretatio,  465. 

Interpreting  of  historic  fact,  The,  546. 

Interrelation  of  sentence  ele- 
ments, 320 ;  Errors  of,  320. 

Interrogation,  96. 

Interwoven  plots,  538. 

Invective,  661. 

Invention  (Part  ii),  385  ;  as  division 
of  rhetoric,  9 ;  in  its  elements 
(Book  ^,387;  Definition  of,  388; 
Approaches  to  (Chap,  xii),  389. 

Inventive  talent,  Lines  of,  394. 

Inversion,  276;  for  emphasis,  276; 
for  adjustment,  278. 

Investigation,  Order  of,  in  thought- 
building,  446. 

Irony,  100. 

Italics  for  emphasis,  128. 

Iteration,  303. 


668 


Joints  of  structure,  116. 


INDEX  OF  SUBJECTS. 


Key  of  words,  The,  104. 
Kinds  of  paragraphs,  379. 

Landmarks   of   structure   in   completed 

work,  435. 
Latin  derivatives,  70. 
Length  of  sentence,  Effect  of,  in  diction, 

345- 

Lengthiness  distinguished  from  length, 

141  footnote. 
Liberties  of  fiction,  550. 
Life  of  verse,  The,  189. 
Limitations  of  fiction,  550. 
Line,  The,  in  poetry,  179  note. 
Literary   analysis,   in    exposition,   579; 

division,  573. 
Literary  form,  The  sense  of,  390; 

division,  573  ;  types,  The  (Book  v), 

475- 

Litotes,  105,  271. 

Logic,  as  foundation  of  rhetoric,  3. 

Logical  definition,  559  ;  description,  564  ; 

division,  569. 
Long  sentence,  The,  in  diction,  347. 
Loose  sentence,  The,  351. 

Main  ideas  of  discourse,  The,  432. 

Manufactured  diction,  132. 

Mass  of  sentence,  in  diction,  350. 

Massing  of  sentence  elements  for 
force,  335. 

Material  and  handling,  Problems  of,  in 
description,  479. 

Meditation,  Habits  of,  402. 

Medium,  The  supporting,  in  story,  530. 

Members  of  division,  571. 

Metaphor,  80  ;  in  description,  495. 

Metaphrase,  585. 

Method  of  residues,  The,  625. 

Metonymy,  88,  89. 

Metre,  171 ;  Relations  of  phrase  and,  208. 

Metrical  unit,  172;  clause,  178;  sen- 
tence, 183. 


Motives,  658  ;  Grades  of,  659  note. 

Movement,  The  narrative,  520;  Prepara- 
tive elements  in,  525  ;  Continuity  of, 
520;  Rate  of,  522. 

Musical  rhythm,  Overtones  of,  190. 

Narration  (Chap,  xv),  511;  Defini- 
tion of,  512;  The  art  of,  513; 
The  end  of,  514;  convoyed  by  de- 
scription, 533;  Discursive,  535;  in 

LITERATURE,  543. 

Narrative  history,  546. 

Narrative  movement,  Aid  from,  in  de- 
scription, 503  ;  Continuity  of,  520  ; 
Rate  of,  522  ;  Preparative  elements 
in,  525. 

Narrative  touches,  504. 

Narratives,  Combination  of,  537. 

Native  elements  of  vocabulary,  68. 

Natural  bent,  as  starting  point  of  inven- 
tion, 390. 

Negation,  268 ;  degrees  of,  268. 

Negative,  Double,  270. 

Neologisms,  62. 

Newspaper  words,  63  ;  criticism,  592. 

Non-colloquialisms  in  poetic  diction,  145. 

Non  sequitur,  628. 

Notes,  Taking,  418. 

Notions,  555. 

Novel,  The,  552. 

Nucleus  of  description,  The,  483. 

Observation,  The  spirit  of,  397 ;  sketches 
of  travel  and,  509. 

Obverse,  The,  as  repetition,  466 ;  in  ex- 
position, 567. 

Occasion,  The  response  to,  393. 

Occasional  diction,  118. 

Ode  stanza,  The,  185. 

Only,  Placing  of,  241. 

Onomatopoetic  words  and  coloring,  160. 

Oratory,  642  ;  The  essence  of,  642. 

Order,  The  habit  of  seeking,  404. 

Order  of  arguments  in  debate,  639;  of 
refutation,  641. 


INDEX   OF  SUBJECTS. 


669 


Orders  of  thought-building,  446. 
Organic      processes      (Chap,     ix), 

268. 
Organism  of  the  sentence,  312. 
Outline,  The  skeleton,  433. 
Outset    and    culmination,    in    sentence 

mass,  336. 
Overtones  of  musical  rhythm,  190. 

Packed  or  phrasal  epithet,  149. 

Panoramic  portrayal,  505. 

Paradox,  273. 

Paragraph,  The  (Chap,  .xi),  356; 
Definition  of,  356 ;  proper  length 
of,  357;  in  sum,  358;  in  structure, 
364;  scheme  of  structure,  365. 

Paragraphs,  Kinds  of,  379. 

Parallel  construction,  308  ;  in  paragraph, 
376. 

Parallels,  Particulars  used  as,  612. 

Paraphrase,  585. 

Parenthesis,  Marks  of,  129. 

Parity  of  reasoning,  632. 

Participial  phrase,  The,  227. 

Participle,  The  misrelated,  228 ;  unre- 
lated, 228 ;  pendent,  229. 

Particulars,  Inference  from,  606  ;  viewed 
as  cause  and  effect,  608  ;  viewed  as 
concomitants,  611 ;  used  as  parallels, 
612. 

Partition,  573. 

Pause,  The,  in  rhythm,  218. 

Pentameter,  179. 

Periodic  sentence,  The,  350. 

Personal  equation,  The,  581. 

Personification,  84 ;  in  description,  495. 

Perspective,  Historical,  524. 

Perspicuity,  as  aspect  of  clearness,  31. 

Persuasion,  643. 

Philosophic  history,  547. 

Phrasal  or  packed  epithet,  149  ;  rhythm, 
Undertone  of,  202 ;  segmentation, 
The,  204. 

Phrase  and  metre,  relations  of,  208 ;  in 
prose  rhythm,  212. 


Phraseology  (Chap,  viii),  223. 

Picturing  power  of  language,  in  poetic 
diction,  146. 

Plan,  the  making  of  the,  432  ;  append- 
ages of,  449  ;  in  paragraph,  364. 

Pleonasm,  290. 

Pliancy  of  the  recitative  measures,  197. 

Plot,  in  narration,  517. 

Plots,  Interwoven,  538. 

Poetic  diction  and  its  inter- 
actions with  prose  (Chap,  vi), 
139  ;  what  it  is,  140. 

Poetic  rhythm,  Elements  of,  172. 

Poetic  setting  in  diction,  145  ;  traits 
in  poetry  and  in  prose,  141 ; 
in  description,  497. 

Poetry,  Descriptive,  508. 

Polarized  words,  152. 

Point  of  view,  481 ;  The  traveller's,  506. 

Portrayal  without  detail,  491  ;  Time- 
conditioned,  504 ;    Panoramic,   505. 

Possessive,  The,  in  poetic  diction,  143. 

Practical  value  of  figures,  75. 

Precision,  as  aspect  of  clearness,  29. 

Predicate  of  sentence,  313. 

Prefacing  statement,  288. 

Pregnant  words,  93. 

Preliminary  paragraph,  The,  381 ;  ends 
in  narration,  519. 

Premises,  616. 

Preparation  of  question,  in  debate,  635. 

Preparative  elements  in  movement,  525. 

Present  use  of  words,  61. 

Presentive  words,  117. 

Principle  of  division,  The,  570. 

Progress  in  plan,  Manner  of,  439 ;  Nat- 
ural stages  of,  441. 

Prominence,  Law  of,  in  retrospective 
reference,  250. 

Proportion  in  paragraph,  Claims  of,  375. 

Propositional  paragraph,  The,  379. 

Propositions,  Explication  of,  578. 

Prose,  Definition  of,  107 ;  The  ap- 
proaches   OF,    TO    POETRY,    163  ; 

The  rhythm  of,  210. 


670 


INDEX   OF  SUBJECTS. 


Prose  arrangement,  113;  connection 
of    words,    115;    vocabulary,     109; 

RHYTHM,   2IO. 

Prose  diction  (Chap,  v),  107  ;  stand- 
ard,       109;        AS         DETERMINED 

by  occasion,  118;  Intellectual 
type  of,  164;  Impassioned  type 
of,  166;  Imaginative  type  of, 
168. 

Prospective  reference,  254. 

Provincialisms,  55. 

Proximity,  The  law  of,  in  retrospective 
reference,  250. 

Punctuation,  Office  of,  in  sentence,  325  ; 
present  status  of,  ^33- 

Purity,  as  standard  of  diction,  44. 

Purpose,  in  narrative,  518.' 

Qualities  of  style  (Chap,  ii),  27. 
Qualities,  temperament  of,  41  ;  of  sound, 

Language  employed  for,  153. 
Question,  preparation  of  the,  in  debate, 

635- 
Quotation,  in  amplification,  471. 

Raconteur,  The  professional,  and  his 
stories,  516.  , 

Rapidity,  condensation  for,  299. 

Rate  of  narrative  movement,  522. 

Reading,  Ways  of,  in  invention,  408 ; 
Creative,  409;  for  discipline,  411; 
Compendious,  413;  broadly  and 
deeply,  415 ;  by  topics,  415  ;  Dis- 
posal of  results  of,  417. 

Realism,  in  fiction,  552. 

Recitative  measures  in  rhythm,  174; 
Pliancy  of  the,  197. 

Reductio  ad  absurdum,  623. 

Redundancy,  290. 

Reference,  Retrospective,  246 ; 
Prospective,  254 ;  Explicit,  in 
paragraph,  370;  Implicit,  372. 

References  and  citations,  419. 

Refrain,  in  poetry,  184. 

Refutation,  626  ;  Order  of,  in  debate,  641. 


nciples  of, 


Relation  and  arrangement,  Princip 

438;  with  audience,  in  oratory,  645. 

Relative,  Connotation  of  the,  236  ;  equiv- 
alents for,  239. 

Repetition,  302  ;  in  disguise,  305  ;  of 
construction,  308 ;  in  amplification, 
465. 

Repose,  The  element  of,  42. 

Reproduction  of  thought,  Forms  of,  582. 

Reserve,  or  understatement,  105. 

Residues,  The  method  of,  625. 

Results  of  reading,  Disposal  of,  417. 

Retarded  movement,  in  narration,  522. 

Retrospective  reference,  246. 

Revery  contrasted  with  meditation,  403. 

Rhetoric,  Definition  of,  1 ;  distinguished 
from  grammar,  2 ;  distinguished 
from  logic,  3 ;  as  adaptation,  1 ;  as 
art,  4 ;  two  kinds  of,  5  ;  Province 
and  distribution  of,  8. 

Rhyme,  158;  in  prose  diction,  158. 

Rhythm,  in  poetry  and  in  prose 
(Chap,  vii),  171 ;  Poetic,  elements  of, 
172;  Musical  overtones  of,  190; 
Phrasal  undertone  of,  202;  of 
prose,  The,  210  ;  as  accessory  of 
description,  498. 

Romance  and  novel,  551. 


Saxon  derivatives,  70. 

Scenic  history,  547. 

Scholarly  use  of  words,  68. 

Science  and  art  discriminated,  4 

Segmentation,  The  phrasal,  204. 

Selection,  The  problem  of,  in  description, 
479 ;  in  abstract,  583. 

Self-culture,  The  support  from, 
in  invention,  396. 

Semicolon,  The,  326. 

Semicoloned  clauses,  323. 

Sense  of  literary  form,  The,  390. 

Sentence,  The  (Chap,  x),  311 ;  Defini- 
tion of,  311;  Organism  of,  312; 
in  prose  rhythm,  218 ;  Types  of,  316  ; 
in  diction,  345. 


INDEX  OF  SUBJECTS. 


671 


Sequence,  in  plan  headings,  440. 

Sequential  conjunctions,  267. 

Setting,  Influence  of  poetic,  in  diction, 

145. 
Shades  of  meaning,  47. 
Shall  and  will,  233. 
Short  sentence,  The,  in  diction,  345. 
Sign,  Argument  from,  611. 
Similarity    and    contrast,   Law    of,    in 

thought-association,  444. 
Simile,  "jj  ;  in  description,  494. 
Simplex  type  of  sentence,  317. 
Sing-song,  Tendency  to,  211. 
Situations,  in  narration,  519. 
Skeleton  outline,  The,  433. 
Sonnet,  The,  188. 
Sound,  Language  employed  for  qualities 

of,  153- 
Sounds  in  sequence  and  repetition,  156. 
Spenserian  stanza,  The,  188. 
Split  infinitive,  The,  230. 
Splitting  of  particles,  301. 
Spoken  diction,  118. 
Stages   of    progress    in   plan,    Natural, 

441. 
Standard  prose  diction,  109. 
Stanza,  The,  in  poetic  rhythm,  183;  un- 

rhymed,  184  ;  ode,  185  ;  elegiac,  186  ; 

hymn,  187;  Spenserian,  188. 
Stock  expressions,  73. 
Stress,  Concentration  of,  in  collocation, 

243 ;  Dynamic,  340. 
Stress-point  as  a  cue,  340. 
Strophe,  185. 
Structure,  Landmarks  of,  in  completed 

work,  435. 
Style,    as    division   of    rhetoric,   9;    in 

general  (Book  i),  13 ;    Nature 

AND    BEARINGS   OF    (Chap.    I),    16; 

Definition  of,  16  ;  and  the  thought, 
18;  and  the  man,  19;  Adjust- 
ments of,  20;  Qualities  of  (Chap. 
iij,  27. 
Subconscious  mental  action,  Avails  of, 
406. 


Subdual  of  descriptive  details,  486;  of 

narrative  details,  514. 
Subject,   of    sentence,   313 ;   of    compo- 
sition, 421 ;  and  theme,  relations  of, 

421. 
Subjective  description,  502. 
Subjunctive,  The,  232. 
Subordinating  class  of  conjunctions,  265. 
Suggestion,  as  accessory  of  amplification, 

473  ;  by  effects,  500. 
Support  from  self-culture,  The, 

in  invention,  396. 
Supporting  medium,  The,  in  story,  530. 
Surprise,  The  element  of,  in  narration, 

527. 
Suspension,  279 ;  Workmanship  of,  280. 
Syllogism,    The,    617;    in    enthymeme, 

618  ;  in  enlargement,  620. 
Symbolic  element,  The,  117;  words,  117. 
Symbolics,  Omission  of,  in  poetic  diction, 

141. 
Symbols  of  things,  Exposition  of 

the,  575. 
Synchronism  of  events,  540. 
Synecdoche,  88. 
Synonyms,  47. 

Synonymy  in  exposition,  576. 
Syntactical  adjustments,  223. 

Taste,  relation  to  writing,  21;  as  basis 
of  beauty,  40. 

Tautology,  307. 

Technicalisms,  56. 

Temperament  of  qualities,  41. 

Tense,  The  scheme  of,  226. 

Terms,  Exegesis  of,"  576. 

Testimony,  600. 

Tetrameter,  180. 

Theme,  The,  421;  Definition  of,  421; 
as  related  to  subject,  421  ;  Signifi- 
cance of,  as  deduced,  424  ;  as  related 
to  form  of  discourse,  426 ;  as  dis- 
tinguished from  title,  429. 

Things,  Exposition  of,  557. 

Thought-association,  Laws  of,  443. 


672 


INDEX   OF  SUBJECTS. 


Thought-building,  Orders  of,  446. 
Three  idioms,  232. 
Time-conditioned  portrayal,  504. 
Title,   The,   as   compared   with   theme, 

429 ;  Characteristics  of,  429. 
Tone  of  discourse,  Maintenance 

of  the,  135. 
Topic  of  paragraph,  Prominence  of,  359 ; 

Place  of,  361 ;  Double,  363. 
Topics,    Casual,    in    meditation,     408 ; 

Reading  by,  415. 
Total  effect,  Problem  of,  in  description, 

480. 
Transitional  paragraph,  The,  381. 
Transitions,  457. 
Translation,  587. 

Travel  and  observation,  Sketches  of,  509. 
Treatise,  The,  594. 
Tributary   portions,   of    sentence,   The, 

Trisyllabic  feet,  176. 

Trochaic  measure,  175. 

Trope,  87. 

Types,  The  literary  (Book  v),  475. 

Unamplified  expression,  The  province 
of,  460. 

Understatement,  105;  of  emotion,  656. 

Undertone  of  phrasal  rhythm,  202. 

Unity  of  sentence,  320;  Relations  con- 
stituting it,  323. 


Untranslatable,  The,  589  footnote. 
Unworn  words  and  phrases,  Partiality 

to,  in  poetic  diction,  144. 
Utility,  as  standard  of  prose  choice,  109. 

Value,  Practical,  of  figures,  75. 

Variety,  Claims  of,  in  sentence  stress, 
342. 

Vehicle  of  the  story,  The,  529. 

Verifying  spirit,  The,  in  invention,  400. 

Verse,  The,  in  rhythm,  178;  Stand- 
ard types  of,  179;  The  life  of, 
189. 

Vigor,  Condensation  for,  295  ;  of  narra- 
tive movement,  524. 

Vision,  98. 

Vocabulary  of  prose,  109. 

Waiving,  in  debate,  638. 

Will,  Appeal  to  the,  in  oratory,  657;  as 
basis  of  force,  36 ;  in  rhetorical 
adaptation,  4. 

Word-painting,  151 ;  in  description,  498. 

Words,  Choice  of,  for  denota- 
tion (Chap,  iii),  46;  and  fig- 
ures for  connotation  (Chap, 
iv),  75- 

Written  discourse  for  public  delivery, 
122. 

Written  diction,  126 ;  Mechanical  aids 
to,  128. 


DIRECTORY  OF  AUTHORS  QUOTED. 


[This  index  is  confined  to  actual  quoted  matter  ;  it  does  not  include  mere  references.  For 
volume  and  page  reference,  see  the  pages  where  the  quotations  occur.  The  page-numbers 
in  full-faced  type  refer  to  rhetorical  readings.] 


Abbott,  Edwin  A.,  231, 258,  287,  303,  309. 
Abbott,  Lyman,  112,  297,  310,  327,  331. 
Abbott  and  Seeley,  in. 
Addison,  Joseph,  363. 
Amiel,  Henri  Frederic,  79. 
Arnold,  George,  499. 
Arnold,  Matthew,  51,  60,  270,  283,  298, 
304,  308,  326,   331,    332,    342,    355, 

36l>  473,  56l>  563,  586- 
Arnott,  Neil,  564. 
Austen,  Jane,  515. 

Bacon,  Francis,    370,    398,   410,   447, 

460,  571,  573- 
Bagehot,  Walter,  112,  394,  513,  515. 
Bain,    Alexander,    290,   291,   321,   324, 

335,  649. 
Barrie,  J.  M.,  297. 
Bible,  52,  78,  98,  122,  148,  214,  233,  235, 

236,  238,  266,  267,  277,  291,  306,  307, 

322>  329,37i,  50I»  6l4,  651. 
Birrell,  Augustine,  101. 
Blair,  Hugh,  466. 
Boott,  F.,  195. 
Boswell,  James,  417. 
Brimley,  George,  76. 
Brooke,  Stopford  A.,  28,  500. 
Brown,  John,  244,  494,  658. 
Browning,    Robert,    116,  142,    144,    158, 

175,  T7r>,  *77,  *99,  2°°,  238»  299,483, 

531,  534. 
Bryant,  William  Cullen,  153. 


Bunyan,  John,  69,  86. 

Burke,  Edmund,  96,  256,  277,  285,  293, 
306,  309,  331,  349,  378,382,428,444, 
449,  471,  574,  614,  625,  627. 

Burton,  Nathanael,  398,  406,  407, 416, 
435,  459,  464. 

Bushnell,  Horace,  425,  566. 

Butcher,  S.  H.,  152. 

Butler,  Samuel,  181. 

Byron,  George  Gordon,  Lord,  486. 

Cable,  George  W.,  162,  325. 

Carlyle,  Thomas,  49,  80,  88,  89,  103,  106, 
144,  263,  269,  279,  286,  316,  332, 
352,  358,  372,  443,  463,  485,  494, 
497,  511,  543,  544,  567,  584. 

Carroll,  Lewis,  182. 

Century  Cyclopaedia  of  Names,  16. 

Chambers's  Cyclopaedia,  556,  609,  610. 

Chapman,  George,  181. 

Chevy-Chace,  181. 

Cicero,  Marcus  Tullius,  293,  451. 

Clough,  Arthur  Hugh,  183. 

Cobbett,  William,  255. 

Coleridge,  Samuel  Taylor,  177,  192,  259, 
498. 

Couch,  A.  T.  Quiller,  550. 

Cowper,  William,  114. 

Craddock,  Charles  Egbert,  see  Murfree, 
Mary  Noailles. 

Crockett,  S.  R.,  291. 

Curtis,  George  William,  661. 


673 


674 


DIRECTORY  OF  AUTHORS  QUOTED. 


Dallas,  E.  S.,  275. 

Darmesteter,  James,  91. 

Davidson,  Samuel,  130. 

Delitzsch,  Friedrich,  409. 

De  Mille,  James,  162. 

De  Quincey,  Thomas,  36,  69,  100,  103, 

118,  146,  263,  264,  277,  278,  279, 

284,  294,  350,  351,  2>7h  377,  414, 

463,  523,  546,  547. 
Deutsch,  Emanuel,  341. 
Dickens,  Charles,  66,  72,  99,   103,  212, 

306,  341,  490,  496,  529,  540. 
Dixon,  William  Macneile,  28. 
Drummond,  Henry,  65. 
Dryden,  John,  82,  210. 
Dumas,  Alexander,  249,  253,  290,  306. 

Earle,  John,  44,  49,  53,  65,  88,  96, 
109, 110, 119, 135, 139, 150, 155, 
163,  230,  247,  263,  317,  318,  319, 
323,   346,   349,   357,   359,   374, 

633- 
Eliot,  Charles  William,  402. 
Eliot,  George,  see  George  Eliot. 
Emerson,  Ralph  Waldo,  46,  59,  322,  374, 

409,  410,  549,  648. 
English  Illustrated  Magazine,  %y 
Erskine,  Thomas,  Lord,  602. 
Euphues,  see  Lyly,  John. 
Everett,  Edward,  504. 

Farrar,  Frederick  William,  343. 
Fitzgerald,  Edward,  187,  301. 
Flaubert,  Gustave,  23. 
Ford,  Paul  Leicester,  271,  391. 
Fox,  Charles  James,  125,  619,  662. 
Fuller,  Thomas,  7$. 

Gage,  Alfred  P.,  564. 

Gates,  Lewis  E.,  581. 

Genung,  John  Franklin,  151,  298,  586. 

George  Eliot,  148,  492,  568. 

Gibbon,  Edward,  90,  235,  288,  450. 

Goodrich,  Chauncey  A.,  657. 

Gordon,  George  A.,  246,  343. 


Gosse,  Edmund,  80,  81,  90,  91,  92,  93, 

592. 
Grant,  Ulysses  S.,  341. 
Gras,  Felix,  17,  246,  495. 
Gray,  Thomas,  186. 
Green,  John  Richard,  484,  542. 
Greenleaf,  Simon,  603,  624. 

Hall,  Newman,  437. 

Hardy,  Thomas,  523,  529. 

Harper 's  Weekly,  344. 

Hawthorne,  Nathaniel,  72,  84,  100,  360, 

519. 
Hay,  John,  see  Nicolay,  J.  G.,  and  John 

Hay. 
Helps,  Sir  Arthur,  253,  325. 
Henderson,  W.  J.,  302. 
Higginson,    Thomas    Wentworth,    68, 

162,  530. 
Hodgson,  William  B.,  82. 
Holmes,  Oliver  Wendell,  51,  59,  78,  92, 

291,  293. 
Horace  (Quintus  Horatius  Flaccus),  36, 

518. 
Howells,    William    Dean,   65,   $2,   224, 

531. 
Hughes,  Thomas,  162,  524. 
Hugo,  Victor,  484. 
Hume,  David,  334. 
Hunt,  Leigh,  282. 
Hutton,  Richard  Holt,  428. 
Huxley,  Thomas  Henry,  12,  58,  131. 

Independent,  The,  276. 

James,  Henry,  482,  487,  489,  517- 

James,  William,  468,  515. 

Jevons,  William  Stanley,  87,  572. 

Johnson,  Herrick,  437. 

Johnson,  Samuel,  22,  27,  73,  211,  291, 

309,  317,  438,  525,  561,  630. 
Joubert,  Joseph,  425- 
Journal  of  Geology,  The,  57. 

Keats,  John,  147,  149. 


DIRECTORY  OF  AUTHORS   QUOTED. 


675 


Keble,  John,  187. 

Kinglake,  Alexander  William,  308. 
Kingsley,  Charles,  194,  317. 
Kipling,  Rudyard,  146,  193. 

Lamb,  Charles,  130,  153. 

Landor,    Walter    Savage,    15,    53,   84, 

113,  314. 
Lang,  Andrew,  307. 
Lessing,  Gotthold  Ephraim,  480. 
Lewes,  George  Henry,  447,  448,  589, 

632. 
Lewes,  Marian  Evans,  see  George  Eliot. 
Lewis,  Tayler,  588. 
Lockhart,  John  Gibson,  297,  507. 
Lodge,  Henry  Cabot,  138. 
London  Times,  130. 
Longfellow,  Henry  Wadsworth,  173,  175, 

182. 
Lowell,  James  Russell,   49,    50,  61,  94, 

137,  152,  295,  491. 
Lyly,  John  (Euphues),  353. 
Lytton,  Edward   George  Earle   Lytton 

Bulwer,  Lord,  160,  493. 

Mabie,  Hamilton  Wright,  399. 

Macaulay,  Thomas  Babington,  Lord,  78, 
88,  94,  101,  106,  224,  259,  272,294, 
3°3>  3°4,  3°9,  3H,  3Z3>  34^,  359.  364, 
368,  377,  38o>  382>  423»  444, 447,  4^6, 
585,  606,  622,  630,  631,  636,  660. 

McCarthy,  Justin,  92. 

McCurdy,  James  Frederick,  309. 

McLaughlin,  Edward  T.,  91. 

Macmillan^s  Magazine,  388,  471. 

Marsh,  George  Perkins,  656. 

Mathews,  William  S.  B.,  647,  648. 

Matthews,  Brander,  160,  309. 

Meredith,  George,  245,  271,  488. 

Mill,  John  Stuart,  566,  578. 

Milton,  John,  28,  103,  148,  151,  154, 
161,  175,  198,  199,  200,  20S,  404, 
411,  503. 

Minto,  William,  32,  350,  611. 

Moore,  Thomas,  280. 


Morison,  J.  Cotter,  513,  539. 

Morley,  John,  298,  467. 

Morris,  William,  145. 

Mother  Goose,  192.    . 

Motley,  John  Lothrop,  272,   281,  521, 

524. 
Mozley,  James,  298,  501,  620. 
Murfree,  Mary  Noailles,  101,  308. 
Myers,  Frederick  W.,  283. 

Newman,   John    Henry,    Cardinal,   31, 
88,  89,  96,  124,  214,  284,  287,  307, 

3IO>  3*3,  3H,  324,  325>  329, 333,  347, 
348,  349,  362,  369,  382, 422, 465,  577, 
614,  618,  621. 

Nichol,  John,  275. 

Nicolay,  J.  G.,  and  John  Hay,  555,  646. 

Nicoll,  Henry  J.,  292. 

North  American  Review,  50. 

Onookool  Chunder  Mookerjee,  138. 

Parker,  E.  G.,  401. 

Parkman,  Francis,  469. 

Pascal,  Blaise,  275,  297,  299,  453,  468. 

Pater,  Walter,  23,  26,  39,  40,  47,  52, 

63,  69,  259,   329,    330,  332,  334, 

363,  386,  421,  463. 
Payne,  E.  J.,  466,  560. 
Phelps,  Austin,  413,  461,  647. 
Phelps,    Elizabeth    Stuart,    see    Ward, 

Elizabeth  Stuart  Phelps. 
Phillips,  Stephen,  289. 
Piers  the  Plowman,  156. 
Pitt,  William,  50. 
Pope,  Alexander,  149,  160,  183,  185,  296, 

650. 
Porter,  Horace,  106. 
Pryde,  David,  488,  514. 

Quintilian    (Marcus    Fabius    Quintilia- 
nus),  29. 

Reade,  Charles,  279. 

Robertson,  Frederick   \V.,  400,  516. 


676 


DIRECTORY  OF  AUTHORS   QUOTED. 


Robertson,  James,  228. 

Roe,  E.  P.,  263. 

Rollins,  Alice,  304. 

Ruskin,  John,  7,  103,  123,  148,  168,  252, 

256,  3OI>  3J4,  329,  33°>  331,  339,  45 x> 

455,  456,  481,  502. 
Russell,  W.  Clark,  66. 

Saintsbury,  George,  218,  272,  290,  301, 

304,  311. 
Salmon,  G.,  130. 
Saturday  Review,  136. 
Schubert,  Franz,  173. 
Schurz,  Carl,  428. 
Scott,  Sir  Walter,  1S1,  296,  297,  306, 

431,  522>  526>  527- 

Shairp,  J.  C,  577. 

Shakespeare,  William,  42,  43,  79,  80, 
95,  H3,  m,  180,  296,  332,  498,  501, 
503,560,649,651,655. 

Smollett,  Tobias  George,  248. 

Soule,  Richard,  47. 

Southey,  Robert,  164. 

Spencer,  Herbert,  24,  314,  428. 

Spenser,  Edmund,  188. 

Stanley,  Arthur  Penrhyn,  354. 

Stanley,  H.  M.,  273. 

Stedman,  Edmund  Clarence,  13,  252, 
270,  560. 

Steele,  Richard,  251. 

Stephen,  Leslie,  436,  460,  518,  551. 

Stevenson,  Robert  Louis,  13,  15,  78, 
85,  88,  89,  92,  94,  129,  171,  189, 
202,205,208,211,2i6,218,235, 
236,  252,  282,  302,  311,  322,  330, 
397,  399,  407,  470,  479,  482,  485, 
492,  506,  513,  514,  539,  548, 
550. 

Stowe,  Harriet  Beecher,  252. 

Sutton,  J.  Bland,  565.  /T\ 

■      W  i 


Swift,  Jonathan,  289. 

Swinburne,  Algernon  Charles,  143,  151, 

157,  158. 

Taylor,  Bayard,  81. 

Temple,  Sir  William,  218. 

Tennyson,  Alfred,  Lord,  84,  89,  93,  98, 
140,  143,  151,  153,  156,  157,  158, 
160,  161,  175,  179,  182,  184,  188,  191, 
195, 199,  201,  203,  239,  266,  273,  275, 
490,  491,  503,  504,  528,  555,  586,  659. 

Thackeray,  William  Makepeace,  86,  97, 
100,  104,  131,  159,  270,  545. 

Tillotson,  John,  307. 

Trevelyan,  George  Otto,  150,  545. 

Trollope,  Anthony,  343,  533,  538,  539. 

Tyler,  Moses  Coit,  613. 

Van  Dyke,  Henry,  ^73- 

Virgil  (Publius  Vergilius  Maro),  160, 

Walton,  Izaak,  251. 
Ward,  Elizabeth  Stuart  Phelps,  224. 
Ward,  Mrs.  Humphry,  128,  233,  241. 
Webster,  Daniel,  166,  288,  329,  600,  609, 

612,  628,  629,  644. 
Wendell,  Barrett,  29,   358,  365,  366. 
Whately,  Richard,  463,  465,  467,  604. 
White,  Gilbert,  160,  235. 
White,  Richard  Grant,  2^. 
Whitman,  Walt,  217. 
Wilkinson,  William  Cleaver,  392,  520. 
Wilson,   Woodrow,  405,  423,  431,  438, 

453,  455,  457,  605. 
Wordsworth,  William,  114,  142,  143,  144, 

145,  155,  189,  200,  226,  472,  502. 

Youth' 's  Companion,  160. 
Zangwill,  Israel,  273. 


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